JP2010123093A - Voting right exertion support system of loaned stock and program - Google Patents

Abstract

<P>PROBLEM TO BE SOLVED: To attain a technology capable of exactly computing the number of voting rights concerning a stock borrowed from a general investor and widely collecting advice from the public so that a borrower may appropriately exert the voting rights. <P>SOLUTION: This voting right exertion support system 10 of a loaned stock is provided with: a loaned stock detail DB 14; a right fixed date information DB 12; a voting right number computation part 16 which compares a right fixed date with a borrowing and lending period of a corresponding issue number by every borrowing and lending contract, when the right fixed date is included in the borrowing and lending period, sets fixed information for the issue number to the borrowing and lending contract, totals the number of stocks of the borrowing and lending contract in which the fixed information is set by every issue number, and stores the totaled value in a voting right number information DB 18 as the number of stocks of the fixed voting right; a consultation object extraction part 20 which extracts the number of stocks of the fixed voting right by every issue number from the voting right number information DB 18 to generate consultation object information to which a consultation object number is attached; and a consultation processing part 26 which transmits a picture 44 for application to a client terminal 38, and when application information including an advice to a specific consultation object number is transmitted, stores the application information in an application information DB 30. <P>COPYRIGHT: (C)2010,JPO&INPIT

Description

  The present invention relates to a system and program for supporting the exercise of voting rights for borrowed shares, and in particular, calculates the status of securing voting rights related to stocks widely borrowed from general investors and provides advice on exercising voting rights for each borrowed share. It is related to a system that recruits from the general public and supports borrowers to exercise their voting rights appropriately.

In the past, stocks have been loaned among financial institutions such as institutional investors, securities companies, trust banks, etc., when stocks are sold shortly. In general, it was called "rental fee").
Recently, in response to the increase in the number of individual investors accompanying the spread of Internet transactions, a “stock lending service” has been provided to small general investors (see Non-Patent Document 1). . By using this stock lending service, it becomes possible for general investors to obtain a third source of income, the stock lending interest rate, in addition to the conventional capital gain (increased price increase) and income gain (dividend).
Kabu.com Securities / Stock Lending Service Internet URL: http://www.kabu.com/superaccount/stocklending.asp Search date: October 20, 2008

  When lending this stock, the rights of shareholders during the loan period (such as the right to claim dividends and voting rights to receive dividends) will be transferred from the lender to the borrower. Conventionally, stock lending contracts often stipulate that returns are made to the lender, and in lending stocks with general investors as lenders, the borrower's financial institution returns the amount equivalent to dividends to general investors. Is normal. However, since general investors are originally not interested in exercising voting rights, there is no particular problem even if the borrower holds the voting rights of shares borrowed from general investors. In addition, since general investors can freely set the lending period, they can restore their voting rights by regaining their own shares before the vesting date if they specifically wish to exercise their voting rights.

  On the other hand, the securities companies that borrowed stocks have so far only been interested in raising profits by managing the stocks, and the use of voting rights has not been reached. In the future, with the expansion of stock lending services, it is expected that more shares will be lent out by general investors to financial institutions such as securities companies. It can be said that the time has come to consider measures for effective utilization.

  However, when borrowing stocks from a large number of general investors, the stocks, quantities, and lending periods vary, and the vesting dates of each stock vary widely, including regular and irregular. The current situation is that the number of stock voting rights cannot be accurately determined.

  In addition, even if the number of voting rights related to borrowed stock can be calculated, shares of companies from a wide variety of industries gather under the borrower's financial institution, so it is not positive about the company's internal and industry circumstances. Currently, it is difficult for borrowers to exercise their voting rights appropriately.

  The present invention has been devised to overcome this situation, and can accurately calculate the number of voting rights related to stocks borrowed from general investors and allow the borrower to exercise this voting right appropriately. It aims to provide technology that can solicit advice from the general public.

  In order to achieve the above object, the voting rights exercise support system described in claim 1 is a borrowing statement storage means for storing the name, number of shares, and lending period of shares borrowed from shareholders for each lending contract. And the vesting date information storage means for storing the vesting date for each stockholder's general meeting in association with the project number identifying the individual shareholders' meeting, and the vesting of the corresponding project number for each loan agreement. A right securing status judging means for setting confirmation information indicating that the right securing for the relevant project number is confirmed for the lending contract when the vesting date is included in the lending term. Voting rights counting means for counting the number of shares in a loan agreement with final information set for each case number and storing the total value in the voting rights information storage means as the number of shares of final voting rights, and the above voting rights information From memory means Extract the number of shares of final voting rights for each number, generate consultation target information with a unique consultation target No., and store it in the consultation target storage means and the client terminal operated by the user, When a request to display voting rights information specifying a specific case number is sent, a means for sending a screen describing the information to be consulted for the relevant case number and a specific consultation target number from the above client terminal This means that when an application request for advice on exercising specified voting rights is sent, a means for sending an application screen with an advice input field and when advice (text information, etc.) is sent from the above client terminal And a means for generating application information in which the consultation target number and the identification information of the user are associated with each other and storing the application information in the application information storage means. To have.

  The voting rights exercise support system according to claim 2 is the system according to claim 1, and in addition to the stock name borrowed from the shareholder, the number of shares, and the lending period in the borrowing details storage means The contract form is stored for each lease contract, and the right status determination means compares the vesting date of the project number corresponding to each lending contract with the lending period, and the vesting date is included in the lending period. In this case, the fixed information indicating that the right of the project number has been fixed is set for the loan contract, the vesting date is not included in the loan period, and the loan contract is updated in a predetermined period unit. Is set in the above-mentioned stock loan statement storage means as a contract form, set undetermined information indicating that the right for the case number is not yet confirmed for the loan contract, and The number of voting rights counting means counts the number of shares in the loan agreement for which final information is set for each case number, stores the total value in the voting right number information storage means as the number of shares of final voting rights, and for each case number The number of shares in the loan agreement for which undetermined information has been set is aggregated, and the aggregated value is stored in the voting rights number information storage means as the number of voting rights shares. It is characterized in that the number of shares of final voting rights and the number of shares of unvoted voting rights are extracted for each number, and consultation target information with unique consultation target numbers is generated for each number.

  The voting rights exercising support system according to claim 3 is the system according to claim 2, and further the identification information indicating that the loan details storage means has a contract form in which the lending period is updated. As described above, a plurality of types of identification information corresponding to the length of the period are set, and the right securing status determination means sets a plurality of types of undetermined information corresponding to the type of the identification information for the loan agreement, and The number of voting rights counting means totals the number of shares by type of undetermined information, and stores the total value in the number of voting rights information storage means as the number of shares of voting rights, and the consultation target extraction means stores the number of voting rights information The number of shares of final voting rights and the number of shares related to undecided information of a specific type are extracted for each case number from the means, and consultation target information with a unique consultation target number is generated for each.

  The voting rights exercise support system according to claim 4 is the system according to claims 1 to 3, and further, a notification of winning is sent for specific application information from the management terminal operated by the system operator. In this case, a winning flag is set for the corresponding application information, and a means for setting a defeat flag for other application information related to the same consultation target No. and an application result inquiry is sent from the client terminal operated by the user. In this case, a means for transmitting a screen on which the result of winning / losing the application information related to the user is described, and the number of shares of the consultation target information corresponding to the application information are associated with the case number and stored in a predetermined memory. Means for recording as the number of consulted shares, and the consultation object extracting means subtracts the number of consulted shares related to the same project number from the number of shares stored in the number of voting rights information storage means. It is characterized by extracting the remaining as shares consultation target information.

  The voting rights exercise support system according to claim 5 is the system according to claim 4, and each application information has a unique applicant ID and password set for the application information, and the user When a login request is made for a specific consultation target number from the client terminal operated by, and when the applicant ID and password are sent from the above client terminal In addition, referring to the above application information storage means, if the application information related to the applicant ID is flagged as lost, login is rejected, and login is allowed only when the winner flag is set. It is characterized by having an authentication means.

  The voting rights exercise support system described in claim 6 is the system according to claim 4 or 5, and further, when a winning flag is set in the application information related to voting rights, When the number of shares of final voting rights related to the same project number is stored in the above voting rights information storage means, the required number of those voting rights is handled as appropriate for the voting rights for which the above winning flag is set. Means for recording in a predetermined storage means in association with the consultation target No., and the consultation target extraction means is configured to calculate the appropriation amount based on the number of shares of the final voting rights related to the same case number stored in the voting right number information storage means. It is characterized in that the remaining number of shares is reduced as the number of shares for consultation information.

  The voting rights exercising support program described in claim 7 includes a computer, a stock statement storage means for storing stock brands borrowed from shareholders, the number of shares, and a borrowing period for each lease contract, a stockholder of each brand The vesting date information storage means that stores the vesting date related to the general meeting in association with the project number identifying each shareholder meeting, and the vesting date of the corresponding project number is compared with the lending period for each lending contract When the vesting date is included in the lending period, the right securing status determination means for setting the deterministic information indicating that the securing of the right for the case number is confirmed for the lending contract, and the definite information for each case number The total number of shares in the set loan agreement is totaled, and the aggregated value is stored in the voting rights number information storage means as the number of shares of final voting rights. The number of shares of rights is extracted, consultation target information with a unique consultation target No. is generated, and a specific project number is specified from the consultation target extraction means stored in the consultation target storage means and the client terminal operated by the user When a request to display voting rights information is sent, a means to send a screen with information on the subject of consultation related to the relevant case number, advice on exercising voting rights specifying a specific number of subject of consultation from the above client terminal Means to send an application screen with an advice input field when an application request is sent, and when advice is sent from the client terminal, an application in which the consultation target number and user identification information are associated with this It is characterized by functioning as means for generating information and storing it in the application information storage means.

According to the voting rights exercise support system described in claim 1 and the voting rights exercise support program described in claim 7, the vesting date for stocks with various brands, quantities, and lending periods It is possible to accurately calculate the number of shares held at each general meeting of shareholders (= the number of voting rights).
Moreover, even if it is before the vesting date, as soon as voting rights are secured, it is immediately disclosed to general users for consultation and solicits advice regarding the exercise of voting rights. Even borrowers who are not particularly cheerful can exercise their voting rights appropriately at the general meeting of shareholders.

  According to the system for supporting the exercise of voting rights stated in claim 2, consultation on the exercise of voting rights not only for final voting rights for which voting rights have been secured but also for voting rights for which voting rights can be secured. This makes it possible to consider the direction of exercise from a stage sufficiently earlier than the vesting date.

  According to the voting rights exercise support system described in claim 3, when there are a plurality of types of voting rights depending on the length of the lending period, there are specific types of voting rights in the voting rights. It is possible to solicit advice for consultation only.

  In the voting rights exercise support system described in claim 4, the determination result of winning (adopted) / deselected (not adopted) is registered for each application information, and the result is applied to each applicant. Therefore, the elected user can predict that the number of shares subject to consultation will be thrown in the direction according to his / her intention at the relevant general meeting of shareholders. On the other hand, it becomes possible for a user who has been elected to recognize in advance that the number of shares subject to consultation will be thrown in a direction contrary to his / her intention at the relevant general meeting of shareholders.

  According to the voting rights exercise support system described in claim 5, only the winning user can keep in touch with the borrower, and the lost user cannot negotiate with the borrower on the subject of consultation. . As a result, the winner can provide important information to the borrower with peace of mind.

  According to the voting rights exercise support system described in claim 6, when a voting right that has not been decided is elected, when the final voting right is subsequently generated, Since it has a mechanism for preferentially allocating final voting rights, it is possible to stabilize the position of the user who has won the voting rights.

  FIG. 1 is a block diagram showing an overall configuration of a voting rights exercise support system 10 according to the present invention, which includes a vesting date information DB 12, a borrowed statement details DB 14, a right securing status judging means, and a total number of voting rights. Voting right number calculation unit 16, voting right number information DB 18, consultation target extraction unit 20, consultation target DB 24, consultation processing unit 26, brand basic information DB 28, application information DB 30, and consultation history DB 31 as means And a winning information DB 32 and an undecided successful bid stock management unit 34.

The above-mentioned voting right number calculation unit 16, consultation target extraction unit 20, consultation processing unit 26, and undetermined bidding stock management unit 34, the CPU of the server computer managed by a financial institution such as a securities company or a trust bank, This is realized by executing necessary processing according to the application program.
In addition, the above vesting date information DB12, loaned details DB14, voting rights number information DB18, consultation target DB24, brand basic information DB28, application information DB30, consultation history DB31, and winning information DB32 are provided in the hard disk of the computer. It has been.
The voting rights exercising support system 10 of the borrowed stock has a plurality of client terminals 38 operated by general users and a management operated by a person in charge of the financial institution operating the system via a communication network such as the Internet 36. A terminal 39 is connected.

FIG. 2 exemplifies data stored in the vesting date information DB 12 as of March 6, 2008, and FIG. 3 illustrates data stored in the vesting date information DB 12 as of March 11, 2008. FIG. 4 shows data stored in the vesting date information DB 12 as of March 31, 2008, respectively.
As shown in the figure, each record has data items of “brand”, “case number”, “right date”, “reason”, and “exercise date”.

Here, the “vesting date” means a reference date for determining the attribution of rights, and dividends, shareholder benefits, and voting rights at shareholder meetings are granted to those who were shareholders on that date. In the case of Japanese companies, the final settlement date is generally the vesting date, and the voting rights at the Ordinary General Meeting of Shareholders are also recognized by those who were shareholders on the final settlement date.
On the other hand, in the case of an extraordinary general meeting of shareholders, the vesting date is set by the company manager each time and is announced in newspapers.
In the “exercise date”, the date of exercising voting rights, that is, the scheduled date of the annual general meeting or extraordinary general meeting is registered.

  Even stocks of the same name are distinguished by assigning different project numbers because the vesting dates differ between the ordinary general meeting and the extraordinary general meeting. For example, case numbers 140 and 141 are both related to α trading stock, while the former corresponds to the vesting date (2008/03/31) based on this settlement, while the latter is the right for the extraordinary shareholders meeting. It corresponds to the fixed date (2008/04/09).

  In the vesting date information DB 12, corresponding records are registered each time vesting date information of each brand is generated. That is, the record of the case number 311 corresponding to the vesting date of the extraordinary general meeting of γ foods as of March 11, 2008, five days later, compared to the registration record as of March 6, 2008 (Figure 2) Is added (FIG. 3).

Further, as of March 31, 2008, the record of the project number 142 corresponding to the vesting date for the interim settlement of α Shoji and the record of the project number 251 corresponding to the vesting date for the interim settlement of β Electric Is added (FIG. 4).
However, the vesting date of the interim settlement is important for shareholders because it relates to interim dividends and shareholder benefits, but it is irrelevant to the voting rights at the general meeting of shareholders. You can also

  The borrowing statement DB 14 is a storage means for storing the detailed information of the shares borrowed from the general investors. As shown in FIGS. 5, 6, and 7, the borrowing statement DB 14 is stored in each loan agreement. , “Customer”, “brand”, “number of shares”, “borrowing period”, and “contract form” are stored. Each record is given a unique detail number for each loan contract.

In the borrowing details DB14, the item information in which any one or more of “customer”, “brand”, “loan period”, and “contract form” among the data items included in the record is stored as a separate loan agreement. Yes. Specifically, as shown in the figure, even if the stocks of the same brand borrowed from the same customer, if the contract form or lease period is different, a unique line number is assigned to each other as different loan contracts. It is distinguished.
For example, as shown in detail Nos. 1 to 3 in FIG. 5, as of March 6, 2008, the customer “A” lent out a total of 6,000 shares of the brand “α Trading”. For 1,000 shares, the lease term is “February 1 to May 1, 2008” and the contract form is “A”, while for 2,000 shares, the lease period is “February 10, 2008- “March 9”, the contract form “B” is set, and for 3,000 shares, the loan period “March 6 to March 7, 2008” and the contract form “C” are set.

Here, the “contract form” is a data item that sets a value that defines the significance of the loan contract, particularly a value related to the probability that the contents of the loan contract will fluctuate. In other words, if “A” is set as the contract type, a relatively long lease period exceeding one month is set, and no refund will be generated during this period. This means that the contents of the loan agreement do not change.
For example, in the case of statement No. 1, a loan agreement for 3 months from February 1 to May 1, 2008 has been concluded. During this period, the lender becomes a contract that cannot request the return of shares. The shareholders will be able to exercise their voting rights with respect to the general meeting of shareholders that has a vesting date between February 1st and May 1st.
As described above, in the case of the contract form “A”, the borrower side has the advantage that the predictability of securing the number of voting rights is increased, but the lender side is inconvenienced that his stock cannot be disposed for a relatively long time. It will be. For this reason, a relatively high stock interest rate is set to be paid, and a function is added to the system 10 for calculating the stock interest rate paid by the borrower for each loan contract with reference to the contract form in the stock loan details DB14. May be.

On the other hand, when “B” is set as the contract form, a relatively short period of “1 month” is set as the lending period, and unless the intention of cancellation is given in advance by the lender, This means that the lending period is automatically renewed on a monthly basis. During this one month loan period, the lender cannot request a return of shares. That is, here, the contract form “B” means that the loan contract may change in a relatively short time of one month.
For example, in the case of statement No. 2, since the lending period for one month from February 10th to March 9th, 2008 is set, there is a general meeting of shareholders with a vesting date between them. The borrower will be able to exercise their voting rights. In addition, even after the lease period has passed, the lease period is automatically renewed in units of one month unless there is an intention to cancel (or cancel), so if the contract has not been canceled after March 9th The borrower can obtain voting rights at a general meeting of shareholders that have a vesting date between March 10th and April 9th.
In this way, in the case of the contract form “B”, since the lending period is set shorter than “A”, the lending interest paid to the lender is set to be kept low, It is also possible to determine the amount of stock lending interest for each loan contract with reference to the detail DB14.

When “C” is set as the contract form, it means that the lender can freely cancel at any time and can regain his own stock the next day. For this reason, when “C” is set as the contract form, one day from the contract effective date to the next day is recorded in the lease period. However, this lending period is automatically updated on a daily basis. Thus, here, the contract form “C” means that the loan contract is unstable and fluctuates on a daily basis.
For example, in the case of statement No. 3, the lease period from March 6th to 7th is set as of March 6th, but if it is the next day, it will be from March 7th to the next 8th. The loan period will be reset.
As described above, in the case of the contract form “C”, there is an instability that it cannot be included in the number of voting rights unless it is on the day of the vesting date. Therefore, in this case, the stock lending interest paid to the lender may be set to a minimum level lower than the above two contract forms, and the amount of stock lending for each lease agreement may be determined by referring to the lending details DB14. it can.

  Each time a new stock lending contract is concluded, corresponding records are registered in the borrowing details DB 14. That is, in FIG. 5 showing the registration records as of March 6, 2008, the records of Detail Nos. 1 to 10 are registered, but as shown in FIG. 6, March 11, 2008, five days later At the time, the record of detail No. 11 (customer: Ding, brand: γ food, number of shares: 2000 shares, lending period: March 21 to August 31, 2008, contract form: A) is added.

  Further, when the stock lending contract is extinguished, the corresponding record in the stock loan details DB 14 is deleted. For example, the record of No. 9 (contract form: A) existing as of March 6 and 11, 2008 is deleted as of March 31, 2008, as shown in FIG. . This is due to the fact that the borrowing period of Detail No. 9 expired on March 20. Similarly, the record of the detail No. 10 (contract form: C) that existed as of March 6 and 11 is also deleted as of March 31, 2008. This means that the loan contract of Detail No. 10 was canceled between March 12 and March 30.

  In the brand basic information DB 28, as shown in FIG. 8, a record having data items of “brand”, “code”, “financial date”, “number of issued shares”, and “1 unit face value” is registered. Yes.

  The number of voting rights calculation unit 16 calculates the number of voting rights for each stock on a case-by-case basis (except for cases related to interim settlements) once a day based on the data stored in the vesting date information DB 12 and the loan details DB 14 And stored in the voting right number information DB 18. The processing procedure as of March 6, 2008 will be described below with reference to the block diagram showing the system configuration of FIG. 1 according to the flowchart of FIG.

First, the voting right number calculation unit 16 refers to the vesting date information DB 12 shown in FIG. 2 and acquires the vesting date for each case (S10).
Next, the voting right number calculation unit 16 refers to the borrowing details DB 14 shown in FIG. 5 and acquires the lending period of each lending contract (S12).
Next, the voting right number calculation unit 16 compares the lending period of each lending contract with the vesting date of the corresponding case with the same brand, and when the latter is included in the former (S14 / Y), “confirmed” (S16). On the other hand, when the vesting date is not included in the lease period (S14 / N), after confirming that the contract form is B or C (S18 / Y), the determination of “undecided” is made ( S20).

  For example, in the case of the loan contract with the detail No. 1, the contract form is “A”, the loan period is February 1 to May 1, 2008, and the corresponding project number 140 (vesting date: March 31) ) And 141 (the date of vesting: April 9) are included, so the voting rights are secured. As a result, as shown in FIG. 10, in the table 40 set on the memory, the “confirmed” flag is set in the case numbers 140 and 141 related to the loan contract of the detail No. 1.

  On the other hand, in the case of the loan contract with item No. 2, the contract form is “B” in units of one month and the contract period is from February 10 to March 9, 2008. Regarding 140 (right date: March 31) and 141 (right date: April 9), voting rights have not yet been secured. However, since there is a possibility that it will be fixed in the future by automatic renewal of the lending / borrowing period, an “indeterminate” flag is set for the case numbers 140 and 141 of the detail No. 2.

  In the case of the loan contract with the detail No. 3, the contract form is “C” in units of one day, and the contract period is from March 6 to March 7, 2008. : March 31) and 141 (date of vesting: April 9), voting rights have not been confirmed yet, but there is a possibility that it will become settled in the future due to automatic renewal of the loan period . As a result, an “undecided” flag is set for the case numbers 140 and 141 of the detail No. 3.

Note that the specification No. 9 in FIG. 5 corresponds to a loan contract with a trading term of “A” for the α trading stock of January 7 to March 20, 2008. The number-of-rights calculation unit 16 makes a NO determination in S14 and also makes a NO determination in S18, with respect to case numbers 140 (vesting date: March 31) and 141 (vesting date: April 9) A flag “not applicable” is set (S22).
If this is a contract form of B or C, even if the vesting date is not currently included in the lending period, there is a possibility that it will change to “firm” in the future by automatic renewal. On the other hand, this is because there is no possibility of turning to “confirmed” in the case of the fixed-period / non-automatic renewal contract A.

  In the same manner as described above, the voting right number calculation unit 16 determines “confirmed / undecided / not applicable” for each corresponding case for the loan contracts of other item numbers, and the determination result flag is stored in the table 40 in the memory. Set. As described above, in the present embodiment, the voting right number calculating unit 16 has a right securing status determination function for setting finalized information by comparing the lending period of the stock loan details DB14 with the finalized date of the vested date information DB12. ing. Then, when the voting right number calculation unit 16 makes a determination of “confirmed”, “confirmed” indicating that the case number and the definitive information are set for the case number in the record of the loan details DB 14 as shown in the table 40. Is created and stored in the storage means. On the other hand, when the number of voting rights calculation unit 16 makes a determination of “undecided”, the record number of the loan details DB 14 indicates a case number and a determination result of “undecided” indicating that the right for the case number is undecided. The assigned data is created and stored in the storage means.

  Next, the voting right number calculation unit 16 counts the number of shares set with the “confirmed” flag and the number of shares set with the “undecided” flag for each “brand x case number” (S24), and the result of the counting Is stored in the voting right number information DB 18 (S26). As described above, the voting right number calculating unit 16 also has a voting right number totaling function for totaling the number of shares for which fixed information is set and the number of shares for which undetermined information is set for each “brand x case number”.

  FIG. 11 shows an example of data stored in the voting right number information DB 18, and each record includes “brand”, “case number”, “right date”, “right status”, “number of shares”, It has a data item for “Number of Consulted Shares”.

  As is clear from the figure, the “voting stock number”, “undecided B stock count”, and “undetermined C stock count” are stored in the “voting rights number information DB 18” for each “brand x case number”. For example, regarding the case number 140 of the α trading brand, “determined = 2,000 shares”, “undecided B = 5,000 shares”, and “undetermined C = 4,000 shares” are registered.

  Here, “undecided B” means an undecided portion based on a loan contract with the contract form B, and “undecided C” means an undecided portion based on a loan contract with the contract form C. Even if the situation is still “undecided” at present, the contract type “B” has a longer lease period than “C” and is likely to be “determined” in the future. The code | symbol is provided. As described above, in the present embodiment, the number of voting rights that the user can secure in the future is converted and used by converting the information about the contract form of the loan details DB 14 into information indicating the certainty of securing voting rights. As well as the accuracy of the possibility.

  As described above, the voting right number calculation unit 16 creates data in which information indicating the voting right determination status is added to the record of the borrowed stock statement DB 14 prior to the aggregation of the voting rights, and is uniquely identified by the specification No. Voting rights confirmation information is given to each loan agreement. Therefore, it is possible to automatically calculate the number of voting rights by collecting data on the loan contract for each determination result and counting the number of each stock. In addition, since the record of the loan details DB 14 includes the contract form of each loan contract, the voting right number calculation unit 16 refers to the contract form and determines the loan contract that has no vesting date within the loan period in the future. The latter can be divided into those that can secure voting rights and those that cannot be secured, and the former can be classified and tabulated according to the likelihood of voting rights being secured.

  The data item of “Number of Consulted Shares” includes voting rights for which the borrower and a third party exchanged opinions on the voting rights of the borrowed shares mainly on the Web, and the specific direction of voting rights is fixed. The number of shares is registered (details will be described later).

The voting right number calculation unit 16 repeats the process of calculating the right securing status for each “brand x case number” based on the latest data and storing it in the voting right number information DB 18 every day.
For example, FIG. 12 shows the number of voting rights information generated based on the vesting date information (FIG. 3) and the borrowing details information (FIG. 6) as of March 11, 2008.
In this case, the number of “determined” shares related to “brand: α trading × project number: 140” will increase from 2,000 shares to 5,000 shares compared to March 6, 2008, and at the same time, the number of shares of undecided B will increase from 5,000 shares. Decreased to 2,000 shares. As shown in FIG. 6, the loan contracts of the details No. 2 and 4 (both contract type: B) are automatically renewed, and the March 31, which is the vesting date of the project number 140, is included in each loan period. Based on being included.

FIG. 13 shows the number of voting rights information generated based on the vesting date information (FIG. 4) and the borrowing details information (FIG. 7) as of March 31, 2008.
In this case, the number of “determined” shares related to “brand: α trading × project number: 140” will increase from 5,000 shares to 10,000 shares compared to March 11, 2008, and at the same time the number of undecided B shares will increase from 2,000 shares. The number of undecided C shares has decreased from 4,000 to 0. This is because, as shown in FIG. 7, the lease contract of the detail No. 3 (contract form: C), the detail NO. 5 and 6 (both contract form: B) is automatically updated, and the vesting date of the project number 140 This is because a certain March 31 is included in each lending period.

Next, referring to the block diagram showing the system configuration of FIG. 1 according to the flowchart of FIG. 14, a consultation process for exercising voting rights as of March 6, 2008 will be described.
First, when a preset time (for example, 16:00 every weekday) arrives once a day (S30), the consultation target extraction unit 20 is activated to generate consultation target information and stores it in the consultation target DB 24. (S32).
FIG. 15 shows an example of a record registered in the consultation target DB 24, which includes data items of “consultation target No.”, “brand name”, “case number”, and “number of shares”.

  When generating the consultation target information, the consultation target extraction unit 20 first refers to the voting right number information DB 18 and subtracts the consulted number of shares from the number of shares for which voting rights have been “fixed” to determine the number of issues x each project number. Calculate the number of shares subject to consultation. As an example, there are 2,000 shares of “confirmed” as of the case number 140 of the α trading company as of March 6, 2008, but 1,000 of them have already been consulted, so 2,000 -1,000 = 1,000 shares will be the number of new consultation target shares (see Fig. 11).

  Next, the consultation object extraction unit 20 generates consultation object information obtained by assigning a unique consultation object number including date and serial number to each data of the brand, the project number, and the number of shares, and stores it in the consultation object DB 24.

Next, when a predetermined set time (for example, 18:00) arrives, the consultation processing unit 26 starts accepting applications for advice (S34).
That is, when the user inputs a dedicated URL on the Web browser of the client terminal 38 (S36) and accesses the consultation processing unit 26, a portal screen is transmitted from the consultation processing unit 26 to the client terminal 38 (S38). It is displayed on the display (not shown).

  When the user inputs “brand: α trading, case number: 140” on this portal screen (S40), the consultation processing unit 26 refers to the voting right number information DB 18, the consultation target DB 24, and the brand basic information DB 28 to determine voting rights. An information display screen is generated and transmitted to the user terminal 38 (S42).

FIG. 16 shows a voting right information display screen 42 as of March 6, 2008, in which a list of rights securing statuses related to designated brands and project numbers is displayed.
By viewing this screen 42, there are currently 2,000 voting shares established on the vesting date on March 31, but 1,000 of those shares have already been consulted and can be advised at this time. It is clearly stated that there are 1,000 shares. In addition, it can be recognized that the undecided amount relating to the contract form: B is 5,000 shares and the undecided amount relating to the contract form: C is 4,000 shares.

This list also includes the shareholding ratio for each status of securing rights. This shareholding ratio is derived by the consultation processing unit 26 by dividing the number of issued shares of the brand stored in the brand basic information DB 28 by the number of shares in each right securing status.
In particular, by referring to the shareholding ratio of the established number of shares, the user can recognize the influence when the intention to exercise the voting right can be reflected.
In addition, even if it is undecided at this time, in the case of undecided B, since it is automatically renewed in units of one month, there is a high possibility that many of its shares will turn to “determined” in the future. Can be expected.
On the other hand, since it can be canceled in units of one day in the case of undetermined C, it can be evaluated as an unstable number of shares that cannot be determined unless the vesting date is reached.

In this list, the number to be consulted is set for stocks whose right securing status is “determined” and which have not been consulted.
When the user clicks this consultation target No (S44), as shown in FIG. 17, an application screen 44 is transmitted from the consultation processing unit 26 to the client terminal 38 (S46).

This screen 44 includes an applicant ID input field, a password input field, a name input field, a name (yomi) input field, an address input field, a telephone number input field, an email address input field, and an advice field. An input field 45 is provided.
On the other hand, the user inputs necessary information in each input field. In particular, in the advice input field 45, a frank opinion of the user is described in free words regarding how to exercise voting rights at the general meeting of shareholders of the case number 140. At that time, describe the situation analysis inside and outside the company, the pros and cons of specific proposals, and the effects that would result.

When the user who has completed the input on the application screen 44 clicks the application button 46, application information is transmitted from the client terminal 38 to the consultation processing unit 26 (S48).
The consultation processing unit 26 stores this application information in the application information DB 30 (S50). FIG. 18 shows the configuration of the application information DB 30. Data items such as consultation number, applicant ID, password, name, name (yomi), address, telephone number, e-mail address, advice, application date and time, winning result, etc. Is set.

When a predetermined application end time (for example, 22:00) arrives, the consultation processing unit 26 closes the application (S52).
Next, the person in charge of the financial institution accesses the consultation processing unit 26 from the management terminal 39, and browses the application information of each user (applicant) via a dedicated Web page (not shown) for each consultation target. Then, pay particular attention to the description of the advice, check the entry box of “Win” for one piece of application information describing the advice that seems to be most useful, and click the send button.
In response to this, the consultation processing unit 26 sets a flag of “winning” in the “winning result” item of the corresponding application information, and “winning result” item in the “winning result” item of other application information having the same consultation target number. Is set (S54).

At the same time, the consultation processing unit 26 registers winning information in the winning information DB 32 (S56). FIG. 19 shows an example of the winning information stored in the winning information DB 32. The brand, the project number, the consultation target number, the target stock number, the application time, the winner ID (= the applicant ID of the winning user). Has data items.
In addition, the consultation processing unit 26 adds the number of shares to be consulted this time to “the number of consulted shares” in the vote number information DB 18 (S58).

At this point, each user accesses the consultation processing unit 26 from the client terminal 38, inputs the applicant ID and password, and requests display of the application result (S60). Upon receiving this, the consultation processing unit 26 receives the application information. An application result display screen is generated with reference to the DB 30 and transmitted to the client terminal 38 (S62).
Although not shown in the figure, this congratulations screen displays “Congratulations, your advice has been adopted (in the case of winning)” or “Sorry, your advice has not been adopted. A message notifying the result of the application such as “In the case of a loss” is described.

  When the message to announce the winning is described on the above screen, the user recognizes that the voting right of the number of shares selected will be exercised in accordance with his / her intention at the general meeting of shareholders specified by the issue x the project number. can do.

  The financial institution that is the operator of the system will not contact other applicants (winners) as a general rule once it recognizes the winner. In addition, even if the loser inputs the applicant ID and password for the consultation target No, the consultation processing unit 26 determines that the authentication error has occurred and rejects the login.

  In contrast, financial officers can continue to contact the winners and receive additional advice on the details of voting. As a means of contact, in addition to telephone calls, e-mails, interviews, etc., a Web page distributed by the consultation processing unit 26 can be used.

  For example, when the user inputs his / her applicant ID and password for the consultation target No and logs in, a contact screen 50 for each consultation target is displayed as shown in FIG.

Here, when the user clicks on the title of the question message sent from the consultant, as shown in FIG. 20B, an additional advice input screen 51 is transmitted from the consultation processing unit 26 to the client terminal 38 and displayed on the display. The
In response to this, the user carefully reads the contents of the question, inputs additional advice in the answer input field 52, and clicks the posting button 53.

  As a result, the response data is transmitted from the client terminal 38 to the consultation processing unit 26. Upon receiving this, the consultation processing unit 26 stores this answer data in the consultation history DB 31. FIG. 21 shows an example of data stored in the consultation history DB 31.

When the answer data from the user is registered in the consultation history DB 31, a notification email is sent from the consultation processing unit 26 to the email address of the person in charge.
In response to this, when the person in charge logs into the management page, the consultation processing unit 26 transmits a Web page in which the answer data is described to the management terminal. As a result, the person in charge can confirm the answer of the winning user.

  According to this system 10, each time a voting right for a borrowed stock is finalized, it is extracted as information to be consulted and has a mechanism for accepting applications from general users. Opinions from various directions can be gathered widely, and sufficient preparations can be made before the general meeting of shareholders.

In the above, an example is shown in which only voting rights whose right securing status is “determined” are treated as consultation objects, but the system 10 can also be configured to disclose undecided voting rights as consultation objects.
FIG. 22 shows a specific example thereof. In the same voting right information display screen 42 as FIG. 16, “20080306-3” is set as the consultation target No. for the borrowed stock whose right securing status is “undecided B”. ing.

  Then, when the user clicks on the consultation target number, although not shown, an application screen 44 similar to that shown in FIG. 17 is transmitted from the consultation processing unit 26 to the client terminal 38.

  On the other hand, when the user inputs necessary information in each input field and clicks the application button, the application information is transmitted from the client terminal 38 to the consultation processing unit 26. The consultation processing unit 26 stores this application information in the application information DB 30.

  When a predetermined application end time (for example, 22:00) arrives, the consultation processing unit 26 closes the application and sets a flag of “winning” for one piece of application information that the person in charge of the financial institution has recognized as “winning”. Then, set the “Lost” flag to other application information that has the same consultation target number.

At the same time, the consultation processing unit 26 registers winning information in the winning information DB 32. FIG. 23 shows an example of the winning information stored in the winning information DB 32. In addition to the data items of the brand, the project number, the consultation target number, the target stock number, the application time, and the winner ID, Data items of “Securing rights” and “Appropriation from final voting rights” are provided.
In the data item of “Securing rights at the time of winning”, either “confirmed” or “undecided B” is recorded, and in the case of undecided B, data “appropriated from the final voting right” The number of shares is recorded in the item. As shown in FIG. 23 (a), as of March 6, 2008, “appropriated amount from the final voting rights” is “0 shares”.

In this way, if an application win is established for “Undetermined B”, even if “the number of shares to be settled = 0” at the beginning of the election, it is necessary to allocate the number of shares that have already been confirmed corresponding to the number of shares to be elected by the vesting date. Occurs.
For this reason, the undecided winning stock management unit 34 periodically checks the voting right number information DB 18 and assigns the necessary number of shares to the deciding B winning information preferentially whenever the voting rights related to the same issue and the same issue number are confirmed. .

  For example, if “5,000 shares” voting rights for “brand: α trading × project number: 140” are generated after March 7, 2008, the undetermined winning stock management unit 34 stores the number of voting rights in the DB 18 At the same time as setting “3,000 shares” in the “consulted shares” of the record, “3,000 shares” is set for “appropriation from the final voting right” of the record in the winning information DB 32 (FIG. 23 (b )).

As a result, of the 5,000 voting rights newly generated, only 2,000 shares will be subject to new consultations, and the remaining 3,000 shares will be used to finalize the winning B.
The undetermined winning stock management unit 34 repeats the priority allocation of the determined number of shares until the winning information of each undetermined B becomes “the number of winning stocks = the determined number of undetermined B”.

It is a block diagram which shows the whole structure of the voting right exercise support system of borrowed stock concerning this invention. It is explanatory drawing which shows the example of registration of rights determination date information DB as of March 6, 2008. It is explanatory drawing which shows the example of registration of the vested date information DB as of March 11, 2008. It is explanatory drawing which shows the example of registration of rights determination date information DB as of March 31, 2008. It is explanatory drawing which shows the example of registration of borrowed stock statement DB as of March 6, 2008. It is explanatory drawing which shows the example of registration of borrowed stock statement DB as of March 11, 2008. It is explanatory drawing which shows the example of registration of borrowed stock statement DB as of March 31, 2008. It is explanatory drawing which shows the example of registration of brand basic information DB. It is a flowchart which shows the processing procedure of the number of voting rights of borrowed stock. It is explanatory drawing which shows progress in the middle of voting right calculation. It is explanatory drawing which shows the example of registration of voting rights number information DB as of March 6, 2008. It is explanatory drawing which shows the example of registration of voting rights number information DB as of March 11, 2008. It is explanatory drawing which shows the example of registration of voting rights number information DB as of March 31, 2008. It is a flowchart which shows the process sequence in a client terminal and a consultation process part. It is explanatory drawing which shows the example of registration of consultation object DB. It is explanatory drawing which shows the voting right information display screen in case only the final voting right is made into consultation object. It is explanatory drawing which shows the screen for application. It is explanatory drawing which shows the example of registration of application information DB. It is explanatory drawing which shows the example of registration of winning information DB in case only the final voting right is made into consultation object. It is explanatory drawing which shows the contact page and additional advice input page for every consultation object. It is explanatory drawing which shows the example of registration of consultation log | history DB. It is explanatory drawing which shows the voting right information display screen in case the final voting right and the undecided B voting right are made into consultation object. It is explanatory drawing which shows the example of registration of winning information DB at the time of making the decision voting right and the voting right of undecided B into consultation object.

Explanation of symbols

10 Loan voting rights exercise support system
12 vesting date information DB
14 Loan details DB
16 Voting Rights Number Calculation Department
18 Number of voting rights information DB
20 Consultation Extraction Department
24 DB for consultation
26 Consultation processing department
28 Stock Basic Information DB
30 Application information DB
31 Consultation history DB
32 Winning information DB
34 TBD
36 Internet
38 Client terminal
39 Management terminal
40 Table set in memory
42 Voting Rights Information Display Screen
44 Application screen
45 Advice input field
46 Apply button
48 Bid amount input field
50 Contact screen
51 Additional advice input screen
52 Answer input field
53 Post button

Claims (7)

A stock statement storage means for storing stock brands borrowed from shareholders, the number of shares, and the lease period for each lease agreement;
A vesting date information storage means for storing a vesting date related to each stockholder's general meeting in association with a case number for identifying the individual general meeting;
For each lending contract, compare the vesting date of the corresponding project number with the lending period. If the vesting date is included in the lending period, confirm that the right for the project number has been confirmed for the lending contract. A right securing status determination means for setting fixed information to be shown;
Voting rights totaling means for totaling the number of shares in the loan agreement with fixed information set for each case number, and storing the total value in the voting rights number information storage means as the number of shares of final voting rights;
A consultation target extraction means for extracting the number of shares of final voting rights for each case number from the above voting right number information storage means, generating consultation target information with a unique consultation target No. and storing it in the consultation target storage means; ,
Means for transmitting a screen describing information to be consulted relating to a corresponding case number when a request for displaying voting right information specifying a specific case number is transmitted from a client terminal operated by a user;
Means for transmitting an application screen with an advice input field when an application request for advice on exercising voting rights specifying a specific consultation target No is transmitted from the client terminal;
When advice is transmitted from the client terminal, means for generating application information in which the consultation target number and the identification information of the user are associated with each other, and storing the application information in the application information storage unit;
A system for supporting the exercise of voting rights for borrowed shares, characterized by comprising: In addition to the stock brands borrowed from shareholders, the number of shares, the lending period, the contract form is stored for each lending contract,
The right securing status determination means compares the vesting date of the project number corresponding to each lending contract with the lending period, and if the vesting date is included in the lending period, In addition to setting confirmation information indicating that the reservation has been confirmed, identification information indicating that the vesting date is not included in the lending period and that the leasing contract is renewed in units of a predetermined period is the above-mentioned loan details as the contract form If it is set in the storage means, set the undetermined information indicating that the right to secure the case number is undecided for the loan contract,
The above voting right number counting means totals the number of shares in the loan agreement for which finalized information is set for each case number, stores the totaled value as the number of final voting rights in the voting right number information storage means, and for each case number The total number of shares in the loan agreement for which undetermined information has been set, and the aggregated value is stored in the voting rights number information storage means as the number of voting rights shares,
The consultation target extraction means extracts the number of shares of final voting rights and the number of shares of undecided voting rights for each case number from the voting right number information storage means, and generates consultation target information with a unique consultation target number for each. The voting rights exercise support system for borrowed shares according to claim 1. A plurality of types of identification information corresponding to the length of the period is set as identification information indicating that the loan period is in a contract form to be renewed in the above stock statement storage means,
The right securing status determining means sets a plurality of types of undetermined information corresponding to the type of the identification information for the lease contract,
The above voting right number counting means totals the number of shares by type of undetermined information, and stores the total value in the voting right number information storage means as the number of shares of voting rights,
The consultation object extraction means extracts the number of shares of final voting rights and the number of shares related to undecided information of a specific type for each case number from the above voting right information storage means, and each of the consultation object information is given a unique consultation object No. The voting rights exercise support system for borrowed shares according to claim 2, wherein: When a notification of winning is sent for specific application information from the management terminal operated by the system operator, a winning flag is set for the applicable application information, and other application information related to the same consultation target No. A means for setting a flag for defeat,
Means for transmitting a screen on which the result of winning / losing the application information related to the user when the inquiry of the application result is transmitted from the client terminal operated by the user;
Means for recording the number of shares of the consultation target information corresponding to the application information as a consulted number of shares in a predetermined storage means in association with the case number;
The said consultation object extraction means extracts the remainder which reduced the consulted share number which concerns on the same project number from the number of shares stored in the voting rights number information storage means as a share number of consultation object information, characterized by the above-mentioned. 3. A system for supporting the exercise of voting rights for borrowed shares as described in any one of 3 above. Each application information has a unique applicant ID and password for that application information.
Means for transmitting an input screen for an applicant ID and password when a login request is made for a specific consultation target number from a client terminal operated by the user;
When the applicant ID and password are sent from the client terminal, refer to the application information storage means, and if the application information related to the applicant ID is flagged as a defeat, login is refused, The voting rights exercise support system according to claim 4, further comprising means for permitting login only when a winning flag is set. If the winning flag is set in the application information related to voting rights, the number of shares of the final voting rights related to the same case number will be stored in the above voting rights information storage means. Including a means for recording the required number of items in a predetermined storage means in association with the corresponding consultation target No.
The consultation object extraction means sets the remainder obtained by subtracting the appropriate share number from the number of shares of the final voting rights related to the same case number stored in the voting right information storage means as the number of shares of the consultation object information. The voting rights exercise support system for borrowed shares according to claim 4 or 5. Computer
A stock statement storage unit that stores the stocks borrowed from shareholders, the number of shares, and the lease period for each lease agreement,
Vesting date information storage means for storing the vesting date relating to the shareholders 'meeting of each issue in association with the case number identifying the individual shareholders' meeting,
For each lending contract, compare the vesting date of the corresponding project number with the lending period. If the vesting date is included in the lending period, confirm that the right for the project number has been confirmed for the lending contract. A right securing status judging means for setting the confirmed information to be shown,
Voting rights totaling means for totaling the number of shares in the loan agreement with fixed information set for each case number, and storing the total value in the voting rights number information storage means as the number of shares of final voting rights;
Extract the number of shares of final voting rights for each case number from the above voting rights number information storage means, generate consultation target information with a unique consultation target No. and store it in the consultation target storage means,
Means for transmitting a screen describing information to be consulted relating to a corresponding case number when a request for displaying voting right information specifying a specific case number is transmitted from a client terminal operated by a user;
Means for sending an application screen with an advice input field when an application request for advice on exercising voting rights specifying a specific consultation target number is sent from the client terminal,
When advice is transmitted from the client terminal, means for generating application information in which consultation target No. and user identification information are associated with this, and storing the application information in the application information storage means;
Voting support program for borrowed shares, which is characterized by functioning as

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