JP2002189856A - Financial instrument ordering apparatus, financial instrument ordering method and information recording medium recording computer readable program for ordering financial instrument - Google Patents

Abstract

PROBLEM TO BE SOLVED: To provide a financial instrument ordering apparatus capable of preventing a customer from losing investment chance due to missing of confirming establishment of a contract and ordering a financial instrument to meet the customer's request quickly and effectively by improving the operability. SOLUTION: This financial instrument ordering apparatus is provided with an estimated ordering setting part 504 for presetting the plural ordering contents showing the order contents in dealing plural financial instrument in association with one another, a storage part 503 for storing the related information showing the contents of the present ordered contents and the relation between the ordered contents, an order placing part 506 for placing an order for dealing corresponding to one ordered content among the stored order contents, a contract processing part 507 for confirming whether the contract corresponding to the ordered dealing is established or not, and an estimated order placing part 505 for instantaneously placing an order for dealing corresponding to the other order contents related to the order contents corresponding to the ordered dealing according to the stored related information when the establishment of the contract is confirmed.

Description

DETAILED DESCRIPTION OF THE INVENTION

[0001]

BACKGROUND OF THE INVENTION 1. Field of the Invention The present invention belongs to the technical field of a financial product ordering apparatus, a financial product ordering method, and an information recording medium in which a program for ordering financial products is recorded in a computer-readable manner. Product ordering apparatus and method for ordering financial products on a stock exchange or the like with the contents of an order input from the company, and an information record in which a financial product ordering program for the order is recorded in a computer-readable manner. Belongs to the technical field of media.

[0002]

2. Description of the Related Art In recent years, a terminal device on a customer side and an ordering device in a securities company have been connected via the so-called Internet.
It has become common practice to place orders for stocks and other financial products traded in the securities market on stock exchanges through these ordering devices and the like.

[0003] Here, it is assumed that the above-mentioned financial products include, in addition to the above-mentioned stocks, stock index futures, stock index options, stock certificate options, convertible bonds, bonds with stock acquisition rights, public and corporate bonds, and foreign bonds. In addition, the above stock exchanges include the Japan Securities Dealers Association for over-the-counter securities in addition to the stock exchanges for listed securities such as the Tokyo Stock Exchange.

[0004] On the other hand, in the purchase and sale of the above-mentioned financial products, a plurality of sales and purchases of the financial products are associated in advance, and for example, after ordering the purchase and sale of the first financial products, the sales and purchase of the first financial products are linked in advance. In many cases, the order is executed in such a manner as to immediately order the purchase or sale of the second financial product.

[0005] More specifically, for example, it is assumed that there is an order (hereinafter simply referred to as an order) for a first financial product that is already on a sell order. Then, the customer is planning to place an order for the second order (buying order for brand B) starting from the execution of the execution of the first order (selling order for brand A). Further, there may be a case where a third order (a sell order for the brand C) and a fourth order (a sell order for the brand D) are to be placed starting from the execution of the execution of the second order.

At this time, as a case of adopting such an order form, specifically, for example, a demand for a brand B to be ordered by a second order to a customer is high, and a buy order for the brand B is made immediately. It is conceivable that a sell order for brand A has been ordered as a fund for this. In addition, the brand C and the brand D purchased for the case where the brand B cannot be purchased.
May be sold at the same time as the execution of the buy order for the brand B is established.

[0007] Here, "contract" means, for example, when a sell order of 1,000 shares is placed for 100 yen per share, a buy order corresponding to this sell order (that is, a buy order corresponding to the same brand). When a purchase order of 1,000 shares for 100 yen per share is received from another customer, the execution of the sell order has been completed, and therefore, the execution has not been completed on the day the sell order was ordered. When that happens, the sell order will expire.

[0008]

However, in order to execute a trading order for a financial product in accordance with a preset procedure (scenario) as described above, it is necessary for the customer to frequently execute the first order. After confirming and confirming that the first order (sell order) was actually executed, it was necessary to input the contents of the second order (buy order) from the terminal device again.

Similarly, the customer frequently enters the second order (buy order) until the contents of the third order (sell order) and the fourth order (sell order) are input from the terminal device. It must be confirmed that the contract is fulfilled.

[0010] Accordingly, there is a problem that this leads to a loss of investment opportunity of the customer due to omission of confirmation of execution of the contract, and furthermore, it is necessary to frequently confirm the execution of the contract, so that the operability of the terminal device is increased. Has been reduced.

Accordingly, the present invention has been made in view of the above problems, and an object of the present invention is to prevent a customer from losing an investment opportunity due to omission of confirmation of execution of a contract and to improve operability. As a result, a financial product ordering apparatus and a financial product ordering method and a financial product ordering program for ordering a financial product that quickly and effectively meet a customer's request can be executed by a computer. An object of the present invention is to provide an information recording medium recorded readable.

[0012]

In order to solve the above-mentioned problems, the invention according to claim 1 relates to a plurality of order contents, each of which indicates an order content in the buying and selling of a plurality of financial products, by associating the order contents with each other in advance. Setting means such as a scheduled order setting section to be set; storage means such as a storage section for storing the set order contents and related information indicating the relation between the order contents; and each of the stored orders Order means, such as an order ordering unit, for ordering the trade corresponding to any of the contents of the order, and confirmation of a contract processing unit, etc., for confirming whether a contract corresponding to the ordered trade has been established. Means, and when the execution of the contract is confirmed, the trade corresponding to the other order contents associated with the order contents corresponding to the ordered trade, based on the stored related information. Immediately And a related orders means, such as a planned order ordering unit to be ordered.

Therefore, a plurality of order contents are set in advance in association with each other, and when it is confirmed that a contract corresponding to a trade ordered by any of the order contents is established, the order corresponding to the ordered trade is confirmed. Orders for sales and purchases corresponding to other orders linked to the order are made immediately based on the relevant information.
Necessary confirmations can be eliminated and necessary orders can be successively placed, so that investment opportunities for customers are not lost due to the omission of confirmation, and operability as a financial product ordering apparatus can be improved. .

According to a second aspect of the present invention, there is provided a financial product ordering apparatus according to the first aspect, wherein the setting means sets the first order content as one of the order details. A prediction means such as a scheduled order credit confirmation unit for predicting a change in the balance generated as a result of executing the corresponding buying and selling, and a second order which is another order content based on the predicted change in the balance. A determination unit such as a scheduled order credit confirmation unit that determines whether or not the order content can be associated with the first order content; and if the determination unit determines that the association is possible, And an associating unit such as a scheduled order setting unit for setting the association of the second order content with one order content.

Therefore, it is possible to predict a change in the balance that occurs as a result of executing a trade corresponding to the first order content, and to associate the second order content with the first order content based on the change. Is determined, and when it is determined that the association is possible, the association of the second order content with the first order content is set. It can be performed.

According to a third aspect of the present invention, there is provided a financial product ordering apparatus according to the first or second aspect, wherein the setting means is for identifying the order contents from each other. The identification information is set for each order content, and the related ordering means is associated with the order content corresponding to the ordered sale based on the identification information when the execution of the contract is confirmed. It is configured to search for the other order contents and to immediately order the trade corresponding to the searched other order contents.

Therefore, when the execution of the contract is confirmed, another order content associated with the order content corresponding to the ordered trade is searched based on the identification information, and the other order content corresponding to the searched other order content is searched. Since the order to buy and sell is immediately made, the set association can be surely executed and the order can be executed continuously.

According to a fourth aspect of the present invention, there is provided a financial product ordering apparatus according to the third aspect, wherein the identification information includes an execution order of trading corresponding to each order content. It is configured to include the order information shown.

Therefore, since the identification information includes the order information,
It is possible to successively order the buying and selling of a plurality of order contents in the set order.

According to a fifth aspect of the present invention, there is provided a financial product ordering apparatus as set forth in any one of the first to fourth aspects, wherein the order content is different from the other order content. It is configured to be the correction content to be corrected.

Therefore, since the order content is a correction content,
Correction of the content of an order that has been made or is about to be made can be made continuously to the order.

According to a sixth aspect of the present invention, there is provided a financial product ordering apparatus according to any one of the first to fourth aspects, wherein the order content is obtained by replacing the other order content. It is configured to be the cancellation content to be canceled.

Therefore, since the order content is the cancellation content,
Cancellation of an order that has been made or is about to be made can be performed continuously with the order.

According to a seventh aspect of the present invention, there is provided a financial product ordering apparatus according to any one of the first to sixth aspects, wherein the contents of the order include a stock purchase order. , Stock Sell Order, Stock Credit New Buy Order, Stock Credit New Sell Order, Stock Credit Repayment Order, Stock Credit Cash / Current Order, Option New Buy Order, Option New Sell Order, Option Repayment Order Is configured to be the content of at least one of the orders.

Therefore, no matter which order content is executed, an order can be placed with good operability without losing the investment opportunity of the customer.

In order to solve the above-mentioned problem, the invention according to claim 8 comprises a setting step of preliminarily setting a plurality of order contents respectively indicating order contents in buying and selling of a plurality of financial products in association with each other; A storage step of storing in the storage means each of the set order contents and related information indicating the relationship between the order contents, and the storage means corresponding to any one of the stored order contents. An ordering step of ordering a trade; a confirming step of confirming whether or not a contract corresponding to the ordered trade has been established; and And a related ordering step of immediately ordering the sale corresponding to another order content associated with the content based on the stored related information.

Accordingly, a plurality of order contents are set in association with each other and set in advance. When it is confirmed that a contract corresponding to a trade ordered by any of the order contents is established, the order corresponding to the ordered trade is confirmed. Orders for sales and purchases corresponding to other orders linked to the order are made immediately based on the relevant information.
Necessary confirmations can be eliminated and necessary orders can be successively placed, so that investment opportunities for customers are not lost due to the omission of confirmation, and operability as a financial product ordering apparatus can be improved. .

According to a ninth aspect of the present invention, in the financial product ordering method according to the eighth aspect, the setting step includes the step of: A prediction step of predicting a change in the balance that occurs as a result of executing the corresponding buying and selling, and, based on the predicted change in the balance, changing the second order content that is another order content into the first order A determining step of determining whether or not it is possible to associate the content with the content, and when it is determined that the association is possible as a result of the determination in the determining step, setting of the association of the second order content with the first order content And an associating step to be performed.

Thus, it is possible to predict a change in the balance that occurs as a result of executing a trade corresponding to the first order content, and to associate the second order content with the first order content based on the change. Is determined, and when it is determined that the association is possible, the association of the second order content with the first order content is set. It can be performed.

[0030] In order to solve the above-mentioned problems, a tenth aspect is provided.
In the financial product ordering method according to claim 8 or 9, in the setting step, identification information for mutually identifying each order content is set for each order content, and In the related ordering step, when the execution of the contract is confirmed, the other order contents associated with the order contents corresponding to the ordered trade are searched based on the identification information, and the searched contents are searched. It is configured to immediately order the trade corresponding to another order content.

Therefore, when the execution of the contract is confirmed, another order content associated with the order content corresponding to the ordered trade is searched based on the identification information, and the other order content corresponding to the searched other order content is searched. Since the order to buy and sell is immediately made, the set association can be surely executed and the order can be executed continuously.

[0032] In order to solve the above-mentioned problems, the present invention is applied to claim 11.
In the invention described in item (1), in the financial product ordering method according to item 10, the identification information is configured to include order information indicating an execution order of trading corresponding to each order content.

Therefore, since the identification information includes the order information,
It is possible to successively order the buying and selling of a plurality of order contents in the set order.

In order to solve the above-mentioned problems, a twelfth aspect of the present invention is described.
According to the invention described in (1), a computer included in a financial product ordering apparatus for placing an order for buying and selling of financial products is set in advance by associating a plurality of order contents respectively indicating the order contents in buying and selling of the plurality of financial products with each other. Setting means, storage means for respectively storing the set order contents and related information indicating the relation between the order contents, and the trading corresponding to any one of the stored order contents. Ordering means for placing an order, confirmation means for confirming whether or not a contract corresponding to the ordered trade has been established, and, when the execution of the contract has been confirmed, the order content corresponding to the ordered trade. Related order means for immediately ordering the sale corresponding to the other order contents associated with the order information based on the stored related information. Goods ordered program is recorded so as to be read by the computer.

Therefore, a plurality of order contents are set in advance in association with each other, and when it is confirmed that a contract corresponding to a trade ordered by any of the order contents is established, the order corresponding to the ordered trade is confirmed. The computer functions to immediately place orders based on the relevant information for sales and purchases corresponding to other orders linked to the order, so it is not necessary to constantly monitor and confirm the execution of contracts, and it is necessary to continue As a result, it is possible to prevent the investment opportunity of the customer from being lost due to the omission of the confirmation and to improve the operability as the financial product ordering apparatus.

In order to solve the above-mentioned problems, a thirteenth aspect is provided.
In the information recording medium according to the twelfth aspect, the computer functioning as the setting means is generated as a result of executing the trading corresponding to the first order content, which is one order content. Prediction means for predicting a change in balance, and determining whether or not it is possible to associate the second order content, which is another order content, with the first order content based on the predicted change in balance Determining means, and associating means for setting associating the second order content with the first order content when it is determined that the association is possible as a result of the determination by the determining device, A financial product ordering program is recorded so as to be readable by the computer.

Therefore, it is possible to predict a change in the balance that occurs as a result of executing a trade corresponding to the first order content, and to associate the second order content with the first order content based on the change. And the computer functions to set the association of the second order content with the first order content when it is determined that the association is possible as a result of the determination. Can be associated with each other.

[0038] In order to solve the above-mentioned problems, the present invention is directed to claim 14.
The information recording medium according to claim 12 or 13, wherein the computer functioning as the setting means sets identification information for mutually identifying each order content for each order content. And the computer functioning as the related ordering means, when it is confirmed that the execution of the contract is established, the computer associated with the order contents corresponding to the ordered trade based on the identification information. The financial product ordering program for causing the computer to read the order contents and to immediately order the trade corresponding to the searched other order contents is recorded readable by the computer.

Accordingly, when the execution of the contract is confirmed, another order content associated with the order content corresponding to the ordered trade is searched based on the identification information, and the other order content corresponding to the searched other order content is searched. Since the computer functions so as to immediately place an order for sale or purchase, the set association can be securely executed and order placement can be executed continuously.

In order to solve the above-mentioned problems, the present invention is applied to claim 15.
The information recording medium according to claim 14, wherein the identification information includes order information indicating an execution order of buying and selling corresponding to each order content. Is recorded so as to be readable by the computer.

Therefore, since the identification information includes the order information,
It is possible to successively order the buying and selling of a plurality of order contents in the set order.

[0042]

Next, a preferred embodiment of the present invention will be described with reference to the drawings.

The embodiment described below is an embodiment in which the present invention is applied to a financial product ordering system for ordering the purchase or sale of a financial product from a stock exchange on the basis of an order entered by a customer. It is.

First, the overall configuration of the financial product ordering system according to the embodiment will be described with reference to FIG.

As shown in FIG. 1, the financial product ordering system S according to the embodiment includes a customer terminal 530 (installed on the customer side) and a server system 500 (for example, securities) connected via the Internet 520. And a connection system 511 (for example, installed in a securities company) for connecting the server system 500 to a stock exchange.

The customer terminal 530 is connected to the input unit 531
And an output unit 532.

Further, the server system 500 includes a communication control section 501, a front computer 502, a storage section 503 as storage means, a scheduled order setting section 504 as setting means, and a related ordering means and associating means. Scheduled order placing section 505 and order placing section 5 as ordering means
06, a contract processing unit 507 as a confirmation unit, a scheduled order credit confirmation unit 508 as a prediction unit and a determination unit,
It consists of.

Next, the operation of each part will be described with reference to FIGS.
Explanation will be made using 0.

FIG. 2 is a diagram showing a specific example of the planned order, FIG. 3 is a flowchart showing details of the planned order setting process, and FIGS. 4 to 6 are output units 532 associated with the planned order setting process. 7 is a flowchart showing details of the scheduled order credit confirmation processing, FIG. 8 is a flowchart showing the order placing processing, and FIG. 9 is a flowchart showing the details of the contract notification processing. FIG. 10 is a flowchart showing details of the scheduled order ordering process.

In the following description, the term “planned order” refers to ordering a purchase or sale of a financial product that the customer has previously conceived (planned) as order contents that are mutually associated and ordered continuously. More specifically, as shown in FIG. 2, for example, when there is a first order 400 (sell order) already on order, the execution of the first order 400 (sell order) is Ordering the order of the second order 401 (buy order) based on the fact that the order has been established,
Furthermore, it is set in advance that the order of the third order 402 (sell order) and the order of the fourth order 403 (sell order) are placed in parallel with the execution of the execution of the second order 401 (buy order) as a starting point. Say what to do.

First, the input unit 5 of the customer terminal 530
Reference numeral 31 is for inputting a character string, a selection command or an execution command, and the like. On the other hand, the output unit 532 is constituted by, for example, a liquid crystal display or the like, and the contents set in the server system 500 are visually displayed. Is done.

On the other hand, the communication control unit 501 in the server system 500 executes an interface operation for exchanging data between the front computer 502, the connection system 511, and the customer terminal 530.

Next, the front computer 502 in the server system 500 stores information on orderable financial products stored in the storage unit 503, order information input by a customer, planned order setting information described later, and also described later. It controls the processing of the scheduled order setting unit 504 and the like based on the status of the planned order, the personal information of the customer, and the information of the related account associated with the deposit / withdrawal reason, and transfers data to the planned order unit 504 and the like The overall control.

On the other hand, the planned order setting unit 504 in the server system 500 stores an order specifying an order that is already placed or executed, or an order set as a planned order, The identifier that specifies the order to be set as the new planned order is stored in the storage unit 503 in association with each other. As a result, the scheduled orders that are successively linked can be specified at the time when the executed order is executed or when the scheduled order is set for the executed order.

At this time, confirmation of the credit contents to be executed prior to the setting of the scheduled order (that is, the contents of deposits or deposit securities necessary for executing the planned order) is performed by the planned order credit confirmation unit 508. Be executed.

Next, the scheduled order ordering unit 505 in the server system 500 sends a notice that the executed order (or executed order) stored in the storage unit 503 has been executed to the connection system 511. And contract processing unit 50
Storage unit 5 upon receipt from the stock exchange via
03 stores information that the contract has been established,
From 03, the information of the planned order associated with the fulfilled order is acquired, and the corresponding planned order setting information as information for ordering a new order is placed in the order placing unit 506.
And to the stock exchange via the connection system 511. As a result, it is possible to perform a scheduled order that is set so that orders can be placed continuously at the time of execution of an order that has already been ordered or at the time of setting a planned order for an executed order.

Next, the detailed operation of each component will be described with reference to FIGS.

First, details of the scheduled order setting process executed by the scheduled order setting unit 504 and the scheduled order credit confirmation process executed by the scheduled order credit confirming unit 508 accompanying the setting process will be described with reference to FIGS. This will be described with reference to FIG.

As shown in FIG. 3, in the scheduled order setting process of the embodiment, first, a scheduled order input process is executed based on an order that has already been placed and is not yet executed (step S599).

More specifically, this input processing is as follows. First, when the customer connects to the scheduled order setting unit 504 via the Internet 520, the planned order setting unit 504 sets the order in which a new scheduled order can be set. A list of orders and accompanying planned orders is shown in, for example, a list M shown in FIG.
Is displayed on the output unit 532 as a screen.

Here, the list M displays the related orders and the planned orders connected in a tree so that the correlation between the planned orders can be easily understood.

In the displayed order list, an order that can be newly associated (ie, an order before execution) or a scheduled order is displayed in a selectable state by the input unit 531. For an order that cannot be newly associated (that is, an order whose execution has already been completed) or a scheduled order, the input unit 5
31 is displayed in a state where selection by the user is impossible.

It should be noted that each planned order in the list M is accompanied by detailed information on the planned order, and the detailed information includes a list of deposits and securities in a related account. .

Next, using the list M, it is input that the customer selects an order or a planned order to be newly associated from the selectable or planned orders by the input unit 531. The planned order setting unit 504 sets an input format for selecting a type of a financial product and a transaction which can be associated with the order selected by the customer via the input unit 531 and the planned order, for example, a format SL shown in FIG. It is displayed on the output unit 532 as a screen.

By using this format SL, for example, it is possible to set a stock credit new sell order in association with a stock purchase order.

Then, when it is input that the customer has selected the type of the financial product and the transaction by the input unit 531 based on the format SL, the planned order setting unit 504 next sets the transaction contents of the newly set planned order. The input format for inputting (brand, number of shares ordered, unit price, etc.) is output unit 5 such as format SM shown in FIG.
32 on the screen.

Next, when the customer inputs the transaction contents of the planned order newly set based on the format SM,
The planned order setting unit 504 uses the planned order credit confirmation unit 508 to determine whether there is a credit problem with the transaction content of the input planned order (that is, when the credit is issued when the planned order is ordered). (Whether or not there is no shortage) (step S600). The credit information from the credit information database Y stored in the storage unit 503 is used for the processing in step S600.

As a result of the credit check, when it is determined that the credit is insufficient when the scheduled order is ordered (step S601; YES), an error display indicating this is executed on the output unit 532 (step S601). S604) The process of setting the planned order is ended.

On the other hand, if it is determined in step S601 that there is no credit problem even if the planned order is ordered (step S601; NO), the planned order is (An identification number itself is stored in advance in the identification number database D in the storage unit 503 in advance) for identifying from the other order from the other order (step S602). ), And further displays the transaction contents of the newly set planned order, for example, on a confirmation screen CF shown in FIG.
Is displayed on the output unit 532, and stored together with the identification number in the planned order information database R in the storage unit 503 (step S603), and the series of planned order setting processing ends.

At this time, the storage unit 503 stores related information indicating the relationship between the associated order and the planned order (more specifically, in the example shown in FIG. Related information indicating that the second order 401 is associated or related information indicating that the third order 402 and the fourth order 403 are associated in parallel after the second order 401) are stored. As a result, the order in which the scheduled order is set can be recognized by the scheduled order ordering unit 505 described later.

Next, the scheduled order credit confirmation processing executed in step S600 will be described with reference to FIG.

As shown in FIG. 7, in the planned order credit confirmation processing, first, a general credit calculation processing similar to the conventional one is performed based on the contents of the order in the input planned order (step S800). In this general credit calculation process, the order contents from the order file O and the credit information from the credit information database Y in the storage unit 503 storing the contents of other orders that are not scheduled orders are used.

When the credit calculation process is completed, another order (FIG. 7) which is one level higher than the scheduled order is obtained.
Is shown as parent order. ) Is determined (step S801).

More specifically, in step S801, it is confirmed whether or not there is a parent order corresponding to the planned order with respect to an unexecuted upper-level order directly associated with the planned order. At this time, the corresponding parent order is, for example, if the planned order is a buy order, it is checked whether a sell order of the same brand or a different brand exists in a higher hierarchy, and the planned order is a sell order. In such a case, it is checked whether a buy order of the same brand exists in a higher hierarchy.

When the corresponding parent order exists, it is further determined whether there is another order corresponding to the corresponding parent order other than the planned order in all lower layers of the corresponding parent order. Confirm. At this time, the corresponding parent order and the corresponding other order are, if the corresponding parent order is a buy order, a sell order of the same brand, and the corresponding parent order is a sell order. In this case, buy orders for the same brand or different brands are made.

Note that the information from the scheduled order information database R 'in the storage unit 503 in which the input contents are temporarily stored when the above-described step S599 is completed is used for the association determination in step S801.

If it is determined in step S801 that the corresponding parent order and the corresponding other order are not present (step S801; NO), step S8 to be described later is performed as it is.
03, on the other hand, if it is determined in step S801 that there is at least one of the corresponding parent order and the corresponding other order (step S801; YE
S) Then, a process of correcting the credit value calculated in step S800 is performed (step S802).

At this time, more specifically, in the correction processing, if it is determined in step S801 that either the unexecuted parent order corresponding to the planned order or another order in the lower hierarchy exists. Then, the following addition / subtraction processing is performed on the calculation result of the normal credit calculation processing (step S800) (step S802).

That is, (1) a process of adding an approximate amount (buy order) or a deposited quantity (sell order) supplemented by the order of the parent order corresponding to the planned order.

(2) A process of subtracting the estimated amount (buy order) or the deposit amount (sell order) of all lower-level orders other than the planned order corresponding to the parent order.

Then, using the corrected credit amount, it is confirmed whether or not there is a credit problem in the transaction contents of the input planned order (step S803). As a result, the corrected credit amount is determined. When it is determined that there is a shortage of credit when the planned order is ordered (step S803; NO),
An error display indicating this is executed in the output unit 532 (step S805), and the routine goes to the step S601.

On the other hand, if it is determined in step S803 that there is no credit problem even if the planned order is ordered with the corrected credit amount (step S803; YE).
S), the correction process in step S802 is normally completed (step S804), and the process proceeds to step S601 with the corrected credit amount.

Next, the correction processing in step S802 will be described in more detail with reference to the example of FIG.

Here, the first order 400 and the second order 4
01, the third order 402, and the fourth order 403 are both orders of the same brand, the customer's deposit is 0 yen, and the deposited securities have 1,000 shares of the brand.

First, when the second order 401 is set in association with the first order 400 in the order, in the ordinary credit calculation processing in step S800, the deposit generated by the uncontracted first order 400 Do not calculate the increase.

However, since the first order 400 is the parent order corresponding to the second order 401 by the association determination process with the parent order in the upper hierarchy in step S801, the first order 400 The amount of the customer's expected deposit and the number of securities in custody are calculated by adding the calculation result of the normal credit calculation process of step S800 in the credit calculation correction process of step S802 to obtain a deposit of 100,00.
It is corrected to 0 yen and no deposit securities. Then, it is considered that the customer has a deposit equivalent to the approximate purchase price of 100,000 yen of the second order 401, and the setting and ordering of the scheduled order are permitted.

Next, consider the case where the third order 402 is set.
At this time, the first order 400 is still being ordered.

When the third order 402 is set in association with the second order 401, in the ordinary credit calculation processing in step S800, the increase in the deposit securities caused by the second order 401 before the order is not calculated.

However, the second order 401 is determined by the association determination process in step S801 relating to the parent order in the upper hierarchy.
Is the order corresponding to the third order 402, the amount of the customer's expected deposit and the number of securities in deposit at the time of setting the third order 402 is determined by comparing the calculation result of the normal credit calculation process of step S800 with that of step S802. Is performed in the credit calculation correction process, the deposit becomes 0 yen, and the deposit security becomes 1,000 shares.

Therefore, the sales certificate 1 of the third order 402,
It is assumed that the customer holds a deposit certificate equivalent to 000 shares, and the setting of the planned order and the ordering are permitted.

Finally, consider the case where the fourth order 403 is set. At this time, it is assumed that the first order 400 is still being ordered and the third order 402 has already been set.

When the fourth order 403 is set in association with the second order 401, in the ordinary credit calculation processing of step S800, the increase in the deposit securities caused by the second order 401 before the order is not calculated.

However, the second order 401 is determined by the association determination processing in step S801 relating to the parent order in the upper hierarchy.
Is the order corresponding to the third order 402, the amount of the customer's expected deposit and the number of securities in custody at the time of setting the fourth order 403 in view of the corresponding order is calculated by the ordinary credit calculation process in step S800. Is added to the credit calculation correction process in step S802, and
Yen and deposit securities will be 1,000 shares.

Here, the second order 401 is located below the second order 401, which is the counterpart parent order of the fourth order 403.
There is a third order 402 corresponding to.

Therefore, in the credit calculation correction processing in step S802, the deposit in the third order 402 corresponding to the corresponding second order 401 is subtracted, and finally the customer at the time of setting the fourth order 403 is set. The expected deposits and securities in custody are 0 yen and 0 shares, respectively.

Therefore, it is considered that the customer does not hold the deposit certificate equivalent to 1,000 shares of the sales certificate of the fourth order 403, and the error processing in step S805 is performed to reject the setting of the scheduled order and the order. .

Next, the order ordering process executed by the order ordering unit 506 when the planned order or the normal order set as described above is executed on the stock exchange will be described in detail with reference to FIG. .

As shown in FIG. 8, in the order ordering process, first, it is determined whether or not the contents of the input order (including the planned order and the normal order) have a format error or the like. It is confirmed (steps S200 and S201), and if there is an error (step S201; YES), error processing such as displaying the fact on the output unit 532 is executed (step S204), and the processing ends.

On the other hand, if there is no error in the input contents (step S201; NO), the contents of the order are used as order information as the order file O in the storage unit 503 and the order queue database (that is, in the storage unit 503). (A database storing identification information indicating a relationship with another database) OC (step S20)
2).

When the timing of the actual order (included in the order itself) arrives, the order is read from the order queue database OC and the actual order processing is performed on the stock exchange (step S203),
The order placing process ends.

Next, the contract notification processing executed by the contract processing unit 507 when a contract is established in response to the order shown in FIG. 8 will be described in detail with reference to FIG.

As shown in FIG. 9, in the execution notification processing executed when an execution is completed, first, an unprocessed record (a record indicating an unexecuted order) corresponding to the notified execution. And stores it in the performance notification queue database DC in the storage unit 503 (step S30).
0) Next, a delivery price generated in accordance with the execution of the contract is calculated (step S301), and the received contract information is stored in the contract file P and the order file O in the storage unit 503 (step S302). ).

Then, an e-mail 307 indicating the result of the execution is transmitted to the customer (step S306).
The deal notification processing ends.

Lastly, the ordering process of the scheduled order executed when the execution is executed for the parent order is described with reference to FIG.
Details will be described using 0.

As shown in FIG. 10, a contract is executed for the order placed by the order placing process shown in FIG. 8, and a contract notification is transmitted from the connection system 511 via the front computer 502 and the contract processing unit 507 (see FIG. 10). Step S7
00), the information indicating that the contract has been established is added to the order information stored in the scheduled order information database R in the storage unit 503 according to the contents of the notification.

Then, it is confirmed based on the planned order information database R that the order information is provided with the information that the contract has been executed, and the contents of the planned order corresponding to the order information are read from the planned order information database R. It is extracted (step S701).

Next, it is determined whether or not to place a planned order based on the value of the executed order, with respect to the contents of the extracted planned order (step S702).

More specifically, in step S702, the maximum amount (in the case of a buy order) or the minimum amount (in the case of a sell order) for placing a planned order when placing an order for which a contract has been established is determined by the customer. When the order value of the fulfilled order satisfies the conditions such as the maximum amount, that is, the order value of the fulfilled order falls below the preset maximum (minimum amount). Only when it is (exceeds), it places the scheduled order associated with the executed order. If the contract is executed without satisfying the conditions such as the maximum amount,
The order of the scheduled order associated with the executed order is not placed.

Then, as a result of the determination in step S702,
If it is determined that the planned order should not be placed (step S702; NO), the planned order placing process is interrupted (step S704).

On the other hand, as a result of the determination in step S702, when it is determined that the order of the scheduled order should be placed (step S702; YES), next, based on the credit information from the credit information database Y, It is confirmed whether or not the credit when the planned order is placed is appropriate (step S70).
3, S704), if the credit is insufficient (step S704).
704; YES) Error processing, such as displaying that effect on the display unit 532, is executed (step S707), and the order processing is terminated. On the other hand, if there is no shortage of credit (step S707).
704; NO), the planned order is placed through the connection system 511 as it is (step S706), and all the processing ends.

At this time, the scheduled order setting unit 504 outputs the order status and the completed status of the scheduled order to the scheduled order list M (see FIG. 4). As a result, the customer can confirm the state of the transaction of the scheduled order.

As described above, according to the scheduled order processing of the embodiment, a plurality of order contents are set in advance in association with each other, and a contract corresponding to a trade ordered by any of the order contents is established. When is confirmed, the order corresponding to the order content corresponding to the ordered trade is immediately ordered based on the related information, so that the execution of the contract is constantly monitored and confirmed. Necessary orders can be continuously made without necessity, so that the investment opportunity of the customer is not lost due to the omission of the confirmation, and the operability as the financial product ordering system S can be improved.

Further, for example, a change in the balance generated as a result of executing the trading corresponding to the first order 400 (see FIG. 2) is predicted, and the second order 40
1 (see FIG. 2) is determined whether or not it is possible to associate the first order 400 with the contents of the first order 400. If it is determined that the association is possible, the first order 400
Since the setting of the association of the second order 401 with respect to is performed, the association between a plurality of order contents can be performed in a form that can be reliably executed.

Further, when the execution of the contract is confirmed, another order content associated with the order content corresponding to the ordered trade is searched based on the related information, and the other order content corresponding to the searched other order content is searched. Since the order to buy and sell is immediately made, the set association can be surely executed and the order can be executed continuously.

Further, since the related information includes the order information, it is possible to continuously order the buying and selling of a plurality of order contents in the set order.

In addition, in addition to the above-described embodiment, the planned order setting section 504 may be configured to output a correction format for correcting the planned order setting information set by the customer to the display section 532. . In this case, the customer inputs a correction item in the input unit 531 and the storage unit 503
Can be successively stored again in another order.

In the case of the correction of the contents of the order, the correction is performed after the credit is confirmed regardless of whether the order is an order already placed.

Further, the planned order setting section 504 may be configured to cause the display section 532 to output a deletion format for deleting the planned order setting information set by the customer. In this case, the customer enters the order to be deleted in the input section 5.
By selecting at 31, the scheduled order setting information stored in the storage unit 503 can be deleted.

In the case of this order content deletion, if the prerequisite parent order is deleted, the prerequisite order disappears, so that all the related planned orders are deleted. It should be noted that

Further, a program corresponding to the flowcharts shown in FIGS. 3 and 7 to 10 is recorded on an information recording medium such as a flexible disk or a hard disk, and read out and executed by a personal computer or the like. The personal computer can also function as the storage unit 503, the planned order setting unit 504, the planned order placing unit 505, the order placing unit 506, the contract processing unit 507, and the planned order credit confirming unit 508 of the embodiment.

[0121]

As described above, according to the first aspect of the present invention, a plurality of order contents are set in advance in association with each other, and the order corresponding to one of the order contents is dealt with. When the execution is confirmed, the order corresponding to the order corresponding to the ordered trade is immediately ordered based on the relevant information, so the execution of the execution is constantly monitored. -It is possible to continuously perform necessary orders without the need to confirm, and it is possible to prevent losing confirmation of the customer from losing investment opportunities and to improve operability as a financial product ordering device. it can.

Therefore, it is possible to quickly and effectively order financial products that meet customer requirements.

According to the invention described in claim 2, according to claim 1
In addition to the effects of the invention described in the above, predict the fluctuation of the balance that occurs as a result of executing the trading corresponding to the first order content, based on the fluctuation, the second order content with respect to the first order content In addition to determining whether or not the association is possible, if the determination result indicates that the association is possible, the association of the second order content with the first order content is set. An association between order contents can be made.

According to the third aspect of the present invention, the first aspect
Or, in addition to the effect of the invention described in 2, when the execution of the contract is confirmed, another order content associated with the order content corresponding to the ordered trade is searched based on the identification information, and the search is performed. Since the trade corresponding to the other order contents is immediately ordered, the set association can be surely executed and the order can be executed continuously.

According to the invention set forth in claim 4, according to claim 3,
In addition to the effects of the invention described in (1), since the identification information includes the order information, it is possible to successively order the purchase and sale of a plurality of order contents in the set order.

According to the invention set forth in claim 5, claim 1 is provided.
In addition to the effects of the invention described in any one of the above-mentioned items, since the order details are correction contents, it is possible to correct the contents of the order that has been made or attempted to be made successively to the order. it can.

According to the invention of claim 6, according to claim 1,
In addition to the effects of the invention described in any one of the above items 4 to 4, since the order content is the cancellation content, the order that has been or is about to be placed can be canceled in succession to the order.

According to the invention of claim 7, according to claim 1,
In addition to the effects of the invention described in any one of the above items, any order content such as a stock purchase order is executed,
An order can be placed with good operability without losing the investment opportunity of the customer.

According to the eighth aspect of the present invention, when a plurality of order contents are set in association with each other and set in advance, and it is confirmed that a contract corresponding to a trade ordered by any of the order contents is established. Since the order corresponding to the order content corresponding to the ordered trade is immediately ordered based on the related information, it is not necessary to constantly monitor and confirm the execution of the order without continuous monitoring. As a result, a necessary order can be placed, so that the investment opportunity of the customer is not lost due to the omission of the confirmation, and the operability as the financial product ordering apparatus can be improved.

Therefore, it is possible to quickly and effectively order financial products that meet customer requirements.

According to the ninth aspect of the present invention, the eighth aspect is provided.
In addition to the effects of the invention described in the above, predict the fluctuation of the balance that occurs as a result of executing the trading corresponding to the first order content, based on the fluctuation, the second order content with respect to the first order content In addition to determining whether or not the association is possible, if the determination result indicates that the association is possible, the association of the second order content with the first order content is set. An association between order contents can be made.

According to the tenth aspect of the present invention, in addition to the effects of the eighth or ninth aspect of the present invention, when it is confirmed that the contract has been established, it corresponds to the trade ordered based on the identification information. Search for other order contents related to the order contents, and immediately place an order for sales corresponding to the searched other order contents, so make sure to execute the set associations and continuously execute orders. Can be.

According to the eleventh aspect, in addition to the effect of the tenth aspect, since the identification information includes the order information, the buying and selling of a plurality of order contents can be continuously performed in the set order. You can place an order.

According to the twelfth aspect of the present invention, a plurality of order contents are preset in association with each other,
When it is confirmed that a contract corresponding to the order placed in accordance with any order has been executed, the corresponding information related to the order corresponding to the order placed in the order is added to the relevant information. The computer functions to place an order immediately based on the order.
Necessary confirmations can be eliminated and necessary orders can be successively placed, so that investment opportunities for customers are not lost due to the omission of confirmation, and operability as a financial product ordering apparatus can be improved. .

Therefore, it is possible to promptly and effectively order financial products that meet customer requirements.

According to the thirteenth aspect of the present invention, in addition to the effects of the twelfth aspect, a change in the balance generated as a result of executing a trade corresponding to the contents of the first order is predicted. Based on the change, determine whether or not to associate the second order content with the first order content,
As a result of the determination, when it is determined that the association is possible, the computer functions to set the association of the second order content with the first order content. An association can be made.

According to the fourteenth aspect of the present invention, in addition to the effects of the twelfth or thirteenth aspects, when it is confirmed that the contract has been established, it corresponds to the sales and purchase ordered based on the identification information. Since the computer functions to search for other order contents associated with the order contents and immediately order a trade corresponding to the searched other order contents, it is possible to ensure that the set association is executed and continuous. You can place an order.

According to the fifteenth aspect, in addition to the effect of the fourteenth aspect, since the identification information includes the order information, it is possible to continuously purchase and sell a plurality of order contents in the set order. You can place an order.

[Brief description of the drawings]

FIG. 1 is a block diagram showing a schematic configuration of a financial product ordering system.

FIG. 2 is a diagram illustrating an example of a scheduled order.

FIG. 3 is a flowchart showing a scheduled order setting process.

FIG. 4 is a diagram (I) showing an example of a display screen in a scheduled order setting process.

FIG. 5 is a diagram (II) showing an example of a display screen in a scheduled order setting process.

FIG. 6 is a diagram (III) showing an example of a display screen in a scheduled order setting process, in which (a) is an example of a display screen for inputting transaction details, and (b) is a display for confirming transaction details. It is an example of a screen.

FIG. 7 is a flowchart showing scheduled order credit confirmation processing.

FIG. 8 is a flowchart showing an order placing process.

FIG. 9 is a flowchart showing a contract notification process.

FIG. 10 is a flowchart showing a scheduled order ordering process.

[Explanation of symbols]

 307: E-mail 400: First order 401: Second order 402: Third order 403: Fourth order 500: Server system 501: Communication control unit 502: Front computer 503: Storage unit 504: Scheduled order setting Part 505: Scheduled order placing part 506 ... Order placing part 507 ... Contract processing part 508 ... Scheduled order credit confirmation part 511 ... Connection system 520 ... Internet 530 ... Customer terminal 531 ... Input part 532 ... Output part Y ... Credit information database D ... Identification number database R, R '... Scheduled order information database M ... list SL, SM ... format CF ... confirmation screen O ... order file OC ... order queue database P ... execution file DC ... performance notification queue S ... financial product ordering system

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[Procedure amendment]

[Submission date] December 28, 2000 (200.12.
28)

[Procedure amendment 1]

[Document name to be amended] Drawing

[Correction target item name] All figures

[Correction method] Change

[Correction contents]

FIG.

FIG. 2

FIG. 3

FIG. 5

FIG. 6

FIG. 4

FIG. 7

FIG. 8

FIG. 9

FIG. 10

Claims (15)

[Claims] 1. A setting means for associating a plurality of order contents respectively indicating order contents in buying and selling of a plurality of financial products with each other in advance and setting the order contents and the relation between the set order contents. Storage means for respectively storing the related information shown; order means for ordering the trade corresponding to any of the stored order contents; and a contract corresponding to the ordered trade established. Confirming means for confirming whether or not, when the execution of the contract is confirmed, the trade corresponding to the other order content associated with the order content corresponding to the ordered trade, And a related order means for immediately placing an order based on the stored related information. 2. The financial product ordering apparatus according to claim 1, wherein the setting means predicts a change in a balance that occurs as a result of executing the trading corresponding to the first order, which is the order. Prediction means to perform, based on the fluctuation of the predicted balance, a determination means for determining whether or not it is possible to associate the second order content that is another one of the order content with the first order content, Associating means for setting the association of the second order content with the first order content when it is determined that the association is possible as a result of the determination by the determining means. Financial product ordering device. 3. The financial product ordering apparatus according to claim 1, wherein said setting means sets identification information for mutually identifying each order content for each order content, and said related ordering. The means searches for another order content associated with the order content corresponding to the ordered trade based on the identification information when the execution of the contract is confirmed, and searches the other order content. A financial product ordering apparatus for immediately ordering the sale corresponding to the order content. 4. The financial product ordering apparatus according to claim 3, wherein the identification information includes order information indicating an execution order of buying and selling corresponding to each order content. 5. The financial product ordering apparatus according to claim 1, wherein the order content is a correction content for correcting the other order content. 6. The financial product ordering apparatus according to claim 1, wherein the order content is a cancellation content for canceling the other order content. 7. The financial instrument ordering apparatus according to claim 1, wherein the order contents include a stock purchase order, a stock sale order, a stock credit new purchase order, and a stock credit order. It is characterized by the contents of at least one of a new sell order, stock credit repayment order, stock credit cash draw / carrying order, option new buy order, option new sell order, and option repayment order. Financial product ordering equipment. 8. A setting step of mutually associating a plurality of order contents respectively indicating order contents in the buying and selling of a plurality of financial products with each other, and setting the set order contents and the relation between the order contents. A storage step of storing the related information shown in the storage means, an ordering step of ordering the trade corresponding to any of the stored order contents, and a step corresponding to the ordered trade. A confirmation step of confirming whether or not the contract has been executed; and, when the execution of the contract has been confirmed, the trade corresponding to the other order contents associated with the order contents corresponding to the ordered trade. And a related order step of immediately placing an order based on the stored related information. 9. The financial product ordering method according to claim 8, wherein the setting step predicts a change in a balance generated as a result of executing the trading corresponding to the first order, which is the order. Predicting step, based on the fluctuation of the predicted balance, a determining step of determining whether or not it is possible to associate the second order content that is another one of the order content with the first order content, An associating step of setting an association of the second order content with the first order content when it is determined that the association is possible as a result of the determination in the determining step. How to order financial products. 10. The financial product ordering method according to claim 8 or 9, wherein in the setting step, identification information for mutually identifying each order content is set for each order content, and the related information is set. In the ordering step, when the execution of the contract is confirmed, the other order contents associated with the order contents corresponding to the ordered trade are searched based on the identification information. Immediately ordering said trade corresponding to said order content. 11. The financial product ordering method according to claim 10, wherein the identification information includes order information indicating an execution order of buying and selling corresponding to each order content. 12. A computer which is included in a financial product ordering apparatus for placing an order for buying and selling of financial products is set in advance by associating a plurality of order contents respectively showing the order contents in buying and selling of the plurality of financial products with each other. Means, storage means for respectively storing the set order contents and related information indicating the relation between the order contents, and the trading corresponding to any one of the stored order contents. Ordering means for placing an order, confirmation means for confirming whether or not a contract corresponding to the ordered trade has been established, and, when establishment of the contract has been confirmed, the order content corresponding to the ordered trade is Related order means for immediately ordering the sale corresponding to the other associated order content based on the stored related information. An information recording medium in which a financial product ordering program is recorded so as to be readable by the computer. 13. The information recording medium according to claim 12, wherein said computer functioning as said setting means comprises: a balance generated as a result of executing said trading corresponding to a first order content as said one order content. Predicting means for predicting a change in the order, and determining whether or not it is possible to associate the second order, which is another order, with the first order based on the predicted change in the balance. means,
And associating means for setting the association of the second order content with the first order content when it is determined that the association is possible as a result of the determination by the determining means. An information recording medium in which a financial product ordering program is recorded so as to be readable by the computer. 14. The information recording medium according to claim 12, wherein the computer functioning as the setting unit sets identification information for mutually identifying each order content for each order content. And the computer functioning as the related ordering means,
When the execution of the contract is confirmed, the other order contents associated with the order contents corresponding to the ordered trade are searched based on the identification information, and the other searched order contents are searched. An information recording medium in which the financial product ordering program is recorded so as to be readable by the computer, wherein the information recording medium is made to function so as to immediately order the corresponding trade. 15. The financial product ordering program according to claim 14, wherein the identification information includes order information indicating an execution order of buying and selling corresponding to each order content. An information recording medium recorded readable by the computer.