GB2514734A - Methods, systems, and computer program products providing risk management information and tools to traders - Google Patents

Methods, systems, and computer program products providing risk management information and tools to traders Download PDF

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Publication number
GB2514734A
GB2514734A GB1417269.6A GB201417269A GB2514734A GB 2514734 A GB2514734 A GB 2514734A GB 201417269 A GB201417269 A GB 201417269A GB 2514734 A GB2514734 A GB 2514734A
Authority
GB
United Kingdom
Prior art keywords
fund
traders
exchange
tools
systems
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Withdrawn
Application number
GB1417269.6A
Other versions
GB201417269D0 (en
Inventor
Gary L Gastineau
Todd J Broms
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Navigate Fund Solutions LLC
Original Assignee
Navigate Fund Solutions LLC
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Navigate Fund Solutions LLC filed Critical Navigate Fund Solutions LLC
Publication of GB201417269D0 publication Critical patent/GB201417269D0/en
Publication of GB2514734A publication Critical patent/GB2514734A/en
Withdrawn legal-status Critical Current

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis

Landscapes

  • Business, Economics & Management (AREA)
  • Engineering & Computer Science (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Development Economics (AREA)
  • Technology Law (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Economics (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Entrepreneurship & Innovation (AREA)
  • Game Theory and Decision Science (AREA)
  • Human Resources & Organizations (AREA)
  • Operations Research (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)

Abstract

A system, method and computer product for providing risk information and cost estimation tools to traders in exchange-traded fund shares. The disclosed processes develop, calculate, and publish supplemental information using confidential fund data to support trading in exchange-traded funds with portfolios that are not totally transparent and that use portfolio composition files that are not identical to the fund portfolios. The supplementary trading information preserves fund portfolio confidentiality while permitting market makers and other traders in these non-transparent exchange-traded funds to estimate the costs and risks associated with fund creation and redemption transactions of various sizes.
GB1417269.6A 2012-03-02 2012-03-02 Methods, systems, and computer program products providing risk management information and tools to traders Withdrawn GB2514734A (en)

Applications Claiming Priority (1)

Application Number Priority Date Filing Date Title
PCT/US2012/027466 WO2013130098A1 (en) 2012-03-02 2012-03-02 Methods, systems, and computer program products providing risk management information and tools to traders

Publications (2)

Publication Number Publication Date
GB201417269D0 GB201417269D0 (en) 2014-11-12
GB2514734A true GB2514734A (en) 2014-12-03

Family

ID=49083125

Family Applications (1)

Application Number Title Priority Date Filing Date
GB1417269.6A Withdrawn GB2514734A (en) 2012-03-02 2012-03-02 Methods, systems, and computer program products providing risk management information and tools to traders

Country Status (4)

Country Link
AU (1) AU2012371606A1 (en)
CA (1) CA2866034A1 (en)
GB (1) GB2514734A (en)
WO (1) WO2013130098A1 (en)

Families Citing this family (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20190347734A1 (en) * 2018-05-10 2019-11-14 Markit Indices Gmbh Networked system implementation of a new index through generating, rebalancing, and settling processes
WO2021061732A1 (en) * 2019-09-23 2021-04-01 Invesco Holding Company (Us), Inc. Platform for active non-transparent exchange-traded funds

Citations (5)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20040143525A1 (en) * 2000-12-28 2004-07-22 Masanobu Nishimaki Finantial instrument exchange transaction system
US20040215549A1 (en) * 2003-04-24 2004-10-28 Investment Technology Group, Inc. System and method for estimating transaction costs related to trading a security
US20080195553A1 (en) * 2007-02-12 2008-08-14 Merrill Lynch & Co. Inc. System and Method for Providing a Trading System Comprising a Compound Index
US7444300B1 (en) * 2004-12-13 2008-10-28 Managed Etfs Llc Method and system for improved fund investment and trading processes
US20110047093A1 (en) * 2009-08-24 2011-02-24 Faust Jr Thomas E Closed-End Fund with Hedging Portfolio

Patent Citations (5)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20040143525A1 (en) * 2000-12-28 2004-07-22 Masanobu Nishimaki Finantial instrument exchange transaction system
US20040215549A1 (en) * 2003-04-24 2004-10-28 Investment Technology Group, Inc. System and method for estimating transaction costs related to trading a security
US7444300B1 (en) * 2004-12-13 2008-10-28 Managed Etfs Llc Method and system for improved fund investment and trading processes
US20080195553A1 (en) * 2007-02-12 2008-08-14 Merrill Lynch & Co. Inc. System and Method for Providing a Trading System Comprising a Compound Index
US20110047093A1 (en) * 2009-08-24 2011-02-24 Faust Jr Thomas E Closed-End Fund with Hedging Portfolio

Also Published As

Publication number Publication date
AU2012371606A1 (en) 2014-10-16
GB201417269D0 (en) 2014-11-12
WO2013130098A1 (en) 2013-09-06
CA2866034A1 (en) 2013-09-06

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Legal Events

Date Code Title Description
WAP Application withdrawn, taken to be withdrawn or refused ** after publication under section 16(1)