GB2461656A - Alpha-galactosyl ceramide analogues and their use as immunotherapies, adjuvants, and antiviral, antibacterial and anticancer agents - Google Patents

Abstract

The present disclosure relates to synthetic alpha-galaclosyl ceramide (alpha-GalCer) analogs, and their use as immunotherapies, adjuwants, and antiviral, antibacterial, and anticancer agents. In one aspect, a method of activating a cytokine response in a subject includes administering an effective amount of a compound to a subject, wherein the subject has an adaptive immune system that includes a population of cells, the population including at least one lymphocyte and at least one antigen-presenting cell, and wherein the compound is represented by the structure of formula 1:: or a pharmaceutically acceptable salt thereof; forming a complex between the compound and the antigen-presenting cell, wherein the formation of the complex results in the activation of a receptor on the lymphocyte; and activating the lymphocyte to produce the cytokine response.

Description

ALPHA-GALACTOSYL CERAMIDE ANALOGS

AND THEIR USE AS IMMUNOTHERAPIES, ADJUVANTS, AND ANTI VIRAL, ANTIBACTERIAL, AND ANTICANCER

AGENTS

RELATED APPLICATION

[0001] This application claims full Paris Convention priority to U.S. Application Serial No. 12/218,082, filed July 11,2008, the contents of which are incorporated by reference herein in its entirety.

FIELD OF THE DISCLOSURE

[0002]The present disclosure relates to alpha-galactosyl ceramide (c-GaICer) analogs, and their use as immunotherapies, adjuvants, and antiviral, antibacterial, and anticancer agents.

BACKGROUND

[0003] Natural killer T cells (NKT5) represent a subset of T lymphocytes with unique properties, including reactivity for natural or synthetic glycolipids presented by CDI d and expression of an invariant T cell antigen receptor (TCR) alpha chain. NKTs are different from functionally differentiated conventional aI T cells in that they share properties of both natural killer cells and T cells are can rapidly produce both THI-type and TH2-type responses upon stimulation with their Jigands (innate immunity).

The activation of NKTs paradoxically can lead either to suppression or stimulation of immune responses. For example, the production of THI cytokines is thought to promote cellular immunity with antitumor, antiviral/antibacterial, and adjuvant activities, whereas TH2 cytokine production is thought to subdue autoimmune diseases and promote antibody production. Because NKTs play a regulatory role in the immune system, they are attractive targets for immunotherapy.

I

SUMMARY OF THE DISCLOSURE

[0004] In one exemplary implementation, DC development may be stimulated via the use of granulocyte-macrophage colony-stimulating-factor (GM-CSF), or in another exemplary implementation, interleukin (IL)-3, which may, in another exemplary implementation, enhance DC survival.

[0005] In one exemplary implementation, the DCs utilized in the methods of this disclosure may express myeloid markers, such as, for example, CDIIc or, in another exemplary implementation, an IL-3 receptor-a (IL-3Ra) chain (CD123). In another exemplary implementation, the DOs may produce type I interferons (IFN5).

In one exemplary implementation, the DCs utilized in the methods of this disclosure express costimulatory molecules. In another exemplary implementation, the DCs utilized in the methods of this disclosure may express additional adhesion molecules, which may, in one implementation, serve as additional costimulatory molecules, or in another implementation, serve to target the DCs to particular sites in vivo, when delivered via the methods of this disclosure, as described further hereinbelow.

[0006] In one exemplary implementation, the dendritic cells used in the methods of this disclosure may express CD83, an endocytic receptor to increase uptake of the autoantigen such as DEC-2051CD205 in one implementation, or DC-LAMP (CD208) cell surface markers, or, in another implementation, varying levels of the antigen presenting MHC class I and II products, or in another implementation, accessory (adhesion and co-stimulatory) molecules including CD4O, CD54, CD58 or CD86, or any combination thereof. In another implementation, the dendritic cells may express varying levels of CD115, CD14, CD68 or CD32.

[0007] In one exemplary implementation, mature dendritic cells are used for the methods of this disclosure. In one implementation, the term "mature dendritic cells" refers to a population of dendritic cells with diminished CDII5, CD14, CD68 or CD32 expression, or in another implementation, a population of cells with enhanced CD86 expression, or a combination thereof. In another implementation, mature dendritic cells will exhibit increased expression of one or more of p55, CD83, CD4O or CD86 or a combination thereof. In another implementation, the dendritic cells used in the methods of this disclosure will express the DEC-205 receptor on their surface. In another implementation, maturation of the DCs may be accomplished via, for example, CD4O ligation, CpG oligodeoxyribonucleotide addition, ligation of the IL-I, TNFa or TOLL like receptor ligand, bacterial lipoglycan or polysaccharide addition or activation of an intracellular pathway such as TRAF-6 or NF-KB.

[0008]In one exemplary implementation, inducing DC maturation may be in combination with endocytic receptor delivery of a preselected antigen. In one implementation, endocytic receptor delivery of antigen may be via the use of the DEC-205 receptor.

[0009] In one exemplary implementation, the maturation status of the dendritic may be confirmed, for example, by detecting either one or more of 1) an increase expression of one or more of p55, CD83, CD4O or CD86 antigens; 2) loss of CDI 15, CDI4, CD32 or CD68 antigen; or 3) reversion to a macrophage phenotype characterized by increased adhesion and loss of veils following the removal of cytokines which promote maturation of PBMCs to the immature dendritic cells, by methods well known in the art, such as, for example, immunohistochemistry, FACS analysis, and others.

[0010] NKT expansion, in one implementation, varies in response to a presenting antigen. In one implementation, an a-GalCer analog of this disclosure is supplied in the culture simultaneously with dendritic cell contact with the NKTs. In another implementation, dendritic cells, which have already processed antigen are contacted with the NKTs.

[0011]ln one exemplary implementation, the term contacting a target cell" refers herein to both direct and indirect exposure of cell to the indicated item. In one implementation, contact of NKTs with an a-GaICer analog of this disclosure, a cytokine, growth factor, dendritic cell, or combination thereof, is direct or indirect. In one implementation, contacting a cell may comprise direct injection of the cell through any means well known in the art, such as microinjection. It is also envisioned, in another implementation, that supply to the cell is indirect, such as via provision in a culture medium that surrounds the cell, or administration to a subject, via any route well known in the art, and as described hereinbelow.

[0012] Methods for priming dendritic cells with antigen are well known to one skilled in the art, and may be effected, as described for example Hsu et al., Nature Med. 2:52-58 (1996); orSteinman etal. International application PCT/US93/03141.

[0013] In one implementation, the a-GalCer analog is administered to a subject, and, in another implementation, is targeted to the dendritic cell, wherein uptake occurs in vivo, for methods as described hereinbelow.

[0014] cL-GalCer analog uptake and processing, in one implementation, can occur within 24 hours, or in another implementation, longer periods of time may be necessary, such as, for example, up to and including 4 days or, in another implementation, shorter periods of time may be necessary, such as, for example, about 1-2 hour periods.

[0015] In another implementation, the NKTs expanded by the dendritic cells in the methods of this disclosure are autologous, syngeneic or allogeneic, with respect to the dendritic cells.

[0016]ln one implementation, the NKTs can be used to modulate an immune response, in a disease-specific manner. It is to be understood that any immune response, wherein it is desired to enhance cytokine production, or elicit a particular cytokine profile, including interferon-y, interleukin-2 and/or interleukin-4, the NK T cells of this disclosure may be thus utilized, and represents an implementation of this

disclosure.

[0017]ln another implementation, the methods of this disclosure may further comprise the step of culturing previously isolated, NKTs with additional dendritic cells, and an c-GalCer analog of the present disclosure, for a period of time resulting in further NKT expansion, cytokine production, or a combination thereof.

[0018] In another implementation, this disclosure provides a method for delaying onset, reducing incidence or suppressing a disease in a subject, comprising the steps of contacting in a culture NKTs with dendritic cells and an a-GatCer analog of the present disclosure, for a period of time resulting in NKT expansion, cytokine production or a combination thereof, and administering NKTs thus obtained to the subject, wherein the NKTs delay onset, reduce incidence or suppress a disease in the subject, thereby delaying onset, reducing incidence or suppressing a disease in the subject.

[0019] In one exemplary implementation, cells for administration to a subject in this disclosure may be provided in a composition. These compositions may, in one implementation, be administered parenterally or intravenously. The compositions for administration may be, in one implementation, sterile solutions, or in other implementations, aqueous or non-aqueous, suspensions or emulsions. In one implementation, the compositions may comprise propylene glycol, polyethylene glycol, injectable organic esters, for example ethyl oleate, or cyclodextrins. In another implementation, compositions may also comprise wetting, emulsifying and/or dispersing agents. In another implementation, the compositions may also comprise sterile water or any other sterile injectable medium. In another implementation, the compositions may comprise adjuvants, which are well known to a person skilled in the art (for example, vitamin C, antioxidant agents, etc.) for some of the methods as described herein, wherein stimulation of an immune response is desired, as described further hereinbelow.

[0020] In one exemplary implementation, the disclosure provides a compound represented by the structure of formula 1: (1) o

HO OH

HO HN)LJQF

OH

[0021]In one exemplary implementation, the disclosure provides a compound represented by the structure of formula 2: (2)

H

[0022] In one exemplary implementation, the disclosure provides a compound represented by the structure of formula 3: (3) OH -OH o rF

HO HNJ 01-1

[0023] In one implementation, the a-GalCer analogs, cells, vaccines or compositions of this disclosure may be administered to a subject via injection. In one implementation, injection may be via any means known in the art, and may include, for example, intra-lymphoidal, or SubQ injection.

[0024] In one implementation, the a-GalCer analogs of the present disclosure are delivered to dendritic cells in vivo in the steady state, which, in another implementation, leads to expansion of disease ameliorating NKTs. Analog delivery in the steady state can be accomplished, in one implementation, as described in Bonifaz, et al. (2002) Journal of Experimental Medicine 196: 1627-1638; Manavalan etal. (2003) Transpl Immunol. 11:245-58.

[0025] In another exemplary implementation, select types of dendritic cells in vivo function to prime the NKTs.

[0026] In another exemplary implementation, this disclosure provides a method for modulating an immune response, which is an inappropriate or undesirable response.

In one implementation, the immune response is marked by a cytokine profile which is deleterious to the host.

[0027]In one exemplary implementation, the NKTs of this disclosure may be administered to a recipient contemporaneously with treatment for a particular disease, such as, for example, contemporaneous with standard anti-cancer therapy, to serve as adjunct treatment for a given cancer. In another implementation, the NKTs of this disclosure may be administered prior to the administration of the other treatment.

[0028] In another exemplary implementation, this disclosure provides a method for modulating an immune response, which is directed to infection with a pathogen, and the immune response is not protective to the subject.

[0029]In another exemplary implementation, the immune response results in a cytokine profile, which is not beneficial to the host. In one implementation, the cytokine profile exacerbates disease. In one implementation, a TH2 response is initiated when a TH1 response is beneficial to the host, such as for example, in lepromatous leprosy. In another implementation, a TH1 response is initiated, and persists in the subject, such as for example, responses to the egg antigen is schistosomiasis.

[00301 In another exemplary implementation, the disclosure provides a method of activating a cytokine response in a subject whereby an effective amount of a compound or a salt or a mixture is administered, wherein the subject has an adaptive immune system that includes a population of cells, the population including at least one lymphocyte and at least one antigen-presenting cell, and wherein the compound is represented by the structure of formula 1: (1)

HO OH

HO HN)LWJ3F HO °yC12H25

OH

or a pharmaceutically acceptable salt thereof; forming a complex between the compound and the antigen-presenting cell, wherein the formation of the complex results in the activation of a receptor on the lymphocyte; and activating the lymphocyte to produce the cytokine response.

[0031] In some aspects of the method at least one lymphocyte is a T lymphocyte and in some cases the T lymphocyte is a Natural Killer T cell. In some instances the Natural Killer T cell is an invariant Natural Killer T cell.

[0032] In some aspects the at least one antigen-presenting cell is a dendritic cell. In some instances the dendritic cell is an immature or a mature dendritic cell.

[00331 In some aspects of the method administering the compound is accomplished by subcutaneous administration, intravenous administration, intranasal administration or intramuscular administration.

[0034] In some aspects of the method, the compound forms a complex with a CDI molecule on the antigen-presenting cell. In some instances the CD1 molecule is a CD1d molecule. In some instances the receptor on the T lymphocyte is a T cell receptor. In some instances stimulating at least one other lymphocyte to produce the cytokine response, in some instances the at least one other lymphocyte is a T helper cell.

[0035] In some aspects of the method the cytokine response is a TH1-type cytokine response which produces THI cytokines which may also be selected from the group consisting of IFN-y, IL-1f3, IL-2, IL-3, IL-8, IL-12, IL-15, TNF-cL, GM-CSF, RANTES, MIP-IcL and MCP-I.

[0036] In some aspects of the method of claim I wherein the cytokine response is a TH2-type cytokine response which produces TH2 cytokines which may also be selected from the group consisting of IL-4, lL-6, IL-8, IL-lO, IL-13, RANTES, MIP-Ia and MCP-I [0037]In some exemplary implementations the disclosure provides a vaccine comprising an effective amount of a compound represented by the structure of formula I: Attorney Docket: 3791 9.501 70 HO HNOj3F

OH (1)

or a pharmaceutically acceptable salt thereof; and a vaccine agent.

[0038] In some instances the vaccine agent is selected from the group consisting of a killed microorganism, a live attenuated virus microorganism, a toxoid and a fragment of an inactivated or attenuated microorganism. In some instances the microorganism is a bacteria or a fungi. In some instances the toxoid is a tetanus or a diphtheria. In some instances the vaccine agent is capable of eliciting an immune response in a subject that is administered the vaccine. In some instances the compound acts as an immunologic adjuvant and is capable of modifying or augmenting the immune response elicited by the vaccine agent by stimulating the immune system which results in the subject responding to the vaccine more vigorously than without the compound.

[0039] In some exemplary implementations the disclosure provides an anti-tumor immunotherapy comprising administering an effective amount of a compound represented by the structure of formula 1: (1)

HO OH

HO HN)LJ3 HO 0C12H25

OH

or a pharmaceutically acceptable salt thereof.

[0040] In some aspects of the method, the administration is based on at least one of cancer, an elevated risk for cancer or precancerous precursors. In some aspects of the method the administration of the compound elicits a response in at least one of tumor and cancer cells. In some aspects of the method the response elicited is a slowing down in a growth of the tumor. In some aspects of the method the response elicited is a reduction in a size of the tumor.

[0041] In some exemplary implementations the method includes the administration of the compound is to effect an adaptive immune system that includes a population of cells, the population including at least one lymphocyte and wherein the response elicited is an expansion of the population of cells in the adaptive immune system.

[0042] In some aspects of the method the expansion of the population of cells in the adaptive immune system includes an expansion in a number of I cells, CD8 Tcells, NK cells or NKT cells.In some aspects of the method includes providing a cancer vaccine to which the compound is added to. In some aspects of the method of the cancer is selected from the group consisting of lung caner, breast cancer, hepatoma, leukemia, solid tumor and carcinoma.

[0043] In some aspects of the method the admistration is based on an infectious disease resulting from the presence of pathogenic microbial agents. In some aspects of the method the pathogenic microbial agents are selected from the group consisting of viruses, bacteria, fungi, protozoa, multicellular parasites and aberrant proteins. In some aspects of the method the pathogenic microbial agent is a virus. In some aspects of the method the virus is selected from the group consisting of Retroviridae, Picornaviridae, Calciviridae, Togaviridae, Flaviridae, Coronaviridae, Rhabdoviridae, Filoviridae, Paramyxoviridae, Orthomyxoviridae, Bungaviridae, Arena viridae, Reoviridae, Birnaviridae, Hepadnaviridae, Parvoviridae, Papovaviridae, Adenoviridae, Herpesviridae, Poxviridae and Iridoviridae. In some aspects of the method the pathogenic microbial agent is a bacteria. In some aspects of the method the bacteria is selected from the group consisting of Helicobacter pylon, Borellia burgdorferi, Legionella pneumophilia, Klebsiella Pneumoniae, Mycobacteria sps, Staphylococcus aureus, Neisseria gonorrhoeae, Neisseria meningitidis, Listenia monocytogenes, Streptococcus pyogenes, Streptococcus agatactiae, Streptococcus, Streptococcus faecalis, Streptococcus bovis, Streptococcus pneumoniae, pathogenic Campylobactersp., Enterococcus sp., Chiamidia sp., Haemophilus influenzae, Bacillus antracis, corynebacterium diphtheriae, corynebacterium sp., Attorney Docket: 37919.50170 Erysipelothrix rhusiopathiae, Clostridium perfringers, Clostridium tetani, Enterobacter aerogenes, Kiebsiella pneumoniae, Pasturella multocida, Bacteroides sp., Fusobacterium nucleatum, Streptobacillus moniliformis, Treponema pallidium, Treponema pertenue, Leptospira, Actinomyces israelli, Sphingomonas capsulata [0044] and Francisella tularensis. in some aspects of the method wherein the administration of the compound to a subject results in an enhanced bacterial clearance as compared to a subject not administered the compound. in some aspects of the method the administration of the compound results in the killing of the microbial agent. In some aspects of the method the administration of the compound results in the microbial agent not being able to grow.

BRIEF DESCRIPTION OF THE FIGURES

[0045]The patent or application contains at least one drawing executed in color.

Copies of this patent or patent application publication with color drawings will be provided by the Office upon request and payment of the necessary fee.

[0046] Figure 1(A-B) are schematic illustrations showing Natural Killer T cell (NKT) function. Figure 1A shows a general scheme. Figure lB shows how alpha-galactosyl ceramide (a-GalCer) and a-GaiCer analogs of the present disclosure are capable of binding to CDId and stimulating a rapid TH1 and 1H2 cytokine response.

[0047]Figure 2 shows the chemical structures of a-GalCer (Cl) and various a-GalCer glycolipids (also referred to as analogs) of the present disclosure including: glycolipids of bacterial origin (C3, C3 and C14), glycolipids modified with sulfonation (C4, C5 and C9), phenyl-alkyl chain glycolipids (C6-C8, dO-Cu, C15-C16, C18-C34, 7DW8-5 (aka, C8-5) and 7DW8-6 (aka, C8-6)) and phytosphingosine truncated glycolipids (012, 013 and C17).

[0048] Figure 3 shows synthetic schemes for 012 and Cl 3 a-GalCer analogs of the

present disclosure.

[0049]Figure 4 shows lL-2 cytokine secretion levels (pg/mi) by murine 1.2 hybridomas treated with a-GaICer or the indicated a-GalCer analogs of the present

disclosure.

Attorney Docket: 3791 9.50170 [0050] Figure 5(A-C) show the "fold of increase" of (A) IFN-y and lL-4, (B) IL-2 and IL-6, and (C) IL-12 and IL-b cytokine production, normalized to DMSO control, by human CD161/CD3 NKTs treated with a-GalCer or the indicated ci-GalCer analogs of the present disclosure and co-cultured with autologous immature CD14 DCs.

Left side panels indicate a THI-type response and right side panels indicate a TH2-type response.

[0051]Figure 6(A-B) show the (A) purity of human CD161CD3 NKTs and (B)the "fold of increase" of the ratio of IFN-'y/lL-4 cytokine production, normalized to control (DMSO), derived from the data shown in Figure 5.

[0052] Figure 7 is a table showing the folds of increase over basal cytokine concentration in the supernatants of human NKTs from Figures 5 and 6 treated with ci-GalCer or the indicated a-GalCer analogs of the present disclosure.

[0053] Figure 8(A-F) shows the "fold of increase" of (A) IFN-7, (B) IL-4, (C) the ratio of IFN-'/lL-4, (D) lL-2, (E) 1L-12 and (F) lL-6 cytokine production, normalized to control (DMSO), by naïve human NKTs treated with ci-GalCer or the indicated ci-GalCer analogs of the present disclosure and co-cultured with autologous immature DCs.

[0054] Figure 9 shows the fold changes in the total number of iNKTs in response to the indicated ci-GalCer analogs of the present disclosure.

[0055]Figure 10(A-E) shows IFN-y cytokine production by (A) naïve iNKTs co-cultured with autologous dendritic cells, (B) naïve iNKTs co-cultured with HeLa-CDId cells, (C) a-GalCer-pulsed iNKTs co-cultured with HeLa-CD1d cells and (D) a-GalCer analog Cit-pulsed iNKTs co-cultured with HeLa-CD1d cells, normalized to vehicle control (DMSO), treated with a-GalCer or the indicated a-GalCer analogs of the present disclosure. (E) shows different basal levels of IFN-y cytokine production in human naïve iNKTs, ci-GalCer-pulsed iNKTs and a-GalCer analog Cu-pulsed I N KTs.

[0056]Figure 11(A-C) shows (A) IFN-y cytokine secretion levels (pg/mI), (B) IL-4 cytokine secretion levels (pg/mi) and (C) ratio of IFN-'y/IL-4 by human naïve iNKTs treated with ci-GalCer or the indicated a-GalCer analogs of the present disclosure.

[0057]Figure 12 is a table indicating the folds of increase over basal serum concentrations in the supernatants of human NKTs from Figure 10 treated with a-GalCer or the indicated a-GalCer analogs of the present disclosure.

[0058] Figure 13 shows representative flow cytometry data for the expansion of human CD56 cells (NK/NKT mixtures) cultured with autologous immature CD14 dendritic cells and pulsed with a-GalCer or the indicated a-GalCer analogs of the present disclosure. The percentage of CD161/Va24TCR cells in the NKINKT mixtures is shown.

[0059]Figure 14 shows the total number of iNKTs (10) found in the NKINKT mixtures from Figure 13.

[0060] Figure 1 5(A-B) show representative flow cytometry data for the expansion of human CD56 cells (NK/NKT mixtures) cultured with autologous immature CD14 dendritic cells pulsed with a-GalCer or the indicated a-GalCer analogs of the present disclosure. (A) shows representative flow cytometry data of the percentage of CD161/Va24TCR cells in the NK/NKT mixtures and (B) shows the fold of increase in the total number of iNKTs found in the NK/NKT mixtures.

[0061] Figure 16 shows the expression levels, as Mean Fluorescence Intensity (MFI), of surface proteins CD4O, CD8O, CD86, and CD83, as well as the MHC class II cell surface receptor HLA-DR, on dendritic cells (DC5) after immature human DCs were incubated with a-GalCer or the indicated a-GalCer analogs of the present disclosure.

[0062] Figure 1 7(A-B) shows how the a-GalCer analog Cl 3 of the present disclosure promotes maturation of human monocyte-derived DCs. (A) shows histograms for CD4O, CD8O, CD83, CD86, and HLA-DR expression in OCs in response to C13.

(B) shows the morphology of DOs incubated with C13 for 48 hours.

[0063] Figure 18 shows a schematic illustration of the iNKT cell receptor signaling pathways.

[0064] Figure 1 9(A-E) demonstrates how a-GalCer analogs of the present disclosure promote CDId-dependent T cell receptor (TCR) activation of human NKTs.

(A) shows expression of CDId in HeLa cells transfected with CDId (HeLa-CDId).

(B) shows the intracellular levels of phospho-CD3c. (C) shows the intracellular levels Attorney Docket: 3791 9.50170 of phospho-ERKI/2. (D) shows the intracellular levels of phospho-Syk. (E)shows the intracellular levels of phospho-CREB.

[0065] Figure 20(A-L) demonstrates how a-GalCer analogs of the present disclosure promote CDId-dependent I cell receptor (TCR) activation of naïve human iNKTs (Vo24). (A) shows the determination of isolated naïve human Va24 T cells by flow cytometry. (B-L) shows activation of TCR on iNKTs. HeLa or HeLa-CD1d cells were loaded with a-GalCer or a-GalCer analogs C16, C23, 7DW8-5, 7DW8-6 or C26, and then added to naïve Va24 T cells. The intracellular levels of the following phosphorylated proteins were measured and expressed as Median Fluorescence Intensity, and normalized to the amount of total input protein: (B) phospho-CD3c (phosphotyrosine), (C) phospho-CREB (Ser-1 33), (D) phospho-ERKI /2 (Thr-l85ITyr-187), (E) phospho-p38 (Thr-l8OITyr-182), (F) phospho-IKBG (Ser32), (G) phospho-Lck, (H) phospho-Lat, (I) phospho-STAT3 (Ser727), (J) phospho- STAT5 A/B (Tyr 694/699), (K) phospho-Syk (Phospho-tyrosine) and (L) phospho-Zap-70 (Phospho-tyrosine). , p < 0.05, compared with DMSO control and #, p < 0.05, compared with a-GalCer.

[0066] Figure 21(A-C) shows how the a-GalCer analogs of the present disclosure induced greater cell expansion and display higher capacity to bind CD1d-restricted NKT5 and T cells. Spleens from BALB/c mice were harvested 72 hour after intraveneous (IV) injection of 0.1 Lg/mouse of vehicle, a-GaICer or the indicated a-GalCer analogs. (A) percentage of mouse NKTs or (B) T cells were determined.

(C) shows different binding affinities of a-GalCer and the indicated a-GalCer analogs to CD1d-restricted NKTs and T cells.

[0067] Figure 22(A-D) show the CDId-dependent expansion of two NKTs subsets and NK activation in response to the a-GalCer analogs of the present disclosure. (A-C) show the CDId-dependent expansion of two NKTs subsets. Spleens from BALB/c wild type (WT) or CDI KO mice were harvested 72 hours post-injection of a-GalCer or the indicated a-GalCer analogs of the present disclosure. Total numbers of NKTs, and its two subtypes, designated as Type I NKT and Type II NKT in (B) WT or (C) CD1 KO mice in response were assessed by FACS. (D) CD1d dependent-activation of NKs. The expansion of total number of NKs in WT (left panel) or CD1 KO (right panel) mice in response were assessed by FACS.

[0068]Figure 23(A-C) show mouse serum levels (pg/mi) of various cytokines (A) IFN-'y, (B) IL-4, and (C) the ratio of IFN-y/IL-4 after intraveneous (IV) injection with vehicle, a-GalCer or the indicated a-GaICer analogs of the present disclosure at 0, 2, 18, 36, 48, 72 h post-injection and normalized to DMSO control.

[0069] Figure 24(A-C) show mouse serum levels (pg/mI) of various cytokines/chemokines A) IFN-y, (B) IL-4, and (C) the ratio of IFN-y/IL-4 at 2 and 18 h after IV injection with vehicle, a-GalCer or the indicated a-GalCer analogs of the

present disclosure.

[0070] Figure 25 is a table with the results (in folds of increase over basal cytokine concentration) in the supernatants of BALB/c mice injected IV with o-GalCer or the indicated a-GalCer analogs of the present disclosure. All cytokines /chemokines peaked at 2 hours after injection, except those marked with a * peaked at 18 hours.

[0071]Figure 26 (A-H) show (A)the total number of nucleated cells and the spleen size, (B) the population of innate immune cells, including mature dendritic cells, (C) activated NKs, (D) activated NKTs, (E) active B cells, (F) active CD8 T cells, (G) active CD4 T cells and (H) the ratio of CD8/CD4 T cells, all normalized with DMSO, in response to the IV injection of vehicle, o-GalCer or the a-GalCer analogs from Figure 23.

[0072] Figure 27 (A-C) show mouse serum levels of various cytokines (A) IFN-y, (B) lL-4, and (C) the ratio of IFN-y'/IL-4 after subcutaneous (SubQ) injection with vehicle, a-GaICer or the indicated ci-GalCer analogs of the present disclosure at 0, 2, 18, 36, 48, 72 h post-injection and normalized to DMSO control.

[0073] Figure 28(A-H) show (A) the total number of nucleated cells and the spleen size, (B) the population of innate immune cells, including mature dendritic cells, (C) activated NKs, (D) activated NKTs, (E) active B cells, (F) active CD8 T cells, (G) active CD4 T cells and (H) the ratio of CD8ICD4 T cells, all normalized with DMSO, in response to the SubQ injection of vehicle, ci-GalCer or the ci-GalCer analogs from Figure 27.

[0074]Figure 29(A-C) show mouse serum levels of various cytokines (A) IFN-'y, (B) IL-4, and (C) the ratio of IFN-y/lL-4 after intramuscular (IM) injection with vehicle, a-GalCer or the indicated a-GalCer analogs of the present disclosure at 0, 2, 18, 36, 48, 72 h post-injection and normalized to DMSO control.

[0075] Figure 30(A-H) show (A) the total number of nucleated cells and the spleen size, (B) the population of innate immune cells, including mature dendritic cells, (C) activated NKs, (D) activated NKTs, (E) active B cells, (F) active CD8 T cells, (G) active CD4 I cells and (H) the ratio of CD8/CD4 I cells, all normalized with DMSO, in response to the lM injection of vehicle, a-GalCer or the a-GalCer analogs from Figure 29.

[0076] Figure 31(A-K) show the effects of route of administration (lv, SubQ or IM) of vehicle, a-GalCer or the indicated a-GalCer analogs of the present disclosure on cytokine kinetics and splenocytes expansion/activation. (A) shows mouse serum levels (pg/mi) of IFN-y. (B) shows mouse serum levels (pg/mI) of IL-4. (C) shows the ratio of IFN-?/IL-4 (log 10). (0) shows the total number of mouse nucleated cells (splenocytes). (E) shows the population of innate immune cells, including mature dendritic cells in the spleen. (F) shows the population of activated NKs in the spleen.

(G) shows the population of activated NKTs in the spleen. (H) shows the population of active B cells in the spleen. (I) shows the population of active CD8 T cells in the spleen. (J) shows the population of active CD4 T cells in the spleen. (K) shows the ratio of CD8/CD4 T cells. All analysis was performed by normalizing to vehicle.

[0077] Figure 32(A-H) show the dose-response of splenocytes expansion/activation in response to the IV administration of the a-GalCer analog CII or vehicle.

(A) shows the total number of mouse nucleated cells (splenocytes). (B) shows the population of innate immune cells, including mature dendritic cells, in the spleen.

(C) shows the population of activated NKs in the spleen. (D) shows the population of activated NKTs in the spleen. (E) shows the population of monocyte granulocyte cells in the spleen. (F) shows the population of active CD4 T cells in the spleen.

(G) shows the population of active CD8 T cells in the spleen. (H) shows the population of active B cells in the spleen. All analysis was performed by normalizing to vehicle.

[0078]Figure 33(A-D) shows mouse serum levels of various cytokines (B) IFN-y, (C) IL-4, and (D) the ratio of IFN-y/IL-4 after IV injection with (A) vehicle, a-GalCer or various a-GalCer analogs of the present disclosure at 0, 12, 24, 36, 48, 72 h post-injection and normalized to vehicle control.

[0079] Figure 34 is a table with the results (in folds of increase over basal cytokine concentration) in the supernatants of BALB/c mice injected IV with a-GalCer or the indicated a-GalCer analogs of the present disclosure from Figure 33. All cytokines /chemokines peaked at 2 hours after injection, except those marked with a * peaked at 18 hours.

[0080] Figure 35 (A-G) show serum levels (pg/mi) of various cytokines/chemokines at 2 and 18 h after IV injection of vehicle, ci-GalCer or the indicated ci-GalCer analogs of the present disclosure to wild type BALB/c (wt) and CD1d KO BALB/c (CDIKO) mice. (A) IFN-y. (B) iL-4 (C) IFN-y/lL-4 ratio (log 10). (D) IL-b. (E) IL-l2p7O. (F) KC. (G) MCP-1.

[0081] Figure 36(A-t) shows the expansion/activation of splenocytes in C57BL/6 mice after IV injection of vehicle, a-GalCer or the indicated a-GalCer analogs of the present disclosure, and (G-l) shows the CDId-dependent activation of two NKTs subsets (C57BL/6 wild type (Wt) and CDI KO mice and after IV injection of vehicle, a-GalCer or the indicated a-GaICer analogs of the present disclosure. (A) shows the total number of C57BL/6 mouse nucleated cells (splenocytes). (B) shows the population of mature dendritic cells. (C) shows the population of activated NKs.

(D) shows the population of active CD4 T cells. (E) shows the population of active CD84 T cells. (F) shows the ratio of CD8/CD4 T cells normalized with DMSO.

(G) shows determination of NKT cells in Wt mice by flow cytometry (lower-left panel), total number of NKTs (upper-left panel), and its two subtypes including Type II NKT (upper-right panel) and Type I NKT (lower-right panel). (H) shows the total number of NKTs in CD1 KO mice. (I) shows the total number of Treg cells in Wt mice. All analysis was performed by normalizing to vehicle.

[0082] Figure 37(A-B) show how ci-GalCer analogs of the present disclosure can prolong survival of mice bearing lung cancer. C57BL/6 mice were inoculated IV with mouse lung cancer cells (TC-I), and then treated with control, a-GaICer or the indicated a-GalCer analog of the present disclosure twice per week for four weeks.

(A) shows the results from the testing of Group I a-GalCer analogs. (B) shows the results from the testing of Group II a-GalCer analogs. (C) shows the results from the testing of Group Ill ci-GalCer analogs. (D) shows the results from the testing of Group IV a-GalCer analogs. Shown are the Kaplan Meier survival curves (left panels) and changes in body weight (right panels) of mice bearing lung cancer. The control is the mouse without tumor inoculation.

[00831 Figure 38(A-B) show tumor nodules and sizes (A) on a surface of lungs of mice treated with ci-GalCer analog CII or control, and sacrificed on day 16 after tumor inoculation with TC-1 cells and (B) in subcutaneous tumors of mice treated with ci-GalCer analog CII or control, and sacrificed on day 16 after SubQ tumor inoculation with mouse breast cancer cells (4T-1).

[0084] Figure 39(A-B) shows Kaplan Meier survival curves (left panel) and tumor growth (right panel) of mice subcutaneously inoculated with mouse breast cancer cells 4T-1, and treated with control, ci-GalCer or the indicated a-GalCer analog of the present disclosure three days after inoculation, and twice per week for four weeks by (A) IV injection or (B) SubQ injection.

[0085] Figure 40 shows Kaplan Meier survival curves of mice bearing breast cancer and treated by either IV or SubQ injection with a-GalCer (Cl). SubQ delivery of Cl is more effective than IV delivery in prolonging the survival of mice bearing breast cancer.

[0086]Figure 41(A-C) show optimization of therapeutic anticancer protocols of a-GalCer analogs of the present disclosure by dosage of administration. Changes in body weight (right panel) and Kaplan Meier survival curves (Left panel) of C57BL16 mice after IV inoculation with mouse lung cancer cells (TC-1), and then treated with a-GalCer or a-GalCer analogs 7DW8-5 or C26 at various dosages twice per week or once per week for four weeks. (A) a-GaICer. (B) a-GaICer analog 7DW8-5. (C) a-GalCer analogs C26.

[00871 Figure 42(A-C) show optimization of therapeutic anticancer protocols of a-GalCer analogs of the present disclosure by varying routes and frequency.

(A) shows the tumor volume (mm3) (right panel) and Kaplan Meier survival curves (left panel) of BALBIc mice after SubQ inoculation with mouse breast cancer cells, 4T-1, and then treated three days after inoculation with vehicle, a-GalCer or the indicated a-GalCer analogs of the present disclosure twice per week for four weeks by the IV or SubQ route. (B) shows changes in body weight (right panel) and Kaplan Meier survival curves (left panel) of C57BL/6 mice after IV inoculation with mouse lung cancer cells, TC-1, and then treated three days after inoculation with vehicle, a-GalCer or the indicated a-GaICer analogs of the present disclosure twice per week for four weeks by the IV or SubQ route. (C) shows the impacts of frequency of administration on body weight (right panel) and Kaplan Meier survival curves (left panel) of C57BL/6 mice after IV inoculation with mouse lung cancer cells, TC-1, and then treated with vehicle or a-GaICer analog C16 twice per week or once per week for four weeks by the IV route.

[0088] Figure 43(A-B) show the evaluation of the anticancer efficacy of various a-GalCer analogs of the present disclosure. C57BL16 mice were IV inoculated with mouse lung cancer cells, TC-1, or SubQ inoculated with mouse melanoma, B16 cells, and then treated with vehicle, a-GaICer or the indicated ci-GalCer analogs of the present disclosure once per week for four weeks. (A) shows the Kaplan Meier survival curves. (B) shows the tumor volume (mm3) growth curves.

[0089]Figure 44(A-B) show the real time assessment of tumor growth in (A) C57BL16 mice after SQ inoculation with lung cancer cells (TC-1-GRP-Luciferase) or (B) breast cancer cells(4T-1-GFP-Luciferase), and then treated with vehicle, a-GalCer or the indicated a-GalCer analogs of the present disclosure once per week for four weeks.

[0090] Figure 45(A-H) show TH1-biased a-GalCer analogs of the present disclosure elicit more tumor infiltrating lymphocytes in lung and melanoma tumors. (A-D) show tumor infiltrating lymphocytes in lung cancer cells (TC-1). C57BL!6 mice were treated with vehicle, a-GalCer or a-GaICer analogs C23, C8-5 or 034 at 0.1 jig/mouse once per week for three weeks. (A) shows the population of CD3 cells.

(B) shows the population of CD8 T cells. (C) shows the population of NK cells.

(D) shows the population of NKTs. All analysis was performed by normalizing to vehicle. (E-H) show tumor infiltrating lymphocytes in melanoma cells. C57BL16 mice were treated with vehicle, a-GalCer or a-GalCer analogs C23, C8-5 or C34 at 0.1 rig/mouse once per week for three weeks. (E) shows the population of CD3 cells.

(F) shows the population of CD8 T cells. (G) shows the population of NKs.

(H) shows the population of NKTs. All analysis was performed by normalizing to vehicle.

[0091] Figure 46(A-B) show adjuvant effects of alum, a-GalCer and ci-GalCer analog CII on antibody response to tetanus toxoid (TT) -protein vaccine. (A) mice were vaccinated IT without or with conventional adjuvant alum, a-GalCer or a-GalCer analog CII on day 0 (first vaccination) and day 28 (4 weeks-second vaccination).

Serum was harvested weekly for determination of anti-TT-specific antibodies.

(B) shows the effects of conventional adjuvant alum, a-GalCer and ci-GalCer analog CII on delayed antigen boost 20 weeks after the second vaccination.

[0092] Figure 47 shows adjuvant effects of conventional adjuvant alum, a-GalCer and various cx-GalCer analogs of the present disclosure on peptide containing extracellular domain of M2 (M2e) protein of Hi Ni virus strain, two weeks after a third immunization. BALB/c mice were vaccinated with 5 or 45 ig of M2e peptide with or without ci-GalCer and various ci-GalCer analogs on week 0, 3 and 6.

[0093] Figure 48(A-C) shows adjuvant effects of ci-GalCer (Cl) on mice immunized with pHA, a DNA plasmid containing consensus sequence of full length H5 of avian influenza viruses. (A) mice were immunized with between 5 and 45 tg of pHA without or with Cl on week 0 and 3. (B) mice were immunized with low doses of pHA vaccine without or with Ci. (C) shows protection against viral challenge with 20 LD50 of Vietnam reassortant influenza strain NIBRG-14 two weeks after H5 DNA vaccine without or with Cl.

[0094] Figure 49(A-C) show induction of anti-HA-specific lgG antibody after mice were immunized with pHA with or without Cl or the indicated ci-GalCer analogs of the present disclosure. (A) shows titers of anti-HA specific lgG antibody (AY3) in mice following immunization with 0.2 jig pHA. (B) shows titers of anti-HA specific lgG antibody (AY4) in mice following immunization with 0.2 jig pHA. (C) shows percent mouse survival following viral challenge.

[0095] Figure 50(A-B) show induction of anti-HA-specific lgG antibody after mice were immunized with pHA with or without Cl or the indicated a-GalCer analogs of the present disclosure. (A) shows titers of anti-HA specific lgG antibody (AY4) following immunization with 0.5 tg pHA and the indicated ci-GalCer analogs of the present disclosure. (B) shows percent survival following viral challenge.

[0096]Figure 51(A-B) show mouse titer of anti-HA specific lgG antibody (AY5) following immunization with either (A) 0.1 j.ig pHA or (B) 0.2 tg pHA and the indicated a-GalCer analogs of the present disclosure.

[0097]Figure 52(A-B) show mouse titer of anti-HA specific lgG antibody (AY6) following immunization with either (A) 0.1 ig pHA or (B) 0.2 tg pHA and the indicated a-GalCer analogs of the present disclosure at 0.1 tg or 1 tg.

[0098] Figure 53 (A-D) show the induction of anti-HA-specific lgG antibody by a-GalCer or the indicated a-GalCer analogs of the present disclosure. BALB/c mice were vaccinated by electrotransfer in muscle with a-GalCer or the indicated a-GalCer analogs with pHAc and boosted once with the same formulation 4 weeks later.

Blood samples were collected at 2 weeks after the second vaccination and tested for anti-HAc-specific lgG antibody titers by ELISA. (A) shows titers of anti-HA specific lgG antibody (AY3). (B) shows titers of anti-HA specific lgG antibody (AY4). (C) titers of anti-HA specific lgG antibody (AY5). (D) shows titers of anti-HA specific lgG antibody (AYI6).

[0099] Figure 54(A-B) show (A) HA-specific IFN-y producing cells and (B) HA-specific peptide response cells. BALB/c mice were vaccinated by electrotransfer in muscle with pHAc and ci-GalCer or the indicated a-GalCer analogs of the present disclosure and boosted once with the same formulation three weeks later. Splenocytes were cultured with HA-specific peptide (9-mer) and spots were determined after I day.

[00100] Figure 55 shows protection against viral challenge. BALB/c mice were vaccinated by electrotransfer in muscle with pHAc and a-GalCer or the indicated a-GalCer analogs of the present disclosure and boosted once with the same formulation three weeks later. Mice were challenged with 200 LD50 NIBRG-14 viruses at two weeks after the second vaccination and mice survival was monitored.

[00101] Figure 56 (A-B) show the effect of single dose vaccination. BALB/c mice were vaccinated by electrotransfer in muscle with pHAc (2 rig) and a-GalCer or the indicated a-GalCer analogs of the present disclosure (2 fig). (A) Blood samples were collected three weeks later and tested for anti-HAc-specific lgG antibody titers.

(B) Mice were challenged with 200 LD50 NIBRG-14 viruses at three weeks after prime and survival was monitored.

[00102] Figure 57 (A-B) show adjuvant effects of a-GalCer or the indicated a-GalCer analogs of the present disclosure on carbohydrate antigens. BALB/c mice were vaccinated by lM injection with a-GalCer or the indicated a-GalCer analogs and mixed with globo H-DT and boosted twice within a two week interval. Blood samples were collected two weeks after a third vaccination and tested for (A) anti-globo H-specific lgG antibody and (B) anti-globo H-specific gM antibody production.

[001031 Figure 58(A-B) shows survival rate when BALB/c mice were treated with a-GalCer or the indicated a-GalCer analogs of the present disclosure via intraperitoneal (IP) route (A) starting at 30 mm after FLU-A virus serotype H1NI (WSN) virus challenge and (B) starting 2 weeks prior to HI NI virus challenge.

[00104] Figure 59 (A-B) shows cumulative proportion of survival of BALB/c mice infected with Hl NI (WSN) and treated with a-GalCer or the indicated a-GalCer analogs of the present disclosure (A) starting at 2 weeks prior to virus challenge with a high dose of HIN1 (WSN) virus and (B) via intranasal route.

[00105] Figure 60(A-B) show the cytopathetic effect (CPE) of Madin-Darby canine kidney (MDCK) cells in vitro. MDCK cells were pretreated with vehicle, a-GalCer or one of the a-GalCer analogs C13, C14 or C16 at 10 tg/ml for four hours, followed by infection with FLU-A virus serotype HINI (WSN) at IOTCID5O. (A) shows the survival virus titer (loglo) after treatment of glycolipids in vitro and (B) shows the virus titer in MDCK cells at 48 hours post-infection.

[00106] Figure 61(A-B) show antibacterial efficacies of a-GalCer or the indicated a-GalCer analogs of the present disclosure treated at (A) 100 tg/kg or (B) 50 ig/kg in mice infected with Sphingomonas capsulata.

[00107] Figure 62 (A-B) show the antibacterial efficacy of ci-GalCer or the indicated a-GalCer analogs of the present disclosure in mice infected with Klebsiella pneumoniae. CI and 014 can significantly reduce the bacterial loads in (A) mouse lung and (B) liver after injection.

[001081 Figure 63 shows that the CFU numbers (in lungs) of the groups treated with 023 and C34 at 50 xgIkg, are significant in comparison to the untreated group.

[00109] Figure 64 (A-B) show the chemical structures of a-GalCer (CI) and various a-GalCer glycolipids (also referred to as analogs) of the present disclosure including: C3, C9, CII, C14, C16, C17, C23, 7DW8-5 (aka, C8-5), and C34.

[00110] Figure 65 shows the antibacterial efficacies of glycolipids treated at 100 p.g/kg in mice infected with Sphingomorias capsulata. The CFU values in the livers of mice in each treatment group measured at 24 hr after infection are represented with a dot. The mean CFU values of each treatment group are indicated with short horizontal lines. Statistic analysis using ANOVA found that the groups treated with Cl, CII, 014, and 016 resulted in significantly reduced bacterial load in livers.

Groups with significant difference from the PBS control are marked with stars: "" for P<0.05, "**" for PczO.01.

[00111] Figure 66 (A-B) show the antibacterial efficacies of selected glycolipids in the Staphylococcus aureus thigh infection model. The antibacterial efficacies of glycolipids at 150 jig/kg administered by IP injections at 3 hr post-infection were evaluated by image analyses at 48 hour after infection with luminescence S aureus Xen29. (A) Images of mice in different treatments were taken at 48 hr post-infection.

(B) The relative luminescence (RLU) values of each mouse measured at 48 hr post-infection were plotted as individual symbols, and the average values of each treatment group are shown with horizontal lines. *: p<O.OS.

[00112] Figure 67 shows glycolipid enhancement of host protection against JEV infection. Seven-week-old wild-type C57BL/6 mice were intraperitoneally (IF) injected with I jig of compound Cl, 7DW8-5, 023, 034, or solvent for each group one day before virus challenge. The mice were IF infected with 5x105 PFU of JEV (RP-9 strain) and simultaneously injected intracerebrally with 30 jil PBS. One day after virus infection, mice were IP boosted with I tg of CI, 7DW8-5, C23, C34 or solvent. The mice were monitored daily for 25 days and the percentage of survival is shown. Fourteen mice were included in each experimental group. Survival curve comparisons were performed using Prism software statistical analysis with the log rank test and P <0.05 as compared to solvent control is indicated with "k".

[00113] Figure 68 (A-C) show glycolipids' reliance on the host innate and adapted immunity components to trigger protection against JEV infection. Seven-week-old immunodeficient mice lacking of Stat-I (A), Immunoglobulin ti-chain (B), or CD8a-chain (C) were administrated with C34, 7DW8-5, or solvent as described in Fig. 67 using a two-dose protocol. The Stat-I knockout mice were challenged with 0.1 PFU of JEV (RP-9 strain) intraperitoneally. The Igp.-chain knockout and CD8c-chain knockout mice were challenged as described in Fig. 67. The mice were monitored daily for 25 days. The percentage survival is shown and the number of mice in each experimental group is shown in the legend to each panel.

[00114] Figure 69 (A-B) show results of a two-dose protocol, one day before and one day after JEV infection, giving the best protective effect. Glycolipid C34 (A) or 7DW8-5 (B) was administrated to 7-week-old wild-type C57BL/6 mice by a two-dose protocol as described in Fig. 67 [day (-1) & day (+1)] or only once one day before [day (-I)], at the same day [day (0)}, or one day after [day (+1)] viral infection. The mice were challenged and monitored as described in Fig. 67. The percentage survival is shown and the number of mice in each experimental group is shown in the legend to each panel.

[00115] Figure 70 (A-B) show a survival profile of influenza infected mice receiving C34 at different times and doses. Blab/C mice were infected with ten LD50 influenza virus by intra-nasal route. Mice were grouped into four groups receiving two lP injections at both day -1 and day +1 relative to the influenza infection. The study protocol with contents of the IP injection (1 tg/mouse C34 or the PBS vehicle) and the injection times of different treatment groups are described in (A). The survival curves of different treatment groups are shown (B).

[001161 Figure 71 shows effects of C34 administration time on infection clearance of the murine thigh-wound infection model. Mice infected with luminescence S. aureus at left thighs were grouped into vehicle control group and two groups that received C34 at 0, and 6 hours after infection. Mice were imaged at 48 hour post infection.

The images of the luminescence bacterial infection and the relative luminescence units are shown similar to Figure 66. "**" for significance with p<0.Ol.

[00117] Figure 72 is a table showing the efficacy of selected glycolipids for suppressing S. capsulate infections.

[00118] Figures 73(A-B) show immunoprotection against avian influenza virus infection by intramuscular injection of two dosages of pCHA5 �1-glycolipid vaccine.

Sera were collected and tested for HA-specific antibody titers by ELISA (A) and mice were challenged with 200 LD50 of NIBRG-14 viruses and monitored for survival (B).

[00119] Figures 74(A-C) show immune responses and mice survival after single IM dose of pCHA5 with and without glycolipids as adjuvants. Three weeks after vaccination with pCHA5 (50 jig) +1-glycolipids (2 jig) or alum through IM route, sera were collected and tested HA-specific antibody titers by ELISA (A). At the same time, mice were sacrificed and splenocytes were harvested for ELISPOT assay (B).

Another group of mice were challenged with 200 LD50 of NIBRG-14 virus and monitored for survival (C).

[00120] Figures 75(A-C) show comparison of the adjuvant effects of glycolipids for pCHA5 and pCHA5-ll vaccine. Two weeks after booster injection for vaccination with pCHA5 or pCHA5-ll (30 jig) +1-glycolipids (2 jig) through IM/EP route at week 0 and three, sera were collected and tested anti-HA antibody titers by ELISA (A), and, mice which were vaccinated with pCHA5 (B) and pCHA5-II (C) were challenged with E319 virus and survivals were monitored.

[00121] Figures 76(A-D) show dose effects of pCHA5-II and C34 on HA-specific antibody production and immune protection in mice. Three weeks after vaccination with single dose of pCHA5-ll (100,75,50 jig) with or without C34 (0.5, 1,2,4 jig) as adjuvant through IM route, sera were collected and HA-specific antibody titers were assayed by ELISA (A). At the same time, mice were sacrificed and splenocytes were harvested for ELISPOT assay (B). Fig. 76C shows survivals of mice treated with Attorney Docket: 37919.50170 different doses of pCHA5-II and 2 tg C34 adjuvant. Fig. 76D shows survivals of mice treated with 100 tg pCHA5-lI and C34 at various dosages.

[00122] Figures 77(A-D) show adjuvant effect of 034 on neutralization antibody production against various HA-pseudotyped viruses. Nonlinear regression analysis for serum dilutions after IM/EP vaccination with 0.2 tg of pCHA5 dissolved in PBS containing 2 tg of C34 on week 0 and 3, giving 50% of HA-pseudotyped virus neutralization (ID50) for TK (A), VN1194 (B), 1D05 (C), and AnhuiO5 (D) are shown.

Value of p was the comparison of fits. * p < 0.05 and presented statistical significant when compare C34-adjuvanted group with pCHA5 only group.

[00123] Figures 78(A-L) show serum cytokine expression profiles in mice receiving pCHA5 with or without 034 as adjuvant. Serum concentrations after vaccination with 0.2 p.g pCHA5 with or without 034 through IM/EP route at week 0 and 3 are shown with respect to IL-2 (A), IL-5 (B), lL-13 (C), RANTES (D), MIP-lu (E), MIP-113 (F), KC (G), IL-I 13 (H), IL-17 (I), IL-i 2p4O (J), G-CSF (K), and IFN-y (L).

[00124] Figures 79(A-D) show neutralization abilities of antisera were induction by 034 through single dose intramuscular injection. Results of HA-pseudotyped virus neutralization assay performed three weeks after vaccination with 50 ig of pCHA5-II dissolved in PBS containing 2 p.g of C34 are shown with respect to AnhiO5 (A), TKO5 (B), 1D05 (C), and VNI 194 (D). Value of p was the comparison of fits. * p < 0.05 and presented statistical significant when compare C34-adjuvanted group with pCHA5-lI only group.

[00125] Figure 80 shows a synthetic scheme for 034 a-GalCer analog of the present disclosure. Reagents and conditions shown are as follows: (a) 2-Methoxypropene, CSA, DMF, 83%; (b) Ph300l, Pyridine. 77%; (c) C13H27PPh3Br, LHMDS, THF: 75%; (d) H2, Pd(OH)2, EA, 90% (e) Tf20. 2,6-Lutidine, TAIGA, CH2CI2; (f) TFAITFAA, CH2CI2, two steps 63%; (g) Tf20, Me2S, 2-CI-Pyridine, MS4A, CH2CI2, 60%; (h) PPh3 Pyridine/H20; (i) EDO, HBTU, TEA, CH2CI2, two steps 88%; (1) NaOMe, MeOH/CH2CI2; (k) AcOH(aq.); (I) H2, Pd(OH)2, MeOH/CHCI3, three steps 40%.

DETAILED DESCRIPTION OF THE DISCLOSURE

[00126] All scientific terms are to be given their ordinary meanings as understood by those of skill in the art, unless an alternate meaning is set forth below. In case of conflict, the definitions set forth in this specification shall control.

[00127] As used herein, the term lipid" refers to any fat-soluble (lipophilic) molecule that participates in cell signaling pathways.

[00128] As used herein, the term "glycolipid" refers to a carbohydrate-attached lipid that serves as a marker for cellular recognition.

[00129] As used herein, the term "aipha-galactosyl ceramide" and "ct-GalCer" refers to a glycolipid that stimulates natural killer T cells to produce both T helper (TH)1 and TH2 cytokines.

[00130] As used herein, the term "glycan" refers to a polysaccharide, or oligosaccharide. Glycan is also used herein to refer to the carbohydrate portion of a glycoconjugate, such as a glycoprotein, glycolipid, glycopeptide, glycoproteome, peptidoglycan, lipopolysaccharide or a proteoglycan. Glycans usually consist solely of 0-glycosidic linkages between monosaccharides. For example, cellulose is a glycan (or more specifically a glucan) composed of beta-i 4-linked D-glucose, and chitin is a glycan composed of beta-i,4-linked N-acetyl-D-glucosamine. Glycans can be homo or heteropolymers of monosaccharide residues, and can be linear or branched. Glycans can be found attached to proteins as in glycoproteins and proteoglycans. They are generally found on the exterior surface of cells. 0-and N-linked glycans are very common in eukaryotes but may also be found, although less commonly, in prokaryotes. N-Linked glycans are found attached to the R-group nitrogen (N) of asparagine in the sequon. The sequon is a Asn-X-Ser or Asn-X-Thr sequence, where X is any amino acid except proline [00131] As used herein, the term "glycoprotein" refers to a protein covalently modified with glycan(s). There are four types of glycoproteins: 1) N-linked glycoproteins, 2) 0-linked glycoproteins (mucins), 3) glucosaminoglycans (GAGs, which are also called proteoglycans), 4) GPI-anchored. Most glycoproteins have structural micro-heterogeneity (multiple different glycan structures attached within the same glycosylation site), and structural macro-heterogeneity (multiple sites and types of glycan attachment).

[00132] As used herein, the term "analog" refers to a compound, e.g., a drug, whose structure is related to that of another compound but whose chemical and biological properties may be quite different.

[00133] As used herein, the term "antigen" is defined as any substance capable of eliciting an immune response.

[00134] As used herein, the term "pathogen" is a biological agent that causes disease or illness to it's host. The body contains many natural defenses against some of the common pathogens (such as Pneumocystis) in the form of the human immune system.

[00135] As used herein, the term "immunogen" refers to an antigen or a substance capable of inducing production of an antigen, such as a DNA vaccine.

[00136] As used herein, the term "immunogenicity" refers to the ability of an immunogen, antigen, or vaccine to stimulate an immune response.

[00137] As used herein, the term "immunotherapy" refers to an array of treatment strategies based upon the concept of modulating the immune system to achieve a prophylactic and/or therapeutic goal.

[00138] As used herein, the term "CDId" refers to a member of the CD1 (cluster of differentiation 1) family of glycoproteins expressed on the surface of various human antigen-presenting cells. CDId presented lipid antigens activate natural killer T cells. CD1d has a deep antigen-binding groove into which glycolipid antigens bind.

CDId molecules expressed on dendritic cells can bind and present glycolipids.

[00139] As used herein, the term "adaptive immune system" refers to highly specialized, systemic cells and processes that eliminate pathogenic challenges. The cells of the adaptive immune system are a type of leukocyte, called a lymphocyte. B cells and T cells are the major types of lymphocytes.

[00140] As used herein, the term "T cells" and "Ts" refer to a group of white blood cells known as lymphocytes, that play a central role in cell-mediated immunity. T cells can be distinguished from other lymphocyte types, such as B cells and NKs by the presence of a special receptor on their cell surface called the T cell receptor (TCR). Several different subsets of T cells have been described, each with a distinct function. Helper T (TH) Cells are the "middlemen" of the adaptive immune system.

Once activated, they divide rapidly and secrete small proteins called cytokines that regulate or "help" the immune response. Depending on the cytokine signals received, these cells differentiate into TH1, TH2, THI7, or one of other subsets, which secrete different cytokines.

[00141] As used herein, the term "antigen-presenting cell" (APC) refers to a cell that displays foreign antigen complexed with major histocompatibility complex (MHC) on its surface. T-cells may recognize this complex using their TCR. APCs fall into two categories: professional or non-professional. Dendritic cells (DCs) fall under the professional category and are capable of presenting antigen to T cells, in the context of CD1. In an exemplary implementation, the DCs utilized in the methods of this disclosure may be of any of several DC subsets, which differentiate from, in one implementation, lymphoid or, in another implementation, myeloid bone marrow progenitors.

[00142] As used herein, the term "naïve cell" refers to an undifferentiated immune system cell, for example a CD4 T-cell, that has not yet specialized to recognize a specific pathogen.

[00143] As used herein, the term "natural killer cells" and "NKs" refers to a class of lymphoid cells which are activated by interferons to contribute to innate host defense against viruses and other intracellular pathogens.

[00144] As used herein, the term "natural killer T cells" (NKT5) refers to a subset of T cells that share characteristics I receptors with both conventional Ts and NKs.

Many of these cells recognize the non-polymorphic CDId molecule, an antigen-presenting molecule that binds self-and foreign lipids and glycolipids. The TCR of the NKTs are able to recognize glycolipid antigens presented (chaperoned) by a CDId molecule. A major response of NKTs is rapid secretion of cytokines, including IL-4, lFN-y and IL-b after stimulation and thus influence diverse immune responses and pathogenic processes. The NKTs may be a homogenous population or a heterogeneous population. In one exemplary implementation, the population may be "non-invariant NKTs", which may comprise human and mouse bone marrow and human liver T cell populations that are, for example, CD1d-reactive noninvariant T cells which express diverse TCRs, and which can also produce a large amount of IL- 4 and IFN-y. The best known subset of Cold-dependent NKTs expresses an invariant TCR-alpha (TCR-ci) chain. These are referred to as type I or invariant NKTs (iNKTs). These cells are conserved between humans (Vct24i NKTs) and mice (Vcxl4i NKTs) and are implicated in many immunological processes.

[00145] As used herein, the term "cytokine" refers to any of numerous small, secreted proteins that regulate the intensity and duration of the immune response by affecting immune cells differentiation process usually involving changes in gene expression by which a precursor cell becomes a distinct specialized cell type.

Cytokines have been variously named as lymphokines, interleukins, and chemokines, based on their presumed function, cell of secretion, or target of action.

For example, some common interleukins include, but are not limited to, IL-12, IL-18, IL-2, IFN-y, TNF, IL-4, IL-b, IL-13, IL-21 and TGF-3.

[00146] As used herein, the term "chemokine" refers to any of various small chemotactic cytokines released at the site of infection that provide a means for mobilization and activation of lymphocytes. Chemokines attract leukocytes to infection sites. Chemokines have conserved cysteine residues that allow them to be assigned to four groups. The groups, with representative chemokines, are C-C chemokines (RANTES, MCP-l, MIP-la, and MIP-1!3), C-X-C chemokines (IL-8), C chemokines (Lymphotactin), and CXXXC chemokines (Fractalkine).

[00147] As used herein, the term "TH2-type response" refers to a pattern of cytokine expression such that certain types of cytokines, interferons, chemokines are produced. Typical TH2 cytokines include, but are not limited to, lL-4, IL-5, IL-6 and IL-b.

[00148] As used herein, the term "THI-type response" refers to a pattern of cytokine expression such that certain types of cytokines, interferons, chemokines are produced. Typical THI cytokines include, but are not limited to, lL-2, IFN-7, GM-CSF and TNF-13.

Attorney Docket: 3791 9.501 70 [00149] As used herein, the term "THI biased" refers to am immunogenic response in which production of THI cytokines and/or chemokines is increased to a greater extent than production of TH2 cytokines and/or chemokines.

[00150] As used herein, the term "epitope" is defined as the parts of an antigen molecule which contact the antigen binding site of an antibody or a T cell receptor.

[00151] As used herein, the term "vaccine" refers to a preparation that contains an antigen, consisting of whole disease-causing organisms (killed or weakened) or components of such organisms, such as proteins, peptides, or polysaccharides, that is used to confer immunity against the disease that the organisms cause. Vaccine preparations can be natural, synthetic or derived by recombinant DNA technology.

[00152] As used herein, the term "antimicrobial" refers to a substance that kills or inhibits the growth of microbes such as bacteria, fungi, or viruses.

[00153] As used herein, the term "toxoid" refers to a bacterial toxin whose toxicity has been weakened or suppressed either by chemical (formalin) or heat treatment, while other properties, typically immunogenicity, are maintained. Toxoids are used in vaccines as they induce an immune response to the original toxin or increase the response to another antigen. For example, the tetanus toxoid is derived from the tetanospasmin produced by Clostridium tetani and causing tetanus. The tetanus toxoid is used by many plasma centers in the United States for the development of plasma rich vaccines.

[00154] As used herein, the term "DNA vaccine" refers to a DNA construct that is introduced into cells and subsequently translated into specific antigenic proteins.

[00155] As used herein, the term "plasmid" refers to an extrachromosomal circular DNA capable of replicating, which may be used as a cloning vector.

[00156] As used herein, the term "microorganism" and "microbe" refers to an organism that is microscopic (too small to be seen by the naked human eye).

Microorganisms are incredibly diverse and include, but are not limited to, bacteria and fungi.

[00157] As used herein, the term "immunologic adjuvant" refers to a substance used in conjunction with an immunogen which enhances or modifies the immune response to the immunogen. in an exemplary implementation, the x-GalCer analogs of the present disclosure are used as immunologic adjuvants to modify or augment the effects of a vaccine by stimulating the immune system of a patient who is administered the vaccine to respond to the vaccine more vigorously.

[00158] As used herein, the term "alum adjuvant" refers to an aluminum salt with immune adjuvant activity. This agent adsorbs and precipitates protein antigens in solution; the resulting precipitate improves vaccine immunogenicity by facilitating the slow release of antigen from the vaccine depot formed at the site of inoculation.

[00159] As used herein, the term "anti-tumor immunotherapy active agent" refers to an a-GaiCer analog of the present disclosure that inhibits, reduces and/or eliminates tumors.

[00160] As used herein, the term "granulocyte-macrophage colony-stimulating factor" (GM-CSF) refers to a cytokine which serves as a colony-stimulating factor that stimulates production of white blood cells, particularly granulocytes (neutrophils, basophils, and eosinophils), macrophages, and cells in the bone marrow that are precursors of platelets.

[00161] As used herein, the term "antigen specific" refers to a property of a cell population such that supply of a particular antigen, or a fragment of the antigen, results in specific cell proliferation.

[00162] As used herein, the term "Flow cytometry" or "FACS" means a technique for examining the physical and chemical properties of particles or cells suspended in a stream of fluid, through optical and electronic detection devices.

[00163] As used herein a-GalCer analogs or synthetic a-GalCer analogs, unless otherwise noted, refer to structure-based synthetic glycolipid analogs based on alpha-galactosyl ceramide.

[00164] Amino acid residues in peptides shall hereinafter be abbreviated as follows: Phenylalanine is Phe or F; Leucine is Leu or L; isoleucine is lie or I; Methionine is Met or M; Valine is Val or V; Serine is Ser or S; Proline is Pro or P; Threonine is Thr or T; Alanine is Ala or A; Tyrosine is Tyr or Y; Histidine is His or H; Giutamine is Gin or Q; Asparagine is Asn or N; Lysine is Lys or K; Aspartic Acid is Asp or D; Glutamic Acid is Glu or E; Cysteine is Cys or C; Tryptophan is Trp or W; Arginine is Arg or R; and Glycine is Gly or G. For further description of amino acids, please refer to Proteins: Structure and Molecular Properties by Creighton, T. E., W. H. Freeman & Co., New York 1983.

[001651 Mammalian and mycobacterial lipids are known to be presented by human CD1a, CDIb, CD1c, and CDId. x-Galactosyl ceramide, a lipid found in the marine sponge Age/as mauritianus, has been the most extensively studied ligand for CDId.

It has been shown that in vitro stimulation of mouse spleen cells by a-GalCer led to the proliferation of NKTs and production of both IFN-y and IL-4, a TH1-type and TH2-type response, respectively. Murine studies have shown that cells can be rapidly activated by immature dendritic cells (iDCs) bearing a-GalCer and that the activated iNKTs can in turn induce full maturation of DCs.

[00166] In one aspect, the present disclosure provides a series of novel lipid portions of the a-GalCer analogs are capable of binding with a binding-groove on a CD1 molecule to form CD1-analog complexes. These CD1-analog complexes are presented to CD 1-restricted T cells (NKTs) by means of T cell receptor recognition, and are capable of TCR activation, TH1 and TH2 cytokine release, and NKT expansion. In an exemplary implementation, an a-GalCer analog of the present disclosure is designed such that it has a strong binding affinity with the binding-groove on the CD1 molecule, correlating with a THI-biased immunogenic response.

In another exemplary implementation, an a-GalCer analog of the present disclosure is designed such that it has a strong binding affinity with the binding-groove on the CD1 molecule, correlating with a TH2-biased immunogenic response.

[00167] In another aspect of the present disclosure, the a-GalCer analogs may be used as immunotherapies. In an exemplary implementation, the a-GalCer analogs may be used for cancer immunotherapy. In an exemplary implementation, the ci-GalCer analogs may be used for adjuvant immunotherapy. In another exemplary implementation, the ci-GalCer analogs may be used for anti-microbial immunotherapy, which includes vaccination. In still another exemplary implementation, the cx-GalCer analogs may be used for immunosuppression for the treatment of autoimmune diseases.

Attorney Docket: 37919.50170 [00168] According to another aspect, the compositions disclosed herein can be included in a pharmaceutical or nutraceutical composition together with additional active agents, carriers, vehicles, excipients, or auxiliary agents identifiable by a person skilled in the art upon reading of the present disclosure.

[001691 The pharmaceutical or nutraceutical compositions preferably comprise at least one pharmaceutically acceptable carrier. In such pharmaceutical compositions, the compositions disclosed herein form the "active compound," also referred to as the "active agent." As used herein the language "pharmaceutically acceptable carrier" includes solvents, dispersion media, coatings, antibacterial and antifungal agents, isotonic and absorption delaying agents, and the like, compatible with pharmaceutical administration. Supplementary active compounds can also be incorporated into the compositions. A pharmaceutical composition is formulated to be compatible with its intended route of administration. Examples of routes of administration include parenteral, e.g., intravenous, intradermal, subcutaneous, oral (e.g., inhalation), transdermal (topical), transmucosal, and rectal administration.

Solutions or suspensions used for parenteral, intradermal, or subcutaneous application can include the following components: a sterile diluent such as water for injection, saline solution, fixed oils, polyethylene glycols, glycerine, propylene glycol, or other synthetic solvents; antibacterial agents such as benzyl alcohol or methyl parabens; antioxidants such as ascorbic acid or sodium bisulfite; chelating agents such as ethylenediaminetetraacetic acid; buffers such as acetates, citrates, or phosphates and agents for the adjustment of tonicity such as sodium chloride or dextrose. pH can be adjusted with acids or bases, such as hydrochloric acid or sodium hydroxide. The parenteral preparation can be enclosed in ampoules, disposable syringes, or multiple dose vials made of glass or plastic.

[00170] Subject as used herein refers to humans and non-human primates (e.g., guerilla, macaque, marmoset), livestock animals (e.g., sheep, cow, horse, donkey, and pig), companion animals (e.g., dog, cat), laboratory test animals (e.g., mouse, rabbit, rat, guinea pig, hamster), captive wild animals (e.g., fox, deer), and any other organisms who can benefit from the agents of the present disclosure. There is no limitation on the type of animal that could benefit from the presently described agents. A subject regardless of whether it is a human or non-human organism may be referred to as a patient, individual, animal, host, or recipient.

[00171] Pharmaceutical compositions suitable for an injectable use include sterile aqueous solutions (where water soluble) or dispersions and sterile powders for the extemporaneous preparation of sterile injectable solutions or dispersion. For intravenous administration, suitable carriers include physiological saline, bacteriostatic water, Cremophor EL.TM. (BASF, Parsippany, N.J.), or phosphate buffered saline (PBS). In all cases, the composition should be sterile and should be fluid to the extent that easy syringability exists. It should be stable under the conditions of manufacture and storage and be preserved against the contaminating action of microorganisms such as bacteria and fungi. The carrier can be a solvent or dispersion medium containing, for example, water, ethanol, polyol (for example, glycerol, propylene glycol, and liquid polyetheylene glycol, and the like), and suitable mixtures thereof. The proper fluidity can be maintained, for example, by the use of a coating such as lecithin, by the maintenance of the required particle size in the case of dispersion and by the use of surfactants. Prevention of the action of microorganisms can be achieved by various antibacterial and antifungal agents, for example, parabens, chlorobutanol, phenol, ascorbic acid, thimerosal, and the like. In many cases, it will be preferable to include isotonic agents, for example, sugars, polyalcohols such as manitol, sorbitol, or sodium chloride in the composition.

Prolonged absorption of the injectable compositions can be brought about by including in the composition an agent which delays absorption, for example, aluminum monostearate and gelatin.

[00172] Sterile injectable solutions can be prepared by incorporating the active compound in the required amount in an appropriate solvent with one or a combination of ingredients enumerated above, as required, followed by filtered sterilization. Generally, dispersions are prepared by incorporating the active compound into a sterile vehicle which contains a basic dispersion medium and the required other ingredients from those enumerated above. In the case of sterile powders for the preparation of sterile injectable solutions, methods of preparation include vacuum drying and freeze-drying, which yields a powder of the active ingredient plus any additional desired ingredient from a previously sterile-filtered solution thereof.

[00173] Oral compositions generally include an inert diluent or an edible carrier. For the purpose of oral therapeutic administration, the active compound can be incorporated with excipients and used in the form of tablets, troches, or capsules, e.g., gelatin capsules. Oral compositions can also be prepared using a fluid carrier for use as a mouthwash. Pharmaceutically compatible binding agents, or adjuvant materials can be included as part of the composition. The tablets, pills, capsules, troches and the like can contain any of the following ingredients, or compounds of a similar nature: a binder such as microcrystalline cellulose, gum tragacanth or gelatin; an excipient such as starch or lactose, a disintegrating agent such as alginic acid, Primogel, or corn starch; a lubricant such as magnesium stearate or Sterotes; a glidant such as colloidal silicon dioxide; a sweetening agent such as sucrose or saccharin; or a flavoring agent such as peppermint, methyl salicylate, or orange flavoring.

[00174] For administration by inhalation, the compounds are delivered in the form of an aerosol spray from pressured container or dispenser which contains a suitable propellant, e.g., a gas such as carbon dioxide, or a nebulizer.

[00175] Systemic administration can also be transmucosal or transdermal. For transmucosal or transdermal administration, penetrants appropriate to the barrier to be permeated are used in the formulation. Such penetrants are generally known in the art, and include, for example, for transmucosal administration, detergents, bile salts, and fusidic acid derivatives. Transmucosal administration may be accomplished through the use of nasal sprays or suppositories. For transdermal administration, the active compounds are formulated into ointments, salves, gels, or creams as generally known in the art. The compounds can also be prepared in the form of suppositories (e.g., with conventional suppository bases such as cocoa butter and other glycerides) or retention enemas for rectal delivery.

[00176] According to implementations, the active compounds are prepared with carriers that will protect the compound against rapid elimination from the body, such as a controlled release formulation, including implants and microencapsulated delivery systems. Biodegradable, biocompatible polymers can be used, such as ethylene vinyl acetate, polyanhydrides, polyglycolic acid, collagen, polyorthoesters, and polylactic acid. Methods for preparation of such formulations will be apparent to those skilled in the art. The materials can also be obtained commercially from Aiza Corporation and Nova Pharmaceuticals, Inc. Liposomal suspensions (including liposomes targeted to infected cells with monoclonal antibodies to cell-specific antigens) can also be used as pharmaceutically acceptable carriers. These can be prepared according to methods known to those skilled in the art, for example, as described in U.S. Pat. No. 4,522,811, which is incorporated by reference herein.

[00177] It is advantageous to formulate oral or parenteral compositions in dosage unit form for ease of administration and uniformity of dosage. Dosage unit form as used herein refers to physically discrete units suited as unitary dosages for the subject to be treated; each unit containing a predetermined quantity of active compound calculated to produce the desired therapeutic effect in association with the required pharmaceutical carrier.

[00178] Toxicity and therapeutic efficacy of such compounds may be determined by standard pharmaceutical procedures in cell cultures or experimental animals, e.g., for determining the LD5O (the dose lethal to 50% of the population) and the ED5O (the dose therapeutically effective in 50% of the population). The dose ratio between toxic and therapeutic effects is the therapeutic index and it can be expressed as the ratio LD5O/ED50. Compounds which exhibit high therapeutic indices are preferred.

While compounds that exhibit toxic side effects can be used, care should be taken to design a delivery system that targets such compounds to the site of affected location to minimize potential damage to uninfected cells and, thereby, reduce side effects.

[00179] The data obtained from the cell culture assays and animal studies can be used in formulating a range of dosage for use in humans. The dosage of such compounds lies preferably within a range of circulating concentrations that include the ED5O with little or no toxicity. The dosage can vary within this range depending upon the dosage form employed and the route of administration utilized. For any compound used in the method of the disclosure, the therapeutically effective dose can be estimated initially from cell culture assays. A dose can be formulated in animal models to achieve a circulating plasma concentration range that includes the 1C50 (i.e., the concentration of the test compound which achieves a half-maximal inhibition of symptoms) as determined in cell culture. Such information can be used to more accurately determine useful doses in humans. Levels in plasma may be measured, for example, by high performance liquid chromatography.

[00180] As defined herein, a therapeutically effective amount of the active compound (i.e., an effective dosage) may range from about 0.001 to 100 g/kg body weight, or other ranges that would be apparent and understood by artisans without undue experimentation. The skilled artisan will appreciate that certain factors can influence the dosage and timing required to effectively treat a subject, including but not limited to the severity of the disease or disorder, previous treatments, the general health or age of the subject, and other diseases present.

[00181] According to another aspect, one or more kits of parts can be envisioned by the person skilled in the art, the kits of parts to perform at least one of the methods herein disclosed, the kit of parts comprising two or more compositions, the compositions comprising alone or in combination an effective amount of the compositions disclosed herein according to the at least one of the above mentioned methods.

[00182] The kits possibly include also compositions comprising active agents, identifiers of a biological event, or other compounds identifiable by a person skilled upon reading of the present disclosure. The term "identifier" refers to a molecule, metabolite or other compound, such as antibodies, DNA or RNA oligonucleotides, able to discover or determine the existence, presence, or fact of or otherwise detect a biological event under procedures identifiable by a person skilled in the art; exemplary identifiers are antibodies, exemplary procedures are western blot, nitrite assay and RT-PCR, or other procedures as described in the Examples.

[00183] The kit can also comprise at least one composition comprising an effective amount of the compositions disclosed herein or a cell line. The compositions and the cell line of the kits of parts to be used to perform the at least one method herein disclosed according to procedure identifiable by a person skilled in the art.

[001841 T CELL RECEPTOR RECOGNITION AND ACTIVATION VIA THE a GalCer ANALOGS OF THE PRESENT DISCLOSURE AND THE RESULTANT

IMMUNE RESPONSE

[00185] Figure 1A is a schematic illustration showing how invariant NKT cell recognition of glycolipid antigens presented by CDId leads to a cascade of events.

The lipid portions of the glycolipid antigens become inserted into a hydrophobic binding groove of the CDI molecule to form CD1-antigen complexes, which are able to contact 1-cell receptors (TCRs) on the NKTs, which leads to the cascade of events involving cytokines, chemokines and co-stimulatory molecules. The diversity and extent of cytokine production can have a broad range of effects, ranging from enhanced cell-mediated immunity (TH 1-type responses) to suppressed cell-mediated immunity (TH2-type responses). Figure lB is a schematic illustration showing how NKT cell recognition of a-GalCer or an a-GalCer analog of the present disclosure presented by CD1d stimulates a rapid TH1 and TH2 cytokine response. In an exemplary implementation, a TH1 cytokine response is initiated. In another exemplary implementation, a TH2 cytokine response is initiated. In yet another exemplary implementation, both a TH1 and TH2 cytokine response is initiated.

[00186] The chemical structures of ct-GaICer, as well as the synthetic a-GalCer analogs of the present disclosure are shown in Figure 2. The a-GalCer analogs of the present disclosure include x-GalCer analogs of bacterial origin (Group I: C2, C3 and C14), a-GalCer analogs modified with sulfonation (Group II: C4, C5 and C9), phenyl-alkyl chain a-GalCer analogs (Group Ill: C6-C8, dO-Cu, C15-C16, C18-C34, C8-5 and C8-6) and phytosphingosine truncated ec-GalCer analogs (Group IV: C12, C13 and C17). Figure 3 shows an example of the synthesis of glycosphingolipid c-GalCer analogs C12 and C13.

[00187] In one aspect, the synthetic a-GalCer analogs of the present disclosure are capable of forming complexes with a COld molecule. In another aspect, the synthetic c-GalCer analogs of the present disclosure are capable of being recognized by NKTs T-ceIl receptors. In yet another aspect, the synthetic a-GalCer analogs of the present disclosure are capable of eliciting a THI-type, a TH2-type or a THI-type and a TH2-type response. In an exemplary implementation, the c-GaICer analogs of the present disclosure are capable of activating NKTs in vitro. In another exemplary implementation, the x-GaICer analogs of the present disclosure are capable of activating NKTs in vivo.

[00188] A method is provided for stimulating or enhancing cytokine production in tissue, cells and br in a subject, the method including: administering to the subject any one of the synthetic c-GalCer analogs of the present disclosure, wherein a NKT in the subject is activated following contact with the a-GalCer analog and a cytokine response is initiated. The cytokine may be, for example, interferon-y (IFN-g) or interleukin-4 (IL-4).

[00189] In an exemplary implementation, the disclosure provides a method of activating a cytokine response in tissue, cells and/or a subject whereby an effective amount of a compound or a salt or a mixture is administered, the compound is selected from the group consisting of 02-08, C8-5, C8-6 and C9-C34, and wherein the subject has an adaptive immune system that includes a population of cells, the population including at least one lymphocyte and at least one antigen-presenting cell; forming a complex between the compound and the antigen-presenting cell, wherein the formation of the complex results in the activation of a receptor on the lymphocyte; and activating the lymphocyte to produce the cytokine response.

[00190] In an exemplary implementation, murine 1.2 hybridomas (ODid-reactive Val4i T cell hybridomas) were cultured in mCDld-coated 96 well plate and pulsed with control DMSO, a-GalCer (Cl) or the indicated a-GalCer analogs of the present disclosure at 100 ng/ml. IL-2 release into the tissue culture medium was measured after an 18 hour culture, as seen in Figure 4. Most of the c-GalCer analogs of the present disclosure induced greater IL-2 production than a-GalCer. When the a-GalCer analogs of the present disclosure were examined for their capacity to elicit cytokine/chemokine production in human naïve NKTs (CD161CD3) in vitro, similar results were found. Human naïve CD161CD3 NKTs were cultured with autologous immature dendritic cells (CD14 DOs) and pulsed with control DMSO, a-GalCer or the indicated a-GalCer analogs of the present disclosure at 10 Ig/ml. Cytokines released into the tissue culture medium was measured after an 18 hour culture, as Attorney Docket: 37919.501 70 seen in Figure 5. The a-GalCer analogs were potent inducers of TH1 and 1H2 cytokine secretion. Figure 5A shows induction of IFN-y and IL-4, Figure 5B shows induction of IL-2 and IL-6 and Figure 50 shows induction of IL-12 and IL-lU.

Aromatic compounds from Group lii and IV, especially Cli, C16 and 013, induced a significantly greater secretion of IFN-'y than x-GalCer, whereas, all a-GaICer analogs elicited slightly less IL-4 than a-GalCer. Figure 6 shows the purity of human CD161CD3 NKTs (top) and the ratio of IFN-y/IL-4, normalized to DMSO control (bottom). When expressed as IFN/lL-4 ratio, 09, C12, 013, 014 and all Group III compounds were more THI-biased; whereas Ci, C3, 04, 05, C8 and 017 were more TH2-biased. The induction of the cytokines and chemokines from the human CD161CD3 NKTs are listed in Figure 7. The top five values for each cytokine are marked in bold. Some of the x-GalCer analogs tested showed a greater induction in chemokines than did cL-GalCer; for example, 013 elicited a striking increase in chemokines such as MIP-la, MCP-1, and IL-8. Aromatic compounds 010, Cli, and 016 displayed a greater induction of lL-3, granulocyte/macrophage colony-stimulating factor (GM-CSF), and IL-15.

[00191] Figure 8 shows more in vitro results for the capacity of the x-GalCer analogs of the present disclosure to elicit cytokine/chemokine production in primary naïve human 1NKTs. Primary naïve human iNKTs were cultured with autologous immature DOs and pulsed with control DMSO, a-GalCer or the indicated a-GalCer analogs (Cli and 018-029). As shown in Figure 8A, all of the tested ct-GalCer analogs of the present disclosure induced higher levels of INF-y secretion than Cl.

a-GalCer analogs induced comparable levels of IL-4 (see Figure 8B). et-GalCer analogs induced higher IFN-y/lL4 ratios, i.e., the TH1/TH2 bias than Cl (See Figure 80). a-GalCer analogs C20, 024 and 026 were significantly more potent in eliciting IFN-y production, higher IFN-y/1L4 ratio, and higher levels of IL-2 (See Figure 8D) than a-GalCer analog Cli. a-GalCer analogs 020 and 024 induced IL-12 production and also elicited more lL-6 release than the other a-GalCer analogs tested (see Figures 8E and 8F). Figure 9 shows the expansion of human iNKTs by ct-GalCer analogs Cli and C18-C29. ct-GalCer analogs 020, C22-C24 and 026-C27 induced significant greater expansion of CDI d-restricted human 1NKT cells than Cl and Cli.

[00192] Figure 10 shows different IFN-y secretion levels between naïve and various c-GalCer analog-pulsed human NKTs. Figure IOA shows the IFN-y secretion from human naïve 1NKTs (Va24) cultured with immature CDI4 DCs, and pulsed with control DMSO, a-GalCer or the indicated a-GalCer analogs of the present disclosure. Figure 1OB-D show IFN-y secretion in response to the a-GalCer analogs in three different sources of 1NKTs: (B) Human naïve iNKTs, (C) a-GalCer pulsed iNKTs and (D) Cli pulsed iNKTs. The 1NKTs were cultured with HeLa-CDId cells, and pulsed with control DMSO, a-GalCer or the indicated a-GalCer analogs for 18 hours. Figure IOE shows different basal levels of IFN-y n human naïve iNKTs, a-GalCer pulsed iNKTs and Cli pulsed 1NKTs.

[00193] Figure 11 shows THI/TH2 cytokine production by invariant human naïve NKT5 in response to the ci-GalCer analogs of the present disclosure. Human Va24+ 1NKTs were cultured with autologous immature CD14 DCs pulsed with control DMSO, a-GalCer or the indicated a-GalCer analogs for 18 hours. Figure 11(A) shows the induction of IFN-y, (B) shows the induction of lL-4 and (C) shows the ratio of IFN-y over IL-4, normalized to DMSO control. The induction of cytokines and chemokines from the naïve human Va24+ 1NKTs are listed in Figure 12.

[00194] EXPANSION AND ACTIVATION OF NKTs USING a-GaICer ANALOGS [00195] In one aspect, the synthetic a-GalCer analogs of the present disclosure are capable of expanding and activating NKs and 1NKTs. Because decreased numbers of 1NKTs in human peripheral blood mononuclear cells has been documented in patients with malignancies, expansion and activation of such patients' iNKTs with the x-GalCer analogs of the present disclosure may be therapeutically beneficial. In an exemplary implementation, the a-GalCer analogs of the present disclosure are capable of expanding human iNKTs in vitro.

[00196] A method is provided for producing an isolated, culture-expanded NKT population, comprising contacting Va14 orVcQ4iT cells with dendritic cells and an a-GalCer analog of the present disclosure, for a period of time resulting in analog-specific T cell expansion and isolating the expanded T cells thus obtained, thereby producing an isolated, culture-expanded NKT population. In an exemplary implementation, the method for producing an isolated culture-expanded NKT population further comprises the step of adding a cytokine or growth factor to the dendritic cell, NKT cell culture.

[00197] Human CD56 cells (NKINKT cell mixtures) were cultured with autologous immature CD14 DOs and pulsed with DMSO, x-GalCer or various a-GalCer analogs of the present disclosure. On day 9 after exposure, the expansion/survival of NKs and NKTs and of a subpopulation of NKTs, 1NKTs (CDl6lIVa24ICD56ICD3) , was determined by flow cytometry. As shown in Figures 13 and 14, a significant increase in iNKTs over control was noted upon stimulation with C2, C8-C12 and C15-C16. Among the a-GalCer analogs tested, several of the aromatic compounds from Group Ill, especially CII, 015 and 016, were more effective than Cl.

[00198] As shown in Figure 15, human CD56 cells (NKINKT mixtures) were cultured with autologous immature CD14 DCs and pulsed with DMSO, x-GalCer or various cL-GalCer analogs of the present disclosure at 10 or 100 ng/ml on day 2 for 18 hours. The percentage of CD161Na24 TCR cells in the NK/NKT mixtures were gated by flow cytometry on day 9. Figure 1 5A shows the percentage of Vc24i NKTs in response to 100 ng/ml. Figure 15B shows the fold changes in total number of Va24i NKTs in response to different doses. , p < 0.05, compared with DMSO; #, p < 0.05, compared with Cl.

[00199] MATURATION AND ELONGATION OF DENDRITIC CELLS USING a GalCer ANALOGS [00200] The most efficient antigen-presenting cells (APCs) are mature, immunologically competent dendritic cells (DCs). DCs are capable of evolving from immature, antigen-capturing cells to mature, antigen-presenting, T cell-priming cells; converting antigens into immunogens and expressing molecules such as cytokines, chemokines, costimulatory molecules and proteases to initiate an immune response.

The types of T cell-mediated immune responses (tolerance vs. immunity, THI vs. TH2) induced can vary, however, depending on the specific DC lineage and maturation stage in addition to the activation signals received from the surrounding microenvironment.

[00201] The ability of DCs to regulate immunity is dependent on DC maturation.

Consequently, maturation of DCs is critical to the initiation of the immune response.

A variety of factors can induce maturation following antigen uptake and processing within DCs. During their conversion from immature to mature cells, DCs undergo a number of phenotypical and functional changes. The process of DC maturation, in general, involves a redistribution of major histocompatibility complex (MHC) molecules from intracellular endocytic compartments to the DC surface, down-regulation of antigen internalization, an increase in the surface expression of costimulatory molecules, morphological changes (e.g. formation of dendrites), cytoskeleton re-organization, secretion of chemokines, cytokines and proteases, and surface expression of adhesion molecules and chemokine receptors.

[00202] In one aspect, the synthetic a-GaICer analogs of the present disclosure are capable of promoting the maturation of human DCs. Dendritic cell maturation may lead to enhanced adaptive immune responses. A method is disclosed for the maturation of dendritic cells that includes: providing immature dendritic cells; and incubating the immature dendritic cells with a concentration of i-GalCer analogs of the present disclosure for a period of time such that the immature dendritic cells become mature. In an exemplary implementation, these mature denritic cells may then be used as immunotherapies, such as for example, cancer immunotherapies and adjuvant immunotherapies. In another exemplary implementation, the a-GalCer analogs of the present disclosure may be combined with immature denritic cells or mature denritic cells and then used as immunotherapies, such as for example, cancer immunotherapies and adjuvant immunotherapies.

[00203] The a-GalCer analogs of the present disclosure are capable of inducing mouse splenic DC maturation. In vitro, the a-GalCer analogs of the present disclosure were able to directly augment the expression levels of various surface maturation markers, including CD4O, CD54, CD8O, CD83, CD86, CD209, and HLA-DR (MHC II molecule) on human DCs, along with dendritic elongation. As shown in Attorney Docket: 37919.501 70 Figure 16, C13 showed a significant increase in the expression levels of CD4O, CD8O, CD83, CD86 and HLA-DR and promotes maturation of human monocyte-derived DCs. Figure 17A shows histograms for CD4O, CD8O, CD83, CD86 and HLA-DR expression in DCs in response to C13. Figure 17B shows the morphology of DCs incubated with C13 for 48 hours.

[00204] CDId-DEPENDENT ICR ACTIVATION OF NKTs USING a-GaICer

ANALOGS

[00205] In yet another aspect, the synthetic a-GalCer analogs of the present disclosure are capable of inducing CDId-dependent TCR activation. Figure 18 shows a schematic illustration summarizing TCR signaling pathways in NKTs.

/NKTs recognize glycolipid antigens presented in the context of CDId on the surface of antigen presenting cells (APCs) via T cell receptor complexes. The binding of glycolipid antigens activates cytosolic kinases in /NKTs, including phosphorylation of ERK1/2, p38, IKBQ, CREB, STAT3 and STAT5. These signaling cascades lead to 1NKT proliferation and cytokine/chemokine production.

[00206] In an exemplary implementation, the c-GalCer analogs of the present disclosure are capable of inducing CDI d-dependent TCR activation of naïve human NKTs. To discern whether TCR activation is CDId-dependent, the effects of various a-GalCer analogs of the present disclosure presented by HeLa-CD1d, overexpressing human CDId, and control HeLa cells was determined. Also, the capacity of HeLa-CD1d (nonprofessional ARCs) were compared with immature DCs (professional APCs) in presenting the various a-GalCer analogs to NKTs. As shown in Figure 19, Cl and the a-GalCer analogs CII, C13 and C17 increased intracellular values of phospho-CD3E by 7.3, 10, 7.3 and 5.9 folds of control, respectively, when presented by HeLa-CDId cells and 10.8, 21.3, 17.3 and 12 folds respectively, when presented by DCs. For phospho-ERK1/2, Cl and the a-GalCer analogs Cil, C13 and C17 induced 6.6, 14.6, 6.6 and 3.3 folds increase respectively, with HeLa-CDId cells and 30, 48.3, 35 and 18.6 folds respectively, with DCs. The induction of phospho-CREB is even more surprising; Cl and the x-GalCer analogs Cli, CI3 and C17 induced 2, 117, 41 and 20 folds expression respectively, when presented by HeLa-CDId cells and 68, 204, 158 and 49 folds increase respectively, when presented by DCs. None of the a-GalCer analogs tested had any effect on the phosphorylation of Syk, a protein kinase, known to play a role in B cell receptor signaling but not in the TCR pathway. These findings suggest that aromatic a-GalCer analogs of the present disclosure induced a strong TCR activation in a CD1d-dependent manner, and the extent of activation is greatly enhanced when presented by professional APCs as compared to non-professional APCs. None of the cL-GalCer analogs of the present disclosure showed any effect on phosphorylation of CD3c, ERKI/2 or CREB in NKT cells when co-cultured with control HeLa cells. Overall, compounds CII and C13 appeared to be stronger in TCR activation than compounds CI and 017, which were consistent with their greater induction of THI-biased cytokine profile triggered by CII as compared with Cl, because ERK1/2 and CREB activations have been reported to play a role in the induction of many TH1 cytokines, such as lL-12 and lEN-7. 013 also triggered significant activation of TCR, presumably as a consequence of the unique ability of C13 to enhance expression of co-stimulatory molecules on DCs. For the four a-GalCer analogs examined, the TCR was activated more potently when presented by DCs than by HeLa-CD1d cells, especially with 013. Higher levels of phosphorylated CD3c, ERKI/2 and CREB induced by the a-GalCer analog Cli than by Cl is consistent with the notion that stronger binding of glycolipid to CD1d induces a greater stimulation of TCR on NKTs.

[00207] Figure 20 shows another exemplary implementation of how a-GalCer analogs of the present disclosure are capable of inducing CDId-dependent TCR activation. Various cx-GalCer analogs of the present disclosure (specifically 016, C23, C26, 08-5 and 08-6) are capable of activating TCR signaling pathways in human /NKTs (Va24 T cells) with phosphorylation of ERK1/2, p38, IKBO, CREB, STAT3 and STAT5. To discern whether TCR activation is CDId-dependent, the effects of various u-GalCer analogs of the present disclosure presented by HeLa-CD1d, overexpressing human CDId, and control HeLa cells was determined. Figure 20A shows the determination of isolated Vcx24 T cells by flow cytometry which contained 92% naïve Va24/CD3 T cells. Cl and the a-GalCer analogs, specifically 016, 023, C26, C8-5 and C8-6, increased intracellular values of (B) phospho-CD3E (Phospho-tyrosine), (C) phospho-CREB (Ser133), (D) phospho-ERKI/2 (Thr185/Tyr187), (E) phospho-p38 (Thr180/Tyr182), (F) phospho-IKBQ (Ser32), (G) phospho-Lck, (H) phospho-Lat, (I) phospho-STAT3 (Ser727), (J) phospho- STAT5 A/B (Tyr 694/699), (K) phospho-Syk (Phospho-tyrosine) and (L) phospho-Zap-70 (Phospho-tyrosine). , p < 0.05, compared with DMSO; #, p < 0.05, compared with Cl.

[00208] The a-GaICer analogs of the present disclosure also exhibit higher binding affinity to CDI d-restricted mouse NKT/Ts in vitro (Figure 21) and CDId-dependent activation of two subset NKTs and NKs in vivo (Figure 22). As shown in Figure 21, spleens from BALB/c mice were harvested 72 hours after intravenous (IV) injection of 0.1 tg/mouse of the indicated a-GaICer analogs (Cl, 7DW8-5, C26, 08, C17) or vehicle. Percentage of mouse NKTs cells (Figure 21A) or T cells (Figure 21 B) were stained with mCDld tetramer loaded with a-GaICer (10 mole per 1g). Figure 21 C shows different binding affinity of a-GaICer and phenol ct-GaICer analog 7DW8-5 to CDId-restricted NKTs and T cells. Figure 22 shows CDI-dependent expansion of two NKTs subsets. Spleens from BALB/c wild type (WT) or CDI Knock out (KO) mice were harvested 72 h post-injection of DMSO control, a-GaICer or the indicated a-GalCer analogs C8, 016, 022, 023, 026, 7DW8-5 and 7DW8-6 IV. Total numbers of NKTs, and its two subtypes, designated as Type II NKT (CD3/NK/CD49/CD69) and Type I NKT (CD3/NK/CD49JCD69) in (B) wild type or (C) CD1 knockout mice in response to the indicated a-GalCer analogs were assessed by FACS. (D) shows CD1d-dependent activation of NKs. The expansion of total number of active NKs (CD3VNK/CD69) in WT or CDI KO mice in response to the indicated a-GalCer analogs was assessed by FACS. , p < 0.05, compared with DMSO; #, p < 0.05, compared with CI.

[00209] IN VIVO TH CELL ACTIVATION, EXPANSION/ACTIVATION OF SPLENOCYTES AND CDId-DEPENDENT TCR ACTIVATION OF NKTs USING a GaICer ANALOGS Attorney Docket: 37919.501 70 [002101 In still another aspect, the x-GalCer analogs of the present disclosure are capable of activating TH cells in vivo. To evaluate the impact of administration route on cytokine secretion, a-GalCer and seven a-GalCer analogs of the present disclosure were injected into BALB/c mice by either intravenous (IV), subcutaneous (SubQ) or intramuscular (IM) routes and the impact on cytokine production was determined. Figures 23A, 27A and 29A show the serum level of lFN-y over a period of 72 hours after injection of various a-GalCer analogs through different routes. In general, an increase in cytokine production was detectable as early as 2 hours, peaked at 18 hours and gradually dropped down to the baseline level by 48 hours.

When introduced through the IV route (Figure 23A), the x-GalCer analog C9 and the a-GalCer analog C16 showed a level of activity close to that of Cl, followed by the ct-GalCer analogs C13, CII, C2, C14 and 03. Notably, the level of IFN-7 induced by SubQ administration (Figure 27A) of the same a-GalCer analogs was much lower than that of the IV route, whereas the level of IM route (Figure 29A) was intermediate. Although Cl induced the highest level of IFN-y when given IV, the c-GalCer analog C9 surpassed Cl when given by SubO and IM routes. Figures 23B, 27B, and 29B, show the levels of IL-4 after injections of the a-GalCer analogs through the different routes. All the a-GalCer analogs tested, as well as c-GalCer, showed little induction of IL-4 when introduced through the SubQ route, whereas intermediate levels of IL-4 were induced by all c-GalCer analogs when given by lM administration. When the data are expressed as IFN-y/IL-4 ratio (Figure 23C, 27C and 290) to reflect the TH1/TH2 bias, the aromatic a-GalCer analogs CII, C13, C16 and 014 of bacterial origin elicited less TH2 responses than Cl at 2 hours via the IV route, and all a-GalCer analogs induced TH1 bias responses during the period of 18- 72 hours, as shown in Figures 230, 270 and 29C. Furthermore, when administered by the SubQ route, all the tested a-GalCer analogs of the present disclosure showed a higher THI/TH2 ratio than Cl during the entire period of 2-72 hours except a-GalCer analogs C2 and 03. On the other hand, when given by IM injection, all the c-GalCer analogs of the present disclosure showed a TH2 biased response at 2 hours and again shifted to a more THI biased response during the period of 18-72 hours except for 014. The latter showed a more THI biased response at 2 hours and remaining THI bias during the entire period of 2-72 hours. In another view, Figure 24 shows mouse serum levels of secreted (A) IFN-y, (B) IL-4 and (C) ratio of IFN-y/IL-4 at 2 and 18 h following IV administration of indicated a-GalCer analogs.

[00211] Along with IFN-'y and IL-4, other cytokines and chemokines also increased significantly in sera in response to these novel c-GalCer analogs. These included IL-2, IL-6, KC, IL-lU, IL-12, IL-13, GM-CSF, TNFcL, RANTES, MCP-1, and MIP-1, which are listed in the Table in Figure 25. In IV administration, these novel x-GalCer analogs elicit a greater TH1 biased cytokine and chemokine response than Cl. For example, aromatic a-GalCer analogs Cli, C13 and C16 induce striking rises in IL-2, IL-12, MIP-IR and MCP-1, and C14 showed greater inductions of IL-3, GM-CSF and IL-12.

[00212] To determine the populations of immune cells in the spleens of BALB/c mice injected with c-GalCer or the indicated c-GalCer analogs of the present disclosure, BALB/c mice were injected and then examined 72 hours after injection.

As shown in Figure 26, after IV administration all of the ct-GaICer analogs tested induced significant expansion in (A) splenocytes, with C9, 013 and C16 showing greater potency than Cl., (B)DC5, (C) NKs, (D) NKTs, (E) B cells, (F) CD8 T cells, (G) CD4 T cells and (H) activated CD8/CD4 ratios. As shown in Figures 28 after SubQ administration, none of the cL-GalCer analogs tested showed a significant effect on the expansion of (A) splenocytes, as compared with that of Cl. As shown in Figures 30, after lM administration all of the a-GalCer analogs tested induced (A) splenocyte expansion, with C9, 013 and 014 having greater effects than Cl.

Aromatic c-GalCer analogs C12, C13 and C16 induced significantly greater rises in total and mature DCs than Cl (Figures 26B, 28B and 30B). a-GalCer analogs 09, 012, C13 and C16 displayed the best capacity for expansion/activation of NKs and NKTs (Figures 26C-D, 28C-D and 30C-D). u-GalCer analog C16 was most effective in B cell expansion, and a-GalCer analogs C2, C9, 010, and Cli were also more active than Cl (Figures 26E, 28E and 30E). For CD8 T cells, a-GalCer analog C14 was most effective in cell expansion/activation, although c-GalCer analogs C9, CII, C16, C12 and C13 were also more active than Cl (Figures 26F, 28F and 30F).

a-GalCer analog 09 was most effective in CD4 T cell expansion/activation than Cl (Figures 26G, 28G and 30G). Among the T cell subpopulations, all of the a-GalCer analogs tested induced a rise in CD8/CD4 ratio, with a-GalCer analogs CII, 013, C14 and 016 being more potent than Cl (Figures 26H, 28H and 30H). In mice treated with the x-GalCer analogs by the SubQ route, a-GalCer analog C9 induced significantly greater expansion of total and mature DOs than CI, while the remaining a-GalCer analogs were comparable to Cl (Figure 28B). For NK and NKT expansion/activation, x-GalCer analogs C9, Cli, 013, C14 and C16 showed comparable activities as Cl, and the remaining a-GalCer analogs seemed less active (Figure 28C-D). For B cell expansion/activation, a-GalCer analogs Cl, C9, CII and Cl 3 showed significant activities (Figure 28E). For CD8 T cells, a-GalCer analogs C9, Cli, C13, C14 and C16 showed more activity than Cl, and the remaining ct-GalCer analogs appeared to be comparable activities as Cl (Figure 28F). For CD4 T cells, Cl was most effective, although a-GalCer analogs 09, CII, C13, C14 and C16 were also more active over control (Figure 28G). For T cells, most cL-GalCer analogs tested elicited a greater increase in CD8/CD4 ratio than Cl (Figure 28H). When the a-GalCer analogs were introduced through the IM route, all induced significant increases in DOs, NK, NKT, B cells and CD8ICD4 ratio. The majority of novel ct-GalCer analogs elicited greater expansion of DCs than Cl (Figure 30B). CL-GalCer analogs C9 and 014 displayed stronger induction of NK cells (Figure 30C) than Cl, but comparable or less effects on NKT cells (Figure 30D). ct-GalCer analogs 02, CII, 012 and 016 showed stronger activations of B cells than Cl (Figure 30E). For CD8 T cells, a-GalCer analogs 09 and 016 showed comparable activities as Cl in cell expansion/activation, and the remaining a-GalCer analogs induced significant increases over the control (Figure 30F). For CD4 T cells, a-GalCer analogs 02 and 09 showed comparable activities as Olin cell expansion/activation, and the remaining u-GalCer analogs induced significant increases over the control (Figure 30G). a-GalCer analogs 09, Cli and 016 showed similar activities as Olin raising CD8/CD4 ratio (Figure 30H).

[00213] Figure 31 shows another exemplary implementation of the effects of route of administration of c-GalCer analogs on cytokine kinetics and splenocytes expansion/activation. Figure 31(A-C) shows the kinetics of cytokines in response to DMSO vehicle, ct-GalCer or ct-GalCer analog Cl 6 given by different routes. BALB/c mice were injected with vehicle, Cl or C16 (2 tg per mouse) IV, SubQ or IM. Serum samples collected at 0, 2, 18, 36, 48, 72 h were analyzed for cytokines: (A) IFN-y, (B) IL-4 and (C) the ratio of IFN-y over IL-4, normalized to DMSO vehicle. Figure 31(D-K) shows the expansion/activation of splenocytes in response to vehicle, Cl and C16 given by different routes. Spleens from BALB/c mice were harvested 72 h after injection of Cl, C16 (2 tg per mouse) or vehicle IV, SubQ or IM. (D) shows the total number of nucleated cells, (E-G) shows the population of innate immune cells including mature dendritic cells (CD11C+/CD80/CD86), activated NKs (U5A2 I 3Ag/CD37CD69), activated NKTs (U5A21 3Ag/CD3/CD69), (H-J) shows adaptive immune cells including activated B cells (CD45R/CD23/CD69), activated CD8 T cells (CD3/CD47CD8/CD69), and activated CD4 I cells (CD3/CD4/CD8 ICD69), (K) shows the ratio of CD8/CD4, normalized to DMSO. p < 0.05, compared with Cl.

[00214] In another exemplary implementation, the a-GalCer analogs of the present disclosure were administered to mice at various doses to determine whether a dose-response is noticeable for the expansion/activation of splenocytes. As shown in Figure 32A-H, spleens from BALB/c mice were harvested 72 h after IV injection of vehicle or c-GalCer analog Cli (2 or 0.1 tg per mouse). (A) shows the total number of nucleated cells, (B-H) shows the population of innate immune cells including mature DCS (CD11C+/CD80/CD86), activated NKs (U5AZ13Ag!CD37CD69), activated NKTs (U5AZI 3Ag/CD3/CD69), monocyte (CDII bGr1), granulocyte (CD11bGr1); (F-H) shows adaptive immune cells including activated CD4 T cells (CD3/CD4/CD87CD69), activated CD8 T cells (CD3/CD47CD8/CD69), and activated B cells (CD45R/CD23/CD69). , p < 0.05, compared with DMSO, #, p < 0.05, compared with Cll (2 pg per mouse).

[00215] In yet another in vivo exemplary implementation, the kinetics of TH1/TH2 cytokines induced by various ct-GalCer analogs of the present disclosure was assessed (Figure 33). BALB/c mice were injected IV with vehicle, CI or the indicated a-GalCer analogs (see A, 0.1 tg per mouse). Serum samples were collected at 0, 2, 12, 24, 48, and 72 h, and then assessed for the secretions of (B) IFN-y, (C) IL-4 and (D) the ratio of IFN-y over IL-4, normalized to DMSO control.

These potent a-GalCer analogs elicited cytokines/chemokines as can be seen from the Table in Figure 34 which shows serum samples collected at 2 and 18 h. cc-GalGer analogs of the present disclosure were administered IV to wild type (WT) and CDId knockout (CDIKO) BALB/c mice (at 0.1 ig per mouse), see Figure 35. Serum samples were collected at 2 and 18 hour, and then analyzed for cytokines/chemokines, including (A) IFN-y, (B) IL-4, (C) IFN-y/IL-4 ratio, (D) IL-lU, (E) IL-12p70, (F) KC) and (G) MCP-1. , p <0.05, compared with DMSO. The results indicate that the a-GalCer analogs of the present disclosure elicit CDI-dependent cytokines/chemokines secretion in mice.

[00216] Figure 36 shows another exemplary implementation of the expansion/activation of splenocytes and CDId-dependent activation of two NKT subsets after injection with various cc-GalCer analogs of the present disclosure. (A-F) shows the expansion/activation of splenocytes in response to the a-GalCer analogs tested. Spleens from C57BL/6 mice were harvested 72 h after IV injection of vehicle, a-GalCer or the indicated a-GalCer analogs (0.1 tg per mouse). (A) shows the total number of nucleated cells, (B-F) show the population of mature dendritic cells (CD11C/CD80/CD86), activated NKs (NKI.1/CD37CD69), activated CD4 T cells (CD3ICD4/CD87CD69), activated CD8 T cells (CD3/CD47CD8/CD69), and CD8/CD4 ratio, normalized to DMSO. , p < 0.05, compared with DMSO. (G-H) shows the CD1-dependent expansion of two NKT subsets. Spleens from C57BL/6 wild type (Wt) or CDI knockout (CDIKO) mice were harvested 72 h post IV injection of vehicle, Cl, 7DW8-5, C22, C23, 026, C34 and C17, 0.1 tg per mouse. (G)shows the determination of mouse NKTs by flow cytometry (lower-left panel). An increase of total number of NKTs (upper-left panel) and its two subtypes including Type II NKT (CD3/NK1.1/CD49/CD69) (upper-right panel) and Type I NKT (CD3/NK1.1/CD49iCD69) (lower-right panel) in Wt was noted by FAGS.

(H) shows the total number of NKTs in CDIKO mice and (I) shows the total number of Treg cells (CD4! CD25/FoxP3) in Wt C57BL/6 mice in response to the c-GalCer analogs. , p < 0.05, compared with DMSO; #, p < 0.05, compared with Cl.

[00217] IMMUNOTHERAPY [00218] The immune system effectively prevents our body's from being overtaken by scavenging germs. Without an effective immune system, people are subject to developing all sorts of infections from bacteria, viruses, protozoa, parasites and fungi. They are also more likely to develop cancer. Because NKTs play a regulatory role in the immune system, they are attractive targets for immunotherapy. The activation of NKTs paradoxically can lead either to suppression or stimulation of immune responses. For example, the production of TH1 cytokines are thought to correlate with antitumor, antiviral/antibacterial, and adjuvant activities, whereas TH2 cytokine production is thought to subdue autoimmune diseases.

[00219] ANTI-TUMOR IMMUNOTHERAPY [00220] It is now understand that there is a firm link between the immune system and cancer, and that by properly stimulating the immune system, there is the possibility of impacting many cancers. Treatment of mice with ct-GalCer has been shown to suppress tumor metastasis to liver, lung and lymph nodes. In two phase I clinical trials in patients with advanced cancers who were injected with ci-GalCer or a-GalCer-loaded iDCs, a distinct activation of the immune system was observed in those patients who had a detectable Vo24VR11 NKT number prior to treatment.

Although there was no durable tumor regression, stable disease was noted in several patients, without any toxicity, and some patients even showed a transient reduction of serum tumor markers or tumor size. The lack of significant anti-cancer activity of ci-GalCer in several clinical trials may be due to the effect of IFN-'y ( a THI cytokine) counteracted by lL-4 ( a TH2 cytokine), resulting in no net benefit.

[00221] In one aspect, the synthetic a-GalCer analogs of the present disclosure have use as anti-tumor immunotherapy active agents. The a-GalCer analogs of the present disclosure may be designed such that they are TH1-biased. These TH1-biased a-GalCer analogs are capable of eliciting a THI cytokine response, increasing survival time of animals afflicted with cancer, slowing down tumor growth in animals afflicted with cancer and increasing the tumor-infiltrating lymphocytes, including T, CD8T, NK and NKT cells.

[002221 In an exemplary implementation, the ci-GalCer analogs of the present disclosure act as therapeutic drugs in anti-tumor immunotherapy. The cL-GalCer analogs may be administered as cancer vaccines. In another exemplary implementation, the a-GalCer analogs of the present disclosure may be used in combined immunotherapy, where the x-GalCer analogs are combined with an already existing cancer vaccine. A subject treated with any of the a-GalCer analogs of the present disclosure may be afflicted with cancer, may be at an elevated risk for cancer or may have precancerous precursors.

[00223] In some exemplary implementations the disclosure provides an anti-tumor immunotherapy comprising administering an effective amount of a compound or a salt or a mixture thereof to a subject, the compound selected from the group consisting of 03, Cl 0-Cl 7, C19-C28, 034 and 08-5.

[00224] In order to determine the anticancer efficacy of the a-GalCer analogs of the present disclosure, in an exemplary implementation, mouse models of metastatic lung cancer with TC1 cell line, and SubQ tumor model of breast cancer with 4T1 cell line in syngeneic immunocompetent mice (C57BL!6 and BALB/c, respectively) were studied. Figure 38A shows the result of a representative experiment with reduced number of tumor nodules on the lung surface of mice treated with o-GalCer analog 011. The effects of IV administration of various a-GalCer analogs of the present disclosure from groups l-IV and Cl on the survival of TC1 tumor-bearing mice are shown in Figure 37. Significant prolongation of survival and reduced weight loss were observed with many of the a-GalCer analogs tested, except for C4, 06, 07, 08 and 017. Moreover, eight of the a-GalCer analogs tested, 03, 010, CII, 012, 013, 014, 015 and C16, have significantly greater anti-cancer efficacy than Cl.

Next, the anti-tumor efficacy of eight a-GalCer analogs and Cl administered IV on mice bearing 4T1 breast cancer was assessed. The reduced tumor size of mice 16 days after treatment with x-GaICer analog Cli is shown in Figure 38B as an example. All of the x-GalCer analogs tested were able to suppress tumor growth and prolong survival as compared to the control, and all were more effective than Cl, Figure 39A. Based on these findings, the effect of the SubQ delivery of some of the most active c-GalCer analogs of the present disclosure (C9, Cli, C13, C14, C16) and Cl were tested. SubQ delivery of the a-GalCer analogs tested were able to suppress tumor growth and prolong survival as compared to control. a-GalCer analogs C13, C14 and C16 achieved significantly greater suppression of tumor size than Cl, although their effects on survival did not differ significantly from that of Cl (Figure 39B). Cl showed a statistically better efficacy with SubQ delivery over IV route (Figure 40), whereas the route of administration did not significantly affect the anti-tumor effects of the remaining a-GalCer analogs tested (Figure 39A-B). Mice receiving a SubQ injection of cL-GaICer analogs appeared to be less morbid than those treated IV, which is consistent with lower serum levels of cytokines/chemokines following SubQ administration.

[002251 In order to optimize the therapeutic protocol of these novel ci-GalCer analogs, we assessed the anticancer efficacy in tumor-bearing mice, with special focus on the routes, frequency, and dosage of administration (see Figure 41-44).

The results showed optimal dose schedule to be IV adminstration of 0.1jg a-GalCer per mice, once per week., This is applicable to the treatment of mice bearing breast and lung cancer, as well as melanoma (see, Figures 43 and 44).

Treatment with new a-GalCer analogs led to an increase in the tumor-infiltrating lymphocytes, including T, CD8T, NK, and NKT (see, Figure 45). Figure 41A-B, show the impacts of different routes of administration. (A) BALB/c mice were SubQ inoculated with mouse breast cancer cells, 4T-1. Three days after tumor inoculation, the mice were treated (IV or SubQ) with vehicle, a-GalCer or the indicated x-GalCer analogs (2 ig per mouse) twice per week for four weeks. The tumor volume was recorded every 3 days for 33 days and survival was monitored for up to 70 days.

Left panel, Kaplan Meier survival curve of mice bearing breast cancer; right panel, tumor growth curve. (B) C57BL/6 mice were IV inoculated with mouse lung cancer cells, TC-1, and then treated (IV or SubQ) with vehicle, x-GalCer or the indicated c-GalCer analogs (2 ig per mouse) twice per week for four weeks. Left panel, Kaplan Meier survival curve of mice bearing lung cancer; right panel, changes of body weight.

[00226] (C) shows the impacts of frequency of administration. C57BL/6 mice were IV inoculated with mouse lung cancer cells, IC-I, and then treated (IV or SubQ) with vehicle, a-GalCer or the indicated ct-GaICer analogs (2 xg per mouse) twice per week or once per week for four weeks. Left panel, Kaplan Meier survival curve of mice bearing lung cancer; right panel, changes of body weight.

[00227] Figures 43 and 44 show the evaluation of the anticancer efficacy of a-GalCer analogs of the present disclosure with the optimized protocol. Figure 43 shows C57BL/6 mice were inoculated with lung cancer (TCI) IV or with melanoma (B16) cells SubQ, and then treated IV (0.1 ig per mouse) with vehicle, -GalCer or the indicated a-GaICer analogs (C23, C26, C34, 7DW8-5) once per week for four weeks. (A) shows the Kaplan Meier survival curve of mice bearing TCI, (B) shows growth curves of B16 tumor. All of the cL-GaICer analogs tested showed a significant increase in the survival time of mice bearing Id. Also, when mice bearing B16 were treated wih the cGalCer analogs of the present disclosure, there was a significant decrease in the size of the tumors. Figure 44(A-B) show the real time assessment of tumor growth in mice. C57BL16 mice were SubQ inoculated with (A) lung cancer (TC1-GFP-Luciferase) or (B) breast cancer (4T1-GFP-Luciferase) cells, and then treated IV (0.1 tg per mouse) with vehicle, a-GalCer or the indicated a-GaICer analogs (C23, C34, 7DW8-5 and C17) once per week for four weeks. The pixel of the bioluminescence of the tumor in vivo was assessed and calculated by IVIS system. Left panel, the quantitative data of bioluminescence; Right panel, the representative images of mice bearing tumor. , p < 0.05, compared with DMSO; #, p < 0.05, compared with Cl. In mice inoculated with lung cancer, the ct-GalCer analogs C34, C23 and C8-5 showed a significant decrease in tumor growth compared with both control and ct-GaICer. Interestingly, these a-GalCer analogs, C34, C23 and C8-5, all have been shown to produce a TH1-biased response, as shown in the results above. In mice inoculated with breast cancer, the c-GaICer analog C8-5 showed a significant decrease in tumor growth compared with both control and cL-GaICer. The a-GalCer analog C17 showed a significant decrease in tumor growth compared with control, but had a similar result to cc-GalCer.

Interestingly, the a-GalCer analog C17, has been shown to produce a TH2-biased response, as shown in the results above. These results confirm the idea that the production of TH1 cytokines are thought to correlate with antitumor activities.

[00228] Figure 45 shows in an exemplary implementation, how the ct-GalCer analogs of the present disclosure elicit TH1-biased tumor infiltrating lymphocytes in lung and melanoma tumors. (A-D) show tumor infiltrating lymphocytes in lung cancer. Single cell suspensions of tumors removed on day 21 from the C57BL/6 mice bearing TC1 tumor treated with vehicle, a-GalCer or the indicated a-GalCer analogs (023, C34, 08-5; 0.1 g/mouse, once/week) were stained for (A) CD3 T cell, (B) CD8 T cells (CD3/CD4iCD8), (C) NKs (NK1.1/CD3) and (D) NKTs (NK1.1/CD3), normalized to DMSO. The a-GalCer analog C34, showed a significantly significant increase in the number of THI-biased tumor infiltrating lymphocytes in lung cancer, as compared with both control and cL-GalCer. The a-GalCer analogs C23 and C8-5 also showed a significantly significant increase in the number of tumor infiltrating lymphocytes in lung cancer, as compared with control (for CD3 T cells) and as compared with both control and a-GalCer (for 0D8 T cells, NKs and NKTs). (F-H) show tumor infiltrating lymphocytes in melanoma. Single cell suspensions of tumors removed on day 21 from C57BL/6 mice bearing B16 melanoma treated with the vehicle, a-GalCer or the indicated a-GalCer analogs (C23, 034, C8-5; 0.1 fig/mouse, once/week), were stained for (F) CD3 T cell, (F) CD8 T cells (CD3/CD4/CD8), (G) NKs (NK1.1/CD3) and (H) NKTs (NK1.1/CD3) and normalized to DMSO. The cc-GalCer analogs 023, 08-5 and 034, all showed a significantly significant increase in the number of TH1-biased tumor infiltrating lymphocytes in melanoma, as compared with both control and a-GalCer. , p < 0.05, compared with DMSO; #, p < 0.05, compared with Cl.

[00229] ADJUVANT IMMUNOTHERAPY [00230] Adjuvant Effects on Peptide, Protein, Polysaccharide arid DNA Immunogens [00231] Adjuvants are compounds that, when combined with an antigen, potentiate an immune response in an immunized species. For over eighty years, adjuvants have been used to boost the effectiveness of vaccines. Live vaccines, containing weakened forms of an infectious organism, generally work fine by themselves. But vaccines containing dead organisms (inactivated vaccines) or pieces of the infectious organisms or their toxins (acellular or recombinant vaccines) generally need adjuvants to boost their effectiveness. In most situations, the type of response induced (type 1 or type 2) has a significant impact on the protective efficacy of the vaccine. Alternative adjuvants tend to favor specific types of responses. However, adjuvant selection is complicated by functional unpredictabilities and also by commercial constraints and availability.

[00232] Aluminum salts, known as alum, are the only adjuvant approved for use in the United States for routine preventive vaccines. However, aluminum salts have been shown to increase in humans, as well as in animals, exclusively a shift to TH2-type responses (e.g., IL-4 production). The inability of aluminum salts to elicit a TH1 cell-mediated immune responses (e.g., IFN-y production) is a major limitation of its use as adjuvant. Particularly for vaccines against intracellular viral and bacterial infections, the lack of cytotoxic T cell responses is fatal.

[00233] The a-GalCer analogs of the present disclosure may be synthesized such that a TH1 biased immunogenic response is initiated. Therefore, improved vaccines which show a TH1-type directed immune response or vaccines which allow-in addition to a TH2-type response-also a THI-type shift of the immune reaction may be achieved using the a-GalCer analogs of the present disclosure as adjuvants. As such, one or more ct-GaICer analogs are administered as an adjuvant in conjunction with administration of a vaccine. Moreover, vaccines already available can be provided in an improved form, when the a-GalCer analogs of the present disclosure are added to them, which allows the induction of a TH1-type response.

[00234] In some exemplary implementations the disclosure provides a vaccine comprising an effective amount of a compound or a salt or a mixture thereof selected from the group consisting of 03, Cli, 013-014, C16-C18, C20, C22-C24, C26, C8-5 and C8-6; and a vaccine agent. In some instances the vaccine agent is selected Attorney Docket: 37919.50170 from the group consisting of a killed microorganism, a live attenuated virus microorganism, a toxoid and a fragment of an inactivated or attenuated microorganism. In some instances the microorganism is a bacteria or a fungi. In some instances the toxoid is a tetanus or a diphtheria. In some instances the vaccine agent is capable of eliciting an immune response in a subject that is administered the vaccine. In some instances the compound acts as an immunologic adjuvant and is capable of modifying or augmenting the immune response elicited by the vaccine agent by stimulating the immune system which results in the subject responding to the vaccine more vigorously than without the compound.

[002351 In one aspect, appropriate vaccines may comprise peptide, protein, polysaccharide or DNA immunogens. In another aspect, the vaccine may be selected from one or more commercially available vaccines, such as, but not limited to, vaccines for Hepatitis A, Hepatitis B, Rotavirus, Diptheria, Tetanus, Pertussis, Haemophilus influenza type b, Pneumococcal, Poliovirus, Influenza, Measles, Mumps, Rubella, Varicella, Meningiococcal, Human Papillomavirus, Herpes Zoster, Borrelia burgdorferi, Typhoid, Japanese encephalitis, Rabies, Tick Borne encephalitis, Cholera, Yellow Fever, H5N1, West Nile, Parvovirus, Feline Rhinotracheitis, Calicivirus, Panleukopenia virus, Chiamydia psittaci, Feline leukemia, Canine Distemper, Canine Adenovirus, Canine Parainfluenza, Bordetella Bronchiseptica, Canine Coronavirus, Giardia lamblia, Leptospira bacterin, Infectious Bovine Rhinotracheitis virus, Parainfluenza 3 virus, Bovine Repiratory Syncytial virus, Bovine Viral Diarrhea virus, Clostridium Chauvoei, Septicum Haemolyticum, Septicum Novyi, Tetani, Sordellii Perfringens, Moraxella bovis, Mannheimia haemolytica, Pateurella multocida, Leptospira pomona, Leptospira hardjo, Leptospira grippotyphosa, Leptospira canicola, and Leptospira icterohaemorrhagiae.

[00236] A method is provided for enhancing immunogenicity of a compound, composition, or vaccine in a subject, the method including: administering to the subject a compound, composition or vaccine further comprising an adjuvant according to the present disclosure, wherein the adjuvant enhances the immunogenicity of the compound, composition or vaccine.

[00237] Adjuvant Effect on Protein Vaccines [002381 a-GalCer and the cL-GalCer analogs of the present disclosure were tested for the ability to enhance immune responses to existing protein based vaccine such as tetanus toxoid (TT) inactivated toxin. Mice were vaccinated TT without or with a-GalCer analogs of the present disclosure on day 0 and day 28. Serum was harvested weekly for determination of anti-TT-specific antibodies. Figure 46A shows adjuvant effects of a-GalCer analogs of the present disclosure on antibody response to TT. As shown in Figure 46A, production of anti-TT-specific lgG antibody was enhanced by a-GalCer (Cl) and the a-GaICer analog CII. Although the kinetics of anti-TT production was similar to that induced by conventional adjuvant alum ("Alum"), Cl elicited significantly greater antibody production than Alum. When the conventional TT -I-Alum was combined with Cl or Cli, the antibody response was further augmented to -2 fold of conventional vaccine. These findings indicate that CI and Cli had adjuvant effects which are synergistic with Alum to further augment immune responses. The adjuvant effects of the a-GalCer analog Cli were remarkably durable. Twenty weeks after the second immunization, a booster dose of TT alone (without Alum or c-GalCer analog Cli) in mice led to a rapid rise of anti-TT antibody I week later. Figure 46B shows the effects of a-GalCer analog CII on delayed antigen boost twenty weeks after the second vaccination. The level of antibody in mice treated with Cl or CII was twice as high as those given TT + Alum, and more than 25 fold higher than those injected with TT only as shown in Figure 46B. These findings suggested that Cl or the a-GalCer analog Cli have effects on the memory T and B cells leading to an augmented booster immune response.

[00239] Adjuvant Effect on Peptide Vaccines [00240] The adjuvant effects were evaluated with peptide vaccine containing the extracellular domain of the M2 protein of the HINI subtype of the Influenza A virus.

The amino acid sequence of the peptide vaccine was MSLLTEVETPIRNEWGCRCN.

Female BALB/c mice were vaccinated with 5 or 45.ig of M2e peptide without or with various cx-GalCer analogs of the present disclosure (C9, CII, C14, C17) on week 0, 3, and 6. Figure 47 shows adjuvant effects of various a-GaICer analogs on M2e peptide vaccine. As shown in Figure 47, two weeks after the third immunization, the M2e peptide alone induced anti-M2e-specific lgG titer of 1.8 x i05 and 5.4 x I ü for 5 and 45 tg antigen dosage, respectively. When combined with a-GalCer analogs of the present disclosure, 10-30 fold higher anti-M2 antibody titers were obtained.

Among the a-GalCer analogs tested, Cli had the best adjuvant effect which was equivalent to complete Freund's adjuvant (CFA) but 3 fold higher titer than Ci. The remaining ci-GalCer analogs (09, C14 and 017) were equivalent to Cl. These findings suggest that x-GalCer and its analogs have strong adjuvant activities for peptide antigens with those containing aromatic ring in the acyl tail such as Cli being most potent.

[00241] Adjuvant Effect on DNA Vaccines [00242] An H5 DNA construct (pHA) was prepared as a plasmid containing full length H5 consensus sequence of avian influenza viruses. Briefly, in order to cover the genetic variability and thus induce cross-protection across different H5NI strains, a consensus HA sequence was deduced from HA gene of 500 H5NI virus strains and used for a vaccine development effort. The consensus sequences of HA were constructed into a pVAX vector as DNA vaccine candidates, based on a similar strategy for ADVAX, a DNA vaccine for HIV, developed by Ho et al. (Jin et al., (2002) J. Virol. 76 (5):2306-2216). The effects of H5 DNA vaccine (pHA) dosage without and with c-GalCer (Cl) on anti-H5 titers in mice at three weeks after first immunization are shown in Figure 48A. Immunization of mice with 5-45 pg H5 DNA vaccine without or with a-GalCer showed that the anti-H5 responses were enhanced by a-GalCer at 5-30 g H5 DNA, but reached a plateau at 45 rig. Figure 48B shows the effects of low dose H5 DNA vaccine and a-GalCer (Cl) on anti-H5 titers two weeks after second immunization. When H5 DNA dose was reduced to 0.2-5 jig, the adjuvant effect of v-GalCer was evident for all low dosages tested. Figure 480 shows protection against viral challenge by Vietnam reassortant influenza strain NIBRG-14 two weeks after low dose H5 DNA vaccine without or with Ci. None of the animals treated with <2 jig survived viral challenges with 20 LD50 of NIBRG-i4 without a-GaICer, while 80% protection was noted among those treated with 0.2 to I jig pHA with a-GaICer (Figure 480). These findings confirm the adjuvant effects of x-GalCer when used with low dose pHA vaccine on induction of protective immunity against NIBRG-14.

[00243] Other ci-GalCer analogs of the present discosure were also tested as adjuvants with the pHA vaccine in mice with a similar protocol and schedule as used above, differences are noted. 6-7 week old female BALB/C mice were vaccinated by electrotransfer in muscle with ct-GalCer or the indicated x-GalCer analogs with pHAc and boosted once with the same formulation four weeks later. Blood samples were collected at 2 weeks after the second vaccination and tested for anti-HAc-specific lgG antibody titers by ELISA. Figure 49A shows titers of anti-HA specific lgG antibody (AY3) in mice following immunization with 0.2 tg pHA without or with a-GalCer or a-GalCer analog C3, CII, 013, 014 and 016. Figure 49B shows titers of anti-HA specific lgG antibody (AY4) in mice following immunization with 0.2 tg pHA without or with a-GalCer or a-GalCer analog ClO C13, C18, 019 and C20. Figure 490 shows percent mouse survival following viral challenge as above for some of the a-GalCer analogs tested. Figure 50A shows anti-HA specific lgG antibody (AY4) following immunization with 0.5 jig pHA and indicated cL-GalCer analogs. Figure 50B shows percent survival following viral challenge as described above. Figure 51 shows mouse titer of anti-HA specific lgG antibody (AY5) following immunization with either (A) 0.1 jig pHA (pHA0.1 vs pHA0.1 + 026: p < 0.01 in one-way ANOVA Kruskal-Walls test) or (B) 0.2 jig pHA (pHA0.2 vs pHA0.2 + 017: p <0.01, pHA02 vs pHA02 + 026: p < 0.05 in one-way ANOVA Kruskal-Walis test) and the indicated a-GalCer analog. Figure 52 shows mouse titers of anti-HA specific lgG antibody (AY6) following immunization with either (A) 0.1 jig pHA or (B) 0.2 jig pHA and the indicated a-GalCer analog at 0.1 jig or 1 jig. a-GaICer analog of the present disclosure particularly effective as adjuvants at 0.2 jig pHA dose were 013, 017, C20 and 026.

[00244] Figure 53 shows mouse titers of anti-HAc specific lgG antibody (A) AY3, (B)AY4, (C)AY5 and (D)AYI5 following immunization with 0.2 jig pHAc and a-GalCer or the indicated a-GalCer analog 03, 010, 011, 013, 014, 016, 017, 018, 019, 020, 023, 024, 026, 7DW8-5, and alum. The results indicate that Cl, 013, 014, 017, 026 and 7DW8-5 had the better adjuvant activities than the others in enhancing the antibody titer. To investigate whether the HA specific CD8 T cell response would be enhanced by the use of an a-GalCer analog of the present disclosure as an adjuvant, Cl, C26 and 7DW8-5 were assessed further. As shown in Figure 54, the IFN-y secreting cells increased in a-GalCer analog -adjuvanted groups. Furthermore, after NIBRG-14 virus challenge, the survival percentage of CI, C26 and 7DW8-5 adjuvanted groups were higher than alum-adjuvanted or pHA only groups (Figure 55).

[00245] The adjuvant effects of a-GalCer analogs of the present disclosure was also evident after single dose of pHA vaccination. At three weeks after one dose immunization, anti-HA-specific lgG antibody was enhanced in mice treated with C26 and Cl as adjuvant (Figure 56). Mice treated with Cl, C26 or 7DW8-5 were protected effectively from lethal challenge by NIBRG-14 virus challenge, with the survival rates ranged from 87.5% to 100% These findings indicate that Cl, C26 and 7DW8-5 have good adjuvant activities in the setting of single vaccination procedure.

[00246] Adjuvant Effect on Polysaccharide Immunogens [002471 Globo H, a hexasaccharide (Fucal-* 2GalI3l-* 3GalNAc1 -* 3Gakxl 4GalJ3l -4Glc31) had been shown to be overexpressed on a variety of epithelial cell tumors such as colon, ovarian, gastric, pancreatic, endometrial, lung, prostate and breast cancers, with the use of monoclonal antibodies MBrI (1gM) and VK-9 (lgG3).

In normal tissues, globo H is limited to the apical surface of epithelial cells at the lumen border, a site that appears not to be accessible to the immune system.

Therefore, globo H is an ideal target antigen for immunotherapy of breast cancer and other epithelial cancers.

[00248] The adjuvant effects of a-GalCer and the cL-GalCer analogs of the present disclosure C23 and 7DW8-5, were evaluated for globo H conjugated to diphtheria toxoid (GH-DT) vaccine. BALB/c mice were injected IM with globo H-DT/a-GalCer or globo H-DT/a-GalCer analogs three times at two weeks interval. Sera was collected two weeks after the third vaccination and tested for lgG and 1gM anti-globo H-specific antibody at 1:480 and 1:240 dilution, respectively, using a glycan microarray.

As shown in Figure 57A, GH-DT alone did not induce any anti-globo H antibody, but the addition of Cl or 7DW8-5 elicited significant lgG antibody production. On the other hand, the production of 1gM was observed only in 7DW8-5-adjuvanted groups Attorney Docket: 3791 9.501 70 but not in Cl treated group (Figure 57B). In conclusion, adding Cl or 7DW8-5 into GH-DT vaccine could enhance specific antibody production against carbohydrate antigen.

[00249] ANTIMICROBIAL IMMUNOTHERAPY [00250] In still another aspect, an a-GalCer analog of the present disclosure has use, for example, in treatment methods for infectious diseases resulting, for example, from the presence of pathogenic microbial agents, including viruses, bacteria, fungi, protozoa, multicellular parasites, and aberrant proteins (prions).

[00251] In some exemplary implementations the method provides an anti-microbial immunotherapy for a subject comprising: administering an effective amount of a compound or a salt or a mixture thereof to a subject, the compound selected from the group consisting of C9, CII, Cl 3-Cl 6, C23 and 034.

[00252] Antiviral Effects: [00253] Antiviral drugs are a class of medication used specifically for treating viral infections. Like antibiotics, specific antivirals are used for specific viruses. They are relatively harmless to the host, and therefore can be used to treat infections.

Antiviral drugs are available to treat only a few viral diseases. Two useful antivirals are: the nucleoside analogues and the interferons. There are three classes of interferons: alpha-beta-and gamma-interferons. The alpha and beta interferons are cytokines which are secreted by virus infected cells. They bind to specific receptors on adjacent cells and protect them from infection by viruses. They form part of the immediate protective host response to invasion by viruses. In addition to these direct antiviral effects, alpha and beta interferon also enhance the expression of class I and class II MHC molecules on the surface of infected cells, in this way, enhancing the presentation of viral antigens to specific immune cells. Their presence can be demonstrated in body fluids during the acute phase of virus infection. Recombinant alpha and beta interferons are now available and have been used for the treatment of Chronic hepatitis B and C virus infections. However, side effects such as fever, malaise and weight loss have limited the use. Gamma Interferon (immune interferon) is a cytokine secreted by TH1 CD4 cells. Its function is to enhance specific T cell mediated immune responses.

[00254] The mechanism of action of the interferons include: 1) enhancement of the specific immune response. By increasing the expression of MHC class I molecules on the surface of infected cells, the interferons increase the opportunity for specific cytotoxic T cells to recognise and kill infected cells; and 2) Direct antiviral effect: a) degradation of viral mRNA and b) inhibition of protein synthesis, which prevents the infection of new cells.

[00255] In one aspect, the synthetic a-GaICer analogs of the present disclosure have use for antiviral treatment of and prophylaxis for various infectious viruses.

Examples of infectious virus to which stimulation of a protective immune response is desirable, which may be accomplished via the methods of this disclosure, or utilizing the NKTs, vaccines or compositions of the present disclosure include, but are not limited to, Retroviridae (e.g., human immunodeficiency viruses, such as HIV-1 (also referred to as HTLV-lll, LAV or HTLV-III/LAV, or HIV-IlI; and other isolates, such as HIV-LP; Picornaviridae (e.g., polio viruses, hepatitis A virus; enteroviruses, human coxsackie viruses, rhinoviruses, echoviruses); Calciviridae (e.g., strains that cause gastroenteritis); Togaviridae (e.g., equine encephalitis viruses, rubella viruses); Flaviridae (e.g., dengue viruses, encephalitis viruses, yellow fever viruses); Coronaviridae (e.g., coronaviruses); Rhabdoviridae (e.g., vesicular stomatitis viruses, rabies viruses); Filoviridae (e.g., ebola viruses); Paramyxoviridae (e.g., parainfluenza viruses, mumps virus, measles virus, respiratory syncytial virus); Orthomyxoviridae (e.g. influenza viruses); B ungaviridae (e.g., Hantaan viruses, bunga viruses, phleboviruses and Nairo viruses); Arena viridae (hemorrhagic fever viruses); Reoviridae (erg., reoviruses, orbiviurses and rotaviruses); Birnaviridae; Hepadnaviridae (Hepatitis B virus); Parvoviridae (parvoviruses); Papovaviridae (papilloma viruses, polyoma viruses); Adenoviridae (most adenoviruses); Herpesviridae (herpes simplex virus (HSV) I and 2, varicella zoster virus, cytomegalovirus (CMV), herpes viruses); Poxviridae (variola viruses, vaccinia viruses, pox viruses); and Iridoviridae (e.g. African swine fever virus); and unclassified viruses (e.g., the etiological agents of Spongiform encephalopathies, the agent of delta hepatities (thought to be a defective satellite of hepatitis B virus), the agents of non-A, non-B hepatitis (class I internally transmitted; class 2=parenterally transmitted (i.e., Hepatitis C); Norwalk and related viruses, and astroviruses).

[00256] Viral Challenge -Influenza Virus HINI Infection [00257] Treatment via IP Injection of ct-GalCer Analogs [00258] Figure 58 shows mouse survival at 0 to 12 days post influenza virus HINI infection. Mice were treated (IF injection) with 2 of ct-GalCer (Cl) or the cc-GalCer analogs C2, C3, C9, Cli, C13, 014 and C16, and compared to control DMSO. Three different treatment schedules were tested. Figure 58A shows survival rate when BALB/c mice were treated starting at 30 minutes post-H1NI virus challenge. P values compared to control were Cl: 0.4554, C2: 0.5149, C3: 0.5764, C9: 0.5466, CII 0.2031, C16: 0.0359. Figure 58B shows survival rate when BALB/c mice were treated starting at two weeks prior to virus challenge with H1NI (WSN).

Mice were treated at -14 days, -10 days, -3 days, 0.5 hour, 2 days, 4 days, 6 days 8 days 10 days and 12 days with 2 ig (IF injection) of control, ct-GalCer (Cl) or the cc-GalCer analogs. When treatment started two weeks before virus challenge and was given two times per week, mice exhibited significantly enhanced survival with a-GalCer analog treatment with all analogs tested (09, CII, C13 and C14). P values compared to control were Cl: 0.000116, C9: 0.000126, CII: 0.02627, C13: 0.000027, and C14: 0.000147. Figure 59 shows cumulative proportion of survival with mice that were infected with a higher dose of influenza virus HINI. In Figure 59A, BALB/c mice were treated starting at two weeks prior to virus challenge with H1N1 (WSN). Mice were treated at -14 days, -10 days, -3 days, 0.5 h, 2 days, 4 days, and 6 days with 2 ig (IF injection) of control, a-GalCer (Cl) or the a-GalCer analogs. Group 1 is the control group. Group 6 were treated with a-GalCer (Cl).

Group 7 were treated with a-GalCer analog C13. Group 8 were treated with cc-GalCer analog C14. Group 9 were treated with cc-GalCer analog 016. cc-GaICer analog 016 showed prolonged survival, indicative of C16 having a direct anti-viral effect.

[002591 Treatment via Intranasal Administration of cz-GalCer Analogs [002601 Figure 59B shows cumulative proportion of survival with mice infected with HINI. BALB/c mice were treated via intranasal route with control, ct-GalCer (Cl) or the cL-GalCer analogs C13, C14 or C16 at one hour prior to virus challenge with HINI (WSN). C13 showed prolonged survival, suggestive of direct anti-viral effects.

In general, certain x-GalCer analogs may exert direct anti-viral effects, or act indirectly via immune stimulation. Figure 60 shows the cytopathetic effect (CPE) of Madin-Darby canine kidney (MDCK) cells in vitro. MDCK cells were pretreated with vehicle, a-GalCer or one of the ci-GalCer analogs C13, C14 or C16 at 10 ig/ml for four hours, followed by infection with FLU-A virus serotype H1NI (WSN) at IOTCID5O. The virus titer in MDCK cells was determined at 48 hours post-infection (right panel). a-GalCer, as well as the three a-GalCer analogs tested showed slight inhibition of the entry/replication of H1N1 virus in vitro.

[00261] Antibacterial Effects: [00262] Since the introduction of penicillin into clinical use in the 1940s, antibacterials have saved millions of lives. However, the lengthening shadow of antimicrobial resistance threatens a return to the pre-antibiotic era. Synthetic glycolipids such as c-GalCer and natural bacterial glycolipids were demonstrated as CD1-d ligands that activated NKT cells and contributed the antibacterial functions of the hosts. The antilbacterial activities of a-GalCer were documented in the amelioration of mycobacterium tuberculosis infections, clearance of lung infection by Pseudomonas aeruginosa. Infections by Spingomonas capsulate and Ehrlichia muris were also attenuated in mice by the activation of NKT cells via glycolipids.

[00263] Examples of infectious bacteria to which stimulation of a protective immune response is desirable, which may be accomplished via the methods of this disclosure, or utilizing the NKTs, vaccines or compositions of the present disclosure include, but are not limited to, Helicobacter pylon, Borellia burgdorferi, Legionella pneumophilia, Klebsiella Pneumoniae, Mycobacteria sps (e.g. M. tuberculosis, M. avium, M. intracellulare, M. kansaii, M. gordonae), Staphylococcus aureus, Neissenia gonorrhoeae, Neisseria meningitidis, Listeria monocytogenes, Streptococcus pyogenes (Group A Streptococcus), Streptococcus agalactiae (Group B Streptococcus), Streptococcus (viridans group), Streptococcus faecalis, Streptococcus bovis, Streptococcus (anaerobic sps.), Streptococcus pneumoniae, pathogenic Campylobactersp., Enterococcus sp., Chiamidia sp., Haemophilus influenzae, Bacillus antracis, corynebacterium diphtheriae, corynebacteriu m sp., Erysipelothrix rhusiopathiae, Clostridium perfringers, Clostridium tetani, Enterobacter aerogenes, Kiebsiella pneumoniae, Pasturella multocida, Bacteroides sp., Fusobacterium nucleatum, Streptobacillus moniliformis, Treponema pallidium, Treponema pertenue, Leptospira, Actinomyces israelli, Sphingomonas capsulata and Francisella tularensis.

[00264] Enhanced Bacterial Clearance -Sphingomonas Capsulate Infected Mice [00265] Sphingomonas capsulata is a common environmental bacterial strain that is found in many places such as the air and water. It can be easily identified on nutrient agar plates because of its yellow colony color. Unlike most Gram negative bacteria, Sphingomonas capsulata does not contain lipopolysaccharide (LPS) that is used by animals for the activation of the host antibacterial activities. Since the antibacterial activities of glycolipid antigens are mediated through the activation of NKT cells by glycolipid bourid-CD1-d molecules, evaluation of the antibacterial efficacies using the disease model of Sphingomonas capsulata infection will focus on the impact of the NKT mediated pathway that is activated by glycolipid bindings. Six to eight week old female C57BL16 mice were injected IP with Sphingomonas capsulate cells. Four hours after the infection, mice were injected IP with control, c-GalCer (Cl) or the a-GalCer analogs (C3, C9, Cli, C14, C16 or C17) at 50 or 100 tg/kg. Twenty-four hours after bacterial infection, livers were removed from mice and homogenized. Colony formation units (CFU) of Sphingomonas capsulate in liver homogenates were determined by plating diluted samples on nutrient plates.

Colonies were counted after incubation for 48 hours at 37°C. Figure 61A shows that the CFU numbers of the groups treated with a-GalCer and Cli, C14, and C16 at 100ig/kg, 24 hour after bacterial infections, are significantly lower than the control group. To confirm the antibacterial efficacies of these c-GalCer analogs, another study was conducted to repeat the study by treating infected mice with 50 p.g/kg in the same disease model. Figure 61B shows that the antibacterial efficacies of mice treated with CII, C14, C16, and also C15 are significant in comparison to the untreated group. Among the three efficacious groups, CI, CII, and 015, the difference in the values of the CFU per gram liver is not statistically significant.

Figure 63 shows that the CFU numbers (in lungs) of the groups treated with C23 and C34 at 50 gIkg, are significant in comparison to the untreated group. Similar results were found in the CFU numbers in livers after mice were treated with C23 and C34.

[00266] Enhanced Bacterial Clearance -Klebsiella Pneumoniae Infected Mice [00267] K. pneumoniae is a Gram negative bacterium that causes liver abscess and is becoming a serious disease in Taiwan among diabetic patients. Figure 62 shows that both CI and 014 can significantly reduce the bacterial loads in mouse lung and liver after injection. BALB/cByl female mice were administered a single dose of live K. pneumoniae by oral gavage. Mice were injected with control, a-GalCer or the a-GalCer analog C14 at 100 jig/kg twice at 4-hour and 8-hour after bacterial infection.

Twenty four hours after infection, both the liver and lungs were collected from each mouse, and homogenized. Bacterial counts were determined similarly as described above.

[00268] The extent of bacterial clearance by 014 is found to be greater than the clearance by Cl as shown in Figure 62.

[00269] Antifungal Effects: [00270] T helper cell type I (THI) cell-mediated immunity plays a critical role in protection against various infectious fungi. In still another aspect, the a-GalCer analogs of the present disclosure may be used in antifungal therapies. Antifungal drugs are used to treat infections caused by fungus and to prevent the development of fungal infections in patients with weakened immune systems. Fungal infections have become one of the leading factors contributing to morbidity and mortality in immunosuppressed patients.

[00271] The innate host defense against fungal diseases is based on the action of phagocytic cells (PMNLs and macrophages); both the number and the function of these cells can be regulated by the colony-stimulating factors (CSFs). On the other hand, acquired defense involves cellular and humoral immunity that requires interactions between antigen-presenting cells, T lymphocytes, B lymphocytes, and NKs that are driven and regulated by cytokines such as IL-2 and IFN-y. The potential importance of immune activation via cytokines in the host defense against opportunistic fungi has been the subject of several studies and has raised some intriguing questions about novel antifungal strategies for candida and aspergillus infections. Different potential roles for cytokines have been described. First, exposure to fungi and their antigens may induce release of lL-2, IFN--y, tumor necrosis factor-a (TNF-a), granulocyte colony-stimulating factor (G-CSF), and granulocyte macrophage colony-stimulating factor (GM-CSF). These cytokines may in turn activate or enhance the antifungal function of phagocytes against Candida and Aspergilus species.

[002721 Examples of infectious fungi to which stimulation of a protective immune response is desirable, which may be accomplished by administering an a-GalCer analog of the present disclosure alone or in combination with an antifungal drug include, but are not limited to, Cryptococcus neoformans, Histoplasma capsulatum, Coccidioides immitis, Blastomyces dermatitidis,Chiamydia trachomatis, Candida albicans. Other infectious organisms (i.e., protists) include: Plasmodium sp., Leishmania sp., Schistosoma sp. and Toxoplasma sp.

[00273] SYNTHETIC a-GALACTOSYL CERAM IDE ANALOGS SUPPRESSING

BACTERIAL AND VIRAL INFECTIONS IN MURINE DISEASE MODELS

[00274] Natural killer T cells contribute to a variety of immunological process through the recognition of lipid and glycolipid antigens presented to CD1-d molecules. CDI-d are major histocompatibility complex class I like proteins and are expressed in most monocytes, macrophages, dendritic cells, B cells, as well as nonlymphoid cells. CDI-d presents glycolipids antigens to CD1d-restricted T cells (or NKT cells) that are implicated in the host innate defense system through the production of Thi and Th2 types of cytokines, such as IFN-7 and lL-4. Among the variety of ligand that binds CD1-d, the most well-studied ligand is alpha-Galactosyl Ceramide (a-GalCer) that is the synthetic, structurally optimized a-linked glycosphingolipid from the marine sponge, Age/as mauritianus. Synthetic glycolipids such as alpha-galactosyl ceramide (a-GalCer) and natural bacterial glycolipids were reported as CD1-d ligands that activated NKT cells. Mice treated with o-GaICer launched the protection of a variety of infections. Many ct-GalCer analogs were synthesized. Their immune modulating activities were shown to be related to the binding to CD1-d. Recent studies using CD1-d array binding established that the secretions of IFN-y and lL-4 by NKT cells are determined by the binding constants of the a-GalCer analogs to the CDI-d binding pocket, and the ratios of the Thi and Th2 cytokines secreted are one of the dominate factors for the immune modulating properties of these molecules.

[002751 The efficacies of some of the synthetic glycolipids for the protection of both bacterial and viral infections were determined using several murine infectious disease models. Among all of the tested synthetic a-GalCer analogs, the 4-(4-fluorophenoxy)phenyl octanoyl modified ct-GalCer (C34) is most active in the protection against the bacterial and viral infections in murine models. The protective effects of C34 are most effective when given in a prophylactic manner or shortly after infections.

[00276] Antibacterial efficacy of a-GalCer analogs using Sphingomonas capsulata infected mice [00277] The Sphingomonas capsulata infected mice were used as the infection model to evaluate the antibacterial efficacy of some of the synthetic glycolipids. S. capsulata is a common environmental bacterial strain that is found in many places such as air arid water. It can be easily identified on nutrient agar plates because of its yellow colony color. Unlike most Gram negative bacteria, Sphingomonas capsulata does not contain lipopolysaccharide ([PS) that is used by animals for the activation of the host antibacterial activities. The antibacterial activities of glycolipids are mediated through the activation of NKT cells by glycolipid bound-CDI-d molecules, evaluation of the antibacterial efficacies using the disease model of Sphingomonas capsulata infection will focus on the impact of the NKT mediated pathway activated by glycolipid bindings. Figure 65 shows that the CFU numbers of the groups treated with 100 pig/kg Cl, Cli, C14, or C16 at 24 hour after bacterial infections are significantly lower than the control group. In contrast, the CFU differences of the groups treated with 03, C9 and 017 are not significant in comparison to the CFU found among mice in the control group. Additional antibacterial efficacy studies of these glycolipids were conducted to treat infected mice with 50 tg/kg glycolipids in the same disease model. Significantly reduced CFU values were also observed in the livers of mice treated with Cl, CII, 014, and 016 in comparison to the untreated group (data not shown). a-GalCer appeared to be more potent in suppressing S. capsulate in vivo than CII, 014 and 016; even though the differences are not significant.

[00278] The production of Thi cytokines is thought to correlate with the anti-tumor, anti-bacterial and anti-viral effects of glycolipids while the ability to induce the Th2 cytokines is thought to correlate with the amelioration of certain autoimmune diseases, such as type 1 diabetes. Many ci-GalCer analogs were synthesized recently, and their cytokine induction profiles were characterized in vitro or in vivo.

The anti-bacterial and anti-viral properties of c-GalCer and three analogs, 7DW8-5, 023, and 034 that are known to induce higher levels of IFN-7 secretions in NKT cells were studied. These four glycolipids were first evaluated using the S. capsu/ata infection model in 057/b mice. The table of Figure 72 shows that all four glycolipids at 50 tg/kg are able to suppress S. capsulata infection to greater extents than vehicle treated mice with p values small than 0.001. However, among the four glycolipids, their efficacies were not significantly different in the S. capsulate infection model.

[00279] Antibacterial activities of a-GaICer analogs in the thigh-wound mouse model using luminescence Staphylococcus aureus (Xen29) [00280] Intraperitoneal injection of 057/B mice by S. capsulata often results in transient infections, and treatments with glycolipids hasten the clearance in 24 hour post infection. However, in the absence of any treatments, the infections often are cleared in 2-3 days. To evaluate the antibacterial efficacy of the a-GalCer analogs, a more relevant disease model of mouse deep thigh wounds by injection at mouse hind thigh muscle with luminescence S. aureus Xen29 was used. The S. aureus Xen29 infection can be monitored by image analyses of live mice to reduce the numbers of experimental mice and to allow repeated examination of the extent of infection throughout the antibacterial studies. Figure 66 (A-B) shows that treatment of the thigh-muscle infected mice with cL-GalCer and its analogs resulted in profound clearance of most treated mice; however, statistically significance difference (p< 0.01) in comparison to the vehicle treated group is noted only in the group receiving 034. This result thus suggests that 034 treatment may have high probability to be beneficial to bacterial clearance in this disease model.

[00281] Antiviral evaluation of a-GalCer analogs using the Japanese Encephalitis Virus (JEV) infection animal model [00282] To determine whether glycolipids elicit protective immunity against Japanese encephalitis virus (JEV) infection, a two-dose protocol was used, in which that glycolipid was given one day before and one day after viral challenge in mice.

The prototype glycolipid, aGalCer (Cl), and a glycolipid derivative 023 increased the mice survival from 21% to 57% as compared to solvent control (Figure 67).

Furthermore, the protective effects were even more profound in mice receiving the glycolipids such as C34 and 7DW8-5 with a survival rate of 64% and 71%, respectively (Fig. 67). These results strongly suggest that glycolipid-stimulated NKT cells likely contribute to host defense against JEV infection. Similarly, those analogs effective in protecting JEV infections were also found to prolong the survival of influenza infected Balb/C mice (data not shown). To further dissect the requirement for the glycolipid-mediated immune protection, tests were conducted to determine whether the beneficial effects of 034 and 7DW8-5 were still noted in certain immune deficient mice. Apparently, both of the innate and adaptive immune components are required for these glycolipids to trigger a protective immunity against JEV, as no beneficial effect was noted in mice lacking Stat-i, immunoglobulin ti-chain, or CD8cL-chain (Figure 68 (A-C)).

[00283] The anti-infectious activities of a-GalCer analogs are most effective when administered in a prophylactic manner [00284] Assessments were performed to determine whether these glycolipids could generate protective immunity if they were administered post viral infection. Besides the two-dose protocol described above, several one-dose protocols were also tested.

Glycolipids C34 and 7DW8-5 given only once at one day before or at the same day of viral infection, elicited a weaker protective effect as compared to the two-dose protocol (Fig. 69 (A-B)). However, if the glycolipids were given one day after viral infection, no protection against JEV challenge could be noted (Fig. 69 (A-B)), suggesting that glycolipid-mediated immune modulation is an infection time-dependent event. The effects of C34 administration times versus viral infection time were also evaluated in influenza infected Balb/C mice. Administration of C34 one day before influenza infection was most beneficial to mouse survival (P value < 0.0001). Treatment with two doses of C34 administered both one day before and one day after influenza infection could also prolong survival significantly (P value = 0.0002) then the vehicle treated group. Similar to JEV infection, a single dose of 034 given one day after influenza infection was not beneficial to survival (Fig 7). The effects of C34 administration times on bacterial clearance in the S. aureus thigh infection model were also studied. When mouse infections were examined at 48 hr post infection, bacterial clearance were most profound in the group of mice administered with C34 immediately after the thigh infections were introduced. For the group receiving C34 at 6 hr after thigh infection, improvement in bacterial clearance is noted, but the difference to the vehicle treated group is not significant (Figure 71).

Similar bacterial clearance profiles were observed when examined at 72-hour post infection (data not shown).

[00285] Both bacterial and viral infection murine models were used to evaluate the infection suppression efficacies of several c-GalCer analogues and found that the 4- (4-fluorophenoxy)phenyl octanoyl modified a-GalCer (034) is most efficacious in our models. Previous studies showed that ct-GalCer treatments are complicated with the association of detrimental side effects and the treatment efficacy was influenced by a variety of parameters. Natural killer (NKT) cells respond to infection associated glycolipids stimulations as well as by cytokines produced by dendritic cells activated by microorganisms. Thus, in experimental mice receiving both glycolipids and infection challenges, Complex stimulation to the murine immune system is expected.

The cytokine responses were documented in the influenza infected, c-GalCer-treated, or both influenza infected and x-GalCer-treated mice. Greater serum cytokines were found in the many doubly stimulated mice. However, the profiles are complicated and varied at different observation times.

[00286] The efficacy of a-GalCer in the protection against lipopolysaccharide-induced shock was found to be critical on the time of administration while the glycolipid needs to be administer before or within 2 h after LPS challenge. Our in vivo studies using bacterial and viral infection models also showed that C34 is most effective in suppressing infections when administered before or shortly after infection. Infections result in varied immune stimulations with different kinetics that are intimately related to the disease progression. It is conceivable that for the protection against infections both the doses and administrations times of glycolipids need to be fine tuned to be beneficial.

[00287] IMMUNOTHERAPY FOR AUTOIMMUNE DISEASES [002881 Autoimmunity results from a breakdown in the regulation in the immune system resulting in an inflammatory response directed at self-antigens and tissues.

Autoimmune diseases are the third most common category of disease in the United States after cancer and heart disease; they affect approximately 5%-8% of the population or 14-22 million persons. Autoimmune diseases involving the destruction of self-antigen by T lymphocytes includes, but are not limited to, multiple sclerosis, insulin-dependent diabetes mellitus, and rheumatoid arthritis.

[00289] According to the current dogma, inflammatory autoimmune diseases such as myocarditis are primarily attributable to TH1 responses, with IFN-y as the prototypic cytokine; TH2 responses where IL-4 dominates are believed to reduce autoimmunity. Because the i-GalCer analogs of the present disclosure can be designed such that a TH2-biased immunogenic response is initiated, these cL-GalCer analogs can be used as immunotherapies for autoimmune diseases.

[002901 ADJUVANT ACTIVITIES OF a-GALCER ANALOGS [00291] Adjuvant activities of ci-GalCer analogs for pCHA5 vaccine administered intramuscularly [00292] Previously, it had been shown that immunization of mice with 30 ig pCHA5 by electroporation/intramuscular (EP/lM) route induced high titers of anti-HA antibodies and conferred 100% protection to lethal challenge of NIBRG-14 virus.

With such high dose pCHA5 delivered by EP/IM, the addition of glycolipids could not enhance immune responses further. Therefore, the adjuvant effects of glycolipids for pCHA5 vaccine delivered by intramuscular route instead of EP/IM were tested. Mice were injected with 30 ig pCHA5 with/without 2 g glycolipids (CI, C23, C26, C34, and 7DW8-5) intramuscularly and boosted with pCHA5 alone two weeks later. Sera were collected and mice were challenged with NIBRG-14 virus 2 weeks after the 2nd vaccination. In pCHA5 only mice, significant anti-HA-specific lgG antibodies were noted while none were detected in mice that received pVAX. In comparison to pCHA5 only group (16180 � 5261), sera from mice showed slightly higher antibody titers in the group received 01(24250 � 3206) or C34 (23622 � 5516) as adjuvant and similar level in 023 (14538 � 3223) and C26 (16350 � 2193) group (Figure 73A).

Upon virus challenge none of the mice received pVAX vehicle survived, but all mice which received Cl, C23, C26, 034 as adjuvant survived. Although the survival of pCHA5 only group (80%) was not as good as glycolipids-adjuvanted groups, the differences in survival were not statistically significant (Figure 73B). Therefore, the adjuvant effects of these glycolipids were not clearly delineated in this regimen.

However, the intramuscular injection route had not been evaluated for vaccine delivery.

[00293] Next, the adjuvant effects of glycolipids on single dose of pCHA5 delivered by IM injection were evaluated. Mice were vaccinated intramuscularly with one dose of 50 microgram pCHA5 with/without glycolipids or alum. Three weeks later, sera were collected and mice were challenged with NIBRG-14 virus. Induction of HA specific antibody response were observed in pCHA5 (3692 � 897.5) vaccinated mice and the transditional alum (2192 � 547.5) adjuvant didn't show a better effect.

However, increased titers were noted in the presence of glycolipid adjuvant 034 (7208 � 1482) treated groups (Figure 74A). Similarly, enhanced cellular immunity as determined by functional lFN-y ELISPOT analysis was detected in the presence of glycolipid as adjuvant (Figure 74B). The IFN-y secreting cells in pCHA5 were 29.5 � 0.5 per 2 x i05 cells and increased significantly (p < 0.05) in glycolipids adjuvanted groups, such as 66.33 � 5.3 in CI, 176.7 � 2.3 in 034, 69.17 � 1.5 in 7DW8-5, and 68.56 � 8.72 in alum. Upon challenge with lethal dose of NIBRG-14 virus, none of the animals in the control (pVAX) and 20% for pCHA5 only group survived. The survival of mice with adjuvants was 40% for Cl and 7DW8-5 group, 60% survival for C34, and 0% survival of alum. The survival difference between the alum and glycolipid adjuvant groups is statistically significant (P <0.05) (Figure 74C). Overall, glycolipids could enhance HA-specific antibody titers, raise the number of IFN-y production cells, and improve the survival after lethal challenge of H5N1 virus.

[00294] Adjuvant activities of a-GaICer analogs for pCHA5-lI vaccine [00295] Since the pCHA5 DNA consensus sequences were derived from 467 HSNI virus strains two years ago, it might be out of date. 1192 full length HA sequences were collected and a new consensus HA sequence, termed pCHA5-ll, was obtained.

There are 5 residues mutated in pCHA5-ll when compared to pCHA5. The adjuvant effect of glycolipids in these two consensus HA DNA vaccines were compared.

Groups of mice received EP/IM injection of either 30 microgram pCHA5 or pCHA5-ll in the presence/absence of glycolipids as adjuvant. Mice received two vaccinations at 3 weeks interval and sera were collected two weeks after the last immunization.

The anti-HA antibodies titers were tested by ELISA and no significant difference were observed between pCHA5 and pCHA5-ll with or without glycolipids as adjuvant (Figure 75A). However, there were significant difference between pCHA5 and pCHA5-ll when challenged with highly pathogenic wild type H5NI influenza virus (E319). No matter which glycolipid was added as adjuvant, the protection conferred by pCHA5 was not remarkable (Figure 75B) No mice survived in pCHA5 only group whereas about 10% and about 20% of mice survived in 7DW8-5 and 034 adjuvanted group, respectively. In pCHA5-Il vaccinated groups, the 034 and 7DW8-5 glycolipids could improve the rate of survival from about 20% to about 50% and about 40%, respectively (Figure 750). In conclusion, although the antibody titers were similar between pCHA5 and pCHA5-Il with or without glycolipids, pCHA5-ll conferred better protection than pCHA5 and the protection ability of pCHA5II was enhanced by the glycolipid adjuvants.

[00296] Furthermore, in some implementations optimal dosages under certain conditions were evaluated and suggested that a dosage of pCHA5-Il and C34 delivered by lM as one shot vaccination in some circumstances is optimal. Various dosages of pCHA5-lI (50, 75, and 100 tg) and 034 (0.5, 1, 2, and 4 tg) were used in determining formulations for pCHA5-ll/034 vaccine. 3 weeks after vaccination, sera were collected and anti-HA antibodies titers were tested by ELISA. In pCHA5-ll treated groups, only weak anti-HA antibodies were detected and no obvious dose effects were observed. The anti-HA responses were enhanced around 8 -9 folds by adding 2 ig of C34 as adjuvant. At 100 p.g of pCHA5-ll, 0.5 and 2 ig of C34 elicited higher antibody titers than I and 4 ig (Figure 76A) (p < 0.01). Moreover, in functional lFN-y secreting ELISPOT test, 100 tg of pCHA5-lI induced greater numbers of IFN-y producing cells (136.5 � 11.26) than either 50 (31.33 � 11.95) or ig (40 � 3.67) of pCHA5-ll (p < 0.01). Such cell-mediated immune responses were increased by adding 034 as adjuvant., The IFN-y secreting cells in 1 (151.2 � 22.58) and 4 ig (146.5 � 19.41) of 034 adjuvanted groups were better than 0.5 (106.7 � 19.31) and 2 ig (95.56 � 10.06) of 034 groups but the differences were not statistically significant (Figure 76B). Upon intranasal challenge with lethal dose NIBRG-14, The dose effects of pCHA5-ll were shown in protecting mice against viruse challenge. The survivals of mice were increased from 10% (50 g) to 40% (75 rig) and 70% (100 tg) in pCHA5-ll groups. Furthermore, adding tg 034 into 50 ig and 75 xg of pCHA5-ll groups could increase the survivals of mice from 10% to 100% and 40% to 100%, respectively (Figure 760). Although the survivals of mice were not as good in 034 at 0.5 ig (80%) and 2 g (75%), the differences did not appear, based on these test, to be statistically significant (Figure 76D) under the experimental conditions at the time. The addition of 1 jg 034 as adjuvant to 100 ig pCHA5-ll increased the survival of mice from 70% to 100%. These data suggested that 50 tg of pCHA5-lI with 2 ig of 034 in one shot vaccination schedule might provide good protection against virus challenge. To ensure the effect of protection, about 100 tg of pCHA5-ll with about 1-2 j.tg of C34 in some implementations appears to provide a safe formulation.

[00297] To explore the cross-neutralization capability of antisera in mice immunized with pCHA5 with/without C34, the suboptimal dose of pCHA5 was used and the same vaccination schedule was applied. Two weeks after last vaccination, mice serum was taken and assessed by HA-pseudotyped virus neutralization assay. Four H5NI influenza virus were selected from dade I (VN1194), 2.1 (1D05), 2.2 (TKO5), and 2.3.4 (Anhui05). The various HA-pseudotyped viruses were incubated with antisera from control, pCHA5 only, and pCHA5 with C34 adjuvanted mice. The neutralizing titers were measured by the luciferase activity and data were reported as serum dilutions giving 50% of HA-pseudotyped virus neutralization (ID50). As shown by the ID50 (Figure 77), the antisera of pCHA5 only group showed greater neutralizing antibodies against VN1194 (ID50 = 0.005862) and TK05 (ID50 = 0.005953) HA-pseudotyped virus than pVAX group (ID50 = 0.0277 and 0.02668, respectively). Moreover, the neutralization efficacy of C34 adjuvanted group against VN1194 (ID50 = 0.00408) and TK (ID50 = 0.003054) could be significantly enhanced.

No difference was observed between the pVAX and pCHA5 with/without C34 group on the 1D05 and Anhui05 HA-pseudotyped virus neutralization. These results suggest that C34 as an adjuvant in some implementations can act to increase the neutralization capability against various strains of virus at suboptimal pCHA5 vaccine.

[00298] The mechanisms responsible for the adjuvant effect of C34 through IM/EP route remain unclear. To explore the mechanisms of the adjuvant effect of C34, sera were collected at 0 hr and 20 hr after boost and cytokines were assayed by Iuminex.

The analysis revealed that (Figure 78) very low to undetectable levels of IL-la, lL-3, IL-4, lL-6, IL-lU, IL-12p70, lL-15, and TNF-a were found in pCHA5 with or without C34 adjuvant groups. Serum levels of IFN-y, G-CSF, IL-5, IL-17, KC, MIP-13, and RANTES were significantly increased after boosting in C34 adjuvanted group.

Furthermore, IL-2, lL-5, IL-12p40, IL-13, IL-17, IFN-7, MIP-la, MIP-1f3, KC, RNATES, and G-CSF were found to be substantially higher in C34 adjuvanted group than in pCHA5 only group. In addition, decreased levels of IL-113 were found in pCHA5 containing C34 group compare with pCHA5 only group. The data shows that, in some exemplary implementations, adjuvant effect of C34 correlate with higher production of proinflammatory cytokines, T helper type I and II cytokines and chemokines involved in cell proliferation and chemotaxis.

[00299] The cross-neutralization capability of antisera in mice immunized with pCHA5-Il with/without C34 vaccine was also tested, where 50 tg of pCHA5 was used and only single vaccination was applied. Three weeks after vaccination, mice serum was taken and assessed by HA-pseudotyped virus neutralization assay. Four H5NI influenza viruses were used and the antisera from control, pCHA5-ll only, and pCHA5-U with 034 adjuvanted mice were determined. The data presented in Figure 79, the antisera of pCHA5-II only group showed greater neutralizing antibodies against TKO5 (ID = 0.05376) HA-pseudotyped virus than pVAX group (ID50 = 0.144). Unlike the pCHA5-ll only group, the neutralization efficacy (1050) of 034 adjuvanted group against VN1194 (0.003), TK05 (0.004), Anhui05 (0.0027), and 1D05 (0.002) were significantly enhanced. Taken together, these results indicate that C34 adjuvantnot only increase the potency of neutralization but also can act to broaden the spectrum against various virus.

[00300] EXAMPLES

[00301] Glycolipid Analogs of a-GaICer, Reagents and Mice [00302] c-GalCer (Cl) and synthetic a-GalCer analogs of the present disclosure were synthesized and purified by column chromatography by techniques previously described in Fujio eta!. (2006) J. Am. Chem. Soc. 128:9022-9023; Xing eta!. (2005) Bioorg. Med. Chem. 13:2907-2916; Kinjo et a!. (2005) Nature 434:520-525; Wu et a!.

(2006) NatI. Acad. Sci. U. S. A 103:3972-3977; and Wu et a!. (2005) Proc. NatI.

Acad. Sci. U. S. A 102:1351-1356; each of which is hereby incorporated herein by reference.

[00303] The synthetic a-GalCer analogs of the present disclosure, as shown in Figure 2, were separated into four groups based on their chemical structures. Group I: 02, 03 and 014 are of bacterial origin, Group Il: 04, 05 and 09 contain sulfur modification of 0-linkage to ceramide (04) or a sulfate group at 3"-OH of the galactose moiety (C5, 09), Group Ill: C6-C8, 08-5, C8-6, 010-011, C15-C16 and C18-C34 are modified with an aromatic ring in their acyl tail and Group IV: C12, C13 and 017 contain truncated phytosphingosine. Among these new analogs, 010, CII, 016, C27, C28, 029 are modified with a phenyl group in various length of fatty amide chain (Ph); C18, C22 are modified with methoxy group (-OMe) at the phenyl ring; C19, 023, 7DW8-5 are modified with fluoride group (-F) at the phenyl ring; C20, 024, 7DW8-6 are modified with trifluoromethyl group (-CF3) at the phenyl ring; 021, 025, 026 are modified with phenyl group (-Ph) at the phenyl ring; 034 is modified 1'-oxy-4-fluorophenyl (0-Ph-F) at the phenyl ring.However, substitution of the para-oxy-fluorophenyl (1'-oxy-4'-fluorophenyl) at the phenyl ring with an oxy-fluorophenyl with the F group at a non-para position or one of a difluoro, trifluoro, tetrafluoro and pentafluoro phenyl may also yield useful properties; and 017 contains a truncated phytosphingosine.

[00304] Synthesis of glycosphingolipid compounds 012 and 013 are summarized in Scheme 1 (Figure 3). Characterization data for these compounds are described below.

[00305] Compound C13 (lot. MFJ3-017-1): 1H NMR (500MHz, CDCI3-MeOH 4:1) ö: 7.26 (m, 2H), 7.23-7.19 (m, 2H), 7.18-7.14 (m, 1H), 4.90 (d, J = 3.9 Hz, 1H), 4.24- 4.19 (m, 1K), 3.86 (dd, J = 10.8, 5.2 Hz, 1H), 3.82-3.62 (m, 7K), 3.58-3.53 (m, 2H), 2.92-2.84 (m, 1H), 2.67 (ddd, J = 13.7, 9.3, 7.5 Hz, 1H), 2.16 (m, 2K), 2.06-1.98 (m, 1K), 1.74-1.65 (m, IH), 1.62-1.53 (m, 2H), 1.33-1.19 (m, 44H), 0.88 (t, J = 7.0 Hz, 3H). 130 NMR (125MHz, CDCI3-MeOH 4:1): 174.06, 141.93, 128.25, 128.01, 125.43, 99.48, 74.60, 70.75, 70.44, 69.99, 69.52, 68.66, 67.03, 61.69, 50.15, 50.06, 36.27, 34.13, 31.67, 31.59, 29.43, 29.31, 29.15, 29.09, 25.55, 22.41, 17.60, 13.76.

HRMS (ESI-TOF) for C44H80N09 [M + H] calcd 766.5827, found 766.5813.

[00306] Compound C12 (lot. MFJ3-018-1): 1H NMR (400MHz, CDCI3-MeOH 4:1) 6: 7.26 (m, 2H), 7.19-7.13 (m, 3H), 4.91 (d, J = 3.8 Hz, IH), 4.20 (q, J = 4.4 Hz, IH), 3.95-3.85 (m, 2H), 3.83-3.61 (m, 6H), 3.59-3.50 (m, 2H), 2.63 (t, J = 7.5 Hz, 2H), 2.20 (t, J = 7.5 Hz, 2H), 1.78-1.54 (m, 6H), 1.47-1.17 (m, 46H), 0.89 (t, J = 6.9 Hz, 3H). 13C NMR (100MHz, CDCI3-MeOH 4:1)6: 174.16, 142.27, 127.91, 127.77, 125.14, 99.33, 74.28, 71.38, 70.42, 69.86, 69.33, 68.51, 66.84, 61.40, 50.02, 36.04, 35.52, 31.93, 31.51, 31.21, 29.26, 29.14, 28.99, 28.94, 25.47, 25.08, 22.25, 13.51.

HRMS (ESI-TOF) for C46H84NO9 [M + H] calcd 794.6140, found 794.6129.

[00307] All the synthetic a-GalCer analogs were originally dissolved in 100% DMSO at a concentration of 1-2 mg/mI. For in vivo experiments, synthetic a-GalCer analogs were diluted to 20 or I pg/mI in saline just before injection into mice.

Pathogen-free BALB/c (wild type or CD1 d knockout) and C57BL/6 female mice aged 6-10 weeks were obtained from the National Laboratory Animal Center (Taipei, Taiwan). CDId-deficient BALB/c and C57BL/6 were obtained from the Jackson laboratory (C.12952-CDltmlGru/J, U.S) and provided by Dr. Steve R. Roffler (Academia Sinica, Taiwan), respectively. All the mice were maintained in pathogen free animal facility.

[00308] Synthesis of glycosphingolipid compound C34 is summarized in Scheme 2 (Figure 80). Phytosphingosine derivative was synthesized from D-lyxose. The 2,3-dihydroxy groups of D-lyxose were selectively protected by 2-methoxypropene in the presence of acid to give actonide intermediate, and then the primary hydroxyl group of this intermediate was subjected to trityl chloride and base condition to give trityl ether. Followed by Wittig olefination, the subsequent intermediate reacted with C13H27PPh3Br in the presence of lithium hexamethyldisilazide (LHMDS) to yield alkene with the E/Z ratio of 2:1 by 1H NMR spectrometry characterization. After catalytic hydrogenation of unsaturated alkene intermediate to give alkane, the hydroxy group was activated by triflate anhydride and 2,6-lutidine to give a triflate intermediate. The SN2 reaction of triflate intermediate with tetramethylguanidinium azide (TMGA) gave azido compound with inverted configuration. The trityl group of Cl was selectively removed by using triflouroacetic acid (TFA).

[00309] Glycosylation of doner-galactose derivative and acceptor phytosphingosine was subjected to a condition using trifluoromethanesulfonic anhydride (Tf20) and dimethyl sulfide (Me2S) as promoters to get the key intermediate. Then, the azido group of this key intermediate was reduced by using Staudinger reaction to give the amine intermediate. The amine was coupled with freshly prepared fatty acid by using EDC and HBTU and then global deprotected to give compound C34.

[00310] Characterization data for this compound is described below.

[00311] Compound C34: 1H NMR (600MHz, pyridine-d5) O: 8.53 (d, J = 8.6 Hz, 1H), 7.27 (d, J = 8.4 Hz, 2H), 7.14 (t, J = 8.4 Hz, 2H), 7.05-7.09 (m, 4H), 5.59 (d, J = 3.8 Hz, IH), 5.27 (m, IH), 4.70-4.65 (m, 2H), 4.55 (d, J= 2.6 Hz, IH), 4.52 (t, J= 6.0 Hz, I H), 4.45-4.39 (m, 4H), 4.35-4.30 (m, 1 H), 2.59 (t, J = 7.6 Hz, 2H), 2.45 (t, 2H), 2.30 (m, IH), 1.91 (m, 2H), 1.81 (m, 2H), 1.68 (m, 2H), 1.59 (m, 2H), 1.47-1.15 (m, 42H), 0.87 (t, J = 6.9 Hz, 3H). 3C NMR (150MHz, pyridine-d5) ö: 173.79, 160.19, 158.60, 156.32, 154.53, 138.89, 130.73, 123.65, 121.06, 121.01, 119.46, 117.25, 117.09, 102.00, 77.17, 73.53, 72.96, 72.09, 71.46, 71.29, 70.79, 69.07, 63.12, 51.95, 37.27, 35.86, 34.82, 32.60, 32.47, 30.84, 30.63, 30.48, 30.41, 30.35, 30.28, 30.25, 30.20, 30.10, 30.03, 26.99, 26.87, 23.42, 14.77. HRMS (ESI-TOF) for C47H75FNO10Na [M + NaJ calcd 856.5345, found 856.5362.

[00312] Isolation and Generation of Human NK Cell Lines, Immature Monocyte-Derived Dendritic Cells and NK/NKTs [00313] The naïve Va24i NKT cells were separated using indirectly conjugated anti-Va241TCR microbeads (Miltenyl Biotec, USA). The isolated cells were incubated in the presence of 50 U/mI IL-2 (R&D system) and replenished with fresh media every 3 days. The generation of a-Galcer-pulsed or phenyl glycolipid-pulsed Va24i NKT were done as follows. Anti-Vci24i TCR mAbs, and anti-CDI4 mAbs, each coupled to magnetic beads (Miltenyi Biotec, Auburn, CA), were used sequentially to isolate Va24i NKT cells and CDI4 cells from leukopaks. Immature dendritic cells were generated from the CDI4 cells after a 2-day incubation in the presence of 300 U/mI GM-CSF (R & D Systems) and 100 U/mI IL-4 (R& D Systems). After irradiation with 2,000 rad, the immature dendritic cells were cocultured with syngeneic CD16I cells in the presence of 100 ng/ml a-GalCer or CII and 50 U/mI lL-2 (Invitrogen) for 10- 14 days. After stimulating the Va24i NKT cells a second time with 100 nglml a-GalCer or Cu-pulsed irradiated immature dendritic cells to generate a-GalCer pulsed or phenyl-glycolipid pulsed 1NKT cells, respectively. All iNKT cell lines (naïve, a-GalCer pulsed or phenyl-glycolipid pulsed) were shown flow cytometrically to express Va24i T cell antigen receptor (95% purity). NK and NKT cells were isolated from human leukopaks using anti-CD56 microbeads (Miltenyi Biotec, USA).

[00314] The generation of a-GalCer analog-pulsed human NKT cell lines was done according to the methods of Fujio et aL, and these cells were used to assess cytokine response to the studied a-GalCer analogs (see Figures 5 and 6). Immature DCs were derived from CD14 cells in leukopaks after a two-day incubation with 300 U/mI GM-CSF and 100 U/mI IL-4. After irradiation (3,000 rad), the iDCs were cultured together with autologous CD161 cells in the presence of 100 ng/ml a-GalCer and 10 U/mI IL-2 for 10 days. After repeating this stimulation, NK cell lines were generated and shown to express CD161/CD3+/Va24iTCR (99% purity). To generate immature human monocyte-derived DOs, CD14 cells in leukopaks were cultured in the presence of 300 U/mI GM-CSF and 100 U/mI lL-4 for 6 days. These DOs had an immature phenotype (cD14CD8o+cD86+cD83w HLADR) and exhibited higher CDId expression than mature DCs. The 1DCs were pulsed with various a-GaICer analogs at 3 tg/ml and their phenotype and morphology were examined 48 hours later.

[00315] The naïve NKTs (CD161ICD3) used for TCR activation experiments (see Figure 19) were isolated by using indirectly conjugated anti-CDI6I multi-sort microbeads and were further separated by anti-CD3 microbeads. The isolated cells were incubated in the presence of 100 U/mI IL-2 and replenished with fresh media every 3 days.

[00316] In vitro Human NKT Cell Cytokine Secretion Assay [00317] Va24i human NKT cells (1x105) were cocultured with 5x104 irradiated immature CD14 DOs in the presence of the a-GalCer analogs of the present disclosure at 10 pg/mI in a 96-well flat-bottom plate. Cytokines/chemokines in the supernatant collected at 18h were quantified with the Beadlyte� Human 22-plex Multi-Cytokine Detection System and determined by Luminex� 100TM system.

[00318] In vitro Expansion of iNKTs.

[00319] Human CD56 cells (NK/NKT mixtures) used for iNKT cell expansion experiments (see Figures 13 and 14) were isolated from human leukopaks by using anti-CD56 microbeads. Human CD56 cells (NK/NKT mixtures) were cultured with 4 x i05 autologous immature CD14 DCs pulsed with the indicated ci-GalCer analogs at 3 g/ml or 0.3% DMSO on day 2 for 18 hours (see Figures 13 and 14) or at 10 or ng/ml on day 2 for 18 hours (see Figure 15). On day 3, the suspension cells were transferred to a new dish, cultured in the presence of 100 U/mI IL-2, and replenished with fresh medium every 3 days. The population of CD161/Va24TCR cells in the NK/NKT mixtures were gated by flow cytometry on day 9, and the total number of Va24i NKT were counted.

[003201 Human NKT TCR Activation [00321] In an exemplary implementation, HeLa, HeLa-CDId or autologous iDCs were incubated on 24 well-plate with Cl, Cli, Cl 3 or C17 at 10 pg/ml or with DMSO for 2h, and then 3 x i05 naïve CD161/CD3 NKTs were added (see Figure 19). In another exemplary implementation, HeLa or HeLa-CD1d cells were loaded with Cl, C16, C23, 08-5, 08-6 or C26 at 100 ng/ml or with DMSO for 2 hours, and then 3 x i05 naïve CD161/CD3 NKTs were added (see Figure 20). After 5-10 mm stimulation, cells in suspension were transferred to tubes, washed with PBS, and lysed with Beadlyte� Cell Signaling Universal Lysis Buffer at 40 C. The concentrations of phospho-CD3 (Phospho-tyrosine), phospho-ERKI/2 (Thr185/Tyr187), phospho-CREB (Ser133), phospho-Syk (Phospho-tyrosine), phospho-p38 (TH ri 80/Tyr 182), phospho-IicBo (Ser32), phospho-Lck, phospho-Lat, phospho-STAT3 (Ser727), phospho-STAT5 A/B (Tyr 694/699) and phospho-Dap-70 (Phospho-tyrosine) in lysates were assessed by Beadlyte� Phosphoprotein Detection System according to the assay protocol, and determined by a Luminexl0O system. The value was normalized with the amount of total input protein.

[00322] In vitro CDId-tetramer assay [00323] 1 pg of soluble divalent mouse CDId-lgGl fusion protein (mouse CDId- lgGl tetramers, BD Pharmingen) was incubated overnight with 10 mole of each a-GalCer analog at 37°C and at neutral pH according to the manufacturer's protocol.

The glycolipid-loaded CD1d-lgGl tetramers were incubated with mouse NKTs at 4°C for 60 mm, followed by incubation with FITC-coupled anti-mouse IgGI mAb (A85-1).

The cells were also surface-stained with a PE coupled anti-NK and APC coupled anti-CD3 mAb (BD Pharmingen).

[00324] Preparation of mouse splenocytes [00325] BALB/c mice treated with the indicated a-GalCer analogs of the present disclosure or vehicle were sacrificed at 72 h after injection. The spleens were harvested. In brief, after pressing the spleen through 70 tm strainer and lysis of erythrocytes, the nucleated cells were resuspended in Hank's Balanced Salt Solution and centrifuged at 300 g for 5 mm at 4°C, then subjected to FACS analysis.

[00326] Determination of Mouse Splenocyte Subpopulations [003271 BALB/c mice treated with the indicated a-GalCer analogs of the present disclosure (2 ug! mouse) or vehicle (1% DMSO in PBS) and were sacrificed at 72 h and the spleen was harvested. In brief, after pressing the spleen through 70 tm strainer and lysis of erythrocytes, the nucleated cells were resuspended in Hank's Balanced Salt Solution and centrifuged at 300 g for 5 mm at 4°C, then subjected to FACS analysis. The anti-CD3e-allophycocyanin, anti-CD4-PE, anti-CD8a- allophycocyanin-cyanide-dye7, anti-CD 11 c-allophycocyanin, anti-CD23-PE, anti- 45R-allophycocyanin, anti-CD69-FITC, anti-CD8O-FITC, anti-CD86-PE, anti-Ly6G-PE, and U5A2-l3Ag+ -PE were obtained from BD Bioscience-Pharmingen.

[00328] Determination of Mouse Splenocyte NKT and NK Subpopulations [00329] BALB/c mice treated with indicated ct-GalCer analogs of the present disclosure (0.1 ug/ mouse) or vehicle (0.1% DMSO in PBS) and were sacrificed at 72 h and the spleen was harvested. In brief, after pressing the spleen through 70 urn strainer and Iysis of erythrocytes, the nucleated cells were resuspended in Hank's Balanced Salt Solution and centrifuged at 300 g for 5 mm at 4°C, then subjected to FACS analysis. The anti-CD3e-allophycocyanin and NK marker U5A2-l3Ag+ -PE were obtained from BD Bioscience-Pharmingen.

[00330] Serum Cytokines/Chemokines [00331] Mouse serum samples were collected at 0, 2, 18, 36, 48, and 72 h after administration of vehicle or synthetic a-GalCer analogs of the present disclosure.

The serum concentrations of various cytokines/chemokines were measured by Beadlyte� Mouse 21-plex Cytokine Detection System and read by a Luminex� 100TM system.

[00332] Lung Cancer Model in Mice [00333] C57BL/6 mice (6-8 weeks, female) were injected IV with 2 X i05 syngeneic lung cancer (TC1) cells suspended in 0.1 ml of PBS. At I hr, groups of C57BL16 mice (n=5) were treated with the indicated a-GaICer analogs of the present disclosure IV (2 p.g per mouse) or vehicle twice per week for four weeks. The body weight was recorded for one month and survival was monitored for 50 days.

[00334] Breast Cancer Model in Mice [00335] BALB/C mice (6-8 weeks, female) were inoculated with 2 X i05 syngeneic breast cancer (4T1) SubQ on the right lower back. Groups of BALB/c mice (n=6) were treated IV or SubQ with the indicated a-GalCer analogs of the present disclosure or vehicle twice per week for four weeks 3 days after tumor inoculation.

The a-GaICer analogs were injected at a site distal to the tumor inoculation site. The tumor volume was recorded every 3 days for one month by measuring with a caliper along the long axis (a), the short axis (b) and the height (c). Tumor volumes (mm3) were calculated by the formula: a x b x c, and survival was monitored for 70 days.

[00336] Real Time Assessement of Tumor Growth in Mice [00337] Mouse images were obtained and analyzed by Xenogen's IVIS� 200 Series and Living Image� Software (Xenogen, U.S.). In melanoma model, C57BL16 mice (6-8 weeks, female) were injected intravenously with 2X105 syngeneic melanoma (B16) cells suspended in 0.1 ml of PBS. After 3 days, groups of C57BL/6 mice (n=5) were treated intravenously with indicated glycolipids under the indicated therapeutic protocol. The tumor volume was recorded every three days for 24 days.

[00338] Infiltration of Lymphocytes by Flow Cytometric Analysis [00339] Tumors from control and glyclolipids treated mice were aseptically removed on days 21 after tumor implantation and manually cut into 2-3-mm pieces in a culture Petri dish. The small tissue fragments were then digested with 0.01% DNase, 0.01% hyaluranidase, and 0.1% collagenase (all from Sigma Chemical Co.) in RPMI 1640 for 2-3 h at 37°C with continuous stirring. The resulting single cell suspensions were then washed twice with 0.1% FCS in PBS and stained by standard flow cytometry methods. To detect subpopulations of lymphocytes infiltrating these tissues, the following conjugated antibodies were used for FACS: FITC-anti-CD3, PE-anti-NK, APCCy7-anti-CD8, (BD Biosciences PharMingen, San Diego, CA).

[00340] Immunohistochemistry Staining [003411 The lung nodules were taken from B6 mice i.v injected with 2X105 TC1 tumor cells for 3 weeks then sacrificed to do paraffin-embedded sections. 3 pm thick sections were treated at 56°C oven overnight followed by deparaffinization & heat-mediated antigen retrieval (in pH 9 Tris-EDTA buffer at 121°C for 7.5 mins) and incubated with anti-CD45RA antibody (clone RA3-6B2; BD Biosciences PharMingen, San Diego, CA) as an indicative of common lymphocyte antigens at a titration of 1:100 at 4°C overnight. The bound primary antibody is detected by the addiction of secondary antibody conjugated with horseradish peroxidase and DAB substrate. All sections were counterstained with haematoxylin prior to mounting.

[00342] Statistical analysis [00343] Unpaired two-tailed Student's t test was used for data analysis with PRISM software. Graphs show mean values of triplicate experiments, and error bars represent the SD. Differences in tumor protection of each group were analyzed by using the log-rank test. P<0.05 was considered statistically significant.

[00344] Antibacterial Efficacy Studies [00345] Glycolipid Analogs of a-GalCer [00346] The structures of the a-GalCer analogs used in the antibacterial studies are shown in Figure 2, C3, 09, Cli and 014-017. a-GalCer analogs stock solutions were prepared as 1 mg/mI DMSO solutions. ct-GalCer analogs were diluted with phosphate buffered saline (PBS) to 10 ig/ml before use.

[00347] Animals and Bacteria [00348] Female 057L16 and BALB/c-Byl mice at 6-8 week old were used for studies.

Mice were housed in plastic cages with free access to food and water and allowed to acclimate at least one week prior to the start of the experiments. The bacterial strain Spingomonas capsulate (ATCC 14666) was obtained from BCRC, Taiwan. The bacterial strain Klebsiella pneumoniae (NTUH-KP2044) was a gift from Dr. J. T. Wang, National Taiwan University Hospital, Taiwan.

[00349] Antibacterial Efficacy Study Using Sphingomonas Capsulate Infected Mice [00350] Six to eight week old female C57BL16 mice were injected IP with 5x108 Sphingomonas capsulate cells. Mice were grouped into treatment and control groups with 4-6 mice per group. Four hours after the infection, mice in the treatment group were injected IP with testing c-GalCer analogs at 50 or 100 jtg/kg, and the control group mice were injected with same volumes of PBS. Twenty-four hours after bacterial infection, mice from all groups were sacrificed. Livers were removed from mice and homogenized in 0.9% NaCI, 0.02% Tween 80 using tissue homogenizers. Colony formation units (CFU) of Sphingomonas capsulate in liver homogenates were determined by plating diluted samples on nutrient plates.

Colonies were counted after incubation for 48 hours at 37°C.

[00351] Antibacterial Efficacy Study Using K. Pneumoniae Infected Mice [00352] BALB/c-Byl female mice (ten mice per group) were administered a single dose (106 CFU) of live K. pneumoniae by oral gavage. Mice in the treatment groups were injected with testing a-GalCer analogs at 100 tg/kg twice at 4-hour and 8-hour after bacterial infection. Mice in the control group were injected with PBS at 4-and 8-hour. Twenty four hours after infection, all mice were sacrificed. Both livers and lungs were collected from each mouse, and homogenized. Bacterial counts were determined similarly as described above.

[00353] Statistical analysis [00354] Comparative efficacies of testing cL-GalCer analogs were illustrated by comparison of the organ CFU values of treatment groups with those in control groups, and the significance of the efficacy was indicated in p-values of <0.05 or <0.01, respectively.

[00355] Glycolipid testing agents [00356] The structures of glycolipids and their code names used are shown in Figure 64 (A-B). Glycolipid stock solutions were prepared as 1 mg/mL DMSO solutions. Compounds were diluted with phosphate buffered saline (PBS) to 10-30 p.g/mL and used for animal studies.

[00357] Mice, viruses, and bacteria used [00358] C57L16 and BALB/c mice at 6-8 week old were used for studies. Mice were housed in plastic cages with free access to food and water and allowed to acclimate at least one week prior to the start of the experiments. The viruses used in this study are influenza strain WSN (AIWSN/1933/H1NI), and Japanese Encephalitis Virus (JEV, RP-9 strain) as previously described. The bacterial strain Sphingomonas capsulata (ATCC 14666) was obtained from BCRC, Taiwan. The luminescence Staphylococcus aureus Xen29 was purchased from Xenogen Corporation (CA, USA). All animal studies were approved by the Academia Sinica Animal Study Committee and were conducted according to the guidelines. Immuno-deficient mice used in this study are as described previously.

[00359] Antibacterial efficacy study using Sphingomonas capsulata infected mice [00360] Six to eight week old female C57BL/6 mice were injected intraperitoneally with 5x108 Sphingomonas capsulata cells. Mice were grouped into treatment and control groups with 5-10 mice per group. Three to four hours after the infection, mice in the treatment group were injected intraperitoneally with testing glycolipids at 50 or g/kg, and the control group mice were injected with same volumes of PBS.

Twenty-four hours after bacterial infection, mice from all groups were sacrificed.

Livers were removed from mice and homogenized in 0.9% NaCl, 0.02% Tween 80 using tissue homogenizers. Colony formation units (CFU) of Sphingomonas capsulata in liver homogenates were determined by plating diluted samples on nutrient plates. Colonies were counted after incubation for 48 hours at 37°C. The antibacterial results were analyzed using one-way ANOVA to assess the significance of the difference in treatment group followed by Turkey post test.

1003611 Antibacterial efficacy study using luminescence Staphylococcus aureus (X29) by image analyses [00362] Balb/C female mice were weighed, grouped and injected in the posterior quadriceps muscle of the left thighs with 200 tL PBS containing 3 X 108 CFU of S. aureus Xen29. At different times after Xen29 infection, mice were IP injected with vehicle or glycolipids as described. Mice were periodically imaged using lVlS Imaging System (Xenogen Corporation, CA, USA) as described. The imaging results, in relative luminescence were analyzed using one-way ANOVA to assess the significance of the difference in treatment group followed by Turkey post test.

[00363] Japanese Encephalitis Virus (JEV) infection animal model [00364] Seven week old C57/B56 mice were grouped and injected with glycolipids at various times in the JEV infected mice. The infection was done by IP injection with 5X105 PFU of the RP-9 strain JEV in 500 xL PBS and simultaneously injected intracerebrally with 50 mL PBS (the IF plus IC routes) as described previously. The survival of the mice was monitored daily. The survival curves of glycolipids treated groups were compared to the control group using Prism software (GraphPad Software, San Diego, CA).

[00365] Anti-influenza animal model study [00366] For the evaluation of the in vivo efficacy of the a-GaICer analogs, Balb/c mice were treated with C34 at different times relative to the nasal infection using 10 LD50 WSN virus. Mouse survivals in all groups were examined daily for 14 days post-infection. The survival curves of glycolipids treated groups were compared to the control group using Prism software (GraphPad Software, San Diego, CA).

[00367] lmmunoprotection against avian influenza virus infection by intramuscular injection of two dosages of pCHA5 +1-glycolipid vaccine.

[00368] Mice were vaccinated with pCHA5 (30.1g) +1-glycolipids (1 pig) through IM route and were boosted with pCHA5 only two weeks later. Two weeks after booster injection, sera were collected and tested for HA-specific antibody titers by ELISA (Fig. 73A) and mice were challenged with 200 LD50 of NIBRG-14 viruses and monitored for survival (Fig. 73B).

[00369] Single intramuscular vaccination of pCHA5 with and without glycolipids.

[00370] Immune responses and mice survival after single IM dose of pCHA5 were enhanced by using glycolipids as adjuvants. Mice were vaccinated with pCHA5 (50 tg) +1-glycolipids (2 jig) or alum through IM route. Three weeks after vaccination, sera were collected and tested HA-specific antibody titers by ELISA (Fig. 74A). At the same time, mice were sacrified and splenocytes were harvested for ELISPOT assay (Fig. 74B). Another group of mice were challenged with 200 LD50 of NIBRG-14 virus and monitored for survival (Fig. 74C).

[00371] Comparison of the adjuvant effects of glycolipids for pCHA5 and pCHA5-ll vaccine.

[003721 Mice were vaccinated with pCHA5 or pCHA5-Il (30 jig) +1-glycolipids (2 jig) through IM/EP route at week 0 and three. Two weeks after booster injection, sera were collected and tested anti-HA antibody titers by ELISA (Fig. 75A), and, mice which were vaccinated with pCHA5 (Fig. 75B) and pCHA5-Il (Fig. 75C) were challenged with E319 virus and survivals were monitored.

[00373] Dose effects of pCHA5-Il and C34 on HA-specific antibody production and immune protection in mice.

[00374] Mice were vaccinated with single dose of pCHA5-ll (100, 75, 50 rig) with or without C34 (0.5, 1, 2, 4 tg) as adjuvant through IM route. Three weeks after vaccination, sera were collected and HA-specific antibody titers were assayed by ELISA (Fig. 76A). At the same time, mice were sacrified and splenocytes were harvested for ELISPOT assay (Fig. 76B). Meanwhile, other groups of mice were challenged with NIBRG-14 virus and mice survivals were monitored. Fig. 76C shows survivals of mice treated with different doses of pCHA5-Il and 2 tg C34 adjuvant.

Fig. 76D shows survivals of mice treated with 100 tg pCHA5-ll and C34 at various dosages.

[00375] Adjuvant effect of C34 on neutralization antibody production against various HA-pseudotyped viruses.

[00376] Female BALB/c mice were IM/EP vaccinated with 0.2 jig of pCHA5 dissolved in PBS containing 2 g of C34 on week 0 and 3. Sera were collected 2 weeks after the last vaccination and examined by HA-pseudotyped virus neutralization assay. Data were reported as serum dilutions giving 50% of HA-pseudotyped virus neutralization (ID50). TK (Fig. 77A), VN1194 (Fig. 77B), 1D05 (Fig. 77C), and Anhui05 (Fig. 77D) HA-pseudotyped viruses were used in this assay.

Nonlinear regression analysis was used to examine the data fit. Value of p was the comparison of fits. * p < 0.05 and presented statistical significant when compare C34-adjuvanted group with pCHA5 only group.

[00377] Serum cytokine expression profiles in mice receiving pCHA5 with or without C34 as adjuvant.

[00378] Female BALB/c mice were vaccinated with 0.2 jig pCHA5 with or without C34 through IM/EP route at week 0 and 3. Sera were collected before (Oh) and 20h after second vaccination. Serum concentrations of cytokine were assayed by Luminex 200 system. * p < 0.05 by two-tailed unpaired t test when compare C34 adjuvanted group with pCHA5 only group. # p < 0.05 by two-tailed unpaired t test when compare the Oh with 20h. Results are shown with respect to IL-2 (Fig. 78A), IL-5 (Fig. 78B), IL-13 (Fig. 78C), RANTES (Fig. 78D), MIP-la (Fig. 78E), MlP-1 (Fig. 78F), KC (Fig. 78G), lL-1 (Fig. 78H), IL-17 (Fig. 781), IL-12p40 (Fig. 78J), G-CSF (Fig. 78K), and IFN-y (Fig. 78L).

[00379] The neutralization abilities of antisera with induction by C34 through single dose intramuscular injection.

[00380] Female BALB/c mice were IM vaccinated with 50 ig of pCHA5-ll dissolved in PBS containing 2 of C34. Three weeks later, sera were collected and examined by HA-pseudotyped virus neutralization assay. HA-pseudotyped virus of TK, VN1194, lD5, and RG5 were used in this assay. Data were reported as ID50.

Nonlinear regression analysis was used to examine the data fit. Value of p was the comparison of fits. * p < 0.05 and presented statistical significant when compare C34-adjuvanted group with pCHA5-ll only group. Results are shown with respect to AnhiO5 (Fig. 79A), TKO5 (Fig. 79B), lDO5 (Fig. 79C), and VN1194 (Fig. 79D).

Claims (109)

1. CLAIMS1. A composition comprising: an effective amount of a vaccine adjuvant compound represented by the structure of formula 1: (1)HOOCHOHor a pharmaceutically acceptable salt thereof; and a vaccine agent.
2. 2. The composition of claim I wherein the vaccine agent is selected from the group consisting of a killed microorganism, a live attenuated virus microorganism, a toxoid, a fragment of an inactivated or attenuated microorganism, DNA, and a unique marker (e.g., a protein, glycoprotein, saccharide) or a combination of the markers on cancer cells or microorganisms.
3. 3. The composition of claim I wherein a subject is administered the composition by subcutaneous administration, intravenous administration, intranasal administration, intramuscular administration, or oral administration.
4. 4. The composition of claim 1 wherein the composition elicits a neutralization efficacy against H5NI influenza virus.
5. 5. The composition of claim 4 wherein the H5N1 influenza virus is at least one of wild type H5N1 influenza virus (E319), TKO5, VN1194, lDO5, and AnhuiO5.
6. 6. The composition of claim I wherein the vaccine agent is at least one of pCHA5, and pCHA5-ll.
7. 7. The composition of claim 1 wherein the composition effects a higher production of at least one of proinflammatory cytokines, T helper type I and II cytokines and chemokines involved in cell proliferation and chemotaxis.
8. 8. The composition of claim I wherein the composition is effective to increase cytokine expression of at least one of IL-2, IL-5, IL-13, RANTES, MIP-1c, MIP-1f3, KC, IL-13, IL-17, IL-12p40, G-CSF, and FN-y.
9. 9. A pharmaceutical composition, for use in anti-tumor immunotherapy comprising: an effective amount of a compound represented by the structure of formula 1: (1)HO OHHOC12H25OHor a pharmaceutically acceptable salt thereof.
10. 10. The pharmaceutical composition of claim 9 wherein administration of the compound is based on at least one of cancer, an elevated risk for cancer or precancerous precursors.
11. 11. The pharmaceutical composition of claim 9 wherein administration of the compound elicits a response in at least one of tumor and cancer cells.
12. 12. The pharmaceutical composition of claim 11 wherein the response elicited is a slowing down in a growth of the tumor.
13. 13. The pharmaceutical composition of claim 11 wherein the response elicited is a reduction in a size of the tumor.
14. 14. The pharmaceutical composition of claim 9 wherein administration of the compound is to effect an adaptive immune system that includes a population of cells, the population including at least one lymphocyte and wherein the response elicited is an expansion of the population of cells in the adaptive immune system.
15. 15. The pharmaceutical composition of claim 14 wherein the expansion of the population of cells in the adaptive immune system includes an expansion in a number of T cells, CD8 Tcells, NK cells or NKT cells.
16. 16. The pharmaceutical composition of claim 9 further comprising a cancer vaccine to which the compound is added to.
17. 17. The pharmaceutical composition of claim 10 wherein the cancer is selected from the group consisting of lung caner, breast cancer, hepatoma, leukemia, solid tumor and carcinoma.
18. 18. A pharmaceutical composition, for use in the treatment or prophylaxis of a viral or bacterial infection, comprising: an effective amount of a compound represented by the structure of formula 1: (1) HO HN&WW3F -CH5

    OHa pharmaceutically acceptable carrier; wherein the compound, when administered to a subject having an adaptive immune system that includes a population of cells including at least one lymphocyte and at least one antigen-presenting cell, forms a complex between the compound and the antigen-presenting cell, wherein the formation of the complex results in the activation of a receptor on the lymphocyte to produce the cytokine response
19. 19. The pharmaceutical composition of claim 18 wherein the cytokine response is a THI-type cytokine response which produces THI cytokines.
20. 20. The pharmaceutical composition of claim 19 wherein the THI cytokines are selected from the group consisting of IFN-7, IL-1f3, IL-2, IL-3, lL-8, lL-12, IL-15, TNF-a, GM-CSF, RANTES, MIP-Ia and MOP-I.
21. 21. The pharmaceutical composition of claim 18 wherein the cytokine response is a TH2-type cytokine response which produces TH2 cytokines.
22. 22. The pharmaceutical composition of claim 21 wherein the TH2 cytokines are selected from the group consisting of IL-4, lL-6, IL-8, IL-b, [-13, RANTES, MIP-Ia and MOP-i.
23. 23. The pharmaceutical composition of claim 18 wherein administering the compound is accomplished by subcutaneous administration, intravenous administration, intranasal administration, intramuscular administration, or oral administration.
24. 24. The pharmaceutical composition of claim 18 wherein the at least one lymphocyte is a T lymphocyte.
25. 25. The pharmaceutical composition of claim 24 wherein the T lymphocyte is a Natural Killer T cell.
26. 26. The pharmaceutical composition of claim 25 wherein the Natural Killer T cell is an invariant Natural Killer T cell.
27. 27. The pharmaceutical composition of claim 18 wherein the at least one antigen-presenting cell is a dendritic cell.
28. 28. The pharmaceutical composition of claim 27 wherein the dendritic cell is an immature or a mature dendritic cell.
29. 29. The pharmaceutical composition of claim 18 wherein the compound forms a complex with a CDI molecule on the antigen-presenting cell.
30. 30. The pharmaceutical composition of claim 29 where the CDI molecule is a CDId molecule.
31. 31. The pharmaceutical composition of claim 24 wherein the receptor on the T lymphocyte is a T cell receptor.
32. 32. The pharmaceutical composition of claim 18 wherein the compound stimulates at least one other lymphocyte to produce the cytokine response.
33. 33. The pharmaceutical composition of claim 32 wherein the at least one other lymphocyte is a T helper cell.
34. 34. The pharmaceutical composition of claim 18 wherein the administration of the compound results in an expansion of the population of cells in the adaptive immune system of the subject.
35. 35. The pharmaceutical composition of claim 19 wherein the subject suffers from a cancer or an infectious disease.
36. 36. The pharmaceutical composition of claim 21 wherein the subject suffers from an autoimmune disease.
37. 37. The pharmaceutical composition of claim 18 wherein the subject suffers froni at least one of Sphingomonas capsulata, Japanese Encephalitis Virus, Staphylococcus aureus, and Influenza.
38. 38. A composition comprising: an effective amount of a vaccine adjuvant compound represented by the structure of formula 2: (2) OH -OH oHO H N For a pharmaceutically acceptable salt thereof; and a vaccine agent.
39. 39. The composition of claim 38 wherein the vaccine agent is selected from the group consisting of a killed microorganism, a live attenuated virus microorganism, a toxoid, a fragment of an inactivated or attenuated microorganism, DNA, and a unique marker (e.g., a protein, glycoprotein, saccharide) or a combination of the markers on cancer cells or microorganisms.
40. 40. The composition of claim 38 wherein a subject is administered the composition by subcutaneous administration, intravenous administration, intranasal administration, intramuscular administration, or oral administration.
41. 41. The composition of claim 38 wherein the vaccine agent is at least one of pCHA5, and pCHA5-ll.
42. 42. A pharmaceutical composition for anti-viral therapy comprising: administering an effective amount of a compound represented by the structure of formula 2: (2) OHOH o HO, HN-F or a pharmaceutically acceptable salt thereof;
43. 43. The pharmaceutical composition of claim 42 wherein a subject suffers from a viral infection.
44. 44. The pharmaceutical composition of claim 43 wherein the viral infection is at least one of Japanese Encephalitis Virus and Influenza.
45. 45. The pharmaceutical composition of claim 42 wherein a subject suffers from a bacterial infection.
46. 46. The pharmaceutical composition of claim 45 wherein the bacterial infection is at least one of Sphingomonas capsulata, Staphylococcus aureus, and Klebsiella Pneumoniae.
47. 47. A composition comprising: an effective amount of a vaccine adjuvant compound represented by the structure of formula 3: (3) OH,OH 0 H0 H or a pharmaceutically acceptable salt thereof; and a vaccine agent.
48. 48. The composition of claim 47 wherein the vaccine agent is selected from the group consisting of a killed microorganism, a live attenuated virus microorganism, a toxoid, a fragment of an inactivated or attenuated microorganism, DNA, and a unique marker (e.g., a protein, glycoprotein, saccharide) or a combination of the markers on cancer cells or microorganisms.
49. 49. The composition of claim 47 wherein a subject is administered the composition by subcutaneous administration, intravenous administration, intranasal administration, intramuscular administration, or oral administration.
50. 50. A pharmaceutical composition for anti-infective therapy comprising: administering an effective amount of a compound represented by the structure of formula 3: (3) OH n-OHHO HNWor a pharmaceutically acceptable salt thereof.
51. 51. The pharmaceutical composition of claim 50 wherein a subject suffers from a viral infection.
52. 52. The pharmaceutical composition of claim 51 wherein the viral infection is at least one of Japanese Encephalitis Virus and Influenza.
53. 53. The pharmaceutical composition of claim 50 wherein a subject suffers from a bacterial infection.
54. 54. The pharmaceutical composition of claim 53 wherein the bacterial infection is at least one of Sphingomonas capsulata, Staphylococcus aureus, and Klebsiella Pneumoniae.
55. 55. A method of synthesizing a compound represented by the structure of formula 1: (1) Attorney Docket: 37919.50170HO OHHOOHcomprising: selectively protecting 2,3-dihydroxy groups of D-lyxose by 2-methoxypropene in the presence of acid to give an actonide intermediate; subjecting a primary hydroxyl group of the actonide intermediate to trityl chloride and base condition to give a trityl ether intermediate; reacting the trityl ether intermediate with C13H27PPh3Br by Wittig olefination in the presence of lithium hexamethyldisilazide (LHMDS), whereby an alkene intermediate with the EIZ ratio of 2:1 by 1H NMR spectrometry characterization is yielded; hydrogenating the alkene intermediate to give an alkane; activating a hydroxy group of the alkane by triflate anhydride and 2,6-lutidine to give a triflate intermediate; reacting the triflate intermediate with tetramethylguanidinium azide (TMGA) by SN2 reaction to give an azido compound with inverted configuration; removing a trityl group of the azido compound by using triflouroacetic acid (TFA) to give phytosphingosine; effecting glycosylation of doner-galactose derivative and acceptor phytosphingosine using trifluoromethanesulfonic anhydride (Tf20) and dimethyl sulfide (Me2S) as promoters to give a key intermediate having an azido group; reducing the azido group of the key intermediate using a Staudinger reaction to give an amine intermediate; and coupling the amine intermediate with fatty acid using EDC and HBTU.
56. 56. A method of enhancing an immune response to a vaccine agent comprising: administering an effective amount of a compound represented by the structure of formula 1: (1)HOOCHOHor a pharmaceutically acceptable salt thereof; and a vaccine agent.
57. 57. The method of claim 56 wherein the vaccine agent is selected from the group consisting of a killed microorganism, a live attenuated virus microorganism, a toxoid, a fragment of an inactivated or attenuated microorganism, DNA, and a unique marker (e.g., a protein, glycoprotein, saccharide) or a combination of the markers on cancer cells or microorganisms.
58. 58. The method of claim 56 wherein a subject is administered the compound by subcutaneous administration, intravenous administration, intranasal administration, intramuscular administration, or oral administration.
59. 59. The method of claim 56 wherein the compound and the vaccine agent elicit a neutralization efficacy against H5NI influenza virus.
60. 60. The method of claim 59 wherein the H5NI influenza virus is at least one of wild type H5NI influenza virus (E319), TKO5, VN1194, DOS, and Anhui05.
61. 61. The method of claim 56 wherein the vaccine agent is at least one of pCHA5, and pCHA5-lI.
62. 62. The method of claim 56 wherein the compound and the vaccine agent effect a higher production of at least one of proinflammatory cytokines, T helper type I and II cytokines and chemokines involved in cell proliferation and chemotaxis.
63. 63. The method of claim 56 wherein the compound and the vaccine agent are effective to increase cytokine expression of at least one of lL-2, IL-5, IL-13, RANTES, MIP-la, MIP-113, KG, lL-1, lL-17, lL-12p40, G-CSF, and IFN-y.
64. 64. A method of anti-tumor immunotherapy comprising: administering an effective amount of a compound represented by the structure of formula 1: (1)HO OHHOOHor a pharmaceutically acceptable salt thereof.
65. 65. The method of claim 64 wherein the administration is based on at least one of cancer, an elevated risk for cancer or precancerous precursors.
66. 66. The method of claim 64 wherein the administration of the compound elicits a response in at least one of tumor and cancer cells.
67. 67. The method of claim 66 wherein the response elicited is a slowing down in a growth of the tumor.
68. 68. The method of claim 66 wherein the response elicited is a reduction in a size of the tumor.
69. 69. The method of claim 64 wherein the administration of the compound is to effect an adaptive immune system that includes a population of cells, the population including at least one lymphocyte and wherein the response elicited is an expansion of the population of cells in the adaptive immune system.
70. 70. The method of claim 69 wherein the expansion of the population of cells in the adaptive immune system includes an expansion in a number of T cells, CD8 Tcells, NK cells or NKT cells.
71. 71. The method of claim 64 further comprising providing a cancer vaccine to which the compound is added to.
72. 72. The method of claim 65 wherein the cancer is selected from the group consisting of lung caner, breast cancer, hepatoma, leukemia, solid tumor and carcinoma.
73. 73. A method for treatment or prophylaxis of a viral or bacterial infection by activating a cytokine response in a subject comprising: administering an effective amount of a compound to a subject, wherein the subject has an adaptive immune system that includes a population of cells, the population including at least one lymphocyte and at least one antigen-presenting cell, and wherein the compound is represented by the structure of formula 1: (1) HO HN)LYj3F 0C12H25OHor a pharmaceutically acceptable salt thereof; forming a complex between the compound and the antigen-presenting cell, wherein the formation of the complex results in the activation of a receptor on the lymphocyte; and activating the lymphocyte to produce the cytokine response.
74. 74. The method of claim 73 wherein the cytokine response is a TH1-type cytokine response which produces TH1 cytokines.
75. 75. The method of claim 74 wherein the THI cytokines are selected from the group consisting of IFN-y, lL-1, lL-2, IL-3, IL-8, lL-12, IL-15, TNF-a, GM-CSF, RANTES, MIP-ict and MCP-1.
76. 76. The method of claim 73 wherein the cytokine response is a TH2-type cytokine response which produces TH2 cytokines.
77. 77. The method of claim 76 wherein the TH2 cytokines are selected from thegroupconsistingoflL-4, lL-6, IL-8, IL-lU, IL-13, RANTES, MIP-laand MCP-1.
78. 78. The method of claim 73 wherein administering the compound is accomplished by subcutaneous administration, intravenous administration, intranasal administration, intramuscular administration, or oral administration.
79. 79. The method of claim 73 wherein the at least one lymphocyte is a T lymphocyte.
80. 80. The method of claim 79 wherein the T lymphocyte is a Natural Killer T cell.
81. 81. The method of claim 80 wherein the Natural Killer T cell is an invariant Natural Killer T cell.
82. 82. The method of claim 73 wherein the at least one antigen-presenting cell is a dendritic cell.
83. 83. The method of claim 82 wherein the dendritic cell is an immature or a mature dendritic cell.
84. 84. The method of claim 73 wherein the compound forms a complex with a CDI molecule on the antigen-presenting cell.
85. 85. The method of claim 84 where the CD1 molecule is a CD1d molecule.
86. 86. The method of claim 79 wherein the receptor on the T lymphocyte is a T cell receptor.
87. 87. The method of claim 73 further comprising: stimulating at least one other lymphocyte to produce the cytokine response.
88. 88. The method of claim 87 wherein the at least one other lymphocyte is a T helper cell.
89. 89. The method of claim 73 wherein the administration of the compound results in an expansion of the population of cells in the adaptive immune system of the subject.
90. 90. The method of claim 74 wherein the subject suffers from a cancer or an infectious disease.
91. 91. The method of claim 76 wherein the subject suffers from an autoimmune disease.
92. 92. The method of claim 73 wherein the subject suffers from at least one of Sphingomonas capsulata, Japanese Encephalitis Virus, Staphylococcus aureus, and Influenza.
93. 93. A method of enhancing an immune response to a vaccine agent comprising: administering an effective amount of a compound represented by the structure of formula 2: (2) Attorney Docket: 3791 9.501 70 OH 1-OH 0HO HN For a pharmaceutically acceptable salt thereof; and a vaccine agent.
94. 94. The method of claim 93 wherein the vaccine agent is selected from the group consisting of a killed microorganism, a live attenuated virus microorganism, a toxoid, a fragment of an inactivated or attenuated microorganism, DNA, and a unique marker (e.g., a protein, glycoprotein, saccharide) or a combination of the markers on cancer cells or microorganisms.
95. 95. The method of claim 93 wherein a subject is administered the compound by subcutaneous administration, intravenous administration, intranasal administration, intramuscular administration, or oral administration.
96. 96. The method of claim 93 wherein the vaccine agent is at least one of pCHA5, and pCHA5-ll.
97. 97. A method of anti-viral therapy comprising: administering an effective amount of a compound represented by the structure of formula 2: (2) OH OH 0IHO H N OHor a pharmaceutically acceptable salt thereof;
98. 98. The method of claim 97 wherein a subject suffers from a viral infection.
99. 99. The method of claim 98 wherein the viral infection is at least one of Japanese Encephalitis Virus and Influenza.
100. 100. The method of claim 97 wherein a subject suffers from a bacterial infection.
101. 101. The method of claim 100 wherein the bacterial infection is at least one of Sphingomonas capsulata, Staphylococcus aureus, and KIebsiella Pneumoniae.
102. 102. A method of enhancing an immune response to a vaccine agent comprising: administering an effective amount of a compound represented by the structure of formula 3: (3) OH -OH 0 H0 H or a pharmaceutically acceptable salt thereof; and a vaccine agent.
103. 103. The method of claim 102 wherein the vaccine agent is selected from the group consisting of a killed microorganism, a live attenuated virus microorganism, a toxoid, a fragment of an inactivated or attenuated microorganism, DNA, and a unique marker (e.g., a protein, glycoprotein, saccharide) or a combination of the markers on cancer cells or microorganisms.
104. 104. The method of claim 102 wherein a subject is administered the compound by subcutaneous administration, intravenous administration, intranasal administration, intramuscular administration, or oral administration.
105. 105. A method of anti-infective therapy comprising: administering an effective amount of a compound represented by the structure of formula 3: (3) OH rOH 0HO Hor a pharmaceutically acceptable salt thereof.
106. 106. The method of claim 105 wherein a subject suffers from a viral infection.
107. 107. The method of claim 106 wherein the viral infection is at least one of Japanese Encephalitis Virus and Influenza.
108. 108. The method of claim 105 wherein a subject suffers from a bacterial infection.
109. 109. The method of claim 108 wherein the bacterial infection is at least one of Sphingomonas capsulata, Staphylococcus aureus, and Klebsiella Pneumoniae.