EP1861807B1 - Biometric identification device with smartcard capabilities - Google Patents

Biometric identification device with smartcard capabilities Download PDF

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Publication number
EP1861807B1
EP1861807B1 EP06748689A EP06748689A EP1861807B1 EP 1861807 B1 EP1861807 B1 EP 1861807B1 EP 06748689 A EP06748689 A EP 06748689A EP 06748689 A EP06748689 A EP 06748689A EP 1861807 B1 EP1861807 B1 EP 1861807B1
Authority
EP
European Patent Office
Prior art keywords
smartcard
processor
biometric
reader
aperture
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Active
Application number
EP06748689A
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German (de)
English (en)
French (fr)
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EP1861807A2 (en
EP1861807A4 (en
Inventor
Thomas Reigle
Charles Cannon
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
1PERFECTID Inc
Original Assignee
Privaris Inc
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
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Publication of EP1861807A2 publication Critical patent/EP1861807A2/en
Publication of EP1861807A4 publication Critical patent/EP1861807A4/en
Application granted granted Critical
Publication of EP1861807B1 publication Critical patent/EP1861807B1/en
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Classifications

    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F21/00Security arrangements for protecting computers, components thereof, programs or data against unauthorised activity
    • G06F21/30Authentication, i.e. establishing the identity or authorisation of security principals
    • G06F21/31User authentication
    • G06F21/32User authentication using biometric data, e.g. fingerprints, iris scans or voiceprints
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06KGRAPHICAL DATA READING; PRESENTATION OF DATA; RECORD CARRIERS; HANDLING RECORD CARRIERS
    • G06K19/00Record carriers for use with machines and with at least a part designed to carry digital markings
    • G06K19/06Record carriers for use with machines and with at least a part designed to carry digital markings characterised by the kind of the digital marking, e.g. shape, nature, code
    • G06K19/067Record carriers with conductive marks, printed circuits or semiconductor circuit elements, e.g. credit or identity cards also with resonating or responding marks without active components
    • G06K19/07Record carriers with conductive marks, printed circuits or semiconductor circuit elements, e.g. credit or identity cards also with resonating or responding marks without active components with integrated circuit chips
    • G06K19/077Constructional details, e.g. mounting of circuits in the carrier
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06KGRAPHICAL DATA READING; PRESENTATION OF DATA; RECORD CARRIERS; HANDLING RECORD CARRIERS
    • G06K7/00Methods or arrangements for sensing record carriers, e.g. for reading patterns
    • G06K7/0008General problems related to the reading of electronic memory record carriers, independent of its reading method, e.g. power transfer
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06KGRAPHICAL DATA READING; PRESENTATION OF DATA; RECORD CARRIERS; HANDLING RECORD CARRIERS
    • G06K7/00Methods or arrangements for sensing record carriers, e.g. for reading patterns
    • G06K7/0013Methods or arrangements for sensing record carriers, e.g. for reading patterns by galvanic contacts, e.g. card connectors for ISO-7816 compliant smart cards or memory cards, e.g. SD card readers
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06KGRAPHICAL DATA READING; PRESENTATION OF DATA; RECORD CARRIERS; HANDLING RECORD CARRIERS
    • G06K7/00Methods or arrangements for sensing record carriers, e.g. for reading patterns
    • G06K7/0013Methods or arrangements for sensing record carriers, e.g. for reading patterns by galvanic contacts, e.g. card connectors for ISO-7816 compliant smart cards or memory cards, e.g. SD card readers
    • G06K7/0056Methods or arrangements for sensing record carriers, e.g. for reading patterns by galvanic contacts, e.g. card connectors for ISO-7816 compliant smart cards or memory cards, e.g. SD card readers housing of the card connector
    • G06K7/006Methods or arrangements for sensing record carriers, e.g. for reading patterns by galvanic contacts, e.g. card connectors for ISO-7816 compliant smart cards or memory cards, e.g. SD card readers housing of the card connector the housing being a portable casing
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06KGRAPHICAL DATA READING; PRESENTATION OF DATA; RECORD CARRIERS; HANDLING RECORD CARRIERS
    • G06K7/00Methods or arrangements for sensing record carriers, e.g. for reading patterns
    • G06K7/0013Methods or arrangements for sensing record carriers, e.g. for reading patterns by galvanic contacts, e.g. card connectors for ISO-7816 compliant smart cards or memory cards, e.g. SD card readers
    • G06K7/0086Methods or arrangements for sensing record carriers, e.g. for reading patterns by galvanic contacts, e.g. card connectors for ISO-7816 compliant smart cards or memory cards, e.g. SD card readers the connector comprising a circuit for steering the operations of the card connector
    • G06K7/0091Methods or arrangements for sensing record carriers, e.g. for reading patterns by galvanic contacts, e.g. card connectors for ISO-7816 compliant smart cards or memory cards, e.g. SD card readers the connector comprising a circuit for steering the operations of the card connector the circuit comprising an arrangement for avoiding intrusions and unwanted access to data inside of the connector
    • GPHYSICS
    • G07CHECKING-DEVICES
    • G07CTIME OR ATTENDANCE REGISTERS; REGISTERING OR INDICATING THE WORKING OF MACHINES; GENERATING RANDOM NUMBERS; VOTING OR LOTTERY APPARATUS; ARRANGEMENTS, SYSTEMS OR APPARATUS FOR CHECKING NOT PROVIDED FOR ELSEWHERE
    • G07C9/00Individual registration on entry or exit
    • G07C9/20Individual registration on entry or exit involving the use of a pass
    • G07C9/22Individual registration on entry or exit involving the use of a pass in combination with an identity check of the pass holder
    • G07C9/25Individual registration on entry or exit involving the use of a pass in combination with an identity check of the pass holder using biometric data, e.g. fingerprints, iris scans or voice recognition
    • G07C9/257Individual registration on entry or exit involving the use of a pass in combination with an identity check of the pass holder using biometric data, e.g. fingerprints, iris scans or voice recognition electronically
    • GPHYSICS
    • G07CHECKING-DEVICES
    • G07CTIME OR ATTENDANCE REGISTERS; REGISTERING OR INDICATING THE WORKING OF MACHINES; GENERATING RANDOM NUMBERS; VOTING OR LOTTERY APPARATUS; ARRANGEMENTS, SYSTEMS OR APPARATUS FOR CHECKING NOT PROVIDED FOR ELSEWHERE
    • G07C2209/00Indexing scheme relating to groups G07C9/00 - G07C9/38
    • G07C2209/02Access control comprising means for the enrolment of users

Definitions

  • This invention relates to the field of portable, electronic personal identification and authentication devices. This invention relates more specifically to electronic devices using biometric and/or smartcard authentication technologies.
  • U.S. Patent No. 6,991,174 to Zuili discloses a method and apparatus for authenticating a shipping transaction.
  • the disclosed apparatus which is not covered by the claims of the patent, is a portable smartcard reader incorporating a number of different authentication mechanisms, including a personal identification number (PIN), symmetric cryptographic keys, and/or biometrics.
  • PIN personal identification number
  • the apparatus may be used autonomously or in conjunction with other electronic devices, such as a personal digital assistant (PDA), cellular telephone, or remote control.
  • PDA personal digital assistant
  • the apparatus is designed for use in a variety of applications, including computer networks, televisions and cable access, and payment transactions.
  • the patented invention is a method of specifically authenticating a shipping transaction by using a smartcard and a smartcard reader, acquiring biometric information and shipping information from a customer, encrypting the shipping information using the biometric information, storing the encrypted shipping information on the smartcard and in a database, permitting the customer to access the database in order to change the shipping information, and requiring the customer to resubmit biometric information in order to authenticate the shipping transaction.
  • U.S. Patent No. 6,016,476 to Maes, et al. discloses a portable PDA with biometric authentication capability.
  • the PDA is further capable of reading and writing information to smartcards, magnetic stripe cards, optical cards and/or electronically alterable read-only memory (EAROM) cards.
  • the PDA is intended for use in payment transactions, and can communicate with other electronic devices, such as a point of sale terminal, through either wired or wireless transceivers.
  • the BlackBerry® Smart Card Reader is a portable smartcard reader that provides two-factor authentication, symmetric cryptographic keys and the smartcard, for users attempting to access or use BlackBerry devices.
  • the device communicates via Bluetooth wireless technology with the BlackBerry device, enabling users to transmit secure e-mail.
  • the device does not include biometric authentication.
  • This device is a standard ergonomic computer keyboard, which incorporates both a smartcard reader and an Authentec fingerprint sensor. It is not portable, nor does it appear to possess wireless technology.
  • the proximity card commonly used to secure physical access to commercial buildings and offices.
  • the proximity card is typically the size of a credit card, and contains electronics sufficient to both store and wirelessly transmit a unique identifier to a receiver located at the access point.
  • the proximity card gains its name from its characteristic type of wireless transmission, allowing the user to simply hold the card close (typically within a few inches) to the access point, without inserting the card into a reader.
  • a proximity card is issued to an individual, a centralized database associates the unique identifier on the card with that individual; when the individual provides the proximity card to gain access to the resource, the identifier is transmitted to the access point, and the association is verified. Once the unique identifier has been programmed onto the proximity card, it cannot be altered, nor can additional data be added to the card.
  • the smartcard Similar to the proximity card, the smartcard is in the form-factor of a credit card.
  • the smartcard generally contains a small integrated circuit with sufficient processing power to perform a number of different tasks, including cryptography and two-way transmission.
  • the smartcard can store unique identifiers, such as cryptographic keys, passphrases, and other user data, as well as be transported and used to obtain access to physical resources.
  • One smartcard can provide storage and authentication for a number of different resources, each of which may have a different identifier.
  • the smartcard uses contact-based transmission, and requires the user to insert the smartcard into a reader at the access point.
  • Smartcard readers may be attached to electronic resources, such as a computer or network terminal, or physical resources, such as doors, gates, etc. Because of the two-way transmission capability, the data stored on a smartcard may be altered or updated through the smartcard reader. Smartcards are extremely popular; for example, the Department of Defense (DoD) currently uses the smartcard-based Common Access Card (CAC) to grant access to its organizations and resources.
  • DoD Department of Defense
  • CAC Common Access Card
  • Biometric technology which authenticates an individual by use of physical characteristics such as fingerprints, can largely eliminate this risk.
  • fingerprint recognition an individual's fingerprint is electronically scanned and stored as a numeric template. When the individual wishes to access the resource, the finger is rescanned and digitally compared to the stored fingerprint to determine a match.
  • Biometrics offer a clear advantage over previous technology - while a smartcard may be easily stolen and used by an unauthorized individual, an electronic forgery of a fingerprint is much more difficult to achieve.
  • the Privaris® BPIDTM Security Device is one type of authentication device based on biometric technology, and is much younger technology than the smartcard.
  • the BPID Security Device is a handheld, portable electronic device, containing a fingerprint scanner, two-way wireless communications, memory, and sufficient processing power to perform cryptographic functions and on-device fingerprint authentication algorithms.
  • the BPID Security Device can store unique identifiers, including cryptographic keys and passphrases, and can be used to authenticate an individual to a number of different resources.
  • the BPID Security Device however, possesses significantly more processing power and memory than the traditional smartcard, in part because of the fingerprint template storage and comparisons done on-board the device.
  • the BPID Security Device is based on wireless technology, so it can use the same protocols as used in proximity cards, newer standards like the Bluetooth® protocol, or both. Data on the BPID Security Device can be transmitted or received without inserting the device into a reader, which, for example, allows individuals to authenticate faster at a physical access point than they could using a smartcard.
  • the BPID Security Device can largely address these concerns, it does not possess the form-factor of the smartcard, and therefore does not lend itself to the visual identification component of the CAC. Nor does the BPID Security Device contain a contact-based transmission mechanism allowing it to interact with systems currently using smartcard readers. What is needed is an apparatus and methods that combines the visual identification aspect of the smartcard with the biometric and wireless components of the BPID Security Device, which can allow reversion to a contact-based smartcard system when necessary.
  • US2004/0188519 A1 discloses a personal biometric authentication and authorization device providing protection for portable tokens such as magnetic stripe cards and smart cards.
  • EP-A-1473618 discloses a uniform modular framework for a host computer system.
  • EP-A-1396779 discloses a system and method for allowing a user's personal identification number (PIN) to operate independently from a biometric authentication system.
  • PIN personal identification number
  • the present invention discloses apparatuses and methods for integrating smartcard and BPID Security Device technology.
  • the primary apparatus of the invention hereinafter termed a "smartcard-enabled BPID Security Device," integrates a smartcard reader with the BPID Security Device such that an individual may Insert the smartcard into an aperture in the physical enclosure of the BPID Security Device, allowing the smartcard and the BPID Security Device to electronically communicate with each other.
  • the invention consists in an apparatus as claimed in claim 1.
  • the apparatus comprises a smartcard-enabled BPID Security Device based on a custom application specific integrated circuit (ASIC) that incorporates smartcard terminals, such that the BPID Security Device can communicate directly with the inserted smartcard.
  • ASIC application specific integrated circuit
  • the smartcard-enabled BPID Security Device is based on a commercial off-the-shelf (COTS) microprocessor, and may communicate with a COTS smartcard receiver using a serial, USB, or other type of communication protocol.
  • COTS commercial off-the-shelf
  • the invention consists in a method as claimed in claim 10.
  • the method according to the second aspect of the invention is a process for enrolling a user's credentials onto the smartcard-enabled BPID Security Device.
  • the invention consists in a method as claimed in claim 11.
  • the method according to the third aspect of the invention is a process for authenticating an individual using the smartcard-enabled BPID Security Device.
  • the primary apparatus of the invention is called a "smartcard-enabled BPID Security Device.”
  • the BPID Smartcard Security Device 100 may be attachable to a strap 110, so that it may be worn around an individual's neck or used in some other convenient carrying method.
  • the BPID Smartcard Security Device 100 comprises a physical enclosure 101 with an aperture 102 for receiving a smartcard, a biometric authentication component 300 (see Fig. 4 ), and a smartcard reader 210 (see Fig. 4 ).
  • the fingerprint sensor 310 of the BPID Security Device is made externally available through the physical enclosure 101.
  • the aperture 102 may be oriented in the physical enclosure 101 such that a picture or photograph on the outside of a smartcard 200, such as the CAC, is easily visible to all approaching the individual.
  • Fig. 4 is a schematic representation of the smartcard-enabled BPID Security Device, without the physical enclosure and aperture.
  • the smartcard reader 210 may be any existing technology that incorporates contact-based terminals 211 for receiving and transmitting electronic data smartcards (hereinafter “smartcard terminal"), and at least one additional terminal 212 for transmitting and receiving data to an external device (hereinafter “external device terminal”).
  • the biometric authentication component 300 and the smartcard reader 210 are located within the physical enclosure 101, such that a smartcard 200 inserted into the aperture 102 will physically contact the smartcard terminal 211 and may use existing smartcard protocols to transmit information to and from the smartcard reader 210.
  • the smartcard reader 210 is physically coupled to the biometric authentication component 300, such that the external device terminal 212 allows the smartcard reader 210 to communicate with the biometric authentication component 300.
  • the biometric authentication component 300 may communicate with the external device terminal 212 over a standard communications protocol, such as, but not limited to, RS232 (now known as EIA232) or Universal Serial Bus (USB).
  • a standard communications protocol such as, but not limited to, RS232 (now known as EIA232) or Universal Serial Bus (USB).
  • the biometric authentication component 300 and the smartcard reader 210 will coexist on a secure microprocessor (hereinafter "BPID Security Device /reader"), such that communications between the external device terminal 212 and the biometric authentication component 300 will be physically and electronically located on the same ASIC.
  • BPID Security Device /reader secure microprocessor
  • the BPID Security Device /reader will be located within the physical enclosure 101 such that a smartcard 200 inserted into the aperture 102 of the physical enclosure 101 will directly contact the smartcard terminal 211 of the BPID Security Device /reader. This creates enhanced security for the BPID Smartcard Security Device 100, as the ASIC may be physically and electronically secured.
  • the first method of invention permits an individual with a smartcard to enroll himself into the BPID Smartcard Security Device 100.
  • the individual places a smartcard 200 into the aperture 102 of the physical enclosure 101 such that the smartcard 200 contacts the smartcard terminal 211 of the reader 210.
  • the individual then activates power to the smartcard-enabled BPID Security Device 101 and the smartcard reader 210 reads the smartcard's serial number.
  • the smartcard reader 210 transmits the serial number to the biometric authentication component 300 using the external device terminals 212.
  • the biometric authentication component 300 verifies that it has not previously been enrolled with the specific smartcard 200.
  • the biometric authentication component 300 then connects to a BPID Security Device enrollment station and enrolls the individual pursuant to its regular procedure.
  • the biometric authentication component 300 stores the individual's biometric data and a PIN, which are then associated in the memory of the biometric authentication component 300 with the smartcard's 200 serial number.
  • the biometric authentication component 300 also transmits the individual's biometric data and the PIN to the smartcard reader 210 via the external device terminals 212, and the smartcard reader 210 writes the biometric data and the PIN to the smartcard 200 via the smartcard terminal 211.
  • the BPID Smartcard Security Device 100 is now enrolled and the user may remove the smartcard from the aperture 102 of the physical enclosure 101.
  • the second method of the invention permits an individual to authenticate himself to a BPID Smartcard Security Device 100 he has previously enrolled in.
  • the individual places a smartcard 200 into the aperture 102 of the physical enclosure 101 such that the smartcard 200 contacts the smartcard terminal 211 of the reader 210.
  • the individual then activates power to the smartcard-enabled BPID Security Device 101 and the smartcard reader 210 reads the smartcard's serial number.
  • the smartcard reader 210 transmits the serial number to the biometric authentication component 300 using the external device terminals 212.
  • the biometric authentication component 300 verifies that it has previously been enrolled with the specific smartcard 200 and requests the individual to authenticate himself to the biometric authentication component 300 according to its standard procedure.
  • the biometric authentication component 300 If the biometric authentication component 300 successfully authenticates the individual, the biometric authentication component 300 locates the PIN associated with the smartcard's 200 serial number and transmits the PIN via the external device 212 to the smartcard reader 210. The smartcard reader 210 then transmits the PIN to the smartcard 200 via the smartcard terminal 211.
  • the biometric authentication component 300 locates the fingerprint template associated with the smartcard's 200 serial number and transmits the template via the external device 212 to the smartcard reader 210. The smartcard reader 210 then transmits the template to the smartcard 200 via the smartcard terminal 211. If the smartcard 200 matches both the transmitted PIN and fingerprint template to its stored PIN and template, it 200 transmits its stored electronic data to the smartcard reader 210 via the smartcard terminal 211, which subsequently transmits the stored electronic data to the biometric authentication component 300 via the external device terminal 212. The biometric authentication component 300 may now use the electronic data stored on the smartcard 200 as necessary.
  • the smartcard 200 will only match the transmitted PIN to its stored PIN. It 200 will then transmit the stored fingerprint template to the smartcard reader 210 via the smartcard terminal 211, which in turn transmits the fingerprint template to the biometric authentication component 300 via the external device terminal 212.
  • the biometric authentication component 300 locates the fingerprint template associated with the smartcard's 200 serial number and compares the stored template to the template transmitted from the smartcard 200. If the two match, the biometric authentication component 300 prompts the smartcard 200 to transmit its stored electronic data to the smartcard reader 210 via the smartcard terminal 211. The smartcard reader 210 then transmits the stored electronic data to the biometric authentication component 300 via the external device terminal 212.
  • the biometric authentication component 300 may now use the electronic data stored on the smartcard 200 as necessary, Those having ordinary skill in the art will recognize that the precise sequence of steps may be altered such that they result in the same functional outcome.

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  • Engineering & Computer Science (AREA)
  • Physics & Mathematics (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Artificial Intelligence (AREA)
  • Computer Vision & Pattern Recognition (AREA)
  • Computer Hardware Design (AREA)
  • Computer Security & Cryptography (AREA)
  • Microelectronics & Electronic Packaging (AREA)
  • Human Computer Interaction (AREA)
  • Software Systems (AREA)
  • General Engineering & Computer Science (AREA)
  • Measurement Of The Respiration, Hearing Ability, Form, And Blood Characteristics Of Living Organisms (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)
  • Credit Cards Or The Like (AREA)
  • Mobile Radio Communication Systems (AREA)
  • Storage Device Security (AREA)
EP06748689A 2005-03-24 2006-03-24 Biometric identification device with smartcard capabilities Active EP1861807B1 (en)

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
US66504305P 2005-03-24 2005-03-24
PCT/US2006/010910 WO2006102625A2 (en) 2005-03-24 2006-03-24 Biometric identification device with smartcard capabilities

Publications (3)

Publication Number Publication Date
EP1861807A2 EP1861807A2 (en) 2007-12-05
EP1861807A4 EP1861807A4 (en) 2009-11-18
EP1861807B1 true EP1861807B1 (en) 2012-11-07

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EP06748689A Active EP1861807B1 (en) 2005-03-24 2006-03-24 Biometric identification device with smartcard capabilities

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US (9) US7481364B2 (ja)
EP (1) EP1861807B1 (ja)
JP (1) JP4922288B2 (ja)
CA (1) CA2592749C (ja)
WO (1) WO2006102625A2 (ja)

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US9349232B2 (en) 2016-05-24
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US20090095810A1 (en) 2009-04-16
US20180121641A1 (en) 2018-05-03

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