BACKGROUND OF THE INVENTION
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This invention relates to a method for the application of a marking, or
indicia, to a substrate, specifically a substrate such as a label to be adhered
to an article of manufacture. The invention is particularly directed to a method
for creating an unobvious or invisible code on a label for inventory control and
prevention of counterfeiting. The code employed may be created by a low-power
industrial laser, before, during, or after printing of visible matter on the
label, and while not obvious or readily noticeable, may be easily read with low
power magnification.
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Large numbers of items such as cellular telephones, CD players,
cameras, pagers, hand-held computers and personal assistants, etc., are
produced each year. There is a flourishing trade in the manufacture and sale
of counterfeit units bearing the trade dress and name of well known products.
In addition to the articles themselves, there are a large variety of accessories,
such as batteries, cases, chargers, car kits, etc, which are also subject to
such counterfeiting. Much money is spent on an annual basis in combating
such illegal endeavors.
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It has been suggested that one means to assist in this battle is to
provide the manufacturer with a readily verifiable marking, which marking is
not obvious to the eye, and which may be encoded so as to be readily
changed as necessary or desired. It is to be noted that in the past, when
attempts were made to provide distinctive labeling or marking of products, the
counterfeiters were able to readily copy and counterfeit the markings
themselves. For this reason, it is desired to provide a marking which is not
readily visible, and which may be readily changed at the manufacturer's
option. For example, a manufacturer may learn of certain counterfeiting
activity relative to only one line of products, and may change the markings
affixed to that product, i.e. modify a line of code embedded in the label, and
simultaneously notify the appropriate distribution or customs officials of the
change. These officials, having received the new code for the product, could
then delay for further inspection, or verification of source, any product in
shipment not having the "correct" code engraved in the label.
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As will be readily understood, those engaged in counterfeiting activity
are quite diligent in their approach to business, changing the counterfeit
product to correspond to the genuine product as quickly as possible, including
all labeling thereof, so as to maintain their position in the market.
Accordingly, it is desirable that markings or indicia included by the
manufacturer or his licensees are subtle and unobvious, and moreover, not
easily duplicated. Moreover, it is highly desirable that any such markings or
indicia occupy a minimal area on the package labeling, thus taking up the
least possible amount of territory on the product.
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One of the problems with markings or indicia presently applied by label
to a product is that they are both easily detected and easily duplicated. For
example, those labels bearing printed information, whether encoded or not,
may be readily duplicated by the counterfeiters, as evidenced by the many
fraudulent packages, such as "jewel boxes" containing bogus software or
CDs, or unlicenced copies of CDs, which are sold world wide to the
unsuspecting public.
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Various methods have been developed for preparing labels containing
confidential or encoded information, including various conventional
techniques for printing on adhesive labels. U.S. patent number 5,571,587,
relative to sheet stock for use in laser and ink jet printers, discloses the use of
metalized polyester films as a top sheet for printing. Such a material is
suitable for use in the present invention, although the reference does not
suggest the manner in which it might be employed in the present invention.
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In US patent number 5,142,327, of Kahle, a photo receptor belt is
taught, comprising an aluminized polyester film substrate coated with an
organic or inorganic photoconductive material. Niefert et al, in U.S. patents
5,868,074 and 5,931,097, teach laser imageable printing members,
comprising laser ablative metalized substrates. In these patents, a method is
taught for preparation of lithographic members, wherein a polymeric film
substrate is coated with a vacuum deposited laser ablative thin film layer of a
metal such as titanium, zirconium, aluminum, or hafnium. This ablative layer
is then over-coated with an organic material layer to provide a direct-write
film, the organic material layer being chosen to have hydrophilic, hydrophobic,
or oleophobic characteristics with respect to the printing inks to be used
therewith. The printing film is imaged by lasers to create images on the
composite film due to ablation mechanisms resulting from gasification of the
organic layer, which causes ejection of the overlying laser energy absorbing
layer. Thus, the ablative laser energy absorbing coating is not melted or
vaporized, which is indicated as being a known technique, but altered by the
heating of the underlying substrate to create an image in response to laser
discharge. The polymeric film substrate to which the metal film layer is
applied may be adhered to a backing sheet or substrate. However, the goal,
purpose, and direction of the references are to provide a printing medium, as
opposed to a readable print label as in the present invention.
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Thus, while it is known that ablatable metallic coatings may be imaged
by a laser, no one to date has suggested direct printing upon a metalized
substrate to create a label for a commercial product. Thus, a simplified and
inexpensive technique is desired for the provision of a label to be applied to a
substrate, such as a commercial product, wherein said label includes a laser
printed encoded indicia, information, or number for verification of source.
SUMMARY OF THE INVENTION
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The present invention provides an adhesive label for application to a
product, the label bearing in addition to conventional printed information, a
laser imprinted dot code, alphanumeric designation, or other indicia, which
may be read under amplification, but which is not readily apparent to the eye
of the untrained observer.
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It is thus an advantage of the present invention to provide a non-obvious
encoded label which may not be readily counterfeited, and which
may be verified by the appropriate individuals as being indicative of the
source of the product to which the label is adhered.
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It is yet another advantage of the present invention that such a label
may be readily changed, as necessary or desired, on a regular schedule or at
random, so as to further ensure confidentiality of the information necessary to
verify the source of the product so labeled.
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It is thus an advantage of the present invention to provide an
inexpensive method for application of an identification label to a product to
more positively identify the source thereof, and is a still further advantage to
provide such a label which can be inexpensively manufactured.
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These and other features, aspects, and advantages of the present
invention will become better understood upon consideration of the following
detailed description, appended claims and accompanying drawings
BRIEF DESCRIPTION OF THE DRAWINGS
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- Figure 1A is a cross-sectional view of a label made in accordance with
the present invention.
- Figure 1B is an enlarged view of the area of Figure 1A indicated by line
1B-1B.
- Figure 2 is a top view showing the label of the present invention.
- Figure 2A is an enlargement of the area of Figure 2 indicated by line
2A-2A.
- Figure 3 is a simplified schematic of a printhead suitable for use in the
present invention.
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DETAILED DESCRIPTION OF THE INVENTION
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Metalized polymeric sheet materials are well known, and the use of
metalized polyester or other polymeric sheet materials for adhesive labels is
known. In the past, information has been printed upon such label materials in
a number of conventional ways. One such method has been the use of a
conventional printer, such as provides a 600dpi (dots per inch) print
capability. Such a high print capability is useful for deterring counterfeit
labeling, and may provide clear and minutely detailed imaging on a printed
label. An additional technique which is becoming popular due to relative
effectiveness is the imprinting of holograms upon a metalized label which is
affixed to the product, although counterfeiters have recently become adept at
duplication of such holograms.
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The present invention takes this label printing capability to a still further
level, by incorporating a laser printed encoded indicia or code in a metal layer
in the label to indicate the source or manufacturer. It has been found that the
localized or isolated and controlled application of heat from a laser to the
metalized coating, through a transparent substrate such as polyester, may
produce small, non-reflective spots or ablated regions, and especially that
localized heating of an aluminized coating can oxidize the coating into a non-reflective
(and thus almost transparent) region. By appropriate control of the
pattern of exposure, e.g. by computerized control of the laser, a code may be
generated on the aluminized surface of the label, which code may be of the
size and configuration desired, and which can be read through the
transparent film which covers the metallic coating when the label is adhered
to a substrate. When an aluminized coating is oxidized to a transparent state,
the background color of the substrate to which the label is adhered will show
through the label. Such a code may be a series of dots, i.e. a digital code,
which may be computer readable, or an alphanumeric form. Such a
technique may be employed in conjunction with conventionally applied
information printed on the label, such as with a bar code printed on the
surface of the polyester substrate.
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As shown in Figures 1A and magnified view 1B, a label is provided
comprising transparent polymer base material, a metalized layer, an adhesive
layer, and an over-lying liner. As shown in the figure, the metalized layer may
be subject to engraving by means of a laser beam, to produce a pit, an
ablated area, or an area of differing composition and visual property. In a
preferred embodiment of the invention, heat from a laser is applied to an
aluminized substrate of polyester, thereby producing small, non-reflective
spots, as a result of the localized heating of the aluminum coating causing
oxidation thereof to an non-reflective (and thus almost transparent) region.
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In Figures 1A and 1B, a label, 1, of the present invention is illustrated
in cross section. Polymeric substrate 2 has coated on one side thereof a
metallic layer, 3. Such metalized polymeric substrates are available
commercially, in the form of coated films, such as Camvac International 2.0
mil metalized Polyester, or from other manufacturers of metalized film. The
metallic coating is then over coated with an adhesive layer 5, which is in turn
covered by a peelable film or release liner, 6, to prevent premature adherence
of the adhesive to any substrates with which the label may come in contact.
The metalized layer may be subjected to laser engraving, which may cause
the formation of a void, pit, or a non-reflective local area, 4. Since the
adhesive is on the side of the metalized layer opposite the transparent
polymeric substrate, the void, pit, or non-reflective area 4 may be seen
through the transparent substrate, 2.
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The polymeric substrate may be any transparent substrate suitable for
the purpose, but is preferably a polyester or polymeric substrate, having a
thickness of from about 0.2 to 10 mils, and preferably from about 1 to 2 mils.
It is desirable that this substrate have superior dimensional stability, and the
use of such materials as polyethyleneterephthalate (PET) is preferred. Other
polymeric substrates, such as polyesters, acrylics, polypropylene, or vinyl film
may also be used. As will be apparent from the Figures, the polymeric
substrate forms the uppermost surface of the label as applied to a product,
with the adhesive forming the back thereof. The polymeric material thus
serves to protect the metal layer from abrasion and scratching, as well as
serving as a carrier therefor. Moreover, the polymeric substrate may be
printed by conventional printing means, so as to provide further information
relative to the product to which the label is affixed, such as Manufacturer,
model number, warranty information, etc.
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Applied to the polymeric substrate is a layer of a laser ablative or laser
energy absorptive metal. Typically, a single ablative or laser energy
absorptive metal layer is deposited. However, additional layers may be used
if desired. The deposition may be done by sputtering or thermal vaporization.
The vacuum-deposited layer is typically deposited to a thickness ranging from
about 5 angstrom units to 400 angstroms, and preferably a thickness of less
than about 200 Å. The metal, which may be selected from such metals as
aluminum, gold, silver, or alloys thereof, can be vacuum deposited to the
desired thickness in a single coating pass, or in multiple passes through a roll
coater by resistive heating, electron beam heating, or sputtering of the metal.
Aluminum is the preferred metal for the purpose of the present invention,
being readily oxidized by a low powered laser beam to aluminum oxide, which
becomes essentially transparent against the aluminum metal background,
thus providing a visually distinct pattern which may be detected. Preferably,
the laser printed pattern is of a small size, which will not be obvious to the
untrained or unwary eye, and will not be readily noticed. However, the
pattern will be noticeable to those who anticipate its presence, and will be
readily seen under low magnification, such as with a 10 to 100 power
magnification lens. For example, a series of digital entries may be made, so
as to be read as a digital numeral corresponding to information appearing
elsewhere, in conventional print, upon the label surface, such as in a bar
code printed thereupon.
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A conventional adhesive layer may be applied to the side of the
metallic layer opposite the polymeric substrate, so as to provide means for
application of the label to a product of manufacture. While not critical to the
present invention, the adhesive may be any conventional label adhesive,
applied in a conventional manner to the side of the label to be attached to the
product to be labeled. Preferred adhesives include such pressure sensitive
adhesives as acrylics, rubber based, or block copolymer adhesives, applied
by such techniques as wire wound rod coating, slot coating, reverse roll
application, gravure, or other application methods. The thickness of the
adhesive coating should be such as to afford a firm and effective bond to the
substrate to which the label is to be affixed, without causing the label to
exceed the conventional label thicknesses which are suitable for conventional
labeling machines. Correspondingly, the release liner, 6, may be any suitable
material, such as a polymeric film or paper, which is non-adherent, or only
slightly adherent, to the adhesive, and may be readily removed from the label
surface for application of the label to a substrate. Conventional plastic webs
or sheet materials are preferred, and may be from 0.1 to about 1.5 mils in
thickness.
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In Figure 2A, a top view is shown of a pair of labels, 1, in accordance
with the present invention. Shown are the labels, located upon a web of label
film 14, having conventional printed information thereupon, and a printed
"index" line or printed line of information, 8, such as may be applied by a
thermal transfer printer, with a laser printed line of information or data, 9, in
close proximity thereto. The laser printed line is shown enlarged in Figure 2A,
as comprising a digitally encoded series of dots. However, it is equally
possible to laser print alphanumeric information, drawings, or configurations
of choice, on the metalized surface of the label substrate, as may be
preferred by the user. Further, while the laser printed indicia or marking is
shown as adjacent the edge of the label, in proximity to a line of
conventionally printed information, it is clear that the laser printed marking
may be printed at any location on the label, as preferred. While it is a
preferred embodiment of the invention that the laser printing is relatively
small, requiring magnification to be easily read or interpreted, it is equally
possible for the laser printed information to be of any size, configuration,
shape, or density desired. It is also to be noted that the face of the label may
have imprinted thereupon any information desired, such as the name of the
manufacturer, the model designation, warranty information, the serial number
of the unit of manufacture, or a bar code employed to designate any or all of
this information. It is also possible for the laser printed marking to duplicate
or replicate such information or bar code, in much smaller scale, requiring the
use of magnification to compare the two sources of information to verify the
source of the product. As previously indicated, the laser printed information
may include a specified sequence of letters and or numbers as set forth by
the manufacturer in confidential communication to those seeking, or
responsible for, verification of the authenticity of the product. Such a
sequence of letters or numbers could be subject to change at the will of the
manufacturer, by virtue of the ability to rapidly change programing of the
information printed by the laser in the metalized layer.
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Figure 3 represents a simplified schematic of a thermal transfer print
head, 12, incorporating a low power laser print device, 13, in accordance with
the method of the present invention. Illustrated is a web of label film, 14, in
passage through print means 15. The label film, 14, which comprises a
polymeric substrate having a metalized layer affixed to the bottom surface
thereof, as shown in Figures 1A and 1B, is shown passing above the laser
13, which prints a pattern upon the lower side of the label film, in the metallic
layer. The label film 14 is then passed through roll means 16 to a position
below the thermal transfer print head, 12, where conventionally printed
information is applied to the upper surface of the polymer film. The printed
label film, now bearing both laser printed indicia and conventional print
information, may then be transferred to conventional coating means for
application of adhesive and peelable backing layer to the metalized side of
the film, and thence to conventional cutting, stacking, or rolling apparatus for
storage prior to use, or directly to a labeling machine for application to the
product substrate to which the labels are to be affixed.
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It is also possible for the laser print device to be located above the
path of the polymeric substrate, and to print through the transparent film. In
such an instance, the label film may be pre-printed with the desired
conventionally printed information, and "pre-pasted", bearing the adhesive
layer below the metalized layer of the label, and after laser printing of the
code indicia, may be passed directly to the label cutting and application
stage. In fact, it is possible that, with the appropriate label materials, and
laser print device, the laser printing of encoded information could be
accomplished after the label has been affixed to the product. Such an
embodiment would have value in countering counterfeiting, in that it would
permit the greatest degree of flexibility and confidentiality relative to the
information being encoded on the labels, by permitting last minute
adjustment, revision, and correlation to a previously determined encoding
scheme, such as to correspond to the serial number of the individual product
entity being labeled, or even to a randomly generated numeric pattern. It is
also to be noted that such an approach, using combined printer and laser
etch devices, will allow extremely tight tolerances between the visible printing
and the laser indicia, thus making counterfeiting of the label even more
difficult.
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The present invention has many advantages. First, it provides means
by which goods which are frequently copied or counterfeited may be easily,
and economically, protected by means of an additional marking or indicia of
authenticity. Second, the marking as provided is neither obvious nor readily
duplicated. Thirdly, the manufacturer may alter the marking in accordance
with a predetermined pattern, schedule, or course of events, thus making
duplication more difficult.
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As an example of the present invention, a laser code was imprinted on
an adhesive backed metalized polyester label, utilizing a neodymium laser
from Rofin Sinar. A computerized control of the laser printer was employed to
establish a laser code consisting of a series of dots. Also printed on the label,
by conventional thermal transfer printing means, were information relative to
the Manufacturer and rating of a device upon which such a label could be
utilized. After the label was cut from the web, and adhered to a product, the
laser imprinted information was clearly readable with the assistance of a
magnifying lens, but not without magnification.
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Although the present invention has been described in considerable
detail with reference to certain preferred embodiments, one skilled in the art
will appreciate that the present invention can be practiced by other than the
preferred embodiments, which have been presented for purposes of
illustration and not of limitation. For example, many other lasers, such as a
Phillips OPU Optical Unit 29.25 would be suitable for the present invention.
The specific laser and/or printer employed are not critical to the invention, as
long as each has the capability to achieve the purposes of the present
invention. Further, it should be noted that the laser imprinted indicia need not
be applied through the topside of the transparent film, but may, under
appropriate circumstances and control, be applied through the bottom of the
construction, through the adhesive and a transparent release liner.
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Therefore, the scope of the appended claims should not be limited to
the description of the preferred embodiments contained herein.
INDUSTRIAL APPLICABILITY
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The invention provides a label for industrially manufactured goods,
such as electronic devices, which may be applied to the goods at the time of
manufacture or subsequently, and may include an indicator or indicia of
origin, or other information. The labels of the present invention are imprinted
with conventional printed information, and also contain laser imprinted
information which is not readily observable without the use of magnification,
and may thus be used for verification of authenticity. The labels are prepared
with a metalized stock material base, and laser printed with a commercial
laser, to embed a desired digital, alphanumeric, or graphic pattern in the
metallic layer. By use of computer controlled printing, the embedded
information may be carefully selected and controlled so as to correspond to a
specific indicia or pattern, and may be changed at the will of the user to
combat counterfeiting of commercial goods. The printing apparatus
employed for the conventional printing is available commercially, as are
suitable laser printing devices, metalized film for use as a stock material, and
the various other pieces of equipment necessary to implement the use of the
invention.
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The subject matter of the application can be summarized
as follows:
- An adhesive label for application to a product such as a cellular
telephone or electronic device, wherein the label provides both conventional
printed material and laser printed indicia for verification of source or
manufacture. This label may provide an encoded laser printed digital,
alphanumeric, or graphical pattern, said pattern not being readily apparent, by
which the manufacturer may be verified. Such labels comprise a transparent
substrate, a layer of laser imprintable material, and an adhesive layer by
which the label may be adhered to a product.
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