CN117893003A - Engineering risk management auditing method and system based on industry auditing cooperation - Google Patents
Engineering risk management auditing method and system based on industry auditing cooperation Download PDFInfo
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- CN117893003A CN117893003A CN202311787375.2A CN202311787375A CN117893003A CN 117893003 A CN117893003 A CN 117893003A CN 202311787375 A CN202311787375 A CN 202311787375A CN 117893003 A CN117893003 A CN 117893003A
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Abstract
The invention discloses an engineering risk management audit method and system based on industry audit cooperation, comprising the following steps: constructing a multiparty linkage platform, determining a supervision body, a business body and an audit body which are cooperated with each other, and establishing connection between the multiparty linkage platform and each body; the service body collects related service data and sends the related service data to the supervision body and the auditing body; the auditing main body carries out risk assessment and auditing based on the business data and sends the result to the supervision main body; the supervision main body stores information reported by other main bodies, and periodically performs selective examination and check to confirm the cheapness of the auditing main body and the business main body; the multiparty linkage platform acquires the sampling inspection and checking result of the supervision body, and adjusts the authorities of the business body and the auditing body according to the quality. According to the invention, by constructing the multiparty linkage platform, risk assessment and audit are performed based on the business body and the audit body, supervision is performed based on the supervision body, and the reliability and the credibility of data in the audit process are improved.
Description
Technical Field
The invention relates to the field of data processing, in particular to an engineering risk management audit method and system based on industry audit collaboration.
Background
At present, the auditing mode mainly comprises traditional manual auditing and a computer-based auditing technology. Traditional manual auditing relies primarily on the expertise and experience of auditors to discover problems through detailed examination of paper documents and data. The auditing technology based on the computer utilizes the high-speed operation and data processing capability of the computer to comprehensively check and analyze the information system of the audited unit so as to improve the auditing efficiency and accuracy.
However, traditional manual auditing is inefficient and error-prone in the face of large amounts of data and complex systems. Although the auditing technology based on the computer improves the auditing efficiency, the auditing result may be inaccurate due to technical loopholes or human factors. In addition, the existing auditing technology also faces the problem of whether the auditing result is reliable, and how to ensure the reliability and the credibility of the data in the auditing process is a problem to be solved urgently.
Disclosure of Invention
Aiming at the problem of lower reliability and reliability of data in an auditing process in the prior art, the invention provides an engineering risk management auditing method and system based on business auditing cooperation.
The following is a technical scheme of the invention.
The engineering risk management auditing method based on industry auditing cooperation comprises the following steps:
constructing a multiparty linkage platform, determining a supervision body, a business body and an audit body which are cooperated with each other, and establishing connection between the multiparty linkage platform and each body;
the service body collects related service data and sends the related service data to the supervision body and the auditing body;
the auditing main body carries out risk assessment and auditing based on the business data and sends the result to the supervision main body;
the supervision main body stores information reported by other main bodies, and periodically performs selective examination and check to confirm the cheapness of the auditing main body and the business main body;
the multiparty linkage platform acquires the sampling inspection and checking result of the supervision body, and adjusts the authorities of the business body and the auditing body according to the quality.
Preferably, the constructing a multiparty linkage platform, determining a supervision body, a business body and an audit body of the business and auditing cooperation, and establishing connection between the multiparty linkage platform and each body comprises the following steps:
constructing a multiparty linkage platform on an internal server;
determining corresponding supervision bodies, business bodies and audit bodies according to supervision departments, business departments and audit departments involved in engineering risk management audit;
and connecting the multiparty linkage platform with each main body.
Preferably, the service entity collects related service data and sends the data to the supervision entity and the audit entity, including: and the business body collects business data and information related to the engineering project according to the engineering project and sends the business data and information to the supervision body and the auditing body.
Preferably, the auditing body performs risk assessment and auditing based on the service data, and sends the result to a supervision body, including:
the auditing main body acquires a preset risk assessment and auditing strategy, reads the business data, carries out risk assessment and auditing according to the preset risk assessment and auditing strategy to obtain a result, and sends the result to the supervision main body.
Preferably, the supervision main body stores information reported by other main bodies, and periodically performs spot check to confirm the cleanliness of the audit main body and the business main body, including:
the supervision main body acquires a spot check instruction, and performs spot check on information reported by other main bodies according to the time of the spot check instruction;
acquiring a preset risk assessment and audit strategy, reading the business data, carrying out risk assessment and audit according to the preset risk assessment and audit strategy, checking the obtained result with the reported result, and if the obtained result is consistent with the reported result, confirming that the audit body and the business body are clean.
The invention also provides an engineering risk management audit system based on the business audit cooperation, which is used for executing the engineering risk management audit method based on the business audit cooperation.
The essential effects of the invention include:
a multiparty linkage platform is created, and based on engineering project audit, a professional and unit full-coverage system from horizontal to side and from vertical to bottom is realized through multiparty linkage of an internal supervision body, a business body and an audit body. Deepening an engineering audit work mechanism, establishing a cooperative co-quotient and information intercommunication mechanism by cooperative related professional departments, further deepening audit result application, widening audit result application channels, and promoting the improvement of engineering project management level altogether. Problems in the engineering construction process can be found and corrected in time, audit resource sharing is promoted, and engineering audit quality and efficiency are improved.
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FIG. 1 is a flow chart of an embodiment of the present invention.
Detailed Description
For the purpose of making the objects, technical solutions and advantages of the embodiments of the present invention more apparent, the technical solution will be clearly and completely described in the following in conjunction with the embodiments, and it is apparent that the described embodiments are only some embodiments of the present invention, not all embodiments. All other embodiments, which can be made by those skilled in the art based on the embodiments of the invention without making any inventive effort, are intended to be within the scope of the invention.
It should be understood that, in various embodiments of the present invention, the sequence number of each process does not mean that the execution sequence of each process should be determined by its functions and internal logic, and should not constitute any limitation on the implementation process of the embodiments of the present invention.
It should be understood that in the present invention, "comprising" and "having" and any variations thereof are intended to cover non-exclusive inclusion, such that a process, method, system, article, or apparatus that comprises a list of steps or elements is not necessarily limited to those steps or elements that are expressly listed or inherent to such process, method, article, or apparatus.
It should be understood that in the present invention, "plurality" means two or more. "and/or" is merely an association relationship describing an association object, and means that three relationships may exist, for example, and/or B may mean: a exists alone, A and B exist together, and B exists alone. The character "/" generally indicates that the context-dependent object is an "or" relationship. "comprising A, B and C", "comprising A, B, C" means that all three of A, B, C comprise, "comprising A, B or C" means that one of the three comprises A, B, C, and "comprising A, B and/or C" means that any 1 or any 2 or 3 of the three comprises A, B, C.
The technical scheme of the invention is described in detail below by specific examples. Embodiments may be combined with each other and the same or similar concepts or processes may not be described in detail in some embodiments.
Examples:
the engineering risk management auditing method based on the industry auditing cooperation comprises the following steps as shown in figure 1:
s1: constructing a multiparty linkage platform, determining a supervision body, a business body and an audit body which are cooperated with each other, and establishing connection between the multiparty linkage platform and each body;
s2: the service body collects related service data and sends the related service data to the supervision body and the auditing body;
s3: the auditing main body carries out risk assessment and auditing based on the business data and sends the result to the supervision main body;
s4: the supervision main body stores information reported by other main bodies, and periodically performs selective examination and check to confirm the cheapness of the auditing main body and the business main body;
s5: the multiparty linkage platform acquires the sampling inspection and checking result of the supervision body, and adjusts the authorities of the business body and the auditing body according to the quality.
The method for constructing the multiparty linkage platform, determining a supervision body, a business body and an audit body which are cooperated with each other, and establishing connection between the multiparty linkage platform and each body comprises the following steps:
constructing a multiparty linkage platform on an internal server;
determining corresponding supervision bodies, business bodies and audit bodies according to supervision departments, business departments and audit departments involved in engineering risk management audit;
and connecting the multiparty linkage platform with each main body.
The service body collects relevant service data and sends the relevant service data to the supervision body and the auditing body, and the method comprises the following steps:
and the business body collects business data and information related to the engineering project according to the engineering project and sends the business data and information to the supervision body and the auditing body.
In this embodiment, the auditing body performs risk assessment and auditing based on the service data, and sends a result to a supervision body, including:
the auditing main body acquires a preset risk assessment and auditing strategy, reads the business data, carries out risk assessment and auditing according to the preset risk assessment and auditing strategy to obtain a result, and sends the result to the supervision main body.
The supervision main body stores information reported by other main bodies and periodically performs selective examination and verification to confirm the cleanness of the auditing main body and the business main body, and the method comprises the following steps:
the supervision main body acquires a spot check instruction, and performs spot check on information reported by other main bodies according to the time of the spot check instruction;
acquiring a preset risk assessment and audit strategy, reading the business data, carrying out risk assessment and audit according to the preset risk assessment and audit strategy, checking the obtained result with the reported result, and if the obtained result is consistent with the reported result, confirming that the audit body and the business body are clean.
The embodiment also provides an engineering risk management audit system based on the business audit cooperation, which is used for executing the engineering risk management audit method based on the business audit cooperation.
The essential effects of the present embodiment include:
a multiparty linkage platform is created, and based on engineering project audit, a professional and unit full-coverage system from horizontal to side and from vertical to bottom is realized through multiparty linkage of an internal supervision body, a business body and an audit body. Deepening an engineering audit work mechanism, establishing a cooperative co-quotient and information intercommunication mechanism by cooperative related professional departments, further deepening audit result application, widening audit result application channels, and promoting the improvement of engineering project management level altogether. Problems in the engineering construction process can be found and corrected in time, audit resource sharing is promoted, and engineering audit quality and efficiency are improved.
From the foregoing description of the embodiments, it will be appreciated by those skilled in the art that, for convenience and brevity of description, only the above-described division of functional modules is illustrated, and in practical application, the above-described functional allocation may be implemented by different functional modules according to needs, i.e. the internal structure of a specific apparatus is divided into different functional modules to implement all or part of the functions described above.
In the embodiments provided in this application, it should be understood that the disclosed structures and methods may be implemented in other ways. For example, the embodiments described above with respect to structures are merely illustrative, e.g., the division of modules or units is merely a logical functional division, and there may be additional divisions when actually implemented, e.g., multiple units or components may be combined or integrated into another structure, or some features may be omitted, or not performed. Alternatively, the coupling or direct coupling or communication connection shown or discussed with each other may be an indirect coupling or communication connection via interfaces, structures or units, which may be in electrical, mechanical or other forms.
The units described as separate parts may or may not be physically separate, and the parts shown as units may be one physical unit or a plurality of physical units, may be located in one place, or may be distributed in a plurality of different places. Some or all of the units may be selected according to actual needs to achieve the purpose of the solution of this embodiment.
In addition, each functional unit in the embodiments of the present application may be integrated in one processing unit, or each unit may exist alone physically, or two or more units may be integrated in one unit. The integrated units may be implemented in hardware or in software functional units.
The integrated units, if implemented in the form of software functional units and sold or used as stand-alone products, may be stored in a readable storage medium. Based on such understanding, the technical solution of the embodiments of the present application may be essentially or a part contributing to the prior art or all or part of the technical solution may be embodied in the form of a software product stored in a storage medium, including several instructions to cause a device (may be a single-chip microcomputer, a chip or the like) or a processor (processor) to perform all or part of the steps of the methods of the embodiments of the present application. And the aforementioned storage medium includes: a U-disk, a removable hard disk, a Read Only Memory (ROM), a random access memory (random access memory, RAM), a magnetic disk, or an optical disk, or other various media capable of storing program codes.
The foregoing is merely specific embodiments of the present application, but the scope of the present application is not limited thereto, and any person skilled in the art can easily think about changes or substitutions within the technical scope of the present application, and the changes and substitutions are intended to be covered by the scope of the present application. Therefore, the protection scope of the present application shall be subject to the protection scope of the claims.
Claims (6)
1. The engineering risk management auditing method based on the industry auditing cooperation is characterized by comprising the following steps:
constructing a multiparty linkage platform, determining a supervision body, a business body and an audit body which are cooperated with each other, and establishing connection between the multiparty linkage platform and each body;
the service body collects related service data and sends the related service data to the supervision body and the auditing body;
the auditing main body carries out risk assessment and auditing based on the business data and sends the result to the supervision main body;
the supervision main body stores information reported by other main bodies, and periodically performs selective examination and check to confirm the cheapness of the auditing main body and the business main body;
the multiparty linkage platform acquires the sampling inspection and checking result of the supervision body, and adjusts the authorities of the business body and the auditing body according to the quality.
2. The business-audit-collaboration-based engineering risk management audit method according to claim 1, wherein the constructing a multiparty linkage platform, determining a supervision subject, a business subject and an audit subject of the business audit collaboration, and establishing connection between the multiparty linkage platform and each subject comprises:
constructing a multiparty linkage platform on an internal server;
determining corresponding supervision bodies, business bodies and audit bodies according to supervision departments, business departments and audit departments involved in engineering risk management audit;
and connecting the multiparty linkage platform with each main body.
3. The business-based collaborative engineering risk management auditing method according to claim 1, wherein the business entity collects relevant business data and sends the data to a supervising entity and an auditing entity, comprising:
and the business body collects business data and information related to the engineering project according to the engineering project and sends the business data and information to the supervision body and the auditing body.
4. The business-audit-collaboration-based engineering risk management audit method according to claim 1, wherein the audit body performs risk assessment and audit based on the business data and transmits the result to a supervision body, including:
the auditing main body acquires a preset risk assessment and auditing strategy, reads the business data, carries out risk assessment and auditing according to the preset risk assessment and auditing strategy to obtain a result, and sends the result to the supervision main body.
5. The engineering risk management auditing method based on business audit collaboration according to claim 1, characterized in that the supervision body stores information reported by other bodies and periodically performs spot check to confirm the cheapness of the auditing body and the business body, and the method comprises the following steps: the supervision main body acquires a spot check instruction, and performs spot check on information reported by other main bodies according to the time of the spot check instruction;
acquiring a preset risk assessment and audit strategy, reading the business data, carrying out risk assessment and audit according to the preset risk assessment and audit strategy, checking the obtained result with the reported result, and if the obtained result is consistent with the reported result, confirming that the audit body and the business body are clean.
6. An engineering risk management auditing system based on the trade audit synergy is used for executing the engineering risk management auditing method based on the trade audit synergy as set forth in claim 1.
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| Application Number | Priority Date | Filing Date | Title |
|---|---|---|---|
| CN202311787375.2A CN117893003A (en) | 2023-12-22 | 2023-12-22 | Engineering risk management auditing method and system based on industry auditing cooperation |
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| Application Number | Priority Date | Filing Date | Title |
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| CN202311787375.2A CN117893003A (en) | 2023-12-22 | 2023-12-22 | Engineering risk management auditing method and system based on industry auditing cooperation |
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| CN117893003A true CN117893003A (en) | 2024-04-16 |
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| CN202311787375.2A Pending CN117893003A (en) | 2023-12-22 | 2023-12-22 | Engineering risk management auditing method and system based on industry auditing cooperation |
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- 2023-12-22 CN CN202311787375.2A patent/CN117893003A/en active Pending
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