CN117216801A - Enterprise financial data safety management system and method based on artificial intelligence - Google Patents

Enterprise financial data safety management system and method based on artificial intelligence Download PDF

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CN117216801A
CN117216801A CN202311467424.4A CN202311467424A CN117216801A CN 117216801 A CN117216801 A CN 117216801A CN 202311467424 A CN202311467424 A CN 202311467424A CN 117216801 A CN117216801 A CN 117216801A
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risk
financial data
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张龙
吕志峰
杨俊�
陈杏黎
杭兵
万晓庆
姚梅芳
杭朋成
张恂
姚伯生
朱明兰
陆红娟
史伯文
周荣江
杨转芳
权亚平
王天君
王一冰
董伊翔
陈嘉舜
钱奕龙
彭天益
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Jiangsu Vocational and Technical Shipping College
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Abstract

本发明公开了一种基于人工智能的企业财务数据安全管理系统及方法,涉及企业财务安全管理技术领域,本发明提供了一种基于人工智能的企业财务数据安全管理系统及方法,通过采集企业财务数据的集合样本进行处理、特征提取后,建立深度学习模型,并训练,获取综合分类系数Zhxs并和标准阈值对比,判定风险级别并进行相应的加密处理,不同级别的风险数据采取不同的安全措施,防止未经授权的访问和数据泄露;通过建立深度学习模型和分析加密处理后的风险数据的行为模式,可以实时监测异常活动和访问入侵行为。利用人工智能技术识别风险行为,减少财务数据安全管理系统中的异常检测和风险评估可能存在误报和漏报的问题。

The invention discloses an enterprise financial data security management system and method based on artificial intelligence, and relates to the technical field of enterprise financial security management. The invention provides an enterprise financial data security management system and method based on artificial intelligence. By collecting enterprise financial After the collection of data samples is processed and features are extracted, a deep learning model is established and trained to obtain the comprehensive classification coefficient Zhxs and compare it with the standard threshold to determine the risk level and perform corresponding encryption processing. Different security measures are adopted for different levels of risk data. , to prevent unauthorized access and data leakage; by establishing a deep learning model and analyzing the behavior patterns of encrypted risk data, abnormal activities and access intrusion behaviors can be monitored in real time. Use artificial intelligence technology to identify risky behaviors and reduce possible false positives and negatives in anomaly detection and risk assessment in financial data security management systems.

Description

一种基于人工智能的企业财务数据安全管理系统及方法An artificial intelligence-based enterprise financial data security management system and method

技术领域Technical field

本发明涉及企业财务安全管理技术领域,具体为一种基于人工智能的企业财务数据安全管理系统及方法。The invention relates to the technical field of enterprise financial security management, specifically an enterprise financial data security management system and method based on artificial intelligence.

背景技术Background technique

企业财务数据安全管理系统的存在是为了解决企业面临的财务数据安全和管理挑战,提供一种全面、有效的解决方案。财务数据是企业最重要、最敏感的资产之一。保护财务数据的安全性对企业的可持续发展至关重要。The enterprise financial data security management system exists to solve the financial data security and management challenges faced by enterprises and provide a comprehensive and effective solution. Financial data is one of the most important and sensitive assets of a business. Securing financial data is critical to the sustainable development of your business.

现有的企业财务数据安全管理系统只是简单对企业的财务数据进行上传至系统后,通过对管理人员的一些权限进行传输、访问和修改,但是大量的财务数据,人工在管理提交存储、访问过程中进行的加密行为,相对来说,不够智能,人工管理容易导致财务数据安全管理系统中的异常检测和风险评估可能存在误报和漏报的问题。The existing enterprise financial data security management system simply uploads the enterprise's financial data to the system and then transmits, accesses and modifies it with some permissions of the managers. However, for a large amount of financial data, manual management, submission, storage and access processes are required. The encryption behavior performed in the financial data security management system is relatively not intelligent enough, and manual management can easily lead to false positives and false negatives in anomaly detection and risk assessment in the financial data security management system.

发明内容Contents of the invention

(一)解决的技术问题(1) Technical problems solved

针对现有技术的不足,本发明提供了一种基于人工智能的企业财务数据安全管理系统及方法,通过采集企业财务数据的集合样本进行处理、特征提取后,建立深度学习模型,进行智能模型训练,获取综合分类系数Zhxs,并将综合分类系数Zhxs和标准阈值对比,判定风险级别并进行相应的加密处理,提高了企业财务数据的安全性和保护水平。不同级别的风险数据采取不同的安全措施,防止未经授权的访问和数据泄露;通过建立深度学习模型和分析加密处理后的风险数据的行为模式,可以实时监测异常活动和访问入侵行为。利用人工智能技术识别风险行为,并生成相应的报告和预警通知,帮助企业及时发现和应对潜在的风险,减少财务数据安全管理系统中的异常检测和风险评估可能存在误报和漏报的问题。In view of the shortcomings of the existing technology, the present invention provides an artificial intelligence-based enterprise financial data security management system and method. By collecting a collection of enterprise financial data samples for processing and feature extraction, a deep learning model is established and intelligent model training is performed. , obtain the comprehensive classification coefficient Zhxs, and compare the comprehensive classification coefficient Zhxs with the standard threshold to determine the risk level and perform corresponding encryption processing, which improves the security and protection level of corporate financial data. Different security measures are adopted for different levels of risk data to prevent unauthorized access and data leakage; by establishing a deep learning model and analyzing the behavior patterns of encrypted risk data, abnormal activities and access intrusion behaviors can be monitored in real time. Use artificial intelligence technology to identify risky behaviors and generate corresponding reports and early warning notices to help enterprises discover and respond to potential risks in a timely manner, and reduce possible false positives and negatives in anomaly detection and risk assessment in financial data security management systems.

(二)技术方案(2) Technical solutions

为实现以上目的,本发明通过以下技术方案予以实现:一种基于人工智能的企业财务数据安全管理方法,包括以下步骤,In order to achieve the above objectives, the present invention is implemented through the following technical solutions: an artificial intelligence-based enterprise financial data security management method, including the following steps:

S1、采集获得企业财务数据的集合样本,对企业财务数据的集合样本进行处理;S1. Collect and obtain collective samples of corporate financial data, and process the collective samples of corporate financial data;

S2、对处理后财务数据的集合样本中提取特征,获得特征财务数据;S2. Extract features from the collected samples of processed financial data to obtain characteristic financial data;

S3、建立深度学习模型,将处理后的特征财务数据按照分类,进行模型训练,获取综合分类系数Zhxs;S3. Establish a deep learning model, classify the processed characteristic financial data, conduct model training, and obtain the comprehensive classification coefficient Zhxs;

S4、智能安全加密管理,将综合分类系数Zhxs与标准阈值对比,若超过标准阈值,判定为核心高级别风险数据;若综合分类系数Zhxs低于标准阈值30%,则判定为中级别风险数据;若综合分类系数Zhxs低于标准阈值40%,则判定为低级别风险数据;若综合分类系数Zhxs低于标准阈值50%,则判定为公开级别数据;并对相对应的级别风险数据进行相对应的加密处理;S4. Intelligent security encryption management compares the comprehensive classification coefficient Zhxs with the standard threshold. If it exceeds the standard threshold, it is determined to be core high-level risk data; if the comprehensive classification coefficient Zhxs is lower than 30% of the standard threshold, it is determined to be medium-level risk data; If the comprehensive classification coefficient Zhxs is lower than 40% of the standard threshold, it is determined to be low-level risk data; if the comprehensive classification coefficient Zhxs is lower than 50% of the standard threshold, it is determined to be public-level data; and the corresponding level risk data is corresponding encryption processing;

S5、分析加密处理相对应的级别风险数据的行为模式,建立基准,监测异常活动和访问入侵行为,通过人工智能技术识别风险行为,并生成相应的报告,并发送预警通知。S5. Analyze the behavior patterns of the corresponding level of risk data for encryption processing, establish benchmarks, monitor abnormal activities and access intrusion behaviors, identify risk behaviors through artificial intelligence technology, generate corresponding reports, and send early warning notifications.

优选的,所述S1步骤包括:Preferably, the S1 step includes:

S11、采集企业财务数据的集合样本,包括已分类的收入、支出和利润数据;还包括未分类的数据,需要手动标记类别;S11. Collect a collection of corporate financial data samples, including classified revenue, expenditure and profit data; it also includes unclassified data, which requires manual labeling of categories;

收入包括企业的销售收入、服务费用和利息收入;支出包括企业的采购成本、人员薪资月报表、房租费用和运输费用;利润包括企业的净利润和毛利润;未分类的数据包括负债、股东权益、税务和财务报表分类;负债包括企业的短期负债、长期负债和债券;股东权益包括企业的股本信息、资本储备和盈余公积;税务包括企业的税费、税务申报和税务调整;财务报表包括企业的资产负债表、利润表和现金流量表;Revenue includes the company's sales revenue, service fees and interest income; expenses include the company's purchase costs, monthly salary statements, rent and transportation costs; profits include the company's net profit and gross profit; unclassified data includes liabilities and shareholders' equity. , taxation and financial statement classification; liabilities include the company's short-term liabilities, long-term liabilities and bonds; shareholders' equity includes the company's equity information, capital reserves and surplus reserves; taxation includes the company's taxes, tax declarations and tax adjustments; financial statements include The company's balance sheet, income statement and cash flow statement;

S12、将采集到的企业财务数据的集合样本进行处理,处理包括数据清洗、缺失值处理和归一化处理。S12. Process the collected samples of corporate financial data. The processing includes data cleaning, missing value processing and normalization processing.

优选的,所述S2步骤包括,从财务数据的集合样本中提取特征,包括数值特征提取和文本类型特征提取,所述数值特征提取包括提取总额、平均值和方差,所述文本类型特征提取包括提取关键词和词频信息,获得特征财务数据;Preferably, the S2 step includes extracting features from the set sample of financial data, including numerical feature extraction and text type feature extraction. The numerical feature extraction includes extracting total amount, average value and variance, and the text type feature extraction includes Extract keywords and word frequency information to obtain characteristic financial data;

总额提取用于计算财务数据的总额,包括计算收入总额、支出总额和利润总额;Total extraction is used to calculate the total of financial data, including calculating total revenue, total expenses, and total profit;

平均值提取用于计算财务数据的平均值,包括计算平均销售额、评价成本和平均利润;Average extraction is used to calculate the average of financial data, including calculating average sales, evaluation costs, and average profits;

方差提取用于计算财务数据的方差,用于衡量数据的变化程度,获得方差变化波形表;Variance extraction is used to calculate the variance of financial data, measure the degree of change in the data, and obtain a variance change waveform table;

文本类型特征提取用于对财务数据中的文本字段进行处理,对文本分词、词干提取,将文本转化为关键词列表,关键词设置为产品名称、供应商名称和客户名称;词频信息提取包括统计财务数据中关键词在文本中出现的次数,计算每个关键词在财务数据样本集合中的词频率,作为文本类型特征。Text type feature extraction is used to process text fields in financial data, segment the text, extract stems, and convert the text into a keyword list. The keywords are set to product names, supplier names, and customer names; word frequency information extraction includes Count the number of times keywords appear in text in financial data, and calculate the word frequency of each keyword in the financial data sample collection as a text type feature.

优选的,所述S3步骤包括,Preferably, the S3 step includes:

S31、将提取总额、平均值和方差作为数值特征,提取关键词和词频信息作为文本类型特征;将这些特征与财务数据样本的分类标签进行关联;S31. Extract the total amount, average value and variance as numerical features, and extract keywords and word frequency information as text type features; associate these features with the classification labels of the financial data samples;

S3、建立深度学习模型进行分类任务训练,包括决策树、支持向量机和神经网络中的其中一种;S3. Establish a deep learning model for classification task training, including one of decision trees, support vector machines and neural networks;

S4、根据深度学习模型对新的特征财务数据样本进行预测,得到分类结果;根据分类结果,计算综合分类系数Zhxs。S4. Predict new characteristic financial data samples based on the deep learning model and obtain the classification results; calculate the comprehensive classification coefficient Zhxs based on the classification results.

优选的,所述综合分类系数Zhxs通过以下公式获得:Preferably, the comprehensive classification coefficient Zhxs is obtained by the following formula:

式中,、/>、/>、...、/>是从特征财务数据中提取的特征值,设置为是数值型特征或文本型特征;/>、/>、/>、...、/>是对应特征的权重;/>为修正常数。In the formula, ,/> ,/> ,...,/> It is a feature value extracted from feature financial data, set to be a numerical feature or text feature;/> ,/> ,/> ,...,/> is the weight of the corresponding feature;/> for the correction constant.

优选的,所述S4包括,Preferably, the S4 includes,

S41、设置标准阈值用于不同级别风险的判断;设置标准阈值为30%、40%和50%;S41. Set standard thresholds for judging different levels of risks; set standard thresholds to 30%, 40% and 50%;

S42、对每个特征财务数据样本的综合分类系数Zhxs进行比较,根据不同的条件进行风险级别的判断:S42. Compare the comprehensive classification coefficient Zhxs of each characteristic financial data sample, and judge the risk level according to different conditions:

若Zhxs超过标准阈值,判定为核心高级别风险数据;If Zhxs exceeds the standard threshold, it is determined to be core high-level risk data;

若Zhxs低于标准阈值30%,判定为中级别风险数据;If Zhxs is 30% lower than the standard threshold, it is determined to be medium-level risk data;

若Zhxs低于标准阈值40%,判定为低级别风险数据;If Zhxs is lower than 40% of the standard threshold, it is determined to be low-level risk data;

若Zhxs低于标准阈值50%,判定为公开级别数据,即代表无风险数据;If Zhxs is lower than 50% of the standard threshold, it is determined to be public-level data, which means risk-free data;

S43、根据风险级别的判定结果,对相应级别的风险数据进行相应的加密方法处理。S43. According to the determination result of the risk level, perform corresponding encryption method processing on the risk data of the corresponding level.

优选的,所述S43的加密方法根据不同级别的风险数据而定;具体包括加密处理方法包括:Preferably, the encryption method of S43 is determined according to different levels of risk data; specifically, the encryption processing method includes:

S431、核心高级别风险数据:采用三位字母加三位数字作为密码进行数据加密,同时设置相对应的访问权限和控制权限,并根据访问时间戳进行身份验证和记录;S431. Core high-level risk data: Use three letters plus three digits as the password to encrypt the data, set corresponding access rights and control rights, and perform identity verification and recording based on the access timestamp;

S432、中级别风险数据:采用六位纯字母作为密码对数据进行加密,同时设置相对应的访问权限和控制权限;S432, medium-level risk data: Use six pure letters as the password to encrypt the data, and set corresponding access rights and control rights;

S433、低级别风险数据:采用纯六位数字作为密码对数据进行加密,同时设置相对应的访问权限;S433, low-level risk data: Use a pure six-digit number as the password to encrypt the data, and set corresponding access rights;

S434、不进行加密处理,访问权限打开,但是对访问记录进行备份记录。S434. No encryption processing is performed, the access permission is opened, but the access records are backed up and recorded.

优选的,所述S5包括:Preferably, the S5 includes:

S51、通过对正常行为模式的学习和分析,建立针对每个级别的风险数据的行为模式基准;行为模式基准包括访问频率、操作类型和数据传输模式;S51. Through learning and analyzing normal behavior patterns, establish behavioral pattern benchmarks for each level of risk data; behavioral pattern benchmarks include access frequency, operation type and data transmission mode;

S52、基于建立的行为模式基准,使用智能异常监测对加密后的级别风险数据进行实时监测;监测到访问频率的异常、操作类型的异常和数据传输的异常,判定为一级风险行为;S52. Based on the established behavioral pattern benchmark, use intelligent anomaly monitoring to conduct real-time monitoring of the encrypted level risk data; if abnormalities in access frequency, operation type, and data transmission are detected, it will be determined as a first-level risk behavior;

S53、采用网络流量传感器、日志传感器、身份验证传感器来监测访问入侵行为,包括未授权访问、异常登录尝试和数据泄露,识别到访问入侵行为,判定为二级风险行为;S53. Use network traffic sensors, log sensors, and authentication sensors to monitor access intrusions, including unauthorized access, abnormal login attempts, and data leaks. If access intrusions are identified, they are determined to be secondary risk behaviors;

S54、结合一级风险行为和二级风险行为,生成相应的风险报告,当识别有风险报告的情况,分析风险报告并生成预警命令通知,发送至安全团队。S54. Combine the first-level risk behavior and the second-level risk behavior to generate a corresponding risk report. When a risk report is identified, the risk report is analyzed and an early warning command notification is generated and sent to the security team.

优选的,所述预警命令通知包括邮件、短信和即时消息方式的其中一种或多种。Preferably, the early warning command notification includes one or more of email, text message and instant message.

一种基于人工智能的企业财务数据安全管理系统,包括数据采集模块,数据预处理模块、特征提取模块、模型训练和分类模块、风险级别判定模块、备份模块、加密模块、安全控制模块、异常监测模块和预警模块;An enterprise financial data security management system based on artificial intelligence, including a data collection module, a data preprocessing module, a feature extraction module, a model training and classification module, a risk level determination module, a backup module, an encryption module, a security control module, and anomaly monitoring modules and early warning modules;

数据采集模块从不同的数据源收集企业的财务数据,获取企业财务数据的集合样本;The data collection module collects corporate financial data from different data sources and obtains a collection of corporate financial data samples;

数据预处理模块用于将企业财务数据的集合样本进行数据清洗、去除重复值和处理缺失值处理;The data preprocessing module is used to clean the collection samples of corporate financial data, remove duplicate values and handle missing values;

特征提取模块用于财务数据中提取关键特征,包括数值特征和文本类型特征;The feature extraction module is used to extract key features from financial data, including numerical features and text type features;

模型训练和分类模块用于建立深度学习模型或其他机器学习模型,并将处理后的特征财务数据输入模型,计算获取综合分类系数Zhxs;The model training and classification module is used to establish a deep learning model or other machine learning model, input the processed characteristic financial data into the model, and calculate and obtain the comprehensive classification coefficient Zhxs;

风险级别判定模块用于综合分类系数Zhxs与预设的标准阈值进行对比,判定财务数据的风险级别,根据设定的阈值条件,将数据分为不同级别的风险,包括核心高级别风险、中级别风险、低级别风险和公开级别数据;The risk level determination module is used to compare the comprehensive classification coefficient Zhxs with the preset standard threshold to determine the risk level of financial data. According to the set threshold conditions, the data is divided into different levels of risks, including core high-level risks and medium-level risks. Risk, low-level risk and public-level data;

备份模块用于核心高级别风险和中级别风险对应的数据进行周期备份;The backup module is used for periodic backup of data corresponding to core high-level risks and medium-level risks;

加密模块用于对相对应级别的风险数据进行加密处理;The encryption module is used to encrypt risk data of the corresponding level;

安全控制模块用于设定相应的访问权限和控制措施,确保只有授权人员能够访问和处理敏感数据;The security control module is used to set corresponding access rights and control measures to ensure that only authorized personnel can access and process sensitive data;

异常监测模块用于监测加密后的风险数据的行为模式和访问活动,识别异常行为和入侵行为,并生成相应报告,包括异常行为的细节和风险评估结果;The anomaly monitoring module is used to monitor the behavior patterns and access activities of encrypted risk data, identify abnormal behaviors and intrusion behaviors, and generate corresponding reports, including details of abnormal behaviors and risk assessment results;

预警模块用于根据相应报告发送预警通知给相关责任人或安全团队,以便及时采取措施应对风险事件。The early warning module is used to send early warning notifications to relevant responsible persons or security teams based on corresponding reports, so that timely measures can be taken to deal with risk events.

(三)有益效果(3) Beneficial effects

本发明提供了一种基于人工智能的企业财务数据安全管理系统及方法。具备以下有益效果:The invention provides an enterprise financial data security management system and method based on artificial intelligence. It has the following beneficial effects:

(1)该一种基于人工智能的企业财务数据安全管理系统及方法,通过从财务数据的集合样本中提取数值特征和文本类型特征,可以全面而准确地表达财务数据的特征信息。有助于全面而准确地表达财务数据的特征信息,提供重要的统计指标和变化趋势,以及捕捉关键的文本信息和词频分析。通过提取综合特征,建立深度学习模型进行分类训练,并计算综合分类系数Zhxs,可以提高财务数据的分类准确性和灵活性。这有助于更好地理解和分析财务数据的分类情况,为后续的风险评估、加密管理和行为监测提供有益的信息和基础。(1) This artificial intelligence-based enterprise financial data security management system and method can comprehensively and accurately express the characteristic information of financial data by extracting numerical features and text type features from a collection of financial data samples. It helps to comprehensively and accurately express the characteristic information of financial data, provide important statistical indicators and trends, and capture key text information and word frequency analysis. By extracting comprehensive features, establishing a deep learning model for classification training, and calculating the comprehensive classification coefficient Zhxs, the classification accuracy and flexibility of financial data can be improved. This helps to better understand and analyze the classification of financial data, providing useful information and basis for subsequent risk assessment, encryption management and behavioral monitoring.

(2)该一种基于人工智能的企业财务数据安全管理系统及方法,通过针对不同级别风险的定制化加密处理,可以提升数据的安全性和隐私保护水平。核心高级别风险数据的强加密方法能有效防止未经授权访问和数据泄露,保护敏感信息的安全性。中级别和低级别风险数据的加密处理提供适度的数据保护,确保数据在传输和存储过程中不易受到恶意攻击。对访问记录进行备份记录,有助于监控和追踪数据访问行为,提高数据的可追溯性和可信度。加密处理方法中的访问权限和控制权限设置,使得对不同级别风险数据的访问和控制更加灵活。可以根据不同的业务需求和安全策略,设置相应的权限级别,确保只有授权人员可以访问和操作相应级别的风险数据,提高数据访问的合规性和安全性。通过根据风险级别判定结果对风险数据进行定制化加密处理,可以提高数据的安全性、隐私保护水平和访问控制能力。这有助于保护企业的财务数据免受风险和威胁,并确保数据在传输、存储和处理过程中的机密性和完整性。(2) This artificial intelligence-based enterprise financial data security management system and method can improve the level of data security and privacy protection through customized encryption processing for different levels of risks. Strong encryption methods for core high-level risk data can effectively prevent unauthorized access and data leakage, and protect the security of sensitive information. Encryption of medium-level and low-level risk data provides moderate data protection, ensuring that data is not vulnerable to malicious attacks during transmission and storage. Backing up access records can help monitor and track data access behavior and improve data traceability and credibility. The access rights and control rights settings in the encryption processing method make the access and control of different levels of risk data more flexible. Corresponding permission levels can be set according to different business needs and security policies to ensure that only authorized personnel can access and operate the corresponding level of risk data, improving the compliance and security of data access. By customizing encryption of risk data based on risk level determination results, data security, privacy protection and access control capabilities can be improved. This helps protect a business’s financial data from risks and threats and ensures the confidentiality and integrity of data during transmission, storage and processing.

(3)该一种基于人工智能的企业财务数据安全管理系统及方法,基于人工智能的企业财务数据安全管理方法能够实现对风险行为的监测和识别,生成相应的风险报告,并及时发送预警通知,提高对风险的应对能力和安全防护水平。(3) This artificial intelligence-based enterprise financial data security management system and method can monitor and identify risk behaviors, generate corresponding risk reports, and send early warning notifications in a timely manner , improve risk response capabilities and safety protection levels.

(4)该一种基于人工智能的企业财务数据安全管理系统,通过系统各个模块的协同作用,基于人工智能的企业财务数据安全管理方法能够提供有效的风险管理和保护措施,减少确保财务数据的安全性、完整性和可用性,基于人工智能技术,提高智能化,减少系统中管理员人工授权管理财务数据而导致的异常监测和风险评估产生误报漏报问题。(4) This artificial intelligence-based enterprise financial data security management system, through the synergy of each module of the system, the artificial intelligence-based enterprise financial data security management method can provide effective risk management and protection measures, reduce the risk of ensuring financial data Security, integrity and availability, based on artificial intelligence technology, improve intelligence and reduce the problem of false positives and false negatives caused by abnormal monitoring and risk assessment caused by administrators' manual authorization to manage financial data in the system.

附图说明Description of drawings

图1为本发明基于人工智能的企业财务数据安全管理方法步骤示意图;Figure 1 is a schematic diagram of the steps of the enterprise financial data security management method based on artificial intelligence according to the present invention;

图2为本发明基于人工智能的企业财务数据安全管理系统框图示意图;Figure 2 is a schematic block diagram of the enterprise financial data security management system based on artificial intelligence according to the present invention;

具体实施方式Detailed ways

下面将结合本发明实施例中的附图,对本发明实施例中的技术方案进行清楚、完整地描述,显然,所描述的实施例仅仅是本发明一部分实施例,而不是全部的实施例。基于本发明中的实施例,本领域普通技术人员在没有做出创造性劳动前提下所获得的所有其他实施例,都属于本发明保护的范围。The technical solutions in the embodiments of the present invention will be clearly and completely described below with reference to the accompanying drawings in the embodiments of the present invention. Obviously, the described embodiments are only some of the embodiments of the present invention, rather than all the embodiments. Based on the embodiments of the present invention, all other embodiments obtained by those of ordinary skill in the art without creative efforts fall within the scope of protection of the present invention.

实施例1Example 1

企业财务数据安全管理系统的存在是为了解决企业面临的财务数据安全和管理挑战,提供一种全面、有效的解决方案。财务数据是企业最重要、最敏感的资产之一。保护财务数据的安全性对企业的可持续发展至关重要。The enterprise financial data security management system exists to solve the financial data security and management challenges faced by enterprises and provide a comprehensive and effective solution. Financial data is one of the most important and sensitive assets of a business. Securing financial data is critical to the sustainable development of your business.

现有的企业财务数据安全管理系统只是简单对企业的财务数据进行上传至系统后,通过对管理人员的一些权限进行传输、访问和修改,但是大量的财务数据,人工在管理提交存储、访问过程中进行的加密行为,相对来说,不够智能,人工管理容易导致财务数据安全管理系统中的异常检测和风险评估可能存在误报和漏报的问题。The existing enterprise financial data security management system simply uploads the enterprise's financial data to the system and then transmits, accesses and modifies it with some permissions of the managers. However, for a large amount of financial data, manual management, submission, storage and access processes are required. The encryption behavior performed in the financial data security management system is relatively not intelligent enough, and manual management can easily lead to false positives and false negatives in anomaly detection and risk assessment in the financial data security management system.

本发明提供一种基于人工智能的企业财务数据安全管理方法,请参照图1,包括以下步骤,The present invention provides an artificial intelligence-based enterprise financial data security management method. Please refer to Figure 1, which includes the following steps:

S1、采集获得企业财务数据的集合样本,对企业财务数据的集合样本进行处理;S1. Collect and obtain collective samples of corporate financial data, and process the collective samples of corporate financial data;

S2、对处理后财务数据的集合样本中提取特征,获得特征财务数据;S2. Extract features from the collected samples of processed financial data to obtain characteristic financial data;

S3、建立深度学习模型,将处理后的特征财务数据按照分类,进行模型训练,获取综合分类系数Zhxs;S3. Establish a deep learning model, classify the processed characteristic financial data, conduct model training, and obtain the comprehensive classification coefficient Zhxs;

S4、智能安全加密管理,将综合分类系数Zhxs与标准阈值对比,若超过标准阈值,判定为核心高级别风险数据;若综合分类系数Zhxs低于标准阈值30%,则判定为中级别风险数据;若综合分类系数Zhxs低于标准阈值40%,则判定为低级别风险数据;若综合分类系数Zhxs低于标准阈值50%,则判定为公开级别数据;并对相对应的级别风险数据进行相对应的加密处理;S4. Intelligent security encryption management compares the comprehensive classification coefficient Zhxs with the standard threshold. If it exceeds the standard threshold, it is determined to be core high-level risk data; if the comprehensive classification coefficient Zhxs is lower than 30% of the standard threshold, it is determined to be medium-level risk data; If the comprehensive classification coefficient Zhxs is lower than 40% of the standard threshold, it is determined to be low-level risk data; if the comprehensive classification coefficient Zhxs is lower than 50% of the standard threshold, it is determined to be public-level data; and the corresponding level risk data is corresponding encryption processing;

S5、分析加密处理相对应的级别风险数据的行为模式,建立基准,监测异常活动和访问入侵行为,通过人工智能技术识别风险行为,并生成相应的报告,并发送预警通知。S5. Analyze the behavior patterns of the corresponding level of risk data for encryption processing, establish benchmarks, monitor abnormal activities and access intrusion behaviors, identify risk behaviors through artificial intelligence technology, generate corresponding reports, and send early warning notifications.

本实施例中,通过S1-S3采集企业财务数据的集合样本进行处理、特征提取后,建立深度学习模型,进行智能模型训练,获取综合分类系数Zhxs,并通过S4中将综合分类系数Zhxs和标准阈值对比,判定风险级别并进行相应的加密处理,提高了企业财务数据的安全性和保护水平。不同级别的风险数据采取不同的安全措施,防止未经授权的访问和数据泄露;通过建立深度学习模型和分析加密处理后的风险数据的行为模式,可以实时监测异常活动和访问入侵行为。利用人工智能技术识别风险行为,并生成相应的报告和预警通知,帮助企业及时发现和应对潜在的风险,减少财务数据安全管理系统中的异常检测和风险评估可能存在误报和漏报的问题。In this embodiment, a collection of corporate financial data samples is collected through S1-S3 for processing and feature extraction, then a deep learning model is established, intelligent model training is performed, the comprehensive classification coefficient Zhxs is obtained, and the comprehensive classification coefficient Zhxs and the standard are obtained through S4 Threshold comparison determines the risk level and performs corresponding encryption processing, which improves the security and protection level of corporate financial data. Different security measures are adopted for different levels of risk data to prevent unauthorized access and data leakage; by establishing a deep learning model and analyzing the behavior patterns of encrypted risk data, abnormal activities and access intrusion behaviors can be monitored in real time. Use artificial intelligence technology to identify risky behaviors and generate corresponding reports and early warning notices to help enterprises discover and respond to potential risks in a timely manner, and reduce possible false positives and negatives in anomaly detection and risk assessment in financial data security management systems.

实施例2Example 2

本实施例是对实施例1中进行的解释说明,具体的,所述S1步骤包括:This embodiment is an explanation of what was done in Embodiment 1. Specifically, the step S1 includes:

S11、采集企业财务数据的集合样本,包括已分类的收入、支出和利润数据;还包括未分类的数据,需要手动标记类别;S11. Collect a collection of corporate financial data samples, including classified revenue, expenditure and profit data; it also includes unclassified data, which requires manual labeling of categories;

收入包括企业的销售收入、服务费用和利息收入;支出包括企业的采购成本、人员薪资月报表、房租费用和运输费用;利润包括企业的净利润和毛利润;未分类的数据包括负债、股东权益、税务和财务报表分类;负债包括企业的短期负债、长期负债和债券;股东权益包括企业的股本信息、资本储备和盈余公积;税务包括企业的税费、税务申报和税务调整;财务报表包括企业的资产负债表、利润表和现金流量表;Revenue includes the company's sales revenue, service fees and interest income; expenses include the company's purchase costs, monthly salary statements, rent and transportation costs; profits include the company's net profit and gross profit; unclassified data includes liabilities and shareholders' equity. , taxation and financial statement classification; liabilities include the company's short-term liabilities, long-term liabilities and bonds; shareholders' equity includes the company's equity information, capital reserves and surplus reserves; taxation includes the company's taxes, tax declarations and tax adjustments; financial statements include The company's balance sheet, income statement and cash flow statement;

S12、将采集到的企业财务数据的集合样本进行处理,处理包括数据清洗、缺失值处理和归一化处理。S12. Process the collected samples of corporate financial data. The processing includes data cleaning, missing value processing and normalization processing.

本实施例,通过数据清洗过程,可以去除数据集合样本中的错误、重复、不完整或不一致的数据。这有助于提高数据的准确性和一致性,避免在后续处理和分析中产生错误的结果。在财务数据中,可能会存在缺失值,即某些数据项缺少数值或信息。通过缺失值处理,可以使用合适的方法填充或估算缺失的数据,使得数据集合样本更完整。这有助于提高数据的可用性和可靠性。财务数据可能具有不同的度量单位和取值范围。通过归一化处理,可以将数据转换为统一的尺度,使得不同特征之间具有可比性。这有助于提高数据分析和模型训练的效果,减少不同尺度带来的偏差。数据清洗、缺失值处理和归一化处理有助于提高财务数据的质量。质量较高的数据集合样本可以提供更准确、可靠的特征用于模型训练和分析,从而提高后续风险评估和决策的准确性和可信度。In this embodiment, through the data cleaning process, errors, duplications, incomplete or inconsistent data in the data set samples can be removed. This helps improve data accuracy and consistency and avoids erroneous results in subsequent processing and analysis. In financial data, there may be missing values, where some data items are missing values or information. Through missing value processing, appropriate methods can be used to fill in or impute missing data, making the data set sample more complete. This helps improve data availability and reliability. Financial data may have different units of measurement and ranges of values. Through normalization, the data can be converted to a unified scale, making different features comparable. This helps improve the effectiveness of data analysis and model training and reduce biases caused by different scales. Data cleaning, missing value handling, and normalization help improve the quality of financial data. Higher-quality data collection samples can provide more accurate and reliable features for model training and analysis, thereby improving the accuracy and credibility of subsequent risk assessment and decision-making.

实施例3Example 3

本实施例是对实施例1中进行的解释说明,具体的,所述S2步骤包括,从财务数据的集合样本中提取特征,包括数值特征提取和文本类型特征提取,所述数值特征提取包括提取总额、平均值和方差,所述文本类型特征提取包括提取关键词和词频信息,获得特征财务数据;This embodiment is an explanation of what was done in Embodiment 1. Specifically, step S2 includes extracting features from a collection sample of financial data, including numerical feature extraction and text type feature extraction. The numerical feature extraction includes extracting Total amount, average value and variance, the text type feature extraction includes extracting keywords and word frequency information to obtain characteristic financial data;

总额提取用于计算财务数据的总额,包括计算收入总额、支出总额和利润总额;通过数值特征提取中的总额、平均值和方差,可以计算财务数据的重要统计指标。总额反映了收入、支出和利润的总体情况。Total amount extraction is used to calculate the total amount of financial data, including calculating total revenue, total expenditure, and total profit; through the total amount, average value, and variance in numerical feature extraction, important statistical indicators of financial data can be calculated. Totals reflect the overall picture of revenue, expenses and profits.

平均值提取用于计算财务数据的平均值,包括计算平均销售额、评价成本和平均利润;平均值提供了财务数据的平均水平,方差衡量了数据的变化程度。这些指标和趋势可以帮助企业了解财务数据的整体情况和变化趋势。Average extraction is used to calculate the average of financial data, including calculating average sales, evaluation costs, and average profits; the average provides the average level of financial data, and the variance measures the degree of variation in the data. These indicators and trends can help companies understand the overall situation and changing trends of financial data.

方差提取用于计算财务数据的方差,用于衡量数据的变化程度,获得方差变化波形表;Variance extraction is used to calculate the variance of financial data, measure the degree of change in the data, and obtain a variance change waveform table;

文本类型特征提取用于对财务数据中的文本字段进行处理,对文本分词、词干提取,将文本转化为关键词列表,关键词设置为产品名称、供应商名称和客户名称;词频信息提取包括统计财务数据中关键词在文本中出现的次数,计算每个关键词在财务数据样本集合中的词频率,作为文本类型特征。Text type feature extraction is used to process text fields in financial data, segment the text, extract stems, and convert the text into a keyword list. The keywords are set to product names, supplier names, and customer names; word frequency information extraction includes Count the number of times keywords appear in text in financial data, and calculate the word frequency of each keyword in the financial data sample collection as a text type feature.

本实施例中,通过从财务数据的集合样本中提取数值特征和文本类型特征,可以全面而准确地表达财务数据的特征信息。有助于全面而准确地表达财务数据的特征信息,提供重要的统计指标和变化趋势,以及捕捉关键的文本信息和词频分析。这些特征可以为后续的模型训练、分类和分析提供丰富的数据基础和有益的信息。In this embodiment, by extracting numerical features and text type features from a collection of financial data samples, the feature information of the financial data can be expressed comprehensively and accurately. It helps to comprehensively and accurately express the characteristic information of financial data, provide important statistical indicators and trends, and capture key text information and word frequency analysis. These features can provide a rich data foundation and useful information for subsequent model training, classification and analysis.

实施例4Example 4

本实施例是对实施例3中进行的解释说明,具体的,所述S3步骤包括,This embodiment is an explanation of what was done in Embodiment 3. Specifically, the step S3 includes:

S31、将提取总额、平均值和方差作为数值特征,提取关键词和词频信息作为文本类型特征;将这些特征与财务数据样本的分类标签进行关联;可以获得具有丰富信息的特征财务数据。这样的特征提取和关联有助于提高数据的表达能力和分类准确性。S31. Extract the total amount, average value and variance as numerical features, and extract keywords and word frequency information as text type features; associate these features with the classification labels of financial data samples; feature financial data with rich information can be obtained. Such feature extraction and association help improve the expressive power and classification accuracy of data.

S3、建立深度学习模型进行分类任务训练,包括决策树、支持向量机和神经网络中的其中一种;深度学习模型具有较强的学习和表达能力,能够有效地学习财务数据的模式和特征,提高分类的准确性和鲁棒性。S3. Establish a deep learning model for classification task training, including one of decision tree, support vector machine and neural network; the deep learning model has strong learning and expression capabilities and can effectively learn the patterns and characteristics of financial data. Improve classification accuracy and robustness.

S4、根据深度学习模型对新的特征财务数据样本进行预测,得到分类结果;根据分类结果,计算综合分类系数Zhxs。通过深度学习模型对新的特征财务数据样本进行预测,得到分类结果,进而计算综合分类系数Zhxs。综合分类系数结合了各个特征的权重和特征值,综合评估了样本的分类结果。这样的综合分类系数能够提供一个量化的指标,帮助评估和比较不同样本的分类程度。S4. Predict new characteristic financial data samples based on the deep learning model and obtain the classification results; calculate the comprehensive classification coefficient Zhxs based on the classification results. Use the deep learning model to predict new characteristic financial data samples to obtain the classification results, and then calculate the comprehensive classification coefficient Zhxs. The comprehensive classification coefficient combines the weight and eigenvalue of each feature to comprehensively evaluate the classification results of the sample. Such a comprehensive classification coefficient can provide a quantitative indicator to help evaluate and compare the classification degree of different samples.

所述综合分类系数Zhxs通过以下公式获得:The comprehensive classification coefficient Zhxs is obtained by the following formula:

式中,、/>、/>、...、/>是从特征财务数据中提取的特征值,设置为是数值型特征或文本型特征;/>、/>、/>、...、/>是对应特征的权重;/>为修正常数。In the formula, ,/> ,/> ,...,/> It is a feature value extracted from feature financial data, set to be a numerical feature or text feature;/> ,/> ,/> ,...,/> is the weight of the corresponding feature;/> for the correction constant.

通过深度学习模型对新的特征财务数据样本进行预测,得到分类结果,进而计算综合分类系数Zhxs。综合分类系数结合了各个特征的权重和特征值,综合评估了样本的分类结果。这样的综合分类系数能够提供一个量化的指标,帮助评估和比较不同样本的分类程度。Use the deep learning model to predict new characteristic financial data samples to obtain the classification results, and then calculate the comprehensive classification coefficient Zhxs. The comprehensive classification coefficient combines the weight and eigenvalue of each feature to comprehensively evaluate the classification results of the sample. Such a comprehensive classification coefficient can provide a quantitative indicator to help evaluate and compare the classification degree of different samples.

本实施例中,通过提取综合特征,建立深度学习模型进行分类训练,并计算综合分类系数Zhxs,可以提高财务数据的分类准确性和灵活性。这有助于更好地理解和分析财务数据的分类情况,为后续的风险评估、加密管理和行为监测提供有益的信息和基础。In this embodiment, by extracting comprehensive features, establishing a deep learning model for classification training, and calculating the comprehensive classification coefficient Zhxs, the classification accuracy and flexibility of financial data can be improved. This helps to better understand and analyze the classification of financial data, providing useful information and basis for subsequent risk assessment, encryption management and behavioral monitoring.

实施例5Example 5

本实施例是对实施例1中进行的解释说明,具体的,所述S4包括,This embodiment is an explanation of what was done in Embodiment 1. Specifically, the S4 includes:

S41、设置标准阈值用于不同级别风险的判断;设置标准阈值为30%、40%和50%;S41. Set standard thresholds for judging different levels of risks; set standard thresholds to 30%, 40% and 50%;

S42、对每个特征财务数据样本的综合分类系数Zhxs进行比较,根据不同的条件进行风险级别的判断:S42. Compare the comprehensive classification coefficient Zhxs of each characteristic financial data sample, and judge the risk level according to different conditions:

若Zhxs超过标准阈值,判定为核心高级别风险数据;If Zhxs exceeds the standard threshold, it is determined to be core high-level risk data;

若Zhxs低于标准阈值30%,判定为中级别风险数据;If Zhxs is 30% lower than the standard threshold, it is determined to be medium-level risk data;

若Zhxs低于标准阈值40%,判定为低级别风险数据;If Zhxs is lower than 40% of the standard threshold, it is determined to be low-level risk data;

若Zhxs低于标准阈值50%,判定为公开级别数据,即代表无风险数据;If Zhxs is lower than 50% of the standard threshold, it is determined to be public-level data, which means risk-free data;

S43、根据风险级别的判定结果,对相应级别的风险数据进行相应的加密方法处理。通过设置标准阈值,并对综合分类系数Zhxs与标准阈值进行比较,可以准确地判断不同级别的风险数据。这样可以确保对核心高级别风险数据的高度关注和保护,以及对中级别、低级别和公开级别数据的适当处理,提高风险管理的精确性和有效性。S43. According to the determination result of the risk level, perform corresponding encryption method processing on the risk data of the corresponding level. By setting a standard threshold and comparing the comprehensive classification coefficient Zhxs with the standard threshold, different levels of risk data can be accurately judged. This ensures a strong focus on and protection of core high-level risk data, as well as appropriate processing of mid-level, low-level and public-level data, improving the accuracy and effectiveness of risk management.

所述S43的加密方法根据不同级别的风险数据而定;具体包括加密处理方法包括:The encryption method of S43 is determined according to different levels of risk data; the specific encryption processing methods include:

S431、核心高级别风险数据:采用三位字母加三位数字作为密码进行数据加密,同时设置相对应的访问权限和控制权限,并根据访问时间戳进行身份验证和记录;S431. Core high-level risk data: Use three letters plus three digits as the password to encrypt the data, set corresponding access rights and control rights, and perform identity verification and recording based on the access timestamp;

S432、中级别风险数据:采用六位纯字母作为密码对数据进行加密,同时设置相对应的访问权限和控制权限;S432, medium-level risk data: Use six pure letters as the password to encrypt the data, and set corresponding access rights and control rights;

S433、低级别风险数据:采用纯六位数字作为密码对数据进行加密,同时设置相对应的访问权限;S433, low-level risk data: Use a pure six-digit number as the password to encrypt the data, and set corresponding access rights;

S434、不进行加密处理,访问权限打开,但是对访问记录进行备份记录。根据风险级别的判定结果,对相应级别的风险数据进行定制化的加密处理。核心高级别风险数据采用更强的加密方法,如三位字母加三位数字密码,并设置严格的访问权限和控制权限,同时进行身份验证和记录。中级别风险数据采用六位纯字母密码进行加密处理,低级别风险数据采用纯六位数字密码进行加密处理。对于公开级别数据,不进行加密处理,但会备份访问记录。S434. No encryption processing is performed, the access permission is opened, but the access records are backed up and recorded. Based on the risk level determination results, customized encryption processing is performed on the risk data of the corresponding level. Core high-level risk data uses stronger encryption methods, such as three-letter plus three-digit passwords, and sets strict access and control permissions, while conducting authentication and recording. Medium-level risk data is encrypted using a six-digit pure alphabetic password, and low-level risk data is encrypted using a pure six-digit numeric password. For public-level data, encryption is not performed, but access records will be backed up.

本实施例中,通过针对不同级别风险的定制化加密处理,可以提升数据的安全性和隐私保护水平。核心高级别风险数据的强加密方法能有效防止未经授权访问和数据泄露,保护敏感信息的安全性。中级别和低级别风险数据的加密处理提供适度的数据保护,确保数据在传输和存储过程中不易受到恶意攻击。对访问记录进行备份记录,有助于监控和追踪数据访问行为,提高数据的可追溯性和可信度。加密处理方法中的访问权限和控制权限设置,使得对不同级别风险数据的访问和控制更加灵活。可以根据不同的业务需求和安全策略,设置相应的权限级别,确保只有授权人员可以访问和操作相应级别的风险数据,提高数据访问的合规性和安全性。通过根据风险级别判定结果对风险数据进行定制化加密处理,可以提高数据的安全性、隐私保护水平和访问控制能力。这有助于保护企业的财务数据免受风险和威胁,并确保数据在传输、存储和处理过程中的机密性和完整性。In this embodiment, through customized encryption processing for different levels of risks, the level of data security and privacy protection can be improved. Strong encryption methods for core high-level risk data can effectively prevent unauthorized access and data leakage, and protect the security of sensitive information. Encryption of medium-level and low-level risk data provides moderate data protection, ensuring that data is not vulnerable to malicious attacks during transmission and storage. Backing up access records can help monitor and track data access behavior and improve data traceability and credibility. The access rights and control rights settings in the encryption processing method make the access and control of different levels of risk data more flexible. Corresponding permission levels can be set according to different business needs and security policies to ensure that only authorized personnel can access and operate the corresponding level of risk data, improving the compliance and security of data access. By customizing encryption of risk data based on risk level determination results, data security, privacy protection and access control capabilities can be improved. This helps protect a business’s financial data from risks and threats and ensures the confidentiality and integrity of data during transmission, storage and processing.

实施例6Example 6

本实施例是对实施例1中进行的解释说明,具体的,所述S5包括:This embodiment is an explanation of what was done in Embodiment 1. Specifically, the S5 includes:

S51、通过对正常行为模式的学习和分析,建立针对每个级别的风险数据的行为模式基准;行为模式基准包括访问频率、操作类型和数据传输模式;S51. Through learning and analyzing normal behavior patterns, establish behavioral pattern benchmarks for each level of risk data; behavioral pattern benchmarks include access frequency, operation type and data transmission mode;

S52、基于建立的行为模式基准,使用智能异常监测对加密后的级别风险数据进行实时监测;监测到访问频率的异常、操作类型的异常和数据传输的异常,判定为一级风险行为;通过监测访问频率的异常、操作类型的异常和数据传输的异常,能够及时发现一级风险行为,提高对风险的敏感度和识别能力。S52. Based on the established behavioral pattern benchmark, use intelligent anomaly monitoring to conduct real-time monitoring of encrypted level risk data; detect abnormalities in access frequency, operation type, and data transmission, and determine it as a first-level risk behavior; through monitoring Abnormalities in access frequency, operation type and data transmission can promptly detect first-level risk behaviors and improve risk sensitivity and identification capabilities.

S53、采用网络流量传感器、日志传感器、身份验证传感器来监测访问入侵行为,包括未授权访问、异常登录尝试和数据泄露,识别到访问入侵行为,判定为二级风险行为;通过识别这些入侵行为,能够及时发现并阻止潜在的安全威胁,保护企业财务数据的安全。S53. Use network traffic sensors, log sensors, and authentication sensors to monitor access intrusions, including unauthorized access, abnormal login attempts, and data leaks. If access intrusions are identified, they are determined to be secondary risk behaviors; by identifying these intrusions, Able to detect and prevent potential security threats in a timely manner and protect the security of corporate financial data.

S54、结合一级风险行为和二级风险行为,生成相应的风险报告,当识别有风险报告的情况,分析风险报告并生成预警命令通知,发送至安全团队。S54. Combine the first-level risk behavior and the second-level risk behavior to generate a corresponding risk report. When a risk report is identified, the risk report is analyzed and an early warning command notification is generated and sent to the security team.

所述预警命令通知包括邮件、短信和即时消息方式的其中一种或多种。The early warning command notification includes one or more of email, text message, and instant message.

本实施例中,基于人工智能的企业财务数据安全管理方法能够实现对风险行为的监测和识别,生成相应的风险报告,并及时发送预警通知,提高对风险的应对能力和安全防护水平。In this embodiment, the enterprise financial data security management method based on artificial intelligence can monitor and identify risk behaviors, generate corresponding risk reports, and send early warning notifications in a timely manner to improve risk response capabilities and security protection levels.

实施例6Example 6

请参阅图2,一种基于人工智能的企业财务数据安全管理系统,包括数据采集模块,数据预处理模块、特征提取模块、模型训练和分类模块、风险级别判定模块、备份模块、加密模块、安全控制模块、异常监测模块和预警模块;Please refer to Figure 2, an enterprise financial data security management system based on artificial intelligence, including a data collection module, a data preprocessing module, a feature extraction module, a model training and classification module, a risk level determination module, a backup module, an encryption module, and a security module. Control module, abnormality monitoring module and early warning module;

数据采集模块从不同的数据源收集企业的财务数据,获取企业财务数据的集合样本;The data collection module collects corporate financial data from different data sources and obtains a collection of corporate financial data samples;

数据预处理模块用于将企业财务数据的集合样本进行数据清洗、去除重复值和处理缺失值处理;The data preprocessing module is used to clean the collection samples of corporate financial data, remove duplicate values and handle missing values;

特征提取模块用于财务数据中提取关键特征,包括数值特征和文本类型特征;The feature extraction module is used to extract key features from financial data, including numerical features and text type features;

模型训练和分类模块用于建立深度学习模型或其他机器学习模型,并将处理后的特征财务数据输入模型,计算获取综合分类系数Zhxs;The model training and classification module is used to establish a deep learning model or other machine learning model, input the processed characteristic financial data into the model, and calculate and obtain the comprehensive classification coefficient Zhxs;

风险级别判定模块用于综合分类系数Zhxs与预设的标准阈值进行对比,判定财务数据的风险级别,根据设定的阈值条件,将数据分为不同级别的风险,包括核心高级别风险、中级别风险、低级别风险和公开级别数据;The risk level determination module is used to compare the comprehensive classification coefficient Zhxs with the preset standard threshold to determine the risk level of financial data. According to the set threshold conditions, the data is divided into different levels of risks, including core high-level risks and medium-level risks. Risk, low-level risk and public-level data;

备份模块用于核心高级别风险和中级别风险对应的数据进行周期备份;The backup module is used for periodic backup of data corresponding to core high-level risks and medium-level risks;

加密模块用于对相对应级别的风险数据进行加密处理;The encryption module is used to encrypt risk data of the corresponding level;

安全控制模块用于设定相应的访问权限和控制措施,确保只有授权人员能够访问和处理敏感数据;The security control module is used to set corresponding access rights and control measures to ensure that only authorized personnel can access and process sensitive data;

异常监测模块用于监测加密后的风险数据的行为模式和访问活动,识别异常行为和入侵行为,并生成相应报告,包括异常行为的细节和风险评估结果;The anomaly monitoring module is used to monitor the behavior patterns and access activities of encrypted risk data, identify abnormal behaviors and intrusion behaviors, and generate corresponding reports, including details of abnormal behaviors and risk assessment results;

预警模块用于根据相应报告发送预警通知给相关责任人或安全团队,以便及时采取措施应对风险事件。The early warning module is used to send early warning notifications to relevant responsible persons or security teams based on corresponding reports, so that timely measures can be taken to deal with risk events.

本实施例中通过以上模块的协同作用,基于人工智能的企业财务数据安全管理方法能够提供有效的风险管理和保护措施,减少确保财务数据的安全性、完整性和可用性,基于人工智能技术,提高智能化,减少系统中管理员人工授权管理财务数据而导致的异常监测和风险评估产生误报漏报问题。In this embodiment, through the synergy of the above modules, the enterprise financial data security management method based on artificial intelligence can provide effective risk management and protection measures, reduce and ensure the security, integrity and availability of financial data. Based on artificial intelligence technology, improve Intelligent, reduce the problem of false positives and negatives caused by abnormal monitoring and risk assessment caused by administrators' manual authorization to manage financial data in the system.

尽管已经示出和描述了本发明的实施例,对于本领域的普通技术人员而言,可以理解在不脱离本发明的原理和精神的情况下可以对这些实施例进行多种变化、修改、替换和变型,本发明的范围由所附权利要求及其等同物限定。Although the embodiments of the present invention have been shown and described, those of ordinary skill in the art will understand that various changes, modifications, and substitutions can be made to these embodiments without departing from the principles and spirit of the invention. and modifications, the scope of the invention is defined by the appended claims and their equivalents.

Claims (10)

1.一种基于人工智能的企业财务数据安全管理方法,其特征在于:包括以下步骤,1. An artificial intelligence-based enterprise financial data security management method, characterized by: including the following steps, S1、采集获得企业财务数据的集合样本,对企业财务数据的集合样本进行处理;S1. Collect and obtain collective samples of corporate financial data, and process the collective samples of corporate financial data; S2、对处理后财务数据的集合样本中提取特征,获得特征财务数据;S2. Extract features from the collected samples of processed financial data to obtain characteristic financial data; S3、建立深度学习模型,将处理后的特征财务数据按照分类,进行模型训练,获取综合分类系数Zhxs;S3. Establish a deep learning model, classify the processed characteristic financial data, conduct model training, and obtain the comprehensive classification coefficient Zhxs; S4、智能安全加密管理,将综合分类系数Zhxs与标准阈值对比,若超过标准阈值,判定为核心高级别风险数据;若综合分类系数Zhxs低于标准阈值30%,则判定为中级别风险数据;若综合分类系数Zhxs低于标准阈值40%,则判定为低级别风险数据;若综合分类系数Zhxs低于标准阈值50%,则判定为公开级别数据;并对相对应的级别风险数据进行相对应的加密处理;S4. Intelligent security encryption management compares the comprehensive classification coefficient Zhxs with the standard threshold. If it exceeds the standard threshold, it is determined to be core high-level risk data; if the comprehensive classification coefficient Zhxs is lower than 30% of the standard threshold, it is determined to be medium-level risk data; If the comprehensive classification coefficient Zhxs is lower than 40% of the standard threshold, it is determined to be low-level risk data; if the comprehensive classification coefficient Zhxs is lower than 50% of the standard threshold, it is determined to be public-level data; and the corresponding level risk data is corresponding encryption processing; S5、分析加密处理相对应的级别风险数据的行为模式,建立基准,监测异常活动和访问入侵行为,通过人工智能技术识别风险行为,并生成相应的报告,并发送预警通知。S5. Analyze the behavior patterns of the corresponding level of risk data for encryption processing, establish benchmarks, monitor abnormal activities and access intrusion behaviors, identify risk behaviors through artificial intelligence technology, generate corresponding reports, and send early warning notifications. 2.根据权利要求1所述的一种基于人工智能的企业财务数据安全管理方法,其特征在于:所述S1步骤包括:2. An artificial intelligence-based enterprise financial data security management method according to claim 1, characterized in that: the step S1 includes: S11、采集企业财务数据的集合样本,包括已分类的收入、支出和利润数据;还包括未分类的数据,需要手动标记类别;S11. Collect a collection of corporate financial data samples, including classified revenue, expenditure and profit data; it also includes unclassified data, which requires manual labeling of categories; 收入包括企业的销售收入、服务费用和利息收入;支出包括企业的采购成本、人员薪资月报表、房租费用和运输费用;利润包括企业的净利润和毛利润;未分类的数据包括负债、股东权益、税务和财务报表分类;负债包括企业的短期负债、长期负债和债券;股东权益包括企业的股本信息、资本储备和盈余公积;税务包括企业的税费、税务申报和税务调整;财务报表包括企业的资产负债表、利润表和现金流量表;Revenue includes the company's sales revenue, service fees and interest income; expenses include the company's purchase costs, monthly salary statements, rent and transportation costs; profits include the company's net profit and gross profit; unclassified data includes liabilities and shareholders' equity. , taxation and financial statement classification; liabilities include the company's short-term liabilities, long-term liabilities and bonds; shareholders' equity includes the company's equity information, capital reserves and surplus reserves; taxation includes the company's taxes, tax declarations and tax adjustments; financial statements include The company's balance sheet, income statement and cash flow statement; S12、将采集到的企业财务数据的集合样本进行处理,处理包括数据清洗、缺失值处理和归一化处理。S12. Process the collected samples of corporate financial data. The processing includes data cleaning, missing value processing and normalization processing. 3.根据权利要求1所述的一种基于人工智能的企业财务数据安全管理方法,其特征在于:所述S2步骤包括,从财务数据的集合样本中提取特征,包括数值特征提取和文本类型特征提取,所述数值特征提取包括提取总额、平均值和方差,所述文本类型特征提取包括提取关键词和词频信息,获得特征财务数据;3. An artificial intelligence-based enterprise financial data security management method according to claim 1, characterized in that: the step S2 includes extracting features from a collection of financial data samples, including numerical feature extraction and text type features. Extraction, the numerical feature extraction includes extracting the total amount, average value and variance, the text type feature extraction includes extracting keywords and word frequency information to obtain characteristic financial data; 总额提取用于计算财务数据的总额,包括计算收入总额、支出总额和利润总额;Total extraction is used to calculate the total of financial data, including calculating total revenue, total expenses, and total profit; 平均值提取用于计算财务数据的平均值,包括计算平均销售额、评价成本和平均利润;Average extraction is used to calculate the average of financial data, including calculating average sales, evaluation costs, and average profits; 方差提取用于计算财务数据的方差,用于衡量数据的变化程度,获得方差变化波形表;Variance extraction is used to calculate the variance of financial data, measure the degree of change in the data, and obtain a variance change waveform table; 文本类型特征提取用于对财务数据中的文本字段进行处理,对文本分词、词干提取,将文本转化为关键词列表,关键词设置为产品名称、供应商名称和客户名称;词频信息提取包括统计财务数据中关键词在文本中出现的次数,计算每个关键词在财务数据样本集合中的词频率,作为文本类型特征。Text type feature extraction is used to process text fields in financial data, segment the text, extract stems, and convert the text into a keyword list. The keywords are set to product names, supplier names, and customer names; word frequency information extraction includes Count the number of times keywords appear in text in financial data, and calculate the word frequency of each keyword in the financial data sample collection as a text type feature. 4.根据权利要求1所述的一种基于人工智能的企业财务数据安全管理方法,其特征在于:所述S3步骤包括,4. An artificial intelligence-based enterprise financial data security management method according to claim 1, characterized in that: the step S3 includes: S31、将提取总额、平均值和方差作为数值特征,提取关键词和词频信息作为文本类型特征;将这些特征与财务数据样本的分类标签进行关联;S31. Extract the total amount, average value and variance as numerical features, and extract keywords and word frequency information as text type features; associate these features with the classification labels of the financial data samples; S3、建立深度学习模型进行分类任务训练,包括决策树、支持向量机和神经网络中的其中一种;S3. Establish a deep learning model for classification task training, including one of decision trees, support vector machines and neural networks; S4、根据深度学习模型对新的特征财务数据样本进行预测,得到分类结果;根据分类结果,计算综合分类系数Zhxs。S4. Predict new characteristic financial data samples based on the deep learning model and obtain the classification results; calculate the comprehensive classification coefficient Zhxs based on the classification results. 5.根据权利要求4所述的一种基于人工智能的企业财务数据安全管理方法,其特征在于:所述综合分类系数Zhxs通过以下公式获得:5. An artificial intelligence-based enterprise financial data security management method according to claim 4, characterized in that: the comprehensive classification coefficient Zhxs is obtained by the following formula: 式中,、/>、/>、...、/>是从特征财务数据中提取的特征值,设置为是数值型特征或文本型特征;/>、/>、/>、...、/>是对应特征的权重;/>为修正常数。In the formula, ,/> ,/> ,...,/> It is a feature value extracted from feature financial data, set to be a numerical feature or text feature;/> ,/> ,/> ,...,/> is the weight of the corresponding feature;/> for the correction constant. 6.根据权利要求1所述的一种基于人工智能的企业财务数据安全管理方法,其特征在于:所述S4包括,6. An artificial intelligence-based enterprise financial data security management method according to claim 1, characterized in that: the S4 includes: S41、设置标准阈值用于不同级别风险的判断;设置标准阈值为30%、40%和50%;S41. Set standard thresholds for judging different levels of risks; set standard thresholds to 30%, 40% and 50%; S42、对每个特征财务数据样本的综合分类系数Zhxs进行比较,根据不同的条件进行风险级别的判断:S42. Compare the comprehensive classification coefficient Zhxs of each characteristic financial data sample, and judge the risk level according to different conditions: 若Zhxs超过标准阈值,判定为核心高级别风险数据;If Zhxs exceeds the standard threshold, it is determined to be core high-level risk data; 若Zhxs低于标准阈值30%,判定为中级别风险数据;If Zhxs is 30% lower than the standard threshold, it is determined to be medium-level risk data; 若Zhxs低于标准阈值40%,判定为低级别风险数据;If Zhxs is lower than 40% of the standard threshold, it is determined to be low-level risk data; 若Zhxs低于标准阈值50%,判定为公开级别数据,即代表无风险数据;If Zhxs is lower than 50% of the standard threshold, it is determined to be public-level data, which means risk-free data; S43、根据风险级别的判定结果,对相应级别的风险数据进行相应的加密方法处理。S43. According to the determination result of the risk level, perform corresponding encryption method processing on the risk data of the corresponding level. 7.根据权利要求6所述的一种基于人工智能的企业财务数据安全管理方法,其特征在于:所述S43的加密方法根据不同级别的风险数据而定;具体包括加密处理方法包括:7. An artificial intelligence-based enterprise financial data security management method according to claim 6, characterized in that: the encryption method of S43 is determined according to different levels of risk data; specifically, the encryption processing method includes: S431、核心高级别风险数据:采用三位字母加三位数字作为密码进行数据加密,同时设置相对应的访问权限和控制权限,并根据访问时间戳进行身份验证和记录;S431. Core high-level risk data: Use three letters plus three digits as the password to encrypt the data, set corresponding access rights and control rights, and perform identity verification and recording based on the access timestamp; S432、中级别风险数据:采用六位纯字母作为密码对数据进行加密,同时设置相对应的访问权限和控制权限;S432, medium-level risk data: Use six pure letters as the password to encrypt the data, and set corresponding access rights and control rights; S433、低级别风险数据:采用纯六位数字作为密码对数据进行加密,同时设置相对应的访问权限;S433, low-level risk data: Use a pure six-digit number as the password to encrypt the data, and set corresponding access rights; S434、不进行加密处理,访问权限打开,但是对访问记录进行备份记录。S434. No encryption processing is performed, the access permission is opened, but the access records are backed up and recorded. 8.根据权利要求1所述的一种基于人工智能的企业财务数据安全管理方法,其特征在于:所述S5包括:8. An artificial intelligence-based enterprise financial data security management method according to claim 1, characterized in that: the S5 includes: S51、通过对正常行为模式的学习和分析,建立针对每个级别的风险数据的行为模式基准;行为模式基准包括访问频率、操作类型和数据传输模式;S51. Through learning and analyzing normal behavior patterns, establish behavioral pattern benchmarks for each level of risk data; behavioral pattern benchmarks include access frequency, operation type and data transmission mode; S52、基于建立的行为模式基准,使用智能异常监测对加密后的级别风险数据进行实时监测;监测到访问频率的异常、操作类型的异常和数据传输的异常,判定为一级风险行为;S52. Based on the established behavioral pattern benchmark, use intelligent anomaly monitoring to conduct real-time monitoring of the encrypted level risk data; if abnormalities in access frequency, operation type, and data transmission are detected, it will be determined as a first-level risk behavior; S53、采用网络流量传感器、日志传感器、身份验证传感器来监测访问入侵行为,包括未授权访问、异常登录尝试和数据泄露,识别到访问入侵行为,判定为二级风险行为;S53. Use network traffic sensors, log sensors, and authentication sensors to monitor access intrusions, including unauthorized access, abnormal login attempts, and data leaks. If access intrusions are identified, they are determined to be secondary risk behaviors; S54、结合一级风险行为和二级风险行为,生成相应的风险报告,当识别有风险报告的情况,分析风险报告并生成预警命令通知,发送至安全团队。S54. Combine the first-level risk behavior and the second-level risk behavior to generate a corresponding risk report. When a risk report is identified, the risk report is analyzed and an early warning command notification is generated and sent to the security team. 9.根据权利要求8所述的一种基于人工智能的企业财务数据安全管理方法,其特征在于:所述预警命令通知包括邮件、短信和即时消息方式的其中一种或多种。9. An artificial intelligence-based enterprise financial data security management method according to claim 8, characterized in that: the early warning command notification includes one or more of email, text message and instant message. 10.一种基于人工智能的企业财务数据安全管理系统,其特征在于:包括数据采集模块,数据预处理模块、特征提取模块、模型训练和分类模块、风险级别判定模块、备份模块、加密模块、安全控制模块、异常监测模块和预警模块;10. An enterprise financial data security management system based on artificial intelligence, which is characterized by: including a data collection module, a data preprocessing module, a feature extraction module, a model training and classification module, a risk level determination module, a backup module, and an encryption module. Safety control module, abnormality monitoring module and early warning module; 数据采集模块从不同的数据源收集企业的财务数据,获取企业财务数据的集合样本;The data collection module collects corporate financial data from different data sources and obtains a collection of corporate financial data samples; 数据预处理模块用于将企业财务数据的集合样本进行数据清洗、去除重复值和处理缺失值处理;The data preprocessing module is used to clean the collection samples of corporate financial data, remove duplicate values and handle missing values; 特征提取模块用于财务数据中提取关键特征,包括数值特征和文本类型特征;The feature extraction module is used to extract key features from financial data, including numerical features and text type features; 模型训练和分类模块用于建立深度学习模型或其他机器学习模型,并将处理后的特征财务数据输入模型,计算获取综合分类系数Zhxs;The model training and classification module is used to establish a deep learning model or other machine learning model, input the processed characteristic financial data into the model, and calculate and obtain the comprehensive classification coefficient Zhxs; 风险级别判定模块用于综合分类系数Zhxs与预设的标准阈值进行对比,判定财务数据的风险级别,根据设定的阈值条件,将数据分为不同级别的风险,包括核心高级别风险、中级别风险、低级别风险和公开级别数据;The risk level determination module is used to compare the comprehensive classification coefficient Zhxs with the preset standard threshold to determine the risk level of financial data. According to the set threshold conditions, the data is divided into different levels of risks, including core high-level risks and medium-level risks. Risk, low-level risk and public-level data; 备份模块用于核心高级别风险和中级别风险对应的数据进行周期备份;The backup module is used for periodic backup of data corresponding to core high-level risks and medium-level risks; 加密模块用于对相对应级别的风险数据进行加密处理;The encryption module is used to encrypt risk data of the corresponding level; 安全控制模块用于设定相应的访问权限和控制措施,确保只有授权人员能够访问和处理敏感数据;The security control module is used to set corresponding access rights and control measures to ensure that only authorized personnel can access and process sensitive data; 异常监测模块用于监测加密后的风险数据的行为模式和访问活动,识别异常行为和入侵行为,并生成相应报告,包括异常行为的细节和风险评估结果;The anomaly monitoring module is used to monitor the behavior patterns and access activities of encrypted risk data, identify abnormal behaviors and intrusion behaviors, and generate corresponding reports, including details of abnormal behaviors and risk assessment results; 预警模块用于根据相应报告发送预警通知给相关责任人或安全团队,以便及时采取措施应对风险事件。The early warning module is used to send early warning notifications to relevant responsible persons or security teams based on corresponding reports, so that timely measures can be taken to deal with risk events.
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