CN115825875A - Robust low sidelobe beam forming method for improving objective function and constraint - Google Patents
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Abstract
The invention discloses a method for forming a steady low sidelobe beam by improving a target function and constraint, which is used for sampling a received signal of a radar array; obtaining a desired signal guide vector and a covariance matrix; correcting the array guide vector and the covariance matrix; solving array receiving power based on the corrected covariance matrix; according to the beam width range of the mismatching of the steering vector, the upper bound of the uncertain set is solvedAnd determining the width of the main lobe; determining side lobe level constraint when the steering vectors are mismatched, and establishing a steady low side lobe beam forming model for improving a target function and the constraint; solving the beam forming model by a convex optimization method to obtain an optimal weight vector; and finally obtaining beam forming output. The invention not only has wider main peak width, but also has larger null width at the interference position than other beam formers, no matter the desired signalThe invention can effectively deal with the mismatching of the guide vector when the signal direction has deviation or the interference direction has deviation, and has obvious low side lobe level.
Description
Technical Field
The invention belongs to the technical field of beam forming of digital array radars, and particularly relates to a robust low sidelobe beam forming method for improving a target function and constraint.
Background
Beamforming is a common spatial filtering technique in array processing, which by computing an array can extract the desired signal and suppress interference from different directions. Modern beamforming methods are data dependent. The most well-known data-dependent beamforming technique is the minimum variance distortion free response (MVDR) beamformer, which adaptively maximizes the power in the desired direction and the signal to interference and noise ratio of the array output. However, the MVDR beamformer needs to know the steering vector of the desired signal accurately, which is not practical in practical applications. In fact, many factors may affect the accuracy of the steering vector, such as angle-of-arrival estimation errors, array calibration inaccuracies, and antenna position mismatches. The steering vector and the sampling covariance matrix greatly affect the output performance of the beam former, and when the steering vector is mismatched or the covariance matrix is wrong, the performance of the traditional beam forming algorithm is seriously reduced. Meanwhile, the selection of the main lobe width also influences the performance of the algorithm, if the main lobe width is too large, extra noise and interference are introduced, and the output SINR of the algorithm is influenced; if the main lobe width is too small, the desired signal is outside the main peak width, and the output gain of the algorithm to the desired direction signal will decrease. In addition, if the sidelobe level of the beam is too high, target detection performance, low interception performance and interference resistance performance may be reduced.
Many robust beamforming techniques are currently developed, such as signal plus interference subspace component using sample covariance matrix, and a eigenspace-based beamformer is proposed, but it has a drawback: performance decreases with decreasing signal-to-noise ratio or increasing number of interferers. The LCMV beamformer widens the main beam by adding additional linear constraints, but it can only handle angle of arrival (AOA) mismatches. And as more linear constraints are added, the degree of freedom of interference suppression thereof decreases. The subspace beamformer estimates the noise subspace and the interference subspace by constructing an interference-plus-noise covariance matrix, which can achieve high resolution when the Array Steering Vectors (ASVs) are mismatched, but the computational complexity is high, and at low signal-to-noise ratios, the signal subspace may be corrupted by the noise subspace and the performance of the subspace beamformer drops dramatically. Furthermore, it requires that the dimensions of the signal plus interference subspace are known exactly and are much lower than the number of sensors, which means that it requires large snapshots and places stringent requirements on the amount of interference.
The above robust beamforming algorithms have different defects in solving the mismatch problem, and cannot accurately control the sidelobe level of the beam and meet the practical application requirements of robust low-sidelobe beamforming.
Disclosure of Invention
The invention aims to provide a robust low sidelobe beam forming method for improving an objective function and constraint.
The technical solution for realizing the purpose of the invention is as follows: a robust low sidelobe beamforming method for improving objective function and constraints, comprising the steps of:
step 1: signal sampling: acquiring a receiving signal of a radar array, and sampling by using a set snapshot number;
and 2, step: and (3) solving a sampling covariance matrix and an expected signal guide vector: calculating a sampling covariance matrix by using the array receiving data in the step 1, and calculating an expected signal guide vector according to the known expected signal direction of a target;
and 3, step 3: error terms are added to modify the array signal steering vector and the sampling covariance matrix. The corrected array signal guide vector and the sampling covariance matrix are respectively as follows:
wherein ,steering vectors for any desired array;for steering vector errors, it is modeled as a spherical region, i.e., wherein ,is the upper bound of the array steering vector uncertainty set;is an ideal sampling covariance matrix and is,an uncertain parameter representing a sampling covariance matrix, an,The norm of the matrix is represented,the upper bound of the sampling covariance matrix uncertainty set is defined;
and 4, step 4: to findTaking the array received power after the sampling covariance matrix is corrected: and (4) solving the array received power based on the sampling covariance matrix corrected in the step (3) and improving the target function. Wherein, the array received power, i.e. the improved objective function, is represented as:,
wherein ,is a weight vector;the corrected sampling covariance matrix is obtained;is an ideal sampling covariance matrix and is,an uncertainty parameter representing a sampling covariance matrix;the upper bound of the sampling covariance matrix uncertainty set is defined;
and 5: and (3) solving an upper bound of the array steering vector uncertainty set: according to the beam width range of mismatching of the array steering vector, the upper bound of the uncertain set is obtained. Wherein, to ensure that the array bias is within the half-power beamwidth, the upper bound of the uncertainty setThe requirements are as follows:
wherein ,the number of the array elements is the number of the array elements,the distance between the array elements is the same as the distance between the array elements,a wavelength at which the array emits signals;, wherein Is the desired signal direction;
step 6: determining the width of a main lobe: upper bound based on array steering vector uncertainty setAnd the left and right boundaries of the main lobe are obtained by utilizing the symmetry of the spatial domain and the frequency domain processing, so that the width of the main lobe is determined. Wherein, the left and right boundaries of the main lobe are obtained by utilizing the symmetry of the spatial domain and the frequency domain processing as follows:
wherein ,is at an angle ofConjugate transpose of corresponding signal steering vectors in time;andthe left and right boundaries of the side lobe constraint region are respectively;is a vector of the weights to be used,is composed ofThe conjugate transpose of (1);is at an angle ofA corresponding signal steering vector of time;is a static weighting vector;is a main peak ripple;
and 7: determining side lobe constraints: determining side lobe peak values required by each position of a side lobe region based on actual setting, and determining side lobe level constraint when the guide vector is mismatched by combining a triangular inequality and a norm inequality. Wherein, the side lobe level constraint when the array steering vector is mismatched is as follows:final equivalent transformation. wherein ,to be correctedAn array steering vector of directions;is composed ofThe ideal array of directions leads to a vector,,in order to be able to transmit the frequency of the electromagnetic waves,in order to be the frequency of the signal,array element spacing;the peak value of the side lobe required by each position is expressed by dB, and different values can be appointed to different positions according to actual requirements;a side valve constraint area;
and 8: solving the weight vector: and (3) establishing a robust low sidelobe beam forming model for improving the objective function and the constraint based on the relevant parameters obtained in the steps 1 to 7, and solving the model by using a convex optimization method to obtain a global optimal weight vector. Wherein, the step of solving the weight vector specifically comprises the following steps: solving a steady low side lobe beam forming model for improving an objective function and constraint by a convex optimization method, namely applying a CVX tool box of MATLAB to obtain a weight vectorThe robust low sidelobe beamforming model with the improved objective function and the constraint is as follows:
in the formula ,in order to be the objective function, the target function,in order to sample the covariance matrix,the upper bound of the sampling covariance matrix uncertainty set is defined;the side lobe peak value;is at an angle ofThe corresponding signal in time is directed to a vector,is at an angle ofConjugate transpose of corresponding signal steering vectors in time;is the upper bound of the uncertainty set of the steering vector;in order to weight the vector statically,is the main peak corrugation;
and step 9: obtaining a robust low sidelobe adaptive beam: and (4) multiplying the received signal vector obtained in the step (1) with the optimal weight vector obtained in the step (8) to obtain the steady low-sidelobe adaptive beam. The obtained robust low sidelobe adaptive beam is as follows:
wherein ,for the global optimal weight vector obtained in step 8,is composed ofThe conjugation transpose of (1);is the received signal vector in step 1.
Compared with the prior art, the invention has the following remarkable advantages:
1) The invention selects reasonableThe main peak performance is better, more expected signal steering vector errors can be tolerated, and the null width at the interference position is larger;
2) The side valve of the invention is low; the invention adds side lobe constraint conditions on the original MVDR beam forming model so as to realize the performance requirement of low side lobe;
3) Interference suppression is good; and solving the weight vector of the model added with the side lobe constraint through a convex optimization method, so that the interference suppression degree is deepened compared with that of a conventional tool.
Drawings
Fig. 1 is a flow chart of the robust low sidelobe beamforming method of the present invention with improved objective function and constraints.
FIG. 2 illustrates the method of the embodiment considering the main peak angles respectivelyAnd is andmain peak width at change.
FIG. 3 illustrates the method of the embodiment considering the main peak angles ofAnd the width of the main peak when the angle of the main peak changes.
FIG. 5 is a schematic diagram of beam pattern simulation comparing an embodiment method with a conventional method.
FIG. 6 is a second schematic diagram of beam pattern simulation comparing the method of the embodiment with the prior art.
FIG. 7 is a diagram illustrating a simulation of a beam pattern after comparing the method of the embodiment with the prior art and partially enlarging the main peak.
FIG. 8 is a second simulation diagram of the beam pattern after comparing the method of the embodiment with the prior art and partially enlarging the main peak.
FIG. 9 is a diagram illustrating simulation of a beam pattern after the interference is locally amplified in comparison with the prior art.
FIG. 10 is a second simulation diagram of the beam pattern after the interference is locally amplified according to the comparison between the embodiment and the prior art.
Detailed Description
The technical solution in the embodiments of the present invention is further described below with reference to the drawings of the specification.
Referring to fig. 1 to 10, the present embodiment provides a robust low sidelobe beamforming method with improved objective function and constraint, which is used to improve the main peak performance of a beamformer, and meanwhile, the null width at the interference position is also larger than that of the other beamformers, so that the present invention can effectively cope with the mismatching of steering vectors no matter the deviation occurs in the desired signal direction or in the interference direction, and the proposed algorithm has a low sidelobe level that is not possessed by the other beamformers.
As shown in fig. 1, the present invention provides a robust low sidelobe beamforming method for improving objective function and constraint, comprising the steps of:
step 1: signal sampling: the number of array elements of the isotropic uniform linear array is set to be N =32, and the distance between the array antennas is half wavelength. Desired signal direction(ii) a The signal-to-noise ratio of the desired signal is 20dB, and the interference angle independent of the signal statistics isThe interference-to-noise ratio is 20dB; the angular search interval of the array pattern isThe angle search range is(ii) a The side valve region is. Obtaining the receiving signal of the radar array, and sampling with the snapshot number set as 500 to obtain the receiving signal vector, wherein Which represents the transpose of the matrix,(ii) a 500 is the number of sampling points;
step 2: and (3) solving a sampling covariance matrix and a guide vector: utilizing the sampling snapshot data in the step 1 to obtain a sampling covariance matrix(ii) a According to the known desired signal direction of the targetCalculating to obtain the desired signal steering vector of;
And step 3: adding an error term to correct the array signal steering vector and the sampling covariance matrix;
specifically, the modified array signal steering vector is:. wherein ,steering vectors for any desired array;uncertain regionIs modeled as a spherical region in which, among other things,is the upper bound of the array steering vector uncertainty set;
the modified receive covariance matrix is:. wherein ,is an ideal sampling covariance matrix and is,representing uncertainty parameters of the sampled covariance matrix and resembling the definition of an array-oriented vector uncertainty set, constraining it within a known upper bound, an,Representing the norm of the matrix.
And 4, step 4: and (3) solving the array received power after the sampling covariance matrix is corrected: and (4) solving the array received power based on the sampling covariance matrix corrected in the step (3) and improving the target function.
Consider first:. The solution of the above formula isAnd if and only ifIs obtained byTo representThe identity matrix of (2). So that the array received power is ultimately converted equivalently。
And 5: and (3) solving an upper bound of the array steering vector uncertainty set: according to the beam width range of the mismatching of the steering vector, the upper bound of the uncertain set is obtained;
Specifically, in the main peak direction, when the array weighting vector is asThen, in the main lobe direction, the normalized gain of the array directional diagram is
The directional diagram gain can be regarded as the amplitude response of the spatial filter, and when the main lobe width is obtained, the following equation is obtained
For an ideal static pattern of uniform equidistant linear arrays, the half-power beam width is:
to ensure that the array bias is within half-power beamwidth, it is desirable to meet
Finally, find out. When the indeterminate setWhen the magnitude of the steering vector is not more than 1/3, the mismatching of the steering vector is within the half-power beam width of the main peak, the performance loss is within 3dB, and if the magnitude of the steering vector exceeds 1/3, the steering vector falls outside the half-power beam width of the main peak, and large performance loss is caused to the array output. In this example, willSet to 0.3.
Step 6: determining the width of a main lobe: array-basedUpper bound of column-oriented vector uncertainty setAnd the left and right boundaries of the main lobe are obtained by utilizing the symmetry of the spatial domain and the frequency domain processing, so that the width of the main lobe is determined.
Specifically, in step 4, the corrected array steering vector is:. Definition according to directional diagram
The derivation yields:
according to the symmetry of signal space domain and frequency domain, thenValue range ofBy solving the arcsine function, the real main lobe range of the array can be obtained。
Simultaneously adding main peak consistency constraint:
Therefore, the left and right boundaries of the main lobe are determined as:
the specific parameters are substituted as follows:
and 7: determining side valve constraint: determining the required level of the side lobe region according to the actual setting asDetermining side lobe level constraint when the steering vector is mismatched, and establishing a steady low side lobe beam forming model for improving the objective function and the constraint based on the related parameters obtained in the steps.
Specifically, the constraint on the side lobe level when the steering vector mismatch is:
can obtain the product
Therefore, equation (12) may be equivalent to the following constraint:
the following equation is always true for equation (14)
Thus, the device
If and only ifThe time equal sign holds, wherein. And is therefore ultimately equivalent to the following constraint
It turns out that the above equation is a convex function.
And 8: solving the weight vector: and (3) establishing a robust low sidelobe beam forming model for improving the objective function and the constraint based on the relevant parameters obtained in the steps 1 to 7, and solving the model by using a convex optimization method to obtain a global optimal weight vector. Wherein, the established improved objective function and constrained robust low sidelobe beam forming model is as follows:
the specific numerical values substituted into this example are:
and solving the formula (15) by using a CVX tool box of MATLAB to obtain a global optimal weight vector.
And step 9: obtaining a robust low sidelobe adaptive beam: receiving signal vector obtained in step 1The optimal weight vector obtained in step 8And performing multiplication operation to obtain the steady low sidelobe self-adaptive beam. The obtained robust low sidelobe adaptive beam is as follows: . in the formula ,is composed ofThe conjugate transpose of (1);
the effects of the present invention can be further explained by the following simulation results.
Simulation result 1:
the number of array elements of the isotropic uniform linear array is 32, and the distance between the array antennas is half wavelength. All signals are ideal far-field narrow-band signals. The signal-to-noise ratio of the desired signal is 30dB, and the angle of the interference direction counted independently from the signal isThe interference has a dry to noise ratio of 40dB.
FIG. 2 shows the main peak angles respectivelyAnd is andmain peak width at change; FIG. 3 shows the main peak angles respectivelyAnd the width of the main peak when the angle of the main peak changes. As can be seen from the figure, whenAnd when the main peak width is within the half-power beam width, the performance loss is small. Figure 4 shows the differenceSNR loss under, wherein the simulated fast beat number isThe Monte Carlo count was 2000. As can be seen from the figures, the,the SNR loss is within 3 dB.
Simulation result 2:
the number of array elements of the isotropic uniform linear array is 32, and the distance between the array antennas is half wavelength. All signals are ideal far-field narrowband signals. The desired signal direction isThe signal-to-noise ratio of the desired signal is 20dB, and the interference angle independent of the signal statistics isThe interference has a dry to noise ratio of 20dB. The angular search interval of the array pattern isThe angle search range isThe array receiving fast beat number is 500, and the side lobe area isError set upper bound set toWave of main peakUpper bound of uncertainty set for array receive covariance matrixSidelobe levelIdeal static array weights。
The simulation realizes the comparison of the method of the embodiment with the existing algorithms, wherein the existing algorithms comprise a static directional diagram, an SMI beam former, an NCCB beam former, a WCPO beam former, an LCMV beam former and a DL beam former. Where the NCCB beamformer norm constraint parameter is set to 0.08, the wcpo beamformer error bound is set to 0.3, and the diagonal loading of the dl beamformer is set to 30. Fig. 5 and 6 show array patterns under various beamformers, and fig. 7 and 8 show the array patterns of various beamformers after local amplification of main peaks. Fig. 9 and 10 show diagrams of various beamformer array patterns after local amplification of interference. It can be seen from the figure that the main lobe width of the invention is maximum, and the null width at the interference position is also larger than that of the rest beam formers, so that the invention can effectively deal with the mismatching of the steering vector no matter the deviation occurs in the expected signal direction or the deviation occurs in the interference direction; at the same time, the present invention has significantly lower sidelobe levels than other beamformers.
In summary, the present invention provides a robust low sidelobe beamforming method for improving objective function and constraint, comprising:
acquiring a receiving signal of a radar array and sampling; obtaining and correcting a guide vector of an output expected signal and a covariance matrix of received data sampling; calculating array receiving power based on the corrected sampling covariance matrix; according to the beam width range of the mismatching of the steering vector, the upper bound of the uncertain set is obtained(ii) a Based onDetermining the width of a main lobe; determining side lobe level constraint when the steering vectors are mismatched, and establishing a steady low side lobe beam forming model for improving a target function and the constraint; solving the beam forming model by a convex optimization method to obtain an optimal weight vector; and finally obtaining the beam.
The invention not only has wider main peak width, but also the null width at the interference is larger than that of other beam formers, and the invention also has low side lobe level which is not possessed by other beam formers.
The invention is not described in detail, but is well known to those skilled in the art. The foregoing detailed description of the preferred embodiments of the invention has been presented. It should be understood that numerous modifications and variations could be devised by those skilled in the art in light of the present teachings without departing from the inventive concepts. Therefore, the technical solutions available to those skilled in the art through logic analysis, reasoning and limited experiments based on the prior art according to the concept of the present invention should be within the scope of protection defined by the claims.
Claims (8)
1. A method for robust low sidelobe beamforming with improved objective function and constraints, comprising the steps of:
step 1: signal sampling: acquiring a receiving signal of a radar array, and sampling by using a set snapshot number;
step 2: and (3) solving a sampling covariance matrix and an expected signal guide vector: calculating a sampling covariance matrix by using the array receiving data in the step 1, and calculating an expected signal guide vector according to the known expected signal direction of a target;
and step 3: adding error terms to correct the array signal steering vector and the sampling covariance matrix;
and 4, step 4: and (3) solving the array received power after the sampling covariance matrix is corrected: based on the sampling covariance matrix corrected in the step 3, calculating array receiving power and improving a target function;
and 5: and (3) solving an upper bound of the array steering vector uncertainty set: according to the beam width range of mismatching of the array steering vector, the upper bound of the uncertain set is obtained;
Step 6: determining the width of a main lobe: upper bound based on array steering vector uncertainty setThe left and right boundaries of the main lobe are obtained by utilizing the symmetry of the spatial domain and the frequency domain processing, so that the width of the main lobe is determined;
and 7: determining side lobe constraints: determining side lobe peak values required by each position of a side lobe region based on actual setting, and determining side lobe level constraints when the guide vectors are mismatched by combining a triangular inequality and a norm inequality;
and 8: solving the weight vector: establishing a robust low sidelobe beam forming model for improving a target function and constraint based on the relevant parameters obtained in the steps 1 to 7, and solving the model by a convex optimization method to obtain a global optimal weight vector;
and step 9: obtaining a robust low sidelobe adaptive beam: and (4) multiplying the received signal vector obtained in the step (1) with the optimal weight vector obtained in the step (8) to obtain the steady low-sidelobe adaptive beam.
2. The method for improved objective function and constrained robust low sidelobe beamforming according to claim 1 wherein the modified steering vector of the array signal and the sampling covariance matrix in step 3 are respectively:
wherein ,steering vectors for any desired array;for steering vector errors, it is modeled as a spherical region, i.e., wherein ,is the upper bound of the array steering vector uncertainty set;is an ideal sampling covariance matrix and is,an uncertain parameter representing a sampling covariance matrix, an,The norm of the matrix is represented,the upper bound of the uncertainty set for the sampled covariance matrix.
3. The method for improved objective function and constrained robust low sidelobe beamforming according to claim 1 wherein the array received power in step 4 is represented as:
4. The method of claim 1 wherein in step 5, to ensure array bias within half-power beamwidth, the upper bound of the uncertainty set is determinedThe requirements are as follows:
5. The method according to claim 1, wherein in step 6, the left and right boundaries of the main lobe are determined by using the symmetry of spatial domain and frequency domain processing as follows:
wherein ,is at an angle ofConjugate transpose of corresponding signal steering vectors in time;andrespectively as the left and right boundaries of the side lobe constraint region;in the form of a vector of weights,is composed ofThe conjugate transpose of (1);is at an angle ofA corresponding signal steering vector of time;is a static weighting vector;is the main peak ripple.
6. The method for improved objective function and constrained robust low sidelobe beamforming according to claim 1 wherein in step 7 the sidelobe level constraints when the array steering vectors are mismatched are:,
final equivalent transformation, wherein ,to be correctedAn array steering vector of directions;is composed ofThe ideal array of directions leads to a vector,,in order to be able to transmit the frequency of the electromagnetic waves,in order to be the frequency of the signal,array element spacing;the peak value of the side lobe required by each position is expressed by dB, and different values can be appointed to different positions according to actual requirements;the side lobes constrain the region.
7. The method for improving objective function and constrained robust low sidelobe beamforming according to claim 1 wherein the step of solving the weight vector in step 8 is specifically: solving a steady low side lobe beam forming model for improving an objective function and constraint by a convex optimization method, namely applying a CVX tool box of MATLAB to obtain a weight vectorThe robust low sidelobe beamforming model for improving the objective function and constraining is as follows:
in the formula ,in order to be the objective function, the target function,in order to sample the covariance matrix,the upper bound of the sampling covariance matrix uncertain set is defined;the side lobe peak value;is at an angle ofA corresponding signal steering vector of time;is at an angle ofThe conjugate transpose of the corresponding signal steering vector in time;is the upper bound of the uncertainty set of the steering vector;in order to weight the vector statically,is the main peak ripple.
8. The method for improving objective function and constraint robust low sidelobe beamforming according to claim 1 wherein the robust low sidelobe adaptive beam obtained in step 9 is:
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