CN115718263A - Attention-based lithium ion battery calendar aging prediction model and method - Google Patents

Attention-based lithium ion battery calendar aging prediction model and method Download PDF

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CN115718263A
CN115718263A CN202310023441.2A CN202310023441A CN115718263A CN 115718263 A CN115718263 A CN 115718263A CN 202310023441 A CN202310023441 A CN 202310023441A CN 115718263 A CN115718263 A CN 115718263A
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CN115718263B (en
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胡天宇
王康晟
马惠敏
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University of Science and Technology Beijing USTB
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Abstract

The invention discloses an Attention-based lithium ion battery Calendar Aging prediction model and method (KDACAF), which comprises a semi-experience module (SEM module), a Knowledge-driven Attention module, a Data-driven Attention module and a long-time and short-time memory module (LSTM module). According to the lithium ion battery calendar aging prediction model and method based on attention, the knowledge-driven attention module takes a semi-empirical module based on the Alonenius law as a front end, electrochemical priori knowledge in the battery field is integrated into a data-driven neural network, the attention mechanism is applied to lithium ion battery calendar aging prediction by taking human cognitive decision mechanism as reference, monitoring and management of the health state of the battery are facilitated, and the service life of the battery is prolonged.

Description

Attention-based lithium ion battery calendar aging prediction model and method
Technical Field
The invention relates to a battery technology, in particular to a lithium ion battery calendar aging prediction model and a lithium ion battery calendar aging prediction method based on attention.
Background
Lithium ion batteries have been widely used in many industrial electronic applications, such as Electric Vehicles (EVs) and smart grids, due to their advantages in energy density and low self-discharge rate. However, effective health management is a key and challenging problem for the wider application of lithium ion batteries. In practical applications such as electric vehicles, batteries are degraded by calendar (calendar) and cycling (cycling). Since over 70% of automotive battery life is spent in storage conditions, there is an urgent need for an effective battery health monitoring and management solution in the calendar degradation mode.
In the battery calendar mode, the rate of decay of the battery capacity may be significantly affected by several factors, including the storage temperature and the battery State of charge (SoC). Since battery calendar degradation is a highly nonlinear and strongly coupled process, developing an appropriate model to diagnose/describe battery capacity degradation behavior under different storage conditions while considering the effects of storage temperature and SoC is crucial to battery health monitoring and management. At present, battery calendar aging prediction models can be divided into two categories, namely a knowledge-driven model and a data-driven model.
For knowledge-driven models, some knowledge that can reflect the battery degradation mechanism will be coupled into the model to account for the dynamics of battery aging. On the other hand, based on some knowledge information, such as the einlin acceleration equation or arrhenius law, a semi-empirical model is made another common knowledge-driven model to capture the dynamics of battery calendar aging.
With the rapid development of machine learning and cloud computing technologies, a data-driven model has become another common tool, and enables battery health estimation and prediction. This type of model can be further divided into traditional statistical models and deep learning based models. The former has a relatively small capacity, such as Support Vector Regression (SVR), gaussian Process Regression (GPR), and the like. The latter adopts a large-capacity neural network with a deep structure, such as a convolutional neural network, a recurrent neural network, a deep belief network, and a plurality of mixed models combining the recurrent neural network and the transfer learning.
Currently, one challenge for battery calendar aging prediction by data-driven models is: without the guidance of the battery electrochemical experience knowledge, the pure data-driven model mainly learns the battery aging information from the training data, and the generalization is poor. Since battery electrochemical knowledge can support calendar aging modeling, incorporating battery electrochemical empirical knowledge into a data-driven model should have significant potential in improving predictive performance, especially under brand new operating conditions lacking historical data. However, existing data-driven models have limited ability to incorporate a priori knowledge and statistical rules from different modalities, i.e., to process multimodal input. Recently proposed attention mechanisms have partially addressed the multi-modal processing problem. The attention mechanism is to mimic the cognitive process of a human being, i.e. to selectively focus on one or several things, while ignoring other things like self-attention, global/soft attention, local/hard attention, etc. The forecasting field also makes multiple attempts on the attention mechanism, such as proposing a hybrid attention-long short-term memory (LSTM) model for photovoltaic power forecasting, combining the attention mechanism and a bidirectional LSTM for power load forecasting, and the like.
Even though these attention-based predictive models have emerged, we believe that effective improvements and performance enhancements can still be achieved because these models are based on purely data-driven models with less consideration for incorporating domain or expertise into the model.
Disclosure of Invention
In response to the above problems, an attention-based lithium ion battery calendar aging prediction model (KDACAF) is designed in this application, which contains two attention modules, namely knowledge-driven attention and data-driven attention. The knowledge-driven attention module takes a semi-empirical model as a front end and fully utilizes the battery aging electrochemical empirical knowledge. Because electrochemical knowledge can guide battery calendar aging prediction modeling, introducing priori knowledge in KDACAF brings remarkable performance improvement for model prediction. And because the proposed knowledge-data driven attention model consists of data driven and semi-empirical modules, the application mainly compares and evaluates the performance of the model with other classical data driven models and semi-empirical models.
In order to achieve the purpose, the invention provides an attention-based lithium ion battery calendar aging prediction model, which comprises a semi-experience module, a knowledge-driven attention module, a data-driven attention module and a long-time and short-time memory module;
the knowledge-driven attention module takes a semi-empirical model as a front end, and the semi-empirical model is based on the arrhenius law.
The invention also includes an experimental platform for testing the effectiveness of KDACAF, comprising a hotcell for controlling the ambient temperature of a storage battery, a battery test device for maintaining a predetermined storage state of charge (SoC) level for the battery, a computer for monitoring and storing battery aging data.
The attention-based method for the lithium ion battery calendar aging prediction model comprises the following steps:
s1, collecting and preprocessing data;
s2, establishing a calendar aging prediction model;
s21, establishing a problem description and a semi-empirical model for calendar aging prediction;
s22, KDACAF structure;
s23, memorizing the loss function of the module and KDACAF in terms of length and time;
s3, experiments and analysis
S31, comparing and testing;
s32, ablation testing;
and S33, convergence analysis.
The step S1 specifically includes the following steps:
data preprocessing and evaluation index
Performing cubic spline interpolation on the training set to make each training setThe battery capacity sequences all have a resolution of 1 hour, so that the length of each sequence is 11521, and in addition, in order to ensure the time resolution consistency of KDACAF on the training set, the verification set and the test set, all the capacity sequences in the training set are sparsely sampled once every 30 days, namely, all the capacity sequences in the KDACAF training period
Figure 964306DEST_PATH_IMAGE001
Of (2) is arbitrary twice successively
Figure 899026DEST_PATH_IMAGE002
And
Figure 114107DEST_PATH_IMAGE003
the time interval between is still 30 days, i.e.
Figure 23DEST_PATH_IMAGE004
Hours, which is the same as the time resolution of the validation set and test set; the Maximum Absolute Error (MAE) and Root Mean Square Error (RMSE) were used for evaluation, i.e.:
Figure 60383DEST_PATH_IMAGE005
Figure 348145DEST_PATH_IMAGE006
step S21 specifically includes the following steps:
s211, problem description of calendar aging prediction
Calendar aging prediction of lithium ion batteries aims at predicting the variation of their capacity with storage time, the interpretation variables for this task are formatted as the following matrix:
Figure 62023DEST_PATH_IMAGE007
wherein,
Figure 662332DEST_PATH_IMAGE008
all the interpretation information of the present prediction task is represented,
Figure 526383DEST_PATH_IMAGE009
the sequential order number representing the capacity sequence,
Figure 668651DEST_PATH_IMAGE010
indicating a sequence of capacities
Figure 225534DEST_PATH_IMAGE011
The number of the measured values is,
Figure 86043DEST_PATH_IMAGE012
to represent
Figure 19364DEST_PATH_IMAGE013
The storage time of the battery in (1),
Figure 16139DEST_PATH_IMAGE014
which is indicative of the temperature at which the battery is stored,
Figure 743923DEST_PATH_IMAGE015
which represents the storage of the SoC,
Figure 327614DEST_PATH_IMAGE016
is a lag interval;
for capacity prediction for a single step, the target variable is
Figure 533467DEST_PATH_IMAGE017
Thus, the calendar aging prediction task is abstracted to the following mapping:
Figure 119169DEST_PATH_IMAGE018
wherein,
Figure 876910DEST_PATH_IMAGE019
representing data-driven or knowledge-driven predictive models, in which
Figure 180852DEST_PATH_IMAGE020
Does not necessarily require the use of
Figure 190396DEST_PATH_IMAGE021
All of the information in (1). For example: using only semi-empirical models
Figure 925878DEST_PATH_IMAGE022
Storage time, temperature and SoC in (1), while pure data-driven models tend to use
Figure 729886DEST_PATH_IMAGE023
All of the information in (a).
S212, semi-empirical model for calendar aging prediction
According to arrhenius' law, the degradation of calendar capacity is ultimately expressed in a particular semi-empirical form:
Figure 52283DEST_PATH_IMAGE024
wherein,
Figure 599939DEST_PATH_IMAGE025
and
Figure 691391DEST_PATH_IMAGE026
are all the dependent items of the SoC,
Figure 931880DEST_PATH_IMAGE027
which represents the constant of the gas,
Figure 741573DEST_PATH_IMAGE028
a low power parameter representing a duration dependency.
Considering that the influence of the storage SoC on parasitic chemical reactions may lead to a degradation of the battery capacity, the linear and exponential dependence of the SoC is considered, i.e.
Figure 827341DEST_PATH_IMAGE029
And
Figure 274765DEST_PATH_IMAGE030
in the form of (a), the following semi-empirical model was constructed.
Figure 686154DEST_PATH_IMAGE031
Figure 451985DEST_PATH_IMAGE032
Figure 200498DEST_PATH_IMAGE033
Figure 141910DEST_PATH_IMAGE034
All of the SEMs mentioned above can be respectively and simply expressed as
Figure 583255DEST_PATH_IMAGE035
Figure 977327DEST_PATH_IMAGE036
Figure 565084DEST_PATH_IMAGE037
Figure 361002DEST_PATH_IMAGE038
Wherein
Figure 379774DEST_PATH_IMAGE039
Respectively representing all parameters to be identified, namely:
Figure 385776DEST_PATH_IMAGE040
Figure 617037DEST_PATH_IMAGE041
Figure 657674DEST_PATH_IMAGE042
Figure 581768DEST_PATH_IMAGE043
step S22 KDACAF structure
KDACAF takes a semi-empirical model as a basis from which three branches are extracted, namely a prediction branch, a fitting branch and a characteristic branch. Predicting branches through the four SEM pairs
Figure 75066DEST_PATH_IMAGE044
Preliminary predictions were made and the fit branch was used to solve the regression results of the SEMs on past volume sequences (which served as input to the knowledge-driven attention module), and the feature branch constructed feature vectors based on the four SEMs described above (which served as input to the data-driven attention module).
Step S22 specifically includes the following steps:
s221, semi-empirical module and prediction branch
The semi-empirical module is a collection of four SEMs set forth in S212.
In the case of a predicted branch, the branch is predicted,
Figure 375597DEST_PATH_IMAGE045
the four SEM's input to the semi-empirical module were obtained separately
Figure 880528DEST_PATH_IMAGE046
The regression results, i.e., the preliminary prediction results, of (1) are as follows:
Figure 601622DEST_PATH_IMAGE047
that is, for each SEM there is:
Figure 457582DEST_PATH_IMAGE048
s222, fitting branch and knowledge-driven attention module
To fit the results of past capacity sequences, first, one will fit
Figure 155280DEST_PATH_IMAGE049
The interpretation matrix is divided into two parts:
Figure 780296DEST_PATH_IMAGE050
namely:
Figure 170826DEST_PATH_IMAGE051
in the formula,
Figure 107558DEST_PATH_IMAGE052
a sequence of the recent capacity is represented,
Figure 15471DEST_PATH_IMAGE053
each column in (1) represents
Figure 494994DEST_PATH_IMAGE054
Influence factors of the corresponding elements in (1); in the fitting branch
Figure 554961DEST_PATH_IMAGE055
Respectively input into the four SEM devices to obtain
Figure 119934DEST_PATH_IMAGE056
The regression results of (1):
Figure 159435DEST_PATH_IMAGE057
Figure 24622DEST_PATH_IMAGE058
is that
Figure 756955DEST_PATH_IMAGE059
In that
Figure 809225DEST_PATH_IMAGE060
The regression results of (a) are as follows:
Figure 652416DEST_PATH_IMAGE061
the present knowledge-driven attention module is dedicated to calendar aging prediction tasks, where targets are predicted
Figure 840952DEST_PATH_IMAGE062
Attention to each SEM (i.e., for its preliminary predicted results)
Figure 714492DEST_PATH_IMAGE063
Note of (d) was designed based on the goodness of fit of each SEM model to the past real capacity, i.e.;
first, the knowledge-driven attention model is
Figure 378691DEST_PATH_IMAGE064
And
Figure 900940DEST_PATH_IMAGE065
the score function between is defined as follows:
Figure 599774DEST_PATH_IMAGE066
Figure 549276DEST_PATH_IMAGE067
a scoring function representing a knowledge-driven attention model;
can then obtain
Figure 576138DEST_PATH_IMAGE068
Attention to each SEMIs composed of
Figure 26711DEST_PATH_IMAGE069
Figure 455418DEST_PATH_IMAGE070
Then, get to
Figure 216568DEST_PATH_IMAGE071
The following points of (1) are accurately predicted:
Figure 730726DEST_PATH_IMAGE072
s223, feature branch and data-driven attention module
To expand the model capacity of KDACAF to better capture the multimodalities of the calendar aging process, data-driven attention was constructed, the details of which are as follows:
to construct feature vectors from semi-empirical modules, we will
Figure 860356DEST_PATH_IMAGE073
Again, the four SEMs were entered and four eigenvectors were constructed from the intermediate variables of these SEMs, respectively, as follows:
Figure 2624DEST_PATH_IMAGE074
wherein,
Figure 825086DEST_PATH_IMAGE075
representation is based on
Figure 685595DEST_PATH_IMAGE076
The intermediate variables in the inner.
Predicting a target in a data-driven attention module
Figure 87758DEST_PATH_IMAGE077
Attention to each SEM (i.e., preliminary prediction of its outcome)
Figure 491057DEST_PATH_IMAGE078
Attention of (d) is designed based on the historical capacity sequence and the constructed features, and the scoring function is defined as:
Figure 343475DEST_PATH_IMAGE079
wherein
Figure 301067DEST_PATH_IMAGE080
A scoring function representing the data-driven attention,
Figure 664178DEST_PATH_IMAGE081
is the first
Figure 390825DEST_PATH_IMAGE082
A trainable matrix corresponding to the SEM;
then, can obtain
Figure 148566DEST_PATH_IMAGE083
Attention number to each SEM, note
Figure 718087DEST_PATH_IMAGE084
I.e. by
Figure 55528DEST_PATH_IMAGE085
Figure 259851DEST_PATH_IMAGE086
Then, get to
Figure 63859DEST_PATH_IMAGE087
Another accurate prediction of:
Figure 386256DEST_PATH_IMAGE088
step S23 long-and-short term memory module and KDACAF loss function
The comprehensive two-part attention mechanism can be obtained
Figure 199491DEST_PATH_IMAGE089
The intermediate prediction of (2):
Figure 431889DEST_PATH_IMAGE090
wherein
Figure 531432DEST_PATH_IMAGE091
Showing two attention module pairs
Figure 75546DEST_PATH_IMAGE092
The inter-prediction of (2) is performed,
Figure 256254DEST_PATH_IMAGE093
and
Figure 936634DEST_PATH_IMAGE094
all are learnable weights;
then, the historical capacity is sequenced
Figure 675920DEST_PATH_IMAGE095
And
Figure 317117DEST_PATH_IMAGE096
the concatenation is as follows vector:
Figure 596788DEST_PATH_IMAGE097
finally, the vectors are input to a long-short term memory module comprising an LSTM layer, and the LSTM output is scaled
Figure 272620DEST_PATH_IMAGE098
In front of and behind
Figure 749519DEST_PATH_IMAGE099
Is expressed as
Figure 143591DEST_PATH_IMAGE100
Figure 961374DEST_PATH_IMAGE101
The loss function of KDACAF is set as follows:
Figure 22871DEST_PATH_IMAGE102
in the formula,
Figure 776064DEST_PATH_IMAGE103
for training the number of samples, adopting an Adam training method to train KDACAF;
step S31 specifically includes the following steps:
s311, comparison in test Set \822456;
s312, comparison in test Set \8225j.
Therefore, the invention has the following beneficial effects by adopting the structure:
1. by taking electrochemical knowledge as a key basis of a knowledge-driven attention module, the KDACAF realizes accurate battery calendar aging prediction based on knowledge-data dual drive. Ablation experiments show that the introduction of knowledge in the electrochemical field obviously improves the prediction performance of KDACAF.
2. Multiple comparison tests show that KDACAF is superior to the current most advanced knowledge-driven and data-driven battery calendar aging prediction model.
The technical solution of the present invention is further described in detail by the accompanying drawings and embodiments.
Drawings
FIG. 1 is a block diagram of the present invention;
FIG. 2 is a block diagram of the experimental platform structure of the present invention;
FIG. 3 is a data processing flow diagram of the present invention;
FIG. 4 is a long and short term memory module diagram of the present invention;
FIG. 5 is a graph showing the relationship between the prediction results and the corresponding prediction errors in the test set \822458;
FIG. 6 is a graph of the relationship between the prediction results and the corresponding prediction errors in the test set \8225; according to the present invention;
FIG. 7 is a graph of the convergence and stability analysis of the present invention on a test set \8224;
FIG. 8 is a graph of the convergence and stability analysis of the present invention on test set \8225.
Detailed Description
The present invention will be further described with reference to the accompanying drawings, and it should be noted that the present embodiment is based on the technical scheme, and a detailed implementation manner and a specific operation process are provided, but the protection scope of the present invention is not limited to the present embodiment.
Fig. 1 is a schematic structural diagram of an embodiment of the present invention, and as shown in fig. 1, the structure of the present invention includes a semi-empirical module, a knowledge-driven attention module, a data-driven attention module, and a long-time and short-time memory module;
the knowledge-driven attention module takes a semi-empirical model as a front end, and the semi-empirical model is based on the arrhenius law.
The invention also includes an experimental platform for testing the validity of KDACAF, comprising a hotroom for controlling the ambient temperature of a storage battery, a battery testing device for maintaining a predetermined storage state of charge (SoC) level for the battery, a computer for monitoring and storing battery aging data.
The attention-based method for the lithium ion battery calendar aging prediction model comprises the following steps:
s1, collecting and preprocessing data;
TABLE 1 calendar aging data set
Figure 782066DEST_PATH_IMAGE104
The step S1 specifically includes the following steps:
data preprocessing and evaluation index
Before KDACAF training, 27 capacity sequences are divided into four subsets, namely sequences 13, 14, 16, 17, 22, 23, 25 and 26 are used as training sets within 8000 hours, sequences 15, 18, 24 and 27 are used as verification sets within 8000 hours, and Con. #5, 6, 8 and 9 are used as test sets with time stamps exceeding 8000 hours, and Con. #1, 2, 3, 4 and 7 are used as test sets set \822425.
Carrying out cubic spline interpolation on a training set to ensure that each battery capacity sequence in the training set has 1 hour resolution, the length of each sequence is 11521, and in addition, in order to ensure the time resolution consistency of KDACAF on the training set, the verification set and the test set, all capacity sequences in the training set are sparsely sampled once every 30 days, namely all capacity sequences in the KDACAF training period
Figure 278906DEST_PATH_IMAGE105
Of (2) is arbitrary twice successively
Figure 53964DEST_PATH_IMAGE106
And
Figure 243637DEST_PATH_IMAGE107
the time interval between is still 30 days, i.e.
Figure 972821DEST_PATH_IMAGE108
Hours, which is the same as the time resolution of the validation set and test set; the Maximum Absolute Error (MAE) and Root Mean Square Error (RMSE) were used for evaluation, i.e.:
Figure 7773DEST_PATH_IMAGE109
s2, establishing a calendar aging prediction model;
s21, establishing a problem description and a semi-empirical model for calendar aging prediction;
step S21 specifically includes the following steps:
s211, problem description of calendar aging prediction
Calendar aging prediction of lithium ion batteries aims at predicting the variation of their capacity with storage time, the interpretation variables for this task are formatted as the following matrix:
Figure 371758DEST_PATH_IMAGE110
wherein,
Figure 466753DEST_PATH_IMAGE111
it is meant that all of the interpretation information,
Figure 181768DEST_PATH_IMAGE112
the sequential order number representing the capacity sequence,
Figure 20411DEST_PATH_IMAGE113
represents the second of a capacity sequence
Figure 770061DEST_PATH_IMAGE114
The number of the measured values is,
Figure 35958DEST_PATH_IMAGE115
to represent
Figure 2383DEST_PATH_IMAGE116
The storage time of the battery in (1),
Figure 379138DEST_PATH_IMAGE117
which is indicative of the temperature at which the battery is stored,
Figure 983295DEST_PATH_IMAGE118
representing the stored state of charge (SoC),
Figure 685671DEST_PATH_IMAGE119
is a lag interval;
for capacity prediction for a single step, the target variable is
Figure 250645DEST_PATH_IMAGE120
Thus, the calendar aging prediction task is abstracted as the following mapping:
Figure 24566DEST_PATH_IMAGE121
wherein,
Figure 217650DEST_PATH_IMAGE122
representing data-driven or knowledge-driven predictive models, in which
Figure 576081DEST_PATH_IMAGE123
Does not necessarily require the use of
Figure 221826DEST_PATH_IMAGE124
All of the information in (1). For example: using only semi-empirical models
Figure 205963DEST_PATH_IMAGE125
Storage time, temperature and SoC in (1), while pure data-driven models tend to use
Figure 277387DEST_PATH_IMAGE126
All of the information in (a).
S212, semi-empirical model of calendar aging prediction
According to arrhenius' law, the degradation of calendar capacity is ultimately expressed in a particular semi-empirical form:
Figure 55987DEST_PATH_IMAGE127
wherein,
Figure 189029DEST_PATH_IMAGE128
and
Figure 976856DEST_PATH_IMAGE129
are all the dependent items of the SoC,
Figure 144532DEST_PATH_IMAGE130
which represents the constant of the gas,
Figure 953088DEST_PATH_IMAGE131
a low power parameter representing a duration dependency.
Considering that the influence of the storage SoC on parasitic chemical reactions may lead to degradation of the battery capacity, linear and exponential dependencies of the SoC are considered, i.e.
Figure 979950DEST_PATH_IMAGE132
And
Figure 666409DEST_PATH_IMAGE133
the following semi-empirical model was constructed.
Figure 95116DEST_PATH_IMAGE134
Figure 340152DEST_PATH_IMAGE135
Figure 588731DEST_PATH_IMAGE136
Figure 718361DEST_PATH_IMAGE137
All of the SEMs mentioned above can be respectively and simply expressed as
Figure 391788DEST_PATH_IMAGE138
Figure 306261DEST_PATH_IMAGE139
Figure 307715DEST_PATH_IMAGE140
Figure 100091DEST_PATH_IMAGE141
Wherein
Figure 237811DEST_PATH_IMAGE142
Respectively representing all parameters to be identified, namely:
Figure 824650DEST_PATH_IMAGE143
Figure 313400DEST_PATH_IMAGE144
Figure 909467DEST_PATH_IMAGE145
Figure 901693DEST_PATH_IMAGE146
s22, KDACAF structure;
KDACAF takes a semi-empirical model as a basis from which three branches are extracted, namely a prediction branch, a fitting branch and a characteristic branch. Predicting branches through the four SEM pairs
Figure 800379DEST_PATH_IMAGE147
Preliminary predictions were made and the fit branch was used to solve the regression results of the SEMs on past volume sequences (which served as input to the knowledge-driven attention module), and the feature branch constructed feature vectors based on the four SEMs described above (which served as input to the data-driven attention module).
Step S22 specifically includes the following steps:
s221, semi-empirical module and predicted branch
The semi-empirical module is a set of four SEMs set forth in S212.
In the case of a predicted branch, the branch is predicted,
Figure 402524DEST_PATH_IMAGE148
is input to the above-mentioned semi-empirical moduleSEM, respectively obtaining
Figure 412068DEST_PATH_IMAGE149
The regression results, i.e., the preliminary prediction results, of (1) are as follows:
Figure 524381DEST_PATH_IMAGE150
that is, for each SEM there is:
Figure 718602DEST_PATH_IMAGE151
s222, fitting branch and knowledge-driven attention module
To fit the results of past capacity sequences, first, one will fit
Figure 916365DEST_PATH_IMAGE152
The interpretation matrix is divided into two parts:
Figure 854234DEST_PATH_IMAGE153
namely:
Figure 821053DEST_PATH_IMAGE154
in the formula,
Figure 61541DEST_PATH_IMAGE155
a sequence of the recent capacity is represented,
Figure 297000DEST_PATH_IMAGE156
each column in (1) represents
Figure 507402DEST_PATH_IMAGE157
Influence factors of the corresponding elements in (1); in the fitting branch
Figure 63148DEST_PATH_IMAGE158
Are respectively provided withThe input of the above four SEM, obtain
Figure 835057DEST_PATH_IMAGE159
The regression results of (1):
Figure 866467DEST_PATH_IMAGE160
Figure 287084DEST_PATH_IMAGE161
is that
Figure 962916DEST_PATH_IMAGE162
In that
Figure 935420DEST_PATH_IMAGE163
The regression results of (a) were as follows:
Figure 329493DEST_PATH_IMAGE164
the present knowledge-driven attention module is dedicated to calendar aging prediction tasks, where targets are predicted
Figure 288221DEST_PATH_IMAGE165
Attention to each SEM (i.e., for its preliminary predicted results)
Figure 208773DEST_PATH_IMAGE166
Note of (d) was designed based on the goodness of fit of each SEM model to the real capacity in the past, i.e.;
first, the knowledge-driven attention model is
Figure 696386DEST_PATH_IMAGE167
And
Figure 200923DEST_PATH_IMAGE168
the score function between is defined as follows:
Figure 963343DEST_PATH_IMAGE169
Figure 941663DEST_PATH_IMAGE170
a scoring function representing a knowledge-driven attention model;
can then obtain
Figure 255970DEST_PATH_IMAGE171
Attention to each SEM, note
Figure 359055DEST_PATH_IMAGE172
Figure 518641DEST_PATH_IMAGE173
Then, get to
Figure 554730DEST_PATH_IMAGE174
The following points of (1) are accurately predicted:
Figure 649725DEST_PATH_IMAGE175
s223, feature branch and data-driven attention module
To expand the model capacity of KDACAF to better capture the multimodalities of the calendar aging process, data-driven attention was constructed as follows:
to construct feature vectors from semi-empirical modules, we will
Figure 131784DEST_PATH_IMAGE176
Again, the four SEMs were entered and four eigenvectors were constructed from the intermediate variables of these SEMs, respectively, as follows:
Figure 970427DEST_PATH_IMAGE177
wherein,
Figure 861023DEST_PATH_IMAGE178
representation is based on
Figure 251553DEST_PATH_IMAGE179
The intermediate variables in the inner.
Predicting a target in a data-driven attention module
Figure 329230DEST_PATH_IMAGE180
Attention to each SEM (i.e., preliminary prediction of its results
Figure 96198DEST_PATH_IMAGE181
Attention of (d) is designed based on the historical capacity sequence and the constructed features, and the scoring function is defined as:
Figure 575721DEST_PATH_IMAGE079
wherein
Figure 278098DEST_PATH_IMAGE182
A scoring function representing the data-driven attention,
Figure 967705DEST_PATH_IMAGE183
is the first
Figure 413730DEST_PATH_IMAGE184
A trainable matrix corresponding to each SEM;
then, can be obtained
Figure 201006DEST_PATH_IMAGE185
Attention number to each SEM, note
Figure 808705DEST_PATH_IMAGE186
I.e. by
Figure 126554DEST_PATH_IMAGE187
Figure 235324DEST_PATH_IMAGE188
Then, get to
Figure 689439DEST_PATH_IMAGE189
Another accurate prediction of:
Figure 592673DEST_PATH_IMAGE190
s23, memorizing the loss function of the module and KDACAF in terms of length and time;
the comprehensive two-part attention mechanism can be obtained
Figure 397818DEST_PATH_IMAGE191
The intermediate prediction of (2):
Figure 920067DEST_PATH_IMAGE192
wherein
Figure 353322DEST_PATH_IMAGE193
Representing two attention module pairs
Figure 568403DEST_PATH_IMAGE194
The inter-prediction of (2) is performed,
Figure 221363DEST_PATH_IMAGE195
and
Figure 281723DEST_PATH_IMAGE196
all are learnable weights;
then, the historical capacity is sequenced
Figure 303906DEST_PATH_IMAGE197
And
Figure 955467DEST_PATH_IMAGE198
the concatenation is the following vector:
Figure 328679DEST_PATH_IMAGE199
finally, the vector is input to a long-short-term memory module comprising an LSTM layer, and the output of the LSTM is scaled to
Figure 192730DEST_PATH_IMAGE200
After as
Figure 741523DEST_PATH_IMAGE201
Is expressed as
Figure 157461DEST_PATH_IMAGE202
Figure 158915DEST_PATH_IMAGE203
The loss function of KDACAF is set as follows:
Figure 449826DEST_PATH_IMAGE204
in the formula,
Figure 321967DEST_PATH_IMAGE205
for training the number of samples, adopting an Adam training method to train KDACAF;
s3, experiments and analysis
S31, comparing and testing;
step S31 specifically includes the following steps:
s311, comparison in test Set \822456;
s312, comparison in test Set \8225.
S32, ablation testing;
and S33, convergence analysis.
Testing a knowledge-driven method and a data-driven method respectively based on the following models;
models participating in comparison: four SEM (parameters of which are determined by a biophysical optimization algorithm BBO), SVR, GPR, deep LSTM (DLSTM) constructed by stacking a plurality of LSTM layers, LSTM + fully-connected layer + transfer learning (LSTM-FC-TL) mixed model. Where SVR, GPR and DLSTM are data driven, all SEMs are knowledge driven and KDACAF is knowledge-data jointly driven.
Table 2 shows the results of the tests performed on test Set \8224;
Figure 908806DEST_PATH_IMAGE206
as can be seen from Table 2: (1) Overall, the four SEMs performed worse than the others, indicating that the relatively small capacity of knowledge-driven SEMs limits their approximation power and regression goodness. (2) Each SEM behaves differently in four cases,
Figure 397556DEST_PATH_IMAGE207
performance in Con. #5 and #6 was better than Con. #8 and #9;
Figure 728043DEST_PATH_IMAGE208
and
Figure 985849DEST_PATH_IMAGE209
performs better in Con. #5 and #8 than in Con. #6 and #9;
Figure 884535DEST_PATH_IMAGE210
performed better in Con. #8 and #9 than in Con. #5 and # 6. This phenomenon indicates that knowledge-driven SEMs have limited ability to handle multiple modalities of capacity prediction tasks under different conditions, i.e., no SEM can perform well under four test conditions simultaneously. In contrast, SVR, DLSTM, GPR, LSTM-FC, and KDACAF perform relatively consistently under four conditions. (3) LSTM-FC performed better than SVR, but slightly worse than DLSTM, due to the deeper structure (and greater model capacity) of DLSTM than LSTM-FC. (4) KDACAF has the best performance in both MAE and RMSE termsMeaning that a priori knowledge and data statistics are complementary to some extent and that combining them into one model (i.e., KDACAF) can yield a more significant performance improvement than data-driven and knowledge-driven models.
In addition, FIG. 5 is a diagram showing the relationship between the prediction result and the corresponding prediction error in the test set \8224andFIG. 6 is a diagram showing the relationship between the prediction result and the corresponding prediction error in the test set \8225.
Comparison in test Set \8225
Table 3 shows the performance of all models in test Set \8225;)
Figure 985215DEST_PATH_IMAGE211
As can be seen from table 3, KDACAF has the most satisfactory performance, i.e. the lowest MAE and RMSE under all conditions. The average performance of each model in test set \8224; is also listed in the last column of table 3 for comparison and analysis. The results were: (1) Although all models performed worse on test set 8225than test set 822458, the performance gap between KDACAF and test set 8224and 8225was minimal, showing the highest generalization and versatility. (2) Again, SEM performs worse than other models due to the limited ability of the models to capture multimodalities. (3) The performance of LSTM-FC-TL is the second best of all models because the migration learning mechanism makes LSTM-FC-TL very generalizable under new conditions. (4) For the five best models of SVR, DLSTM, GPR, LSTM-FC-TL, KDACAF they performed the worst on Con. #1 because Con. #1 had the lowest similarity to #5, #6, # 8. Furthermore, these models performed better in Con. #4 than in Con. #2, which means that reducing the temperature from 25C to 10C is a more important contributor than reducing SoC from 50% to 20% during battery calendar aging, so there is a greater mode mismatch when applying the model to Con. #2 than in Con. # 4. Ablation testing:
table 4 is the ablation test results table
Figure 729180DEST_PATH_IMAGE212
To verify the validity and necessity of each module, we performed ablation tests, and the results are listed in table 4, where K, D, L, and S in table 4 represent the knowledge-driven attention module, the data-driven attention module, the long-short memory module, and the semi-empirical module, respectively. Table 4 the results show that: (1) Both attention modules are crucial to the improvement of the predictive performance, i.e. "D + L + S" and "K + L + S" both achieve a significantly lower MAE and RMSE than "L + S". (2) The knowledge-driven attention and data-driven attention modules complement each other, i.e., "K + D + S" and "K + D + L + S" perform much better than "D + L + S" and "K + L + S". (3) Knowledge-driven attention is more powerful than data-driven attention, that is, "K + L + S" behaves slightly better than "D + L + S". (4) The long-time and short-time memory module is added to the existing frame work to bring further improvement, namely the L + S and the K + D + L + S respectively perform better than the S and the K + D + S.
TABLE 5 SEM ablation test results table
Figure 467591DEST_PATH_IMAGE213
To verify the contribution and necessity of each SEM, we performed another ablation test, with the results listed in table 5, from table 5: (1) All SEM contributions to test set \822452in the following order:
Figure 477791DEST_PATH_IMAGE214
. (2) The contributions of all SEMs to the test set 8225while performance followed the following sequence:
Figure 941134DEST_PATH_IMAGE215
. (3) Test set 822424and test set 8225were compared, and the fluctuations in their contributions were found to be significant. This phenomenon may be due to the relatively small capacity of SEMs, which make their adaptation to each condition very different, and therefore each SEM may not perform well in all conditions (i.e., modes). I.e., each SEM is at oneWith a certain degree of preference for certain specific conditions. Therefore, combining them into a single model, i.e., KDACAF, can be considered a relatively ideal combination of these four SEMs, with the contribution and necessity of all SEMs in KDACAF being realized by the attention module.
Convergence analysis of KDACAF
The training of the KDACAF example shown in fig. 3 was performed 1000 more times, with the final MAE and RMSE on test set 822424and 8225, demonstrated by boxplots in fig. 7 and 8, respectively: KDACAF has better convergence and stability, i.e. the fluctuation variance of final MAE and RMSE is very low, indicating that KDACAF has been trained to a better stage. The convergence analysis shows that the KDACAF jointly driven by knowledge and data has the advantages of a large-capacity model and a small-capacity model, namely good prediction performance and high training stability.
The invention adopts the attention-based lithium ion battery calendar aging prediction model with the structure, applies the attention mechanism to the lithium ion battery calendar aging prediction, namely KDACAF, and is beneficial to the monitoring and management of the battery. KDACAF takes battery electrochemical experience knowledge as the key basis, namely the knowledge-driven attention module, and realizes effective complementation of domain knowledge and data. Ablation tests show that the introduction of domain knowledge significantly improves the prediction performance of KDACAF. In KDACAF, a priori knowledge from SEM plays a more important role than the statistical rules of the data contained in the dataset. Case tests on actual calendar aging data show that KDACAF is superior in predicting and generalizing to unseen (completely new) test conditions. Compared with SEM on test set 8225, the MAE and RMSE were reduced by 5.78% and 3.57%, respectively, indicating that the designed KDACAF performance was superior. For battery health prediction, the lower the prediction error rate that can be achieved by a method, the better the prediction performance of the method. In practical applications, the acceptable standard error rate may vary according to different requirements. For example, some automotive companies recommend 2%, while some energy system companies recommend 3%. Since the health of the battery is critical to ensure the efficiency and safety of the battery, it is worth exploring a lower acceptable error rate to expand the application range of the battery.
Finally, it should be noted that: the above embodiments are only for illustrating the technical solutions of the present invention and not for limiting the same, and although the present invention is described in detail with reference to the preferred embodiments, those of ordinary skill in the art should understand that: modifications and equivalents may be made to the invention without departing from the spirit and scope of the invention.

Claims (8)

1. A lithium ion battery calendar aging prediction model based on knowledge-data joint driving attention is characterized in that: the system comprises a semi-experience module, a knowledge driving attention module, a data driving attention module and a long-time and short-time memory module;
the knowledge-driven attention module takes a semi-empirical model as a front end, and the semi-empirical model is based on the arrhenius law.
2. The lithium ion battery calendar aging prediction model based on knowledge-data joint driving attention of claim 1, characterized in that: also included is an experimental platform for testing the effectiveness of KDACAF, said experimental platform comprising a hotroom for controlling the ambient temperature of the storage battery, battery test equipment for maintaining a predetermined storage state of charge level for the battery, a computer for monitoring and storing battery aging data.
3. A method of attention-based lithium ion battery calendar aging prediction model comprises the following steps:
s1, collecting and preprocessing data;
s2, establishing a calendar aging prediction model;
s21, establishing a problem description and a semi-empirical model of calendar aging prediction;
s22, structure of KDACAF;
s23, loss functions of the long-time and short-time memory module and the KDACAF;
s3, experiments and analysis
S31, comparing and testing;
s32, ablation testing;
and S33, convergence analysis.
4. The method of claim 3, wherein the model is based on a prediction model of calendar aging of lithium ion battery of attention:
the step S1 specifically includes the following steps:
data preprocessing and evaluation index
Carrying out cubic spline interpolation on a training set to ensure that each battery capacity sequence in the training set has 1 hour resolution, the length of each sequence is 11521, and in addition, in order to ensure the time resolution consistency of KDACAF on the training set, the verification set and the test set, all capacity sequences in the training set are sparsely sampled once every 30 days, namely all capacity sequences in the KDACAF training period
Figure DEST_PATH_IMAGE001
Any two consecutive times of
Figure DEST_PATH_IMAGE002
And
Figure DEST_PATH_IMAGE003
the time interval between is still 30 days, i.e.
Figure DEST_PATH_IMAGE004
Hours, which is the same as the time resolution of the validation set and test set; the maximum absolute error and the root mean square error are used for evaluation, namely:
Figure DEST_PATH_IMAGE005
Figure DEST_PATH_IMAGE006
5. the method of claim 3, wherein the model is based on a prediction model of calendar aging of lithium ion battery of attention:
step S21 specifically includes the following steps:
s211, problem description of calendar aging prediction
Calendar aging prediction of lithium ion batteries aims at predicting the variation of their capacity with storage time, the interpretation variables for this task are formatted as the following matrix:
Figure DEST_PATH_IMAGE007
wherein,
Figure DEST_PATH_IMAGE008
it is meant that all of the interpretation information,
Figure DEST_PATH_IMAGE009
the sequential order number representing the capacity sequence,
Figure DEST_PATH_IMAGE010
indicating a sequence of capacities
Figure DEST_PATH_IMAGE011
The measured value of the number of the first measurement,
Figure DEST_PATH_IMAGE012
represent
Figure DEST_PATH_IMAGE013
The storage time of the battery in (1),
Figure DEST_PATH_IMAGE014
which is indicative of the temperature at which the battery is stored,
Figure DEST_PATH_IMAGE015
indicating storage chargeIn the electrical state of the electric motor, the electric motor is in a closed state,
Figure DEST_PATH_IMAGE016
is a lag interval;
for capacity prediction for a single step, the target variable is
Figure DEST_PATH_IMAGE017
Thus, the calendar aging prediction task is abstracted as the following mapping:
Figure DEST_PATH_IMAGE018
wherein,
Figure DEST_PATH_IMAGE019
a predictive model representing data-driven or knowledge-driven;
s212, semi-empirical model of calendar aging prediction
According to arrhenius' law, the degradation of calendar capacity is ultimately expressed in a particular semi-empirical form:
Figure DEST_PATH_IMAGE020
wherein,
Figure DEST_PATH_IMAGE021
and
Figure DEST_PATH_IMAGE022
are all the dependent items of the SoC,
Figure DEST_PATH_IMAGE023
which represents the constant of the gas,
Figure DEST_PATH_IMAGE024
a low power parameter representing a duration dependency;
consider a memory SoC pair registerThe effects of biochemical reactions can lead to degradation of battery capacity, taking into account the linear and exponential dependence of SoC, i.e.
Figure DEST_PATH_IMAGE025
And
Figure DEST_PATH_IMAGE026
in the form of (a), the following semi-empirical model is constructed:
Figure DEST_PATH_IMAGE027
all the SEMs mentioned above can be respectively simplified and expressed as
Figure DEST_PATH_IMAGE028
Figure DEST_PATH_IMAGE029
Figure DEST_PATH_IMAGE030
Figure DEST_PATH_IMAGE031
Wherein
Figure DEST_PATH_IMAGE032
Respectively representing all parameters to be identified, namely:
Figure DEST_PATH_IMAGE033
Figure DEST_PATH_IMAGE034
Figure DEST_PATH_IMAGE035
Figure DEST_PATH_IMAGE036
6. the method of claim 3, wherein the model is based on a prediction model of calendar aging of lithium ion battery of attention:
the structure of the step S22 KDACAF specifically comprises the following steps:
s221, semi-empirical module and prediction branch
The semi-empirical module is a set of four SEMs set forth in S212;
in the case of a predicted branch, the branch is predicted,
Figure DEST_PATH_IMAGE037
the four SEM's input to the semi-empirical module were obtained separately
Figure DEST_PATH_IMAGE038
The regression results, i.e., the preliminary prediction results of (1), are as follows:
Figure DEST_PATH_IMAGE039
that is, for each SEM there are:
Figure DEST_PATH_IMAGE040
s222, fitting branch and knowledge-driven attention module
To fit the results of past capacity sequences, first, one will fit
Figure DEST_PATH_IMAGE041
The interpretation matrix is divided into two parts:
Figure DEST_PATH_IMAGE042
namely:
Figure DEST_PATH_IMAGE043
in the formula,
Figure DEST_PATH_IMAGE044
a sequence of recent capacities is indicated,
Figure DEST_PATH_IMAGE045
each column in (1) represents
Figure DEST_PATH_IMAGE046
Influence factors of corresponding elements in the Chinese character; in the fitting branch
Figure DEST_PATH_IMAGE047
Respectively input into the four SEM to obtain
Figure DEST_PATH_IMAGE048
The regression results of (1):
Figure DEST_PATH_IMAGE049
Figure DEST_PATH_IMAGE050
is that
Figure DEST_PATH_IMAGE051
In that
Figure DEST_PATH_IMAGE052
The regression results of (a) were as follows:
Figure DEST_PATH_IMAGE053
the present knowledge-driven attention module is dedicated to calendar aging prediction tasks, where targets are predicted
Figure DEST_PATH_IMAGE054
The attention to each SEM was designed based on the goodness of fit of each SEM model to the past real volume;
first, the knowledge-driven attention model is
Figure DEST_PATH_IMAGE055
And
Figure DEST_PATH_IMAGE056
the score function between is defined as follows:
Figure DEST_PATH_IMAGE057
wherein,
Figure DEST_PATH_IMAGE058
a scoring function representing a knowledge-driven attention model;
can then obtain
Figure DEST_PATH_IMAGE059
Attention to each SEM, note
Figure DEST_PATH_IMAGE060
Figure DEST_PATH_IMAGE061
Then, get to
Figure DEST_PATH_IMAGE062
The following points of (1) are accurately predicted:
Figure DEST_PATH_IMAGE063
s223, feature branching and data-driven attention module
In order to expand the model capacity of KDACAF to better capture the multimodalities of the calendar aging process, data-driven attention was constructed as follows:
to construct feature vectors from semi-empirical modules, we will
Figure DEST_PATH_IMAGE064
Again, the four SEMs were entered and four eigenvectors were constructed from the intermediate variables of these SEMs, respectively, as follows:
Figure DEST_PATH_IMAGE065
wherein,
Figure DEST_PATH_IMAGE066
the representation is based on
Figure DEST_PATH_IMAGE067
The constructed features of intermediate variables within;
predicting a target in a data-driven attention module
Figure DEST_PATH_IMAGE068
The attention to each SEM was designed based on the historical capacity sequence and the constructed features, and the score function was defined as:
Figure DEST_PATH_IMAGE069
wherein
Figure DEST_PATH_IMAGE070
A scoring function representing the data-driven attention,
Figure DEST_PATH_IMAGE071
is the first
Figure DEST_PATH_IMAGE072
A trainable matrix corresponding to the SEM;
then, can be obtained
Figure DEST_PATH_IMAGE073
Attention number to each SEM, note
Figure DEST_PATH_IMAGE074
I.e. by
Figure DEST_PATH_IMAGE075
Figure DEST_PATH_IMAGE076
Then, get to
Figure DEST_PATH_IMAGE077
Another accurate prediction of:
Figure DEST_PATH_IMAGE078
7. the method of claim 3, wherein the model is based on a prediction model of calendar aging of lithium ion battery of attention:
step S23 is a loss function of the long-time and short-time memory module and the KDACAF, and specifically includes the following steps:
the comprehensive two-part attention mechanism can be obtained
Figure DEST_PATH_IMAGE079
The intermediate prediction of (2):
Figure DEST_PATH_IMAGE080
wherein
Figure DEST_PATH_IMAGE081
Representing two attention module pairs
Figure DEST_PATH_IMAGE082
The inter-prediction of (2) is performed,
Figure DEST_PATH_IMAGE083
and
Figure DEST_PATH_IMAGE084
all are learnable weights;
then, the historical capacity is sequenced
Figure DEST_PATH_IMAGE085
And
Figure DEST_PATH_IMAGE086
the concatenation is as follows vector:
Figure DEST_PATH_IMAGE087
finally, the vector is input to a long-short-term memory module comprising an LSTM layer, and the output of the LSTM is scaled to
Figure DEST_PATH_IMAGE088
In front of and behind
Figure DEST_PATH_IMAGE089
Is expressed as
Figure DEST_PATH_IMAGE090
Figure DEST_PATH_IMAGE091
The loss function of KDACAF is set as follows:
Figure DEST_PATH_IMAGE092
in the formula,
Figure DEST_PATH_IMAGE093
to train the number of samples, the Adam training method was used to train KDACAF.
8. The method of claim 3, wherein the model is based on a prediction model of calendar aging of lithium ion battery of attention:
step S31 specifically includes the following steps:
s311, comparison in a test Set of \822458;
s312, comparison in test Set \8225j.
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