CN115718263A - Attention-based lithium ion battery calendar aging prediction model and method - Google Patents
Attention-based lithium ion battery calendar aging prediction model and method Download PDFInfo
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Abstract
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技术领域technical field
本发明涉及一种电池技术,尤其涉及一种基于注意力的锂离子电池日历老化预测模型和方法。The invention relates to a battery technology, in particular to an attention-based lithium-ion battery calendar aging prediction model and method.
背景技术Background technique
锂离子电池由于其在能量密度和低自放电率方面的优势,已被广泛应用于电动汽车(EV)和智能电网等许多工业电子应用中。然而,有效的健康管理是锂离子电池更广泛应用的一个关键和具有挑战性的问题。在电动汽车等实际应用中,电池会随着日历(calendaraging)和循环模式(cycling)而退化。由于超过70%的汽车电池寿命是在储存条件下度过的,因此迫切需要在日历退化模式下进行有效的电池健康监测和管理解决方案。Lithium-ion batteries have been widely used in many industrial electronics applications such as electric vehicles (EVs) and smart grids due to their advantages in energy density and low self-discharge rate. However, effective health management is a critical and challenging issue for the wider application of Li-ion batteries. In practical applications such as electric vehicles, batteries degrade with calendaraging and cycling. Since more than 70% of automotive battery life is spent in storage conditions, there is an urgent need for effective battery health monitoring and management solutions in calendar degradation mode.
在电池日历模式下,电池容量衰减率会受到一些因素的显著影响,包括存储温度和电池充电状态(State of charge,SoC)。由于电池日历退化是一个高度非线性和强耦合的过程,开发适当的模型来诊断/描述不同存储情况下的电池容量退化行为,同时考虑存储温度和SoC的影响,对于电池健康监测和管理至关重要。目前,电池日历老化预测模型可以分为两类,即知识驱动模型和数据驱动模型。In battery calendar mode, the rate of battery capacity decay is significantly affected by several factors, including storage temperature and battery State of charge (SoC). Since battery calendar degradation is a highly nonlinear and strongly coupled process, developing an appropriate model to diagnose/describe battery capacity degradation behavior under different storage conditions, while considering the effects of storage temperature and SoC, is crucial for battery health monitoring and management. important. At present, battery calendar aging prediction models can be divided into two categories, namely, knowledge-driven models and data-driven models.
对于知识驱动的模型,一些能够反映电池退化机制的知识将被耦合到模型中,以解释电池老化的动态。另一方面,基于一些知识信息,如艾林加速方程或阿伦休斯定律,使得半经验模型成为另一种常用的知识驱动模型来捕捉电池日历老化的动态。For the knowledge-driven model, some knowledge that can reflect the battery degradation mechanism will be coupled into the model to explain the dynamics of battery aging. On the other hand, based on some knowledge information, such as Eileen's acceleration equation or Aron Hughes' law, makes the semi-empirical model another commonly used knowledge-driven model to capture the dynamics of battery calendar aging.
随着机器学习和云计算技术的快速发展,数据驱动模型已经成为另一种常用的工具,并实现了电池健康估计和预测。这种类型的模型可以进一步分为传统的统计模型和基于深度学习的模型。前者的容量相对较小,如支持向量回归(SVR)、高斯过程回归(GPR)等。后者采用了深度结构的大容量神经网络,如卷积神经网络、递归神经网络、深度信念网络,以及一些结合递归神经网络和迁移学习的混合模型。With the rapid development of machine learning and cloud computing technologies, data-driven models have become another commonly used tool and enable battery health estimation and prediction. This type of model can be further divided into traditional statistical models and deep learning-based models. The capacity of the former is relatively small, such as support vector regression (SVR), Gaussian process regression (GPR), etc. The latter uses large-capacity neural networks with deep structures, such as convolutional neural networks, recurrent neural networks, deep belief networks, and some hybrid models that combine recurrent neural networks and transfer learning.
目前,通过数据驱动模型进行电池日历老化预测的一个挑战是:如果没有电池电化学经验知识的指导,纯数据驱动模型主要从训练数据中学习电池老化信息,其泛化性较差。由于电池电化学知识可以支持日历老化建模,因此将电池电化学经验知识合并到数据驱动的模型中,应该在提高预测性能方面具有显著的潜力,特别是在缺乏历史数据的全新运行条件下。然而,现有的数据驱动模型在合并来自不同模态的先验知识和统计规律方面的能力有限,即处理多模态输入的能力有限。最近提出的注意力机制已经部分解决了多模态处理问题。注意力机制是模仿人类的认知过程,即选择性地集中于一件或几件事,而忽略其他事情,如自我注意、全局/软注意、局部/硬注意等。预测领域对注意力机制也进行了多次尝试,如提出了混合注意-长短期记忆(LSTM)模型进行光伏功率预测、结合注意力机制和双向LSTM进行电力负荷预测等。At present, one challenge of battery calendar aging prediction through data-driven models is that without the guidance of empirical knowledge of battery electrochemistry, pure data-driven models mainly learn battery aging information from training data, and their generalization is poor. Since knowledge of battery electrochemistry can support calendar aging modeling, incorporating empirical knowledge of battery electrochemistry into data-driven models should have significant potential to improve predictive performance, especially under novel operating conditions where historical data are scarce. However, existing data-driven models are limited in their ability to incorporate prior knowledge and statistical regularities from different modalities, i.e., limited in their ability to handle multimodal inputs. Recently proposed attention mechanisms have partially addressed the multimodal processing problem. The attention mechanism is to imitate the human cognitive process, that is, to selectively focus on one or a few things while ignoring other things, such as self-attention, global/soft attention, local/hard attention, etc. In the field of forecasting, many attempts have been made to the attention mechanism, such as the hybrid attention-long short-term memory (LSTM) model for photovoltaic power forecasting, and the combination of attention mechanism and bidirectional LSTM for power load forecasting.
即使已经出现了这些基于注意力的预测模型,我们认为仍然可以实现有效改进和性能提升,因为这些模型均基于纯数据驱动模型,而较少考虑将领域知识或专业知识融入模型中。Even though these attention-based predictive models have emerged, we believe that effective improvements and performance gains can still be achieved because these models are based on purely data-driven models with little regard for incorporating domain knowledge or expertise into the models.
发明内容Contents of the invention
针对上述问题,在本申请中设计了基于注意力的锂离子电池日历老化预测模型(KDACAF),其包含两个注意力模块,即知识驱动注意力和数据驱动注意力。知识驱动注意力模块以半经验模型为前端,充分利用电池老化电化学经验知识。由于电化学知识可以引导电池日历老化预测建模,在KDACAF中引入先验知识为模型预测带来了显著的性能改进。且由于所提出的知识-数据驱动注意模型由数据驱动和半经验模块组成,本申请主要将其与其他经典数据驱动模型和半经验模型进行性能对比和评价。Aiming at the above problems, an attention-based lithium-ion battery calendar aging prediction model (KDACAF) is designed in this application, which contains two attention modules, knowledge-driven attention and data-driven attention. The knowledge-driven attention module takes the semi-empirical model as the front end and makes full use of the empirical knowledge of battery aging electrochemistry. Since electrochemical knowledge can guide battery calendar aging prediction modeling, introducing prior knowledge in KDACAF brings significant performance improvement for model prediction. And because the proposed knowledge-data-driven attention model is composed of data-driven and semi-empirical modules, this application mainly compares and evaluates its performance with other classic data-driven models and semi-empirical models.
为实现上述目的,本发明提供了基于注意力的锂离子电池日历老化预测模型,包括半经验模块、知识驱动注意力模块、数据驱动注意力模块和长短时记忆模块;To achieve the above object, the present invention provides an attention-based lithium-ion battery calendar aging prediction model, including a semi-empirical module, a knowledge-driven attention module, a data-driven attention module and a long-short-term memory module;
所述知识驱动注意力模块以半经验模型为前端,所述半经验模型基于阿伦尼乌斯定律。The knowledge-driven attention module is fronted by a semi-empirical model based on the Arrhenius law.
本发明还包括用于测试KDACAF有效性的实验平台,所述实验平台包括用于控制存储电池环境温度的热室、用于保持电池预定存储充电状态(SoC)水平的电池测试设备、用于监测和存储电池老化数据的计算机。The invention also includes an experimental platform for testing the effectiveness of KDACAF, which includes a thermal chamber for controlling the ambient temperature of the storage battery, battery testing equipment for maintaining the battery at a predetermined storage state-of-charge (SoC) level, monitoring and a computer that stores battery aging data.
基于注意力的锂离子电池日历老化预测模型的方法,包括以下步骤:The method of the lithium-ion battery calendar aging prediction model based on attention, comprises the following steps:
S1、数据收集和预处理;S1. Data collection and preprocessing;
S2、建立日历老化预测模型;S2. Establishing a calendar aging prediction model;
S21、建立日历老化预测的问题描述和半经验模型;S21. Establishing a problem description and a semi-empirical model for calendar aging prediction;
S22、KDACAF的结构;S22, the structure of KDACAF;
S23、长短时记忆模块与KDACAF的损失函数;S23, the loss function of the long short-term memory module and KDACAF;
S3、实验和分析S3, experiment and analysis
S31、比较测试;S31, comparison test;
S32、消融测试;S32. Ablation test;
S33、收敛性分析。S33. Convergence analysis.
步骤S1具体包括以下步骤:Step S1 specifically includes the following steps:
数据预处理和评估指标Data Preprocessing and Evaluation Metrics
在训练集上进行三次样条插值,使训练集中的每个电池容量序列都有1小时的分辨率,使每个序列的长度为11521,此外,为了保证KDACAF在训练集、验证集和测试集上的时间分辨率一致性,训练集中的所有容量序列每30天稀疏采样一次,即在KDACAF训练期间,所有中的任意两次连续的和之间的时间间隔仍然是30天,即小时,这与验证集和测试集的时间分辨率相同;采用最大绝对误差(maximum absoluteerror, MAE)和均方根误差(root mean square error, RMSE)进行评价,即:Cubic spline interpolation is performed on the training set, so that each sequence of battery capacity in the training set has a resolution of 1 hour, so that the length of each sequence is 11521. In addition, in order to ensure that KDACAF has the best performance in the training set, validation set and test set Temporal resolution consistency on , all capacity sequences in the training set are sparsely sampled every 30 days, i.e., during KDACAF training, all Any two consecutive and The time interval between is still 30 days, i.e. hours, which is the same as the time resolution of the validation set and the test set; the maximum absolute error (MAE) and the root mean square error (RMSE) are used for evaluation, namely:
。 .
步骤S21具体包括以下步骤:Step S21 specifically includes the following steps:
S211、日历老化预测的问题描述S211. Problem description of calendar aging prediction
锂离子电池的日历老化预测旨在预测它们的容量随着存储时间的变化关系,此任务的解释变量格式化为以下矩阵:Calendar aging prediction of lithium-ion batteries aims to predict their capacity as a function of storage time. The explanatory variables for this task are formatted as the following matrix:
其中,表示本预测任务所有的解释信息,表示容量序列的顺序序号,表示容量序列的第个测量值,表示中的电池存储时间,表示电池存储的温度,表示存储SoC,为滞后间隔;in, Indicates all the interpretation information of this prediction task, Indicates the sequence number of the capacity sequence, Indicates the first of the capacity sequence measured value, express battery storage time in, Indicates the temperature at which the battery is stored, Indicates storage SoC, is the lag interval;
对于单步的容量预测,目标变量为,因此,日历老化预测任务抽象为以下映射:For a one-step capacity forecast, the target variable is , therefore, the calendar aging prediction task is abstracted as the following mapping:
其中,表示数据驱动或知识驱动的预测模型,其中不一定要使用中的所有信息。例如:半经验模型只使用中的存储时间、温度和SoC,而纯数据驱动的模型往往使用中的所有信息。in, Represents a data-driven or knowledge-driven predictive model, where don't have to use All information in . For example: the semi-empirical model uses only storage time, temperature, and SoC in , while purely data-driven models often use All information in .
S212、日历老化预测的半经验模型S212. Semi-empirical model for calendar aging prediction
根据阿伦尼乌斯定律,日历容量的退化最终用特定的半经验形式表示:According to the Arrhenius law, the degradation of the calendar capacity is finally expressed in a specific semi-empirical form:
其中,和都是SoC的依赖项,表示气体常数,表示持续时间依赖性的低功率参数。in, and are all SoC dependencies, is the gas constant, Indicates the duration-dependent low-power parameter.
考虑到存储SoC对寄生化学反应的影响会导致电池容量的退化,考虑SoC的线性和指数依赖,即和的形式,构建以下半经验模型。Considering the impact of storage SoC on parasitic chemical reactions that can lead to degradation of battery capacity, consider the linear and exponential dependence of SoC, i.e. and In the form of , construct the following semi-empirical model.
上述所有SEMs 式子可分别简化表示为,,,,其中的分别表示所有需要识别的参数,即:All the above SEMs formulas can be simplified as , , , ,one of them Respectively represent all the parameters that need to be identified, namely:
。 .
步骤S22 KDACAF的结构Step S22 Structure of KDACAF
KDACAF以半经验模块为基础,从中抽取三个分支,即预测分支、拟合分支和特征分支。预测分支通过上述四个SEM对进行初步预测,拟合分支用于求解SEM对过去容量序列的回归结果(其作为知识驱动注意力模块的输入),特征分支构建了基于上述四个SEM的特征向量(其作为数据驱动注意力模块的输入)。KDACAF is based on the semi-empirical module, from which three branches are extracted, namely prediction branch, fitting branch and feature branch. The predicted branch passes through the above four SEM pairs Preliminary prediction is made, the fitting branch is used to solve the regression result of SEM on the past capacity sequence (which is used as the input of the knowledge-driven attention module), and the feature branch constructs the feature vector based on the above four SEMs (which is used as the data-driven attention module input of).
步骤S22、具体包括以下步骤:Step S22 specifically includes the following steps:
S221、半经验模块和预测分支S221, semi-empirical module and prediction branch
半经验模块是S212中阐述的四个SEM的集合。The semi-empirical module is a collection of the four SEMs set forth in S212.
在预测分支中,被输入到上述半经验模块的四个SEM,分别得到的回归结果,即初步预测结果如下:In the prediction branch, The four SEMs that are input into the semi-empirical module above, respectively, get The regression results, that is, the preliminary prediction results are as follows:
即,对于每个SEM分别有:That is, for each SEM respectively:
; ;
S222、拟合分支和知识驱动注意力模块S222, fitting branch and knowledge-driven attention module
为了拟合过去容量序列的结果,首先,将解释矩阵分为两部分:To fit the results of past capacity series, first, the The explanation matrix is divided into two parts:
即:Right now:
式中,表示近期容量序列,中的每列表示中对应元素的影响因素;在拟合分支中被分别输入的前述四个SEM中,得到的回归结果:In the formula, represents the recent capacity sequence, Each column in Influencing factors of the corresponding elements in ; in the fitting branch are input into the aforementioned four SEMs respectively, to obtain The regression result of:
是在的回归结果,如下所示: yes exist The regression result of is as follows:
本知识驱动的注意力模块专用于日历老化预测任务,其中预测目标对每个SEM的注意(即对于其初步预测结果的注意)是根据每个SEM模型对过去真实容量的拟合优度设计的,即;This knowledge-driven attention module is dedicated to the calendar aging prediction task, where the predicted target attention to each SEM (i.e., for its preliminary prediction results Note) is designed according to the goodness of fit of each SEM model to the past true capacity, namely;
首先,该知识驱动的注意力模型在和之间的得分函数定义如下:First, the knowledge-driven attention model is and The scoring function between is defined as follows:
表示知识驱动的注意力模型的得分函数; represents the score function of the knowledge-driven attention model;
然后可以获得对每个SEM的注意力,记为 Then you can get The attention to each SEM, denoted as
然后,得到对于的如下几点精确预测:Then, get for The following points are accurately predicted:
; ;
S223、特征分支和数据驱动注意力模块S223, feature branch and data-driven attention module
为了扩大KDACAF的模型容量,以便更好地捕捉日历老化过程的多模态,构建了数据驱动注意力,细节如下:To expand the model capacity of KDACAF to better capture the multimodality of the calendar aging process, a data-driven attention is constructed, the details are as follows:
为了从半经验模块中构建特征向量,将再次输入到四个SEM中,并分别从这些SEM的中间变量中构建四个特征向量,如下:To construct feature vectors from semi-empirical modules, the Input into the four SEMs again, and construct four feature vectors from the intermediate variables of these SEMs, as follows:
其中,表示基于内的中间变量所构建的特征。in, Indicates based on The features constructed by the intermediate variables in .
在数据驱动注意力模块中,预测目标对每个SEM的注意力(即对其初步预测结果的注意力)都是基于历史容量序列和所构建的特征来设计的,得分函数定义为:In the data-driven attention module, predicting the target Attention to each SEM (i.e. its initial prediction attention) are designed based on historical capacity sequences and constructed features, and the scoring function is defined as:
其中表示该数据驱动的注意力的得分函数,是第个SEM对应的可训练矩阵;in represents the score function for this data-driven attention, is the first A trainable matrix corresponding to SEM;
然后,可得到对每个SEM的注意力数值,记为,即 Then, you can get The value of attention for each SEM, denoted as ,Right now
然后,得到对于的另一个精确的预测:Then, get for Another exact prediction for :
。 .
步骤S23 长短时记忆模块与KDACAF的损失函数Step S23 Loss function of long short-term memory module and KDACAF
综合两部分注意力机制可以得到的中间预测:Combining the two parts of the attention mechanism can be obtained The intermediate prediction of :
其中表示两个注意力模块对的中间预测,和均为可学习的权重;in Denotes two attention module pairs the intermediate forecast of and are learnable weights;
然后,将历史容量序列和连接为如下矢量:Then, the historical capacity sequence and Concatenated as a vector like this:
最后,上述矢量被输入到包含一个LSTM层的长短时记忆模块,而LSTM的输出在被缩放到之间后作为的最终预测,表示为;Finally, the above vectors are input to a long short-term memory module containing an LSTM layer, and the output of the LSTM is scaled to Between later as The final prediction of , expressed as ;
KDACAF的损失函数设置如下:The loss function of KDACAF is set as follows:
式中, 为训练样本的数量,采用Adam训练方法训练KDACAF;In the formula, For the number of training samples, the Adam training method is used to train KDACAF;
步骤S31具体包括以下步骤:Step S31 specifically includes the following steps:
S311、在测试集Set†上的比较;S311, comparison on the test set Set†;
S312、在测试集Set‡上的比较。S312. Comparison on the test set Set‡.
因此,本发明采用上述结构具有以下有益效果:Therefore, the present invention adopts above-mentioned structure to have following beneficial effect:
1、通过将电化学知识作为知识驱动注意力模块的关键基础,KDACAF实现了基于知识-数据双驱动的精准电池日历老化预测。消融实验表明,电化学领域知识的引入显著提高了KDACAF的预测性能。1. By using electrochemical knowledge as the key basis of the knowledge-driven attention module, KDACAF realizes accurate battery calendar aging prediction based on knowledge-data dual drive. Ablation experiments show that the introduction of electrochemical domain knowledge significantly improves the predictive performance of KDACAF.
2、多次比较测试表明,KDACAF优于当前最先进的知识驱动和数据驱动的电池日历老化预测模型。2. Multiple comparison tests show that KDACAF outperforms the current state-of-the-art knowledge-driven and data-driven battery calendar aging prediction models.
下面通过附图和实施例,对本发明的技术方案做进一步的详细描述。The technical solutions of the present invention will be described in further detail below with reference to the accompanying drawings and embodiments.
附图说明Description of drawings
图1为本发明的结构框图;Fig. 1 is a block diagram of the present invention;
图2为本发明的实验平台结构框图;Fig. 2 is a structural block diagram of the experimental platform of the present invention;
图3为本发明的数据处理流程图;Fig. 3 is the data processing flowchart of the present invention;
图4为本发明的长短时记忆模块图;Fig. 4 is a long short-term memory module figure of the present invention;
图5为本发明在测试集set†上的预测结果和相应的预测误差关系图;Fig. 5 is the prediction result of the present invention on the test set† and the corresponding prediction error relationship diagram;
图6为本发明在测试集set‡上的预测结果和相应的预测误差关系图;Fig. 6 is the prediction result of the present invention on the test set set‡ and the corresponding prediction error relationship diagram;
图7为本发明在测试集set†上的收敛性和稳定性分析图;Fig. 7 is the convergence and stability analysis diagram of the present invention on the test set†;
图8为本发明在测试集set‡上的收敛性和稳定性分析图。Fig. 8 is a graph of convergence and stability analysis of the present invention on the test set‡.
具体实施方式Detailed ways
以下将结合附图对本发明作进一步的描述,需要说明的是,本实施例以本技术方案为前提,给出了详细的实施方式和具体的操作过程,但本发明的保护范围并不限于本实施例。The present invention will be further described below in conjunction with the accompanying drawings. It should be noted that this embodiment is based on the technical solution, and provides detailed implementation and specific operation process, but the protection scope of the present invention is not limited to the present invention. Example.
图1为本发明的实施例一种的结构示意图,如图1所示,本发明的结构包括半经验模块、知识驱动注意力模块、数据驱动注意力模块和长短时记忆模块;Fig. 1 is a schematic structural view of an embodiment of the present invention, as shown in Fig. 1, the structure of the present invention includes a semi-empirical module, a knowledge-driven attention module, a data-driven attention module and a long-short-term memory module;
所述知识驱动注意力模块以半经验模型为前端,所述半经验模型基于阿伦尼乌斯定律。The knowledge-driven attention module is fronted by a semi-empirical model based on the Arrhenius law.
本发明还包括用于测试KDACAF有效性的实验平台,所述实验平台包括用于控制存储电池环境温度的热室、用于保持电池预定存储充电状态(SoC)水平的电池测试设备、用于监测和存储电池老化数据的计算机。The invention also includes an experimental platform for testing the effectiveness of KDACAF, which includes a thermal chamber for controlling the ambient temperature of the storage battery, battery testing equipment for maintaining the battery at a predetermined storage state-of-charge (SoC) level, monitoring and a computer that stores battery aging data.
基于注意力的锂离子电池日历老化预测模型的方法,包括以下步骤:The method of the lithium-ion battery calendar aging prediction model based on attention, comprises the following steps:
S1、数据收集和预处理;S1. Data collection and preprocessing;
表1为日历老化数据集表Table 1 is the calendar aging data set table
步骤S1具体包括以下步骤:Step S1 specifically includes the following steps:
数据预处理和评估指标Data Preprocessing and Evaluation Metrics
在训练KDACAF之前,将27个容量序列分为四个子集,即序列13、14、16、17、22、23、25、26在8000小时内的作为训练集,序列15、18、24、27在8000小时内的作为验证集,Con.#5、6、8、9中时间戳超过8000小时的作为测试集set†,Con.#1、2、3、4、7作为测试集set‡。Before training KDACAF, the 27 capacity sequences are divided into four subsets, that is, sequences 13, 14, 16, 17, 22, 23, 25, and 26 are used as training sets within 8000 hours, and sequences 15, 18, 24, and 27 Within 8000 hours as the validation set,
在训练集上进行三次样条插值,使训练集中的每个电池容量序列都有1小时的分辨率,使每个序列的长度为11521,此外,为了保证KDACAF在训练集、验证集和测试集上的时间分辨率一致性,训练集中的所有容量序列每30天稀疏采样一次,即在KDACAF训练期间,所有中的任意两次连续的和之间的时间间隔仍然是30天,即小时,这与验证集和测试集的时间分辨率相同;采用最大绝对误差(maximum absoluteerror, MAE)和均方根误差(root mean square error, RMSE)进行评价,即:Cubic spline interpolation is performed on the training set, so that each sequence of battery capacity in the training set has a resolution of 1 hour, so that the length of each sequence is 11521. In addition, in order to ensure that KDACAF has the best performance in the training set, validation set and test set Temporal resolution consistency on , all capacity sequences in the training set are sparsely sampled every 30 days, i.e., during KDACAF training, all Any two consecutive and The time interval between is still 30 days, i.e. hours, which is the same as the time resolution of the validation set and the test set; the maximum absolute error (MAE) and the root mean square error (RMSE) are used for evaluation, namely:
S2、建立日历老化预测模型;S2. Establishing a calendar aging prediction model;
S21、建立日历老化预测的问题描述和半经验模型;S21. Establishing a problem description and a semi-empirical model for calendar aging prediction;
步骤S21具体包括以下步骤:Step S21 specifically includes the following steps:
S211、日历老化预测的问题描述S211. Problem description of calendar aging prediction
锂离子电池的日历老化预测旨在预测它们的容量随着存储时间的变化关系,此任务的解释变量格式化为以下矩阵:Calendar aging prediction of lithium-ion batteries aims to predict their capacity as a function of storage time. The explanatory variables for this task are formatted as the following matrix:
其中,表示所有的解释信息,表示容量序列的顺序序号,表示容量序列的第个测量值,表示中的电池存储时间,表示电池存储的温度,表示存储充电状态(SoC),为滞后间隔;in, represents all interpretation information, Indicates the sequence number of the capacity sequence, Indicates the first of the capacity sequence measured value, express battery storage time in, Indicates the temperature at which the battery is stored, Indicates the storage state of charge (SoC), is the lag interval;
对于单步的容量预测,目标变量为,因此,日历老化预测任务抽象为以下映射:For a one-step capacity forecast, the target variable is , therefore, the calendar aging prediction task is abstracted as the following mapping:
其中,表示数据驱动或知识驱动的预测模型,其中不一定要使用中的所有信息。例如:半经验模型只使用中的存储时间、温度和SoC,而纯数据驱动的模型往往使用中的所有信息。in, Represents a data-driven or knowledge-driven predictive model, where don't have to use All information in . For example: the semi-empirical model uses only storage time, temperature, and SoC in , while purely data-driven models often use All information in .
S212、日历老化预测的半经验模型S212. Semi-empirical model for calendar aging prediction
根据阿伦尼乌斯定律,日历容量的退化最终用特定的半经验形式表示:According to the Arrhenius law, the degradation of the calendar capacity is finally expressed in a specific semi-empirical form:
其中,和都是SoC的依赖项,表示气体常数,表示持续时间依赖性的低功率参数。in, and are all SoC dependencies, is the gas constant, Indicates the duration-dependent low-power parameter.
考虑到存储SoC对寄生化学反应的影响会导致电池容量的退化,考虑SoC的线性和指数依赖,即和的形式,构建以下半经验模型。Considering the impact of storage SoC on parasitic chemical reactions that can lead to degradation of battery capacity, consider the linear and exponential dependence of SoC, i.e. and In the form of , construct the following semi-empirical model.
上述所有SEMs 式子可分别简化表示为,,,,其中的分别表示所有需要识别的参数,即:All the above SEMs formulas can be simplified as , , , ,one of them Respectively represent all the parameters that need to be identified, namely:
。 .
S22、KDACAF的结构;S22, the structure of KDACAF;
KDACAF以半经验模块为基础,从中抽取三个分支,即预测分支、拟合分支和特征分支。预测分支通过上述四个SEM对进行初步预测,拟合分支用于求解SEM对过去容量序列的回归结果(其作为知识驱动注意力模块的输入),特征分支构建了基于上述四个SEM的特征向量(其作为数据驱动注意力模块的输入)。KDACAF is based on the semi-empirical module, from which three branches are extracted, namely prediction branch, fitting branch and feature branch. The predicted branch passes through the above four SEM pairs Preliminary prediction is made, the fitting branch is used to solve the regression result of SEM on the past capacity sequence (which is used as the input of the knowledge-driven attention module), and the feature branch constructs the feature vector based on the above four SEMs (which is used as the data-driven attention module input of).
步骤S22具体包括以下步骤:Step S22 specifically includes the following steps:
S221、半经验模块和预测分支S221, semi-empirical module and prediction branch
半经验模块是S212中阐述的四个SEM的集合。The semi-empirical module is a collection of the four SEMs set forth in S212.
在预测分支中,被输入到上述半经验模块的四个SEM,分别得到的回归结果,即初步预测结果如下:In the prediction branch, The four SEMs that are input into the semi-empirical module above, respectively, get The regression results, that is, the preliminary prediction results are as follows:
即,对于每个SEM分别有:That is, for each SEM respectively:
; ;
S222、拟合分支和知识驱动注意力模块S222, fitting branch and knowledge-driven attention module
为了拟合过去容量序列的结果,首先,将解释矩阵分为两部分:To fit the results of past capacity series, first, the The explanation matrix is divided into two parts:
即:Right now:
式中,表示近期容量序列,中的每列表示中对应元素的影响因素;在拟合分支中被分别输入的前述四个SEM中,得到的回归结果:In the formula, represents the recent capacity sequence, Each column in Influencing factors of the corresponding elements in ; in the fitting branch are input into the aforementioned four SEMs respectively, to obtain The regression result of:
是在的回归结果,如下所示: yes exist The regression result of is as follows:
本知识驱动的注意力模块专用于日历老化预测任务,其中预测目标对每个SEM的注意(即对于其初步预测结果的注意)是根据每个SEM模型对过去真实容量的拟合优度设计的,即;This knowledge-driven attention module is dedicated to the calendar aging prediction task, where the predicted target attention to each SEM (i.e., for its preliminary prediction results Note) is designed according to the goodness of fit of each SEM model to the past true capacity, namely;
首先,该知识驱动的注意力模型在和之间的得分函数定义如下:First, the knowledge-driven attention model is and The scoring function between is defined as follows:
表示知识驱动的注意力模型的得分函数; represents the score function of the knowledge-driven attention model;
然后可以获得对每个SEM的注意力,记为 Then you can get The attention to each SEM, denoted as
然后,得到对于的如下几点精确预测:Then, get for The following points are accurately predicted:
; ;
S223、特征分支和数据驱动注意力模块S223, feature branch and data-driven attention module
为了扩大KDACAF的模型容量,以便更好地捕捉日历老化过程的多模态,构建了数据驱动注意力,细节如下:To expand the model capacity of KDACAF to better capture the multimodality of the calendar aging process, a data-driven attention is constructed, the details are as follows:
为了从半经验模块中构建特征向量,将再次输入到四个SEM中,并分别从这些SEM的中间变量中构建四个特征向量,如下:To construct feature vectors from semi-empirical modules, the Input into the four SEMs again, and construct four feature vectors from the intermediate variables of these SEMs, as follows:
其中,表示基于内的中间变量所构建的特征。in, Indicates based on The features constructed by the intermediate variables in .
在数据驱动注意力模块中,预测目标对每个SEM的注意力(即对其初步预测结果的注意力)都是基于历史容量序列和所构建的特征来设计的,得分函数定义为:In the data-driven attention module, predicting the target Attention to each SEM (i.e. its initial prediction attention) are designed based on historical capacity sequences and constructed features, and the scoring function is defined as:
其中表示该数据驱动的注意力的得分函数,是第个SEM对应的可训练矩阵;in represents the score function for this data-driven attention, is the first A trainable matrix corresponding to SEM;
然后,可得到对每个SEM的注意力数值,记为,即 Then, you can get The value of attention for each SEM, denoted as ,Right now
然后,得到对于的另一个精确的预测:Then, get for Another exact prediction for :
S23、长短时记忆模块与KDACAF的损失函数;S23, the loss function of the long short-term memory module and KDACAF;
综合两部分注意力机制可以得到的中间预测:Combining the two parts of the attention mechanism can be obtained The intermediate prediction of :
其中表示两个注意力模块对的中间预测,和均为可学习的权重;in Denotes two attention module pairs the intermediate forecast of and are learnable weights;
然后,将历史容量序列和连接为如下矢量:Then, the historical capacity sequence and Concatenated as a vector like this:
最后,上述矢量被输入到包含一个LSTM层的长短时记忆模块,而LSTM的输出在被缩放到之间后作为的最终预测,表示为;Finally, the above vectors are input to a long short-term memory module containing an LSTM layer, and the output of the LSTM is scaled to Between later as The final prediction of , expressed as ;
KDACAF的损失函数设置如下:The loss function of KDACAF is set as follows:
式中, 为训练样本的数量,采用Adam训练方法训练KDACAF;In the formula, For the number of training samples, the Adam training method is used to train KDACAF;
S3、实验和分析S3, experiment and analysis
S31、比较测试;S31, comparison test;
步骤S31具体包括以下步骤:Step S31 specifically includes the following steps:
S311、在测试集Set†上的比较;S311, comparison on the test set Set†;
S312、在测试集Set‡上的比较。S312. Comparison on the test set Set‡.
S32、消融测试;S32. Ablation test;
S33、收敛性分析。S33. Convergence analysis.
基于以下模型分别测试知识驱动的方法和数据驱动的方法;The knowledge-driven approach and the data-driven approach were tested separately based on the following models;
参与对比的模型:四个SEM(其参数由生物地理学优化算法BBO确定)、SVR、GPR、通过叠加多个LSTM层构建的Deep LSTM(DLSTM)、LSTM+全连接层+迁移学习(LSTM-FC-TL)混合模型。其中,SVR、GPR和DLSTM是数据驱动的,所有SEM都是知识驱动的,KDACAF是知识-数据联合驱动的。Models participating in the comparison: four SEMs (whose parameters are determined by the biogeographical optimization algorithm BBO), SVR, GPR, Deep LSTM (DLSTM) constructed by superimposing multiple LSTM layers, LSTM+full connection layer+transfer learning (LSTM-FC -TL) mixed model. Among them, SVR, GPR, and DLSTM are data-driven, all SEM are knowledge-driven, and KDACAF is knowledge-data joint-driven.
表2为在测试集Set†上的表现结果表Table 2 shows the performance results on the test set Set†
由表2可知:(1)总体而言,四个SEM的表现比其他的差,表明知识驱动的SEM相对较小的容量限制了它们的近似能力和回归优度。(2)每种SEM在四种情况下的表现都不同,在Con.#5和#6中的表现要优于Con. #8和#9;和在Con.#5和#8中表现得比在Con.#6和#9更好;在Con.#8和#9中表现得比在Con. #5 and #6中更好。这一现象表明,知识驱动的SEM在处理不同条件下的容量预测任务的多模态方面能力有限,即没有一种SEM能够同时在四种测试条件下均表现良好。相比之下,SVR、DLSTM、GPR、LSTM-FC和KDACAF在四种条件下的性能表现相对一致。(3)LSTM-FC的表现优于SVR,但略差于DLSTM,这是由于DLSTM比LSTM-FC具有更深的结构(也有更大的模型容量)。(4)KDACAF在MAE和RMSE方面都具有最好的性能,这意味着先验知识和数据统计在某种程度上是互补的,并且将它们合并到一个模型(即KDACAF)中可以获得比数据驱动和知识驱动模型更显著的性能改进。It can be seen from Table 2 that: (1) Overall, the performance of the four SEMs is worse than the others, indicating that the relatively small capacity of the knowledge-driven SEMs limits their approximation ability and regression goodness. (2) Each SEM behaves differently in the four cases, Outperformed Con. #8 and #9 in Con. #5 and #6; and Performed better in
此外,图5为本发明在测试集set†上的预测结果和相应的预测误差关系图,图6为本发明在测试集set‡上的预测结果和相应的预测误差关系图。In addition, Fig. 5 is the relationship diagram of the prediction results of the present invention on the test set† and the corresponding prediction errors, and Fig. 6 is the relationship diagram of the prediction results of the present invention on the test set set‡ and the corresponding prediction errors.
在测试集Set‡上的比较Comparison on the test set Set‡
表3为所有模型在测试集Set‡上的性能表Table 3 is the performance table of all models on the test set Set‡
由表3可知,KDACAF具有最令人满意的性能,即在所有条件下都具有最低的MAE和RMSE。每个模型在测试集set†中的平均性能也列在表3中最后一列用于比较和分析。结果为:(1)虽然所有模型在测试集set‡上的性能都比在测试集set†上的性能差,但KDACAF在测试集set†与测试集set‡之间的性能差距最小,显示出最高的泛化性和通用性。(2)由于模型捕获多模态的能力有限,SEM的表现再次比其他模型更差。(3) LSTM-FC-TL的性能是所有模型中第二好的,这是因为迁移学习机制使LSTM-FC-TL在新条件下有很好的泛化能力。 (4)对于SVR、DLSTM、GPR、LSTM-FC-TL、KDACAF五个最好模型它们在Con.#1上的表现最差,这是因为Con.#1与#5、#6、#8的相似度最低。此外,这些模型在Con.#4中的表现优于Con.#2,这意味着将温度从25◦C降至10◦C是比在电池日历老化期间将SoC从50%降低到20%更重要的影响因素,因此,将模型应用于Con.#2时存在比Con.#4更大的模式失配。消融测试:As can be seen from Table 3, KDACAF has the most satisfactory performance, i.e., it has the lowest MAE and RMSE under all conditions. The average performance of each model on the test set† is also listed in the last column of Table 3 for comparison and analysis. The results are: (1) While all models perform worse on the test set‡ than on the test set†, KDACAF has the smallest performance gap between the test set† and the test set‡, showing that Highest generalization and versatility. (2) SEM again performs worse than other models due to the model's limited ability to capture multimodality. (3) The performance of LSTM-FC-TL is the second best among all models, because the transfer learning mechanism makes LSTM-FC-TL have good generalization ability under new conditions. (4) For the five best models of SVR, DLSTM, GPR, LSTM-FC-TL, and KDACAF, they performed the worst on
表4为消融测试结果表Table 4 is the table of ablation test results
为了验证每个模块的有效性和必要性,我们进行了消融测试,结果列在表4中,表4中的K、D、L和S分别表示知识驱动注意力模块、数据驱动注意力模块、长短时记忆模块和半经验模块。表4结果表明:(1)这两个注意力模块对预测性能的提高至关重要,即 "D+L+S "和 "K+L+S "都获得了比 "L+S "低得多的MAE和RMSE。(2) 知识驱动的注意力和数据驱动注意力模块相互补充,即"K+D+S "和 "K+D+L+S "的表现比 "D+L+S "和 "K+L+S "好得多。(3) 知识驱动的注意力比数据驱动的注意力贡献更大,也就是说,"K+L+S "的表现比 "D+L+S "略好一些。(4) 将长短时记忆模块加入到现有的框架工作中可以带来进一步的改善,即 "L+S "和 "K+D+L+S "分别比 "S "和 "K+D+S "表现更好。In order to verify the effectiveness and necessity of each module, we conducted an ablation test, and the results are listed in Table 4. K, D, L and S in Table 4 represent the knowledge-driven attention module, data-driven attention module, Long short-term memory module and semi-empirical module. The results in Table 4 show that: (1) These two attention modules are crucial to the improvement of the prediction performance, that is, both "D+L+S" and "K+L+S" achieved lower results than "L+S". Multiple MAE and RMSE. (2) Knowledge-driven attention and data-driven attention modules complement each other, i.e. "K+D+S" and "K+D+L+S" outperform "D+L+S" and "K+L +S "Much better. (3) Knowledge-driven attention contributes more than data-driven attention, that is, "K+L+S" performs slightly better than "D+L+S". (4) Adding long-short-term memory modules to the existing framework work can lead to further improvements, namely, "L+S" and "K+D+L+S" are better than "S" and "K+D+ S" performed better.
表5为SEM的消融测试结果表Table 5 is the ablation test result table of SEM
为了验证每个SEM的贡献和必要性,我们进行了另一项消融测试,结果列在表中5中,由表5可知:(1)所有SEM对测试集set†性能的贡献顺序如下:。(2)所有SEM对测试集set‡性能的贡献遵循以下顺序:。(3)比较测试集set†和测试集set‡,发现它们的贡献的波动是显著的。这种现象可能是由于SEM相对较小的容量使它们对每种条件的适应度差异很大,因此每个SEM不能在所有条件(即模式)上都表现良好。即每个SEM都在一定程度上偏向于某些特定条件。因此,将它们合并为一个单一的模型,即KDACAF,可以被认为是对这四个SEM的比较理想的组合,KDACAF中所有SEM的贡献和必要性是通过注意力模块来实现的。In order to verify the contribution and necessity of each SEM, we conducted another ablation test, and the results are listed in Table 5. From Table 5, we can see that: (1) The order of contribution of all SEMs to the performance of the test set† is as follows: . (2) The contribution of all SEMs to the performance of the test set‡ follows the following order: . (3) Comparing the test set† and the test set‡, it is found that the fluctuation of their contributions is significant. This phenomenon may be due to the fact that the relatively small capacity of SEMs makes their fitness to each condition very different, so each SEM cannot perform well on all conditions (i.e., modes). That is, each SEM is biased towards some specific conditions to some extent. Therefore, merging them into a single model, namely KDACAF, can be considered as an ideal combination of these four SEMs, and the contribution and necessity of all SEMs in KDACAF are realized through the attention module.
KDACAF的收敛性分析Convergence Analysis of KDACAF
将图3中所示的KDACAF实例的训练再执行1000次,在测试集set†和测试集set‡上的最终MAE和RMSE为分别通过图7和图8中的箱线图进行演示,证明:KDACAF具有较好的收敛性和稳定性,即最终MAE和RMSE的波动方差非常低,表明KDACAF已经训练到较优的阶段。收敛性分析表明,知识和数据联合驱动KDACAF兼具有大容量和小容量模型的优点,即具有良好的预测性能和高训练稳定性。Executing the training of the KDACAF instance shown in Figure 3 for another 1000 times, the final MAE and RMSE on the test set† and test set‡ are respectively demonstrated by the boxplots in Figures 7 and 8, proving that: KDACAF has better convergence and stability, that is, the fluctuation variance of the final MAE and RMSE is very low, indicating that KDACAF has been trained to a better stage. Convergence analysis shows that knowledge- and data-driven KDACAF combines the advantages of large-capacity and small-capacity models, namely, good predictive performance and high training stability.
本发明采用上述结构的基于注意力的锂离子电池日历老化预测模型,将注意力机制应用于锂离子电池日历老化预测,即KDACAF,有利于电池的监测和管理。KDACAF以电池电化学经验知识作为其关键基础,即知识驱动注意力模块,实现了领域知识和数据的有效互补。消融测试表明,领域知识的引入显著提高了KDACAF的预测性能。在KDACAF中,来自SEM的先验知识比数据集中包含的数据统计规律发挥了更重要的作用。对实际日历老化数据的案例测试表明,KDACAF在预测和推广到未见过的(全新的)测试条件方面具有优越性。与测试集set‡上的SEM相比,MAE和RMSE分别降低了5.78%和3.57%,表明所设计的KDACAF性能优越。对于电池健康预测,一种方法能达到的预测误差率越低,这种方法的预测性能就越好。在实际应用中,可接受的标准误差率会根据不同的要求而变化。例如,一些汽车公司建议2%,而一些能源系统公司建议为3%。由于电池的健康状况对于保证电池的效率和安全至关重要,因此值得探索更低的可接受误差率以扩大电池的应用范围。The present invention adopts the attention-based lithium-ion battery calendar aging prediction model of the above structure, and applies the attention mechanism to the lithium-ion battery calendar aging prediction, that is, KDACAF, which is beneficial to battery monitoring and management. KDACAF takes the empirical knowledge of battery electrochemistry as its key foundation, that is, the knowledge-driven attention module, which realizes the effective complementarity of domain knowledge and data. Ablation tests show that the introduction of domain knowledge significantly improves the prediction performance of KDACAF. In KDACAF, the prior knowledge from SEM plays a more important role than the statistical regularity of the data contained in the dataset. Case testing on real calendar aging data demonstrates the superiority of KDACAF in predicting and generalizing to unseen (brand new) test conditions. Compared with SEM on the test set‡, the MAE and RMSE are reduced by 5.78% and 3.57%, respectively, indicating the superior performance of the designed KDACAF. For battery health prediction, the lower the prediction error rate a method can achieve, the better the prediction performance of this method. In practical applications, the acceptable standard error rate will vary according to different requirements. For example, some automotive companies recommend 2%, while some energy systems companies recommend 3%. Since the health of the battery is crucial to ensure the efficiency and safety of the battery, it is worth exploring a lower acceptable error rate to expand the application range of the battery.
最后应说明的是:以上实施例仅用以说明本发明的技术方案而非对其进行限制,尽管参照较佳实施例对本发明进行了详细的说明,本领域的普通技术人员应当理解:其依然可以对本发明的技术方案进行修改或者等同替换,而这些修改或者等同替换亦不能使修改后的技术方案脱离本发明技术方案的精神和范围。Finally, it should be noted that the above embodiments are only used to illustrate the technical solutions of the present invention and not to limit them. Although the present invention has been described in detail with reference to the preferred embodiments, those of ordinary skill in the art should understand that: it still Modifications or equivalent replacements can be made to the technical solutions of the present invention, and these modifications or equivalent replacements cannot make the modified technical solutions deviate from the spirit and scope of the technical solutions of the present invention.
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