CN115542329B - Depth Judgment Method of Shallow Water Low Frequency Sound Source Based on Modal Filtering - Google Patents
Depth Judgment Method of Shallow Water Low Frequency Sound Source Based on Modal Filtering Download PDFInfo
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Abstract
一种基于模态滤波的浅水低频声源深度判决方法,属于浅水低频水面水下目标判决技术领域。本发明针对现有水听器阵列孔径受限时判决声源深度采用的现有基于模态滤波技术的水面水下深度分辨方法,不能同时兼顾无子空间重叠和模态空间的完整的问题。包括建立声场p(r,zr,zs)关于观测矩阵V与模态幅度矩阵a的表达式;将观测矩阵V分为陷波子空间V0和自由子空间V1并进行奇异值分解,得到减秩子空间U0和U1,构成矩阵A,再得到正交矩阵β,确定空间H和空间S,将投影在陷波子空间的能量与投影在整个正交模态空间的能量做比值得到检测统计量,与选定门限进行对比,判决声源深度。本发明用于声源深度判决。
A method for judging the depth of shallow water low-frequency sound sources based on modal filtering belongs to the technical field of shallow water low-frequency underwater target judgment. The present invention aims at judging the sound source depth when the existing hydrophone array aperture is limited, and the existing modal filtering technology-based water surface and underwater depth resolution method cannot simultaneously take into account the problems of no subspace overlap and the integrity of the modal space. Including establishing the expression of the sound field p(r,z r ,z s ) about the observation matrix V and the modal amplitude matrix a; dividing the observation matrix V into the notch subspace V 0 and the free subspace V 1 and performing singular value decomposition, Obtain the reduced-rank subspaces U 0 and U 1 to form matrix A, then obtain the orthogonal matrix β, determine the space H and space S, and compare the energy projected in the notch subspace with the energy projected in the entire orthogonal modal space to obtain The detection statistics are compared with the selected threshold to determine the depth of the sound source. The invention is used for sound source depth judgment.
Description
技术领域technical field
本发明涉及基于模态滤波的浅水低频声源深度判决方法,属于浅水低频水面水下目标判决技术领域。The invention relates to a shallow-water low-frequency sound source depth judgment method based on modal filtering, and belongs to the technical field of shallow-water low-frequency underwater target judgment.
背景技术Background technique
基于模态特征的浅水深度判决技术,是水面水下目标分类中的一种重要方法,尤其是在水听器阵列孔径受到限制,无法进行声源深度的高判决估计时。基于模态特征的浅水深度判识技术虽然不能给出目标所处的具体深度,但是可以对目标处于水面还是水下进行判决,在反潜到海洋生物学等方面都有应用。Shallow water depth judgment technology based on modal features is an important method in surface underwater target classification, especially when the aperture of hydrophone array is limited and high judgment estimation of sound source depth cannot be performed. Although the shallow water depth identification technology based on modal features cannot give the specific depth of the target, it can judge whether the target is on the water surface or underwater, and has applications in anti-submarine and marine biology.
由简正波的绝热近似理论可知,对于浅水低频声源,某接收位置的声压可由一系列的简正波叠加表示。简正波受多种环境的影响,而决定简正波各阶模态能量分布的主要是声源和接收位置的深度。Vincent.E Premus基于匹配场处理(Matched FieldProcessing,MFP)方法对声源定位部分进行简化,进而将声源定位问题变为目标深度判决的二分类问题。根据浅源难以激发低阶模态的特性将模态空间分为陷波子空间和自由子空间,以投影在两个子空间中的能量比作为统计量,对水面和水下目标进行判决。According to the adiabatic approximation theory of normal waves, for shallow water low-frequency sound sources, the sound pressure at a receiving position can be expressed by a series of normal waves. The normal wave is affected by various environments, and the energy distribution of each order mode of the normal wave is mainly determined by the depth of the sound source and the receiving position. Vincent.E Premus simplifies the sound source localization part based on the Matched Field Processing (MFP) method, and then turns the sound source localization problem into a binary classification problem of target depth judgment. According to the characteristics that shallow sources are difficult to excite low-order modes, the mode space is divided into notched subspace and free subspace, and the energy ratio projected in the two subspaces is used as a statistic to judge the water surface and underwater targets.
然而实际上,由水听器组成的无论是水平阵还是垂直阵常常无法达到正常判决所需的孔径,其模态子空间之间存在重叠,导致算法性能下降。针对该问题,Vincent.EPremus将Scharf-Friedlander匹配子空间检测器应用于模态滤波方法得到匹配子空间判决器(Matched Subspace Discriminator,MSD),通过Scharf和Friedlander的方法得到正交无重叠的陷波和自由子空间从而改善判决器的性能。Ewen Conan使用观测矩阵的逆与接收声压相乘,获得陷波和自由子空间的模态幅度矢量,通过模态幅度矢量计算投影在陷波空间的能量比例作为判决统计量。然而在现有方法中去除子空间重叠的同时会将子空间的正常数据同时去除,从而影响判决结果。However, in practice, whether it is a horizontal array or a vertical array composed of hydrophones, it often cannot achieve the aperture required for normal judgment, and there is overlap between the modal subspaces, which leads to a decrease in algorithm performance. In response to this problem, Vincent.EPremus applied the Scharf-Friedlander matched subspace detector to the modal filtering method to obtain a matched subspace discriminator (Matched Subspace Discriminator, MSD), and obtained orthogonal non-overlapping notches by the method of Scharf and Friedlander and free subspaces to improve the performance of the decision device. Ewen Conan multiplied the inverse of the observation matrix with the received sound pressure to obtain the modal magnitude vectors of the notch and free subspace, and calculated the energy ratio projected on the notch space through the modal magnitude vectors as the decision statistic. However, in the existing method, the normal data in the subspace will be removed at the same time when the subspace overlap is removed, thus affecting the judgment result.
在浅水波导中,简正波的模态分布与声源深度紧密相关,虽然各阶模态强度难以通过以上方法直接求得,但通过投影子空间的能量是可以对目标处于水面水下进行判决的。因此,如何在孔径受限时获得稳健的目标判决算法有待重视。In a shallow water waveguide, the modal distribution of the normal wave is closely related to the depth of the sound source. Although the modal strength of each order is difficult to obtain directly by the above methods, the energy of the projected subspace can be used to determine whether the target is underwater. Therefore, how to obtain a robust target decision algorithm when the aperture is limited remains to be paid attention to.
发明内容Contents of the invention
针对现有水听器阵列孔径受限时判决声源深度采用的现有基于模态滤波技术的水面水下深度分辨方法,不能同时兼顾无子空间重叠和模态空间的完整的问题,本发明提供一种基于模态滤波的浅水低频声源深度判决方法。Aiming at the existing underwater depth resolution method based on modal filtering technology for judging the sound source depth when the aperture of the existing hydrophone array is limited, the problems of no subspace overlap and the integrity of the modal space cannot be taken into account at the same time. The present invention A method for judging the depth of low-frequency sound sources in shallow water based on modal filtering is provided.
本发明的一种基于模态滤波的浅水低频声源深度判决方法,包括,A method for judging the depth of a low-frequency sound source in shallow water based on modal filtering in the present invention includes:
设定声源的水下深度为zs,在水下深度zr处的水平面上通过水听器阵列采集获得与声源zs水平距离为r处的声场p(r,zr,zs),所述声场p(r,zr,zs)为关于观测矩阵V与模态幅度矩阵a的表达式;Set the underwater depth of the sound source as z s , and obtain the sound field p(r,z r , z s ), the sound field p(r, z r , z s ) is an expression about the observation matrix V and the modal amplitude matrix a;
将观测矩阵V分为陷波子空间V0和自由子空间V1;对陷波子空间V0进行奇异值分解,得到线性独立的减秩子空间U0,对自由子空间V1进行奇异值分解,得到线性独立的减秩子空间U1;减秩子空间U0和减秩子空间U1构成矩阵A;Divide the observation matrix V into notch subspace V 0 and free subspace V 1 ; perform singular value decomposition on the notch subspace V 0 to obtain a linearly independent rank-reduced subspace U 0 , and perform singular value decomposition on the free subspace V 1 , A linearly independent reduced-rank subspace U 1 is obtained; the reduced-rank subspace U 0 and the reduced-rank subspace U 1 form a matrix A;
对矩阵A进行处理获得正交矩阵β;根据减秩子空间U0和减秩子空间U1的大小,将正交矩阵β划分为空间H和空间S,空间H对应正交化后陷波子空间,空间S对应正交化后自由子空间;Process the matrix A to obtain the orthogonal matrix β; according to the size of the reduced-rank subspace U 0 and the reduced-rank subspace U 1 , the orthogonal matrix β is divided into space H and space S, and space H corresponds to the notch subspace after orthogonalization, The space S corresponds to the free subspace after orthogonalization;
计算空间H的投影矩阵PH和空间S的投影矩阵PS;再计算得到水听器阵列接收信号W投影在空间H的信号能量EH和投影在空间S的信号能量ES;所述信号能量EH为投影在陷波子空间的能量,EH+ES的和为投影在整个正交模态空间的能量;将投影在陷波子空间的能量与投影在整个正交模态空间的能量做比值得到检测统计量,与选定门限进行对比,若检测统计量大于选定门限,则判定声源为淹没源,否则为表面源。Calculate the projection matrix P H of the space H and the projection matrix P S of the space S; and then calculate the signal energy E H projected on the space H by the hydrophone array received signal W and the signal energy E S projected on the space S; the signal The energy E H is the energy projected in the notch subspace, and the sum of E H + E S is the energy projected in the entire orthogonal modal space; the energy projected in the notch subspace and the energy projected in the entire orthogonal modal space The detection statistic is obtained by doing the ratio, and compared with the selected threshold, if the detection statistic is greater than the selected threshold, it is determined that the sound source is a submerged source, otherwise it is a surface source.
根据本发明的基于模态滤波的浅水低频声源深度判决方法,水下深度zr大于水下深度zs。According to the modal filter-based shallow water low-frequency sound source depth judgment method of the present invention, the underwater depth z r is greater than the underwater depth z s .
根据本发明的基于模态滤波的浅水低频声源深度判决方法,声场p(r,zr,zs)的表达式为:According to the shallow water low-frequency sound source depth judgment method based on modal filtering of the present invention, the expression of the sound field p(r, z r , z s ) is:
式中X(f)为声场在频率f处的幅度,j为虚数,ρ(zs)为声源处水密度,M为声场在环境中传播的模态数,m为模态的序数;为模态m关于深度的模态函数,krm为模态m的水平波数。In the formula, X(f) is the amplitude of the sound field at frequency f, j is an imaginary number, ρ(z s ) is the water density at the sound source, M is the mode number of the sound field propagating in the environment, and m is the ordinal number of the mode; is the mode function of mode m with respect to depth, and k rm is the horizontal wavenumber of mode m.
根据本发明的基于模态滤波的浅水低频声源深度判决方法,模态m的水平波数krm为:According to the shallow water low-frequency sound source depth judgment method based on modal filtering of the present invention, the horizontal wave number k rm of the mode m is:
式中k为常数,ω为声源信号的角频率,c为声速梯度中的最大声速,ω=2πf,/>为模态m的垂直波数。where k is a constant, ω is the angular frequency of the sound source signal, c is the maximum sound velocity in the sound velocity gradient, ω=2πf, /> is the vertical wavenumber of mode m.
根据本发明的基于模态滤波的浅水低频声源深度判决方法,设定水听器阵列为N元水平阵,在距离声源r1,r2,…,rN位置对声场进行采样,水听器阵列接收信号W为声场p的向量:According to the shallow-water low-frequency sound source depth judgment method based on modal filtering of the present invention, the hydrophone array is set as an N-element horizontal array, and the sound field is sampled at the distance r 1 , r 2 ,..., r N positions of the sound source, and the water The signal W received by the earphone array is the vector of the sound field p:
W=Va;W = Va;
ri=r1+(i-1)d cosθ,i=1,2,…,N,r i =r 1 +(i-1)d cosθ,i=1,2,...,N,
式中d为阵元间距,θ为声源与水听器阵列在水平方向夹角;In the formula, d is the array element spacing, θ is the angle between the sound source and the hydrophone array in the horizontal direction;
将观测矩阵V分为陷波子空间V0和自由子空间V1,并且将模态幅度矩阵a分为与陷波子空间V0对应的模态幅度a0和与自由子空间V1对应的模态幅度a1,得到:Divide the observation matrix V into the notched subspace V 0 and the free subspace V 1 , and divide the modal amplitude matrix a into the modal amplitude a 0 corresponding to the notched subspace V 0 and the mode amplitude a 0 corresponding to the free subspace V 1 state amplitude a 1 , get:
其中观测矩阵V的列向量vm为:The column vector v m of the observation matrix V is:
式中R为ri组成的向量;In the formula, R is a vector composed of r i ;
模态幅度矩阵a为:The modal amplitude matrix a is:
a=[a1,a2,…,aM]T, a=[a 1 ,a 2 ,…,a M ] T ,
式中κ为常数:where κ is a constant:
根据本发明的基于模态滤波的浅水低频声源深度判决方法,将水听器阵列接收信号W看作各模态对应的am的加权和,每个模态的权矢量为观测矩阵V的列向量vm;假设陷波子空间V0的模态数为M0,则:According to the shallow-water low-frequency sound source depth judgment method based on modal filtering of the present invention, the hydrophone array receiving signal W is regarded as the weighted sum of a m corresponding to each mode, and the weight vector of each mode is the observation matrix V Column vector v m ; assuming that the mode number of the notch subspace V 0 is M 0 , then:
式中为对应于陷波子空间V0的M0个列向量,/>为对应于模态幅度a0的M0个元素;/>为对应于自由子空间V1的M-M0个列向量,/>为对应于模态幅度a1的M-M0个元素;In the formula are M 0 column vectors corresponding to the notch subspace V 0 , /> be the M 0 elements corresponding to the modal amplitude a 0 ;/> be MM 0 column vectors corresponding to the free subspace V 1 , /> be 0 elements of MM corresponding to the modal amplitude a 1 ;
对陷波子空间V0进行奇异值分解,得到线性独立的减秩子空间U0:Singular value decomposition is performed on the notch subspace V 0 to obtain a linearly independent reduced-rank subspace U 0 :
U0∈CN×q,U 0 ∈ C N×q ,
式中C为复矩阵集合,q为减秩子空间U0的列数;In the formula, C is a set of complex matrices, and q is the column number of the reduced-rank subspace U 0 ;
对自由子空间V1进行奇异值分解,得到线性独立的减秩子空间U1:Singular value decomposition is performed on the free subspace V 1 to obtain a linearly independent reduced-rank subspace U 1 :
U1∈CN×t,U 1 ∈ C N×t ,
式中t为减秩子空间U1的列数;In the formula, t is the column number of the reduced-rank subspace U 1 ;
进而得到矩阵A:And then get the matrix A:
A=[U0 U1]。A=[U 0 U 1 ].
根据本发明的基于模态滤波的浅水低频声源深度判决方法,为消除减秩子空间U0和减秩子空间U1的重叠部分,对两个减秩子空间进行正交处理,使减秩子空间U0和减秩子空间U1的列向量张成观测空间的一组正交基:According to the shallow-water low-frequency sound source depth judgment method based on modal filtering of the present invention, in order to eliminate the overlapping part of the reduced-rank subspace U 0 and the reduced-rank subspace U 1 , the two reduced-rank subspaces are subjected to orthogonal processing, so that the reduced-rank subspace U 0 and the column vectors of the reduced-rank subspace U 1 form a set of orthogonal basis of the observation space:
根据矩阵A=[U0 U1],According to the matrix A=[U 0 U 1 ],
矩阵A∈CN×(q+t)的列向量[u1,…,uq+t]为观测空间的一组线性无关向量组,则存在正交矩阵β:The column vector [u 1 ,…,u q+t ] of the matrix A∈C N×(q+ t) is a set of linearly independent vectors in the observation space, then there is an orthogonal matrix β:
β=[β1,…,βq+t],β=[β 1 ,...,β q+t ],
使A=[β1,…,βq+t]BA,Let A=[β 1 ,…,β q+t ]B A ,
式中BA为单位上三角阵:where B A is the unit upper triangular matrix:
BA∈C(q+t)×(q+t);B A ∈ C (q+t)×(q+t) ;
列向量[u1,…,uq+t]与正交矩阵β的关系如下:The relationship between the column vector [u 1 ,…,u q+t ] and the orthogonal matrix β is as follows:
根据本发明的基于模态滤波的浅水低频声源深度判决方法,根据减秩子空间U0和减秩子空间U1的大小,将正交矩阵β划分为空间H和空间S:According to the shallow-water low-frequency sound source depth judgment method based on modal filtering of the present invention, according to the size of the reduced-rank subspace U 0 and the reduced-rank subspace U 1 , the orthogonal matrix β is divided into space H and space S:
由此得到:From this we get:
式中span(·)表示·的列向量张成的空间。In the formula, span( ) represents the space spanned by the column vectors of .
根据本发明的基于模态滤波的浅水低频声源深度判决方法,水听器阵列接收信号W在空间H上的投影yH和在空间S上的投影yS为:According to the shallow water low-frequency sound source depth judgment method based on modal filtering of the present invention, the projection y H of the hydrophone array received signal W on the space H and the projection y S on the space S are:
水听器阵列接收信号W投影在空间H的信号能量EH和投影在空间S的信号能量ES分别为:The signal energy E H projected on the space H by the hydrophone array receiving signal W and the signal energy E S projected on the space S are respectively:
EH=tr(WHPHW)E H =tr(W H P H W)
ES=tr(WHPSW)E S =tr(W H P S W)
式中tr(·)表示矩阵的迹,WH为W的共轭转置。Where tr(·) represents the trace of the matrix, and W H is the conjugate transpose of W.
根据本发明的基于模态滤波的浅水低频声源深度判决方法,检测统计量为L(zs):According to the shallow water low-frequency sound source depth judgment method based on modal filtering of the present invention, the detection statistic is L(z s ):
选定门限为η:The selected threshold is η:
若L(zs)≤η,则声源为表面源;If L(z s )≤η, the sound source is a surface source;
若L(zs)>η,则声源为淹没源。If L(z s )>η, the sound source is submerged source.
本发明的有益效果:本发明方法根据在具有负跃层的声速剖面环境中,浅源难以激发低阶模态,将模态空间分为陷波和自由子空间。通过施密特正交方法得到无重叠的陷波模态子空间和自由模态子空间,消除了由于阵列孔径不够而引起的子空间重叠的同时,保持了模态空间的完整性。通过投影在陷波子空间和自由子空间的能量比,对声源处于水面还是水下做出判决。Beneficial effects of the present invention: the method of the present invention divides the mode space into notched waves and free subspaces according to the fact that shallow sources are difficult to excite low-order modes in a sound velocity profile environment with negative clines. The non-overlapping notch modal subspace and free modal subspace are obtained by the Schmidt orthogonal method, which eliminates the overlap of subspaces caused by insufficient array aperture and maintains the integrity of the modal space. Through the energy ratio projected on the notched subspace and the free subspace, a judgment is made on whether the sound source is on the water surface or underwater.
附图说明Description of drawings
图1是本发明所述基于模态滤波的浅水低频声源深度判决方法的原理图;图中SVD表示奇异值分解;Schmidt表示施密特正交方法;Fig. 1 is the schematic diagram of the shallow water low-frequency sound source depth judgment method based on modal filtering in the present invention; SVD represents singular value decomposition among the figure; Schmidt represents Schmidt orthogonal method;
图2是在仿真环境水深160m的声速剖面图;Fig. 2 is the sound velocity profile in the simulated environment water depth of 160m;
图3是检测统计量随声源深度变化的曲线图。Fig. 3 is a graph of detection statistics as a function of sound source depth.
具体实施方式Detailed ways
下面将结合本发明实施例中的附图,对本发明实施例中的技术方案进行清楚、完整地描述,显然,所描述的实施例仅仅是本发明一部分实施例,而不是全部的实施例。基于本发明中的实施例,本领域普通技术人员在没有做出创造性劳动的前提下所获得的所有其它实施例,都属于本发明保护的范围。The following will clearly and completely describe the technical solutions in the embodiments of the present invention with reference to the accompanying drawings in the embodiments of the present invention. Obviously, the described embodiments are only some, not all, embodiments of the present invention. Based on the embodiments of the present invention, all other embodiments obtained by persons of ordinary skill in the art without making creative efforts belong to the protection scope of the present invention.
需要说明的是,在不冲突的情况下,本发明中的实施例及实施例中的特征可以相互组合。It should be noted that, in the case of no conflict, the embodiments of the present invention and the features in the embodiments can be combined with each other.
下面结合附图和具体实施例对本发明作进一步说明,但不作为本发明的限定。The present invention will be further described below in conjunction with the accompanying drawings and specific embodiments, but not as a limitation of the present invention.
具体实施方式一、结合图1所示,本发明提供了一种基于模态滤波的浅水低频声源深度判决方法,包括,DETAILED DESCRIPTION OF THE
设定声源的水下深度为zs,在水下深度zr处的水平面上通过水听器阵列采集获得与声源zs水平距离为r处的声场p(r,zr,zs),所述声场p(r,zr,zs)为关于观测矩阵V与模态幅度矩阵a的表达式;Set the underwater depth of the sound source as z s , and obtain the sound field p(r,z r , z s ), the sound field p(r, z r , z s ) is an expression about the observation matrix V and the modal amplitude matrix a;
将观测矩阵V分为陷波子空间V0和自由子空间V1;对陷波子空间V0进行奇异值分解,得到线性独立的减秩子空间U0,对自由子空间V1进行奇异值分解,得到线性独立的减秩子空间U1;减秩子空间U0和减秩子空间U1构成矩阵A;Divide the observation matrix V into notch subspace V 0 and free subspace V 1 ; perform singular value decomposition on the notch subspace V 0 to obtain a linearly independent rank-reduced subspace U 0 , and perform singular value decomposition on the free subspace V 1 , A linearly independent reduced-rank subspace U 1 is obtained; the reduced-rank subspace U 0 and the reduced-rank subspace U 1 form a matrix A;
对矩阵A进行处理获得正交矩阵β;根据减秩子空间U0和减秩子空间U1的大小,将正交矩阵β划分为空间H和空间S,空间H对应正交化后陷波子空间,空间S对应正交化后自由子空间;Process the matrix A to obtain the orthogonal matrix β; according to the size of the reduced-rank subspace U 0 and the reduced-rank subspace U 1 , the orthogonal matrix β is divided into space H and space S, and space H corresponds to the notch subspace after orthogonalization, The space S corresponds to the free subspace after orthogonalization;
计算空间H的投影矩阵PH和空间S的投影矩阵PS;再计算得到水听器阵列接收信号W投影在空间H的信号能量EH和投影在空间S的信号能量ES;所述信号能量EH为投影在陷波子空间的能量,EH+ES的和为投影在整个正交模态空间的能量;将投影在陷波子空间的能量与投影在整个正交模态空间的能量做比值得到检测统计量,与选定门限进行对比,若检测统计量大于选定门限,则判定声源为淹没源,否则为表面源。Calculate the projection matrix P H of the space H and the projection matrix P S of the space S; and then calculate the signal energy E H projected on the space H by the hydrophone array received signal W and the signal energy E S projected on the space S; the signal The energy E H is the energy projected in the notch subspace, and the sum of E H + E S is the energy projected in the entire orthogonal modal space; the energy projected in the notch subspace and the energy projected in the entire orthogonal modal space The detection statistic is obtained by doing the ratio, and compared with the selected threshold, if the detection statistic is greater than the selected threshold, it is determined that the sound source is a submerged source, otherwise it is a surface source.
作为示例,水下深度zr大于水下深度zs。As an example, the submerged depth z r is greater than the submerged depth z s .
进一步,根据简正波的绝热近似理论,浅水波导中,处于深度zs的声源在深度zr处激发的声场p(r,zr,zs)的表达式为:Furthermore, according to the adiabatic approximation theory of normal waves, the expression of the sound field p(r,z r ,z s ) excited by a sound source at depth z s at depth z r in a shallow water waveguide is:
式中X(f)为声场在频率f处的幅度,j为虚数,ρ(zs)为声源处水密度,M为声场在环境中传播的模态数,m为模态的序数;为模态m关于深度的模态函数,krm为模态m的水平波数。In the formula, X(f) is the amplitude of the sound field at frequency f, j is an imaginary number, ρ(z s ) is the water density at the sound source, M is the mode number of the sound field propagating in the environment, and m is the ordinal number of the mode; is the mode function of mode m with respect to depth, and k rm is the horizontal wavenumber of mode m.
模态m的水平波数krm为:The horizontal wavenumber k rm of mode m is:
式中k为常数,ω为声源信号的角频率,c为声速梯度中的最大声速,ω=2πf,/>为模态m的垂直波数。where k is a constant, ω is the angular frequency of the sound source signal, c is the maximum sound velocity in the sound velocity gradient, ω=2πf, /> is the vertical wavenumber of mode m.
考虑到简化模型,推导中使用单频信号,故X(f),krm,M这些与频率相关的参数可视为常数。Considering the simplified model, a single-frequency signal is used in the derivation, so X(f), k rm , M these frequency-related parameters can be regarded as constants.
设定水听器阵列为N元水平阵,深度为zr,在距离声源r1,r2,…,rN位置对声场进行采样,不考虑噪声情况下,水听器阵列接收信号W为声场p的向量,表示为:Set the hydrophone array as an N-element horizontal array, the depth is z r , and the sound field is sampled at the distance r 1 , r 2 ,…, r N from the sound source. Without considering the noise, the hydrophone array receives the signal W is the vector of the sound field p, expressed as:
W=Va;W = Va;
ri=r1+(i-1)d cosθ,i=1,2,…,N,r i =r 1 +(i-1)d cosθ,i=1,2,...,N,
式中d为阵元间距,θ为声源与水听器阵列在水平方向夹角;In the formula, d is the array element spacing, θ is the angle between the sound source and the hydrophone array in the horizontal direction;
在具有负跃层的浅水环境中,难以被浅源激发的低阶模态被称为陷波模态(trapped modes),定义相速度小于水中最大声速的模态为陷波模态。将观测矩阵V分为陷波子空间V0和自由子空间V1,并且将模态幅度矩阵a分为与陷波子空间V0对应的模态幅度a0和与自由子空间V1对应的模态幅度a1,得到:In a shallow water environment with negative clines, low-order modes that are difficult to be excited by shallow sources are called trapped modes, and modes whose phase velocity is less than the maximum sound velocity in water are defined as trapped modes. Divide the observation matrix V into the notched subspace V 0 and the free subspace V 1 , and divide the modal amplitude matrix a into the modal amplitude a 0 corresponding to the notched subspace V 0 and the mode amplitude a 0 corresponding to the free subspace V 1 state amplitude a 1 , get:
其中观测矩阵V的列向量vm为:The column vector v m of the observation matrix V is:
式中R为ri组成的向量;In the formula, R is a vector composed of r i ;
模态幅度矩阵a为:The modal amplitude matrix a is:
a=[a1,a2,…,aM]T, a=[a 1 ,a 2 ,…,a M ] T ,
式中κ为常数:where κ is a constant:
再进一步,将水听器阵列接收信号W看作各模态对应的am的加权和,每个模态的权矢量为观测矩阵V的列向量vm;由模态幅度矩阵a的表达式可知,单频信号在水平接收阵的深度和孔径已知情况下,am的大小取决于声源深度zs。Further, the received signal W of the hydrophone array is regarded as the weighted sum of a m corresponding to each mode, and the weight vector of each mode is the column vector v m of the observation matrix V; by the expression of the modal magnitude matrix a It can be seen that when the depth and aperture of the horizontal receiving array are known for single-frequency signals, the size of a m depends on the sound source depth z s .
假设陷波子空间V0的模态数为M0,则:Assuming that the modal number of the notch subspace V 0 is M 0 , then:
式中为对应于陷波子空间V0的M0个列向量,/>为对应于模态幅度a0的M0个元素;/>为对应于自由子空间V1的M-M0个列向量,/>为对应于模态幅度a1的M-M0个元素;In the formula are M 0 column vectors corresponding to the notch subspace V 0 , /> be the M 0 elements corresponding to the modal amplitude a 0 ;/> be MM 0 column vectors corresponding to the free subspace V 1 , /> be 0 elements of MM corresponding to the modal amplitude a 1 ;
对陷波子空间V0进行奇异值分解,并取主特征值向量,得到线性独立的减秩子空间U0:Singular value decomposition is performed on the notch subspace V 0 , and the main eigenvalue vector is taken to obtain a linearly independent reduced-rank subspace U 0 :
U0∈CN×q,U 0 ∈ C N×q ,
式中C为复矩阵集合,q为减秩子空间U0的列数;In the formula, C is a set of complex matrices, and q is the column number of the reduced-rank subspace U 0 ;
对自由子空间V1进行奇异值分解,并取主特征值向量,得到线性独立的减秩子空间U1:Singular value decomposition is performed on the free subspace V 1 , and the main eigenvalue vector is taken to obtain a linearly independent reduced-rank subspace U 1 :
U1∈CN×t,U 1 ∈ C N×t ,
式中t为减秩子空间U1的列数;In the formula, t is the column number of the reduced-rank subspace U 1 ;
在U0和U1的列向量方向,子空间V0和V1有最大的能量。In the direction of the column vectors of U 0 and U 1 , the subspaces V 0 and V 1 have the maximum energy.
进而得到矩阵A:And then get the matrix A:
A=[U0 U1]。A=[U 0 U 1 ].
为消除减秩子空间U0和减秩子空间U1的重叠部分,对两个减秩子空间进行正交处理,使减秩子空间U0和减秩子空间U1的列向量张成观测空间的一组正交基:In order to eliminate the overlapping part of the reduced-rank subspace U 0 and the reduced-rank subspace U 1 , the two reduced-rank subspaces are processed orthogonally, so that the column vectors of the reduced-rank subspace U 0 and the reduced-rank subspace U 1 form a group of observation spaces Orthogonal basis:
根据矩阵A=[U0 U1],According to the matrix A=[U 0 U 1 ],
矩阵A∈CN×(q+t)的列向量[u1,…,uq+t]为观测空间的一组线性无关向量组,则存在正交矩阵β:The column vector [u 1 ,…,u q+t ] of the matrix A∈C N×(q+ t) is a set of linearly independent vectors in the observation space, then there is an orthogonal matrix β:
β=[β1,…,βq+t],β=[β 1 ,...,β q+t ],
使A=[β1,…,βq+t]BA,Let A=[β 1 ,…,β q+t ]B A ,
式中BA为单位上三角阵,单位上三角阵的对角线元素都为1:In the formula, B A is the unit upper triangular matrix, and the diagonal elements of the unit upper triangular matrix are all 1:
BA∈C(q+t)×(q+t);B A ∈ C (q+t)×(q+t) ;
列向量[u1,…,uq+t]与正交矩阵β的关系如下:The relationship between the column vector [u 1 ,…,u q+t ] and the orthogonal matrix β is as follows:
基于上式,可以得到张成空间A的一组正交基[β1,…,βq+t]。Based on the above formula, a set of orthogonal basis [β 1 ,…,β q+t ] spanning space A can be obtained.
根据减秩子空间U0和减秩子空间U1的大小,将正交矩阵β划分为空间H和空间S,分别对应正交化后陷波和自由子空间:According to the size of the reduced-rank subspace U 0 and the reduced-rank subspace U 1 , the orthogonal matrix β is divided into space H and space S, corresponding to the notch and free subspace after orthogonalization:
由此得到无重叠且组成了整个模态空间的两个正交子空间:This results in two orthogonal subspaces that do not overlap and form the entire modal space:
式中span(·)表示·的列向量张成的空间。In the formula, span( ) represents the space spanned by the column vectors of .
将阵列接收信号投影到经过处理的陷波子空间H和自由子空间S上。空间Y的投影矩阵PY可由下式计算:The array received signal is projected onto the processed notched subspace H and the free subspace S. The projection matrix P Y of space Y can be calculated by the following formula:
PY=Y(YHY)-1YH,且有PY=PY*PY。P Y =Y(Y H Y) -1 Y H , and P Y =P Y *P Y .
由此得到水听器阵列接收信号W在空间H上的投影yH和在空间S上的投影yS为:Thus, the projection y H of the hydrophone array received signal W on the space H and the projection y S on the space S are:
水听器阵列接收信号W投影在空间H的信号能量EH和投影在空间S的信号能量ES分别为:The signal energy E H projected on the space H by the hydrophone array receiving signal W and the signal energy E S projected on the space S are respectively:
EH=tr(WHPHW)E H =tr(W H P H W)
ES=tr(WHPSW)E S =tr(W H P S W)
式中tr(·)表示矩阵的迹,WH为W的共轭转置。Where tr(·) represents the trace of the matrix, and W H is the conjugate transpose of W.
下面将深度判决问题简化为一个二元假设问题,假设H0表示声源处于水面附近,为表面源,假设H1为声源处于水下,为淹没源。如下式所示In the following, the depth judgment problem is simplified as a binary hypothesis problem. Assume that H 0 indicates that the sound source is near the water surface and is a surface source, and assume that H 1 indicates that the sound source is underwater and is a submerged source. as shown below
式中zlim为判决深度,一般取5~10m。由模态幅度矩阵a的表达式可知,在目标处于远场时,模态空间的能量分布主要受声源深度的影响。由于表面源难以耦合到低阶模态,故如果在高阶模态子空间检测到更多能量,则声源为表面源,反之声源为淹没源。据此可以建立投影到陷波子空间和自由子空间的能量比作为检测统计量In the formula, z lim is the judgment depth, generally 5-10m. From the expression of the modal amplitude matrix a, it can be seen that when the target is in the far field, the energy distribution in the modal space is mainly affected by the depth of the sound source. Since the surface source is difficult to couple to the low-order modes, if more energy is detected in the high-order mode subspace, the sound source is a surface source, otherwise the sound source is a submerged source. According to this, the energy ratio projected to the notched subspace and the free subspace can be established as the detection statistic
检测统计量为L(zs):The detection statistic is L(z s ):
选定门限为η:The selected threshold is η:
若L(zs)≤η,则声源为表面源;If L(z s )≤η, the sound source is a surface source;
若L(zs)>η,则声源为淹没源。If L(z s )>η, the sound source is submerged source.
由于本发明方法中两个正交的子空间组成了完整的模态空间,几乎没有能量损失;而现有VE的方法中,使用子空间投影,最终会舍弃两个子空间重叠的部分,所以理论上投影在重叠部分的接收信号能量被舍掉。所以本发明方法获得了更准确的检测结果。Since the two orthogonal subspaces in the method of the present invention form a complete modal space, there is almost no energy loss; while in the existing VE method, the use of subspace projection will eventually discard the overlapping part of the two subspaces, so the theoretical The received signal energy projected onto the overlapping portion is discarded. Therefore, the method of the present invention obtains more accurate detection results.
在接收信号的能量一定,zs≤zlim时,声源难以耦合到低阶模态,故能量更多集中在高阶模态的自由子空间S中,L(zs)在该声源深度范围内应较小。仿真环境水深160m时,声速剖面如图2所示。声源频率为353Hz,20元均匀直线阵固定在水底,阵元间距为15m,为方便分析,使声源位于阵列端射方向。When the energy of the received signal is constant, z s ≤ z lim , it is difficult for the sound source to couple to the low-order mode, so the energy is more concentrated in the free subspace S of the high-order mode, and L(z s ) is in the depth range of the sound source Inside should be smaller. When the water depth of the simulated environment is 160m, the sound velocity profile is shown in Figure 2. The frequency of the sound source is 353 Hz, and the 20-element uniform linear array is fixed on the bottom of the water. The distance between the array elements is 15 m. For the convenience of analysis, the sound source is located in the end-fire direction of the array.
图2中,p1,p6,p16分别为模态1、6、16对应的相速度。只有模态相速度大于声速的深度,该模态才能正常传播。在该环境下,L(zs)随声源深度的变化如由图3所示,在声源深度小于判决深度的范围内,能量比L(zs)最小;在声源深度大于判决深度的深度范围内,能量比L(zs)不断变化,在靠近水底的位置,随深度逐渐减小,但皆大于表面源的能量比。在其他频率和具有声速负梯度的环境中也存在类似特征。故在本发明方法中,使用L(zs)作为检测统计量是可行的。在选取判决深度时,可以参考L(zs)随声源深度变化的曲线。In Fig. 2, p1, p6, and p16 are the phase velocities corresponding to
使用接收机工作特性曲线ROC对算法的性能进行评估,此处的检测是指对淹没源的检测。那么,检测概率Pd为将淹没源判定为淹没源的概率,而虚警概率Pf是指将表面源判定为淹没源的概率。换言之,检测概率Pd可作为算法对淹没源判决能力的衡量指标,而对表面源的判决能力可用1-Pf作为评价指标。在选取门限时,可以参考ROC曲线,根据预设的虚警概率取相应的门限。通过决策指标和门限进行声源深度的判决。The performance of the algorithm is evaluated by using the receiver operating characteristic curve ROC, and the detection here refers to the detection of the submerged source. Then, the detection probability P d is the probability of determining the submerged source as the submerged source, and the false alarm probability P f is the probability of determining the surface source as the submerged source. In other words, the detection probability P d can be used as a measure of the algorithm's ability to judge submerged sources, while the ability to judge surface sources can be evaluated using 1-P f . When selecting the threshold, you can refer to the ROC curve and select the corresponding threshold according to the preset false alarm probability. Judgment of the sound source depth is carried out through the decision index and the threshold.
虽然在本文中参照了特定的实施方式来描述本发明,但是应该理解的是,这些实施例仅仅是本发明的原理和应用的示例。因此应该理解的是,可以对示例性的实施例进行许多修改,并且可以设计出其他的布置,只要不偏离所附权利要求所限定的本发明的精神和范围。应该理解的是,可以通过不同于原始权利要求所描述的方式来结合不同的从属权利要求和本文中所述的特征。还可以理解的是,结合单独实施例所描述的特征可以使用在其它所述实施例中。Although the invention is described herein with reference to specific embodiments, it should be understood that these embodiments are merely illustrative of the principles and applications of the invention. It is therefore to be understood that numerous modifications may be made to the exemplary embodiments and that other arrangements may be devised without departing from the spirit and scope of the invention as defined by the appended claims. It shall be understood that different dependent claims and features described herein may be combined in a different way than that described in the original claims. It will also be appreciated that features described in connection with individual embodiments can be used in other described embodiments.
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