CN115409318B - A nature-based water purification solution optimization method integrating fuzzy AHP and MDS - Google Patents
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Abstract
本发明公开了一种整合模糊AHP与MDS的基于自然的水净化方案优选方法,涉及水、废水、污水处理技术领域,其包括以下步骤:根据基于自然的水净化方案的特点,构建包括环境、经济、生态与管理、技术在内的准则层以及确定指标层的多个评估指标,获取所述评估指标的实际数据;根据层次分析法构建包括目标、所述准则层、所述指标层和水净化方案的层次框架,采用模糊物元理论对所述准则层中的定性和定量指标进行归一化;根据层次分析法构建判断矩阵,利用判断矩阵对所述准则层和所述指标层进行层次排序,然后进行一致性检验,从而输出各指标的合成权重;通过多维标度法对基于自然的水净化方案排序,并选择最优的方案。
The invention discloses a nature-based water purification scheme optimization method that integrates fuzzy AHP and MDS, and relates to the technical fields of water, wastewater, and sewage treatment. It includes the following steps: according to the characteristics of the nature-based water purification scheme, constructing a system including environment, The criterion layer including economy, ecology and management, technology and multiple evaluation indicators of the determined indicator layer are used to obtain the actual data of the evaluation indicators; according to the analytic hierarchy process, a structure including the target, the criterion layer, the indicator layer and water The hierarchical framework of the purification scheme uses fuzzy matter-element theory to normalize the qualitative and quantitative indicators in the criterion layer; a judgment matrix is constructed according to the analytic hierarchy process, and the judgment matrix is used to hierarchize the criterion layer and the indicator layer. Sort, and then conduct consistency testing to output the synthetic weight of each indicator; use multi-dimensional scaling method to sort nature-based water purification solutions and select the optimal solution.
Description
技术领域Technical field
本发明涉及水、废水、污水处理技术领域,具体涉及一种整合模糊AHP(层次分析法)与MDS(多维标度法)的基于自然的水净化方案优选方法。The invention relates to the technical fields of water, wastewater and sewage treatment, and specifically relates to a natural-based water purification scheme optimization method that integrates fuzzy AHP (Analytic Hierarchy Process) and MDS (Multidimensional Scaling).
背景技术Background technique
目前用于水净化方案优选的方法主要有以下几种:线性规划法、动态规划法、非线形规划法、灰色关联分析和层次分析法。但这些方法在方案优选时存在不足。Currently, the main methods used for optimizing water purification solutions include the following: linear programming, dynamic programming, non-linear programming, gray relational analysis and analytic hierarchy process. However, these methods have shortcomings in program optimization.
现有优选方法存在的问题:线性规划法、动态规划法和非线形规划法只考虑成本最小化而忽略了其他方面,而成本最小的方案未必是最优的水净化方案,因为环境和生态的因素也很重要,最优的水净化方案应该是成本、污染物排放和生态环境等诸多因素达到综合最优的方案;灰色关联分析忽略了判断准则和指标的权重,而这两个因素是方案优选的重要基础;常规的层次分析法不能在方案优选时融合定性指标,且不能对优劣相似的方案进行归类,灵活性不够。Problems with existing optimization methods: Linear programming methods, dynamic programming methods and non-linear programming methods only consider cost minimization and ignore other aspects, and the solution with the lowest cost may not be the optimal water purification solution because of environmental and ecological issues. Factors are also very important. The optimal water purification plan should be a plan that achieves comprehensive optimization of many factors such as cost, pollutant emissions, and ecological environment; gray correlation analysis ignores the weight of judgment criteria and indicators, and these two factors are the key to the plan. An important basis for optimization; the conventional analytic hierarchy process cannot integrate qualitative indicators when optimizing solutions, and cannot classify solutions with similar advantages and disadvantages, and is not flexible enough.
现有水净化方案的评价指标用于基于自然的水净化方案时存在的问题:现有水净化方案的评价指标不能用于基于自然的水净化方案,基于自然的水净化方案是国际自然保护联盟(International Union of Conservation Nature)提出的基于自然的解决方案之一,目标是利用一些自然生态系统的水净化功能应对全球水污染挑战。常规水净化方案(如活性污泥法和A2/O工艺)的评价指标通常只包括成本(如投资和运行成本)和污染物净化效率,而基于自然的水净化方案除了考虑常规水净化方案的评价指标,还须考虑水文地质、占地面积和占用空间可利用性等多方面。Problems when the evaluation indicators of existing water purification schemes are used for nature-based water purification schemes: The evaluation indicators of existing water purification schemes cannot be used for nature-based water purification schemes. Nature-based water purification schemes are regulated by the International Union for Conservation of Nature. One of the nature-based solutions proposed by the International Union of Conservation Nature (International Union of Conservation Nature) aims to use the water purification functions of some natural ecosystems to address global water pollution challenges. The evaluation indicators of conventional water purification schemes (such as activated sludge process and A2/O process) usually only include cost (such as investment and operating costs) and pollutant purification efficiency, while nature-based water purification schemes in addition to considering the conventional water purification scheme The evaluation indicators must also consider many aspects such as hydrogeology, floor area, and availability of occupied space.
发明内容Contents of the invention
针对现有技术中的不足,本发明提供一种整合模糊AHP与MDS的基于自然的水净化方案优选方法,其通过构建基于自然的水净化方案的层次框架,在AHP基础上结合FME构建判断矩阵,通过MDS对方案进行排序,选择最佳的基于自然的水净化方案,并结合相关度对方案进一步优化。In view of the shortcomings in the existing technology, the present invention provides a nature-based water purification scheme optimization method that integrates fuzzy AHP and MDS. It constructs a judgment matrix based on AHP and combined with FME by constructing a hierarchical framework of nature-based water purification schemes. , sort the plans through MDS, select the best nature-based water purification plan, and further optimize the plan based on relevance.
为实现上述目的,本发明可以采用以下技术方案进行:In order to achieve the above object, the present invention can adopt the following technical solutions:
一种整合模糊AHP与MDS的基于自然的水净化方案优选方法,包括:A natural-based water purification solution optimization method integrating fuzzy AHP and MDS, including:
根据基于自然的水净化方案的特点,构建包括环境、经济、生态与管理、技术的准则层,采集基于自然的水净化方案的真实评估指标数据;According to the characteristics of nature-based water purification solutions, construct a criterion layer including environment, economy, ecology and management, and technology, and collect real evaluation index data of nature-based water purification solutions;
根据AHP层次分析法构建包括目标、准则层、指标层和水净化方案的层次框架,采用FME模糊物元理论对准则层中的定性和定量指标进行归一化;Based on the AHP analytic hierarchy process, a hierarchical framework including the target, criterion layer, indicator layer and water purification plan is constructed, and the FME fuzzy matter element theory is used to normalize the qualitative and quantitative indicators in the criterion layer;
构建判断矩阵,通过指标层的层次排序,及层次总排序,并进行一致性检验,输出各指标的合成权重;Construct a judgment matrix, pass the hierarchical sorting of the indicator layer, and the overall sorting of the levels, conduct consistency testing, and output the composite weight of each indicator;
通过MDS多维标度,采用相关度对基于自然的水净化方案排序,识别优劣评价中相似的方案,并选择最优的方案。Through MDS multi-dimensional scaling, the correlation degree is used to rank nature-based water purification solutions, identify similar solutions in the merit evaluation, and select the optimal solution.
作为本发明进一步的技术方案,所述根据AHP层次分析法构建包括目标、准则层、指标层和水净化方案的层次框架,采用FME模糊物元理论对准则层中的定性和定量指标进行归一化的具体步骤包括:As a further technical solution of the present invention, a hierarchical framework including a target, a criterion layer, an indicator layer and a water purification plan is constructed according to the AHP analytic hierarchy process, and the FME fuzzy matter element theory is used to normalize the qualitative and quantitative indicators in the criterion layer. Specific steps include:
首先在环境、经济、生态与管理、技术准则层下,选取各准则的特征指标,构建包括目标、准则层、指标层和水净化方案的层次框架;同时采用FME构建模糊物元如下:First, under the environmental, economic, ecological and management, and technical criterion layers, the characteristic indicators of each criterion are selected to construct a hierarchical framework including goals, criterion layer, indicator layer, and water purification plan; at the same time, FME is used to construct fuzzy matter elements as follows:
R=(N,C,V);R=(N,C,V);
式中,R是模糊物元,N是物名,C是物的特征,V是物的特征值,V包括模糊的、定性的描述。In the formula, R is the fuzzy matter element, N is the name of the object, C is the characteristic of the object, V is the characteristic value of the object, and V includes fuzzy and qualitative description.
对n维m个模糊物元,构建复合模糊物元如下:For m fuzzy matter elements in n dimensions, the composite fuzzy matter elements are constructed as follows:
式中,Rmn是复合模糊物元,Ni表示第i个物(i=1,2,...,m),Ck表示第k个特征(k=1,2,...,n),Vik表示第i个物的第k个特征值。In the formula, R mn is the composite fuzzy matter element, Ni represents the i-th object (i=1, 2,..., m), and C k represents the k-th feature (k=1, 2,..., n), V ik represents the k-th eigenvalue of the i-th object.
然后对指标进行归一化,对成本指标,归一化公式为:Then the indicators are normalized. For the cost indicators, the normalization formula is:
对环境指标,归一化公式为:For environmental indicators, the normalized formula is:
式中,Uik是归一化后的指标值,Vik是指标的实际值,minVik是指标的最小值,maxVik是指标的最大值。In the formula, U ik is the normalized indicator value, V ik is the actual value of the indicator, minV ik is the minimum value of the indicator, and maxV ik is the maximum value of the indicator.
对定性指标,根据定性描述,在[0,1]范围内给指标赋值。For qualitative indicators, assign a value to the indicator in the range of [0, 1] based on the qualitative description.
归一化后的复合模糊物元为:The normalized composite fuzzy matter element is:
作为本发明进一步的技术方案,所述根据AHP层次分析法构建判断矩阵,通过指标层的层次排序,及层次总排序,并进行一致性检验,输出各指标的合成权重的具体步骤包括:As a further technical solution of the present invention, the specific steps of constructing a judgment matrix according to the AHP analytic hierarchy process, through the hierarchical sorting of the indicator layer, and the total hierarchical sorting, and performing a consistency check and outputting the synthetic weight of each indicator include:
首先根据AHP层次分析法构建判断矩阵,同一准则下任一指标与其它指标进行对比(aij),按同等重要、不太重要、适度重要、适度重要+,高度重要、高度重要+、非常重要、非常重要+、极为重要,在[1,9]的自然数范围内赋予重要性值,做过比较的指标,反向比较时的赋值aji=1/aij,构建n×n维的矩阵为:First, a judgment matrix is constructed based on the AHP analytic hierarchy process. Any indicator is compared with other indicators under the same criterion (a ij ), and the criteria are equally important, less important, moderately important, moderately important+, highly important, highly important+, and very important. , very important +, extremely important, assign an importance value within the natural number range of [1, 9], compare the indicators, assign the value a ji = 1/a ij during reverse comparison, and construct an n×n-dimensional matrix for:
矩阵A乘以向量的权重W=(W1,W2,...,Wn)得到AW=nW,即:Matrix A is multiplied by the weight of the vector W = (W1, W2,..., Wn) to obtain AW = nW, that is:
根据判断矩阵计算其最大特征值λmax,再计算一致性指标CI和平均随机一致性指标RI。一致性指标计算公式为:Calculate its maximum eigenvalue λ max according to the judgment matrix, and then calculate the consistency index CI and the average random consistency index RI. The consistency index calculation formula is:
层次总排序的一次性比率CR计算公式为:The formula for calculating the one-time ratio CR of the total ranking of levels is:
当CR≤0.1时表示判断矩阵可以接受,CR超过限值时须对判断矩阵进行修正。When CR≤0.1, the judgment matrix is acceptable. When CR exceeds the limit, the judgment matrix must be corrected.
完成一致性检验后,得到每个准则相对于目标的权重向量为:After completing the consistency check, the weight vector of each criterion relative to the target is obtained:
式中,是第k个准则Ck相对于目标的权重。In the formula, is the weight of the kth criterion Ck relative to the target.
同样,每个指标相对于准则的权重向量为:Likewise, the weight vector of each indicator relative to the criterion is:
式中,ls,ls+1,...,lt(s≤t≤n)表示第k个准则Ck下的指标,s和t是第k个准则Ck下第一个和最后一个指标的序号。In the formula, l s , l s+1 ,..., l t (s≤t≤n) represent the index under the kth criterion C k , s and t are the first sum under the kth criterion C k The serial number of the last indicator.
然后,得到每个指标相对于目标的合成权重W为:Then, the composite weight W of each indicator relative to the target is obtained:
作为本发明进一步的技术方案,所述通过MDS多维标度,采用相关度对基于自然的水净化方案排序,识别优劣评价中相似的方案,并选择最优的方案的具体步骤包括:As a further technical solution of the present invention, the specific steps of using MDS multi-dimensional scaling to rank nature-based water purification solutions using correlation, identifying similar solutions in merit evaluation, and selecting the optimal solution include:
首先用每个指标的合成权重和归一化的指标值计算每个方案中指标的相关度Kj,计算公式为:First, the correlation degree K j of the indicators in each scheme is calculated using the synthetic weight of each indicator and the normalized indicator value. The calculation formula is:
Kj=Wi×Uji;K j =W i ×U ji ;
式中,Wi表示第i个指标的合成权重。In the formula, Wi represents the composite weight of the i-th indicator.
然后用相关度计算Euclidean距离为:Then use the correlation to calculate the Euclidean distance as:
用Euclidean距离值构建矩阵,作MDS分析,取前两个主成分作为特征向量:Construct a matrix using Euclidean distance values, perform MDS analysis, and take the first two principal components as eigenvectors:
x(1)=(E11,,E12,...,E1k,...,E1N)′;x(1)=(E 11 , E 12 ,..., E 1k ,..., E 1N )′;
x(2)=(E21,,E22,...,E2N,...,E2N)′;x(2)=(E 21 , E 22 ,..., E 2N ,..., E 2N )′;
式中,x(1)和x(2)表示Euclidean距离值矩阵的两个特征向量,E1k表示Euclidean距离值矩阵中第k个方案的第1个特征向量值,E2k表示Euclidean距离值矩阵中第k个方案的第2个特征向量值。In the formula, x(1) and x(2) represent the two eigenvectors of the Euclidean distance value matrix, E 1k represents the 1st eigenvector value of the k-th scheme in the Euclidean distance value matrix, and E 2k represents the Euclidean distance value matrix. The second eigenvector value of the kth solution in .
相关度i与j之间的非相似性用δij表示,递增排序如下:The dissimilarity between correlation degrees i and j is represented by δ ij , and the ascending order is as follows:
以δij为自变量和dij为因变量,用Shepard图检验MDS的配合度,如果图中的点分布在1:1线上或临近说明MDS的配合度较好,否则MDS的配合度不好,需检查相关度。基于dij与δij的关系求出dij的拟合值结合dij和/>计算压力值/>公式如下:Using δ ij as the independent variable and d ij as the dependent variable, use the Shepard diagram to test the coordination degree of MDS. If the points in the diagram are distributed on or near the 1:1 line, it means that the coordination degree of MDS is better. Otherwise, the coordination degree of MDS is not good. OK, need to check the correlation. Calculate the fitting value of d ij based on the relationship between d ij and δ ij Combine d ij and/> Calculate pressure value/> The formula is as follows:
式中,表示压力值的最小值,/>时表示MDS的主成分最优。In the formula, Indicates the minimum value of pressure value,/> When it indicates that the principal components of MDS are optimal.
对每个方案的特征向量值计算平方根Ek:Calculate the square root E k for the eigenvector value of each scenario:
对Ek按大到小排序,即为基于自然的水净化方案的优劣顺序,Ek值最大的方案为最优方案,同时MDS分析能识别哪些方案在优劣评价中相似。Sorting E k from large to small is the order of merit of nature-based water purification solutions. The solution with the largest E k value is the optimal solution. At the same time, MDS analysis can identify which solutions are similar in the evaluation of merits.
本发明与现有技术相比,其有益效果在于:Compared with the prior art, the beneficial effects of the present invention are:
1、本发明通过采集基于自然的水净化方案的真实评估指标数据,构建基于自然的水净化方案的层次框架,在AHP基础上结合FME构建判断矩阵,通过指标层的层次排序,及层次总排序,并进行一致性检验修正判断矩阵,通过MDS对方案进行排序,识别优劣评价中相似的方案,选择最优的基于自然的水净化方案,有相似的最优方案时,为决策者灵活选择最终方案提供了便利。1. The present invention builds a hierarchical framework of nature-based water purification solutions by collecting real evaluation index data of nature-based water purification solutions, and builds a judgment matrix based on AHP and combined with FME, through the hierarchical sorting of the indicator layer and the total hierarchical sorting. , and conduct a consistency test to modify the judgment matrix, sort the solutions through MDS, identify similar solutions in the evaluation of pros and cons, select the optimal nature-based water purification solution, and provide flexible choices for decision-makers when there are similar optimal solutions. The final solution provides convenience.
2、本方法中,通过不同方案中指标的相关度对比,能识别不同方案的薄弱环节,为不同基于自然的水净化方案优化提供建议。2. In this method, by comparing the correlation of indicators in different plans, the weak links of different plans can be identified and suggestions can be provided for the optimization of different nature-based water purification plans.
3、本发明主要是通过设计一套完整的、具有广泛适用性的、评估结果客观准确的基于自然的水净化方案优选方法。技术上能涵盖对基于自然的水净化方案各个判断准则和指标的评估,选出最优的基于自然的水净化方案,识别优劣相似的方案,为决策者灵活选择最终方案提供便利。此外,为不同基于自然的水净化方案进一步优化提供建议。3. The present invention mainly designs a complete set of natural-based water purification solution optimization methods with wide applicability and objective and accurate evaluation results. Technically, it can cover the evaluation of various judgment criteria and indicators of nature-based water purification solutions, select the optimal nature-based water purification solution, identify solutions with similar advantages and disadvantages, and provide convenience for decision-makers to flexibly select the final solution. In addition, recommendations are provided for further optimization of different nature-based water purification solutions.
附图说明Description of the drawings
为了更清楚地说明本发明实施例中的技术方案,下面将对实施例中所需要使用的附图进行简单的介绍,显而易见地,下面描述中的附图仅仅是本申请的一些实施例,对于本领域普通技术人员来讲,在不付出创造性劳动的前提下,还可以根据这些附图获得其他的附图。In order to more clearly illustrate the technical solutions in the embodiments of the present invention, the drawings required to be used in the embodiments will be briefly introduced below. Obviously, the drawings in the following description are only some embodiments of the present application. Those of ordinary skill in the art can also obtain other drawings based on these drawings without exerting creative efforts.
图1为本发明实施例的基于自然的水净化方案优选方法的步骤示意图;Figure 1 is a schematic diagram of the steps of a preferred method for a nature-based water purification solution according to an embodiment of the present invention;
图2为本发明实施例的基于自然的水净化方案优选方法的层次框架图;Figure 2 is a hierarchical framework diagram of a nature-based water purification solution optimization method according to an embodiment of the present invention;
图3为本发明实施例的整合模糊AHP与MDS的方法框架图;Figure 3 is a framework diagram of a method for integrating fuzzy AHP and MDS according to an embodiment of the present invention;
图4为本发明实施例的基于整合模糊AHP与MDS方法构造判断矩阵的示意图;Figure 4 is a schematic diagram of a judgment matrix constructed based on the integrated fuzzy AHP and MDS methods according to an embodiment of the present invention;
图5为本发明实施例的一致性检验流程图;Figure 5 is a consistency check flow chart according to the embodiment of the present invention;
图6为本发明实施例的验证MDS的Shepard图;Figure 6 is a Shepard diagram of the verification MDS according to the embodiment of the present invention;
图7为本发明实施例的MDS方法优选结果图。Figure 7 is a diagram showing the preferred results of the MDS method according to the embodiment of the present invention.
具体实施方式Detailed ways
下面将结合本发明实施例中的附图,对本发明实施例中的技术方案进行清楚、完整的描述,显然,所描述的实施例仅是本申请一部分实施例,而不是全部的实施例。基于本申请中的实施例,本领域普通技术人员在没有做出创造性劳动前提下所获得的所有其他实施例,都属于本申请保护的范围。The technical solutions in the embodiments of the present invention will be clearly and completely described below with reference to the accompanying drawings in the embodiments of the present invention. Obviously, the described embodiments are only some of the embodiments of the present application, not all of them. Based on the embodiments in this application, all other embodiments obtained by those of ordinary skill in the art without creative efforts fall within the scope of protection of this application.
实施例:Example:
需要说明的是,本发明的说明书和权利要求书及上述附图中的术语“第一”、“第二”等是用于区别类似的对象,而不必用于描述特定的顺序或先后次序。应该理解这样使用的数据在适当情况下可以互换,以便这里描述的本发明的实施例能够以除了在这里图示或描述的那些以外的顺序实施。此外,本发明实施例的术语“包括”和“具有”以及他们的任何变形,意图在于覆盖不排他的包含,例如,包含了一系列步骤或单元的过程、方法、系统、产品或设备不必限于清楚地列出的那些步骤或单元,而是可包括没有清楚地列出的或对于这些过程、方法、产品或设备固有的其它步骤或单元。It should be noted that the terms "first", "second", etc. in the description and claims of the present invention and the above-mentioned drawings are used to distinguish similar objects and are not necessarily used to describe a specific order or sequence. It is to be understood that the data so used are interchangeable under appropriate circumstances so that the embodiments of the invention described herein are capable of being practiced in sequences other than those illustrated or described herein. In addition, the terms "comprising" and "having" and any variations thereof in the embodiments of the present invention are intended to cover non-exclusive inclusion. For example, a process, method, system, product or equipment that includes a series of steps or units is not necessarily limited to Those steps or elements that are expressly listed may instead include other steps or elements that are not expressly listed or that are inherent to the process, method, product or apparatus.
需要理解的是,术语“中心”、“纵向”、“横向”、“长度”、“宽度”、“厚度”、“上”、“下”、“前”、“后”、“左”、“右”、“竖直”、“水平”、“顶”、“底”、“内”、“外”、“顺时针”、“逆时针”、“轴向”、“径向”、“周向”等指示的方位或位置关系为基于附图所示的方位或位置关系,仅是为了便于描述本发明和简化描述,而不是指示或暗示所指的装置或元件必须具有特定的方位、以特定的方位构造和操作,因此不能理解为对本发明的限制。It should be understood that the terms "center", "longitudinal", "transverse", "length", "width", "thickness", "upper", "lower", "front", "back", "left", "Right", "Vertical", "Horizontal", "Top", "Bottom", "Inside", "Outside", "Clockwise", "Counterclockwise", "Axis", "Radial", " The orientation or positional relationship indicated such as "circumferential direction" is based on the orientation or positional relationship shown in the drawings. It is only for the convenience of describing the present invention and simplifying the description, and does not indicate or imply that the device or element referred to must have a specific orientation. Constructed and operated in specific orientations and therefore not to be construed as limitations of the invention.
在本发明的描述中,“多个”的含义是至少两个,例如两个、三个等,除非另有明确具体的限定。此外,除非另有明确的规定和限定,术语“安装”、“相连”、“连接”应做广义理解,例如,可以是固定连接,也可以是可拆卸连接,或一体地连接;可以是机械连接,也可以是电连接;可以是直接相连,也可以通过中间媒介间接相连,可以是两个元件内部的连通。对于本领域的普通技术人员而言,可以具体情况理解上述术语在本发明中的具体含义。In the description of the present invention, "plurality" means at least two, such as two, three, etc., unless otherwise expressly and specifically limited. In addition, unless otherwise clearly stated and limited, the terms "installation", "connection" and "connection" should be understood in a broad sense. For example, it can be a fixed connection, a detachable connection, or an integral connection; it can be a mechanical connection. A connection can also be an electrical connection; it can be a direct connection, or an indirect connection through an intermediate medium, or an internal connection between two components. For those of ordinary skill in the art, the specific meanings of the above terms in the present invention can be understood on a case-by-case basis.
在本发明中,除非另有明确的规定和限定,第一特征在第二特征“上”或“下”可以是第一和第二特征直接接触,或第一和第二特征通过中间媒介间接接触。而且,第一特征在第二特征“之上”、“上方”和“上面”可是第一特征在第二特征正上方或斜上方,或仅仅表示第一特征水平高度高于第二特征。第一特征在第二特征“之下”、“下方”和“下面”可以是第一特征在第二特征正下方或斜下方,或仅仅表示第一特征水平高度小于第二特征。In the present invention, unless otherwise expressly stated and limited, a first feature being "on" or "below" a second feature may mean that the first and second features are in direct contact, or the first and second features are in indirect contact through an intermediate medium. touch. Furthermore, the terms "above", "above" and "above" the first feature is above the second feature may mean that the first feature is directly above or diagonally above the second feature, or simply means that the first feature is higher in level than the second feature. "Below", "below" and "beneath" the first feature to the second feature may mean that the first feature is directly below or diagonally below the second feature, or simply means that the first feature has a smaller horizontal height than the second feature.
参见图1和图2,本发明实施案例中,一种整合模糊AHP与MDS的基于自然的水净化方案优选方法,包括:Referring to Figures 1 and 2, in the implementation case of the present invention, a natural-based water purification solution optimization method integrating fuzzy AHP and MDS includes:
S1:根据基于自然的水净化方案的特点,构建包括环境、经济、生态与管理、技术的准则层,采集基于自然的水净化方案的真实评估指标数据,具体步骤包括:S1: Based on the characteristics of nature-based water purification solutions, construct a criterion layer including environment, economy, ecology and management, and technology, and collect real evaluation index data of nature-based water purification solutions. Specific steps include:
根据基于自然的水净化系统的特点,选择经济、环境、生态与管理、技术作为准则。According to the characteristics of nature-based water purification systems, economics, environment, ecology and management, and technology are selected as criteria.
水净化方案的经济准则通常包括投资、运行和处理成本。基于自然的水净化系统利用土壤或植物能维持微生物的活动,去除污水中的污染物,没有化学药剂或培养活性污泥等处理成本,因此,把占地成本列为除投资和运行之外的另一个经济因素。Economic criteria for water purification solutions typically include investment, operating and treatment costs. Nature-based water purification systems use soil or plants to maintain microbial activity and remove pollutants in sewage. There are no treatment costs such as chemicals or activated sludge cultivation. Therefore, the cost of land is included in addition to investment and operation. Another economic factor.
环境准则除考虑一般水净化系统的水质指标BOD5、COD、悬浮物(SS)、总氮、总磷和粪大肠菌群外,还考虑水文地质因素,比如稳定塘和人工湿地要求选址位于洪水冲积平原外和坡度低的地方,所有基于自然的水净化系统须考虑洪水和滑坡的影响。In addition to considering the water quality indicators BOD 5 , COD, suspended solids (SS), total nitrogen, total phosphorus and fecal coliform of the general water purification system, the environmental guidelines also consider hydrogeological factors, such as stabilization ponds and constructed wetlands, which are required to be located in Outside flood plains and where slopes are low, all nature-based water purification systems must consider the effects of floods and landslides.
生态和管理准则考虑维护和占地空间可利用因素,基于自然的水净化系统除能净化污水外,还能为当地社区提供绿色开放空间,为野生动物提供栖息地,因此,占地空间可利用是一个重要的生态指标。Ecological and management guidelines consider maintenance and floor space availability. In addition to purifying sewage, nature-based water purification systems can provide green open space for local communities and provide habitat for wildlife. Therefore, floor space can be utilized. It is an important ecological indicator.
技术准则用来评价方案的运行和额外要求,一些基于自然的水净化系统的运行受季节性因素影响,如慢速渗滤和地表漫流土地处理系统,因此,把季节性影响作为一个技术指标。Technical criteria are used to evaluate the operation and additional requirements of the scheme. The operation of some nature-based water purification systems is affected by seasonal factors, such as slow percolation and overland flow land treatment systems. Therefore, seasonal effects are used as a technical indicator.
此外,不同基于自然的水净化方案还有一些额外要求,稳定塘和人工湿地要求选址处土壤不可渗透或对选址处理后使渗透最小化,地表漫流处理系统依靠多年生的草本植物,而其它基于自然的水净化方案可选择的植物种类更多。In addition, different nature-based water purification solutions have some additional requirements. Stabilization ponds and constructed wetlands require that the soil at the site be impermeable or that the site is treated to minimize infiltration. Overland flow treatment systems rely on perennial herbaceous plants, while others Nature-based water purification options include a wider variety of plants to choose from.
如表1所示,表1列出了各评价准则下的指标。As shown in Table 1, Table 1 lists the indicators under each evaluation criterion.
表1基于自然的水净化方案的各评价准则下的指标及其功能Table 1 Indicators and their functions under each evaluation criterion of nature-based water purification solutions
本实施案例中,采用的各基于自然的水净化方案的指标值均为真实数据,从文献中获得各方案运行的实际数据,因此,能确保实现结果的准确性及真实性。In this implementation case, the index values of each nature-based water purification scheme used are real data. The actual data of the operation of each scheme are obtained from the literature. Therefore, the accuracy and authenticity of the results can be ensured.
S2:根据AHP层次分析法构建包括目标、准则层、指标层和水净化方案的层次框架,采用FME模糊物元理论对准则层中的定性和定量指标进行归一化,具体步骤包括:S2: Based on the AHP analytic hierarchy process, construct a hierarchical framework including the target, criterion layer, indicator layer and water purification plan, and use FME fuzzy matter element theory to normalize the qualitative and quantitative indicators in the criterion layer. The specific steps include:
构建包括目标、准则层、指标层和水净化方案的层次框架,目标是利益最大化。不仅是实现最优经济利益,而是成本、环境可接受和生态友好等多方面权衡的最优,准则层和目标层在S1已经详述,水净化方案包括快速渗滤处理系统、慢速渗滤土地处理系统、地表漫流土地处理系统、人工湿地和稳定塘处理系统。由于本实施案例中构建的指标有定性和定量指标,其中定量指标包括百分比和合成型指标,不同类型的指标对构建层次分析法的权重有较大影响,为避免不利影响,对指标值进行归一化处理。Construct a hierarchical framework including goals, criteria layer, indicator layer and water purification plan, with the goal of maximizing benefits. It is not only the realization of optimal economic benefits, but also the optimization of multiple aspects such as cost, environmental acceptability and eco-friendliness. The criterion layer and target layer have been detailed in S1. The water purification scheme includes a rapid percolation treatment system, a slow percolation treatment system, and a slow percolation treatment system. Filter land treatment system, surface overflow land treatment system, constructed wetland and stabilizing pond treatment system. Since the indicators constructed in this implementation case include qualitative and quantitative indicators, the quantitative indicators include percentages and synthetic indicators. Different types of indicators have a greater impact on the weight of constructing the analytic hierarchy process. In order to avoid adverse effects, the indicator values are summarized. Unified processing.
对成本指标,归一化公式为:For cost indicators, the normalized formula is:
对环境指标,归一化公式为:For environmental indicators, the normalized formula is:
式中,Uik是归一化后的指标值,Vik是指标的实际值,minVik是指标的最小值,maxVik是指标的最大值。In the formula, U ik is the normalized indicator value, V ik is the actual value of the indicator, minV ik is the minimum value of the indicator, and maxV ik is the maximum value of the indicator.
对定性指标,根据定性描述,在[0,1]范围内给指标赋值。For qualitative indicators, assign a value to the indicator in the range of [0, 1] based on the qualitative description.
如图3所示,图示为整合模糊AHP与MDS的方法框架图,分为以下步骤进行详细说明:建立层次分析框架、指标成对比较、准则和指标赋权、一致性检验、计算相关度、计算Euclidean距离矩阵、建立Euclidean距离与非相似性的关系、压力值计算、MDS分析及选出最优的基于自然的水净化方案。As shown in Figure 3, the diagram shows the framework diagram of the method for integrating fuzzy AHP and MDS, which is divided into the following steps for detailed explanation: establishing the analytic hierarchy process, pairwise comparison of indicators, weighting of criteria and indicators, consistency test, and calculation of correlation. , calculate the Euclidean distance matrix, establish the relationship between Euclidean distance and dissimilarity, calculate pressure values, MDS analysis and select the optimal nature-based water purification solution.
S3:根据AHP层次分析法构建判断矩阵,通过指标层的层次排序,及层次总排序,并进行一致性检验,输出各指标的合成权重;S3: Construct a judgment matrix based on the AHP analytic hierarchy process, pass the hierarchical sorting of the indicator layer, and the total level sorting, conduct consistency testing, and output the composite weight of each indicator;
如图4所示,图示为构造判断矩阵的步骤示意图,步骤包括在同一准则下任一指标与其它指标进行对比,按同等重要、不太重要、适度重要、适度重要+,高度重要、高度重要+、非常重要、非常重要+、极为重要,在[1,9]的自然数范围内赋予重要性值aij,做过比较的指标,反向比较时的赋值aji=1/aij,全部赋值后构造最终的判断矩阵。As shown in Figure 4, the diagram is a schematic diagram of the steps to construct a judgment matrix. The steps include comparing any indicator with other indicators under the same criterion, and classifying them into equally important, less important, moderately important, moderately important+, highly important, highly important Important+, very important, very important+, extremely important. The importance value a ij is assigned in the natural number range of [1, 9]. For indicators that have been compared, the assigned value a ji =1/a ij during reverse comparison. After all assignments, the final judgment matrix is constructed.
本实施案例中,以环境准则为例,该准则内有BOD5去除率、COD去除率、悬浮物去除率、总氮去除率、总磷去除率、粪大肠菌群去除率和水文地质风险指标。把BOD5去除率依次与自身和COD去除率、悬浮物去除率、总氮去除率、总磷去除率、粪大肠菌群去除率及水文地质风险进行比较并赋值得到:In this implementation case, environmental guidelines are taken as an example. The guidelines include BOD 5 removal rate, COD removal rate, suspended matter removal rate, total nitrogen removal rate, total phosphorus removal rate, fecal coliform removal rate and hydrogeological risk indicators. . Compare the BOD 5 removal rate with itself and COD removal rate, suspended solids removal rate, total nitrogen removal rate, total phosphorus removal rate, fecal coliform removal rate and hydrogeological risk and assign values:
式中,w1、w2、w3、w4、w5和w6按重要性在[1,9]内赋予自然数,表示BOD5去除率对自身和其它指标的重要性(i=1,2,...,6)。相反,其它任一指标与BOD5去除率比较时,其重要性/>即ai1=1/a1i。依次类推,最后得到环境准则下各指标两两比较赋值为元素的矩阵,同样构建其它准则下指标两两比较赋值为元素的矩阵,把各准则构建的矩阵结合形成矩阵A为:In the formula, w 1 , w 2 , w 3 , w 4 , w 5 and w 6 are assigned natural numbers in [1, 9] according to their importance, Indicates the importance of BOD 5 removal rate to itself and other indicators (i=1, 2,..., 6). On the contrary, when comparing any other indicator with BOD 5 removal rate, its importance/> That is, a i1 =1/a 1i . By analogy, we finally get a matrix in which the elements are assigned to the pairwise comparison of each indicator under the environmental criterion. We also construct a matrix in which the elements are assigned to the pairwise comparison of indicators under other criteria. The matrices constructed by each criterion are combined to form a matrix A:
本实施案例中,指标层的层次排序为对于某准则而言,该准则下各指标的重要性,用权重表示,是上述该准则下指标两两比较矩阵的特征向量。同样各准则的重要性用权重WC表示,是各准则两两比较矩阵的特征向量。各指标相对于目标的合成权重为:In this implementation case, the hierarchical ordering of the indicator layer is as follows: for a certain criterion, the importance of each indicator under the criterion is expressed by weight. represents the eigenvector of the pairwise comparison matrix of indicators under the above criterion. Similarly, the importance of each criterion is represented by the weight W C , which is the eigenvector of the pairwise comparison matrix of each criterion. The combined weight of each indicator relative to the target is:
式中,ls,ls+1,...,lt(s≤t≤n)表示第k个准则Ck下的指标,s和t是第k个准则Ck下第一个和最后一个指标的序号。In the formula, l s , l s+1 ,..., l t (s≤t≤n) represent the index under the kth criterion C k , s and t are the first sum under the kth criterion C k The serial number of the last indicator.
A乘以各准则的权重W=(W1、W2,...,WN)′,得到判断矩阵AW为:A is multiplied by the weight W of each criterion = (W 1 , W 2 ,..., W N )′, and the judgment matrix AW is obtained as:
本实施案例中实施一致性检验的具体步骤如图5所示,具体步骤包括:计算判断矩阵的最大特征值λmax、计算一致性指标CI、结合CI和选取的平均随机一致性指标RI计算平均一次性比率CR。The specific steps to implement the consistency test in this implementation case are shown in Figure 5. The specific steps include: calculating the maximum eigenvalue λ max of the judgment matrix, calculating the consistency index CI, and calculating the average by combining CI and the selected average random consistency index RI One-time ratio CR.
如果CR≤0.1,则通过一致性检验,如果CR>0.1,没通过一致性检验,需重新对准则和指标赋予权重。If CR≤0.1, the consistency test is passed. If CR>0.1, the consistency test is not passed, and the criteria and indicators need to be re-weighted.
一致性指标计算公式为:The consistency index calculation formula is:
根据矩阵的维数c的大小,按照表2查找平均随机一致性指标RI。According to the size of the matrix dimension c, find the average random consistency index RI according to Table 2.
表2平均随机一致性指标RITable 2 Average random consistency index RI
层次总排序的一次性比率CR计算公式为:The formula for calculating the one-time ratio CR of the total ranking of levels is:
S4:通过MDS多维标度,采用相关度对基于自然的水净化方案排序,识别优劣评价中相似的方案,并选择最优的方案。S4: Through MDS multi-dimensional scaling, use correlation to rank nature-based water purification solutions, identify similar solutions in merit evaluation, and select the optimal solution.
根据各指标相对于目标的合成权重和归一化的指标值,计算每个指标的相关度Kj:According to the composite weight of each indicator relative to the target and the normalized indicator value, the correlation degree K j of each indicator is calculated:
Kj=Wi×Uji;K j =W i ×U ji ;
式中,Wi表示第i个指标的合成权重,Uji是归一化后的指标值。In the formula, Wi represents the composite weight of the i-th indicator, and U ji is the normalized indicator value.
用相关度计算Euclidean距离dij为:Calculating the Euclidean distance d ij using correlation is:
用Euclidean距离值构建矩阵,作MDS分析,取前两个主成分作为特征向量:Construct a matrix using Euclidean distance values, perform MDS analysis, and take the first two principal components as eigenvectors:
x(1)=(E11,,E12,...,E1k,...,E1N)′;x(1)=(E 11 , E 12 ,..., E 1k ,..., E 1N )′;
x(2)=(E21,,E22,...,E2N,...,E2N)′;x(2)=(E 21 , E 22 ,..., E 2N ,..., E 2N )′;
式中,x(1)和x(2)表示Euclidean距离值矩阵的两个特征向量,E1k表示Euclidean距离值矩阵中第k个方案的第1个特征向量值,E2k表示Euclidean距离值矩阵中第k个方案的第2个特征向量值。In the formula, x(1) and x(2) represent the two eigenvectors of the Euclidean distance value matrix, E 1k represents the 1st eigenvector value of the k-th scheme in the Euclidean distance value matrix, and E 2k represents the Euclidean distance value matrix. The second eigenvector value of the kth solution in .
相关度i与j之间的非相似性用δij表示,递增排序如下:The dissimilarity between correlation degrees i and j is represented by δ ij , and the ascending order is as follows:
以δij为自变量和dij为因变量,用Shepard图检验MDS的配合度(如图6),如果图中的点分布在1:1线上或临近说明MDS的配合度较好,否则MDS的配合度不好,需检查相关度。基于dij与δij的关系求出dij的拟合值结合dij和/>计算压力值/>公式如下:Using δ ij as the independent variable and d ij as the dependent variable, use the Shepard diagram to test the coordination degree of MDS (as shown in Figure 6). If the points in the diagram are distributed on the 1:1 line or close to each other, it means that the coordination degree of MDS is better. Otherwise, the coordination degree of MDS is better. The fit of MDS is not good and the correlation needs to be checked. Calculate the fitting value of d ij based on the relationship between d ij and δ ij Combine d ij and/> Calculate pressure value/> The formula is as follows:
式中,表示压力值的最小值,/>时表示MDS的主成分最优。In the formula, Indicates the minimum value of pressure value,/> When it indicates that the principal components of MDS are optimal.
对每个方案的特征向量值计算平方根Ek:Calculate the square root E k for the eigenvector value of each scenario:
对Ek按大到小排序,即为基于自然的水净化方案的优劣顺序,Ek值最大的方案为最优方案,同时MDS分析能识别哪些方案在优劣评价中相似(如图7)。Sorting E k from large to small is the order of merit of nature-based water purification solutions. The solution with the largest E k value is the optimal solution. At the same time, MDS analysis can identify which solutions are similar in the evaluation of advantages and disadvantages (Figure 7 ).
MDS方法优选结果图表明P4和P5相似,P1、P2和P3相似,P4和P5优于P1、P2和P3。The MDS method optimization result diagram shows that P4 and P5 are similar, P1, P2 and P3 are similar, and P4 and P5 are better than P1, P2 and P3.
对投资、运行成本、占地成本、BOD5去除率、COD去除率、悬浮物去除率、总氮去除率、总磷去除率、粪大肠菌群去除率、水文地质风险维护、占地空间可利用、季节性影响和额外的要求,各方案的指标相关度分别为:P1-快速渗滤处理系统(0.3,0.9,0.81,0.96,1.00,1.00,1.00,0.38,0.33,0.3,0.9,0.5,0.9,0.9)、P2-慢速渗滤土地处理系统(0.26,0.7,0.13,1.00,0.99,0.72,0.78,1.00,0.93,0.5,0.7,0.9,0.5,0.7)、P3-地表漫流土地处理系统(0.16,0.7,0.19,0.96,0.89,0.89,0.96,0.73,1.00,0.5,0.9,0.7,0.5,0.5)、P4-人工湿地(0.88,0.9,0.88,0.81,0.9,0.84,1.00,0.53,0.72,0.9,0.7,0.5,0.9,0.5)和P5-稳定塘处理系统(1.00,0.9,1.00,0.94,0.85,0.74,0.99,0.65,0.52,0.7,0.9,0.5,0.7,0.7)。通过各方案的指标相关度比较,P1在投资、总磷去除率、粪大肠菌群去除率和水文地质风险维护上相关度较低,需优化;P2在投资和占地成本上相关度较低,需优化;P3在投资和占地成本上相关度较低,需优化。Investment, operating costs, land area costs, BOD 5 removal rate, COD removal rate, suspended solids removal rate, total nitrogen removal rate, total phosphorus removal rate, fecal coliform removal rate, hydrogeological risk maintenance, and land space availability Utilization, seasonal effects and additional requirements, the indicator correlations of each scheme are: P1-rapid percolation treatment system (0.3, 0.9, 0.81, 0.96, 1.00, 1.00, 1.00, 0.38, 0.33, 0.3, 0.9, 0.5 , 0.9, 0.9), P2-slow percolation land treatment system (0.26, 0.7, 0.13, 1.00, 0.99, 0.72, 0.78, 1.00, 0.93, 0.5, 0.7, 0.9, 0.5, 0.7), P3-surface overflow land Treatment system (0.16, 0.7, 0.19, 0.96, 0.89, 0.89, 0.96, 0.73, 1.00, 0.5, 0.9, 0.7, 0.5, 0.5), P4-constructed wetland (0.88, 0.9, 0.88, 0.81, 0.9, 0.84, 1.00 , 0.53, 0.72, 0.9, 0.7, 0.5, 0.9, 0.5) and P5-stabilized pond treatment system (1.00, 0.9, 1.00, 0.94, 0.85, 0.74, 0.99, 0.65, 0.52, 0.7, 0.9, 0.5, 0.7, 0.7 ). Comparing the correlation of indicators of each plan, P1 has low correlation in terms of investment, total phosphorus removal rate, fecal coliform removal rate and hydrogeological risk maintenance and needs to be optimized; P2 has low correlation in investment and land occupation cost. , needs to be optimized; P3 has low correlation in investment and land occupation costs and needs to be optimized.
需要说明的是,本发明的重点不在于获取数据,重点在于通过结合AHP和MDS方法,基于AHP计算的指标合成权重和归一化指标值计算相关度,然后基于相关度用MDS对方案排序。It should be noted that the focus of the present invention is not to obtain data, but to combine the AHP and MDS methods, calculate the correlation based on the index synthesis weight calculated by AHP and the normalized index value, and then use MDS to rank the solutions based on the correlation.
对本发明而言,关键不是对数据的一系列处理,而是通过本发明的方法使得原本的数据能够用于方案的优选。For the present invention, the key is not a series of processing of data, but the use of the method of the present invention to enable the original data to be used for program optimization.
本发明的有益效果包括:The beneficial effects of the present invention include:
1.对基于自然的水净化方案优选时,该方法不仅考虑了成本,还考虑了环境和生态的因素。1. When optimizing nature-based water purification solutions, this method not only considers cost, but also considers environmental and ecological factors.
2.该方法不仅能对方案进行优选,还能识别优劣相似的方案,当出现几个优胜方案时,为决策者灵活选择最优方案提供了便利。2. This method can not only optimize plans, but also identify plans with similar advantages and disadvantages. When several winning plans appear, it provides convenience for decision-makers to flexibly select the optimal plan.
3.通过方案中指标的相关度比较,可以识别不同方案的薄弱环节,为不同基于自然的水净化方案的优化提供建议。3. By comparing the correlation of indicators in the plans, the weak links of different plans can be identified and suggestions can be provided for the optimization of different nature-based water purification plans.
在本说明书的描述中,参考术语“一个实施例”、“一些实施例”、“示例”、“具体示例”、或“一些示例”等的描述意指结合该实施例或示例描述的具体特征、结构、材料或者特点包含于本发明的至少一个实施例或示例中。在本说明书中,对上述术语的示意性表述不必须针对的是相同的实施例或示例。而且,描述的具体特征、结构、材料或者特点可以在任一个或多个实施例或示例中以合适的方式结合。此外,在不相互矛盾的情况下,本领域的技术人员可以将本说明书中描述的不同实施例或示例以及不同实施例或示例的特征进行结合和组合。In the description of this specification, reference to the terms "one embodiment," "some embodiments," "an example," "specific examples," or "some examples" or the like means that specific features are described in connection with the embodiment or example. , structures, materials or features are included in at least one embodiment or example of the invention. In this specification, the schematic expressions of the above terms are not necessarily directed to the same embodiment or example. Furthermore, the specific features, structures, materials or characteristics described may be combined in any suitable manner in any one or more embodiments or examples. Furthermore, those skilled in the art may combine and combine different embodiments or examples and features of different embodiments or examples described in this specification unless they are inconsistent with each other.
上述实施例只是为了说明本发明的技术构思及特点,其目的是在于让本领域内的普通技术人员能够了解本发明的内容并据以实施,并不能以此限制本发明的保护范围。凡是根据本发明内容的实质所做出的等效的变化或修饰,都应涵盖在本发明的保护范围内。The above embodiments are only for illustrating the technical concepts and characteristics of the present invention. Their purpose is to enable those of ordinary skill in the art to understand the content of the present invention and implement it accordingly. They cannot limit the scope of protection of the present invention. All equivalent changes or modifications made based on the essence of the present invention should be included in the protection scope of the present invention.
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