CN114624027A - Bearing fault diagnosis method based on multi-input CNN - Google Patents

Bearing fault diagnosis method based on multi-input CNN Download PDF

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CN114624027A
CN114624027A CN202210254905.6A CN202210254905A CN114624027A CN 114624027 A CN114624027 A CN 114624027A CN 202210254905 A CN202210254905 A CN 202210254905A CN 114624027 A CN114624027 A CN 114624027A
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吴起
凌六一
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Anhui University of Science and Technology
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Abstract

The invention discloses a bearing fault diagnosis method based on multi-input CNN. The method comprises the following steps: firstly, an accelerometer is used for collecting a bearing vibration signal; then converting the vibration signals into time-frequency graphs through short-time Fourier transform and wavelet transform respectively, labeling the 5 types of samples respectively, and dividing the samples into a data set and a test set; sending the training set into the established CNN model, continuously carrying out forward propagation and backward propagation to update parameters until a preset total iteration number is reached, and storing the model obtained at the moment; then, testing the diagnostic performance of the bearing fault diagnosis model by using the test set; and finally, carrying out fault analysis by using the model, thereby realizing fault diagnosis of the bearing. The bearing fault diagnosis method converts the original vibration data into time-frequency graphs through short-time Fourier transform and continuous wavelet transform respectively, and finally inputs the time-frequency graphs into a network simultaneously, so that the original signal characteristics are more fully extracted, and the accurate diagnosis of the bearing fault is realized.

Description

Bearing fault diagnosis method based on multi-input CNN
Technical Field
The invention relates to the technical field of rolling bearing fault detection, in particular to a bearing fault diagnosis method based on multi-input CNN.
Background
The rolling bearing is a core component in mechanical equipment, and the fault of the bearing can cause serious casualties and economic losses, so that the fault diagnosis of the bearing and the smooth operation guarantee of the bearing are essential steps for maintaining the safe and stable operation of modern mechanical equipment.
The traditional bearing fault diagnosis method focuses on extracting features manually, but the processes are too tedious and lack of intelligence, and the features are difficult to extract manually under the condition of extremely large data volume. With the rise of big data driven artificial intelligence technology, deep learning is widely applied in the fields of feature learning, pattern recognition, data mining and the like by virtue of strong learning ability. Fault diagnosis has also made new research advances by the application of deep learning techniques. As a typical technique of deep learning, the study of convolutional neural network on fault diagnosis has advanced to some extent.
Because the actually measured bearing fault signals usually contain strong noise, most models usually use a time-frequency conversion method to convert one-dimensional vibration signals into two-dimensional time sequence signals in order to better extract signal characteristics, however, most of the models cannot sufficiently extract the characteristics of original signals only by using a time-frequency conversion method, and have the risk of losing important information, which results in insufficient training precision.
Disclosure of Invention
In order to overcome the defects of the prior art, the invention aims to provide a bearing fault diagnosis method based on multi-input CNN, which can accurately convert an original vibration signal into a time domain signal by using two time-frequency conversion methods of Continuous Wavelet Transform (CWT) and Short Time Fourier Transform (STFT), so that the original signal characteristics can be fully extracted, and the training precision of a network is improved.
In order to achieve the purpose, the invention adopts the technical scheme that:
a bearing fault diagnosis method based on the change of multiple input CNN comprises the following steps:
the method comprises the following steps:
the method comprises the following steps that vibration signals collected by an accelerometer are one-dimensional signals, the vibration signals are converted into a time-frequency diagram through short-time Fourier transform and continuous wavelet transform, a sample label is given, and a training set and a test set are divided;
step two:
building a convolutional neural network model, comprising: the system comprises a feature extraction layer, a feature superposition layer and a feature classification layer, wherein the feature extraction layer comprises two channels, convolution kernels with different sizes are respectively used for extracting time-frequency graph features obtained by different time-frequency conversion methods, the feature superposition layer superposes two output feature graphs of the feature extraction layer on channel dimensionality, and the feature classification layer classifies fault categories through a Softmax classifier;
step three:
initializing parameters of a neural network, initializing a convolution kernel, bias, weight and the like into a random number, and then setting hyper-parameters such as learning rate, iteration times and the like.
Step four:
training the constructed network by using samples in the training set, and updating network parameters through forward propagation and backward propagation until the model reaches a preset period;
step five:
and inputting the test set sample into the trained network to obtain a diagnosis result.
In the first step, data is preprocessed, and a data set and a test set are divided in a mode that:
the data is divided into the number of sample points acquired for one revolution and the amplitude of the data is normalized to between-1, 1. Since the data set used had 5 classes, each of which included 500 samples, there were 2500 samples. Training data and test data were randomly selected, in a ratio of 4: 1.
the second step is specifically as follows:
(2-1) the feature extraction layer is composed of two channels, the convolution kernel sizes and step sizes in the two channels are different, for a given sample
Figure BDA0003544605190000021
S represents a sample, L represents a corresponding label, and the working process of the convolutional layer is described by the following formula:
Fi=CONV(S*γiconv)
where CONV (x) represents the convolution operation of CNNWork, gammaiconv denotes the parameter of the i-th convolutional layer, FiRepresenting the extracted spatial feature information.
(2-2): the feature superposition layer superposes the two output feature maps of the feature extraction layer on the channel dimension, and finally outputs a feature map with the channel number of 28 and the length and width of 32 multiplied by 32.
(2-3): the characteristic classification layer classifies fault categories through a Softmax classifier, and the process of the Softmax classifier is described by the following formula:
Figure BDA0003544605190000031
wherein denotes the Softmax classifier,
Figure BDA0003544605190000032
softmax parameter, SC, representing class jjRepresenting the predicted probability distributions of different classes.
The third step is specifically as follows:
the hyper-parameter settings of the model are as follows: the learning rate was set to 0.005; the number of training rounds is 50; randomly disordering 64 samples in each round and extracting the samples into a batch; the optimization algorithm selects an Adam optimization algorithm.
The invention has the beneficial effects that:
the invention discloses a bearing fault diagnosis method based on multi-input CNN, which converts a one-dimensional original vibration signal into a time-frequency signal through short-time Fourier transform (STFT) and Continuous Wavelet Transform (CWT) respectively and stores the time-frequency signal as an image as the input of a model, realizes bearing fault diagnosis by adjusting the hyper-parameters of the model, and can more fully extract the characteristics of the original vibration signal compared with other models using a time-frequency conversion method.
Drawings
FIG. 1 is a flow chart of the algorithm of the method.
FIG. 2 is a time-frequency diagram after a short-time Fourier transform.
Fig. 3 is a time-frequency diagram after continuous wavelet transform.
Fig. 4 is a network structure diagram of the method.
Detailed Description
The invention is described in detail below with reference to the attached drawing figures:
referring to fig. 1, a bearing fault diagnosis method based on multi-input CNN of the present invention includes:
(1) the vibration signal collected by the accelerometer is a one-dimensional signal, and the vibration signal is converted into a time-frequency diagram through short-time Fourier transform and continuous wavelet transform, wherein fig. 2 is the time-frequency diagram after short-time Fourier transform under a certain fault, and fig. 3 is the time-frequency diagram after continuous wavelet transform under a certain fault. Giving a time-frequency diagram label, and dividing a training set and a test set;
in this example, the southeast university gearbox dataset was used directly to describe the embodied steps of the invention.
The data was also from the southeast university gearbox dataset, bearing failure was tested by manually setting the constant speed stage. Data for 5 different fault conditions were selected.
Labeling the collected bearing vibration data according to the damage types of the bearing vibration data, and performing labeling treatment according to the following table I;
table sample data set
Figure BDA0003544605190000041
The table above divides the loss state into 5 categories, where each category includes 500 samples, thus there are 2500 samples in total. Training data and test data were randomly selected, in a ratio of 4: 1.
(2) building a neural network model based on the improved CNN, and using labeled bearing vibration data to train the model, wherein the model comprises the following steps: the device comprises a feature extraction layer, a feature superposition layer and a feature classification layer.
(2-1) the feature extraction layer consists of two channels, the convolution kernel sizes and step sizes in the two channels are different, for a given sample
Figure BDA0003544605190000042
S represents a sample, L represents a corresponding label, and the process is described by the following formula:
Fi=CONV(S*γIconv)
where CONV (x) denotes the convolution operation of CNN, γiconv denotes the parameter of the ith convolution layer, FiRepresenting the extracted spatial feature information.
(2-2) the feature superposition layer superposes the two output feature maps of the feature extraction layer on the channel dimension, and finally outputs a feature map with the channel number of 28 and the length and width of 32 multiplied by 32.
(2-3): the characteristic classification layer classifies fault categories through a Softmax classifier, and the process of the Softmax classifier is described by the following formula:
Figure BDA0003544605190000051
wherein denotes the Softmax classifier,
Figure BDA0003544605190000052
softmax parameter, SC, representing class jjRepresenting the predicted probability distributions of different classes.
(3) The training samples are transmitted into the network according to the quantity set in advance for forward propagation, a predicted value is obtained after the training samples pass through a classification layer, the loss of the predicted value and the real value is calculated, the error is propagated reversely by utilizing an optimization algorithm, and the network parameters are updated. The hyper-parameter settings of the model are as follows: the learning rate was set to 0.005; the number of training rounds is 50; randomly disordering 64 samples in each round and extracting the samples into a batch; the optimization algorithm selects an Adam optimization algorithm.
(4) And inputting the test set into the trained model to obtain a diagnosis result, and completing bearing fault diagnosis.

Claims (6)

1. The bearing fault diagnosis method based on the multi-input CNN is characterized by comprising the following steps:
a. the method comprises the following steps that a vibration signal acquired by an accelerometer is a one-dimensional signal, the vibration signal is converted into a time-frequency graph through short-time Fourier transform and continuous wavelet transform, a sample label is given, and a training set and a testing set are divided;
b. building a convolutional neural network model, comprising: the system comprises a feature extraction layer, a feature superposition layer and a feature classification layer, wherein the feature extraction layer comprises two channels, convolution kernels with different sizes are respectively used for extracting time-frequency graph features obtained by different time-frequency conversion methods, the feature superposition layer superposes two output feature graphs of the feature extraction layer on channel dimensionality, and the feature classification layer classifies fault categories through a Softmax classifier;
c. initializing parameters of a neural network, initializing a convolution kernel, bias, weight and the like into a random number, and then setting hyper-parameters such as learning rate, iteration times and the like. (ii) a
d. Training the constructed network by using samples in the training set, and updating network parameters through forward propagation and backward propagation until the model reaches a preset period;
e. and inputting the test set sample into the trained network to obtain a diagnosis result.
2. The multi-input CNN-based bearing fault diagnosis method of claim 1, wherein in step a, the data is preprocessed, and the training set and the test set are divided as follows:
the data is divided into the number of sample points acquired for one revolution and the amplitude of the data is normalized to between-1, 1. Since the data set used had 5 classes, each of which included 500 samples, there were 2500 samples. Training data and test data were randomly selected, in a ratio of 4: 1.
3. the multi-input CNN-based bearing fault diagnosis method according to claim 1, wherein in step b, the feature extraction layer is specifically as follows:
for a given sample
Figure FDA0003544605180000011
S represents a sample, L represents a corresponding label, and the process is represented by the following formulaThe following steps are described: fi=CONV(S*γIconv) (1)
Where CONV (x) denotes the convolution operation of CNN, γiconv denotes the parameter of the i-th convolutional layer, FiRepresenting the extracted spatial feature information.
4. The multi-input CNN-based bearing fault diagnosis method of claim 1, wherein in step b, the feature superposition layers are specifically as follows:
the feature superposition layer superposes the two output feature maps of the feature extraction layer on the channel dimension, and finally outputs a feature map with the channel number of 28 and the length and width of 32 multiplied by 32.
5. The multi-input CNN-based bearing fault diagnosis method as claimed in claim 1, wherein in step b, the feature classification layers are specifically as follows:
the characteristic classification layer classifies fault categories through a Softmax classifier, and the process of the Softmax classifier is described by the following formula:
Figure FDA0003544605180000012
wherein denotes the Softmax classifier,
Figure FDA0003544605180000013
softmax parameter, SC, representing class jjRepresenting the predicted probability distributions of different classes.
6. The multi-input CNN-based bearing fault diagnosis method of claim 1, wherein in step c, the constructed network is trained by using samples in a training set until a preset period of the model is reached, specifically as follows:
the learning rate is set to 0.005; the number of training rounds is 50; randomly disordering 64 samples in each round and extracting the samples into a batch; the optimization algorithm selects an Adam optimization algorithm.
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Cited By (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN114593917A (en) * 2022-03-08 2022-06-07 安徽理工大学 Small sample bearing fault diagnosis method based on triple model

Cited By (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN114593917A (en) * 2022-03-08 2022-06-07 安徽理工大学 Small sample bearing fault diagnosis method based on triple model

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