CN114580292B - Method for analyzing reliability and sensitivity of plastic deformation of rolling bearing - Google Patents

Method for analyzing reliability and sensitivity of plastic deformation of rolling bearing Download PDF

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CN114580292B
CN114580292B CN202210231027.6A CN202210231027A CN114580292B CN 114580292 B CN114580292 B CN 114580292B CN 202210231027 A CN202210231027 A CN 202210231027A CN 114580292 B CN114580292 B CN 114580292B
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张天霄
王先明
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Abstract

本发明公开了一种滚动轴承的塑性变形的可靠性和灵敏度分析方法,将牛顿迭代法、拉丁超立方设计、神经网络法和高阶矩法相结合,考虑滚动轴承载荷参数、几何参数和材料参数的随机性,在合理构造神经网络结构的基础上,利用牛顿迭代法和拉丁超立方设计抽样获得神经网络训练样本,通过对样本的学习和训练,获得功能函数与随机变量之间的映射关系。根据应力‑强度干涉模型得到滚动体与滚道接触的极限状态函数,进而采用高阶矩法得到了滚动轴承的可靠性指标和可靠度,并进行滚动轴承塑性变形的可靠性灵敏度分析。

The invention discloses a reliability and sensitivity analysis method for the plastic deformation of a rolling bearing, which combines the Newton iteration method, Latin hypercube design, neural network method and high-order moment method, considers the randomness of the rolling bearing load parameters, geometric parameters and material parameters, and obtains neural network training samples by sampling using the Newton iteration method and Latin hypercube design on the basis of reasonably constructing the neural network structure, and obtains the mapping relationship between the function function and the random variable by learning and training the samples. The limit state function of the contact between the rolling element and the raceway is obtained according to the stress-strength interference model, and then the reliability index and reliability of the rolling bearing are obtained by using the high-order moment method, and the reliability sensitivity analysis of the plastic deformation of the rolling bearing is performed.

Description

一种滚动轴承的塑性变形的可靠性和灵敏度分析方法A reliability and sensitivity analysis method for plastic deformation of rolling bearings

技术领域Technical Field

本发明属于滚动轴承的可靠性分析技术领域,尤其涉及一种滚动轴承的塑性变形的可靠性和灵敏度分析方法。The invention belongs to the technical field of reliability analysis of rolling bearings, and in particular relates to a reliability and sensitivity analysis method of plastic deformation of rolling bearings.

背景技术Background Art

滚动轴承是工业应用中使用最广泛的组件之一,其故障是导致机械故障的最常见原因之一。如果对处于静止状态的滚动轴承施加过大载荷,滚动轴承的滚道与滚动体之间的弹性变形将转化为塑性变形。塑性变形在滚动轴承内部产生压痕后,旋转时将引起振动,噪声以及摩擦力矩的变化等,使滚动轴承不能正常工作,甚至成为发生早期疲劳破坏的原因。因此,迫切需要提高滚动轴承塑性变形的可靠性,以防止机械灾难性故障。Rolling bearings are one of the most widely used components in industrial applications, and their failure is one of the most common causes of mechanical failure. If an excessive load is applied to a rolling bearing in a stationary state, the elastic deformation between the raceway and the rolling element of the rolling bearing will be converted into plastic deformation. After the plastic deformation produces indentations inside the rolling bearing, it will cause vibration, noise, and changes in friction torque during rotation, making the rolling bearing unable to work properly and even becoming the cause of early fatigue failure. Therefore, there is an urgent need to improve the reliability of plastic deformation of rolling bearings to prevent catastrophic mechanical failures.

滚动轴承可靠性设计主要关注于结构可靠性设计,传统的结构设计过程中,设计参数通常采用定量可靠性设计,所用方法为概率设计法,可靠性度量指标一般涉及到可靠性指标β和可靠度R。滚动轴承是最早采用可靠性设计的机械产品之一,例如:Lundberg和Palmgren于1947年给出了可靠度为90%的额定寿命和基本额定动载荷计算方法,于1962年被纳入ISO国际标准并沿用至今。因此,与其他机械设计将可靠性设计视为特殊设计、现代先进设计等不同,滚动轴承的常规设计就是可靠性设计。The reliability design of rolling bearings mainly focuses on the structural reliability design. In the traditional structural design process, the design parameters usually adopt quantitative reliability design, and the method used is the probability design method. The reliability measurement index generally involves the reliability index β and the reliability R. Rolling bearings are one of the earliest mechanical products to adopt reliability design. For example, Lundberg and Palmgren gave a calculation method for the rated life and basic rated dynamic load with a reliability of 90% in 1947, which was included in the ISO international standard in 1962 and is still used today. Therefore, unlike other mechanical designs that regard reliability design as special design, modern advanced design, etc., the conventional design of rolling bearings is reliability design.

由于机械产品的特性及参数(如:强度、应力、物理变量、几何尺寸等)具有固有的随机性,现有的基于应力-强度干涉模型建立极限状态函数,通常将滚动轴承重要的设计参数处理为基本随机变量,进一步进行滚动轴承的可靠性分析。当把设计参数处理为基本随机变量进行可靠性分析时,需要大量的试验样本确定基本随机变量的概率分布及其概率统计特征。Since the characteristics and parameters of mechanical products (such as strength, stress, physical variables, geometric dimensions, etc.) have inherent randomness, the existing limit state function based on the stress-strength interference model usually treats the important design parameters of rolling bearings as basic random variables to further conduct reliability analysis of rolling bearings. When the design parameters are treated as basic random variables for reliability analysis, a large number of test samples are required to determine the probability distribution of the basic random variables and their probability statistical characteristics.

传统的滚动轴承设计过程中将滚动轴承的外加载荷、材料强度以及几何尺寸当成某一固定值,实际上这些参数具有很大的随机性,使计算的结果产生较大的偏差甚至错误。In the traditional rolling bearing design process, the external load, material strength and geometric dimensions of the rolling bearing are treated as fixed values. In fact, these parameters are highly random, which causes large deviations or even errors in the calculation results.

现有的基于应力-强度干涉模型进行滚动轴承塑性变形的可靠性分析,需要将滚动轴承重要的设计参数处理为基本随机变量,由于滚动轴承可靠性设计的基本条件较弱,工况复杂,影响因素众,缺乏有效的数据,因此在工程实践中,通常很难准确确定滚动轴承的设计参数的概率分布。在概率信息缺失的情况下进行可靠性分析和设计将是一件非常有挑战性的事情。近年来,随着滚动轴承向高速、重载、高可靠性等多个方向发展,这对滚动轴承可靠性提出了更高的要求。The existing reliability analysis of rolling bearing plastic deformation based on stress-strength interference model requires that the important design parameters of rolling bearings be processed as basic random variables. Due to the weak basic conditions for rolling bearing reliability design, complex working conditions, many influencing factors, and lack of effective data, it is usually difficult to accurately determine the probability distribution of rolling bearing design parameters in engineering practice. It will be very challenging to conduct reliability analysis and design in the absence of probability information. In recent years, with the development of rolling bearings in multiple directions such as high speed, heavy load, and high reliability, higher requirements have been placed on the reliability of rolling bearings.

发明内容Summary of the invention

为了解决上述已有技术存在的不足,本发明提出一种滚动轴承的塑性变形的可靠性和灵敏度分析方法,在概率信息缺失情况下能够对滚动轴承塑性变形的可靠性进行分析,本发明的具体技术方案如下:In order to solve the shortcomings of the above-mentioned prior art, the present invention proposes a reliability and sensitivity analysis method for plastic deformation of a rolling bearing, which can analyze the reliability of plastic deformation of a rolling bearing in the absence of probability information. The specific technical solution of the present invention is as follows:

一种滚动轴承的塑性变形的可靠性和灵敏度分析方法,包括以下步骤:A reliability and sensitivity analysis method for plastic deformation of a rolling bearing comprises the following steps:

S1:建立滚动轴承塑性变形的力学模型,将滚动轴承载荷参数、几何参数和材料参数看作基本随机变量,采用拉丁超立方设计对基本随机变量抽样n组,抽样结果分组带入滚动轴承的静力平衡方程,得到对应的n个最大接触载荷Q;S1: Establish a mechanical model of rolling bearing plastic deformation, regard the rolling bearing load parameters, geometric parameters and material parameters as basic random variables, use Latin hypercube design to sample n groups of basic random variables, and bring the sampling results into the static equilibrium equation of the rolling bearing to obtain the corresponding n maximum contact loads Q;

S2:根据赫兹接触理论,对于滚动体与滚道接触形成的椭圆接触区域,最大接触应力为qmax,采用第四强度理论,得到等效应力qeq,通过n个最大接触载荷Q得到n个等效应力qeqS2: According to the Hertz contact theory, for the elliptical contact area formed by the rolling element and the raceway, the maximum contact stress is q max . The fourth strength theory is used to obtain the equivalent stress q eq . The n equivalent stresses q eq are obtained through the n maximum contact loads Q.

S3:通过BP神经网络拟合基本随机变量和等效应力qeq之间的关系,以粒子群算法即PSO得到网络最佳的初始权值和阈值,根据应力-强度干涉模型建立滚动轴承塑性变形的极限状态函数;S3: The relationship between the basic random variables and the equivalent stress q eq is fitted by the BP neural network, the optimal initial weights and thresholds of the network are obtained by the particle swarm algorithm (PSO), and the limit state function of the plastic deformation of the rolling bearing is established according to the stress-strength interference model;

S4:基于高阶矩法对滚动轴承的塑性变形进行可靠性和灵敏度分析,确定滚动轴承塑性变形的可靠性指标和可靠度以及可靠性随基本随机变量的变化趋势,揭示基本随机变量的变化对滚动轴承塑性变形可靠性的影响。S4: Based on the high-order moment method, reliability and sensitivity analysis of the plastic deformation of rolling bearings are carried out to determine the reliability index and reliability of the plastic deformation of rolling bearings and the reliability change trend with the basic random variables, revealing the influence of the change of basic random variables on the reliability of the plastic deformation of rolling bearings.

进一步地,所述步骤S1的具体过程为:Furthermore, the specific process of step S1 is as follows:

S101:滚动轴承在轴向力Fa、径向力Fr和力矩M的联合载荷作用下的静力平衡方程为:S101: The static equilibrium equation of a rolling bearing under the combined load of axial force Fa , radial force Fr and moment M is:

其中,Kn为刚度系数,α0为初始接触角,Ri为内滚道沟曲率中心轨迹的半径,ψ为方位角,dm为节圆直径,δa为相对轴向位移,δr为相对径向位移,θ为相对角位移;Where, Kn is the stiffness coefficient, α0 is the initial contact angle, R i is the radius of the inner raceway groove curvature center trajectory, ψ is the azimuth angle, d m is the pitch circle diameter, δ a is the relative axial displacement, δ r is the relative radial displacement, and θ is the relative angular displacement;

A为滚动轴承无负荷接触状态下,任意位置内、外沟曲率中心距离:A is the distance between the center of curvature of the inner and outer grooves at any position in the rolling bearing under no-load contact state:

A=(fi+fe-1)Dw (4)A=( fi +fe - 1) Dw (4)

为无量纲位移: is the dimensionless displacement:

式中,fi为内滚道沟曲率半径系数,fe为外滚道沟曲率半径系数,Dw为滚动体直径;Where, fi is the inner raceway groove curvature radius coefficient, fe is the outer raceway groove curvature radius coefficient, and Dw is the rolling element diameter;

S102:方程(1)-(3)是δa、δr和θ为未知量的联立非线性方程组,采用牛顿迭代法计算得到δa、δr和θ的值,在ψ=0处即得到滚动轴承的滚动体受到的最大接触载荷Q:S102: Equations (1)-(3) are a set of simultaneous nonlinear equations with δ a , δ r and θ as unknown variables. The values of δ a , δ r and θ are calculated using the Newton iteration method. At ψ = 0, the maximum contact load Q on the rolling element of the rolling bearing is obtained:

S103:采用拉丁超立方设计对基本随机变量抽样n组,抽样结果分组带入静力平衡方程,得到对应的n个最大接触载荷Q。S103: Use Latin hypercube design to sample n groups of basic random variables, and bring the sampling results into the static equilibrium equation in groups to obtain the corresponding n maximum contact loads Q.

进一步地,所述步骤S2的具体过程为:Furthermore, the specific process of step S2 is as follows:

S201:根据赫兹基础理论,对于滚动体与滚道接触形成的椭圆接触区域,最大接触应力qmax为:S201: According to Hertz's basic theory, for the elliptical contact area formed by the contact between the rolling element and the raceway, the maximum contact stress q max is:

其中,接触区椭圆的长半轴a、短半轴b分别为:Among them, the major semi-axis a and the minor semi-axis b of the contact area ellipse are:

其中,E为等效弹性模量,ξ1、ξ2分别为滚道和滚动体的泊松比,E1、E2为分别为滚道和滚动体的弹性模量;∑ρ为滚道的曲率和;Where E is the equivalent elastic modulus, ξ 1 , ξ 2 are the Poisson's ratios of the raceway and rolling element, E 1 , E 2 are the elastic moduli of the raceway and rolling element, ∑ρ is the curvature of the raceway and;

Π(e)为第二类完全椭圆积分,e为椭圆偏心率,具体地,Π(e) is the complete elliptic integral of the second kind, e is the eccentricity of the ellipse, specifically,

e2=1-1/k2 (11)e 2 =1-1/k 2 (11)

式中,Rx为球轴承接触点处沿运动方向的等效曲率半径,Ry为球轴承接触点处垂直运动方向的等效曲率半径;Where Rx is the equivalent radius of curvature along the direction of motion at the contact point of the ball bearing, and Ry is the equivalent radius of curvature perpendicular to the direction of motion at the contact point of the ball bearing;

S202:在点接触条件下,接触中心点的应力状态为三向压应力状态σ1、σ2和σ3,采取工程主应力符号表示,即σ1≥σ2≥σ3S202: Under point contact conditions, the stress state at the contact center is a triaxial compressive stress state of σ 1 , σ 2 and σ 3 , expressed using engineering principal stress symbols, i.e. σ 1 ≥σ 2 ≥σ 3 :

σ1=-qmax[0.505+0.255(b/a)0.6609] (13)σ 1 =-q max [0.505+0.255(b/a) 0.6609 ] (13)

σ2=-qmax[1.01-0.250(b/a)0.5797] (14)σ 2 =-q max [1.01-0.250(b/a) 0.5797 ] (14)

σ3=-qmax (15)σ 3 = -q max (15)

式中,负号表示主应力为压应力;In the formula, the negative sign indicates that the principal stress is compressive stress;

对于三向受压的静应力状态,采用第四强度理论,椭圆接触区域内的等效应力qeq为:For the static stress state under triaxial compression, the fourth strength theory is used, and the equivalent stress q eq in the elliptical contact area is:

将式(13)-(15)带入(16)得到:Substituting equations (13)-(15) into (16), we obtain:

S203:将步骤S1中获得的n个最大接触载荷Q分别带入式(7)和(17)中,得到相应的n个等效应力qeqS203: Substitute the n maximum contact loads Q obtained in step S1 into equations (7) and (17) respectively to obtain corresponding n equivalent stresses q eq .

进一步地,所述步骤S3的具体过程为:Furthermore, the specific process of step S3 is as follows:

S301:步骤S1获得的n组基本随机变量和步骤S2获得的相应的n个等效应力qeq,构成n组数据集,将数据集分割为训练集、测试集和验证集;S301: The n groups of basic random variables obtained in step S1 and the corresponding n equivalent stresses q eq obtained in step S2 constitute n groups of data sets, and the data sets are divided into a training set, a test set and a validation set;

S302:数据的归一化与反归一化;S302: Normalization and denormalization of data;

训练集的随机变量数据通过式(18)归一化,xk为原始数据,yk为对应的归一化后的数据:The random variable data of the training set is normalized by formula (18), where xk is the original data and yk is the corresponding normalized data:

测试集和验证集的随机变量数据通过式(19)进行归一化与反归一化:The random variable data of the test set and validation set are normalized and denormalized by formula (19):

其中,xmin为数据数列中的最小值,xmax为数据数列中的最大值,记录yk的最大值和最小值分别为ymax和yminWhere x min is the minimum value in the data series, x max is the maximum value in the data series, and the maximum and minimum values of y k are recorded as y max and y min respectively;

S303:假设在一个D维空间中,有n个粒子即前述的n组数据集组成的种群H=(H1 H2… Hn),第i个粒子表示为一个D维的向量Hi=(hi1,hi2,…,hiD)T,代表第i个粒子在D维搜索空间中的位置,也代表问题的一个潜在解;根据目标函数即能够求出每个粒子位置Hi对应的适应度值,第i个粒子的速度为Vi=(Vi1,Vi2,…,ViD)T,其个体极值为Pi=(Pi1,Pi2,…,PiD)T,种群的全部极值为Pg=(Pg1,Pg2,…,PgD)TS303: Assume that in a D-dimensional space, there are n particles, i.e., a population H = (H 1 H 2 … H n ) composed of the aforementioned n sets of data sets, and the ith particle is represented by a D-dimensional vector H i = (h i1 ,h i2 , …,h iD ) T , which represents the position of the ith particle in the D-dimensional search space and also represents a potential solution to the problem; according to the objective function, the fitness value corresponding to each particle position H i can be obtained, the speed of the ith particle is V i = (V i1 ,V i2 , …,V iD ) T , its individual extreme value is P i = (P i1 ,P i2 , …,P iD ) T , and the total extreme value of the population is P g = (P g1 ,P g2 , …,P gD ) T ;

在每一次迭代过程中,粒子通过个体极值和全局极值更新自身的速度和位置,更新公式为:In each iteration, the particle updates its own speed and position through individual extrema and global extrema. The update formula is:

式中,ω为惯性权重;i=1,2,…,n,d=1,2,…,D;k为当前迭代次数;Vid为粒子的速度;c1和c2为非负的常数,成为加速度因子;r1和r2为分布于[0,1]之间的随机数,为防止粒子的盲目搜索,将其位置和速度限制在一定区间的[-Xmax,Xmax]、[-Vmax,Vmax];Wherein, ω is the inertia weight; i = 1, 2, …, n, d = 1, 2, …, D; k is the current iteration number; V id is the velocity of the particle; c 1 and c 2 are non-negative constants, which become acceleration factors; r 1 and r 2 are random numbers distributed between [0, 1]. To prevent blind search of particles, their position and velocity are limited to a certain interval of [-X max , X max ], [-V max , V max ];

根据个体得到BP神经网络的初始权值和阈值,用训练数据训练BP神经网络后预测系统输出,把预测输出和期望输出之间的误差绝对值和E作为个体适应度值F,计算公式为:The initial weights and thresholds of the BP neural network are obtained according to the individual. The system output is predicted after the BP neural network is trained with the training data. The absolute value of the error between the predicted output and the expected output and E are taken as the individual fitness value F. The calculation formula is:

式中,每个粒子构成一个节点,即n在神经网络中为网络输出节点数,yi为BP神经网络第i个节点的期望输出,oi为第i个节点的预测输出,t为系数;In the formula, each particle constitutes a node, that is, n is the number of network output nodes in the neural network, yi is the expected output of the ith node of the BP neural network, oi is the predicted output of the ith node, and t is the coefficient;

S303:将滚动轴承的几何尺寸、作用载荷以及材料强度看作基本随机参数X=(x1,x2,…,xn),BP神经网络是由输入层、隐藏层、输出层构成的单向传播前向网络,其中,输入层节点数为p,隐藏层节点数为q,输出层节点数为r,内部各层由神经元传递得出其函数关系:S303: The geometric dimensions, loads and material strength of the rolling bearing are regarded as basic random parameters X = (x 1 , x 2 , ..., x n ). The BP neural network is a one-way propagation forward network consisting of an input layer, a hidden layer and an output layer, wherein the number of nodes in the input layer is p, the number of nodes in the hidden layer is q, and the number of nodes in the output layer is r. The functional relationship of each internal layer is obtained by neuron transmission:

式中,hk为隐藏层的输出,yj为输出层的输出,xi为输入变量,wik和vkj分别为权值,αk和βj分别隐藏层和输出层的阀值,f1(·)为S型非线性函数tansig,f2(·)是线性函数purelin;Where h k is the output of the hidden layer, y j is the output of the output layer, xi is the input variable, w ik and v kj are weights, α k and β j are the thresholds of the hidden layer and the output layer, respectively, f 1 (·) is the S-type nonlinear function tansig, and f 2 (·) is the linear function purelin;

通过式(23)和式(24)所示的神经网络映射关系,在误差允许范围内对数据的输入和输出进行拟合,则拟合函数关系为:Through the neural network mapping relationship shown in equations (23) and (24), the input and output of the data are fitted within the allowable error range, and the fitting function relationship is:

根据应力-强度干涉模型,在概率信息缺失情况下的滚动轴承塑性变形可靠性的极限状态函数g(X)为:According to the stress-strength interference model, the limit state function g(X) of the reliability of rolling bearing plastic deformation in the absence of probability information is:

式中,许用屈服极限应力σsWhere, the allowable yield stress σ s is used.

进一步地,所述步骤S4的具体过程为:Furthermore, the specific process of step S4 is as follows:

S401:对滚动轴承的塑性变形进行可靠性分析;S401: Reliability analysis of plastic deformation of rolling bearings;

根据结构可靠性的应力-强度干涉模型,求解可靠度需要建立可靠性分析的极限状态函数g(X),用以表示滚动轴承在工作过程中的可靠性的两种状态,即According to the stress-strength interference model of structural reliability, solving the reliability requires establishing the limit state function g(X) of reliability analysis to represent the two states of reliability of rolling bearings during operation, namely

式中,极限状态函数方程g(X)=0是一个n维极限状态曲面;In the formula, the limit state function equation g(X) = 0 is an n-dimensional limit state surface;

极限状态函数的均值μg,标准差σg,三阶矩θg和四阶矩ηgThe mean μ g , standard deviation σ g , third-order moment θ g and fourth-order moment η g of the limit state function:

式中,μX,C2(X),C3(X)和C4(X)分别代表基本随机参数X的均值矩阵、方差与协方差矩阵、三阶矩矩阵和四阶矩矩阵;无论基本随机参数X是否为独立变量,均采用方差与协方差矩阵C2(X)的对角线项作为标准偏差矢量C2(X)=diag(σX)[ρ]diag(σX);Wherein, μ X , C 2 (X), C 3 (X) and C 4 (X) represent the mean matrix, variance and covariance matrix, third-order moment matrix and fourth-order moment matrix of the basic random parameter X respectively; whether the basic random parameter X is an independent variable or not, the diagonal term of the variance and covariance matrix C 2 (X) is used as the standard deviation vector C 2 (X) = diag(σ X )[ρ]diag(σ X );

在无法确定基本随机变量向量X的概率分布的情况下,如果知道均值向量E(X)=μX,方差与协方差矩阵C2(X),三阶矩阵C3(X)和四阶矩阵C4(X),根据高阶矩法,可靠性指标βFM定义为:When the probability distribution of the basic random variable vector X cannot be determined, if the mean vector E(X) = μ X , the variance and covariance matrix C 2 (X), the third-order matrix C 3 (X) and the fourth-order matrix C 4 (X) are known, the reliability index β FM is defined as follows according to the higher-order moment method:

式中,为基本随机参数向量X服从正态分布时的可靠性指标,为极限状态函数g(X)的偏态系数,为极限状态函数g(X)的峰态系数,经过整理得到高阶矩法的可靠性指标的另一种表达形式为:In the formula, is the reliability index when the basic random parameter vector X obeys the normal distribution, is the skewness coefficient of the limit state function g(X), is the peak coefficient of the limit state function g(X). After sorting, another expression of the reliability index of the high-order moment method is obtained:

进一步确定可靠度RFM的近似估计值为:The approximate estimated value of the reliability R FM is further determined as:

RFM=Φ(βFM) (34)R FM =Φ(β FM ) (34)

其中,Φ(·)代表标准正态分布函数;Where Φ(·) represents the standard normal distribution function;

S402:对滚动轴承的塑性变形进行在概率信息缺失情况下的灵敏度分析;S402: performing sensitivity analysis on the plastic deformation of the rolling bearing in the absence of probability information;

根据式(33)和式(34),整理得到可靠度RFM对基本随机变量向量X均值向量μX和标准差向量σX的灵敏度分别为:According to equations (33) and (34), the sensitivity of reliability R FM to the mean vector μ X and standard deviation vector σ X of the basic random variable vector X is obtained as follows:

式中,In the formula,

其中,φ(·)表示标准正态概率密度函数;Where φ(·) represents the standard normal probability density function;

可靠度指标对极限状态函数的前四阶矩(μg,σg,θg和ηg)的导数为:The derivatives of the reliability index with respect to the first four moments (μ g , σ g , θ g and η g ) of the limit state function are:

极限状态函数的前四阶矩对基本随机变量均值μX的导数为:The derivatives of the first four moments of the limit state function with respect to the mean μX of the basic random variable are:

极限状态函数的前四阶矩对基本随机变量标准差σX的导数为:The derivatives of the first four moments of the limit state function with respect to the standard deviation σ X of the basic random variable are:

其中,[ρ]为相关系数矩阵,diag(·)为对角矩阵,分别表示为:in, [ρ] is the correlation coefficient matrix, diag(·) is the diagonal matrix, which are expressed as:

3]为三阶相关系数矩阵; 3 ] is the third-order correlation coefficient matrix;

4]为四阶相关系数矩阵; 4 ] is the fourth-order correlation coefficient matrix;

将已知条件与相关数据分别代入式(35)和式(36),得到可靠性灵敏度数值;Substituting the known conditions and relevant data into equations (35) and (36), we can obtain the reliability sensitivity and Numeric value;

可靠性灵敏度梯度的形式表示为:The reliability sensitivity gradient is expressed as:

式中,梯度grad[·]表示可靠度的变化率;In the formula, gradient grad[·] represents the rate of change of reliability;

无量纲化后的可靠性对基本随机参数的均值灵敏度τi和标准差灵敏度ηi分别表示为:The dimensionless reliability sensitivity to the mean value τ i and standard deviation sensitivity η i of the basic random parameters are expressed as:

无量纲化的可靠性灵敏度梯度si为:The dimensionless reliability sensitivity gradient si is:

将si标准化后得到灵敏度因子λi为:After standardizing s i , the sensitivity factor λ i is:

本发明的有益效果在于:The beneficial effects of the present invention are:

1.根据应力-强度干涉模型,本发明提出了基于许用屈服极限应力的概率信息缺失情况下的滚动轴承塑性变形的可靠性设计和灵敏度分析的理论方法,考虑了滚动轴承自身的几何尺寸、材料属性等随机参数,以及滚动轴承受到的联合载荷的影响。1. Based on the stress-strength interference model, the present invention proposes a theoretical method for reliability design and sensitivity analysis of plastic deformation of rolling bearings in the absence of probabilistic information on the allowable yield stress, taking into account random parameters such as the geometric dimensions and material properties of the rolling bearing itself, as well as the influence of the combined loads on the rolling bearing.

2.本发明推导了概率信息缺失情况下的滚动轴承塑性变形的可靠性设计的矩阵形式公式,同时依据灵敏度分析的直接微分方法,推导出了矩阵形式的可靠性微分灵敏度运算公式。对于概率信息缺失情况下的可靠性和可靠性灵敏度,导出了矩阵形式的方程。矩阵格式具有表达清晰,易于编程的优点。2. The present invention derives a matrix formula for reliability design of rolling bearing plastic deformation in the absence of probability information, and at the same time, based on the direct differential method of sensitivity analysis, derives a matrix formula for reliability differential sensitivity calculation. For reliability and reliability sensitivity in the absence of probability information, a matrix equation is derived. The matrix format has the advantages of clear expression and easy programming.

3.由于滚动轴承静力学平衡方程的复杂性造成无法直接使用高阶矩方法,本发明通过BP神经网络拟合基本随机变量和等效应力之间的关系。同时,为了解决人工神经网络中局部最优和过早收敛的缺陷,在惩罚函数中引入粒子群算法(PSO)来优化BP神经网络,使优化后的BP神经网络能够更好地预测函数的输出。3. Due to the complexity of the static equilibrium equation of rolling bearings, the high-order moment method cannot be used directly. The present invention fits the relationship between basic random variables and equivalent stresses through BP neural network. At the same time, in order to solve the defects of local optimum and premature convergence in artificial neural networks, a particle swarm algorithm (PSO) is introduced into the penalty function to optimize the BP neural network, so that the optimized BP neural network can better predict the output of the function.

附图说明BRIEF DESCRIPTION OF THE DRAWINGS

为了更清楚地说明本发明实施例或现有技术中的技术方案,下面将对实施例中所需要使用的附图作简单地介绍,通过参考附图会更加清楚的理解本发明的特征和优点,附图是示意性的而不应理解为对本发明进行任何限制,对于本领域普通技术人员来讲,在不付出创造性劳动的前提下,可以根据这些附图获得其他的附图。其中:In order to more clearly illustrate the embodiments of the present invention or the technical solutions in the prior art, the following briefly introduces the drawings required for use in the embodiments. By referring to the drawings, the features and advantages of the present invention will be more clearly understood. The drawings are schematic and should not be understood as limiting the present invention in any way. For ordinary technicians in this field, other drawings can be obtained based on these drawings without creative work. Among them:

图1为本发明的滚动轴承塑性变形的可靠性和灵敏度分析方法流程图;FIG1 is a flow chart of a reliability and sensitivity analysis method for plastic deformation of a rolling bearing according to the present invention;

图2为在径向力、轴向力和力矩的联合载荷作用下的滚动轴承内圈的位移(外圈固定)图;FIG2 is a diagram showing the displacement of the inner ring of a rolling bearing under the combined load of radial force, axial force and moment (the outer ring is fixed);

图3为内圈位移前后滚动轴承的沟曲率中心轨迹的相对位置图;FIG3 is a relative position diagram of the groove curvature center trajectory of the rolling bearing before and after the inner ring is displaced;

图4为粒子群算法寻优的流程图;FIG4 is a flow chart of particle swarm algorithm optimization;

图5为BP神经网络的拓扑结构图;Fig. 5 is a topological structure diagram of the BP neural network;

图6为BP神经网络的回归图,其中,图6(a)为训练集的回归图,图6(b)为验证集的回归图,图6(c)为测试集的回归图,图6(d)为整体数据集的回归图;FIG6 is a regression graph of the BP neural network, wherein FIG6(a) is a regression graph of the training set, FIG6(b) is a regression graph of the validation set, FIG6(c) is a regression graph of the test set, and FIG6(d) is a regression graph of the entire data set;

图7为基本随机变量的可靠性灵敏度分析结果图,其中,图7(a)为可靠性对基本随机变量的均值灵敏度,图7(b)为可靠性对基本随机变量的标准差灵敏度,图7(c)为可靠性灵敏度梯度,图7(d)为灵敏度因子水平图;FIG7 is a diagram showing the reliability sensitivity analysis results of the basic random variables, wherein FIG7(a) is the sensitivity of the reliability to the mean of the basic random variables, FIG7(b) is the sensitivity of the reliability to the standard deviation of the basic random variables, FIG7(c) is the reliability sensitivity gradient, and FIG7(d) is the sensitivity factor level diagram;

图8为可靠度与滚动体直径之间的关系图;FIG8 is a graph showing the relationship between reliability and rolling element diameter;

图9为可靠度与内沟曲率半径之间的关系图。FIG. 9 is a graph showing the relationship between reliability and inner groove curvature radius.

具体实施方式DETAILED DESCRIPTION

为了能够更清楚地理解本发明的上述目的、特征和优点,下面结合附图和具体实施方式对本发明进行进一步的详细描述。需要说明的是,在不冲突的情况下,本发明的实施例及实施例中的特征可以相互组合。In order to more clearly understand the above-mentioned purpose, features and advantages of the present invention, the present invention is further described in detail below in conjunction with the accompanying drawings and specific embodiments. It should be noted that the embodiments of the present invention and the features in the embodiments can be combined with each other without conflict.

在下面的描述中阐述了很多具体细节以便于充分理解本发明,但是,本发明还可以采用其他不同于在此描述的其他方式来实施,因此,本发明的保护范围并不受下面公开的具体实施例的限制。In the following description, many specific details are set forth to facilitate a full understanding of the present invention. However, the present invention may also be implemented in other ways different from those described herein. Therefore, the protection scope of the present invention is not limited to the specific embodiments disclosed below.

如图1所示,一种滚动轴承的塑性变形的可靠性和灵敏度分析方法,包括以下步骤:As shown in FIG1 , a reliability and sensitivity analysis method for plastic deformation of a rolling bearing comprises the following steps:

S1:建立滚动轴承塑性变形的力学模型,将滚动轴承载荷参数、几何参数和材料参数看作基本随机变量,采用拉丁超立方设计对基本随机变量抽样n组,抽样结果分组带入滚动轴承的静力平衡方程,得到对应的n个最大接触载荷Q;具体过程为:S1: Establish a mechanical model of rolling bearing plastic deformation, regard the rolling bearing load parameters, geometric parameters and material parameters as basic random variables, use Latin hypercube design to sample n groups of basic random variables, and bring the sampling results into the static equilibrium equation of the rolling bearing to obtain the corresponding n maximum contact loads Q; the specific process is:

S101:滚动轴承在轴向力Fa、径向力Fr和力矩M的联合载荷作用下的静力平衡方程为:S101: The static equilibrium equation of a rolling bearing under the combined load of axial force Fa , radial force Fr and moment M is:

其中,Kn为刚度系数,α0为初始接触角,Ri为内滚道沟曲率中心轨迹的半径,ψ为方位角,dm为节圆直径,δa为相对轴向位移,δr为相对径向位移,θ为相对角位移;在径向力、轴向力和力矩的联合载荷作用下的滚动轴承外圈固定,内圈的位移关系如图2所示,内圈位移前后滚动轴承的沟曲率中心轨迹的相对位置关系如图3所示;Wherein, Kn is the stiffness coefficient, α0 is the initial contact angle, R i is the radius of the inner raceway groove curvature center trajectory, ψ is the azimuth angle, d m is the pitch circle diameter, δ a is the relative axial displacement, δ r is the relative radial displacement, and θ is the relative angular displacement; the outer ring of the rolling bearing under the combined load of radial force, axial force and moment is fixed, and the displacement relationship of the inner ring is shown in Figure 2, and the relative position relationship of the groove curvature center trajectory of the rolling bearing before and after the inner ring displacement is shown in Figure 3;

A为滚动轴承无负荷接触状态下,任意位置内、外沟曲率中心距离:A is the distance between the center of curvature of the inner and outer grooves at any position in the rolling bearing under no-load contact state:

A=(fi+fe-1)Dw (59)A=( fi +fe - 1) Dw (59)

为无量纲位移: is the dimensionless displacement:

式中,fi为内滚道沟曲率半径系数,fe为外滚道沟曲率半径系数,Dw为滚动体直径;Where, fi is the inner raceway groove curvature radius coefficient, fe is the outer raceway groove curvature radius coefficient, and Dw is the rolling element diameter;

S102:方程(56)(1)-(3)(58)是δa、δr和θ为未知量的联立非线性方程组,采用牛顿迭代法计算得到δa、δr和θ的值,在ψ=0处即得到滚动轴承的滚动体受到的最大接触载荷Q:S102: Equations (56)(1)-(3)(58) are a set of simultaneous nonlinear equations with δ a , δ r and θ as unknown variables. The values of δ a , δ r and θ are calculated using the Newton iteration method. At ψ = 0, the maximum contact load Q on the rolling element of the rolling bearing is obtained:

S103:采用拉丁超立方设计对基本随机变量抽样n组,抽样结果分组带入静力平衡方程,得到对应的n个最大接触载荷Q。S103: Use Latin hypercube design to sample n groups of basic random variables, and bring the sampling results into the static equilibrium equation in groups to obtain the corresponding n maximum contact loads Q.

其中,拉丁超立方设计(LHD),具有有效的空间填充能力,与正交试验相比,拉丁超立方设计用同样的点数可以研究更多的组合。LHD是在n维空间中,将每一维坐标区间依均匀等分为m个区间,每个小区间记为随机选取m个点,保证一个因子的每个水平只被研究一次,即构成n维空间,样本数为m的拉丁超立方方法,记为m×n LHD。Among them, Latin hypercube design (LHD) has an effective space filling ability. Compared with orthogonal experiment, Latin hypercube design can study more combinations with the same number of points. LHD is to divide each dimension of the coordinate interval into n-dimensional space. Divide into m intervals evenly, each small interval is recorded as Randomly select m points to ensure that each level of a factor is studied only once, that is, to construct an n-dimensional space with a Latin hypercube method with a sample size of m, denoted as m×n LHD.

S2:根据赫兹接触理论,对于滚动体与滚道接触形成的椭圆接触区域,最大接触应力为qmax,采用第四强度理论,得到等效应力qeq,通过n个最大接触载荷Q得到n个等效应力qeq;具体过程为:S2: According to Hertz contact theory, for the elliptical contact area formed by the rolling element and the raceway, the maximum contact stress is q max . The fourth strength theory is used to obtain the equivalent stress q eq . The n equivalent stresses q eq are obtained through n maximum contact loads Q. The specific process is as follows:

S201:根据赫兹基础理论,对于滚动体与滚道接触形成的椭圆接触区域,最大接触应力qmax为:S201: According to Hertz's basic theory, for the elliptical contact area formed by the contact between the rolling element and the raceway, the maximum contact stress q max is:

其中,接触区椭圆的长半轴a、短半轴b分别为:Among them, the major semi-axis a and the minor semi-axis b of the contact area ellipse are:

其中,E为等效弹性模量,ξ1、ξ2分别为滚道和滚动体的泊松比,E1、E2为分别为滚道和滚动体的弹性模量;∑ρ为滚道的曲率和;Where E is the equivalent elastic modulus, ξ 1 , ξ 2 are the Poisson's ratios of the raceway and rolling element, E 1 , E 2 are the elastic moduli of the raceway and rolling element, ∑ρ is the curvature of the raceway and;

Π(e)为第二类完全椭圆积分,e为椭圆偏心率,采用近似计算公式求解k、e、Γ(e)、Π(e),计算得到的结果与精确值相比,误差均不超过3%,具体地,Π(e) is the second kind of complete elliptic integral, e is the eccentricity of the ellipse, and the approximate calculation formula is used to solve k, e, Γ(e), and Π(e). The error of the calculated results compared with the exact values is no more than 3%. Specifically,

e2=1-1/k2 (66)e 2 =1-1/k 2 (66)

式中,Rx为球轴承接触点处沿运动方向的等效曲率半径,Ry为球轴承接触点处垂直运动方向的等效曲率半径;Where Rx is the equivalent radius of curvature along the direction of motion at the contact point of the ball bearing, and Ry is the equivalent radius of curvature perpendicular to the direction of motion at the contact point of the ball bearing;

S202:在点接触条件下,接触中心点的应力状态为三向压应力状态σ1、σ2和σ3,采取工程主应力符号表示,即σ1≥σ2≥σ3S202: Under point contact conditions, the stress state at the contact center is a triaxial compressive stress state of σ 1 , σ 2 and σ 3 , expressed using engineering principal stress symbols, i.e. σ 1 ≥σ 2 ≥σ 3 :

σ1=-qmax[0.505+0.255(b/a)0.6609] (68)σ 1 =-q max [0.505+0.255(b/a) 0.6609 ] (68)

σ2=-qmax[1.01-0.250(b/a)0.5797] (69)σ 2 =-q max [1.01-0.250(b/a) 0.5797 ] (69)

σ3=-qmax (70)σ 3 = -q max (70)

式中,负号表示主应力为压应力;In the formula, the negative sign indicates that the principal stress is compressive stress;

对于三向受压的静应力状态,采用第四强度理论,椭圆接触区域内的等效应力qeq为:For the static stress state under triaxial compression, the fourth strength theory is used, and the equivalent stress q eq in the elliptical contact area is:

将式(68)-(70)带入(71)得到:Substituting equations (68)-(70) into (71), we obtain:

S203:将步骤S1中获得的n个最大接触载荷Q分别带入式(62)和(72)中,得到相应的n个等效应力qeqS203: Substitute the n maximum contact loads Q obtained in step S1 into equations (62) and (72) respectively to obtain corresponding n equivalent stresses q eq .

S3:通过BP神经网络拟合基本随机变量和等效应力qeq之间的关系,以粒子群算法即PSO得到网络最佳的初始权值和阈值,根据应力-强度干涉模型建立滚动轴承塑性变形的极限状态函数;具体过程为:S3: The relationship between the basic random variables and the equivalent stress q eq is fitted by the BP neural network, the optimal initial weights and thresholds of the network are obtained by the particle swarm algorithm (PSO), and the limit state function of the plastic deformation of the rolling bearing is established according to the stress-strength interference model; the specific process is as follows:

S301:步骤S1获得的n组基本随机变量和步骤S2获得的相应的n个等效应力qeq,构成n组数据集,将数据集分割为训练集、测试集和验证集;S301: The n groups of basic random variables obtained in step S1 and the corresponding n equivalent stresses q eq obtained in step S2 constitute n groups of data sets, and the data sets are divided into a training set, a test set and a validation set;

S302:数据的归一化与反归一化;S302: Normalization and denormalization of data;

为了避免输入输出的各维数据间数量级差别较大造成的影响,通过数据归一化处理把数据矩阵的行最小值和最大值映射到[-1,1]来处理矩阵,使各指标处于同一数量级,适合进行综合对比评价。其次,还可以通过归一化进一步提升模型的收敛速度和提升模型的精度。In order to avoid the impact caused by the large difference in the order of magnitude between the input and output dimensions, the minimum and maximum values of the rows of the data matrix are mapped to [-1,1] through data normalization to process the matrix so that each indicator is at the same order of magnitude, which is suitable for comprehensive comparative evaluation. Secondly, normalization can also be used to further improve the convergence speed and accuracy of the model.

训练集的随机变量数据通过式(73)归一化,xk为原始数据,yk为对应的归一化后的数据:The random variable data of the training set is normalized by formula (73), where xk is the original data and yk is the corresponding normalized data:

测试集和验证集的随机变量数据通过式(74)进行归一化与反归一化:The random variable data of the test set and validation set are normalized and denormalized using formula (74):

其中,xmin为数据数列中的最小值,xmax为数据数列中的最大值,记录yk的最大值和最小值分别为ymax和yminWhere x min is the minimum value in the data series, x max is the maximum value in the data series, and the maximum and minimum values of y k are recorded as y max and y min respectively;

S303:假设在一个D维空间中,有n个粒子即前述的n组数据集组成的种群H=(H1 H2… Hn),第i个粒子表示为一个D维的向量Hi=(hi1,hi2,…,hiD)T,代表第i个粒子在D维搜索空间中的位置,也代表问题的一个潜在解;根据目标函数即能够求出每个粒子位置Hi对应的适应度值,第i个粒子的速度为Vi=(Vi1,Vi2,…,ViD)T,其个体极值为Pi=(Pi1,Pi2,…,PiD)T,种群的全部极值为Pg=(Pg1,Pg2,…,PgD)TS303: Assume that in a D-dimensional space, there are n particles, i.e., a population H = (H 1 H 2 … H n ) composed of the aforementioned n sets of data sets, and the ith particle is represented by a D-dimensional vector H i = (h i1 ,h i2 , …,h iD ) T , which represents the position of the ith particle in the D-dimensional search space and also represents a potential solution to the problem; according to the objective function, the fitness value corresponding to each particle position H i can be obtained, the speed of the ith particle is V i = (V i1 ,V i2 , …,V iD ) T , its individual extreme value is P i = (P i1 ,P i2 , …,P iD ) T , and the total extreme value of the population is P g = (P g1 ,P g2 , …,P gD ) T ;

在每一次迭代过程中,粒子通过个体极值和全局极值更新自身的速度和位置,更新公式为:In each iteration, the particle updates its own speed and position through individual extrema and global extrema. The update formula is:

式中,ω为惯性权重;i=1,2,…,n,d=1,2,…,D;k为当前迭代次数;Vid为粒子的速度;c1和c2为非负的常数,成为加速度因子;r1和r2为分布于[0,1]之间的随机数,为防止粒子的盲目搜索,将其位置和速度限制在一定区间的[-Xmax,Xmax]、[-Vmax,Vmax];Wherein, ω is the inertia weight; i = 1, 2, …, n, d = 1, 2, …, D; k is the current iteration number; V id is the velocity of the particle; c 1 and c 2 are non-negative constants, which become acceleration factors; r 1 and r 2 are random numbers distributed between [0, 1]. To prevent blind search of particles, their position and velocity are limited to a certain interval of [-X max , X max ], [-V max , V max ];

根据个体得到BP神经网络的初始权值和阈值,用训练数据训练BP神经网络后预测系统输出,把预测输出和期望输出之间的误差绝对值和E作为个体适应度值F,计算公式为:The initial weights and thresholds of the BP neural network are obtained according to the individual. The system output is predicted after the BP neural network is trained with the training data. The absolute value of the error between the predicted output and the expected output and E are taken as the individual fitness value F. The calculation formula is:

式中,每个粒子构成一个节点,即n在神经网络中为网络输出节点数,yi为BP神经网络第i个节点的期望输出,oi为第i个节点的预测输出,t为系数;In the formula, each particle constitutes a node, that is, n is the number of network output nodes in the neural network, yi is the expected output of the ith node of the BP neural network, oi is the predicted output of the ith node, and t is the coefficient;

为了解决人工神经网络中局部最优和过早收敛的缺陷,在惩罚函数中引入粒子群算法(PSO)来优化BP神经网络,每个粒子代表神经网络的权值和阈值,通过粒子寻优找到网络最佳的初始权值和阈值,使优化后的BP神经网络能够更好地预测函数的输出。In order to solve the defects of local optimum and premature convergence in artificial neural networks, the particle swarm algorithm (PSO) is introduced in the penalty function to optimize the BP neural network. Each particle represents the weight and threshold of the neural network. The optimal initial weight and threshold of the network are found through particle optimization, so that the optimized BP neural network can better predict the output of the function.

基于PSO算法的函数极值寻优算法流程,如图4所示。其中,粒子和速度初始化对初始粒子位置和粒子速度赋予随机值。根据式(77)适应度函数用训练数据训练BP神经网络,并且把训练数据误差作为个体适应度值F。根据初始粒子适应度值确定个体极值和群体极值。根据式(75)与式(76)更新粒子速度和位置。根据新种群中粒子适应度值更新个体极值和群体极值。The process of the function extreme value optimization algorithm based on the PSO algorithm is shown in Figure 4. Among them, the particle and velocity initialization assigns random values to the initial particle position and particle velocity. According to the fitness function of formula (77), the BP neural network is trained with the training data, and the training data error is used as the individual fitness value F. The individual extreme value and the group extreme value are determined according to the initial particle fitness value. The particle velocity and position are updated according to formulas (75) and (76). The individual extreme value and the group extreme value are updated according to the particle fitness value in the new population.

S303:将滚动轴承的几何尺寸、作用载荷以及材料强度看作基本随机参数X=(x1,x2,…,xn),BP神经网络是由输入层、隐藏层、输出层构成的单向传播前向网络,其中,输入层节点数为p,隐藏层节点数为q,输出层节点数为r,内部各层由神经元传递得出其函数关系:S303: The geometric dimensions, loads and material strength of the rolling bearing are regarded as basic random parameters X = (x 1 , x 2 , ..., x n ). The BP neural network is a one-way propagation forward network consisting of an input layer, a hidden layer and an output layer, wherein the number of nodes in the input layer is p, the number of nodes in the hidden layer is q, and the number of nodes in the output layer is r. The functional relationship of each internal layer is obtained by neuron transmission:

式中,hk为隐藏层的输出,yj为输出层的输出,xi为输入变量,wik和vkj分别为权值,αk和βj分别隐藏层和输出层的阀值,f1(·)为S型非线性函数tansig,f2(·)是线性函数purelin;Where h k is the output of the hidden layer, y j is the output of the output layer, xi is the input variable, w ik and v kj are weights, α k and β j are the thresholds of the hidden layer and the output layer, respectively, f 1 (·) is the S-type nonlinear function tansig, and f 2 (·) is the linear function purelin;

通过式(78)和式(79)所示的神经网络映射关系,在误差允许范围内对数据的输入和输出进行拟合,则拟合函数关系为:Through the neural network mapping relationship shown in equations (78) and (79), the input and output of the data are fitted within the allowable error range, and the fitting function relationship is:

根据应力-强度干涉模型,在概率信息缺失情况下的滚动轴承塑性变形可靠性的极限状态函数g(X)为:According to the stress-strength interference model, the limit state function g(X) of the reliability of rolling bearing plastic deformation in the absence of probability information is:

式中,许用屈服极限应力σsWhere, the allowable yield stress σ s is used.

滚动轴承的受力是一个复杂的隐式非线性系统,不能够直接用高阶矩法进行可靠性分析。因此,使用BP神经网络来显式表达基本随机变量与等效应力为qeq之间的关系。The force of rolling bearing is a complex implicit nonlinear system, which cannot be directly analyzed by high-order moment method. Therefore, BP neural network is used to explicitly express the relationship between basic random variables and equivalent stress q eq .

S4:基于高阶矩法对滚动轴承的塑性变形进行可靠性和灵敏度分析,确定滚动轴承塑性变形的可靠性指标和可靠度以及可靠性随基本随机变量的变化趋势,揭示基本随机变量的变化对滚动轴承塑性变形可靠性的影响;具体过程为:S4: Based on the high-order moment method, reliability and sensitivity analysis of the plastic deformation of rolling bearings are carried out to determine the reliability index and reliability of the plastic deformation of rolling bearings and the reliability change trend with the basic random variables, and reveal the influence of the change of basic random variables on the reliability of the plastic deformation of rolling bearings; the specific process is as follows:

S401:对滚动轴承的塑性变形进行可靠性分析;S401: Reliability analysis of plastic deformation of rolling bearings;

根据结构可靠性的应力-强度干涉模型,求解可靠度需要建立可靠性分析的极限状态函数g(X),用以表示滚动轴承在工作过程中的可靠性的两种状态,即According to the stress-strength interference model of structural reliability, solving the reliability requires establishing the limit state function g(X) of reliability analysis to represent the two states of reliability of rolling bearings during operation, namely

式中,极限状态函数方程g(X)=0是一个n维极限状态曲面;In the formula, the limit state function equation g(X) = 0 is an n-dimensional limit state surface;

极限状态函数的均值μg,标准差σg,三阶矩θg和四阶矩ηgThe mean μ g , standard deviation σ g , third-order moment θ g and fourth-order moment η g of the limit state function:

式中,μX,C2(X),C3(X)和C4(X)分别代表基本随机参数X的均值矩阵、方差与协方差矩阵、三阶矩矩阵和四阶矩矩阵;无论基本随机参数X是否为独立变量,均采用方差与协方差矩阵C2(X)的对角线项作为标准偏差矢量C2(X)=diag(σX)[ρ]diag(σX);Wherein, μ X , C 2 (X), C 3 (X) and C 4 (X) represent the mean matrix, variance and covariance matrix, third-order moment matrix and fourth-order moment matrix of the basic random parameter X respectively; whether the basic random parameter X is an independent variable or not, the diagonal term of the variance and covariance matrix C 2 (X) is used as the standard deviation vector C 2 (X) = diag(σ X )[ρ]diag(σ X );

在无法确定基本随机变量向量X的概率分布的情况下,如果知道均值向量E(X)=μX,方差与协方差矩阵C2(X),三阶矩阵C3(X)和四阶矩阵C4(X),根据高阶矩法,可靠性指标βFM定义为:When the probability distribution of the basic random variable vector X cannot be determined, if the mean vector E(X) = μ X , the variance and covariance matrix C 2 (X), the third-order matrix C 3 (X) and the fourth-order matrix C 4 (X) are known, the reliability index β FM is defined as follows according to the higher-order moment method:

式中,为基本随机参数向量X服从正态分布时的可靠性指标,为极限状态函数g(X)的偏态系数,为极限状态函数g(X)的峰态系数,经过整理得到高阶矩法的可靠性指标的另一种表达形式为:In the formula, is the reliability index when the basic random parameter vector X obeys the normal distribution, is the skewness coefficient of the limit state function g(X), is the peak coefficient of the limit state function g(X). After sorting, another expression of the reliability index of the high-order moment method is obtained:

进一步确定可靠度RFM的近似估计值为:The approximate estimated value of the reliability R FM is further determined as:

RFM=Φ(βFM) (89)R FM =Φ(β FM ) (89)

其中,Φ(·)代表标准正态分布函数;Where Φ(·) represents the standard normal distribution function;

S402:对滚动轴承的塑性变形进行在概率信息缺失情况下的灵敏度分析;S402: performing sensitivity analysis on the plastic deformation of the rolling bearing in the absence of probability information;

根据式(33)和式(34),整理得到可靠度RFM对基本随机变量向量X均值向量μX和标准差向量σX的灵敏度分别为:According to equations (33) and (34), the sensitivity of reliability R FM to the mean vector μ X and standard deviation vector σ X of the basic random variable vector X is obtained as follows:

式中,In the formula,

其中,φ(·)表示标准正态概率密度函数;Where φ(·) represents the standard normal probability density function;

可靠度指标对极限状态函数的前四阶矩(μg,σg,θg和ηg)的导数为:The derivatives of the reliability index with respect to the first four moments (μ g , σ g , θ g and η g ) of the limit state function are:

极限状态函数的前四阶矩对基本随机变量均值μX的导数为:The derivatives of the first four moments of the limit state function with respect to the mean μX of the basic random variable are:

极限状态函数的前四阶矩对基本随机变量标准差σX的导数为:The derivatives of the first four moments of the limit state function with respect to the standard deviation of the basic random variable σ X are:

其中,[ρ]为相关系数矩阵,diag(·)为对角矩阵,分别表示为:in, [ρ] is the correlation coefficient matrix, diag(·) is the diagonal matrix, which are expressed as:

3]为三阶相关系数矩阵; 3 ] is the third-order correlation coefficient matrix;

4]为四阶相关系数矩阵; 4 ] is the fourth-order correlation coefficient matrix;

将已知条件与相关数据分别代入式(35)和式(36),得到可靠性灵敏度数值;Substituting the known conditions and relevant data into equations (35) and (36), we can obtain the reliability sensitivity and Numeric value;

可靠性灵敏度梯度的形式表示为:The reliability sensitivity gradient is expressed as:

式中,梯度grad[·]表示可靠度的变化率;In the formula, gradient grad[·] represents the rate of change of reliability;

无量纲化后的可靠性对基本随机参数的均值灵敏度τi和标准差灵敏度ηi分别表示为:The dimensionless reliability sensitivity to the mean value τ i and standard deviation sensitivity η i of the basic random parameters are expressed as:

无量纲化的可靠性灵敏度梯度si为:The dimensionless reliability sensitivity gradient si is:

将si标准化后得到灵敏度因子λi为:After standardizing s i , the sensitivity factor λ i is:

可靠度灵敏度无量纲化避免了随机参数的单位不统一导致可靠度灵敏度之间没有比较性。The dimensionless reliability sensitivity avoids the incomparability between reliability sensitivities caused by inconsistent units of random parameters.

为了方便理解本发明的上述技术方案,以下通过具体实施例对本发明的上述技术方案进行详细说明。In order to facilitate understanding of the above technical solutions of the present invention, the above technical solutions of the present invention are described in detail below through specific embodiments.

实施例1Example 1

在众多轴承种类中,角接触球轴承能够同时承受径向力和轴向力,且具有较好的稳定性和良好的润滑特性,被广泛应用于机床主轴和电主特性会影响旋转系统的工作性能。Among many types of bearings, angular contact ball bearings can withstand radial and axial forces at the same time, and have good stability and good lubrication properties. They are widely used in machine tool spindles and electric main characteristics, which will affect the working performance of the rotating system.

本实施例选取某一型号的角接触滚动轴承,已知滚动体数目Z=16,初始接触角α=40°,滚道与滚动体的泊松比和弹性模量分别为ξ1=ξ2=0.3,E1=E2=208GPa。在基本随机参数向量X=(dm Dw ri r0 Fa Fr σs)T中,许用屈服极限应力σs是唯一的概率分布难以确定的随机变量,但是σs的前四阶矩是已知的, 其他基本随机参数变量均服从独立正态分布,均值和标准差如表1所示。In this embodiment, a certain type of angular contact rolling bearing is selected. It is known that the number of rolling elements Z = 16, the initial contact angle α = 40°, the Poisson's ratio and elastic modulus of the raceway and the rolling element are ξ 1 = ξ 2 = 0.3, and E 1 = E 2 = 208 GPa. In the basic random parameter vector X = (d m D w r i r 0 F a F r σ s ) T , the allowable yield stress σ s is the only random variable whose probability distribution is difficult to determine, but the first four moments of σ s are known. Other basic random parameter variables all obey independent normal distribution, and their means and standard deviations are shown in Table 1.

表1滚动轴承的基本随机变量及其统计特征Table 1 Basic random variables and statistical characteristics of rolling bearings

采用拉丁超立方设计按照正态分布对dm、Dw、ri、r0、Fa、Fr进行抽样,将抽样数据按组带入到滚动轴承的静力平衡方程,获取等效应力qeq,获得500组数据,60%的数据用于训练集,20%用于验证集,其余20%用于测试集。选取3层结构BP神经网络,是由输入层、隐藏层、输出层构成的单向传播前向网络,网络结构连接如图5所示。其中,输入层节点数为6,隐藏层节点数为10,输出层节点数为1。根据神经网络映射关系,设置训练误差为10-5,在误差允许范围内对数据的输入和输出进行拟合,则其拟合函数关系为:Latin hypercube design is used to sample d m , D w , r i , r 0 , F a , and F r according to normal distribution. The sampled data are grouped into the static equilibrium equation of the rolling bearing to obtain the equivalent stress q eq , and 500 groups of data are obtained, 60% of the data are used for the training set, 20% for the validation set, and the remaining 20% for the test set. A 3-layer BP neural network is selected, which is a one-way propagation forward network consisting of an input layer, a hidden layer, and an output layer. The network structure connection is shown in Figure 5. Among them, the number of input layer nodes is 6, the number of hidden layer nodes is 10, and the number of output layer nodes is 1. According to the neural network mapping relationship, the training error is set to 10 -5 , and the input and output of the data are fitted within the error allowable range. The fitting function relationship is:

式中,xi为输入变量,wik和vkj分别为3层间的权值,αk和βj分别隐藏层和输出层的阀值,f1(·)为S型非线性函数sigmoid,f2(·)为线性函数purelin。Where xi is the input variable, wik and vkj are the weights between the three layers, αk and βj are the thresholds of the hidden layer and the output layer, respectively, f1 (·) is the S-type nonlinear function sigmoid, and f2 (·) is the linear function purelin.

BP神经网络的回归图,如图6(a)-图6(d)所示,给出神经网络输出的等效应力和构成训练集、验证集、测试集这3个集的所有数据之间的关联性,以及三个图集的均值R=0.99995,表明输出和目标的关联度为99.995%,说明所训练的BP神经网络具有较好的拟合效果。The regression graphs of the BP neural network, as shown in Figures 6(a) to 6(d), show the correlation between the equivalent stress output by the neural network and all the data constituting the training set, validation set, and test set, as well as the mean value of the three graph sets R = 0.99995, indicating that the correlation between the output and the target is 99.995%, indicating that the trained BP neural network has a good fitting effect.

根据应力-强度干涉模型,在概率信息缺失情况下的滚动轴承塑性变形的可靠性极限状态函数可表示为:According to the stress-strength interference model, the reliability limit state function of rolling bearing plastic deformation in the absence of probability information can be expressed as:

根据先前推导的理论,通过将滚动轴承相关数据代入在可靠性极限状态函数的前四阶矩表达式(83)-(86),再代入滚动轴承塑性变形的可靠性指标和可靠度的表达式(87)和(89)式进行可靠性设计计算,得到滚动轴承的可靠度指标βFM和可靠度RFM为:According to the previously derived theory, by substituting the relevant data of the rolling bearing into the first four moment expressions (83)-(86) of the reliability limit state function, and then substituting them into the reliability index and reliability expressions (87) and (89) of the plastic deformation of the rolling bearing for reliability design calculation, the reliability index β FM and reliability R FM of the rolling bearing are obtained as follows:

βFM=2.7727β FM = 2.7727

RFM=0.99722R FM =0.99722

Monte Carlo模拟法(MCS)由于与计算的误差与问题的维度无关,并且对于连续性问题不必离散化处理,己经成为计算可靠度的标杆。通过MCS模拟105次,获得的可靠度为RMCMonte Carlo simulation (MCS) has become a benchmark for calculating reliability because the error in the calculation is independent of the dimension of the problem and it does not need to discretize the continuous problem. The reliability obtained by MCS simulation 10 5 times is R MC :

RMC=0.99805R MC =0.99805

计算结果表明,使用本发明的方法获得的结果和Monte Carlo数值模拟获得的具有很好的一致性。The calculation results show that the results obtained by the method of the present invention are in good agreement with those obtained by Monte Carlo numerical simulation.

表2灵敏度结果Table 2 Sensitivity results

根据式(107)-(110),灵敏度计算结果如表2所示,结合图8-图9,得到以下结论:According to equations (107)-(110), the sensitivity calculation results are shown in Table 2. Combined with Figures 8-9, the following conclusions are obtained:

(1)可靠性均值灵敏度的分析结果如图7(a)所示,从可以看出滚动轴承塑性变形的可靠度对滚动轴承的dm、Dw、Fa和σs的均值灵敏度为正,说明滚动轴承的可靠度随着它们的均值增大而提高;也就是说,影响是积极的。ri、re和Fr的均值灵敏度为负,说明它们的影响是消极的。例如,在滚动轴承的工程设计中,提高材料的强度属性可以有效减少塑性变形的发生,增加相应的可靠度;随着ri和re的增加,滚动轴承的吻合度将减小,此时塑性变形的可靠度也会降低。(1) The analysis results of the reliability mean sensitivity are shown in Figure 7(a). It can be seen that the reliability of rolling bearing plastic deformation is positively sensitive to the mean values of d m , D w , Fa and σ s of the rolling bearing, indicating that the reliability of the rolling bearing increases as their mean values increase; in other words, the influence is positive. The mean sensitivity of ri , re and F r is negative, indicating that their influence is negative. For example, in the engineering design of rolling bearings, improving the strength properties of the material can effectively reduce the occurrence of plastic deformation and increase the corresponding reliability; as ri and re increase, the fit of the rolling bearing will decrease, and the reliability of plastic deformation will also decrease.

(2)可靠性标准差灵敏度的分析结果如图7(b)所示,从可以看出滚动轴承的可靠度随着7个变量的标准差的增大而降低,结果会趋于失效。最敏感的是Dw和ri,其它变量不是很敏感。基本随机参数的标准差差越大,表明参数的随机离散越大,基本随机参数的标准偏差会对滚动轴承的塑性变形的可靠性产生负面影响,这也与实际工程设计规则相吻合。(2) The analysis results of the reliability standard deviation sensitivity are shown in Figure 7(b). It can be seen that the reliability of the rolling bearing decreases with the increase of the standard deviation of the seven variables, and the result will tend to fail. The most sensitive are Dw and ri , and the other variables are not very sensitive. The larger the standard deviation of the basic random parameters, the greater the random dispersion of the parameters. The standard deviation of the basic random parameters will have a negative impact on the reliability of the plastic deformation of the rolling bearing, which is also consistent with the actual engineering design rules.

(3)可靠性梯度的分析结果如图7(c)所示,梯度从高到低按以下顺序排序:①滚动体直径Dw,②内沟曲率半径ri,③外沟曲率半径re,④许用屈服极限应力σs,⑤节圆直径dm,⑥径向力Fr,⑦轴向力Fa。在此基础上,评估每个基本随机参数的变化对可靠性的影响程度。可以用作工程修改设计,重新分析和重新设计的有效且实用的工具。(3) The analysis results of the reliability gradient are shown in Figure 7(c). The gradients are ranked from high to low in the following order: ① rolling element diameter Dw , ② inner groove curvature radius r i , ③ outer groove curvature radius r e , ④ allowable yield stress σ s , ⑤ pitch circle diameter d m , ⑥ radial force F r , ⑦ axial force F a . On this basis, the influence of the change of each basic random parameter on the reliability is evaluated. It can be used as an effective and practical tool for engineering modification design, re-analysis and re-design.

(4)无量刚化的可靠性梯度的占比分析结果如图7(d)所示,从si和λi看出,σs、Fr和Dw三个随机参数影响较大,较为敏感,约占到了整体的95.5%,其次是ri,因此在滚动轴承的设计、生产和使用中,应该严格的控制这四个因素。从结果还可以看出,决定滚动轴承是否发生塑性变形,最重要的是轴承材料本身和作用在滚动轴承上的径向力,这也和实际的工程情况相符合。(4) The analysis results of the proportion of the reliability gradient of the unmodified rigidification are shown in Figure 7(d). From si and λ i, it can be seen that the three random parameters σ s , F r and D w have a greater influence and are more sensitive, accounting for about 95.5% of the total, followed by r i . Therefore, these four factors should be strictly controlled in the design, production and use of rolling bearings. It can also be seen from the results that the most important factors that determine whether the rolling bearing undergoes plastic deformation are the bearing material itself and the radial force acting on the rolling bearing, which is also consistent with the actual engineering situation.

以上分析结果表明,提高滚动轴承材料的材料性能和降低作用力的大小是降低失效概率的最有效途径。对于滚动轴承的几何尺寸,应该严格控制滚动体的直径Dw和ri,以防止塑性变形的发生。图8和图9显示了滚动轴承塑性变形的可靠度在Dw和ri的均值附近的变化情况,以便设计时改善这两个参数,可以看出,可靠性与基本随机变量Dw和ri之间的关系与可靠性的灵敏度分析结果是一致的。The above analysis results show that improving the material properties of rolling bearing materials and reducing the magnitude of the force are the most effective ways to reduce the probability of failure. For the geometric dimensions of rolling bearings, the diameters Dw and ri of the rolling elements should be strictly controlled to prevent the occurrence of plastic deformation. Figures 8 and 9 show the changes in the reliability of plastic deformation of rolling bearings near the mean values of Dw and ri , so as to improve these two parameters during design. It can be seen that the relationship between reliability and basic random variables Dw and ri is consistent with the results of the sensitivity analysis of reliability.

可靠性工程的理论和实践表明,可靠性指标于基本随机变量的均值和标准差等统计特征量密切相关且非常敏感。从本发明建立的概率信息缺失情况下的滚动轴承塑性变形的可靠性理论模型获得的计算结果与实际工程设计规则相吻合,更近一步地,本发明建立的理论定量地给出了基本随机变量对滚动轴承塑性变形可靠性的影响,这正是本发明建立的可靠性理论模型和可靠性的灵敏度分析体现其价值之处。The theory and practice of reliability engineering show that reliability indicators are closely related to statistical characteristic quantities such as the mean and standard deviation of basic random variables and are very sensitive. The calculation results obtained from the reliability theoretical model of rolling bearing plastic deformation in the absence of probability information established by the present invention are consistent with the actual engineering design rules. Furthermore, the theory established by the present invention quantitatively gives the influence of basic random variables on the reliability of rolling bearing plastic deformation, which is exactly where the reliability theoretical model and reliability sensitivity analysis established by the present invention reflect their value.

以上所述仅为本发明的优选实施例而已,并不用于限制本发明,对于本领域的技术人员来说,本发明可以有各种更改和变化。凡在本发明的精神和原则之内,所作的任何修改、等同替换、改进等,均应包含在本发明的保护范围之内。The above description is only a preferred embodiment of the present invention and is not intended to limit the present invention. For those skilled in the art, the present invention may have various modifications and variations. Any modification, equivalent replacement, improvement, etc. made within the spirit and principle of the present invention shall be included in the protection scope of the present invention.

Claims (1)

1.一种滚动轴承的塑性变形的可靠性和灵敏度分析方法,其特征在于,包括以下步骤:1. A reliability and sensitivity analysis method for plastic deformation of a rolling bearing, characterized by comprising the following steps: S1:建立滚动轴承塑性变形的力学模型,将滚动轴承载荷参数、几何参数和材料参数看作基本随机变量,采用拉丁超立方设计对基本随机变量抽样n组,抽样结果分组带入滚动轴承的静力平衡方程,得到对应的n个最大接触载荷Q;S1: Establish a mechanical model of rolling bearing plastic deformation, regard the rolling bearing load parameters, geometric parameters and material parameters as basic random variables, use Latin hypercube design to sample n groups of basic random variables, and bring the sampling results into the static equilibrium equation of the rolling bearing to obtain the corresponding n maximum contact loads Q; S2:根据赫兹接触理论,对于滚动体与滚道接触形成的椭圆接触区域,最大接触应力为qmax,采用第四强度理论,得到等效应力qeq,通过n个最大接触载荷Q得到n个等效应力qeqS2: According to the Hertz contact theory, for the elliptical contact area formed by the rolling element and the raceway, the maximum contact stress is q max . The fourth strength theory is used to obtain the equivalent stress q eq . The n equivalent stresses q eq are obtained through the n maximum contact loads Q. S3:通过BP神经网络拟合基本随机变量和等效应力qeq之间的关系,以粒子群算法即PSO得到网络最佳的初始权值和阈值,根据应力-强度干涉模型建立滚动轴承塑性变形的极限状态函数;S3: The relationship between the basic random variables and the equivalent stress q eq is fitted by the BP neural network, the optimal initial weights and thresholds of the network are obtained by the particle swarm algorithm (PSO), and the limit state function of the plastic deformation of the rolling bearing is established according to the stress-strength interference model; S4:基于高阶矩法对滚动轴承的塑性变形进行可靠性和灵敏度分析,确定滚动轴承塑性变形的可靠性指标和可靠度以及可靠性随基本随机变量的变化趋势,揭示基本随机变量的变化对滚动轴承塑性变形可靠性的影响;S4: Based on the high-order moment method, reliability and sensitivity analysis of the plastic deformation of rolling bearings are carried out to determine the reliability index and reliability of the plastic deformation of rolling bearings and the changing trend of reliability with basic random variables, and to reveal the influence of the change of basic random variables on the reliability of plastic deformation of rolling bearings; 所述步骤S1的具体过程为:The specific process of step S1 is as follows: S101:滚动轴承在轴向力Fa、径向力Fr和力矩M的联合载荷作用下的静力平衡方程为:S101: The static equilibrium equation of a rolling bearing under the combined load of axial force Fa , radial force Fr and moment M is: 其中,Kn为刚度系数,α0为初始接触角,Ri为内滚道沟曲率中心轨迹的半径,ψ为方位角,dm为节圆直径,δa为相对轴向位移,δr为相对径向位移,θ为相对角位移;Where, Kn is the stiffness coefficient, α0 is the initial contact angle, R i is the radius of the inner raceway groove curvature center trajectory, ψ is the azimuth angle, d m is the pitch circle diameter, δ a is the relative axial displacement, δ r is the relative radial displacement, and θ is the relative angular displacement; A为滚动轴承无负荷接触状态下,任意位置内、外沟曲率中心距离:A is the distance between the center of curvature of the inner and outer grooves at any position in the rolling bearing under no-load contact state: A=(fi+fe-1)Dw (4)A=( fi +fe - 1) Dw (4) 为无量纲位移: is the dimensionless displacement: 式中,fi为内滚道沟曲率半径系数,fe为外滚道沟曲率半径系数,Dw为滚动体直径;Where, fi is the inner raceway groove curvature radius coefficient, fe is the outer raceway groove curvature radius coefficient, and Dw is the rolling element diameter; S102:方程(1)-(3)是δa、δr和θ为未知量的联立非线性方程组,采用牛顿迭代法计算得到δa、δr和θ的值,在ψ=0处即得到滚动轴承的滚动体受到的最大接触载荷Q:S102: Equations (1)-(3) are a set of simultaneous nonlinear equations with δ a , δ r and θ as unknown variables. The values of δ a , δ r and θ are calculated using the Newton iteration method. At ψ = 0, the maximum contact load Q on the rolling element of the rolling bearing is obtained: S103:采用拉丁超立方设计对基本随机变量抽样n组,抽样结果分组带入静力平衡方程,得到对应的n个最大接触载荷Q;S103: Use Latin hypercube design to sample n groups of basic random variables, and bring the sampling results into the static equilibrium equation to obtain the corresponding n maximum contact loads Q; 所述步骤S2的具体过程为:The specific process of step S2 is: S201:根据赫兹基础理论,对于滚动体与滚道接触形成的椭圆接触区域,最大接触应力qmax为:S201: According to Hertz's basic theory, for the elliptical contact area formed by the contact between the rolling element and the raceway, the maximum contact stress q max is: 其中,接触区椭圆的长半轴a、短半轴b分别为:Among them, the major semi-axis a and the minor semi-axis b of the contact area ellipse are: 其中,为等效弹性模量,ξ1、ξ2分别为滚道和滚动体的泊松比,E1、E2为分别为滚道和滚动体的弹性模量;∑ρ为滚道的曲率和;in, is the equivalent elastic modulus, ξ 1 , ξ 2 are the Poisson's ratios of the raceway and rolling element, E 1 , E 2 are the elastic moduli of the raceway and rolling element, ∑ρ is the curvature of the raceway and; Π(e)为第二类完全椭圆积分,e为椭圆偏心率,具体地,Π(e) is the complete elliptic integral of the second kind, e is the eccentricity of the ellipse, specifically, e2=1-1/k2 (11)e 2 =1-1/k 2 (11) 式中,Rx为球轴承接触点处沿运动方向的等效曲率半径,Ry为球轴承接触点处垂直运动方向的等效曲率半径;Where Rx is the equivalent radius of curvature along the direction of motion at the contact point of the ball bearing, and Ry is the equivalent radius of curvature perpendicular to the direction of motion at the contact point of the ball bearing; S202:在点接触条件下,接触中心点的应力状态为三向压应力状态σ1、σ2和σ3,采取工程主应力符号表示,即σ1≥σ2≥σ3S202: Under point contact conditions, the stress state at the contact center is a triaxial compressive stress state of σ 1 , σ 2 and σ 3 , expressed using engineering principal stress symbols, i.e. σ 1 ≥σ 2 ≥σ 3 : σ1=-qmax[0.505+0.255(b/a)0.6609] (13)σ 1 =-q max [0.505+0.255(b/a) 0.6609 ] (13) σ2=-qmax[1.01-0.250(b/a)0.5797] (14)σ 2 =-q max [1.01-0.250(b/a) 0.5797 ] (14) σ3=-qmax (15)σ 3 = -q max (15) 式中,负号表示主应力为压应力;In the formula, the negative sign indicates that the principal stress is compressive stress; 对于三向受压的静应力状态,采用第四强度理论,椭圆接触区域内的等效应力qeq为:For the static stress state under triaxial compression, the fourth strength theory is used, and the equivalent stress q eq in the elliptical contact area is: 将式(13)-(15)带入(16)得到:Substituting equations (13)-(15) into (16), we obtain: S203:将步骤S1中获得的n个最大接触载荷Q分别带入式(7)和(17)中,得到相应的n个等效应力qeqS203: Substitute the n maximum contact loads Q obtained in step S1 into equations (7) and (17) respectively to obtain corresponding n equivalent stresses q eq ; 所述步骤S3的具体过程为:The specific process of step S3 is as follows: S301:步骤S1获得的n组基本随机变量和步骤S2获得的相应的n个等效应力qeq,构成n组数据集,将数据集分割为训练集、测试集和验证集;S301: The n groups of basic random variables obtained in step S1 and the corresponding n equivalent stresses q eq obtained in step S2 constitute n groups of data sets, and the data sets are divided into a training set, a test set and a validation set; S302:数据的归一化与反归一化;S302: Normalization and denormalization of data; 训练集的随机变量数据通过式(18)归一化,xk为原始数据,yk为对应的归一化后的数据:The random variable data of the training set is normalized by formula (18), where xk is the original data and yk is the corresponding normalized data: 测试集和验证集的随机变量数据通过式(19)进行归一化与反归一化:The random variable data of the test set and validation set are normalized and denormalized by formula (19): 其中,xmin为数据数列中的最小值,xmax为数据数列中的最大值,记录yk的最大值和最小值分别为ymax和yminWhere x min is the minimum value in the data series, x max is the maximum value in the data series, and the maximum and minimum values of y k are recorded as y max and y min respectively; S303:假设在一个D维空间中,有n个粒子即前述的n组数据集组成的种群H=(H1 H2LHn),第i个粒子表示为一个D维的向量Hi=(hi1,hi2,L,hiD)T,代表第i个粒子在D维搜索空间中的位置,也代表问题的一个潜在解;根据目标函数即能够求出每个粒子位置Hi对应的适应度值,第i个粒子的速度为Vi=(Vi1,Vi2,L,ViD)T,其个体极值为Pi=(Pi1,Pi2,L,PiD)T,种群的全部极值为Pg=(Pg1,Pg2,L,PgD)TS303: Assume that in a D-dimensional space, there are n particles, i.e., a population H = (H 1 H 2 LH n ) composed of the aforementioned n sets of data sets, and the ith particle is represented by a D-dimensional vector H i = (h i1 ,h i2 ,L,h iD ) T , which represents the position of the ith particle in the D-dimensional search space and also represents a potential solution to the problem; according to the objective function, the fitness value corresponding to each particle position H i can be obtained, the speed of the ith particle is V i = (V i1 ,V i2 ,L,V iD ) T , its individual extreme value is P i = (P i1 ,P i2 ,L,P iD ) T , and the total extreme value of the population is P g = (P g1 ,P g2 ,L,P gD ) T ; 在每一次迭代过程中,粒子通过个体极值和全局极值更新自身的速度和位置,更新公式为:In each iteration, the particle updates its own speed and position through individual extrema and global extrema. The update formula is: 式中,ω为惯性权重;i=1,2,L,n,d=1,2,L,D;k为当前迭代次数;Vid为粒子的速度;c1和c2为非负的常数,成为加速度因子;r1和r2为分布于[0,1]之间的随机数,为防止粒子的盲目搜索,将其位置和速度限制在一定区间的[-Xmax,Xmax]、[-Vmax,Vmax];Wherein, ω is the inertia weight; i = 1, 2, L, n, d = 1, 2, L, D; k is the current iteration number; V id is the velocity of the particle; c 1 and c 2 are non-negative constants, which become acceleration factors; r 1 and r 2 are random numbers distributed between [0, 1]. To prevent blind search of particles, their position and velocity are limited to a certain interval of [-X max , X max ], [-V max , V max ]; 根据个体得到BP神经网络的初始权值和阈值,用训练数据训练BP神经网络后预测系统输出,把预测输出和期望输出之间的误差绝对值和E作为个体适应度值F,计算公式为:The initial weights and thresholds of the BP neural network are obtained according to the individual. The system output is predicted after the BP neural network is trained with the training data. The absolute value of the error between the predicted output and the expected output and E are taken as the individual fitness value F. The calculation formula is: 式中,每个粒子构成一个节点,即n在神经网络中为网络输出节点数,yi为BP神经网络第i个节点的期望输出,oi为第i个节点的预测输出,t为系数;In the formula, each particle constitutes a node, that is, n is the number of network output nodes in the neural network, yi is the expected output of the ith node of the BP neural network, oi is the predicted output of the ith node, and t is the coefficient; S303:将滚动轴承的几何尺寸、作用载荷以及材料强度看作基本随机参数X=(x1,x2,L,xn),BP神经网络是由输入层、隐藏层、输出层构成的单向传播前向网络,其中,输入层节点数为p,隐藏层节点数为q,输出层节点数为r,内部各层由神经元传递得出其函数关系:S303: The geometric dimensions, load and material strength of the rolling bearing are regarded as basic random parameters X = ( x1 , x2 , L, xn ). The BP neural network is a one-way propagation forward network consisting of an input layer, a hidden layer and an output layer, wherein the number of nodes in the input layer is p, the number of nodes in the hidden layer is q, and the number of nodes in the output layer is r. The functional relationship of each internal layer is obtained by neuron transmission: 式中,hk为隐藏层的输出,yj为输出层的输出,xi为输入变量,wik和vkj分别为权值,αk和βj分别隐藏层和输出层的阈值,f1(g)为S型非线性函数tansig,f2(g)是线性函数purelin;Where h k is the output of the hidden layer, y j is the output of the output layer, xi is the input variable, w ik and v kj are weights, α k and β j are the thresholds of the hidden layer and the output layer, respectively, f 1 (g) is the S-type nonlinear function tansig, and f 2 (g) is the linear function purelin; 通过式(23)和式(24)所示的神经网络映射关系,在误差允许范围内对数据的输入和输出进行拟合,则拟合函数关系为:Through the neural network mapping relationship shown in equations (23) and (24), the input and output of the data are fitted within the allowable error range, and the fitting function relationship is: 根据应力-强度干涉模型,在概率信息缺失情况下的滚动轴承塑性变形可靠性的极限状态函数g(X)为:According to the stress-strength interference model, the limit state function g(X) of the reliability of rolling bearing plastic deformation in the absence of probability information is: 式中,许用屈服极限应力σsWhere, allowable yield stress σ s ; 所述步骤S4的具体过程为:The specific process of step S4 is as follows: S401:对滚动轴承的塑性变形进行可靠性分析;S401: Reliability analysis of plastic deformation of rolling bearings; 根据结构可靠性的应力-强度干涉模型,求解可靠度需要建立可靠性分析的极限状态函数g(X),用以表示滚动轴承在工作过程中的可靠性的两种状态,即According to the stress-strength interference model of structural reliability, solving the reliability requires establishing the limit state function g(X) of reliability analysis to represent the two states of reliability of rolling bearings during operation, namely 式中,极限状态函数方程g(X)=0是一个n维极限状态曲面;In the formula, the limit state function equation g(X) = 0 is an n-dimensional limit state surface; 极限状态函数的均值μg,标准差σg,三阶矩θg和四阶矩ηgThe mean μ g , standard deviation σ g , third-order moment θ g and fourth-order moment η g of the limit state function: 式中,μX,C2(X),C3(X)和C4(X)分别代表基本随机参数X的均值矩阵、方差与协方差矩阵、三阶矩矩阵和四阶矩矩阵;无论基本随机参数X是否为独立变量,均采用方差与协方差矩阵C2(X)的对角线项作为标准偏差矢量C2(X)=diag(σX)[ρ]diag(σX);Wherein, μ X , C 2 (X), C 3 (X) and C 4 (X) represent the mean matrix, variance and covariance matrix, third-order moment matrix and fourth-order moment matrix of the basic random parameter X respectively; whether the basic random parameter X is an independent variable or not, the diagonal term of the variance and covariance matrix C 2 (X) is used as the standard deviation vector C 2 (X) = diag(σ X )[ρ]diag(σ X ); 在无法确定基本随机变量向量X的概率分布的情况下,如果知道均值向量E(X)=μX,方差与协方差矩阵C2(X),三阶矩阵C3(X)和四阶矩阵C4(X),根据高阶矩法,可靠性指标βFM定义为:When the probability distribution of the basic random variable vector X cannot be determined, if the mean vector E(X) = μ X , the variance and covariance matrix C 2 (X), the third-order matrix C 3 (X) and the fourth-order matrix C 4 (X) are known, the reliability index β FM is defined as follows according to the higher-order moment method: 式中,为基本随机参数向量X服从正态分布时的可靠性指标,为极限状态函数g(X)的偏态系数,为极限状态函数g(X)的峰态系数,经过整理得到高阶矩法的可靠性指标的另一种表达形式为:In the formula, is the reliability index when the basic random parameter vector X obeys the normal distribution, is the skewness coefficient of the limit state function g(X), is the peak coefficient of the limit state function g(X). After sorting, another expression of the reliability index of the high-order moment method is obtained: 进一步确定可靠度RFM的近似估计值为:The approximate estimated value of the reliability R FM is further determined as: RFM=Φ(βFM) (34)R FM =Φ(β FM ) (34) 其中,Φ(·)代表标准正态分布函数;Where Φ(·) represents the standard normal distribution function; S402:对滚动轴承的塑性变形进行在概率信息缺失情况下的灵敏度分析;S402: performing sensitivity analysis on the plastic deformation of the rolling bearing in the absence of probability information; 根据式(33)和式(34),整理得到可靠度RFM对基本随机变量向量X均值向量μX和标准差向量σX的灵敏度分别为:According to equations (33) and (34), the sensitivity of reliability R FM to the mean vector μ X and standard deviation vector σ X of the basic random variable vector X is obtained as follows: 式中,In the formula, 其中,φ(·)表示标准正态概率密度函数;Where φ(·) represents the standard normal probability density function; 可靠度指标对极限状态函数的前四阶矩(μg,σg,θg和ηg)的导数为:The derivatives of the reliability index with respect to the first four moments (μ g , σ g , θ g and η g ) of the limit state function are: 极限状态函数的前四阶矩对基本随机变量均值μX的导数为:The derivatives of the first four moments of the limit state function with respect to the mean μX of the basic random variable are: 极限状态函数的前四阶矩对基本随机变量标准差σX的导数为:The derivatives of the first four moments of the limit state function with respect to the standard deviation σ X of the basic random variable are: 其中,[ρ]为相关系数矩阵,diag(·)为对角矩阵,分别表示为:in, [ρ] is the correlation coefficient matrix, diag(·) is the diagonal matrix, which are expressed as: 3]为三阶相关系数矩阵; 3 ] is the third-order correlation coefficient matrix; 4]为四阶相关系数矩阵; 4 ] is the fourth-order correlation coefficient matrix; 将已知条件与相关数据分别代入式(35)和式(36),得到可靠性灵敏度数值;Substituting the known conditions and relevant data into equations (35) and (36), we can obtain the reliability sensitivity and Numeric value; 可靠性灵敏度梯度的形式表示为:The reliability sensitivity gradient is expressed as: 式中,梯度grad[·]表示可靠度的变化率;In the formula, gradient grad[·] represents the rate of change of reliability; 无量纲化后的可靠性对基本随机参数的均值灵敏度τi和标准差灵敏度ηi分别表示为:The dimensionless reliability sensitivity to the mean value τ i and standard deviation sensitivity η i of the basic random parameters are expressed as: 无量纲化的可靠性灵敏度梯度si为:The dimensionless reliability sensitivity gradient si is: 将si标准化后得到灵敏度因子λi为:After standardizing s i , the sensitivity factor λ i is:
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