CN114280618A - A three-dimensional beamforming method of small-size volume array based on acoustic vector hydrophone - Google Patents

A three-dimensional beamforming method of small-size volume array based on acoustic vector hydrophone Download PDF

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CN114280618A
CN114280618A CN202111494099.1A CN202111494099A CN114280618A CN 114280618 A CN114280618 A CN 114280618A CN 202111494099 A CN202111494099 A CN 202111494099A CN 114280618 A CN114280618 A CN 114280618A
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郭俊媛
朴胜春
李良文
张明辉
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Harbin Engineering University
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Abstract

The invention discloses a small-size volume array three-dimensional beam forming method based on an acoustic vector hydrophone. The invention relates to the technical field of beam forming of small-size acoustic vector arrays, which constructs a small-size acoustic vector volume array with a vector hydrophone as a primitive and a received signal model; obtaining the spatial gradients of each order of sound pressure in different directions by using a difference method; extracting multipole modes in each order of spatial gradient; synthesizing a spherical function by utilizing a multipole mode, and extracting spherical harmonics of each order of a three-dimensional sound field; the desired three-dimensional beam is synthesized using a spherical function. The invention can obtain any desired three-dimensional wave beam by weighting the small-size acoustic vector volume array by using the weighting vector, realizes the formation of the three-dimensional wave beam, not only solves the contradiction between the very-low frequency band high three-dimensional space gain and the array aperture, but also can meet the requirement of three-dimensional space detection.

Description

一种基于声矢量水听器的小尺寸体积阵三维波束形成方法A three-dimensional beamforming method of small-sized volume array based on acoustic vector hydrophone

技术领域technical field

本发明涉及声矢量阵的波束形成技术领域,是一种基于声矢量水听器的小尺寸体积阵三维波束形成方法。The invention relates to the technical field of beam forming of acoustic vector arrays, and is a three-dimensional beam forming method of small-sized volume arrays based on acoustic vector hydrophones.

背景技术Background technique

在低频甚低频工作段,传统声呐设计的瑞利限严重制约了水下声呐基阵的探测性能。而布阵间隔远小于半波长的小尺寸基阵研究工作的突破为本问题提供了解决思路。近几年,基于小尺寸声呐基阵的超指向性波束形成方法成为研究热点,大量的设计分析及计算机仿真表明了本类型基阵的优势。但目前的小尺寸阵列无论是以声压水听器还是矢量水听器为基元,都是以线列阵和平面阵为主要研究对象,由于其波束形成算法的局限性,仅适合于小掠射角目标探测与目标的水平方位角估计。In the low frequency and very low frequency working section, the Rayleigh limit of traditional sonar design seriously restricts the detection performance of underwater sonar array. The breakthrough in the research of small-scale arrays with array spacing far less than half wavelength provides a solution to this problem. In recent years, the super-directional beamforming method based on small-sized sonar array has become a research hotspot. A large number of design analysis and computer simulation show the advantages of this type of array. However, the current small-scale arrays, whether based on acoustic pressure hydrophones or vector hydrophones, are mainly based on linear arrays and planar arrays. Due to the limitations of their beamforming algorithms, they are only suitable for small Grazing angle target detection and target horizontal azimuth estimation.

随着水下探测向深远海发展,垂直方向包含的声场信息丰富,因此需要充分利用声场三维信息。但目前为止,在水声领域仍然缺少工作在甚低频段且适用于三维空间探测的小尺寸阵列及其波束形成算法,因此研究小尺寸阵列的三维波束形成算法是当前在实际工程应用中亟待解决的问题。With the development of underwater detection to the deep sea, the sound field information contained in the vertical direction is rich, so it is necessary to make full use of the three-dimensional information of the sound field. But so far, there is still a lack of small-sized arrays and their beamforming algorithms that work in very low frequency bands and are suitable for 3D space detection in the field of underwater acoustics. The problem.

发明内容SUMMARY OF THE INVENTION

本发明针对目前大多数小尺寸阵列波束无法在三维空间导向的问题,发明一种基于矢量水听器的小尺寸矢量体积阵波束形成算法,尤其是阵列相邻阵元间距与信号波长比值在d/λ≤1/6范围内的矢量体积阵。本发明提供了一种基于小尺寸声矢量体积阵的三维波束形成方法,本发明提供了以下技术方案:Aiming at the problem that most small-sized array beams cannot be guided in three-dimensional space at present, the present invention invents a small-sized vector volume array beamforming algorithm based on vector hydrophones, especially the ratio of the distance between adjacent array elements of the array to the signal wavelength is d A vector volume matrix in the range of /λ≤1/6. The present invention provides a three-dimensional beamforming method based on a small-sized acoustic vector volume array, and the present invention provides the following technical solutions:

一种基于声矢量水听器的小尺寸体积阵三维波束形成方法,包括以下步骤:A three-dimensional beamforming method for a small-sized volume array based on an acoustic vector hydrophone, comprising the following steps:

步骤1:构建以矢量水听器为基元的小尺寸声矢量体积阵,并构建接收信号模型;Step 1: Construct a small-sized acoustic vector volume array with the vector hydrophone as the primitive, and construct the received signal model;

步骤2:利用差分法得到声压对不同方向的各阶空间梯度;Step 2: Use the difference method to obtain the spatial gradient of each order of sound pressure to different directions;

步骤3:提取各阶空间梯度中的多极子模态;Step 3: Extract the multipole modes in each order of spatial gradients;

步骤4:利用多极子模态合成球函数,提取三维声场的各阶球谐波;Step 4: Use the multipole mode to synthesize the spherical function to extract the spherical harmonics of each order of the three-dimensional sound field;

步骤5:利用球函数合成期望三维波束。Step 5: Synthesize the desired 3D beam using the spherical function.

优选的,所述步骤1具体为:Preferably, the step 1 is specifically:

构建基于矢量水听器的小尺寸体积阵,建立接收信号模型:Construct a small-sized volume array based on vector hydrophones, and establish a received signal model:

Figure BDA0003399502220000021
Figure BDA0003399502220000021

其中,θ和φ分别表示俯仰角和方位角;

Figure BDA0003399502220000022
运算表示克罗内克积,
Figure BDA0003399502220000023
左侧向量中的元素分别代表阵元声压、x、y和z振速通道指向性,上标T表示转置;a(θ,φ)是阵列声压通道的导向矢量,
Figure BDA0003399502220000024
其中Lh=[xh,yh,zh]是第h号阵元(h=1,2,...M)空间位置,g=[sinθcosφ,sinθsinφ,cosθ]T,是信号对每个坐标轴的方向余弦向量。Among them, θ and φ represent the pitch angle and azimuth angle, respectively;
Figure BDA0003399502220000022
The operation represents the Kronecker product,
Figure BDA0003399502220000023
The elements in the vector on the left represent the directivity of the array element sound pressure, x, y and z vibration velocity channels respectively, and the superscript T represents the transposition; a(θ, φ) is the steering vector of the array sound pressure channel,
Figure BDA0003399502220000024
where L h =[x h ,y h ,z h ] is the spatial position of the h-th array element (h=1,2,...M), g=[sinθcosφ,sinθsinφ,cosθ] T , is the signal pair for each The direction cosine vector of each axis.

优选的,所述步骤2具体为:Preferably, the step 2 is specifically:

对阵列振速通道进行差分近似运算,得到声场的振速梯度:The differential approximation operation is performed on the array vibration velocity channel to obtain the vibration velocity gradient of the sound field:

Figure BDA0003399502220000025
Figure BDA0003399502220000025

其中,

Figure BDA0003399502220000026
是用μ方向振速通道差分近似得到
Figure BDA0003399502220000027
时,各接收通道系数构成的列向量,αl,m,n是l+m+n阶差分近似时带来的常系数。in,
Figure BDA0003399502220000026
It is approximated by the difference of the vibration velocity channel in the μ direction
Figure BDA0003399502220000027
When , the column vector formed by the coefficients of each receiving channel, α l, m, n is the constant coefficient brought by the l+m+n order difference approximation.

优选的,所述步骤3具体为:Preferably, the step 3 is specifically:

提取空间梯度中不随频率变化的多极子模态,确定提取各阶多极子模态时,各个接收通道的系数:Extract the multipole modes in the spatial gradient that do not change with frequency, and determine the coefficients of each receiving channel when extracting the multipole modes of each order:

Figure BDA0003399502220000031
Figure BDA0003399502220000031

其中,Ψl,m,n=(Dx)l(Dy)m(Dz)n是多极子模态,where Ψ l,m,n =(D x ) l (D y ) m (D z ) n is the multipole mode,

Dx=sinθcosφDy=sinθsinφDz=cosθ分别表示x、y和z通道的指向性,当μ=x,则DμΨl,m,n=Ψl+1,m,nD x =sinθcosφD y =sinθsinφD z =cosθ represents the directivity of x, y and z channels respectively, when μ=x, then D μ Ψ l,m,nl+1,m,n ,

同理可得μ=y,z时DμΨl,m,n的表达式,Fn(k)=(ikd)n是n阶差分的幅度补偿因子;Similarly, the expression of D μ Ψ l,m,n can be obtained when μ=y,z, F n (k)=(ikd) n is the amplitude compensation factor of the n-order difference;

Ψl,m,n=rl,m,nV(θ,φ)Ψ l,m,n =r l,m,n V(θ,φ)

其中,rl,m,n是用振速通道基于差分近似得到多极子模态Ψl,m,n时,各个接收通道的系数向量,对于所有的多极子模态,写成矩阵形式为:Among them, r l,m,n is the coefficient vector of each receiving channel when the multipole mode Ψ l,m,n is obtained by using the vibration velocity channel based on the differential approximation. For all the multipole modes, it is written in matrix form as :

HD=RV(θ,φ)H D =RV(θ,φ)

其中,HD包含l+m+n≤N的所有多极子模态,R是由rl,m,n构成的系数矩阵:where H D contains all multipole modes with l+m+n≤N, and R is the coefficient matrix composed of r l,m,n :

R=[r0,0,0 T,r1,0,0 T,...,rl,m,n T...]TR=[r 0,0,0 T ,r 1,0,0 T ,...,r l,m,n T ...] T .

优选的,所述步骤4具体为:Preferably, the step 4 is specifically:

将球函数用各阶多极子模态进行表示,确定球函数对应多极子模态的系数The spherical function is represented by the multipole modes of various orders, and the coefficients of the spherical function corresponding to the multipole modes are determined

Figure BDA0003399502220000032
Figure BDA0003399502220000032

其中,

Figure BDA0003399502220000033
Figure BDA0003399502220000034
是由各阶多极子模态HD表示
Figure BDA0003399502220000035
时,各阶多极子模态系数构成的向量,将阶数n≤N的所有球函数
Figure BDA0003399502220000036
用多极子模态表示,并写成矩阵形式有:in,
Figure BDA0003399502220000033
Figure BDA0003399502220000034
is represented by the multipole modes H D of various orders
Figure BDA0003399502220000035
When , the vector formed by the modal coefficients of multipoles of each order, all spherical functions of order n≤N
Figure BDA0003399502220000036
It is represented by a multipole mode and written in matrix form as follows:

bY(θ,φ)=EHD b Y (θ,φ)= EHD

其中,

Figure BDA0003399502220000037
是由n≤N且|m|≤n的各阶球函数
Figure BDA0003399502220000041
构成的(N+1)2×1列向量,E是由多极子模态得到各阶球函数的系数所构成的系数矩阵表示为:in,
Figure BDA0003399502220000037
are spherical functions of various orders with n≤N and |m|≤n
Figure BDA0003399502220000041
The (N+1) 2 × 1 column vector formed by E is the coefficient matrix formed by the coefficients of the spherical functions of each order obtained by the multipole mode, which is expressed as:

Figure BDA0003399502220000042
Figure BDA0003399502220000042

优选的,所述步骤5具体为:Preferably, the step 5 is specifically:

以球函数作为基函数将期望波束展开,求得各阶球函数的系数Expand the desired beam with the spherical function as the basis function, and obtain the coefficients of the spherical function of each order

Figure BDA0003399502220000043
Figure BDA0003399502220000043

根据波束图与波束形成器的关系,求得合成期望波束图时阵列各个接收通道的加权系数向量According to the relationship between the beam pattern and the beamformer, the weighting coefficient vector of each receiving channel of the array is obtained when the desired beam pattern is synthesized

BN(θ,φ)=wHss)V(θ,φ)=gHERV(θ,φ)B N (θ,φ)=w Hss )V(θ,φ)=g H ERV(θ,φ)

得到加权系数向量满足:The weighted coefficient vector is obtained to satisfy:

wHss)=gHERw Hs , φ s )=g H ER

利用上述加权向量对小尺寸矢量体积阵进行加权处理即可形成在三维空间内可导向的波束图。A beam pattern that can be steered in a three-dimensional space can be formed by performing weighting processing on a small-sized vector volume array by using the above-mentioned weighting vector.

本发明具有以下有益效果:The present invention has the following beneficial effects:

本发明利用上述加权向量对小尺寸矢量体积阵进行加权处理即可形成在三维空间内可导向的波束图,解决了现有小尺寸阵列波束无法在三维空间内导向的问题。本发明的优点是提供了一种甚低频段的小尺寸声矢量阵三维波束形成方法,不但解决了甚低频段高空间增益获取与阵列孔径之间的矛盾,还能满足三维空间探测的需求。本发明将多极子模态与球函数联系起来,通过多极子模态合成以θ和φ为变量的球函数,实现了小孔径下的阵列波束形成。根据球函数在三维空间内的正交完备性,利用各阶球函数合成在俯仰角和方位角上均可导向的期望三维波束,使得波束形成算法能够满足三维空间探测的需求。本发明利用矢量水听器自身的指向性,提取如步骤(5)所示的各阶多极子模态和步骤(6)所示的各阶球谐波。因此,相比较球形阵列常用的声场球谐波分解波束形成方法,在相同尺寸,相同阵元个数的情况下,本发明能提取更高阶数的球谐波,得到更高的阵增益和更窄的波束。The present invention uses the above weighting vector to perform weighting processing on the small-sized vector volume array to form a beam pattern that can be steered in three-dimensional space, and solves the problem that the existing small-sized array beams cannot be steered in three-dimensional space. The invention has the advantage of providing a three-dimensional beam forming method for a small-sized acoustic vector array in a very low frequency band, which not only solves the contradiction between the acquisition of high spatial gain in the very low frequency band and the array aperture, but also meets the needs of three-dimensional space detection. The invention connects the multipole mode with the spherical function, and realizes the array beam forming under the small aperture by synthesizing the spherical function with θ and φ as the variables through the multipole mode. According to the orthogonal completeness of spherical functions in three-dimensional space, the desired three-dimensional beams that can be steered in both elevation and azimuth angles are synthesized by spherical functions of various orders, so that the beamforming algorithm can meet the needs of three-dimensional space detection. The present invention utilizes the directivity of the vector hydrophone itself to extract the multipole modes of various orders shown in step (5) and the spherical harmonics of various orders shown in step (6). Therefore, compared with the commonly used acoustic field spherical harmonic decomposition beamforming method for spherical arrays, the present invention can extract higher order spherical harmonics under the condition of the same size and the same number of array elements to obtain higher array gain and narrower beam.

附图说明Description of drawings

图1是小尺寸矢量阵结构示意图;Fig. 1 is a schematic diagram of the structure of a small-sized vector array;

图2是二阶差分近似振速梯度示意图;Figure 2 is a schematic diagram of the second-order differential approximate vibration velocity gradient;

图3是发明内容流程框图;Fig. 3 is a flow chart of the content of the invention;

图4是小尺寸矢量阵3阶波束图;Fig. 4 is a 3rd order beam diagram of a small size vector array;

图5是小尺寸矢量阵3阶波束图随d/λ的变化,图5-(a)为方位角波束图;图5-(b)俯仰角波束图;Figure 5 is the change of the 3rd order beam pattern of the small-sized vector array with d/λ, Figure 5-(a) is the azimuth beam pattern; Figure 5-(b) The elevation angle beam pattern;

图6是小尺寸矢量阵不同模态阶数下增益随d/λ变化,图6-(a)阵增益,图6-(b)白噪声增益Figure 6 shows the variation of gain with d/λ under different modal orders of small-sized vector arrays, Figure 6-(a) Array gain, Figure 6-(b) White noise gain

具体实施方式Detailed ways

以下结合具体实施例,对本发明进行了详细说明。The present invention is described in detail below with reference to specific embodiments.

具体实施例一:Specific embodiment one:

一种基于声矢量水听器的小尺寸体积阵三维波束形成方法,包括以下步骤:A three-dimensional beamforming method for a small-sized volume array based on an acoustic vector hydrophone, comprising the following steps:

步骤1:构建以矢量水听器为基元的小尺寸声矢量体积阵,并构建接收信号模型;Step 1: Construct a small-sized acoustic vector volume array with the vector hydrophone as the primitive, and construct the received signal model;

所述步骤1具体为:The step 1 is specifically:

构建基于矢量水听器的小尺寸体积阵,建立接收信号模型:Construct a small-sized volume array based on vector hydrophones, and establish a received signal model:

Figure BDA0003399502220000051
Figure BDA0003399502220000051

其中,θ和φ分别表示俯仰角和方位角;

Figure BDA0003399502220000052
运算表示克罗内克积,
Figure BDA0003399502220000053
左侧向量中的元素分别代表阵元声压、x、y和z振速通道指向性,上标T表示转置;a(θ,φ)是阵列声压通道的导向矢量,
Figure BDA0003399502220000061
其中Lh=[xh,yh,zh]是第h号阵元(h=1,2,...M)空间位置,g=[sinθcosφ,sinθsinφ,cosθ]T,是信号对每个坐标轴的方向余弦向量。Among them, θ and φ represent the pitch angle and azimuth angle, respectively;
Figure BDA0003399502220000052
The operation represents the Kronecker product,
Figure BDA0003399502220000053
The elements in the vector on the left represent the directivity of the array element sound pressure, x, y and z vibration velocity channels respectively, and the superscript T represents the transposition; a(θ, φ) is the steering vector of the array sound pressure channel,
Figure BDA0003399502220000061
where L h =[x h ,y h ,z h ] is the spatial position of the h-th array element (h=1,2,...M), g=[sinθcosφ,sinθsinφ,cosθ] T , is the signal pair for each The direction cosine vector of each axis.

步骤2:利用差分法得到高阶振速梯度;Step 2: Use the difference method to obtain the high-order vibration velocity gradient;

所述步骤2具体为:The step 2 is specifically:

对阵列振速通道进行差分近似运算,得到声场的高阶振速梯度:The differential approximation operation is performed on the array vibration velocity channel to obtain the high-order vibration velocity gradient of the sound field:

Figure BDA0003399502220000062
Figure BDA0003399502220000062

其中,p0是参考阵元的声压响应,

Figure BDA0003399502220000063
是用μ方向振速通道差分近似
Figure BDA0003399502220000064
时,各接收通道系数构成的列向量,αl,m,n是l+m+n阶差分近似时带来的常系数。Among them, p 0 is the sound pressure response of the reference array element,
Figure BDA0003399502220000063
It is approximated by the difference of the vibration velocity channel in the μ direction
Figure BDA0003399502220000064
When , the column vector formed by the coefficients of each receiving channel, α l, m, n is the constant coefficient brought by the l+m+n order difference approximation.

步骤3:提取各阶振速梯度中的多极子模态;Step 3: Extract the multipole modes in each vibration velocity gradient;

所述步骤3具体为:The step 3 is specifically:

提取振速梯度中不随频率变化的多极子模态,确定提取各阶多极子模态时,各个接收通道的系数:Extract the multipole modes in the vibration velocity gradient that do not change with frequency, and determine the coefficients of each receiving channel when extracting the multipole modes of each order:

Figure BDA0003399502220000065
Figure BDA0003399502220000065

其中,Ψl,m,n=(Dx)l(Dy)m(Dz)n是多极子模态,where Ψ l,m,n =(D x ) l (D y ) m (D z ) n is the multipole mode,

Dx=sinθcosφDy=sinθsinφDz=cosθ分别表示x、y和z通道的指向性,当μ=x,则DμΨl,m,n=Ψl+1,m,nD x =sinθcosφD y =sinθsinφD z =cosθ represents the directivity of x, y and z channels respectively, when μ=x, then D μ Ψ l,m,nl+1,m,n ,

同理可得μ=y,z时DμΨl,m,n的表达式,Fn(k)=(ikd)n是n阶差分的幅度补偿因子;Similarly, the expression of D μ Ψ l,m,n can be obtained when μ=y,z, F n (k)=(ikd) n is the amplitude compensation factor of the n-order difference;

Ψl,m,n=rl,m,nV(θ,φ)Ψ l,m,n =r l,m,n V(θ,φ)

其中,rl,m,n是用振速通道基于差分近似得到多极子模态Ψl,m,n时,各个接收通道的系数向量,对于所有的多极子模态,写成矩阵形式为:Among them, r l,m,n is the coefficient vector of each receiving channel when the multipole mode Ψ l,m,n is obtained by using the vibration velocity channel based on the differential approximation. For all the multipole modes, it is written in matrix form as :

HD=RV(θ,φ)H D =RV(θ,φ)

其中,HD包含l+m+n≤N的所有多极子模态,,R是由rl,m,n构成的系数矩阵:Among them, H D contains all multipole modes of l+m+n≤N, and R is the coefficient matrix composed of r l,m,n :

R=[r0,0,0 T,r1,0,0 T,...,rl,m,n T...]TR=[r 0,0,0 T ,r 1,0,0 T ,...,r l,m,n T ...] T .

步骤4:利用多极子模态合成球函数,提取三维声场的各阶球谐波;Step 4: Use the multipole mode to synthesize the spherical function to extract the spherical harmonics of each order of the three-dimensional sound field;

所述步骤4具体为:The step 4 is specifically:

将球函数用各阶多极子模态进行表示,确定球函数对应多极子模态的系数The spherical function is represented by the multipole modes of various orders, and the coefficients of the spherical function corresponding to the multipole modes are determined

Figure BDA0003399502220000071
Figure BDA0003399502220000071

其中,

Figure BDA0003399502220000072
Figure BDA0003399502220000073
是由各阶多极子模态HD表示
Figure BDA0003399502220000074
时,各阶多极子模态系数构成的向量,将阶数n≤N的所有球函数
Figure BDA0003399502220000075
用多极子模态表示,并写成矩阵形式有:in,
Figure BDA0003399502220000072
Figure BDA0003399502220000073
is represented by the multipole modes H D of various orders
Figure BDA0003399502220000074
When , the vector formed by the modal coefficients of multipoles of each order, all spherical functions of order n≤N
Figure BDA0003399502220000075
It is represented by a multipole mode and written in matrix form as follows:

bY(θ,φ)=EHD b Y (θ,φ)= EHD

其中,

Figure BDA0003399502220000076
是由n≤N且|m|≤n的各阶球函数
Figure BDA00033995022200000710
构成的(N+1)2×1列向量,E是由多极子模态得到各阶球函数的系数所构成的系数矩阵表示为:in,
Figure BDA0003399502220000076
are spherical functions of various orders with n≤N and |m|≤n
Figure BDA00033995022200000710
The (N+1) 2 × 1 column vector formed by E is the coefficient matrix formed by the coefficients of the spherical functions of each order obtained by the multipole mode, which is expressed as:

Figure BDA0003399502220000078
Figure BDA0003399502220000078

步骤5:利用球函数合成在三维空间内可导向期望三维波束。Step 5: Use spherical function synthesis to steer the desired three-dimensional beam in three-dimensional space.

所述步骤5具体为:The step 5 is specifically:

以球函数作为基函数将期望波束图展开,求得各阶球函数的系数Expand the desired beam pattern with the spherical function as the basis function, and obtain the coefficients of the spherical function of each order

Figure BDA0003399502220000079
Figure BDA0003399502220000079

根据波束图与波束形成器的关系,求得合成期望波束图时阵列各个接收通道的加权系数向量According to the relationship between the beam pattern and the beamformer, the weighting coefficient vector of each receiving channel of the array is obtained when the desired beam pattern is synthesized

BN(θ,φ)=wHss)V(θ,φ)=gHERV(θ,φ)B N (θ,φ)=w Hss )V(θ,φ)=g H ERV(θ,φ)

得到加权系数向量满足:The weighted coefficient vector is obtained to satisfy:

wHss)=gHERw Hs , φ s )=g H ER

利用上述加权向量对小尺寸矢量体积阵进行加权处理即可形成在三维空间内可导向的波束图。A beam pattern that can be steered in a three-dimensional space can be formed by performing weighting processing on a small-sized vector volume array by using the above-mentioned weighting vector.

具体实施例二:Specific embodiment two:

以图1所示小尺寸矢量阵为例。所研究小尺寸阵包括1号到11号阵元,它们构成一个体积阵,阵列中心处为5号阵元也是参考阵元,参考声压响应p0=p5,任意沿着坐标轴相邻的两个阵元间距为d且满足kd<<1。Take the small-sized vector matrix shown in Figure 1 as an example. The small-scale array studied includes No. 1 to No. 11 array elements, which form a volume array. The No. 5 array element at the center of the array is also a reference array element. The reference sound pressure response p 0 =p 5 , which is adjacent to any adjacent coordinate axis. The distance between the two array elements of is d and satisfies kd<<1.

根据图3所示,将基阵放入自由场条件相对较好的水域中,并将其吊放至较深的深度,同时将声源放入水中,声源距基阵中心距离r满足声学远场条件。调节信号发生器产生CW脉冲信号,获得阵列的接收信号。As shown in Figure 3, put the array into the water with relatively good free field conditions, and hoist it to a deep depth, and put the sound source into the water at the same time. The distance r between the sound source and the center of the array satisfies the acoustic far-field conditions. The signal generator is adjusted to generate a CW pulse signal to obtain the received signal of the array.

获得接收信号的导向矢量形式为:The steering vector form of the received signal is obtained as:

Figure BDA0003399502220000081
Figure BDA0003399502220000081

上标T表示转置,a(θ,φ)是阵列声压通道的导向矢量,表示为:The superscript T represents the transposition, and a(θ, φ) is the steering vector of the sound pressure channel of the array, which is expressed as:

Figure BDA0003399502220000082
Figure BDA0003399502220000082

其中Lh=[xh,yh,zh]是第h号阵元(h=1,2,...11)空间位置,g=[sinθcosφ,sinθsinφ,cosθ]T,是信号对每个坐标轴的方向余弦向量,以位于阵列中心处的5号阵元为参考阵元。where L h =[x h ,y h ,z h ] is the spatial position of the hth array element (h=1,2,...11), g=[sinθcosφ,sinθsinφ,cosθ] T , is the signal pair for each The direction cosine vector of each coordinate axis takes the No. 5 array element at the center of the array as the reference array element.

根据多极子原理,得到近似的振速梯度:According to the multipole principle, the approximate vibration velocity gradient is obtained:

Figure BDA0003399502220000091
Figure BDA0003399502220000091

为了详细说明

Figure BDA0003399502220000092
中元素及如何确定αl,m,n,以图1所示的11元矢量体积阵进行说明。以x、y和z方向的所有2阶振速梯度为例(即x、y和z方向的所有3阶声压梯度),给出所用阵元及其系数,具体情况如图2所示。图2中红色、蓝色和绿色分别表示差分所用通道为该阵元的x、y和z通道,白色代表该次差分中未使用该阵元;若接收通道系数为正数,该阵元边框为实线,若为负数则边框为虚线。在所有使用的阵元左上角均标有差分时该阵元通道的系数,即
Figure BDA0003399502220000093
中元素的值,为了简洁,未使用的白色阵元所有接收通道系数均为0,图中不标注。阵元下方带’#’标注的数字表示阵元编号.To elaborate
Figure BDA0003399502220000092
The elements in and how to determine α l,m,n are explained with the 11-element vector volume matrix shown in Figure 1. Taking all the second-order vibration velocity gradients in the x, y and z directions as examples (that is, all the third-order sound pressure gradients in the x, y and z directions), the used array elements and their coefficients are given, as shown in Figure 2. In Figure 2, red, blue, and green indicate that the channel used for the differential is the x, y, and z channels of the array element, respectively, and white indicates that the array element is not used in this difference; if the receiving channel coefficient is a positive number, the border of the array element It is a solid line, if it is a negative number, the border is a dashed line. The coefficient of the array element channel when the upper left corner of all used array elements is marked with difference, namely
Figure BDA0003399502220000093
The value of the element in , for the sake of brevity, all the receiving channel coefficients of the unused white array elements are 0, and are not marked in the figure. The number marked with '#' below the array element indicates the array element number.

从空间梯度中得到多极子模态:Obtain the multipole mode from the spatial gradient:

Figure BDA0003399502220000094
Figure BDA0003399502220000094

Fn(k)=(ikd)n,若μ=x,则DμΨl,m,n=Ψl+1,m,n,同理可得μ=y,z时DμΨl,m,n的表达式。F n (k)=(ikd) n , if μ=x, then D μ Ψ l,m,nl+1,m,n . Similarly, when μ=y,z, D μ Ψ l, m,n expression.

Ψl,m,n=rl,m,nV(θ,φ)Ψ l,m,n =r l,m,n V(θ,φ)

rl,m,n是基于差分近似得到多极子模态Ψl,m,n时,各个接收通道的系数向量,以图2中

Figure BDA0003399502220000095
为例:r l,m,n is the coefficient vector of each receiving channel when the multipole mode Ψ l,m,n is obtained based on the differential approximation, as shown in Figure 2.
Figure BDA0003399502220000095
For example:

Figure BDA0003399502220000096
此公式改了,但word并未显示批注,务必以此公式为准.
Figure BDA0003399502220000096
This formula has been changed, but word does not display comments, so this formula must prevail.

式中0m,n表示m行n列的全0矩阵,因为

Figure BDA0003399502220000097
仅用了y振速通道进行差分近似,所以此时其余通道的系数均为0。对于所有多极子模态,可写成矩阵形式:where 0 m,n represents an all-zero matrix with m rows and n columns, because
Figure BDA0003399502220000097
Only the y vibration velocity channel is used for differential approximation, so the coefficients of the other channels are all 0 at this time. For all multipole modes, it can be written in matrix form:

HD=RV(θ,φ)H D =RV(θ,φ)

其中HD是包含l+m+n≤N的所有多极子模态,为了便于理解,将HD中多极子模态根据l+m+n的值从小到大排列,对于l+m+n相同的多极子模态,则按照优先级l>m>n进行排列,即优先让l更大的项在前,l更小的项在后,m和n依次类推。如N=2,则HD中包含l+m+n≤2的所有多极子模态:where H D is all multipole modes including l+m+n≤N . For ease of understanding, the multipole modes in HD are arranged from small to large according to the value of l+m+n. For l+m The multipole modes with the same +n are arranged according to the priority l>m>n, that is, the item with a larger l is given priority, the item with a smaller l is given later, and m and n are deduced in turn. If N =2, then HD contains all multipole modes with l+m+n≤2:

HD=[Ψ0,0,01,0,00,1,00,0,12,0,01,1,01,0,10,2,00,1,10,0,2]T H D = [Ψ 0,0,01,0,00,1,00,0,12,0,01,1,01,0 ,10,2,00,1,10,0,2 ] T

此时HD中的多极子模态按照上述规则排列,当N取更大值时,可根据前文所述的振速梯度与多极子模态之间的关系得到HD,R是由rl,m,n构成的系数矩阵:At this time, the multipole modes in HD are arranged according to the above rules. When N takes a larger value, HD can be obtained according to the relationship between the vibration velocity gradient and the multipole modes described above, and R is given by Coefficient matrix composed of r l,m,n :

R=[r0,0,0 T,r1,0,0 T,...,rl,m,n T...]T R=[r 0,0,0 T ,r 1,0,0 T ,...,r l,m,n T ...] T

用多极子模态表示球函数:The spherical function is represented by a multipole mode:

Figure BDA0003399502220000101
Figure BDA0003399502220000101

其中,

Figure BDA0003399502220000102
Figure BDA0003399502220000103
是由各阶多极子模态HD表示
Figure BDA0003399502220000104
时,各阶多极子模态系数构成的向量,以
Figure BDA0003399502220000105
为例:in,
Figure BDA0003399502220000102
Figure BDA0003399502220000103
is represented by the multipole modes H D of various orders
Figure BDA0003399502220000104
When , the vector formed by the multipole modal coefficients of each order is given by
Figure BDA0003399502220000105
For example:

Figure BDA0003399502220000106
Figure BDA0003399502220000106

将阶数n≤N的所有球函数

Figure BDA0003399502220000107
用多极子模态表示,并写成矩阵形式有Convert all spherical functions of order n≤N
Figure BDA0003399502220000107
It is represented by a multipole mode and written in matrix form as

bY(θ,φ)=EHD b Y (θ,φ)= EHD

其中

Figure BDA0003399502220000108
是由n≤N且|m|≤n的各阶球函数
Figure BDA0003399502220000109
构成的(N+1)2×1列向量,E是由多极子模态得到各阶球函数的系数所构成的系数矩阵,可以表示为:in
Figure BDA0003399502220000108
are spherical functions of various orders with n≤N and |m|≤n
Figure BDA0003399502220000109
The (N+1) 2 × 1 column vector formed by E is the coefficient matrix formed by the coefficients of the spherical functions of each order obtained by the multipole mode, which can be expressed as:

Figure BDA00033995022200001010
Figure BDA00033995022200001010

以球函数为基函数将期望波束图级数展开:Expand the desired beam pattern series with the spherical function as the basis function:

Figure BDA00033995022200001011
Figure BDA00033995022200001011

根据波束图与波束形成器的关系,得到波束形成器的加权矢量:According to the relationship between the beam pattern and the beamformer, the weighting vector of the beamformer is obtained:

BN(θ,φ)=wHss)V(θ,φ)=gHERV(θ,φ)B N (θ,φ)=w Hss )V(θ,φ)=g H ERV(θ,φ)

得到波束形成器的加权向量为:The weighting vector of the beamformer is obtained as:

wHss)=gHERw Hs , φ s )=g H ER

利用上述加权向量对小尺寸矢量体积阵进行加权处理即可形成在三维空间内可导向的波束图,为解决甚低频段高三维空间增益与阵列孔径之间的矛盾提供了一种可靠有效的方法。Using the above weighting vector to weight the small-sized vector volume array can form a beam pattern that can be steered in three-dimensional space, which provides a reliable and effective method for solving the contradiction between the high three-dimensional spatial gain of the very low frequency band and the array aperture. .

首先验证本发明方法在三维空间内的可导向性,在dλ=120的情况下,让波束指向(45°,45°),结果如图4所示,其能在小尺寸的情况下准确指向期望方向。First, the steerability of the method of the present invention in three-dimensional space is verified. In the case of dλ=120, let the beam point to (45°, 45°), the result is shown in Figure 4, it can be accurately pointed in the case of small size desired direction.

其次验证其使用范围,以阵列所能提取的最高阶球谐波N=3为例,期望指向角为(90°,180°),分别分析波束图在方位角和俯仰角上随d/λ的变化,图5-(a)和(b)中,用黑色“×”标记的曲线分别为期望波束图在方位角和俯仰角的切面图。根据图5-(a)和(b)可知,本发明在dλ≤16的情况下,波束图的主瓣宽度基本保持不变,旁瓣虽然逐渐增大,但与理想的波束图误差较小,随着d/λ的继续增大,由于此时差分近似引入的误差增大,波束图畸变严重,波束形成算法性能降低。Next, verify its range of use. Taking the highest order spherical harmonic N=3 that can be extracted by the array as an example, the expected pointing angle is (90°, 180°). The changes of , in Fig. 5-(a) and (b), the curves marked with black "x" are the sectional views of the desired beam pattern at azimuth and elevation angles, respectively. According to Fig. 5-(a) and (b), it can be seen that when dλ≤16 in the present invention, the main lobe width of the beam pattern remains basically unchanged, and although the side lobes gradually increase, the error from the ideal beam pattern is small. , with the continuous increase of d/λ, due to the increase of the error introduced by the differential approximation at this time, the beam pattern is seriously distorted, and the performance of the beamforming algorithm decreases.

最后验证本发明的增益和稳健性,以图1所示阵列分别提取1-3阶球谐波进行波束形成的情况下,阵增益随d/λ的变化趋势如图6-(a)所示,其中黑色虚线是对应阶数的理论阵增益,红色实线代表仿真的阵增益随d/λ的变化。从仿真结果可以看出,本文所建立的小尺寸矢量体积阵及其波束形成算法有较高的阵增益,以N=3,dλ=120为例,此时阵增益可达12dB,在d/λ≤16的条件下,阵增益与对应虚线基本重合保持不变,这意味着该算法能在较宽的低频频带内获得高增益。但由图6-(b)可知,随着频率的降低,WNG将快速下降,此时阵列将对基元的幅相误差和自噪声更加敏感,整个系统的稳健性也越差。同时,对比不同阶数N情况下的阵增益和白噪声增益可知:随着最大球谐波阶数N的增大,阵增益逐渐增大,白噪声增益逐渐减小。Finally, the gain and robustness of the present invention are verified. When the 1-3 order spherical harmonics are extracted from the array shown in Fig. 1 for beamforming, the variation trend of the array gain with d/λ is shown in Fig. 6-(a). , where the black dotted line is the theoretical array gain of the corresponding order, and the red solid line represents the variation of the simulated array gain with d/λ. From the simulation results, it can be seen that the small-size vector volume array and its beamforming algorithm established in this paper have high array gain. Taking N=3, dλ=120 as an example, the array gain can reach 12dB at this time, and at d/ Under the condition of λ≤16, the array gain and the corresponding dotted line basically coincide and remain unchanged, which means that the algorithm can obtain high gain in a wider low frequency band. However, it can be seen from Figure 6-(b) that as the frequency decreases, the WNG will decrease rapidly. At this time, the array will be more sensitive to the amplitude and phase errors and self-noise of the primitives, and the robustness of the entire system will be worse. At the same time, comparing the array gain and white noise gain with different orders N, it can be seen that with the increase of the maximum spherical harmonic order N, the array gain gradually increases, and the white noise gain gradually decreases.

以上所述仅是一种基于声矢量水听器的小尺寸体积阵三维波束形成方法的优选实施方式,一种基于小尺寸声矢量体积阵的三维波束形成方法的保护范围并不仅局限于上述实施例,凡属于该思路下的技术方案均属于本发明的保护范围。应当指出,对于本领域的技术人员来说,在不脱离本发明原理前提下的若干改进和变化,这些改进和变化也应视为本发明的保护范围。The above is only a preferred embodiment of a small-size volume array 3D beamforming method based on an acoustic vector hydrophone, and the protection scope of a small-size acoustic vector volume array-based 3D beamforming method is not limited to the above implementation. For example, all technical solutions under this idea belong to the protection scope of the present invention. It should be pointed out that for those skilled in the art, some improvements and changes without departing from the principle of the present invention should also be regarded as the protection scope of the present invention.

Claims (6)

1. A small-size volume array three-dimensional beam forming method based on acoustic vector hydrophones is characterized by comprising the following steps: the method comprises the following steps:
step 1: constructing a small-size acoustic vector volume array with vector hydrophones as elements, and constructing a received signal model;
step 2: obtaining the spatial gradients of each order of sound pressure in different directions by using a difference method;
and step 3: extracting multipole modes in each order of spatial gradient;
and 4, step 4: synthesizing a spherical function by utilizing a multipole mode, and extracting spherical harmonics of each order of a three-dimensional sound field;
and 5: the desired three-dimensional beam is synthesized using a spherical function.
2. The small-size volume array three-dimensional beam forming method based on the acoustic vector hydrophone, as recited in claim 1, wherein: the step 1 specifically comprises the following steps:
constructing a small-size volume array based on a vector hydrophone, and establishing a received signal model:
Figure FDA0003399502210000011
wherein θ and φ represent a pitch angle and an azimuth angle, respectively;
Figure FDA0003399502210000012
the operation represents the kronecker product,
Figure FDA0003399502210000013
elements in the left vector respectively represent array element sound pressure, x, y and z vibration velocity channel directivity, and superscript T represents transposition; a (theta, phi) is a guide vector of the array sound pressure channel,
Figure FDA0003399502210000014
wherein L ish=[xh,yh,zh]Is the spatial position of the h-th array element (h 1, 2.. M), g [ [ sin θ cos Φ, sin θ sin Φ, cos θ [ ]]TAnd is the direction cosine vector of the signal to each coordinate axis.
3. The method for forming the three-dimensional beam of the small-size volume array based on the acoustic vector hydrophone as claimed in claim 2, wherein the method comprises the following steps: the step 2 specifically comprises the following steps:
carrying out difference approximation operation on the array vibration velocity channel to obtain a high-order vibration velocity gradient of the sound field:
Figure FDA0003399502210000015
wherein,
Figure FDA0003399502210000021
is obtained by differential approximation of mu-direction vibration velocity channel
Figure FDA0003399502210000022
While receiving a column vector of channel coefficients, αl,m,nIs a constant coefficient brought by l + m + n order differential approximation.
4. The method for forming the three-dimensional beam of the small-size volume array based on the acoustic vector hydrophone as claimed in claim 3, wherein the method comprises the following steps: the step 3 specifically comprises the following steps:
extracting a multipole mode which does not change along with the frequency in the vibration velocity gradient, and determining the coefficient of each receiving channel when extracting the multipole mode of each order:
Figure FDA0003399502210000023
therein, Ψl,m,n=(Dx)l(Dy)m(Dz)nIs a multipole mode, Dx=sinθcosφDy=sinθsinφDzCos θ represents the directivity of x, y and z channels, respectively, and when μ ═ x, D representsμΨl,m,n=Ψl+1,m,n
For the same reason, mu-y, z is DμΨl,m,nExpression of (1), Fn(k)=(ikd)nAn amplitude compensation factor that is an nth order difference;
Ψl,m,n=rl,m,nV(θ,φ)
wherein r isl,m,nThe multi-pole mode psi is obtained by using the vibration velocity channel based on the difference approximationl,m,nIn the process, the coefficient vector of each receiving channel is written into a matrix form for all multipole modes:
HD=RV(θ,φ)
wherein HDAll multipole modes comprising l + m + N ≦ N, R being represented by Rl,m,nThe coefficient matrix is formed by:
R=[r0,0,0 T,r1,0,0 T,...,rl,m,n T...]T
5. the method for forming the three-dimensional beam of the small-size volume array based on the acoustic vector hydrophone as claimed in claim 4, wherein the method comprises the following steps: the step 4 specifically comprises the following steps:
expressing the spherical function by each order of multipole mode, and determining the coefficient of the spherical function corresponding to the multipole mode
Figure FDA0003399502210000031
Wherein,
Figure FDA0003399502210000032
Figure FDA0003399502210000033
is composed of multiple pole modes HDTo represent
Figure FDA0003399502210000034
Then, the vector formed by the multi-pole mode coefficients of each order is the spherical function with the order N less than or equal to N
Figure FDA0003399502210000035
Expressed in a multipole mode and written in matrix form:
bY(θ,φ)=EHD
wherein,
Figure FDA0003399502210000036
is a spherical function of each order consisting of N less than or equal to N and m less than or equal to N
Figure FDA0003399502210000037
Formed (N +1)2X 1 column vector, E is a coefficient matrix formed by coefficients of the spherical functions of each order obtained from the multipole mode, and is represented as:
Figure FDA0003399502210000038
6. the method for forming the three-dimensional beam of the small-size volume array based on the acoustic vector hydrophone as claimed in claim 5, wherein the method comprises the following steps: the step 5 specifically comprises the following steps:
spreading the desired beam with the spherical function as the basis function to obtain the coefficient of each order of spherical function
Figure FDA0003399502210000039
According to the relation between the beam pattern and the beam former, the weighting coefficient vector of each receiving channel of the array when synthesizing the expected beam pattern is obtained
BN(θ,φ)=wHss)V(θ,φ)=gHERV(θ,φ)
The obtained weighting coefficient vector satisfies:
wHss)=gHER
and carrying out weighting processing on the small-size vector volume array by using the weighting vector to obtain any desired three-dimensional beam, thereby realizing three-dimensional beam forming.
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