CN114236414A - Satellite lithium battery life prediction method based on KCC-PF algorithm - Google Patents
Satellite lithium battery life prediction method based on KCC-PF algorithm Download PDFInfo
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Abstract
A satellite lithium battery remaining life prediction method based on a KCC-PF algorithm is characterized in that after a lithium battery capacity attenuation model is built and model parameters to be iterated are determined, state tracking of the lithium battery capacity attenuation model is carried out through a particle filter algorithm, and an initial particle set is built; updating model parameters of a lithium battery capacity attenuation model through a KCC-PF algorithm, and performing multi-step iterative prediction of capacity based on the updated lithium battery capacity attenuation model to obtain the residual life of the satellite lithium battery; and introducing a Kendel rank order correlation coefficient into resampling of particle filtering, and introducing historical data of the capacity into calculation of a current cycle while solving the problem of particle shortage, so as to guide weight distribution of particles and obtain a more accurate capacity predicted value, thereby improving the prediction accuracy of the RUL of the lithium battery. The residual service life of the satellite battery can be accurately predicted.
Description
Technical Field
The invention relates to the technical field of lithium battery running state measurement, in particular to a satellite lithium battery residual life online prediction method based on a Kendel rank order correlation coefficient-particle filter (KCC-PF) algorithm.
Background
Lithium ion batteries have the advantages of long cycle life, high energy density, and the like, and have begun to become energy storage devices in the field of aviation. The lithium battery system is the only energy source of the satellite during the shadow period, and when the satellite cannot work normally due to battery aging, serious safety accidents and huge economic losses can be caused. The Remaining service Life (RUL) of the battery refers to the number of charge and discharge cycles that the battery undergoes from the current cycle to the time when the capacity is reduced to 80% of the initial capacity, and the State of health (SOH) of the battery is comprehensively reflected. Accurate RUL prediction can help satellite managers to master the working condition of the satellite lithium battery more clearly, and the reliability of a satellite energy storage system is greatly improved, so that the research on the RUL prediction technology of the satellite lithium battery has important significance.
The method is a common RUL prediction method at present, and the method utilizes a filtering algorithm to obtain model output in real time, deduces the performance attenuation trend of the model output and further completes RUL prediction. The current common battery degradation models include single-exponential, double-exponential, polynomial models, and the like, and the filtering algorithm is most widely applied as Particle Filter (PF).
The problems of weight degradation and particle shortage inevitably exist during the operation of the traditional PF algorithm, and when the PF algorithm is applied to the prediction of the RUL of the lithium battery, the accuracy and the reliability of a prediction result are seriously influenced. In addition, the current PF-based lithium battery RUL prediction method only estimates the capacity according to the particle distribution of the current cycle, and does not consider the guiding effect of historical real data on the estimation of the current state variable.
Disclosure of Invention
The invention aims to solve the problem of particle shortage after multi-step iteration of traditional particle filtering, and provides a satellite lithium battery service life prediction method based on an improved particle filtering algorithm.
The invention is realized by the following technical scheme:
the invention relates to a satellite lithium battery residual life prediction method based on a Kendel rank order correlation coefficient-particle filter (KCC-PF) algorithm, which comprises the following steps:
The present embodiment selects 75% of the rated capacity of the battery as the failure threshold of the battery.
Step 3, determining an initial range of the parameter to be iteratively updated: mu.sC,kHas an initial value of 0.997, beta1,k∈[0.3,1],β2,k∈[1,10]。
And 4, setting a prediction Starting Point (SP) of the test battery.
Step 5, performing state tracking on L lithium battery capacity attenuation data before the predicted starting point through a Particle Filter (PF) algorithm to construct an initial particle set, which specifically comprises the following steps:
step 5.1, using the parameter mu to be iteratively updated of the lithium battery capacity attenuation modelC,k、β1,kAnd beta2,kA state space equation is constructed by taking the battery capacity as an observation variable as a state variable (z)Wherein: state variable zk=[μC,k,β1,k,β2,k]T。
And 5.2, sequentially sampling importance, and generating N samples from an importance density function q (z): i.e. the particles are empty from stateAnd calculating the corresponding capacity value of each particle by using an intermediate equation. Calculating the weight of each particle according to the corresponding capacity value of each particleWherein: ckAnd Ck-1Representing the true capacity values of the k and k-1 cycles, τ being the observation noise δkThe variance of (a); normalization weight:
And 5.5, enabling k to be k +1, repeating the steps 5.2-5.4, and constructing the initial particle set of the L pieces of real capacity data before SP
Step 6, updating parameters to be iteratively updated of the lithium battery capacity attenuation model through a KCC-PF algorithm, and performing multi-step iterative prediction of the capacity based on the updated lithium battery capacity attenuation model, wherein the method specifically comprises the following steps:
step 6.1, generating new particles from the initial particle set and the state space equation obtained in step 5:calculating importance weights for each particleAnd normalizing the weights
Step 6.2, when the effective sample sizeThe resampling of step 6.3 is performed, otherwise no resampling is performed.
Step 6.3, resampling based on Kendall rank order correlation coefficient (KCC): calculating the current particle and the initial particle set constructed in step 5And performing resampling on the KCCs, redistributing the weight values of the particles, and performing weighted summation to obtain a new state variable, namely the posterior estimated value of three parameters of the capacity fading model:thereby obtaining an updated lithium battery capacity attenuation model.
Step 6.4, obtaining a one-step predicted value of the capacity based on the capacity attenuation model updated in the step 6.3An approximate distribution of the predicted capacity is obtained from the particle distribution.
Step 6.5, update the initial particle setWill be provided withRegarded as historical data, and the newly acquired particle set is placed in the initial particle setLast column of (3), deleteFirst line of (1), holdIs constant.
Step 6.6, when the capacity predicted valueWhen the value is lower than the failure threshold value, the iteration step number k-SP is output as a prediction result of the residual service life, and meanwhile, the prediction distribution of the real residual service life (RUL) of the battery, namely RUL (Cycle), can be output according to the particle distributionEOL-CyclecurrentWherein: cycleEOLRepresents the number of charge-discharge cycles, at which the battery capacity reaches a failure thresholdcurrentRepresents the current charge-discharge cycle number of the battery; otherwise, let k be k +1, return to step 6.1, and enter the next iteration calculation.
Technical effects
Compared with the prior conventional technical means, the invention has the technical effects that:
1) through a resampling algorithm based on KCC, a brand-new particle can be generated in each step, and a proper weight is distributed to the particle, so that the diversity of the particle can be ensured even after multi-step iteration, and the problem of particle shortage of the traditional particle filtering algorithm is solved.
2) And introducing the historical reliable capacity data into the calculation of the current cycle for guiding the weight distribution of the particles to obtain a more accurate capacity predicted value, thereby improving the prediction precision of the residual service life of the lithium battery.
3) The lithium ion battery RUL prediction comparison test based on standard PF and KCC-PF algorithms is implemented based on the lithium ion battery aging test data of NASA's Ames prediction center (PCoE), and the results show that: when the prediction starting point is the 60 th cycle, the relative prediction error of the lithium battery RUL based on KCC-PF is within 10%, the relative error can be reduced to be within 3% as the prediction starting point moves backwards, and the error is reduced by about 50% compared with the prediction method based on PF.
Drawings
FIG. 1 is a flow chart of the present invention;
FIG. 2 is a schematic diagram of a capacity-decay curve and an initial prediction model of B0005;
FIG. 3 is a schematic diagram of a capacity fade curve and an initial prediction model of B0006;
FIG. 4 is a schematic diagram of a capacity fade curve and an initial prediction model of B0007;
FIG. 5 is a schematic diagram of a capacity fade curve and an initial prediction model of B00018;
FIG. 6 is a schematic diagram of the remaining service life prediction of B0005 at a prediction starting point of 60;
FIG. 7 is a schematic diagram of the remaining useful life prediction of B0006 at a starting point of prediction of 60;
FIG. 8 is a comparison diagram of the predicted remaining useful life of B0005 at the prediction start point of 60/80/100;
fig. 9 is a schematic diagram comparing the predicted remaining useful life results of B0006 at the prediction starting point of 60/80/100.
Detailed Description
The lithium battery aging test data used in the present embodiment is from the dums prediction center (PCoE) by NASA, and the test object is a 18650 type rechargeable battery with a rated capacity of 2 Ah. The aging test method comprises the steps of circularly charging, discharging and measuring impedance of each group of batteries at constant environmental temperature, and recording data such as battery voltage, current, impedance and the like in the experimental process.
When B0005 is taken as a test battery, B0006, B7 and B18 are taken as training batteries; with B0006 as the test cell, B0005, 7 and 18 will be used as training cells.
As shown in fig. 1, a satellite lithium battery life prediction method based on an improved particle filter algorithm according to this embodiment includes:
Step 3, determining initial parameters of the model: fitting models for B0005, 6, 7 and 18 were calculated, respectively. Initial parameter mu of modelC,k、β1,kAnd beta2,kIt cannot be fitted directly from historical data, but three parameters have their empirical ranges: mu.sC,kMay take a value of about 0.997, beta1,k∈[0.3,1],β2,k∈[1,10]And determining three parameters by adopting a combined optimization mode.
And 4, determining a prediction Starting Point (SP).
In the present embodiment, for predicting the remaining service life of the battery, the capacity fading condition after the predicted starting point SP is more concerned, and when performing optimization tests of different combinations on three parameters, the Root Mean Square Error (RMSE) of the sample point fitting after the predicted starting point is used as an index of model accuracy:
when B0005 is taken as a test battery, that is, B0005 is taken as a battery to be predicted, and the capacity attenuation data after the prediction starting point is an unknown quantity, the initial prediction model is determined by the parameter average value of the fitting models of B0006, 7 and 18. Similarly, the initial prediction model of B0006 was determined from the parameter averages of the fitted models of B0005, 7 and 18.
The finally determined model parameters are shown in table 1:
battery numbering | μC | β1 | β2 | RMSE/Ah |
B5 | 0.9968 | 0.484 | 6.700 | 0.0223 |
B6 | 0.9965 | 0.468 | 6.660 | 0.0346 |
B7 | 0.9969 | 0.484 | 5.860 | 0.0252 |
B18 | 0.9966 | 0.493 | 5.997 | 0.0391 |
Average value of B6, 7, 18 | 0.9967 | 0.4817 | 6.1723 | 0.0271 |
Average value of B5, 7, 18 | 0.9968 | 0.4870 | 6.1857 | 0.0523 |
Average value of B5, 6, 18 | 0.9967 | 0.4817 | 6.4523 | 0.0673 |
Average value of B5, 6, 7 | 0.9968 | 0.4787 | 6.4067 | 0.0416 |
The graphs of the respective models are shown in fig. 2-5.
Step 5, PF state tracking, and constructing an initial particle set, which specifically comprises:
step 5.1, constructing an initial particle set by utilizing a tracking function of particle filtering, wherein a state space equation is as follows:wherein: state variable zk=[μC,k,β1,k,β2,k]T,εk=[εμ,k,εβ1,k,εβ2,k]TAs process noise, its covariance matrix isδkFor observing noise, the variance is τ2Let all noise be white gaussian noise with variance 0.0001.
Step 5.2, sequential importance sampling: let the importance density function q (z)k)=p(zk|zk-1) I.e. gaussian distribution with the initial parameters as desired and the system noise variance as variance. N samples are generated from the distribution: i.e. a collection of particles. Calculating the capacity value corresponding to each particle according to the state space equation, and calculating the weight of each particle according to the capacity value corresponding to each particleWherein: ckAnd Ck-1The real capacity values of the k and k-1 circulation are shown, i represents the particle number; normalization weight:
step 5.3, standard polynomial resampling, from interval (0, 1)]Uniformly sampling to obtain N independent sample sets with the same distributionWhen in useThen, the sequence number function l (U (i)) m is substituted for each U (i) in U to obtain a sequence number setWhen the weight of a particle is larger, the corresponding intervalThe larger the probability that u (i) falls in this section, the larger the number of sequence numbers m in L. The total number of the equal serial numbers in the L is counted, so as to obtain a setMixing the particlesReplication of niNext, a new set of particles is obtained:
And 5.5, enabling k to be k +1, repeating the steps 5.2-5.4, and constructing an initial particle set based on L real capacity data before SP
Wherein:the set of particles for the L cycles before SP,is the state vector of the state space equation, i.e. the parameters of the battery capacity fade model:i is the particle number and j is the number of charge-discharge cycles.
Step 6, operating a KCC-PF algorithm, updating model parameters, and performing multi-step iterative prediction of capacity, wherein the method specifically comprises the following steps:
step 6.1, updating the state: new particles are generated from the initial set of particles and the state-transfer equation:calculating importance weights for each particleAnd normalizing the weights
Step 6.2, when the effective sample sizeThe resampling of step 6.3 is performed, otherwise no resampling is performed.
Step 6.3, resampling based on Kendel rank order correlation coefficient (KCC) is carried out to obtain new weight, and the new weight specifically comprises the following steps:
ii) calculating the current particleAnd initial particle setThe positive rank correlation coefficient between the two is specifically as follows: the ratio of the difference between the number P of data pairs with the same consistency and the number Q of data pairs with different consistency to the total combination number L (L-1)/2 in all the combinations of the data pairs, namelyWherein: n, 1, 2. Wherein the same identity means: the actual capacity value and the estimated capacity value are combined pairwise in time sequence:wherein: i represents the serial number of the particles, and N is the total number of the particles; for two sets of data pairsAndwhen s is<t and satisfy xs<xtAnd isOr xs>xtAnd isThe two data pairs are said to be identical in consistency; when x is satisfieds<xtAnd isOr xs>xtAnd isThe two data pairs are said to be of different consistency; when x is satisfieds=xtOrThe two data pairs are said to not have consistency. When there is no data pair without consistency, then there isIt can be inferred that the value range of KCC is [ -1,1 [)]。
Preferably, to transform the KCC into the positive range, an exponential function with parameters is takenThe KCC is treated: when 0 is present<α<1, alpha. KCCkCentered toward the origin, parameter γkThe value range of (A) tends to be reduced, and the corresponding particle weight is concentrated; when alpha is>1, alpha. KCCkDiverging from the origin to the two ends, parameter gammakThe value range of (a) tends to be enlarged, and the corresponding particle weights are more dispersed.
In this embodiment, the parameter α is 10.
step 6.4, the posterior estimation of the state variables is realized through weighted summationOne-step prediction of ultimate realized capacity
Step 6.5, update the initial particleCollecting: will be provided withRegarding as historical data and placing its particle set in the initial particleLast column of (3), deleteThe first list of (a).
Step 6.6, when the capacity predicted valueWhen the output iteration number k-SP is lower than the failure threshold value, the output iteration number k-SP is the residual service life of the battery, and meanwhile, the approximate distribution of the predicted capacity can be obtained(ii) a Otherwise, let k be k +1, repeat steps 6.1-6.5, and enter the next iteration.
The test cells were B0005 and B0006, respectively, with a failure threshold of 1.38 Ah.
As shown in fig. 6 and 7, in order to predict the starting point SP of 60, the lithium battery RUL is predicted based on the conventional PF algorithm and the KCC-PF algorithm.
TABLE 2 prediction error
RUL is the actual remaining life of the battery, and PRUL is the predicted value of RUL.
The prediction error of the RUL prediction algorithm based on the KCC-PF is lower than that of the PF, and the probability density distribution function (PDF) width is narrower, so that the KCC-PF improves the prediction accuracy of the PF, improves the problem of particle shortage, and reduces the uncertainty of a prediction result.
The prediction accuracy can be improved by moving the prediction starting point backwards.
As shown in fig. 8 and 9, the prediction results of the lithium battery RUL based on the KCC-PF algorithm are obtained when the starting point SP is predicted to be 80 or 100.
Table 3 shows the prediction error
The prediction accuracy is obviously improved by moving the prediction starting point backwards, which shows that the prediction accuracy of the RUL obtained by the invention is improved along with the increase of the aging degree of the battery.
The foregoing embodiments may be modified in many different ways by those skilled in the art without departing from the spirit and scope of the invention, which is defined by the appended claims and all changes that come within the meaning and range of equivalency of the claims are therefore intended to be embraced therein.
Claims (5)
1. A satellite lithium battery remaining life prediction method based on a KCC-PF algorithm is characterized in that after a lithium battery capacity attenuation model is constructed and model parameters to be iterated are determined, state tracking of the lithium battery capacity attenuation model is carried out through a particle filter algorithm, and an initial particle set is constructed; updating model parameters of a lithium battery capacity attenuation model through a KCC-PF algorithm, and performing multi-step iterative prediction of capacity based on the updated lithium battery capacity attenuation model to obtain the residual life of the satellite lithium battery;
the lithium battery capacity attenuation modelWherein: k is the current charge-discharge cycle number of the battery, delta tkIs the time interval from the kth cycle to the (k + 1) th cycle, CkFor battery capacity, the parameters to be iteratively updated include coulombic efficiency μC,kCoefficient of exponential term beta1,kAnd an exponential correction factor beta2,k;
The residual service life of the satellite lithium battery RUL is equal to CycleEOL-CyclecurrentWherein: cycleEoLRepresents the number of charge-discharge cycles, at which the battery capacity reaches a failure thresholdcurrentIndicating the current number of charge and discharge cycles of the battery.
2. The method for predicting the residual life of a satellite lithium battery based on the KCC-PF algorithm as claimed in claim 1, wherein the state tracking specifically comprises:
step 5.1, using the parameter mu to be iteratively updated of the lithium battery capacity attenuation modelC,k、β1,kAnd beta2,kA state space equation is constructed by taking the battery capacity as an observation variable as a state variable (z)Wherein: state variable zk=[μC,k,β1,k,β2,k]T;
And 5.2, sequentially sampling importance, and generating N samples from an importance density function q (z): namely particles, calculating the capacity value corresponding to each particle by a state space equation; calculating the weight of each particle according to the corresponding capacity value of each particleWherein: ckAnd Ck-1Representing the true capacity values of the k and k-1 cycles, τ being the observation noise δkThe variance of (a);
and 5.5, enabling k to be k +1, repeating the steps 5.2-5.4, and constructing an initial particle set based on L real capacity data before SP
3. The satellite lithium battery residual life prediction method based on the KCC-PF algorithm as claimed in claim 1, wherein the multi-step iterative prediction specifically comprises:
step 6.1, generating new particles from the initial particle set and the state transfer equation:calculating importance weights for each particleAnd normalizing the weights
Step 6.2, when the effective sample sizePerforming the resampling of step 6.3, otherwise not performing the resampling;
step 6.3, resampling based on Kendall rank order correlation coefficient KCC: calculating the current particle and the initial particle setKCC in between, resampling, and redistributing weight of particlesAnd weighting and summing to obtain a new state variable, namely the posterior estimated value of three parameters of the capacity fading model:thereby completing the update of the capacity attenuation model of the lithium battery;
step 6.4, obtaining a one-step predicted value of the capacity by using the observation equation and the expectation formulaObtaining an approximate distribution of the predicted capacity from the particle distribution;
step 6.5, update the initial particle setWill be provided withRegarding the data as historical data, and placing the particle set in the initial particle setDeleting the first column while deleting the last column;
step 6.6, when the capacity predicted valueWhen the output iteration number k-SP is lower than the failure threshold value, the output iteration number k-SP is the residual service life of the battery, and meanwhile, the approximate distribution of the predicted capacity can be obtained; otherwise, let k be k +1, repeat steps 6.1-6.5, and enter the next iteration.
5. the method for predicting the remaining life of a satellite lithium battery based on the KCC-PF algorithm as claimed in claim 4, wherein in order to transform the KCC into a positive number range, an exponential function with parameters is takenThe KCC is treated: when 0 is present<α<1, alpha. KCCkCentered toward the origin, parameter γkThe value range of (A) tends to be reduced, and the corresponding particle weight is concentrated; when alpha is>1, alpha. KCCkDiverging from the origin to the two ends, parameter gammakThe value range of (a) tends to be enlarged, and the corresponding particle weights are more dispersed.
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