CN114114139A - DOA and mutual coupling joint estimation method based on nulling constraint - Google Patents
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Abstract
The invention discloses a combined estimation method of DOA and mutual coupling based on nulling constraint, which is particularly used for improving and improving DOA estimation performance when array element mutual coupling exists and simultaneously providing estimation of mutual coupling. The existing method needs prior information of mutual coupling degree, and performance is reduced when the estimated mutual coupling degree is larger than the real mutual coupling degree. The method firstly carries out array arrangement and modeling of received signals in the presence of mutual coupling, then carries out dimension compression based on singular value decomposition, establishes an optimization problem based on zero constraint, solves the optimization problem of zero constraint by adopting an iteration method, and finally carries out DOA and mutual coupling estimation. The method can utilize all array data, and has no aperture loss; prior information of the mutual coupling degree can be omitted, and even if the mutual coupling degree is over-estimated, the performance is not influenced obviously. The method improves the DOA and the mutual coupling estimation precision.
Description
Technical Field
The invention belongs to the technical field of information, particularly relates to the technical field of array signal processing, particularly relates to array signal processing under the condition of array element mutual coupling, and particularly relates to a DOA and mutual coupling joint estimation method based on nulling constraint.
Background
DOA (direction of arrival positioning technology) is an intra-industry term in the research fields of electronics, communications, radar, sonar, and the like, and acquires distance information and orientation information of a target by processing received echo signals. DOA estimation belongs to an array signal processing technology, is used for estimating the direction of arrival of signals by using a sensor array, and is widely applied to the military and civil technical fields of radar, communication, sonar, medical diagnosis and the like. DOA estimation methods based on parametric modeling are more favored because of their high resolution. However, the performance of such methods is susceptible to array imperfections such as array element amplitude and phase errors, array element cross-coupling, etc. Array element mutual coupling is caused by wave propagation characteristics and is difficult to avoid. Therefore, there is a great deal of interest in studying how to correct mutual coupling.
To correct for mutual coupling, publication 1(z.ye and c.liu, "On the responsiveness of MUSIC direction sizing anti-sensitivity sensor coupling," IEEE transactions On anti-natures and amplification, vol.56, No.2, pp.371-380,2008) removes the array elements at both ends of the array to equivalently eliminate the effect of mutual coupling, and estimates DOA using only the middle subarray. The disadvantage of this method is that the array is not fully utilized and there is a loss of aperture. Publication 2(f. Sellone and A. Serra, "A novel connecting mutual coupling compensation for uniform and linear arrays," IEEE Transactions on signal processing, vol.55, No.2, pp.560-573,2007) corrects mutual coupling using an iterative calculation method with alternately minimizing a cost function. The method has the defect that the corrected spatial spectrum is easy to have false peaks, and the DOA estimation performance is influenced. In addition, the methods of both the publication 1 and the publication 2 require prior information of the mutual coupling degree, and when the estimated mutual coupling degree is larger than the true mutual coupling degree, the performance of both the methods is degraded.
Disclosure of Invention
The present invention aims to provide a joint estimation method of DOA and mutual coupling based on nulling constraint, aiming at the above-mentioned deficiencies of the prior art.
The method comprises the following steps:
step (1), modeling of received signals when array arrangement and mutual coupling exist:
arranging uniform linear arrays, wherein the number of array elements is M, and the distance between adjacent array elements is d; k wavelengths are λ from θ1,θ2,…,θKNarrow-band signals in the direction are incident to the uniform linear array and receive N snapshots, and modeling is carried out on a plurality of pieces of snapshot receiving data: Y-CAS + E, Y-Y [ Y1],y[2],…,y[N]]The signal matrix S ═ S [1 ]],s[2],…,s[N]]The noise matrix E ═ epsilon [1 ═ n],ε[2],…,ε[N]]C is a mutual coupling matrix, and C is Toeplitz ([1, C)1,c2,…,cP,0,…,0]) Toeplitz (. circle.) denotes the generation of a Toeplitz matrix, c1,c2,…,cPP represents the mutual coupling degree as a mutual coupling parameter;
wherein, the received data of the array at the nth snapshot is modeled as:n is 1,2, …, N; wherein,representing a complex set, flow pattern matrix A ═ a (θ)1),a(θ2),…,a(θK)],a(θ1),a(θ2),…,a(θK) Representing a steering vector, the kth narrowband signal steering vector a (θ)k) The m-th element of (a)m(θk)=exp[j(m-1)uk],k=1,2,…,K,m=1,2,…,M,uk=2πd cos(θk)/λ;s[n]Is a signal vector of ε [ n ]]Is a noise vector.
Step (2) dimension compression is carried out based on singular value decomposition:
performing singular value decomposition on Y, and performing dimensionality compression on Y to obtain YVsA matrix is represented which is composed of right singular vectors corresponding to K maximum singular values of Y.
Step (3) establishing an optimization problem based on the nulling constraint:
the optimization problem is represented as:wherein | · | purple sweet2Denotes a 2 norm, vectorization of Z ═ vec (Z) ·, vec () denotes stacking vectorization of matrices by columns, IKWhich represents an identity matrix of order K,denotes the Kronecker product, the mutual coupling matrix C ═ Toeplitz ([1, C)T,0,...,0]) The mutual coupling vector c ═ c1,c2,...,cP′]TP' represents an estimated value of the mutual coupling, an auxiliary parameterηkA vector of M (K-1) to Mk elements, K being 1,2T,γT,hT]T(ii) a Multi-block shooting matrix To construct the operators of the Toeplitz matrix,is eta, is the ith row and the jth column element ofnI-j + K +1 th element of (M-K), i-1, 2, …, (M-K), j-1, 2, …, (K +1), a nulling filterOmega is a constant vector; s.t. represents a constraint, (.)H、(·)TRespectively representing taking a conjugate transpose and transpose.
And (4) solving an optimization problem of the nulling constraint by adopting an iterative method:
first of all, initializingWherein c is0=0P′,0P′Zero vector representing P' × 1, initial value γ of γ0And an initial value h of h0Obtaining by assuming no mutual coupling of the arrays and performing TLS-ESTTRIT-like method on Z; then iterative computation is carried out, and upsilon is obtained in the process of q +1 iterationq+1=υq+ Δ upsilon, q ≧ 0, whereinFor the result obtained by the q iteration calculation, Delta upsilon is a search vectorThe method is obtained by solving the following linear quadratic optimization problem:
wherein, f vectorCross coupling matrix obtained by q iterationg vectorf vector Jacobian matrixg vector Jacobian matrixMulti-block Q matrixNamely, it isIs gammaqThe M (k-1) th to Mk th elements of (b),[·].,1:P′representing the first P' column of the matrix constituting a new matrix, Toeplitz matrixHankel matrix Is composed of1, and so on;to construct another operator of the Toeplitz matrix,ith action ofi is 1,2, …, (M-K), and Γ is the inverse angle identity matrix.
Step (5) DOA and mutual coupling estimation:
after iterative convergence, a convergence solution is obtained Is an estimate of the mutual coupling vector,is an estimate of the value of y,is an estimate of the value of h,will be provided withBringing inObtaining a polynomial, solving K roots of the polynomial to obtain x1,x2,...,xKThen DOA is estimated asK1, 2,. K; wherein, the angle (·) takes a plurality of amplitude main values; according toObtaining an estimated cross-coupling matrix
Preferably, the value of ω in step (3) is an initial value of h in the iterative calculation of step (4), that is, ω is h0。
Compared with the prior art, the method has the following beneficial effects:
firstly, the method can utilize all array data, and aperture loss does not exist; secondly, the method does not need prior information of the mutual coupling degree, and even if the mutual coupling degree is over-estimated, the performance is not obviously influenced; thirdly, the DOA and mutual coupling estimation accuracy of the method is high.
Drawings
FIG. 1 is a general flow diagram of the process of the present invention;
FIG. 2 is a diagram illustrating DOA estimation performance comparison between the method of the present invention and other methods under different cross-coupling estimation values;
FIG. 3 is a graph showing the DOA estimation performance of the present invention compared to other methods at different SNR;
FIG. 4 is a graph showing the comparison of mutual coupling estimation performance between the method of the present invention and other methods under different SNR;
FIG. 5 is a graph showing a comparison of DOA estimation performance with other methods at different fast beat numbers according to the present invention;
FIG. 6 is a graph showing the comparison of the performance of the mutual coupling estimation of the present invention with other methods at different fast beat numbers.
Detailed Description
The following describes the embodiments and effects of the present invention in further detail with reference to the accompanying drawings.
As shown in fig. 1, a joint estimation method of DOA and mutual coupling based on nulling constraint includes the following specific steps:
step (1), modeling of received signals when array arrangement and mutual coupling exist:
laying outUniform linear arrays, the number of array elements is M, and the distance between adjacent array elements is d; k wavelengths are λ from θ1,θ2,…,θKNarrow-band signals in the direction are incident to the uniform linear array and receive N snapshots, and modeling is carried out on a plurality of pieces of snapshot receiving data: Y-CAS + E, Y-Y [ Y1],y[2],…,y[N]]The signal matrix S ═ S [1 ]],s[2],…,s[N]]The noise matrix E ═ epsilon [1 ═ n],ε[2],…,ε[N]]C is a mutual coupling matrix, C has symmetric Toeplitz properties for uniform linear arrays, and C ═ Toeplitz ([1, C)1,c2,…,cP,0,…,0]) Toeplitz (. circle.) denotes the generation of a Toeplitz matrix, c1,c2,…,cPFor the mutual coupling parameter, P represents the mutual coupling degree.
Wherein, the received data of the array at the nth snapshot is modeled as:n is 1,2, …, N; wherein,representing a complex set, flow pattern matrix A ═ a (θ)1),a(θ2),…,a(θK)],a(θ1),a(θ2),…,a(θK) Representing a steering vector, the kth narrowband signal steering vector a (θ)k) The m-th element of (a)m(θk)=exp[j(m-1)uk],k=1,2,…,K,m=1,2,…,M,uk=2πd cos(θk)/λ;s[n]Is a signal vector of ε [ n ]]For the noise vector, the noise is set to zero mean gaussian white noise.
Step (2) dimension compression is carried out based on singular value decomposition:
performing singular value decomposition on Y, and performing dimensionality compression on Y to obtain YVsA matrix is represented which is composed of right singular vectors corresponding to K maximum singular values of Y.
Step (3) establishing an optimization problem based on the nulling constraint:
the optimization problem is represented as:wherein | · | purple sweet2Denotes a 2 norm, vectorization of Z ═ vec (Z) ·, vec () denotes stacking vectorization of matrices by columns, IKWhich represents an identity matrix of order K,denotes the Kronecker product, the mutual coupling matrix C ═ Toeplitz ([1, C)T,0,...,0]) The mutual coupling vector c ═ c1,c2,...,cP′]TP' represents an estimated value of the mutual coupling, an auxiliary parameterηkA vector of M (K-1) to Mk elements, K being 1,2T,γT,hT]T(ii) a Multi-block shooting matrix To construct the operators of the Toeplitz matrix,is eta, is the ith row and the jth column element ofnI-j + K +1 th element of (M-K), i-1, 2, …, (M-K), j-1, 2, …, (K +1), a nulling filterOmega is a constant vector and takes the value as the initial value h of h in iterative computation0(ii) a s.t. represents a constraint, (.)H、(·)TRespectively representing taking a conjugate transpose and transpose.
Step (4) solving an optimization problem of the nulling constraint by adopting an iteration method;
firstly, the methodInitializationWherein c is0=0P′,0P′Zero vector representing P' × 1, initial value γ of γ0And an initial value h of h0Obtaining by assuming no mutual coupling of the arrays and performing TLS-ESTTRIT-like method on Z; then iterative computation is carried out, and upsilon is obtained in the process of q +1 iterationq+1=υq+ Δ upsilon, q ≧ 0, whereinAnd (3) for a result obtained by the q-th iteration calculation, wherein the Delta upsilon is a search vector and is obtained by solving the following linear quadratic optimization problem:
wherein, f vectorCross coupling matrix obtained by q iterationg vectorf vector Jacobian matrixg vector Jacobian matrixMulti-block Q matrixNamely, it isIs gammaqThe M (k-1) th to Mk th elements of (b),[·].,1:P′the first P' column representing the fetch matrix constitutes a new matrix,respectively a Toeplitz matrix and a Hankel matrix, is composed of1, and so on;to construct another operator of the Toeplitz matrix,ith action ofi is 1,2, …, (M-K), and Γ is the inverse angle identity matrix.
Step (5) DOA and mutual coupling estimation:
after iterative convergence, a convergence solution is obtained Is an estimate of the mutual coupling vector,is an estimate of the value of y,is an estimate of the value of h,will be provided withBringing inObtaining a polynomial, solving K roots of the polynomial to obtain x1,x2,...,xKThen DOA is estimated asK1, 2,. K; wherein, the angle (·) takes a plurality of amplitude main values; according toObtaining an estimated cross-coupling matrix
The effect of the method of the invention is verified by combining the simulation example.
Simulation example 1: setting the number of uniform linear array elements as M10, d lambda/2, the mutual coupling degree of array elements as 2 and the mutual coupling parameter as c1=0.5+0.4j,c20.1-0.03 j. Let K be 2 incident signals and DOA be θ1=89°+Δθ1,θ2=105°+Δθ2,Δθ1And Δ θ2At [ -0.5 DEG, 0.5 DEG ]]The inner parts are uniformly distributed. The signal-to-noise ratio is set to 15dB and the number of snapshots is set to 100. The mutual coupling estimate is scanned from 2 to 9. The performance difference in root mean square error of the DOA estimation is compared between the method of the present invention and the methods of documents 1 and 2 in the background art. The comparison results, averaged over 500 monte carlo trials, are shown in figure 2. Since the mutual coupling estimation value of the method of document 1 can only take 3 at maximum, a portion exceeding 3 has no result. As can be seen from FIG. 2, under the condition of mutual coupling overestimation, the performance of the method of the present invention is not significantly affected, and the root mean square error of the DOA estimation is still less than theta10.1 deg.. The other two methods are greatly affected.
Simulation example 2: the number of fast beats is set to 50, the signal-to-noise ratio is swept from-10 dB to 15dB, and the rest of the simulation conditions are the same as the previous ones. The estimated performance difference of each method for DOA and mutual coupling is compared. In order to provide a performance reference, the results for cramer lower limit (CRB) are also provided. CRB can be found in literature: z. -M.Liu and Y. -Y.ZHou, "A unified frame and space Bayesian activity for direction-of-arrival estimation in the presence of array activities," IEEE Transactions on Signal Processing, vol.61, No.15, pp.3786-3798,2013. The simulation results are shown in fig. 3 and 4. As can be seen from the figure, for the estimation of DOA and mutual coupling, the root mean square error of each signal-to-noise ratio reaches the minimum, and the estimation precision is the highest. And when the signal-to-noise ratio is 5dB, the method of the invention estimates the DOA to reach the CRB.
Simulation example 3: the signal-to-noise ratio was set to 5dB, the fast beat number was swept from 10 to 100, and the rest of the simulation conditions were the same as described above. The estimated performance difference of each method for DOA and mutual coupling is compared. The simulation results are shown in fig. 5 and 6. As can be seen from the figure, for the estimation of DOA and mutual coupling, the root mean square error of each fast beat reaches the minimum, and the estimation precision is the highest. And when the number of snapshots is 40, the estimation of DOA by the method of the invention reaches CRB.
The above description is only exemplary of the preferred embodiment and should not be taken as limiting the invention, as any modification, equivalent replacement, or improvement made within the spirit and principle of the present invention should be included in the scope of the present invention.
Claims (2)
1. A joint estimation method of DOA and mutual coupling based on nulling constraint is characterized by comprising the following steps:
step (1), modeling of received signals when array arrangement and mutual coupling exist:
arranging uniform linear arrays, wherein the number of array elements is M, and the distance between adjacent array elements is d; k wavelengths are λ from θ1,θ2,…,θKNarrow-band signals in the direction are incident to the uniform linear array and receive N snapshots, and modeling is carried out on a plurality of pieces of snapshot receiving data: Y-CAS + E, Y-Y [ Y1],y[2],…,y[N]]The signal matrix S ═ S [1 ]],s[2],…,s[N]]The noise matrix E ═ epsilon [1 ═ n],ε[2],…,ε[N]]C is a mutual coupling matrix, and C is Toeplitz ([1, C)1,c2,…,cP,0,…,0]) Toeplitz (. circle.) denotes the generation of a Toeplitz matrix, c1,c2,…,cPP represents the mutual coupling degree as a mutual coupling parameter;
wherein, the received data of the array at the nth snapshot is modeled as:wherein,representing a complex set, flow pattern matrix A ═ a (θ)1),a(θ2),…,a(θK)],a(θ1),a(θ2),…,a(θK) Representing a steering vector, the kth narrowband signal steering vector a (θ)k) The m-th element of (a)m(θk)=exp[j(m-1)uk],k=1,2,…,K,m=1,2,…,M,uk=2πdcos(θk)/λ;s[n]Is a signal vector of ε [ n ]]Is a noise vector;
step (2) dimension compression is carried out based on singular value decomposition:
performing singular value decomposition on Y, and performing dimensionality compression on Y to obtain YVsRepresenting a matrix formed by right singular vectors corresponding to K maximum singular values of Y;
step (3) establishing an optimization problem based on the nulling constraint:
the optimization problem is represented as:wherein | · | purple sweet2Expressing 2 norm, vectorization of Zz ═ vec (z), vec (·) denotes stacking vectorization of the matrix by columns, IKWhich represents an identity matrix of order K,denotes the Kronecker product, the mutual coupling matrix C ═ Toeplitz ([1, C)T,0,...,0]) The mutual coupling vector c ═ c1,c2,...,cP′]TP' represents an estimated value of the mutual coupling, an auxiliary parameterηkA vector of M (K-1) to Mk elements, K being 1,2T,γT,hT]T(ii) a Multi-block shooting matrixTo construct the operators of the Toeplitz matrix,is eta, is the ith row and the jth column element ofnI-j + K +1 th element of (M-K), i-1, 2, …, (M-K), j-1, 2, …, (K +1), a nulling filterOmega is a constant vector; s.t. represents a constraint, (.)H、(·)TRespectively representing conjugate transposition and transposition;
and (4) solving an optimization problem of the nulling constraint by adopting an iterative method:
first of all, initializingWherein c is0=0P′,0P′Zero vector representing P' × 1, initial value γ of γ0And an initial value h of h0Obtaining by assuming no mutual coupling of the arrays and performing TLS-ESTTRIT-like method on Z; then iterative computation is carried out, and upsilon is obtained in the process of q +1 iterationq+1=υq+ Δ upsilon, q ≧ 0, whereinAnd (3) for a result obtained by the q-th iteration calculation, wherein the Delta upsilon is a search vector and is obtained by solving the following linear quadratic optimization problem:
wherein, f vectorCross coupling matrix obtained by q iterationg vectorf vector Jacobian matrixg vector Jacobian matrixMulti-block Q matrixNamely, it isIs gammaqThe M (k-1) th to Mk th elements of (b),[·].,1:P′representing the first P' column of the matrix constituting a new matrix, Toeplitz matrixHankel matrix Is composed of1, and so on;to construct another operator of the Toeplitz matrix,ith action ofGamma is an inverse angle identity matrix;
step (5) DOA and mutual coupling estimation:
after iterative convergence, a convergence solution is obtained Is an estimate of the mutual coupling vector,is an estimate of the value of y,is an estimate of the value of h,will be provided withBringing inObtaining a polynomial, solving K roots of the polynomial to obtain x1,x2,...,xKThen DOA is estimated asWherein, the angle (·) takes a plurality of amplitude main values; according toObtaining an estimated cross-coupling matrix
2. The joint estimation method of DOA and mutual coupling based on nulling constraints as recited in claim 1, wherein: the value of ω in step (3) is the initial value of h in the iterative calculation of step (4), that is, ω is h0。
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