CN113178258A - Preoperative risk assessment method and system for surgical operation - Google Patents

Preoperative risk assessment method and system for surgical operation Download PDF

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CN113178258A
CN113178258A CN202110467774.5A CN202110467774A CN113178258A CN 113178258 A CN113178258 A CN 113178258A CN 202110467774 A CN202110467774 A CN 202110467774A CN 113178258 A CN113178258 A CN 113178258A
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patient
data set
information
historical
indexes
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卢云
李琴
张忠涛
高源�
杨永康
吴一多
张建
杨斌
邱婷
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Qingdao Baiyang Intelligent Technology Co ltd
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Abstract

The invention relates to a preoperative risk assessment method and a preoperative risk assessment system for a surgical operation, wherein the method comprises the following steps: determining main indexes of the evaluation of the surgical complications to form an index system; establishing a historical data set according to historical patient case data collected by indexes in an index system, and performing data preprocessing on the historical data set; forming a new historical data set according to indexes in the preprocessed historical data set extracted by the feature engineering and other data in the historical data set; establishing a risk prediction model by taking the data of the new history data set as input, taking various complications in an index system as output and integrating a supervised learning algorithm model as a base model; establishing a case data set; and inputting preoperative information in the case data set into the risk prediction model, judging the probability of each complication of the patient through the risk prediction model, and comparing the probability with the probability of the complication generated in the clinical surgical operation to form a risk assessment report. The invention can improve the reliability of the risk evaluation of the surgical operation complication.

Description

Preoperative risk assessment method and system for surgical operation
Technical Field
The invention belongs to the technical field of clinical medicine, and particularly relates to a preoperative risk assessment method and a preoperative risk assessment system for a surgical operation.
Background
In a medical scene, preoperative complication risk assessment is an important link before a surgical operation is performed, is directly related to risk assessment of the surgical process, and has important significance for a surgeon to grasp the surgical process and strengthen communication of doctor-patient relationship.
The common complications of the surgical operation include death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, respiratory failure, pneumonia, ventilator dependence, low cardiac output after surgery, sternotomy, thrombus after surgery, intracranial infection, increased intracranial pressure, cerebral hernia, pulmonary embolism, deep vein thrombosis of lower limbs, anastomotic fistula, infection at the surgical site, infection at superficial incision, infection at deep incision, infection around organ in body cavity, incision dehiscence, systemic septicemia, infection of urinary system, renal failure, hemorrhage at the surgical site, unplanned reoperation, postoperative delirium, decreased function, inability to walk, need of mobility assistance, pressure ulcer progression, poor healing, paraplegia, infection at the surgical site tissue, gas leakage, pulmonary atelectasis, stenosis of urethra, ureteral stenosis, dyspnea, apnea, recurrent laryngeal nerve injury, thyroid crisis, vascular surgical hemorrhage, asphyxia, and the like, Pulmonary cerebral embolism, intestinal adhesion, intestinal obstruction, intestinal necrosis, biliary leakage, pancreatic leakage, surgical hemorrhage of liver and gallbladder, subcutaneous effusion, WBC abnormality, CPR abnormality, oxygen partial pressure, carbon dioxide partial pressure, white blood cell, red blood cell, prostate specific antigen, etc.
Related research has been conducted abroad on risk assessment programs for surgical complications and related risk calculation tools have been developed, such as: the Risk Calculator of the national Surgical quality improvement program of the American surgeon Association has been shown to be useful in predicting postoperative complications (see documents Development and Evaluation of the Universal ACS NSQIP Surgical Risk calcium: A Decision air and information consensus Tool for Patents and targets). The risk assessment models and methods for surgical complications in China are rarely studied, and the risk assessment of a certain complication (for example, a surgical incision infection risk assessment system disclosed in the Chinese patent application with publication No. CN 108922620A) or the assessment of the effect on a certain disease (refer to preliminary identification of the ACS-NSQIP scientific tissue in clinical patients with systemic syndrome) is mainly studied. At present, most hospitals do not have a tool for risk assessment of surgical complications clinically, and clinicians prevent postoperative complications according to experience, so that doctors at different levels have inconsistent suggestions of complications possibly occurring in the same patient, and because clinical indexes of the patient are more, partial index bases are easily missed when the doctors judge the postoperative complications, and the reliability is poor.
Disclosure of Invention
Aiming at the problems of poor reliability and the like existing in the prior art of risk assessment of surgical complications, the invention provides a method and a system for risk assessment before surgery, which are used for risk assessment before surgery, predicting the risk probability value of complications of a patient in the process of surgery to be performed or after surgery, and providing reference basis for doctors to control the surgery process and communicate doctors and patients before surgery.
In order to achieve the above object, the present invention provides a preoperative risk assessment method, comprising the following steps:
forming an index system: determining main indexes of the surgical complication evaluation according to the relevant surgical guide and the surgical case data, and forming an index system according to the main indexes; the primary indicators include indicators related to surgical complications and complication names;
and (3) constructing a historical data set: establishing a historical data set according to historical patient case data collected by indexes in an index system;
a data preprocessing step: preprocessing data in the historical data set;
characteristic engineering steps: extracting indexes meeting a set threshold value through feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set;
constructing a risk prediction model: establishing a risk prediction model by taking data in the new history data set obtained in the characteristic engineering step as input, taking whether complications occur as output and taking an integrated supervised learning algorithm model as a base model;
and (3) constructing a case data set: establishing a case data set according to preoperative information of a patient to be evaluated;
a patient preoperative risk assessment step: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
Preferably, the step of constructing the historical data set further includes:
and (3) index standardization step: standardizing indexes in an index system through construction of an alias system;
a data acquisition step: collecting historical patient case data according to indexes in an index system;
a data set construction step: a historical data set is constructed from the patient historical case data.
Preferably, in the step of constructing the historical data set, the patient historical case data is collected in a manner of patient clinical data derived in a hospital system, or directly collected, or patient feedback data output by the risk prediction model.
Preferably, in the data preprocessing step, the method for preprocessing the data in the historical data set includes: carrying out data structuring processing, missing value processing and error value processing on data in the historical data set, and then carrying out standardization processing; the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of qualitative characteristics into quantitative characteristics by using a dummy code mode, and data conversion processing.
Preferably, in the feature engineering step, the method for extracting the index in the historical data set includes:
a characteristic selection step: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
a feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
Preferably, in the step of constructing a case data set, the preoperative information includes patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward visit information, and a patient medical record home page.
In order to achieve the above object, the present invention also provides a preoperative risk assessment system, comprising:
the system comprises an information input module, a clinical reference information and pre-operation information of a patient to be evaluated, wherein the clinical reference information comprises a surgical operation related guide, a knowledge text and surgical case data, and the pre-operation information of the patient to be evaluated comprises patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information and a patient case first page;
the data acquisition module is used for acquiring historical case data of a patient;
the data storage module is used for storing the clinical reference information and the preoperative information of the patient to be evaluated which are input by the information input module and the historical case data of the patient which are acquired by the data acquisition module; forming an index system according to the clinical reference information, forming a historical data set according to historical patient case data collected by indexes in the index system, and forming a case data set according to preoperative information of a patient to be evaluated;
the characteristic engineering module is used for extracting a historical data set from the data storage module and performing characteristic engineering extraction on the historical data set to obtain a new historical data set;
the risk prediction model generation module is used for extracting a new historical data set from the characteristic engineering module, taking data in the new historical data set as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a basic model to generate a risk prediction model;
a judgment module; the risk prediction model is used for storing the risk prediction model, extracting preoperative information of a patient to be evaluated, evaluating preoperative risk of the patient to be evaluated through the risk prediction model, predicting the occurrence probability of each complication of the patient, and comparing the probability with the occurrence probability of the complication in a clinical surgical operation to form a risk evaluation report for reference of doctors and the patient;
and the output module is used for outputting and feeding back the risk assessment report formed by the judgment module to the user.
Preferably, the system further comprises an information feedback module for collecting case information of the user after risk assessment is performed, sending the case information to the data storage module as patient historical case data, and updating the historical data set.
Preferably, still include PC end, remove end APP and server, information entry module, data acquisition module, output module and information feedback module install in PC end and removal end APP, data storage module, characteristic engineering module, risk prediction model generation module and judgment module install in the server.
Compared with the prior art, the invention has the advantages and positive effects that:
(1) the method comprises the steps of determining main indexes of surgical complication risk assessment according to surgical operation relevant guidelines and surgical case data, forming an index system according to the main indexes, collecting historical case data of a patient according to indexes in the index system, and further establishing a historical data set; and extracting by combining with characteristic engineering, selecting final index characteristics to obtain a new history data set, constructing a risk assessment model by combining with an integrated supervised learning method model according to data of the new history data set, assessing preoperative risk of a patient to be operated by the risk assessment model, improving the reliability of preoperative risk assessment of the surgical operation, and providing a reference basis for doctors to control the operation process and communicate preoperative doctors and patients before the operation.
(2) The method has three modes of collecting historical data, combines the three modes to accumulate data through patient clinical data derived from a hospital system or directly collected or patient feedback data output by the risk prediction model, uses the patient feedback information after risk evaluation of the risk prediction model as historical patient case data for iterative optimization of the risk prediction model, ensures that the accuracy of the risk prediction model is higher, and further improves the reliability of the direction evaluation before the surgery.
(3) The invention considers general complications and special complications in the field of total surgery instead of risk assessment of single complications, considers the difference of medical indexes, has strong universality and is suitable for surgical scenes.
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FIG. 1 is a block flow diagram of a preoperative risk assessment method according to an embodiment of the invention;
fig. 2 is a block diagram illustrating a preoperative risk assessment system according to an embodiment of the present invention.
Detailed Description
The invention is described in detail below by way of exemplary embodiments. It should be understood, however, that elements, structures and features of one embodiment may be beneficially incorporated in other embodiments without further recitation.
The surgery can evaluate the possible complications caused by the surgery before the surgery, most hospitals do not have tools for evaluating the risk of the complications caused by the surgery clinically at present, and clinicians prevent the postoperative complications according to experience, so that the suggestions of the complications possibly occurring to the same patient by doctors with different levels are possibly inconsistent, and partial index bases are easily missed when the doctors judge the postoperative complications due to more clinical indexes of the patient. In order to improve the accuracy and reliability of risk assessment before surgery, the invention provides a method and a system for risk assessment before surgery, which are used for assessing the risk of complications possibly caused by surgery before surgery and providing reference basis for doctors to control the surgery process and communicate doctors and patients before surgery. The preoperative risk assessment method and system are described in detail below.
Referring to fig. 1, the present invention discloses a preoperative risk assessment method, comprising the following steps:
s1, forming an index system: determining main indexes of the surgical complication evaluation according to the relevant surgical guide and the surgical case data, and forming an index system according to the main indexes; the primary indicators include indicators related to surgical complications and complication names.
Specifically, the guidelines related to surgical operations employ general surgical diagnosis and treatment guidelines (3 rd edition), and guidelines for prevention of infection at a surgical site (2017).
Specifically, the surgical corresponding complication indicators include: death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, respiratory failure, pneumonia, ventilator dependence, post-operative low cardiac output, sternotomy, post-operative thrombosis, intracranial infection, increased intracranial pressure, cerebral hernia, pulmonary embolism, lower limb deep vein thrombosis, anastomotic fistula, surgical site infection, superficial incision infection, deep incision infection, peri-organ infection in the body cavity, incision dehiscence, systemic sepsis, urinary system infection, renal failure, hemorrhage in the operative area, unplanned reoperation, post-operative delirium, decreased function, inability to walk, need for use of mobility assistance, pressure ulcer progression, poor healing, paraplegia, surgical site tissue infection, air leakage, atelectasis, urethral stricture, ureteral stenosis, dyspnea, asphyxia, recurrent laryngeal injury, thyroid crisis, vascular bleeding, pulmonary cerebral embolism, intestinal adhesion, Ileus, intestinal necrosis, biliary leakage, pancreatic leakage, surgical hemorrhage of liver and gall, subcutaneous fluid collection, WBC abnormality, CPR abnormality, oxygen partial pressure, carbon dioxide partial pressure, white blood cells, red blood cells, prostate specific antigen, and the like.
S2, historical data set construction step: and establishing a historical data set according to the historical patient case data collected by the indexes in the index system.
Specifically, the step of constructing the historical data set further comprises:
s21, index standardization step: standardizing indexes in an index system through construction of an alias system;
s22, data acquisition step: collecting historical patient case data according to indexes in an index system;
s23, data set construction: a historical data set is constructed from the patient historical case data.
The collected historical patient case data of the patient is subjected to index standardization, and the sample data is more comprehensive and balanced when a risk prediction model is constructed later, so that the accuracy and the reliability of the risk prediction model are higher.
Specifically, the patient historical case data is collected by means of patient clinical data derived in a hospital system or directly collected, or patient feedback data output by the risk prediction model. And three modes are combined for data accumulation, and the feedback information of the patient after risk evaluation of the risk prediction model is used as historical patient case data for iterative optimization of the risk prediction model, so that the accuracy of the risk prediction model is higher, and the reliability of the preoperative direction evaluation of the surgery is further improved.
Specifically, the patient history case data that the surgery needs to collect includes: age, sex, name of the hospital admission, hospital admission diagnostic code, BMI, Glasgow coma score, muscle strength, headache, emesis, optic papillary edema, degree of hypertension, whether hypertension requires medication, history of coronary heart disease, stenting, fasting blood glucose levels, glycated hemoglobin, history of cerebral hemorrhage, history of cerebral thrombosis, history of rheumatic immune system disease, hormonal use, asthma, bronchitis, dialysis, acute renal failure, smoking age, smoking duration, smoking cessation age, drinking alcohol cessation age, anticoagulant, hormone-like medication, chemotherapy, mobility assistance, cognitive status at check-in, state at home, palliative therapy at hospital admission, drop history, hospital admission independent processing ability, ascites within 30 days before surgery, Systemic sepsis occurring 48 hours before surgery, congestive heart failure 30 days before surgery, severe COPD history, dyspnea, admission to hospital due to malignant tumor, invasion of adjacent organs (tissues), diffuse cancer, degree of tumor differentiation, type of surgery, surgical procedure code, surgical name, surgical indication, whether it is an acute surgery, whether it is shock, whether there is a history of life support, anesthesia, whether it is chemoradiotherapy, type of surgical incision, acute myocardial infarction, Killip grading, NYHA grading, functional status, ASA grading, NRS2002 (nutritional risk screening score), days of hospitalization, arrhythmia, atrial fibrillation, premature beats, conduction block, ST ischemic manifestation, ejection fraction, pulmonary artery pressure, valve regurgitation, segmental dyskinesia of the ventricular wall, breast molybdenum target diagnosis whether lesion, breast magnetic resonance diagnosis whether lesion, degree of vascular stenosis, degree of stenosis, etc Thrombosis, low density or brain softening focus, normality of craniocerebral CT, fracture site, degree of fracture, nerve damage associated with fracture, soft tissue damage associated with fracture, thyroid lesion, thyroid nodule grade, emphysema, bullous bullae, leukocytes, hemoglobin, platelet count, urine leukocytes, urine erythrocytes, PT, APTT, fibrinogen, antithrombin III, D-dimer, prostate specific antigen, alpha-fetoprotein, albumin, prealbumin, ALT, AST, Cr, urea nitrogen, oxygen partial pressure, carbon dioxide partial pressure, pH, bicarbonate, base residual, oxygen saturation, triglycerides, total cholesterol, low density lipoprotein, parathyroid hormone, thyroxine, free triiodothyronine, thyroid stimulating hormone, potassium, indocyanine green excretion test results, B-type brain natriuretic peptide, total cholesterol, low density lipoprotein, parathyroid hormone, thyroxine, free triiodothyroxine, thyroid stimulating hormone, potassium, indocyanine green excretion test results, brain-type B-type brain natriuretic peptide, and/or a combination thereof, High sensitivity troponin-I index.
It should be noted that, because different operation types need to satisfy the requirement of collecting balanced sample data when a risk prediction model is constructed and modeled later, in the process of collecting data, the operation types are uniformly coded, and in this embodiment, the operation types are uniformly coded by using "universal medical procedure coding" which is mainly compiled by the american medical association AMA.
S3, data preprocessing: data in the historical dataset is preprocessed.
Specifically, the method for preprocessing the data in the historical data set comprises the following steps: the method comprises the steps of carrying out data structuring processing, missing value processing and error value processing on data in a historical data set, and then carrying out standardization processing, wherein the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of the qualitative characteristics into the quantitative characteristics by means of dummy coding and data transformation processing.
The data in the historical data set is subjected to structuring processing, missing value processing, error value processing and standardization processing, so that the sample data is more comprehensively balanced when a risk prediction model is constructed later, and the accuracy and the reliability of the risk prediction model are higher.
S4, characteristic engineering step: and extracting indexes meeting a set threshold value through a feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set.
Specifically, the method for extracting the index in the historical data set comprises the following steps:
s41, feature selection: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
s42, feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
It should be noted that, after the indexes selected by the features are fused with the new indexes generated by the features, the new indexes are fused with other data in the historical data set to form a new historical data set, and when a risk prediction model is constructed later, the fused indexes are more comprehensive and balanced, so that the accuracy and reliability of the constructed risk prediction model are further improved.
S5, constructing a risk prediction model: and establishing a risk prediction model by taking the data in the new history data set obtained in the characteristic engineering step as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a base model.
S6, a case data set construction step: and establishing a case data set according to preoperative information of a patient to be evaluated.
Specifically, the preoperative information includes patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information, and a patient medical record home page.
S7, assessment of preoperative risk of patients: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
The method of the invention determines the main indexes of the surgical complication risk assessment according to the relevant guidelines of the surgical operation and the surgical case data, forms an index system according to the main indexes, collects the historical case data of the patient according to the indexes in the index system, and further establishes a historical data set; and extracting by combining with characteristic engineering, selecting final index characteristics to obtain a new history data set, constructing a risk assessment model by combining with an integrated supervised learning method model according to data of the new history data set, assessing preoperative risk of a patient to be operated by the risk assessment model, improving the reliability of preoperative risk assessment of the surgical operation, and providing a reference basis for doctors to control the operation process and communicate preoperative doctors and patients before the operation.
Referring to fig. 2, an embodiment of the present invention provides a preoperative risk assessment system, including:
the system comprises an information input module 1, a clinical reference information and pre-operation information of a patient to be evaluated, wherein the clinical reference information comprises a surgical operation related guide, a knowledge text and surgical case data, and the pre-operation information of the patient to be evaluated comprises patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information and a patient case first page;
the data acquisition module 2 is used for acquiring historical case data of a patient;
the data storage module 3 is used for storing the clinical reference information and the preoperative information of the patient to be evaluated which are input by the information input module and the historical case data of the patient which are acquired by the data acquisition module; forming an index system according to the clinical reference information, forming a historical data set according to historical patient case data collected by indexes in the index system, and forming a case data set according to preoperative information of a patient to be evaluated;
the characteristic engineering module 4 is used for extracting a historical data set from the data storage module and performing characteristic engineering extraction on the historical data set to obtain a new historical data set;
the risk prediction model generation module 5 is used for extracting a new historical data set from the characteristic engineering module, taking data in the new historical data set as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a basic model to generate a risk prediction model;
a judgment module 6; the risk prediction model is used for storing the risk prediction model, extracting preoperative information of a patient to be evaluated, evaluating preoperative risk of the patient to be evaluated through the risk prediction model, predicting the occurrence probability of each complication of the patient, and comparing the probability with the occurrence probability of the complication in a clinical surgical operation to form a risk evaluation report for reference of doctors and the patient;
and the output module 7 is used for outputting and feeding back the risk assessment report formed by the judgment module to the user.
The system also comprises an information feedback module 8 which is used for collecting the case information of the user after risk assessment is carried out, sending the information to the data storage module 3 as the historical case data of the patient and updating the historical data set.
The system further comprises a PC (personal computer) end 9, a mobile end APP10 and a server 11, wherein the information entry module 1, the data acquisition module 2, the output module 7 and the information feedback module 8 are installed in the PC end 9 and the mobile end APP10, and the data storage module 3, the characteristic engineering module 4, the risk prediction model generation module 5 and the judgment module 6 are installed in the server 11.
In the system, the risk prediction model is used for evaluating the preoperative risk of a case data set to be evaluated, predicting the occurrence probability of each complication of a patient, comparing the probability with the occurrence probability of the complication in a clinical surgical operation, outputting a generated risk evaluation report to the output module, and finally outputting the risk evaluation report by the output module to provide a reference basis for the doctor to control the operation process and communicate the preoperative doctor and patient before the operation.
The above system is used for evaluating the complications possibly caused by the operation of a patient before the surgical operation, and doctors input basic information of preoperative information of the patient, personal history, previous diseases, imaging examination and blood examination to evaluate the death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, respiratory failure, pneumonia, breathing machine dependence, postoperative low cardiac output, sternal opening, postoperative thrombus, intracranial infection, intracranial pressure increase, cerebral hernia, pulmonary embolism, lower limb deep vein thrombus, anastomotic fistula, operation site infection, superficial incision infection, deep incision infection, infection around organs in body cavity, incision opening, systemic septicemia, urinary system infection, renal failure, hemorrhage in operation area, nonprescheduled reoperation, postoperative delirium, functional decline and incapability of walking, and the need to use action assistance, pressure ulcer progression, Poor healing, paraplegia, tissue infection at the operation site, air leakage, atelectasis, urethral stricture, ureteral stricture, dyspnea, asphyxia, recurrent laryngeal nerve injury, thyroid crisis, vascular surgical hemorrhage, pulmonary cerebral embolism, intestinal adhesion, intestinal obstruction, intestinal necrosis, biliary leakage, pancreatic leakage, hepatobiliary surgical hemorrhage, subcutaneous fluid collection, WBC abnormality, CPR abnormality, oxygen partial pressure, carbon dioxide partial pressure, white blood cells, red blood cells, prostate specific antigen and other complications, and outputting the operation risk of the patient, and finally forming a report which can be provided for the patient and family members.
According to the system, main indexes of surgical operation complication risk assessment are determined according to the relevant guidelines of the surgical operation and the surgical case data, an index system is formed according to the main indexes, historical case data of a patient are collected according to the indexes in the index system, and a historical data set is further established; and extracting by combining with characteristic engineering, selecting final index characteristics to obtain a new history data set, constructing a risk assessment model by combining with an integrated supervised learning method model according to data of the new history data set, assessing preoperative risk of a patient to be operated by the risk assessment model, having high accuracy of risk assessment, improving reliability of preoperative risk assessment of the surgery, providing reference basis for doctors to control the operation process and communication between preoperative doctors and patients before the operation, avoiding the occurrence of inconsistent suggestions of possibly occurring complications of doctors at different levels to the same patient in clinic, and preventing the doctors from easily missing part of indexes when judging postoperative complications due to more clinical indexes of the patient.
The above method and system are further described in the following with specific embodiments.
Example 1: a preoperative risk assessment method for orthopedic surgery comprises the following steps:
s1, forming an index system: determining main indexes for evaluating complications of the orthopedic surgery according to relevant guidelines of the orthopedic surgery and orthopedic case data, and forming an index system according to the main indexes; the main indexes comprise indexes related to the complications of the orthopedic surgery and the names of the complications.
Specifically, the guidelines related to the orthopedic operation adopt Chinese guidelines for prevention of venous thrombosis in major orthopedic operations, prevention and treatment of complications in orthopedic operations (version 3), general guidelines for diagnosis and treatment of surgical diseases (version 3), and guidelines for prevention of infection at a surgical site (2017).
Specifically, the corresponding complication index of the orthopedic surgery comprises a universality index and an orthopedic surgery specificity index. Wherein, the universality index comprises: death, cardiovascular accidents, cerebrovascular accidents, respiratory failure, pulmonary embolism, pneumonia, limb thrombotic complications, anastomotic fistulas, incision infections, incision dehiscence, organ space infections, systemic sepsis, urinary system infections, renal failure, intraoperative hemorrhage, unplanned reoperation, postoperative delirium, functional decline, use of traffic aids, pressure ulcer progression. The orthopedic surgery specific indexes comprise: poor healing, paraplegia, WBC abnormalities, CPR abnormalities, and the like.
S2, historical data set construction step: and establishing a historical data set according to the historical patient case data collected by the indexes in the index system.
Specifically, the step of constructing the historical data set further comprises:
s21, index standardization step: standardizing indexes in an index system through construction of an alias system;
s22, data acquisition step: collecting historical patient case data according to indexes in an index system;
s23, data set construction: a historical data set is constructed from the patient historical case data.
Specifically, the patient history case data collected by the orthopedic surgery includes two parts of a surgical universality index and an orthopedic surgery specificity index. Wherein the surgical commonality indicators include: age, sex, BMI, white blood cells, hemoglobin, platelet count, PT, APTT, D-dimer, albumin, prealbumin, ALT, AST, Cr, BUN, PO2、PCO2pH, HCO3-BE, oxygen saturation, triglyceride, total cholesterol, low density lipoprotein, potassium, BNP, hypersensitive troponin-I, arrhythmia, atrial fibrillation, premature beat, and conduction blockST ischemic manifestation, EF, pulmonary arterial pressure, valve regurgitation, segmental wall motion abnormalities, fracture site, degree of fracture, nerve damage associated with fracture, soft tissue damage associated with fracture, low density or brain softening foci, emphysema, bullous lung, hypertension, whether hypertension requires drug therapy, whether stenting, fasting plasma glucose, glycated hemoglobin, cerebral hemorrhage, cerebral thrombosis, the rheumatic immune system, hormone use, asthma, bronchitis, dialysis or not, acute renal failure, smoking age, smoking cessation age, drinking age, alcohol withdrawal age, anticoagulant, hormone, chemotherapeutic agent, use of mobility assistance, cognitive status at enrollment, status at home, palliative therapy at admission, drop history, functional status, ASA grading, NRS2002 (nutritional risk screening score), admission capacity, hospitalization capacity, weight loss, Ascites within 30 days before operation, systemic sepsis occurring 48 hours before operation, congestive heart failure 30 days before operation, severe COPD history, dyspnea, whether hospitalization was due to a malignant tumor, whether an adjacent organ (tissue) was invaded, degree of tumor differentiation, diffuse cancer, type of operation, name of operation, surgical indication, whether emergency surgery was performed, whether shock was experienced, whether a life support history was used, anesthesia pattern, whether radiochemotherapy was performed, type of surgical incision, acute myocardial infarction, Killip classification, NYHA classification, days of hospitalization, death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, respiratory failure, pneumonia, pulmonary embolism, lower limb deep vein thrombosis, anastomotic fistula, renal failure, bleeding in operative areas, postoperative delirium, unplanned reoperation, progression of compressive ulcer, and the like. The specific indexes of the orthopedic surgery comprise X-ray plain films, CT, magnetic resonance and the like.
S3, data preprocessing: data in the historical dataset is preprocessed.
Specifically, the method for preprocessing the data in the historical data set comprises the following steps: the method comprises the steps of carrying out data structuring processing, missing value processing and error value processing on data in a historical data set, and then carrying out standardization processing, wherein the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of the qualitative characteristics into the quantitative characteristics by means of dummy coding and data transformation processing.
S4, characteristic engineering step: and extracting indexes meeting a set threshold value through a feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set.
Specifically, the method for extracting the index in the historical data set comprises the following steps:
s41, feature selection: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
s42, feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
S5, constructing a risk prediction model: and establishing a risk prediction model by taking the data in the new history data set obtained in the characteristic engineering step as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a base model.
S6, a case data set construction step: and establishing a case data set according to preoperative information of a patient to be evaluated.
Specifically, the preoperative information includes patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information, and a patient medical record home page.
S7, assessment of preoperative risk of patients: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
Example 2: a pre-operative risk assessment method for cardiovascular surgery comprises the following steps:
s1, forming an index system: determining main indexes for evaluating the cardiovascular surgical complications according to relevant guidelines of the cardiovascular surgical operations and cardiovascular surgical case data, and forming an index system according to the main indexes; the primary indicators include indicators related to cardiovascular surgical complications and complication designations.
Specifically, the guidelines related to cardiovascular surgery include cardiovascular surgery diagnosis and treatment guidelines (3 rd edition), chinese first-class cardiovascular disease prevention guidelines, general surgery diagnosis and treatment guidelines (3 rd edition), and surgical site infection prevention guidelines (2017).
Specifically, the cardiovascular surgery-corresponding complication index includes a general index and a cardiovascular surgery-specific index. Wherein, the universality index comprises: death, cardiovascular accidents, cerebrovascular accidents, respiratory failure, pulmonary embolism, pneumonia, limb thrombotic complications, anastomotic fistulas, incision infections, incision dehiscence, organ space infections, systemic sepsis, urinary system infections, renal failure, intraoperative hemorrhage, unplanned reoperation, postoperative delirium, functional decline, use of traffic aids, pressure ulcer progression. Cardiovascular surgery specific indices include: low cardiac output after operation, sternal opening, thrombus after operation, etc.
S2, historical data set construction step: and establishing a historical data set according to the historical patient case data collected by the indexes in the index system.
Specifically, the step of constructing the historical data set further comprises:
s21, index standardization step: standardizing indexes in an index system through construction of an alias system;
s22, data acquisition step: collecting historical patient case data according to indexes in an index system;
s23, data set construction: a historical data set is constructed from the patient historical case data.
Specifically, the patient historical case data that needs to be collected for cardiovascular surgery includes both surgical commonality indicators and cardiovascular surgery-specific indicators. Wherein the surgical commonality indicators include: age, sex, BMI, white blood cells, hemoglobin, platelet count, PT, APTT, D-dimer, albumin, prealbumin, ALT, AST, Cr, BUN, PO2、PCO2pH, HCO3-BE, oxygen saturation, triglycerides, total cholesterol, low density lipoprotein, potassium, BNP, hypersensitive troponin-I, arrhythmia, atrial fibrillation, premature beats, conduction block, ST ischemic manifestations, EF, pulmonary arterial pressure, valve regurgitation, segmental dyskinesia of the ventricular wall, hypodense or softened foci of the brain, emphysema, bullous lung, hypertension, whether hypertension requires drug therapy, coronary heart disease, whether stents, fasting plasma glucose, glycated hemoglobin, cerebral hemorrhage, cerebral thrombosis, the rheumatic immune system, hormonal use, asthma, bronchitis, whether dialysis, acute renal failure, smoking duration, whether smoking cessation, smoking duration, alcohol consumption duration, alcohol withdrawal, alcohol consumption duration, anticoagulant, hormone, chemotherapeutic agent, use of mobility assistance, cognitive state at enrollment, state at home, palliative therapy at admission, state at home, and the like, Drop history, functional status, ASA grade, NRS2002 (nutritional risk screening score), admission capacity, ascites within 30 days prior to surgery, systemic sepsis occurring 48 hours prior to surgery, congestive heart failure within 30 days prior to surgery, severe COPD history, dyspnea, admission to hospital due to a malignant tumor, invasion of adjacent organs (tissues), degree of tumor differentiation, diffuse cancer, type of surgery, name of surgery, surgical indication, whether emergency surgery, shock, history of use of life support, anesthesia modality, chemotherapy, type of surgical incision, acute myocardial infarction, Killip grade, NYHA grade, days of hospitalization, death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, respiratory failure, pneumonia, pulmonary embolism, lower limb deep vein thrombosis, anastomotic fistula, renal failure, bleeding in the surgical area, postoperative delirium, postoperative, Non-planned reoperation, progression of compressive ulcer, etc.Cardiovascular surgery specific indices include elective coronary angiography, past history of cerebral infarction, and the like.
S3, data preprocessing: data in the historical dataset is preprocessed.
Specifically, the method for preprocessing the data in the historical data set comprises the following steps: the method comprises the steps of carrying out data structuring processing, missing value processing and error value processing on data in a historical data set, and then carrying out standardization processing, wherein the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of the qualitative characteristics into the quantitative characteristics by means of dummy coding and data transformation processing.
S4, characteristic engineering step: and extracting indexes meeting a set threshold value through a feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set.
Specifically, the method for extracting the index in the historical data set comprises the following steps:
s41, feature selection: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
s42, feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
S5, constructing a risk prediction model: and establishing a risk prediction model by taking the data in the new history data set obtained in the characteristic engineering step as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a base model.
S6, a case data set construction step: and establishing a case data set according to preoperative information of a patient to be evaluated.
Specifically, the preoperative information includes patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information, and a patient medical record home page.
S7, assessment of preoperative risk of patients: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
Example 3: a preoperative risk assessment method for thoracic surgery comprises the following steps:
s1, forming an index system: determining main indexes for evaluating complications of the thoracic surgery according to relevant guidelines of the thoracic surgery and thoracic surgery case data, and forming an index system according to the main indexes; the primary indices include indices related to complications of thoracic surgery and complication names.
Specifically, the guidelines related to thoracic surgery employ prevention and treatment of cardiothoracic surgical complications, chinese thoracic surgery perioperative airway management guidelines (2020 version), general surgical disease diagnosis guidelines (3 rd version), and surgical site infection prevention guidelines (2017).
Specifically, the complications index corresponding to the thoracic surgery includes a general index and a thoracic surgery specificity index. Wherein, the universality index comprises: death, cardiovascular accidents, cerebrovascular accidents, respiratory failure, pulmonary embolism, pneumonia, limb thrombotic complications, anastomotic fistulas, incision infections, incision dehiscence, organ space infections, systemic sepsis, urinary system infections, renal failure, intraoperative hemorrhage, unplanned reoperation, postoperative delirium, functional decline, use of traffic aids, pressure ulcer progression. Thoracic surgery specific indices include: leakage of qi, atelectasis of the lung, etc.
S2, historical data set construction step: and establishing a historical data set according to the historical patient case data collected by the indexes in the index system.
Specifically, the step of constructing the historical data set further comprises:
s21, index standardization step: standardizing indexes in an index system through construction of an alias system;
s22, data acquisition step: collecting historical patient case data according to indexes in an index system;
s23, data set construction: a historical data set is constructed from the patient historical case data.
Specifically, the patient history case data collected by the thoracic surgery includes two parts of a general surgical index and a specific thoracic surgery index. Wherein the surgical commonality indicators include: age, sex, BMI, white blood cells, hemoglobin, platelet count, PT, APTT, D-dimer, albumin, prealbumin, ALT, AST, Cr, BUN, PO2、PCO2pH, HCO3-BE, oxygen saturation, triglycerides, total cholesterol, low density lipoprotein, potassium, BNP, hypersensitive troponin-I, arrhythmia, atrial fibrillation, premature beats, conduction block, ST ischemic manifestations, EF, pulmonary arterial pressure, valve regurgitation, segmental dyskinesia of the ventricular wall, hypodense or softened brain foci, emphysema, bullous lung, hypertension, whether hypertension requires drug therapy, whether stents, fasting plasma glucose, glycated hemoglobin, cerebral hemorrhage, cerebral thrombosis, the rheumatic immune system, hormonal use, asthma, bronchitis, whether dialysis, acute renal failure, smoking duration, whether smoking cessation, smoking duration, alcohol consumption duration, alcohol withdrawal duration, anticoagulant, hormone, chemotherapeutic agent, use of mobility assistance, cognitive state at check-in, state at home, palliative therapy at admission, history of dropping, and the like, Functional status, ASA grade, NRS2002 (nutritional risk screening score), admission capacity, ascites within 30 days before surgery, systemic sepsis occurring 48 hours before surgery, congestive heart failure 30 days before surgery, severe COPD history, dyspnea, admission to hospital due to malignant tumors, invasion of adjacent organs (tissues), degree of tumor differentiation, diffuse cancer, hand cancer, liver cancerThe type of operation, the name of the operation, the indication of the operation, whether or not an emergency operation is performed, whether or not shock is caused, whether or not a history of life support is used, the anesthesia mode, whether or not radiotherapy and chemotherapy are performed, the type of the operation incision, acute myocardial infarction, Killip grading, the number of hospitalization days, death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, respiratory failure, pneumonia, pulmonary embolism, lower limb deep vein thrombosis, anastomotic fistula, renal failure, bleeding in the operation area, postoperative delirium, unplanned reoperation and other indexes. Thoracic surgery specific indicators include WBC abnormalities, CPR abnormalities, and the like.
S3, data preprocessing: data in the historical dataset is preprocessed.
Specifically, the method for preprocessing the data in the historical data set comprises the following steps: the method comprises the steps of carrying out data structuring processing, missing value processing and error value processing on data in a historical data set, and then carrying out standardization processing, wherein the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of the qualitative characteristics into the quantitative characteristics by means of dummy coding and data transformation processing.
S4, characteristic engineering step: and extracting indexes meeting a set threshold value through a feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set.
Specifically, the method for extracting the index in the historical data set comprises the following steps:
s41, feature selection: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
s42, feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
S5, constructing a risk prediction model: and establishing a risk prediction model by taking the data in the new history data set obtained in the characteristic engineering step as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a base model.
S6, a case data set construction step: and establishing a case data set according to preoperative information of a patient to be evaluated.
Specifically, the preoperative information includes patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information, and a patient medical record home page.
S7, assessment of preoperative risk of patients: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
Example 4: a preoperative risk assessment method for general surgery comprises the following steps:
s1, forming an index system: determining main indexes for evaluating complications of general surgery according to relevant guidelines of general surgery and general surgery case data, and forming an index system according to the main indexes; the main indicators include indicators related to the complications of general surgery and the names of the complications.
Specifically, general surgical guidelines include general surgical diagnosis and treatment guidelines (3 rd edition) and surgical site infection prevention guidelines (2017).
Specifically, the indexes of the complications corresponding to the general surgery comprise a general index and a general surgery operation specificity index. Wherein, the universality index comprises: death, cardiovascular accidents, cerebrovascular accidents, respiratory failure, pulmonary embolism, pneumonia, limb thrombotic complications, anastomotic fistulas, incision infections, incision dehiscence, organ space infections, systemic sepsis, urinary system infections, renal failure, intraoperative hemorrhage, unplanned reoperation, postoperative delirium, functional decline, use of traffic aids, pressure ulcer progression. General surgery specific indices include: hemorrhage, pulmonary embolism, anastomotic leakage, intestinal adhesion, intestinal obstruction, intestinal necrosis, biliary leakage, pancreatic leakage, dyspnea, asphyxia, recurrent laryngeal nerve injury, thyroid gland crisis, subcutaneous effusion, etc.
S2, historical data set construction step: and establishing a historical data set according to the historical patient case data collected by the indexes in the index system.
Specifically, the step of constructing the historical data set further comprises:
s21, index standardization step: standardizing indexes in an index system through construction of an alias system;
s22, data acquisition step: collecting historical patient case data according to indexes in an index system;
s23, data set construction: a historical data set is constructed from the patient historical case data.
In particular, the patient historical case data that the general surgery needs to collect includes two parts, surgical general purpose indicators and general surgery specific indicators. Wherein the surgical commonality indicators include: age, sex, BMI, white blood cells, hemoglobin, platelet count, PT, APTT, D-dimer, albumin, prealbumin, ALT, AST, Cr, BUN, PO2、PCO2pH, HCO3-BE, oxygen saturation, triglycerides, total cholesterol, low density lipoprotein, thyroxine, potassium, BNP, hypersensitive troponin-I, arrhythmia, atrial fibrillation, premature beats, conduction block, ST ischemic manifestations, EF, pulmonary arterial pressure, valve regurgitation, segmental dyskinesia of the ventricular wall, low density or brain softening foci, emphysema, bullous bullae, hypertension, whether hypertension requires drug therapy, coronary heart disease, whether stenting, fasting plasma glucose, glycated hemoglobin, cerebral hemorrhage, cerebral thrombosis, rheumatic immune system, hormonal use, asthma, bronchitis, whether dialysis is performed, acute renal failure, smoking duration, whether smoking cessation, smoking duration, alcohol consumption duration, alcohol withdrawal, abstinence from alcoholAge, anticoagulant, hormone, chemotherapeutic agent, use of mobility assistance, cognitive status at registration, status at home, palliative treatment at admission, history of falls, functional status, ASA classification, NRS2002 (nutritional risk screening score), admission capacity, ascites within 30 days prior to surgery, systemic sepsis occurring 48 hours prior to surgery, congestive heart failure 30 days prior to surgery, severe COPD history, dyspnea, admission to hospital due to malignant tumor, whether there is an invasion of adjacent organs (tissues), degree of tumor differentiation, diffuse cancer, type of surgery, name of surgery, surgical indication, whether or not there is an emergency surgery, whether or not there is shock, whether or not there is a history of use of life support, mode of anesthesia, whether or not radiochemotherapy is performed, type of surgical incision, acute myocardial infarction, Killip classification, number of days of hospitalization, death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, cerebral hemorrhage, cerebral, Respiratory failure, pneumonia, lower limb deep vein thrombosis, anastomotic fistula, renal failure, postoperative delirium, unplanned reoperation, etc. The specific indexes of general surgery include CT angiography, ultrasound, fibrinogen, antithrombin III, rectal MR, abdominal enhanced CT, indocyanine green excretion test, alpha-fetoprotein, thyroid ultrasound, parathyroid hormone, Jiagong, mammary gland ultrasound molybdenum target, mammary gland magnetic resonance and the like.
S3, data preprocessing: data in the historical dataset is preprocessed.
Specifically, the method for preprocessing the data in the historical data set comprises the following steps: the method comprises the steps of carrying out data structuring processing, missing value processing and error value processing on data in a historical data set, and then carrying out standardization processing, wherein the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of the qualitative characteristics into the quantitative characteristics by means of dummy coding and data transformation processing.
S4, characteristic engineering step: and extracting indexes meeting a set threshold value through a feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set.
Specifically, the method for extracting the index in the historical data set comprises the following steps:
s41, feature selection: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
s42, feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
S5, constructing a risk prediction model: and establishing a risk prediction model by taking the data in the new history data set obtained in the characteristic engineering step as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a base model.
S6, a case data set construction step: and establishing a case data set according to preoperative information of a patient to be evaluated.
Specifically, the preoperative information includes patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information, and a patient medical record home page.
S7, assessment of preoperative risk of patients: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
Example 5: a preoperative risk assessment method for urology surgery comprises the following steps:
s1, forming an index system: determining main indexes of urological operation complication evaluation according to the urological operation relevant guidelines and urological case data, and forming an index system according to the main indexes; the main indicators include indicators related to complications of urology surgery and the name of the complications.
Specifically, the urological surgery-related guidelines employ prevention and treatment of urological complications (seminal), urological complications-diagnosis, prevention and treatment, general surgical disease diagnosis and treatment guidelines (3 rd edition), prevention guidelines for surgical site infections (2017).
Specifically, the corresponding complication index of the urological operation comprises a general index and a urological operation specific index. Wherein, the universality index comprises: death, cardiovascular accidents, cerebrovascular accidents, respiratory failure, pulmonary embolism, pneumonia, limb thrombotic complications, anastomotic fistulas, incision infections, incision dehiscence, organ space infections, systemic sepsis, urinary system infections, renal failure, intraoperative hemorrhage, unplanned reoperation, postoperative delirium, functional decline, use of traffic aids, pressure ulcer progression. Urological procedure specific indicators include: urethral stricture, ureteral stricture, urinary tract infection, etc.
S2, historical data set construction step: and establishing a historical data set according to the historical patient case data collected by the indexes in the index system.
Specifically, the step of constructing the historical data set further comprises:
s21, index standardization step: standardizing indexes in an index system through construction of an alias system;
s22, data acquisition step: collecting historical patient case data according to indexes in an index system;
s23, data set construction: a historical data set is constructed from the patient historical case data.
Specifically, the patient historical case data that the urological procedure requires to collect includes both surgical commonality indicators and urological procedure-specific indicators. Wherein the surgical commonality indicators include: age, sex, BMI, white blood cells, hemoglobin, platelet count, PT, APTT, D-dimer, albumin, prealbumin, ALT, AST, Cr, BUN, PO2、PCO2pH, HCO3-BE, oxygen saturation, triglycerides, total cholesterol, low density lipoprotein, potassium, BNP, hypersensitive troponin-I, arrhythmia, atrial fibrillation, premature beats, conduction block, ST ischemic manifestations, EF, pulmonary arterial pressure, valve regurgitation, segmental dyskinesia of the ventricular wall, hypodense or softened foci of the brain, emphysema, bullous lung, hypertension, whether hypertension requires drug therapy, coronary heart disease, whether stents, fasting plasma glucose, glycated hemoglobin, cerebral hemorrhage, cerebral thrombosis, the rheumatic immune system, hormonal use, asthma, bronchitis, whether dialysis, acute renal failure, smoking duration, whether smoking cessation, smoking duration, alcohol consumption duration, alcohol withdrawal, alcohol consumption duration, anticoagulant, hormone, chemotherapeutic agent, use of mobility assistance, cognitive state at enrollment, state at home, palliative therapy at admission, state at home, and the like, Drop history, functional status, ASA grade, NRS2002 (nutritional risk screening score), admission capacity, ascites within 30 days prior to surgery, systemic sepsis occurring 48 hours prior to surgery, congestive heart failure 30 days prior to surgery, severe COPD history, dyspnea, whether admitted to the hospital due to a malignant tumor, whether there is an invasion of adjacent organs (tissues), degree of tumor differentiation, diffuse cancer, type of surgery, name of surgery, surgical indication, whether emergency surgery, whether shock, whether there is a history of using life support, anesthesia modality, the indications of chemotherapy, type of operative incision, acute myocardial infarction, Killip grading, days of hospitalization, death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, respiratory failure, pneumonia, pulmonary embolism, lower limb deep vein thrombosis, anastomotic fistula, renal failure, bleeding in operative area, postoperative delirium, unplanned reoperation, etc. The specific indexes of the urinary surgery include leucocytes, erythrocytes, prostate specific antigen and the like.
S3, data preprocessing: data in the historical dataset is preprocessed.
Specifically, the method for preprocessing the data in the historical data set comprises the following steps: the method comprises the steps of carrying out data structuring processing, missing value processing and error value processing on data in a historical data set, and then carrying out standardization processing, wherein the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of the qualitative characteristics into the quantitative characteristics by means of dummy coding and data transformation processing.
S4, characteristic engineering step: and extracting indexes meeting a set threshold value through a feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set.
Specifically, the method for extracting the index in the historical data set comprises the following steps:
s41, feature selection: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
s42, feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
S5, constructing a risk prediction model: and establishing a risk prediction model by taking the data in the new history data set obtained in the characteristic engineering step as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a base model.
S6, a case data set construction step: and establishing a case data set according to preoperative information of a patient to be evaluated.
Specifically, the preoperative information includes patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information, and a patient medical record home page.
S7, assessment of preoperative risk of patients: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
Example 6: a preoperative risk assessment method for neurosurgery comprises the following steps:
s1, forming an index system: determining main indexes of neurosurgical operation complication evaluation according to the neurosurgical operation related guidelines and neurosurgical case data, and forming an index system according to the main indexes; the primary indicators include indicators related to neurosurgical complications and complication names.
Specifically, the guidance related to neurosurgery adopts the consensus of neurosurgical perioperative bleeding prevention and treatment experts (2018), the consensus of Chinese neurosurgical intensive care management experts (2020 edition), the diagnosis and treatment guidance of common surgical diseases (3 rd edition), and the prevention guidance of surgical site infection (2017).
Specifically, the neurosurgical corresponding complication index includes a general index and a neurosurgical specific index. Wherein, the universality index comprises: death, cardiovascular accidents, cerebrovascular accidents, respiratory failure, pulmonary embolism, pneumonia, limb thrombotic complications, anastomotic fistulas, incision infections, incision dehiscence, organ space infections, systemic sepsis, urinary system infections, renal failure, intraoperative hemorrhage, unplanned reoperation, postoperative delirium, functional decline, use of traffic aids, pressure ulcer progression. Neurosurgical specific indices include: abnormalities in C-reactive protein (CRP) and white blood cell count (WBC), increased intracranial pressure, cerebral hernia, and the like.
S2, historical data set construction step: and establishing a historical data set according to the historical patient case data collected by the indexes in the index system.
Specifically, the step of constructing the historical data set further comprises:
s21, index standardization step: standardizing indexes in an index system through construction of an alias system;
s22, data acquisition step: collecting historical patient case data according to indexes in an index system;
s23, data set construction: a historical data set is constructed from the patient historical case data.
Specifically, the patient history case data collected by neurosurgery includes two parts of a general surgical index and a neurosurgical specific index. Wherein the surgical commonality indicators include: age, sex, BMI, white blood cells, hemoglobin, platelet count, PT, APTT, D-dimer, albumin, prealbumin, ALT, AST, Cr, BUN, PO2、PCO2pH, HCO3-BE, oxygen saturation, triglycerides, total cholesterol, low density lipoprotein, potassium, BNP, hypersensitive troponin-I, arrhythmia, atrial fibrillation, premature beats, conduction block, ST ischemic manifestations, EF, pulmonary arterial pressure, valve regurgitation, segmental dyskinesia of the ventricular wall, hypodense or softened foci of the brain, emphysema, bullous lung, hypertension, whether hypertension requires drug therapy, coronary heart disease, whether stents, fasting plasma glucose, glycated hemoglobin, cerebral hemorrhage, cerebral thrombosis, the rheumatic immune system, hormonal use, asthma, bronchitis, whether dialysis, acute renal failure, smoking duration, whether smoking cessation, smoking duration, alcohol consumption duration, alcohol withdrawal, alcohol consumption duration, anticoagulant, hormone, chemotherapeutic agent, use of mobility assistance, cognitive state at enrollment, state at home, palliative therapy at admission, state at home, and the like, Droping history, functional status, ASA grade, NRS2002 (nutritional risk screening score), admission capacity, ascites within 30 days before surgery, systemic sepsis occurring 48 hours before surgery, congestive heart failure within 30 days before surgery, severe COPD history, dyspnea, admission to hospital due to malignant tumor, whether neighboring organ (tissue) invasion, degree of tumor differentiation, diffuse cancer, type of surgery, name of surgery, surgical indication, whether emergency surgery, whether shock, whether life support history is used, anesthesia pattern, whether chemoradiotherapy is performed, type of surgical incision, acute myocardial infarction, Killip grade, number of hospitalization days, death, cardiac arrest, myocardial infarction, cerebral hemorrhage, cerebral embolism, cerebral infarction, respiratory failure, pneumonia, pulmonary embolism, deep vein thrombosis of lower extremities, kissFistula, renal failure, hemorrhage in operative area, delirium after operation, and unplanned reoperation. Neurosurgical specific indices include glasgow coma score, craniocerebral CT, muscle strength, headache, vomiting, optic nerve head edema, and the like.
S3, data preprocessing: data in the historical dataset is preprocessed.
Specifically, the method for preprocessing the data in the historical data set comprises the following steps: the method comprises the steps of carrying out data structuring processing, missing value processing and error value processing on data in a historical data set, and then carrying out standardization processing, wherein the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of the qualitative characteristics into the quantitative characteristics by means of dummy coding and data transformation processing.
S4, characteristic engineering step: and extracting indexes meeting a set threshold value through a feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set.
Specifically, the method for extracting the index in the historical data set comprises the following steps:
s41, feature selection: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
s42, feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
S5, constructing a risk prediction model: and establishing a risk prediction model by taking the data in the new history data set obtained in the characteristic engineering step as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a base model.
S6, a case data set construction step: and establishing a case data set according to preoperative information of a patient to be evaluated.
Specifically, the preoperative information includes patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information, and a patient medical record home page.
S7, assessment of preoperative risk of patients: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
The above-described embodiments are intended to illustrate rather than to limit the invention, and any modifications and variations of the present invention are possible within the spirit and scope of the claims.

Claims (9)

1. A preoperative risk assessment method, comprising the steps of:
forming an index system: determining main indexes of the surgical complication evaluation according to the relevant surgical guide and the surgical case data, and forming an index system according to the main indexes; the primary indicators include indicators related to surgical complications and complication names;
and (3) constructing a historical data set: establishing a historical data set according to historical patient case data collected by indexes in an index system;
a data preprocessing step: preprocessing data in the historical data set;
characteristic engineering steps: extracting indexes meeting a set threshold value through feature engineering according to the preprocessed historical data set, and forming a new historical data set according to the extracted indexes and other data in the historical data set; constructing a risk prediction model: establishing a risk prediction model by taking data in the new history data set obtained in the characteristic engineering step as input, taking various complications in an index system as output and taking an integrated supervised learning algorithm model as a base model;
and (3) constructing a case data set: establishing a case data set according to preoperative information of a patient to be evaluated;
a patient preoperative risk assessment step: and inputting preoperative information in the case data set into the risk prediction model, judging the probability of occurrence of each complication of the patient through the risk prediction model, and comparing the probability with the probability of occurrence of the complication in the clinical surgical operation to form a risk assessment report for reference of doctors and patients.
2. The method of pre-surgical risk assessment according to claim 1, wherein the step of constructing a historical data set further comprises:
and (3) index standardization step: standardizing indexes in an index system through construction of an alias system;
a data acquisition step: collecting historical patient case data according to indexes in an index system;
a data set construction step: a historical data set is constructed from the patient historical case data.
3. The method of risk assessment before surgery according to claim 1 or 2, wherein in the step of constructing the historical data set, the patient historical case data is collected in a manner of patient clinical data derived in a hospital system or directly collected, or patient feedback data output by the risk prediction model.
4. The method of pre-surgical risk assessment according to claim 1, wherein in the step of pre-processing the data, the pre-processing the data in the historical dataset comprises: carrying out data structuring processing, missing value processing and error value processing on data in the historical data set, and then carrying out standardization processing; the standardization processing comprises characteristic dimensionless processing, redundant information processing, binarization processing for dividing effective information sections contained in quantitative characteristics, polynomial processing for quantitative variables, conversion of qualitative characteristics into quantitative characteristics by using a dummy code mode, and data conversion processing.
5. The preoperative risk assessment method of claim 1, wherein in the feature engineering step, the method of extracting indicators in the historical data set is:
a characteristic selection step: removing relatively unimportant features from a plurality of features of an index system by adopting an Embedded method, thereby retaining the important features; under the condition of selecting an integrated model, performing feature selection by using an L1 regular term base model with a penalty term to obtain a weight coefficient of each feature, eliminating an index term with a coefficient of 0, and screening out other nonzero indexes;
a feature generation step: and performing cross assignment on the indexes in the historical data set by a characteristic combination method to generate new characteristics to obtain new indexes and express information which cannot be expressed by the original characteristics, wherein if the importance of the patient complications corresponding to the new indexes is higher than the importance of the patient complications corresponding to any one of the indexes screened in the characteristic selection step, the new indexes are reserved.
6. The method of risk assessment prior to surgery of claim 1, wherein in the step of constructing a case data set, the pre-operative information comprises patient hospitalization information, patient case information, patient exam information, patient diagnosis information, patient ward visit information, patient medical record home page.
7. A preoperative risk assessment system, comprising:
the system comprises an information input module, a clinical reference information and pre-operation information of a patient to be evaluated, wherein the clinical reference information comprises a surgical operation related guide, a knowledge text and surgical case data, and the pre-operation information of the patient to be evaluated comprises patient hospitalization information, patient case information, patient examination information, patient diagnosis information, patient ward-round information and a patient case first page;
the data acquisition module is used for acquiring historical case data of a patient;
the data storage module is used for storing the clinical reference information and the preoperative information of the patient to be evaluated which are input by the information input module and the historical case data of the patient which are acquired by the data acquisition module; forming an index system according to the clinical reference information, forming a historical data set according to historical patient case data collected by indexes in the index system, and forming a case data set according to preoperative information of a patient to be evaluated;
the characteristic engineering module is used for extracting a historical data set from the data storage module and performing characteristic engineering extraction on the historical data set to obtain a new historical data set;
the risk prediction model generation module is used for extracting a new historical data set from the characteristic engineering module, taking data in the new historical data set as input, taking whether complications occur as output and taking the integrated supervised learning algorithm model as a basic model to generate a risk prediction model;
a judgment module; the risk prediction model is used for storing the risk prediction model, extracting preoperative information of a patient to be evaluated, evaluating preoperative risk of the patient to be evaluated through the risk prediction model, predicting the occurrence probability of each complication of the patient, comparing the probability with the occurrence probability of the complication in a clinical surgical operation, and generating a risk evaluation report for reference of doctors and the patient;
and the output module is used for outputting and feeding back the judgment result of the judgment module to the user.
8. The preoperative risk assessment system of claim 7, further comprising an information feedback module for gathering case information of a user after risk assessment has been performed and sending this information to the data storage module as patient historical case data, updating the historical data set.
9. The preoperative risk assessment system of claim 8, further comprising a PC terminal, a mobile terminal APP and a server, wherein the information input module, the data acquisition module, the output module and the information feedback module are installed on the PC terminal and the mobile terminal APP, and the data storage module, the feature engineering module, the risk prediction model generation module and the judgment module are installed in the server.
CN202110467774.5A 2021-04-28 2021-04-28 Preoperative risk assessment method and system for surgical operation Pending CN113178258A (en)

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