CN112763988B - Anti-interference waveform design method based on self-adaptive binary particle swarm genetic algorithm - Google Patents
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Abstract
本发明公开了一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法,包括:随机产生一组二进制编码组成初始种群,将所述二进制编码转化为十进制并归一化后作为混沌序列的初始值,并产生一组随机数作为所述初始种群中个体的速度;利用具有自适应惯性权重的二进制粒子群算法对种群中的父代个体进行成熟操作;利用自适应二进制遗传算法对种群中的染色体进行交叉和变异操作;进行精英保留操作;继续进化,当进化代数达到设定的最大进化代数时,则以当前代种群的染色体作为产生混沌序列的初始值。该方法具有局部搜索和全局搜索能力,能够在维持种群多样性的条件下提高搜索效率,产生抗干扰性能较好的混沌序列。
The invention discloses an anti-interference waveform design method based on an adaptive binary particle swarm genetic algorithm, which includes: randomly generating a set of binary codes to form an initial population, converting the binary codes into decimal and normalizing them as a chaotic sequence initial value, and generate a set of random numbers as the speed of individuals in the initial population; use the binary particle swarm algorithm with adaptive inertia weights to perform mature operations on the parent individuals in the population; use the adaptive binary genetic algorithm to Perform crossover and mutation operations on the chromosomes; perform elite retention operations; continue to evolve. When the evolutionary generations reach the set maximum evolutionary generations, the chromosomes of the current generation population will be used as the initial value to generate the chaotic sequence. This method has local search and global search capabilities, can improve search efficiency while maintaining population diversity, and generate chaotic sequences with better anti-interference performance.
Description
技术领域Technical field
本发明属于信号处理技术领域,具体涉及一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法。The invention belongs to the field of signal processing technology, and specifically relates to an anti-interference waveform design method based on an adaptive binary particle swarm genetic algorithm.
背景技术Background technique
雷达是一个电子系统,可以通过发射和接收电磁波来获取目标位置及其他信息,实现对目标全天时全天候的检测、识别和跟踪。随着战场电磁环境的日益复杂和雷达截获技术的发展,雷达探测目标的性能及生存能力均面临着严峻的考验,因此对雷达的抗截获能力、抗干扰能力、分辨力、作用距离和测量精度提出越来越高的要求。因此所设计的波形本身具有抗截获性能,对雷达的低截获性有重要的作用。相位编码信号在大时宽带宽积的情况下,具有较大的主旁瓣比,脉压性能好,模糊图为图钉型,受到了越来越广泛的关注,由于这种信号波形具有“随机性”以及容易产生“捷变”,因此可以有效地提高雷达系统的抗截获、抗干扰以及反隐身的能力。Radar is an electronic system that can obtain target location and other information by transmitting and receiving electromagnetic waves, and can detect, identify and track targets all day and all day. With the increasingly complex electromagnetic environment on the battlefield and the development of radar interception technology, the performance and survivability of radar detection targets are facing severe tests. Therefore, the anti-interception ability, anti-interference ability, resolution, range and measurement accuracy of radar are Make higher and higher demands. Therefore, the designed waveform itself has anti-interception performance and plays an important role in the low interception performance of the radar. The phase-encoded signal has a large main-side lobe ratio, good pulse pressure performance, and a pushpin-shaped fuzzy image under the condition of large time-width bandwidth product, and has attracted more and more widespread attention. Because this signal waveform has "random" "Agility" and easy to produce "agility", so it can effectively improve the anti-interception, anti-interference and anti-stealth capabilities of the radar system.
对于相位编码脉冲压缩雷达系统而言,相位编码信号的编码序列对雷达性能具有很大的影响,故使用一系列算法进行波形设计以得到性能优越的相位编码信号越来越受到人们的重视。在编码较短的情况下,通常可以采用遍历搜索的方式得到满足需求的码型。但是编码较长时,遍历搜索的方式会极大的降低效率。因此以优化搜索方法产生相位编码信号的编码序列,从而提高雷达信号的抗干扰性能便成为研究热点。For phase-encoded pulse compression radar systems, the encoding sequence of the phase-encoded signal has a great impact on radar performance. Therefore, the use of a series of algorithms for waveform design to obtain phase-encoded signals with superior performance has attracted more and more attention. When the code is short, traversal search can usually be used to obtain a code pattern that meets the requirements. However, when the encoding is long, the traversal search method will greatly reduce the efficiency. Therefore, it has become a research hotspot to use an optimized search method to generate a coding sequence of phase coding signals to improve the anti-interference performance of radar signals.
2007年,李明提出了一种基于混合遗传算法的正交相位编码波形设计,该算法采用模拟遗传算法和遗传算法相结合的方法,其具体过程为随机产生一组编码序列作为初始种群,对该种群进行搜索、交叉、变异等操作之后,产生一组正交性较好的编码序列。但是该方法其主要缺点是算法效率低,优化耗时长,且当发射波形数较多时,求解编码序列迭代时间较长,正交性变差,不适用于设计波形数较多或编码位数较多的波形。2012年,牛朝阳等人使用随机性、自相关和互相关性能良好的混沌序列作为编码序列,该方法不需要进行随机寻优,因此在算法效率方面具有明显优势,并且可以设计任意数目的正交波形。但是该方法由于其对初值敏感,初值不同,产生的相位编码信号互相关归一化峰值相差可以达到5dB以上。In 2007, Li Ming proposed an orthogonal phase coding waveform design based on a hybrid genetic algorithm. The algorithm uses a combination of simulated genetic algorithms and genetic algorithms. The specific process is to randomly generate a set of coding sequences as the initial population, and After this population undergoes operations such as search, crossover, and mutation, a set of coding sequences with good orthogonality is generated. However, the main shortcomings of this method are low algorithm efficiency and long optimization time. When the number of transmitted waveforms is large, it takes a long time to solve the coding sequence and the orthogonality becomes worse. It is not suitable for designing a large number of waveforms or a large number of coding bits. Many waveforms. In 2012, Niu Chaoyang and others used chaotic sequences with good randomness, autocorrelation and cross-correlation properties as coding sequences. This method does not require random optimization, so it has obvious advantages in algorithm efficiency, and any number of positive sequences can be designed. Cross waveform. However, because this method is sensitive to the initial value and the initial value is different, the difference in the normalized peak value of the cross-correlation of the generated phase-encoded signals can reach more than 5dB.
发明内容Contents of the invention
为了解决现有技术中存在的上述问题,本发明提供了一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法。本发明要解决的技术问题通过以下技术方案实现:In order to solve the above problems existing in the prior art, the present invention provides an anti-interference waveform design method based on an adaptive binary particle swarm genetic algorithm. The technical problems to be solved by the present invention are achieved through the following technical solutions:
本发明提供了一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法,包括:The invention provides an anti-interference waveform design method based on adaptive binary particle swarm genetic algorithm, including:
S1:随机产生一组二进制编码组成初始种群,将所述二进制编码转化为十进制并归一化后作为混沌序列的初始值,并产生一组随机数作为所述初始种群中个体的速度;S1: Randomly generate a set of binary codes to form the initial population, convert the binary codes into decimal and normalize them as the initial value of the chaotic sequence, and generate a set of random numbers as the speed of individuals in the initial population;
S2:根据适应度函数计算所述初始种群中个体的适应度;S2: Calculate the fitness of individuals in the initial population according to the fitness function;
S3:利用具有自适应惯性权重的二进制粒子群算法对种群中的父代个体进行成熟操作;S3: Use the binary particle swarm algorithm with adaptive inertia weights to perform mature operations on the parent individuals in the population;
S4:利用自适应二进制遗传算法对种群中的染色体进行交叉操作和变异操作;S4: Use adaptive binary genetic algorithm to perform crossover and mutation operations on chromosomes in the population;
S5:计算变异后每个个体的适应度值及种群中适应度的最大值,并进行精英保留操作,获得下一代种群;S5: Calculate the fitness value of each individual after mutation and the maximum fitness value in the population, and perform elite retention operations to obtain the next generation population;
S6:重复步骤S2-S5,利用下一代种群继续进行进化,当进化代数达到设定的最大进化代数时,则停止进化并以当前代种群的染色体作为产生混沌序列的初始值。S6: Repeat steps S2-S5 and use the next generation population to continue evolution. When the number of evolution generations reaches the set maximum number of evolution generations, the evolution will be stopped and the chromosomes of the current generation population will be used as the initial value to generate the chaotic sequence.
在本发明的一个实施例中,所述S1包括:In one embodiment of the present invention, the S1 includes:
S11:参数初始化:设置代数计数器初始值g=1,最大进化代数G,进化前期代数G’,种群大小Popsize,交叉概率系数k1、k2,变异概率系数k3、k4,学习因子c1、c2,种群数量Ng,自适应惯性权重的最大值和最小值wmin、wmax以及粒子速度限制vmax、vmin;S11: Parameter initialization: set the initial value of the algebra counter g=1, the maximum evolution generation G, the early evolution generation G', the population size Popsize, the crossover probability coefficients k 1 and k 2 , the mutation probability coefficients k 3 and k 4 , and the learning factor c 1 , c 2 , population number N g , maximum and minimum values of adaptive inertia weight w min , w max and particle speed limits v max , v min ;
S12:随机产生一组大小为Popsize的二进制编码组成初始种群P(0),将所述二进制编码转化为十进制后再归一化作为混沌序列的初始值,并在区间[vmin,vmax]产生一组大小为Popsize的随机数作为所述初始种群中个体的速度;S12: Randomly generate a set of binary codes with a size of Popsize to form the initial population P(0), convert the binary codes into decimal and then normalize them as the initial value of the chaotic sequence, and set them in the interval [v min , v max ] Generate a set of random numbers of size Popsize as the speed of individuals in the initial population;
S13:使用作为染色体,其中,1≤i≤Popsize,为初始值对应的二进制编码,fi为染色体的适应度;S13: Use As a chromosome, where 1≤i≤Popsize, is the binary code corresponding to the initial value, fi is the fitness of the chromosome;
S14:产生长度为2N的混沌序列,前N个作为第一个周期相位编码信号的编码序列,后N个作为第二个周期相位编码信号的编码序列,并产生回波信号:S14: Generate a chaotic sequence with a length of 2N. The first N are used as the encoding sequence of the first periodic phase encoding signal, and the last N are used as the encoding sequence of the second periodic phase encoding signal, and an echo signal is generated:
其中,s(t,Xi)为混沌序列的相位编码信号,Xi为混沌序列,srn(t,X’i)为第n个周期混沌序列的相位编码回波信号,X’i为存在距离遮挡的混沌序列,f0为载波频率,fd为多普勒频率。Among them, s(t,X i ) is the phase encoding signal of the chaotic sequence, Xi is the chaotic sequence, s rn (t,X' i ) is the phase encoding echo signal of the nth period chaotic sequence, There is a chaotic sequence with distance occlusion, f 0 is the carrier frequency, and f d is the Doppler frequency.
在本发明的一个实施例中,所述S2包括:In one embodiment of the present invention, the S2 includes:
使用作为适应度函数计算所述初始种群中初始值的适应度并记录种群中适应度的最大值fmax及对应的染色体Chmax,其中,sr1(t,X’i)与sr2(t,X’i)分别表示第一个脉冲周期回波信号与第二个脉冲周期回波信号,R(sr2(t,X’i),sr1(t,X’i))为第一个脉冲周期回波信号与第二个脉冲周期回波信号互相关函数值,R(sr2(t,X’i),sr2(t,X’i))的为第二个脉冲周期回波信号自相关函数值。use Calculate the fitness of the initial value in the initial population as a fitness function and record the maximum value of fitness f max in the population and the corresponding chromosome Ch max , where s r1 (t,X' i ) and s r2 (t, X' i ) represent the first pulse period echo signal and the second pulse period echo signal respectively, R(s r2 (t,X' i ),s r1 (t,X' i )) are the first The cross-correlation function value between the pulse period echo signal and the second pulse period echo signal, R(s r2 (t,X' i ),s r2 (t,X' i )) is the second pulse period echo Signal autocorrelation function value.
在本发明的一个实施例中,所述S3包括:In one embodiment of the present invention, the S3 includes:
判断当前代数计数器g与初始设定的进化前期代数G’的大小关系,若g<G’,则利用具有自适应惯性权重的二进制粒子群算法对个体的速度和位置进行更新;若g=G’,则令个体的个体极值作为本代种群的个体;若g>G’,则根据每个个体的适应度值在整个种群适应度值总和中所占的比例,产生下一代种群初始值。Determine the size relationship between the current generation counter g and the initially set early evolution generation generation G'. If g<G', use the binary particle swarm algorithm with adaptive inertia weight to update the individual's speed and position; if g=G ', then let the individual extreme value of the individual be the individual of the current generation population; if g>G', then generate the initial value of the next generation population based on the proportion of each individual's fitness value in the total fitness value of the entire population. .
在本发明的一个实施例中,在利用具有自适应惯性权重的二进制粒子群算法对个体的速度和位置进行更新过程中,所述具有自适应惯性权重的二进制粒子群算法的进化公式为:In one embodiment of the present invention, in the process of updating an individual's speed and position using a binary particle swarm algorithm with adaptive inertia weights, the evolutionary formula of the binary particle swarm algorithm with adaptive inertia weights is:
其中,vid、xid分别为第i个个体速度和位置的第d维分量,c1和c2为两个非负的学习因子,posid和posgd分别为个体极值和全局极值,rand()为[0,1]上的随机数,w为自适应惯性权重,wmin和wmax分别表示w的最小值和最大值,fmax为种群中所有个体的最大适应度值,favg为种群中所有个体的平均适应度值,f为当前个体的适应度值, Among them, v id and x id are the d-dimensional components of the velocity and position of the i-th individual respectively, c 1 and c 2 are two non-negative learning factors, pos id and pos gd are the individual extreme value and the global extreme value respectively. , rand() is a random number on [0,1], w is the adaptive inertia weight, w min and w max represent the minimum and maximum values of w respectively, f max is the maximum fitness value of all individuals in the population, f avg is the average fitness value of all individuals in the population, f is the fitness value of the current individual,
在本发明的一个实施例中,所述S4包括:In one embodiment of the present invention, the S4 includes:
遍历种群中的染色体,找出两个染色体基因不同的位置,设基因不同位置的集合为Z,集合中元素的个数为NZ;Traverse the chromosomes in the population and find the different positions of the genes on the two chromosomes. Let the set of different gene positions be Z, and the number of elements in the set be N Z ;
判断集合Z是否为空集,若是,则不进行交叉操作,若否,则计算两个染色体的自适应交叉概率,再根据所述自适应交叉概率判断是否进行交叉操作,若进行交叉操作,则产生一个小于等于NZ的随机数作为交叉位数进行交叉操作;Determine whether the set Z is an empty set. If so, no crossover operation is performed. If not, the adaptive crossover probability of the two chromosomes is calculated, and then it is determined whether to perform the crossover operation based on the adaptive crossover probability. If the crossover operation is performed, then Generate a random number less than or equal to N Z as the number of crossover bits for crossover operation;
遍历种群中的染色体,计算自适应变异概率,根据所述自适应变异概率判断是否进行变异操作,若进行变异操作,则在当前染色体二进制编码中随机选择一位进行变异。Traverse the chromosomes in the population, calculate the adaptive mutation probability, and determine whether to perform a mutation operation based on the adaptive mutation probability. If a mutation operation is performed, randomly select one bit in the current chromosome binary code for mutation.
在本发明的一个实施例中,所述自适应二进制遗传算法的交叉算子和变异算子为:In one embodiment of the present invention, the crossover operator and mutation operator of the adaptive binary genetic algorithm are:
其中,k1和k2为交叉概率,k3和k4为变异概率,fmax为种群中适应度的最大值,favg为种群中适应度的平均值,f’为两个交叉个体中较大的适应度值,f为变异个体的适应度值。Among them, k 1 and k 2 are crossover probabilities, k 3 and k 4 are mutation probabilities, f max is the maximum value of fitness in the population, f avg is the average fitness in the population, and f' is the average value of fitness in the population. The larger fitness value, f is the fitness value of the mutated individual.
在本发明的一个实施例中,所述S5包括:In one embodiment of the present invention, the S5 includes:
计算变异操作后每个个体的适应度值及种群中适应度的最大值f’max,若f’max<fmax,则令成熟操作前适应度值最大的个体代替变异操作后种群中适应度值最小的个体,其中,fmax表示初始种群中所有个体中的最大适应度值。Calculate the fitness value of each individual after the mutation operation and the maximum fitness value f' max in the population. If f' max <f max , then replace the individual with the largest fitness value before the mature operation with the fitness value in the population after the mutation operation. The individual with the smallest value, where f max represents the maximum fitness value among all individuals in the initial population.
与现有技术相比,本发明的有益效果在于:Compared with the prior art, the beneficial effects of the present invention are:
本发明基于自适应二进制粒子群遗传算法的抗干扰波形设计方法在采取精英保留策略的基础上,以自适应遗传算法为基本框架,引入使用自适应惯性权重的二进制粒子群算法代替早期的遗传选择操作,同时具有局部搜索能力和全局搜索能力,适用于解决混沌序列抗干扰波形设计的组合优化问题,在维持种群多样性的条件下提高搜索效率。仿真结果表明,该方法在混沌序列码长较长时仍能以较大概率收敛于高质量的解,有效地提高了抗干扰波形设计方法在码长较长时得到波形的抗干扰性能。The anti-interference waveform design method of the present invention based on the adaptive binary particle swarm genetic algorithm adopts an elite retention strategy, takes the adaptive genetic algorithm as the basic framework, and introduces the binary particle swarm algorithm using adaptive inertia weights to replace the early genetic selection. Operation, it has both local search capabilities and global search capabilities, and is suitable for solving the combinatorial optimization problem of chaotic sequence anti-interference waveform design, improving search efficiency while maintaining population diversity. The simulation results show that this method can still converge to a high-quality solution with a high probability when the chaotic sequence code length is long, which effectively improves the anti-interference performance of the waveform obtained by the anti-interference waveform design method when the code length is long.
以下将结合附图及实施例对本发明做进一步详细说明。The present invention will be further described in detail below with reference to the accompanying drawings and examples.
附图说明Description of drawings
图1是本发明实施例提供的一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法的流程框图;Figure 1 is a flow chart of an anti-interference waveform design method based on an adaptive binary particle swarm genetic algorithm provided by an embodiment of the present invention;
图2是本发明实施例提供的一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法的详细流程图;Figure 2 is a detailed flow chart of an anti-interference waveform design method based on an adaptive binary particle swarm genetic algorithm provided by an embodiment of the present invention;
图3是一种无效交叉的示意图;Figure 3 is a schematic diagram of an invalid crossover;
图4是一种使用Logistic混沌序列作为相位编码序列的抗干扰性能结果图;Figure 4 is a diagram of the anti-interference performance results of using a Logistic chaotic sequence as a phase encoding sequence;
图5a是自适应二进制粒子群遗传算法迭代时每代个体的最优适应度值及平均适应度值随进化代数的变化图;Figure 5a is a graph showing the changes in the optimal fitness value and average fitness value of each generation of individuals with the number of evolutionary generations during the iteration of the adaptive binary particle swarm genetic algorithm;
图5b是使用获得的Logistic混沌序列最优初始值所产生两个周期相位编码回波信号进行互相关并归一化后的结果图;Figure 5b is the result of cross-correlation and normalization of two periodic phase-encoded echo signals generated using the optimal initial value of the obtained Logistic chaos sequence;
图6是利用本发明实施例的方法以及遗传算法对100位Logistic序列相位编码信号的抗干扰能力搜索性能对比结果图;Figure 6 is a graph showing the comparison results of the anti-interference ability search performance of a 100-bit Logistic sequence phase encoding signal using the method of the embodiment of the present invention and the genetic algorithm;
图7是利用本发明实施例的方法以及遗传算法对100位Logistic序列相位编码信号的抗干扰能力另一搜索性能对比结果图。Figure 7 is another search performance comparison result of the anti-interference ability of the 100-bit Logistic sequence phase encoding signal using the method of the embodiment of the present invention and the genetic algorithm.
具体实施方式Detailed ways
为了进一步阐述本发明为达成预定发明目的所采取的技术手段及功效,以下结合附图及具体实施方式,对依据本发明提出的一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法进行详细说明。In order to further elaborate on the technical means and effects adopted by the present invention to achieve the intended invention purpose, an anti-interference waveform design method based on the adaptive binary particle swarm genetic algorithm proposed by the present invention is described below in conjunction with the accompanying drawings and specific implementation modes. Detailed description.
有关本发明的前述及其他技术内容、特点及功效,在以下配合附图的具体实施方式详细说明中即可清楚地呈现。通过具体实施方式的说明,可对本发明为达成预定目的所采取的技术手段及功效进行更加深入且具体地了解,然而所附附图仅是提供参考与说明之用,并非用来对本发明的技术方案加以限制。The foregoing and other technical contents, features and effects of the present invention can be clearly presented in the following detailed description of the specific embodiments in conjunction with the accompanying drawings. Through the description of the specific embodiments, we can have a more in-depth and specific understanding of the technical means and effects adopted by the present invention to achieve the intended purpose. However, the attached drawings are only for reference and illustration, and are not used to explain the technical aspects of the present invention. program is restricted.
应当说明的是,在本文中,诸如第一和第二等之类的关系术语仅仅用来将一个实体或者操作与另一个实体或操作区分开来,而不一定要求或者暗示这些实体或操作之间存在任何这种实际的关系或者顺序。而且,术语“包括”、“包含”或者任何其他变体意在涵盖非排他性的包含,从而使得包括一系列要素的物品或者设备不仅包括那些要素,而且还包括没有明确列出的其他要素。在没有更多限制的情况下,由语句“包括一个……”限定的要素,并不排除在包括所述要素的物品或者设备中还存在另外的相同要素。It should be noted that in this article, relational terms such as first and second are only used to distinguish one entity or operation from another entity or operation, and do not necessarily require or imply that these entities or operations are mutually exclusive. any such actual relationship or sequence exists between them. Furthermore, the terms "comprises," "comprises," or any other variation are intended to cover a non-exclusive inclusion, such that an article or device including a list of elements includes not only those elements, but also other elements not expressly listed. Without further limitation, an element defined by the statement "comprises a..." does not exclude the presence of additional identical elements in an article or device including the stated element.
请参见图1和图2,图1是本发明实施例提供的一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法的流程框图;图2是本发明实施例提供的一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法的详细流程图。该抗干扰波形设计方法包括:Please refer to Figures 1 and 2. Figure 1 is a flow chart of an anti-interference waveform design method based on an adaptive binary particle swarm genetic algorithm provided by an embodiment of the present invention; Figure 2 is a flow chart of an anti-interference waveform design method based on an adaptive binary particle swarm genetic algorithm provided by an embodiment of the present invention. Detailed flow chart of anti-interference waveform design method adapted to binary particle swarm genetic algorithm. The anti-interference waveform design method includes:
S1:随机产生一组二进制编码组成初始种群,将所述二进制编码转化为十进制并归一化后作为混沌序列的初始值,并产生一组随机数作为所述初始种群中个体的速度;S1: Randomly generate a set of binary codes to form the initial population, convert the binary codes into decimal and normalize them as the initial value of the chaotic sequence, and generate a set of random numbers as the speed of individuals in the initial population;
混沌序列是一种在确定的系统中进行无规则运动产生的伪随机序列,既具有确定性,又有随机性。确定性是指混沌序列的迭代关系是确定的,随机性是指对于不同的初值可以产生不同的混沌随机序列,不同的映射关系也可以产生不同的混沌序列。利用混沌映射的这种初值敏感性可以很容易得到多个相互正交的序列,每一组序列对应一个初值和一种映射关系,所以混沌序列具有良好的捷变和正交特性。Chaos sequence is a pseudo-random sequence generated by irregular motion in a certain system, which is both deterministic and random. Determinism means that the iteration relationship of the chaotic sequence is certain, randomness means that different initial values can produce different chaotic random sequences, and different mapping relationships can also produce different chaotic sequences. Using the initial value sensitivity of chaotic mapping, multiple mutually orthogonal sequences can be easily obtained. Each set of sequences corresponds to an initial value and a mapping relationship, so chaotic sequences have good agility and orthogonal properties.
进一步地,所述S1具体包括:Further, the S1 specifically includes:
S11:参数初始化:设置代数计数器初始值g=1,最大进化代数G,进化前期代数G’,即遗传选择操作的进化代数,种群大小Popsize,交叉概率系数k1、k2,变异概率系数k3、k4,学习因子c1、c2,种群数量Ng,以及自适应惯性权重的最大值和最小值wmin、wmax,粒子(即,种群中的个体)速度限制为vmax=5,vmin=-5。S11: Parameter initialization: Set the initial value of the algebra counter g=1, the maximum evolutionary generation G, the early evolution generation G', that is, the evolutionary generation of the genetic selection operation, the population size Popsize, the crossover probability coefficients k 1 and k 2 , and the mutation probability coefficient k 3 , k 4 , learning factors c 1 , c 2 , population number N g , and the maximum and minimum values of adaptive inertia weight w min , w max , the speed of particles (ie, individuals in the population) is limited to v max = 5, v min =-5.
S12:种群初始化:随机产生一组大小为Popsize的二进制编码组成初始种群P(0),该组二进制数转化为十进制数并进行归一化后即为混沌序列的初始值,并在区间[vmin,vmax]产生一组大小为Popsize的随机数作为所述初始种群中个体(各个粒子)的速度;S12: Population initialization: Randomly generate a set of binary codes of size Popsize to form the initial population P(0). This set of binary numbers is converted into decimal numbers and normalized to become the initial value of the chaotic sequence, and in the interval [v min , v max ] generate a set of random numbers of size Popsize as the speed of individuals (each particle) in the initial population;
S13:编码:使用作为染色体,对混沌序列的初始值进行二进制编码,即将该二进制数转化为十进制数并进行归一化,作为混沌序列的初始值,其中,1≤i≤Popsize,/>为初始值对应的二进制编码,fi为染色体的适应度。S13: Encoding: Use As a chromosome, the initial value of the chaotic sequence is binary encoded, that is, the binary number is converted into a decimal number and normalized as the initial value of the chaotic sequence, where 1≤i≤Popsize,/> is the binary code corresponding to the initial value, and fi is the fitness of the chromosome.
在本实施例中,对初始值进行二进制编码,即染色体Chi:In this embodiment, the initial value is binary encoded, that is, chromosome Chi :
其中,为初始染色体的值,fi为染色体的适应度。该染色体将其转换为十进制并进行归一化即为混沌序列的初始值,经过Logistic混沌序列产生为Xi。n位二进制染色体结构Chi(g)(1≤i≤Popsize)的第g代种群为P(g),其中,Popsize为种群中个体的数量。in, is the value of the initial chromosome, and fi is the fitness of the chromosome. The chromosome is converted into decimal and normalized to become the initial value of the chaotic sequence, which is generated as Xi through the Logistic chaotic sequence. The g-th generation population of n-bit binary chromosome structure Ch i (g) (1≤i≤Popsize) is P(g), where Popsize is the number of individuals in the population.
P(g)={Chi(g)},i=1,2,3...,PopsizeP(g)={Ch i (g)},i=1,2,3...,Popsize
S14:产生长度为2N的混沌序列,前N个作为第一个周期相位编码信号的编码序列,后N个作为第二个周期相位编码信号的编码序列,并产生回波信号:S14: Generate a chaotic sequence with a length of 2N. The first N are used as the encoding sequence of the first periodic phase encoding signal, and the last N are used as the encoding sequence of the second periodic phase encoding signal, and an echo signal is generated:
其中,s(t,Xi)为混沌序列的相位编码信号,Xi为混沌序列,srn(t,X’i)为第n个周期混沌序列的相位编码回波信号,X’i为存在距离遮挡的混沌序列相位编码回波信号,f0为载波频率,fd为多普勒频率。Among them, s(t,X i ) is the phase encoding signal of the chaotic sequence, Xi is the chaotic sequence, s rn (t,X' i ) is the phase encoding echo signal of the nth period chaotic sequence, Chaos sequence phase encoding echo signal with distance occlusion, f 0 is the carrier frequency, f d is the Doppler frequency.
S2:个体评价:根据适应度函数计算所述初始种群中个体初始寄存器值的适应度。S2: Individual evaluation: Calculate the fitness of the individual initial register value in the initial population according to the fitness function.
具体地,使用作为适应度函数计算所述初始种群中初始值的适应度并记录种群中适应度的最大值fmax及对应的染色体Chmax,其中,sr1(t,X’i)与sr2(t,X’i)分别表示第一个脉冲周期回波信号与第二个脉冲周期回波信号,R(sr2(t,X’i),sr1(t,X’i))为第一个脉冲周期回波信号与第二个脉冲周期回波信号的互相关函数值,R(sr2(t,X’i),sr2(t,X’i))的为第二个脉冲周期回波信号的自相关函数值。其所求适应度fi大小表示了该相位编码信号的抗干扰能力。Specifically, use Calculate the fitness of the initial value in the initial population as a fitness function and record the maximum value of fitness f max in the population and the corresponding chromosome Ch max , where s r1 (t,X' i ) and s r2 (t, X' i ) represent the first pulse period echo signal and the second pulse period echo signal respectively, R(s r2 (t,X' i ),s r1 (t,X' i )) are the first The cross-correlation function value of the pulse period echo signal and the second pulse period echo signal, R(s r2 (t,X' i ), s r2 (t,X' i )) is the second pulse period echo signal. The autocorrelation function value of the wave signal. The size of the required fitness fi represents the anti-interference ability of the phase-encoded signal.
根据所述适应度函数的公式计算种群P(g)中每个个体的适应度值,为了避免适应度值分布不合理或者难以体现个性,依据实际情况对适应度值进行调整,调整的方法主要包括线性变化、幂指数变换、指数变化、Goldberg线性拉伸变化等。并记录种群中适应度的最大值fmax以及对应的染色体Chmax。Calculate the fitness value of each individual in the population P(g) according to the formula of the fitness function. In order to avoid the unreasonable distribution of fitness values or difficulty in reflecting personality, the fitness value is adjusted according to the actual situation. The adjustment method is mainly Including linear changes, power exponential transformations, exponential changes, Goldberg linear stretch changes, etc. And record the maximum fitness value f max in the population and the corresponding chromosome Ch max .
S3:利用具有自适应惯性权重的二进制粒子群算法对种群中的父代个体成熟操作。S3: Use the binary particle swarm algorithm with adaptive inertia weights to mature the parent individuals in the population.
判断当前代数计数器g和原先设定的进化前期代数G’的关系,若g<G’,则计算粒子(即种群中的个体)的个体极值和全局极值,然后采用带自适应惯性权重的公式对粒子(个体)的速度和位置进行更新;若g=G’,则令粒子(个体)的个体极值作为本代种群的个体;若g>G’,则采用传统自适应遗传算法中的选择操作产生子代,具体地,即根据每个个体的适应度值在整个种群适应度值总和中所占的比例,产生下一代种群初始值适应度值大的个体所占比例更大,因此更容易被选中从而直接经过复制成为下一代个体。在本实施例中,在进化前期,使用具有自适应惯性权重的二进制粒子群算法对父代个体进行成熟;在进化后期,采用“轮盘赌”的方式选择存活于下一代中的个体。Determine the relationship between the current algebra counter g and the originally set early evolution algebra G'. If g<G', calculate the individual extreme value and global extreme value of the particles (i.e. individuals in the population), and then use adaptive inertial weights The formula updates the speed and position of the particle (individual); if g=G', let the individual extreme value of the particle (individual) be the individual of the current generation population; if g>G', use the traditional adaptive genetic algorithm The selection operation in generates offspring. Specifically, according to the proportion of each individual's fitness value in the total fitness value of the entire population, the proportion of individuals with a larger initial value of the next generation population's fitness value is greater. , so it is easier to be selected and directly copied to become the next generation of individuals. In this embodiment, in the early stage of evolution, the binary particle swarm algorithm with adaptive inertia weights is used to mature the parent individuals; in the late stage of evolution, a "roulette" method is used to select individuals that survive in the next generation.
具体地,在粒子群算法中,每个粒子(即种群中的个体)都有位置和速度,位置表示粒子的编码,速度决定粒子搜索的距离和方向。所有粒子都基于当前适应度值最大的粒子进行搜索。每搜索一次,最优粒子就会发生变化,其他粒子又会追随新的最优粒子进行搜索,如此反复迭代。在迭代开始的时候,每个粒子通过随机的方式初始化在空间中的速度和位置,在迭代过程中,粒子通过追踪两个极值来改变自己在解空间中的位置和速度,其中一个极值是在迭代过程中单个粒子自身的最优位置,该极值被称为粒子的个体极值,另一个极值是在迭代过程中群体中所有的粒子的最优位置,该极值被称为全局极值。Specifically, in the particle swarm algorithm, each particle (ie, an individual in the population) has a position and speed. The position represents the encoding of the particle, and the speed determines the distance and direction of the particle search. All particles are searched based on the particle with the largest current fitness value. Each time the search is performed, the optimal particle will change, and other particles will follow the new optimal particle to search, and so on. At the beginning of the iteration, each particle initializes its speed and position in the space in a random manner. During the iteration process, the particle changes its position and speed in the solution space by tracking two extreme values, one of which is an extreme value. is the optimal position of a single particle itself during the iterative process. This extreme value is called the individual extreme value of the particle. The other extreme value is the optimal position of all particles in the group during the iterative process. This extreme value is called Global extreme value.
粒子群算法的进化公式为:The evolution formula of particle swarm algorithm is:
其中,vid、xid分别为第i个粒子速度和位置的第d维分量,w为惯性权重,c1和c2为两个非负的学习因子,其决定了粒子自身及其他粒子的经验信息对该粒子搜索轨迹的影响,posid和posgd为个体极值和全局极值,rand()为[0,1]上的随机数。Among them, v id and x id are the d-dimensional components of the speed and position of the i-th particle respectively, w is the inertia weight, and c 1 and c 2 are two non-negative learning factors, which determine the behavior of the particle itself and other particles. The impact of empirical information on the particle search trajectory, pos id and pos gd are individual extreme values and global extreme values, and rand() is a random number on [0,1].
针对离散空间约束问题,又提出了二进制粒子群算法,二进制粒子群算法与粒子群算法的区别在于:粒子在状态空间只能取0/1两个值,而速度的每一位代表粒子位置对应位取值为0/1的可能性,因此在二进制粒子群算法中,粒子速度的更新公式保持不变,其位置采用概率映射的方式进行更新,使用sigmoid函数将速度映射到[0,1]区间作为概率s(vid),这个概率就是粒子下一步位置变为1的概率:For the problem of discrete space constraints, the binary particle swarm algorithm was proposed. The difference between the binary particle swarm algorithm and the particle swarm algorithm is that the particles can only take two values 0/1 in the state space, and each bit of the speed represents the corresponding bit of the particle position. The possibility of taking a value of 0/1, so in the binary particle swarm algorithm, the update formula of the particle speed remains unchanged, its position is updated using probability mapping, and the sigmoid function is used to map the speed to the [0,1] interval As probability s(vi id ), this probability is the probability that the particle’s next position will become 1:
则粒子位置的更新公式为:Then the update formula for particle position is:
在二进制粒子群算法的可调参数中,惯性权重w是一个很重要的参数,因为它用于控制算法的全局搜索能力以及局部搜索能力,较大的w会增强算法的全局搜索能力,但会减弱其局部搜索能力,而较小的w有利于提高算法的局部搜索能力,但会减弱其全局搜索能力。传统的二进制粒子群算法采用固定权重法,即使用一个固定的惯性权重。在本实施例中,为了平衡二进制粒子群算法的全局搜索能力和局部搜索能力,速度vid采用自适应的惯性权重,其表达式为:Among the adjustable parameters of the binary particle swarm algorithm, the inertia weight w is a very important parameter because it is used to control the global search capability and local search capability of the algorithm. A larger w will enhance the global search capability of the algorithm, but will Weakening its local search ability, while a smaller w is beneficial to improving the local search ability of the algorithm, but will weaken its global search ability. The traditional binary particle swarm algorithm uses a fixed weight method, that is, a fixed inertia weight is used. In this embodiment, in order to balance the global search capability and local search capability of the binary particle swarm algorithm, the velocity vi id adopts an adaptive inertia weight, and its expression is:
其中,wmin、wmax分别表示w的最小值和最大值,fmax为粒子群中所有粒子的最大的适应度值,favg为粒子群中所有粒子的平均适应度值,f为当前粒子的适应度值。Among them, w min and w max represent the minimum and maximum values of w respectively, f max is the maximum fitness value of all particles in the particle swarm, f avg is the average fitness value of all particles in the particle swarm, and f is the current particle fitness value.
由自适应惯性权重的表达式可知,当粒子的适应度值大于平均适应度值时,则具有较小的惯性权重,使该粒子具有较小的速度,从而保护了该粒子不被破坏;反之,当粒子的适应度值小于平均适应度值时,则具有较大的惯性权重,使该粒子具有较大的速度,可以趋向于更好的搜索区域。因此,自适应惯性权重可以依据当前粒子整体的状态动态地计算每个粒子的惯性权重,令算法的搜索能力得到全局性的改善。It can be seen from the expression of adaptive inertia weight that when the fitness value of a particle is greater than the average fitness value, it has a smaller inertia weight, causing the particle to have a smaller speed, thus protecting the particle from being destroyed; otherwise , when the fitness value of a particle is less than the average fitness value, it has a larger inertial weight, so that the particle has a larger speed and can tend to a better search area. Therefore, the adaptive inertia weight can dynamically calculate the inertia weight of each particle based on the current overall state of the particle, so that the search capability of the algorithm can be globally improved.
选择操作是根据每个个体的适应度值在整个种群适应度值总和中所占的比例,产生下一代的种群。该操作仿照了自然界中适者生存的规律,适应度值大个体会直接经过复制成为下一代个体,那么适应度值大的个体会大概率的被重复选择,在进化后期,这种操作有利于算法的快速收敛,而在进化前期,这种操作会导致种群多样性降低,不利于种群的进化,由于父代个体直接变成子代个体,该个体本身并没有发生变化,会降低算法的搜索效率。The selection operation is based on the proportion of each individual's fitness value in the total fitness value of the entire population to generate the next generation population. This operation imitates the law of survival of the fittest in nature. Individuals with large fitness values will be directly copied to become the next generation of individuals. Then individuals with large fitness values will be repeatedly selected with a high probability. In the later stages of evolution, this operation is beneficial to The rapid convergence of the algorithm. In the early stage of evolution, this operation will lead to a reduction in population diversity, which is not conducive to the evolution of the population. Since the parent individual directly becomes the offspring individual, the individual itself does not change, which will reduce the search efficiency of the algorithm. efficiency.
针对以上的缺点,提出在进化前期使用改进的具有自适应惯性权重的二进制粒子群算法对父代个体进行成熟,从而产生子代个体,这样既避免了直接复制父代个体导致的种群多样性的降低,又会使适应度值小的个体向适应度值大的个体方向移动,有效地提高了算法的搜索效率。但由于二进制粒子群算法在后期随机性变得越来越强,不利于算法收敛于全局最优解,所以在进化后期仍采用自适应遗传算法的选择操作产生子代个体,这样有利于算法的快速收敛。采用以上操作代替原有的选择操作,既保证了在进化前期种群能快速向全局最优解靠拢,又保证了在进化后期种群中的个体能快速收敛。In view of the above shortcomings, it is proposed to use an improved binary particle swarm algorithm with adaptive inertia weights to mature the parent individuals in the early stage of evolution to generate offspring individuals. This avoids the loss of population diversity caused by directly copying the parent individuals. Reducing the fitness value will make individuals with small fitness values move in the direction of individuals with large fitness values, effectively improving the search efficiency of the algorithm. However, since the randomness of the binary particle swarm algorithm becomes stronger and stronger in the later stage, which is not conducive to the algorithm converging to the global optimal solution, the selection operation of the adaptive genetic algorithm is still used to generate offspring individuals in the later stage of evolution, which is beneficial to the algorithm. Convergence quickly. Using the above operation to replace the original selection operation not only ensures that the population can quickly move closer to the global optimal solution in the early stage of evolution, but also ensures that individuals in the population can quickly converge in the late stage of evolution.
S4:利用自适应二进制遗传算法对种群中的染色体进行交叉操作和变异操作。S4: Use adaptive binary genetic algorithm to perform crossover operations and mutation operations on chromosomes in the population.
以2为步长遍历种群中的染色体,找出两个染色体基因不同的位置,设基因不同位置的集合为Z,该集合中元素的个数为NZ,若集合Z为空集,则不进行交叉操作,否则计算两个染色体的自适应交叉概率,再根据交叉概率判断是否进行交叉操作,若进行交叉操作,则产生一个小于等于NZ的随机数作为交叉位数进行交叉。Traverse the chromosomes in the population with a step length of 2 to find the different positions of the two chromosome genes. Let the set of different gene positions be Z, and the number of elements in the set be N Z. If the set Z is an empty set, then no Perform a crossover operation, otherwise calculate the adaptive crossover probability of the two chromosomes, and then determine whether to perform a crossover operation based on the crossover probability. If a crossover operation is performed, a random number less than or equal to N Z is generated as the number of crossover digits for crossover.
以2为步长遍历种群中的染色体,计算自适应变异概率,根据变异概率判断是否进行变异操作,若进行变异操作则在当前染色体二进制编码中随机选择一位进行变异。Traverse the chromosomes in the population with a step size of 2, calculate the adaptive mutation probability, and determine whether to perform a mutation operation based on the mutation probability. If a mutation operation is performed, a random bit in the binary code of the current chromosome is selected for mutation.
具体地,传统遗传算法采用固定交叉算子和变异算子的方式,其交叉概率和变异概率无法反应进化的状态,会导致随机漫游或者早熟的现象。求解最优化问题的算法应当同时具备两方面的能力:一是全局搜索能力,即在搜索全局最优解的过程中能够开辟新的解空间;二是局部搜索能力,即能够收敛于包含最优解区域中的最优解。在遗传算法中,这两方面能力的均衡是由交叉概率Pc和变异概率Pm所决定的,其中,交叉概率Pc决定了个体进行交叉的频率,Pc越大,产生新个体的频率就越快,当Pc过大时,会增加个体被破坏的可能性,使适应度高的个体被很快破坏,但是当Pc过小时,会导致搜索速度缓慢,甚至停滞;变异概率Pm决定了个体变异的频率,当Pm过大时,则遗传算法将会成为完全随机搜索的算法,但当Pm过小时,则新的个体不易产生。对于复杂的优化问题,很难找到适用于每个个体的最佳交叉概率与变异概率,因此,本实施例采用自适应遗传算法的交叉算子和变异算子:Specifically, traditional genetic algorithms use fixed crossover operators and mutation operators, and their crossover probabilities and mutation probabilities cannot reflect the state of evolution, leading to random roaming or premature maturation. The algorithm for solving the optimization problem should have two capabilities at the same time: one is the global search capability, that is, it can open up a new solution space in the process of searching for the global optimal solution; the other is the local search capability, that is, it can converge to the optimal solution. The optimal solution in the solution region. In the genetic algorithm, the balance of these two abilities is determined by the crossover probability P c and the mutation probability P m . Among them, the crossover probability P c determines the frequency of individuals crossing. The larger P c , the frequency of generating new individuals. The faster, when P c is too large, it will increase the possibility of individuals being destroyed, so that individuals with high fitness will be destroyed quickly, but when P c is too small, it will cause the search speed to be slow or even stagnant; mutation probability P m determines the frequency of individual mutation. When P m is too large, the genetic algorithm will become a completely random search algorithm. However, when P m is too small, it is difficult for new individuals to be generated. For complex optimization problems, it is difficult to find the optimal crossover probability and mutation probability suitable for each individual. Therefore, this embodiment uses the crossover operator and mutation operator of the adaptive genetic algorithm:
其中,k1和k2为交叉概率系数,k3和k4为变异概率系数,k1、k2、k3和k4为[0,1]之间的值,fmax为种群中适应度的最大值,favg为种群中适应度的平均值,f’为交叉个体中较大的适应度值,f为变异个体的适应度值。具体地,交叉操作是随机选择两个染色体,根据交叉概率判断是否进行交叉,f’为两个染色体中适应度较大的一个。Among them, k 1 and k 2 are crossover probability coefficients, k 3 and k 4 are mutation probability coefficients, k 1 , k 2 , k 3 and k 4 are values between [0,1], and f max is the adaptation value in the population. The maximum value of degree, f avg is the average fitness value in the population, f' is the larger fitness value in the crossover individual, and f is the fitness value of the mutant individual. Specifically, the crossover operation randomly selects two chromosomes, and determines whether to perform crossover based on the crossover probability. f' is the one with greater fitness among the two chromosomes.
由上式的交叉算子和变异算子可知,在自适应遗传算法中,Pc和Pm根据每个个体的适应度值自适应的发生变化。当种群较为发散时,适当提高Pc和Pm;当种群较为集中时,适当减小Pc和Pm。同时对于适应度值高于种群平均适应度值的个体,采用较低的Pc和Pm,使其有更大的概率进入下一代;而对于适应度值低于种群平均适应度值的个体,采用较高的Pc和Pm,使其有较大的概率进化为更优解。因此自适应遗传算法既保证了算法的收敛能力,又保持了种群个体的多样性,提高了遗传算法的优化能力。It can be seen from the crossover operator and mutation operator in the above formula that in the adaptive genetic algorithm, P c and P m adaptively change according to the fitness value of each individual. When the population is relatively divergent, increase P c and P m appropriately; when the population is relatively concentrated, decrease P c and P m appropriately. At the same time, for individuals whose fitness value is higher than the average fitness value of the population, lower P c and P m are used to give them a greater probability of entering the next generation; while for individuals whose fitness value is lower than the average fitness value of the population, , using higher P c and P m so that it has a greater probability of evolving into a better solution. Therefore, the adaptive genetic algorithm not only ensures the convergence ability of the algorithm, but also maintains the diversity of individuals in the population, improving the optimization ability of the genetic algorithm.
交叉操作是随机选择两个染色体,根据交叉概率判断是否进行交叉,如果进行交叉则随机选择一个位置实现交叉操作,常见的交叉方式有单点交叉和多点交叉。在进化前期,染色体的相似度很低,此时大多交叉操作都是有效的,但是在进化后期,染色体的相似度变得越来越高,此时将会进行很多无效的交叉操作,如图3所示,染色体Chi和Chk的1~3位及7~10位相同,若选择这些位置进行交叉操作将不会产生新的染色体,属于无效交叉,只有选择4~6位即基因不同的位置进行交叉操作才可以产生新的染色体。The crossover operation is to randomly select two chromosomes, and determine whether to perform crossover based on the crossover probability. If crossover is performed, a position is randomly selected to implement the crossover operation. Common crossover methods include single-point crossover and multi-point crossover. In the early stages of evolution, the similarity of chromosomes is very low. At this time, most crossover operations are effective. However, in the later stages of evolution, the similarity of chromosomes becomes higher and higher. At this time, many invalid crossover operations will be performed, as shown in the figure. As shown in 3, positions 1 to 3 and positions 7 to 10 of chromosomes Ch i and Ch k are the same. If these positions are selected for crossover operation, no new chromosome will be generated, which is an invalid crossover. Only positions 4 to 6 are selected, which means the genes are different. Only by performing a crossover operation at the position can a new chromosome be generated.
针对这种无效交叉的问题,考虑在两个染色体进行交叉操作前增加有效性判断,首先找出两个待交叉染色体基因不同的位置,设基因不同位置的集合为Z,该集合中元素的个数为NZ,然后判断集合Z是否为空集,即NZ是否为0,若NZ为0,则不进行交叉操作,若NZ不为0,则产生一个小于等于NZ的随机数作为交叉位数进行交叉操作。在交叉操作前增加以上操作,可以有效地避免无效交叉的产生,使算法的搜索效率得到提高。To solve this problem of invalid crossover, consider adding a validity judgment before performing a crossover operation on two chromosomes. First, find out the different positions of the genes of the two chromosomes to be crossed. Let the set of different gene positions be Z, and the number of elements in the set. The number is N Z , and then determine whether the set Z is an empty set, that is, whether N Z is 0. If N Z is 0, no crossover operation will be performed. If N Z is not 0, a random number less than or equal to N Z will be generated. Perform crossover operations as crossover bits. Adding the above operations before the crossover operation can effectively avoid the occurrence of invalid crossovers and improve the search efficiency of the algorithm.
S5:精英保留S5: Elite reserved
计算变异后每个个体的适应度值以及种群中适应度的最大值f’max,若f’max<fmax,则令成熟操作前适应度值最大的个体Chmax代替变异操作后种群中适应度值最小的个体Ch’min,其中,fmax表示初始种群中所有个体中的最大适应度值。采用以上操作可以保证最优个体直接进入下一代,避免因算法随机性导致的精英个体的流失。经过成熟操作、交叉操作、变异操作以及精英保留后产生新一代种群P(g+1)。Calculate the fitness value of each individual after mutation and the maximum fitness value f' max in the population. If f' max <f max , then let the individual Ch max with the largest fitness value before the mature operation replace the fitness value in the population after the mutation operation. The individual with the smallest fitness value Ch' min , where f max represents the maximum fitness value among all individuals in the initial population. Using the above operations can ensure that the best individuals directly enter the next generation and avoid the loss of elite individuals caused by the randomness of the algorithm. After maturation operation, crossover operation, mutation operation and elite retention, a new generation population P(g+1) is generated.
S6:重复步骤S2-S5,当进化代数达到设定的最大进化代数时,则停止进化。S6: Repeat steps S2-S5, and stop evolution when the number of evolution generations reaches the set maximum number of evolution generations.
具体地,令g=g+1,重复步骤S2-S6,进行迭代进化;判断当前进化代数g是否达到设定的最大进化代数G,若g<G,转至S2,直到g=G,或者最优适应度值fmax连续几代没有较大的变化,则停止计算,并获得当前代种群的染色体作为产生混沌序列的最优初始值。Specifically, let g=g+1, repeat steps S2-S6, and perform iterative evolution; determine whether the current evolution generation g reaches the set maximum evolution generation G, if g<G, go to S2 until g=G, or If the optimal fitness value f max does not change significantly for several consecutive generations, the calculation will be stopped and the chromosomes of the current generation population will be obtained as the optimal initial value for generating chaotic sequences.
接着,对本实施例提出的自适应二进制粒子群遗传算法进行性能仿真和对比分析。Logistic序列为混沌序列的一种,现以Logistic序列作为编码序列对其回波信号进行抗干扰性能测试。具体地,Logistic序列的映射关系为:Next, perform performance simulation and comparative analysis on the adaptive binary particle swarm genetic algorithm proposed in this embodiment. Logistic sequence is a kind of chaotic sequence. Logistic sequence is now used as the encoding sequence to test the anti-interference performance of its echo signal. Specifically, the mapping relationship of the Logistic sequence is:
x(k+1)=λx(k)(1-x(k))x(k+1)=λx(k)(1-x(k))
式中,x(k)为混沌序列迭代结果值,k为迭代次数,当k=0时,x(0)为产生混沌序列初始值,且取值范围为0<x(0)<1。λ为系统参数,取值范围为3.5699456...<λ≤4。In the formula, x(k) is the iteration result value of the chaotic sequence, k is the number of iterations, when k=0, x(0) is the initial value of the chaotic sequence, and the value range is 0<x(0)<1. λ is a system parameter, the value range is 3.5699456...<λ≤4.
混沌相位编码就是将混沌序列通过量化处理得到的二值序列作为相位编码序列。混沌序列的均值En为:Chaotic phase coding is to use the binary sequence obtained by quantization processing of the chaotic sequence as a phase coding sequence. The mean E n of the chaotic sequence is:
通过对混沌映射得到的混沌序列做二值量化处理可得:By performing binary quantization processing on the chaotic sequence obtained by the chaos mapping, we can get:
混沌二相编码信号的相位序列为:The phase sequence of the chaotic two-phase encoded signal is:
通过实验可知,在初始值不变的情况下,λ=4时,所得到的序列混沌性最好。因此选取合适的初始值x(0),是产生高捷变性和正交性Logistic序列的核心。Through experiments, it can be seen that when the initial value remains unchanged, when λ = 4, the obtained sequence has the best chaos. Therefore, choosing an appropriate initial value x(0) is the core of generating a high agility and orthogonality Logistic sequence.
在本实施例中,选取Logistic序列初始值,产生码长为P=100,码元脉冲宽度T=0.1μs的相位编码信号其仿真结果如图4所示。由图可知,随机选取的码长P=100的Logistic序列回波信号抗干扰性能为9.3704dB。In this embodiment, the initial value of the Logistic sequence is selected to generate a phase-encoded signal with a code length of P=100 and a symbol pulse width of T=0.1 μs. The simulation results are shown in Figure 4. It can be seen from the figure that the anti-interference performance of the randomly selected Logistic sequence echo signal with code length P=100 is 9.3704dB.
在同等条件下,仿真自适应二进制粒子群遗传算法设计的抗干扰波形的性能。该自适应二进制粒子群遗传算法的参数设定如表1所示。Under the same conditions, the performance of the anti-interference waveform designed by the adaptive binary particle swarm genetic algorithm is simulated. The parameter settings of the adaptive binary particle swarm genetic algorithm are shown in Table 1.
表1自适应二进制粒子群遗传算法参数表Table 1 Parameter table of adaptive binary particle swarm genetic algorithm
本发明实施例的自适应二进制粒子群遗传算法使用表1所示的参数对码长P=100的Logistic序列进行仿真,当目标速度v=0m/s,回波信号无遮挡时,仿真结果请参见图5a和图5b,其中,图5a是自适应二进制粒子群遗传算法迭代时每代个体的最优适应度值及平均适应度值随进化代数的变化图,图5b是使用获得的最优初始值产生的两个周期Logistic序列回波信号进行互相关并归一化结果图。The adaptive binary particle swarm genetic algorithm of the embodiment of the present invention uses the parameters shown in Table 1 to simulate the Logistic sequence with code length P=100. When the target speed v=0m/s and the echo signal is unobstructed, the simulation results are as follows: See Figure 5a and Figure 5b. Figure 5a is a diagram of the optimal fitness value and average fitness value of each generation of individuals during the iteration of the adaptive binary particle swarm genetic algorithm. Figure 5b is the optimal fitness value obtained using The two periodic Logistic sequence echo signals generated by the initial value are cross-correlated and the result map is normalized.
如图5a所示,在使用本发明实施例提出的优化搜索方法之后,得到最大的适应度值为15.9176dB,使用搜索之后的结果进行Logistic序列抗干扰波形设计得到的抗干扰性能结果如图5b所示,最大峰值为16.4782dB,高于未对相位编码搜索之前抗干扰性能提高7.3788个dB。从图5a中的每代最优适应度值曲线可以看出,该方法在前期具有良好的全局搜索能力,能迅速收敛于一个较优的解,由每代平均适应度值曲线可以看出该算法在后期具有良好的局部搜索能力,能不断跳出局部最优解,逐渐收敛于搜索到的最优解,因此该算法同时具备全局搜索能力和局部搜索能力。As shown in Figure 5a, after using the optimized search method proposed by the embodiment of the present invention, the maximum fitness value is 15.9176dB. The anti-interference performance results obtained by using the search results to design the Logistic sequence anti-interference waveform are shown in Figure 5b As shown, the maximum peak value is 16.4782dB, which is 7.3788 dB higher than the anti-interference performance before phase encoding search. It can be seen from the optimal fitness value curve of each generation in Figure 5a that this method has good global search capabilities in the early stage and can quickly converge to a better solution. It can be seen from the average fitness value curve of each generation that this method has good global search capabilities in the early stage and can quickly converge to a better solution. The algorithm has good local search capabilities in the later stage and can continuously jump out of the local optimal solution and gradually converge to the searched optimal solution. Therefore, the algorithm has both global search capabilities and local search capabilities.
本实施例的自适应二进制粒子群遗传算法适用于解决组合优化问题,使用该算法搜索产生Logistic序列的最优初始值,其目标函数为Logistic序列回波信号当前脉冲周期与上衣脉冲周期互相关峰值与当前脉冲周期自相关峰值之比,则适应度值为当前脉冲周期与上衣脉冲周期互相关峰值与当前脉冲周期自相关峰值之比再进行归一化,适应度值最大的个体为最优初始值,该个体对应的Logistic序列为最优Logistic序列。在现实生活中,对于使用收发共用天线的雷达,由于发射信号期间不能接收信号,就会导致一些目标的回波不能被完全接收,该问题被称为距离遮挡,也叫做回波截断、回波遮挡。在距离遮挡的情况下,脉冲压缩为部分相关,不但会使脉冲压缩的旁瓣性能变差,对检测目标造成一定的影响,而且信号的能量也会有一定的损失。并且回波信号常常伴随着多普勒效应,使得回波信号与发射信号的调制相位不匹配,会造成脉冲压缩的损失,甚至无法压缩出目标,因此应当将多普勒频移和距离遮挡考虑进去。The adaptive binary particle swarm genetic algorithm in this embodiment is suitable for solving combinatorial optimization problems. This algorithm is used to search for the optimal initial value to generate a Logistic sequence. Its objective function is the cross-correlation peak value between the current pulse period of the Logistic sequence echo signal and the upper pulse period. The fitness value is then normalized by the ratio of the cross-correlation peak between the current pulse period and the top pulse period and the autocorrelation peak of the current pulse period. The individual with the largest fitness value is the optimal initial value, the Logistic sequence corresponding to the individual is the optimal Logistic sequence. In real life, for radars that use shared transmitting and receiving antennas, since the signal cannot be received during the transmission period, the echoes of some targets cannot be completely received. This problem is called distance occlusion, also called echo truncation, echo Occlusion. In the case of distance occlusion, pulse compression is partially correlated, which will not only worsen the side lobe performance of pulse compression and have a certain impact on the detection target, but also cause a certain loss of signal energy. And the echo signal is often accompanied by the Doppler effect, which causes the modulation phase of the echo signal and the transmitted signal to not match, which will cause the loss of pulse compression and even fail to compress the target. Therefore, the Doppler frequency shift and distance occlusion should be considered. Go in.
现对现有技术的遗传算法(GA)和本发明的二进制粒子群遗传算法(AGABPSO)这两种算法性能分别在无多普勒频移、无距离遮挡和有多普勒频移、有距离遮挡情况下进行仿真对比。由于两种算法均需要通过随机的方式产生初始值,因此每次的运行结果不会完全相同,则某一次的结果不具有代表性,不能说明实际问题,本部分所呈现的仿真结果为各个算法在不同情况下运行五十次得到次数最多的结果,该结果可以有效地体现各个算法的性能,具有一定的实际意义。使用五种算法分别对码长为P=[100,500,1000,5000]的Logistic序列进行仿真,其中码长为100的Logistic序列的仿真结果以图形的形式呈现,其余码长的Logistic序列的仿真结果以表格的形式呈现。Currently, the performance of the two algorithms, the genetic algorithm (GA) in the prior art and the binary particle swarm genetic algorithm (AGABPSO) of the present invention, is respectively in terms of no Doppler frequency shift, no distance occlusion and Doppler frequency shift, with distance. Simulation comparison is performed under occlusion conditions. Since both algorithms need to generate initial values in a random manner, the results of each operation will not be exactly the same. The results of a certain time are not representative and cannot explain the actual problem. The simulation results presented in this section are for each algorithm. Run fifty times under different circumstances to obtain the most frequent results. This result can effectively reflect the performance of each algorithm and has certain practical significance. Five algorithms are used to simulate Logistic sequences with code lengths P = [100, 500, 1000, 5000]. The simulation results of the Logistic sequence with a code length of 100 are presented in the form of graphics, and the simulation results of the Logistic sequences with the remaining code lengths are Presented in table form.
(1)回波信号无多普勒频移、无距离遮挡(1) The echo signal has no Doppler frequency shift and no distance obstruction
使用两种算法对100位Logistic序列的仿真结果如图6所示。如图6所示,在回波信号无多普勒频移、无距离遮挡的情况下分别使用两种算法对100位Logistic序列进行仿真,采用二进制粒子群遗传算法所得到的抗干扰性能约为16.5dB,遗传算法所得的抗干扰性能约为15.5dB,所以使用二进制粒子群算法得到的最优适应度值更高,抗干扰性能更好,经过一系列改进,更容易收敛为全局最优解。而遗传算法收敛速度比本实例算法快,但是并非是全局最优解。The simulation results of a 100-bit Logistic sequence using two algorithms are shown in Figure 6. As shown in Figure 6, two algorithms are used to simulate a 100-bit Logistic sequence when the echo signal has no Doppler frequency shift and no distance occlusion. The anti-interference performance obtained by using the binary particle swarm genetic algorithm is approximately 16.5dB. The anti-interference performance obtained by the genetic algorithm is about 15.5dB. Therefore, the optimal fitness value obtained by using the binary particle swarm algorithm is higher and the anti-interference performance is better. After a series of improvements, it is easier to converge to the global optimal solution. . The genetic algorithm converges faster than the algorithm in this example, but it is not the global optimal solution.
使用两种算法对码长为P=[100,500,1000,5000]的Logistic序列进行仿真得到的最优适应度值及自适应二进制粒子群遗传算法得到的最优初始寄存器如表2所示。The optimal fitness value obtained by simulating a Logistic sequence with code length P = [100,500,1000,5000] using two algorithms and the optimal initial register obtained by the adaptive binary particle swarm genetic algorithm are shown in Table 2.
表2无多普勒频移、无距离遮挡时两种算法的仿真结果表Table 2 Simulation results of the two algorithms without Doppler frequency shift and distance occlusion
如表2所示,利用两种算法在回波信号无多普勒频移、无距离遮挡的情况下分别对码长为P=[100,500,1000,5000]的Logistic序列进行仿真。当Logistic序列码长为P=[100,500,1000,5000]时,二进制粒子群遗传算法所求得的Logistic序列抗干扰性能均优于遗传算法。相比于遗传算法,该算法因经过一系列改进更有可能跳出局部最优得到全局最优解。As shown in Table 2, two algorithms are used to simulate a Logistic sequence with a code length of P=[100,500,1000,5000] when the echo signal has no Doppler frequency shift and no range obstruction. When the Logistic sequence code length is P=[100,500,1000,5000], the anti-interference performance of the Logistic sequence obtained by the binary particle swarm genetic algorithm is better than that of the genetic algorithm. Compared with the genetic algorithm, this algorithm is more likely to jump out of the local optimum and obtain the global optimal solution after a series of improvements.
(2)回波信号有多普勒频移、有距离遮挡(2) The echo signal has Doppler frequency shift and distance obstruction
使用两种算法对100位Logistic序列的仿真结果如图7所示。从图7可以看出,在目标速度v=50m/s、回波距离遮挡为30%的情况下使用两种算法分别对100位Logistic序列进行仿真,其抗干扰结果受到一定影响。由于相位编码信号对速度的敏感特性,使得自相关峰值有所下降,从而使得抗干扰性能与上一情况相比下降了约为1dB。但是从图中对比来看,本实例提出算法相对于遗传算法收敛于更优解,抗干扰性能优于遗传算法约0.7dB。The simulation results of a 100-bit Logistic sequence using two algorithms are shown in Figure 7. It can be seen from Figure 7 that when the target speed v=50m/s and the echo distance occlusion is 30%, two algorithms are used to simulate the 100-bit Logistic sequence, and the anti-interference results are affected to a certain extent. Due to the sensitivity of the phase-encoded signal to speed, the autocorrelation peak has decreased, resulting in a decrease in anti-interference performance of about 1dB compared to the previous case. However, from the comparison in the figure, the algorithm proposed in this example converges to a better solution than the genetic algorithm, and the anti-interference performance is about 0.7dB better than the genetic algorithm.
使用两种算法对码长为P=[100,500,1000,5000]的Logistic序列进行仿真得到的最优适应度值如表3所示。The optimal fitness value obtained by simulating a Logistic sequence with a code length of P=[100,500,1000,5000] using two algorithms is shown in Table 3.
表3有多普勒频移、有距离遮挡时两种算法的仿真结果表Table 3 Simulation results of the two algorithms with Doppler frequency shift and distance occlusion
如表3所示,在回波信号多普勒速度为v=50m/s、距离遮挡为前遮挡30%的情况下使用两种算法分别对P=[100,500,1000,5000]位的Logistic序列进行仿真,,在抗干扰性能方面,该算法相比于遗传算法更易于跳出局部最优到达全局最优解,从而求解出最优适应度值所对应的产生Logistic序列初值。从上表可知,当加入速度和遮挡之后的相位编码信号在抗干扰性能方面有所下降,这是由相位编码的本身特性所决定的。但是该算法在这种情况下,依然可以得到全局最优解,是速度和遮挡影响降到最低。As shown in Table 3, when the Doppler velocity of the echo signal is v=50m/s and the distance occlusion is 30% of the front occlusion, two algorithms are used to respectively analyze the Logistic sequence of P=[100,500,1000,5000] bits. After simulation, in terms of anti-interference performance, this algorithm is easier to jump out of the local optimum and reach the global optimal solution than the genetic algorithm, thereby solving the initial value of the generated Logistic sequence corresponding to the optimal fitness value. It can be seen from the above table that when speed and occlusion are added to the phase encoding signal, the anti-interference performance decreases. This is determined by the characteristics of phase encoding itself. However, this algorithm can still obtain the global optimal solution in this case, minimizing the impact of speed and occlusion.
综上,本发明实施例提出了一种基于自适应二进制粒子群遗传算法的抗干扰波形设计方法,实验以Logistic混沌序列为例,验证了该自适应二进制粒子群遗传算法同时具有局部搜索能力和全局搜索能力,适用于解决混沌序列抗干扰波形设计的组合优化问题,在维持种群多样性的条件下提高搜索效率。仿真结果表明:该方法在混沌序列码长较长时仍能以较大概率收敛于高质量的解,有效地提高了抗干扰波形设计方法在码长较长时得到波形的性能。In summary, the embodiment of the present invention proposes an anti-interference waveform design method based on the adaptive binary particle swarm genetic algorithm. The experiment took the logistic chaotic sequence as an example and verified that the adaptive binary particle swarm genetic algorithm has both local search capability and The global search capability is suitable for solving the combinatorial optimization problem of chaotic sequence anti-interference waveform design, and improves search efficiency while maintaining population diversity. The simulation results show that this method can still converge to a high-quality solution with a high probability when the chaotic sequence code length is long, which effectively improves the performance of the anti-interference waveform design method in obtaining waveforms when the code length is long.
本发明实施例提出的自适应二进制粒子群遗传算法,通过改进子代成熟的方法,并自适应改变交叉、变异概率,克服了遗传算法容易陷入局部收敛而得不到全局最优值的缺点。加之混沌序列本身就具有的正交特性,使得该算法在此基础上更容易搜索到抗干扰性能最优的初值,极大地减少了优化所耗时常,并且在编码位数较多时,也可以保证其抗干扰性能维持在较高的范围内。综上,该方法所设计的抗干扰波形的抗干扰性能均优于现有方法。The adaptive binary particle swarm genetic algorithm proposed in the embodiment of the present invention overcomes the shortcomings of genetic algorithms that easily fall into local convergence and cannot obtain the global optimal value by improving the method of offspring maturation and adaptively changing the crossover and mutation probabilities. In addition, the orthogonal characteristics of the chaotic sequence itself make it easier for this algorithm to search for the initial value with the best anti-interference performance, which greatly reduces the time-consuming optimization and can also be used when the number of coding bits is large. Ensure that its anti-interference performance remains within a high range. In summary, the anti-interference performance of the anti-interference waveform designed by this method is better than that of existing methods.
以上内容是结合具体的优选实施方式对本发明所作的进一步详细说明,不能认定本发明的具体实施只局限于这些说明。对于本发明所属技术领域的普通技术人员来说,在不脱离本发明构思的前提下,还可以做出若干简单推演或替换,都应当视为属于本发明的保护范围。The above content is a further detailed description of the present invention in combination with specific preferred embodiments, and it cannot be concluded that the specific implementation of the present invention is limited to these descriptions. For those of ordinary skill in the technical field to which the present invention belongs, several simple deductions or substitutions can be made without departing from the concept of the present invention, and all of them should be regarded as belonging to the protection scope of the present invention.
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