CN112036264B - Automatic extraction method of superglacial moraine covering type glacier - Google Patents

Automatic extraction method of superglacial moraine covering type glacier Download PDF

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CN112036264B
CN112036264B CN202010812775.4A CN202010812775A CN112036264B CN 112036264 B CN112036264 B CN 112036264B CN 202010812775 A CN202010812775 A CN 202010812775A CN 112036264 B CN112036264 B CN 112036264B
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杨成生
李海
惠文华
张勤
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Abstract

本发明公开了一种表碛覆盖型冰川的自动化提取方法,包括:步骤1对研究区域的光学影像进行预处理,得到多光谱波段以及研究区域的纹理特征;步骤2选择合适的地形数据进行地形分析获得研究区域对应的坡度、平面曲率和剖面曲率;步骤3利用光学偏移量方法计算研究区域的流动位移特征;步骤4:采用随机森林算法进行分类并获得表碛冰川轮廓。本发明充分利用了表碛冰川具有流动性的特点,使用光学偏移量技术求取流动位移,再结合随机森林算法对表碛冰川进行提取,自动化程度高,提取准确度高;随机森林算法解决了特征阈值、特征使用先后顺序、组合难确定的问题,相比决策树分类准确度有所提高;流速的加入大大提高了表碛冰川边界提取的准确度。

Figure 202010812775

The invention discloses an automatic extraction method of moraine-covered glaciers, comprising: step 1, preprocessing the optical image of the research area to obtain multi-spectral bands and texture features of the research area; step 2, selecting appropriate terrain data to perform topography Analyze and obtain the corresponding slope, plane curvature, and section curvature of the study area; step 3 calculate the flow displacement characteristics of the study area by using the optical offset method; step 4: use the random forest algorithm to classify and obtain the surface moraine glacier profile. The present invention makes full use of the fluidity characteristics of surface moraine glaciers, uses optical offset technology to obtain flow displacement, and then combines random forest algorithm to extract surface moraine glaciers, which has a high degree of automation and high extraction accuracy; random forest algorithm solves The problems of feature threshold, sequence of feature usage, and combination are difficult to determine, and the accuracy of classification has been improved compared with decision tree; the addition of flow rate has greatly improved the accuracy of surface moraine and glacier boundary extraction.

Figure 202010812775

Description

一种表碛覆盖型冰川的自动化提取方法An automatic extraction method of moraine-covered glaciers

技术领域technical field

本发明属于利用光学遥感技术研究现代冰川学领域,涉及一种表碛覆盖型冰川的自动化提取方法。The invention belongs to the field of studying modern glaciology by using optical remote sensing technology, and relates to an automatic extraction method of moraine-covered glaciers.

背景技术Background technique

冰川变化被视为气候变化的敏感指示器,以及陆地最重要的淡水资源。近年来,在全球变暖的背景下,被称为“亚洲水塔”的喜马拉雅地区冰川作为全球山地冰川的重要组成部分,引发冰川学界持续关注。一直以来,光学遥感技术在研究大尺度下冰川变化方面发挥着重要作用。这其中表碛覆盖型冰川作为山地冰川的重要组成部分,其自动化的提取对冰川遥感变化研究具有重要意义。但是由于表碛覆盖型冰川与周围裸地在光谱上的相似性和其本身的复杂性,表碛冰川的自动化提取一直是有待攻克的难点。Changes in glaciers are seen as a sensitive indicator of climate change, and the land's most important freshwater resource. In recent years, under the background of global warming, glaciers in the Himalayas, known as the "Asian water tower", are an important part of the global mountain glaciers, which has attracted continuous attention from the glaciology community. For a long time, optical remote sensing technology has played an important role in studying the changes of glaciers on a large scale. Among them, moraine-covered glaciers are an important part of mountain glaciers, and their automatic extraction is of great significance to the study of glacier remote sensing changes. However, due to the spectral similarity between moraine-covered glaciers and the surrounding bare land and its own complexity, the automatic extraction of moraine-covered glaciers has always been a difficult point to be overcome.

在以往的冰川变化研究中,阈值分类的自动化提取仅仅只针对净冰川,而对于表碛覆盖型冰川的提取,则较多采用专家目视解译的方式,针对大区域冰川变化研究而言,该方法费时费力。随后,学者们逐渐将坡度、温度、地表曲率、纹理、相干性等特征引入到表碛冰川的自动化提取过程中,促进了表碛冰川自动化提取的发展。In the previous studies on glacier changes, the automatic extraction of threshold classification was only for net glaciers, while for the extraction of surface moraine-covered glaciers, the method of visual interpretation by experts was often used. For the study of large-scale glacier changes, This method is time-consuming and labor-intensive. Later, scholars gradually introduced features such as slope, temperature, surface curvature, texture, and coherence into the automatic extraction process of surface moraines and glaciers, which promoted the development of automatic extraction of surface moraine glaciers.

Haeber li(1986)提出,有时候仅仅依靠目视解译同样难以区分表碛冰川和周围裸地的界限。Frank Paul(2003)提出,仅仅依靠多光谱信息将难以找到表碛冰川和周围碎屑物的界限,并逐渐将地形因素引入到表碛冰川的提取中。Haeberli (1986) suggested that sometimes it is also difficult to distinguish the boundary between surface moraine glacier and surrounding bare land by relying on visual interpretation alone. Frank Paul (2003) proposed that it would be difficult to find the boundary between surface moraine glacier and surrounding debris only relying on multispectral information, and gradually introduced topographical factors into the extraction of surface moraine glacier.

宋波(2006)等人利用Landsat影像和DEM生成NDSI、NDVI、坡度、曲率、和热红外波段5个因子采用阈值分类和空间分析相结合的方法半自动地提取了贡巴冰川中表碛冰川。但是阈值分类的方法使得该方法具有地域上的局限性,并且对于阈值的选择值得商榷,例如作者将坡度大于24°地区作为非表碛冰川区。Song Bo et al. (2006) used Landsat images and DEM to generate 5 factors of NDSI, NDVI, slope, curvature, and thermal infrared band, and used threshold classification and spatial analysis to semi-automatically extract surface moraine glaciers in Gomba Glacier. However, the method of threshold classification makes this method have geographical limitations, and the choice of threshold is questionable. For example, the author regards the area with a slope greater than 24° as the non-surface moraine glacier area.

蒋宗立(2012)等根据表碛冰川具有流动性而在SAR影像干涉图中表现为低相干来判断表碛冰川的边界。STEFAN LIPPL(2018)在此基础上加入形态学滤波的后处理过程,自动化提取了单个表碛冰川。但是利用InSAR技术生成的相干性图会受到多种因素的影响。例如时间空间基线较长、地势起伏较大、大气误差都会造成严重的失相干现象而致使提取结果依赖许多手动处理。并且SAR图像和光学影像由于成像原理的不同,其结果将引入配准误差。Jiang Zongli (2012) judged the boundary of the moraine glacier based on the fluidity of the moraine glacier and its low coherence in the SAR image interferogram. STEFAN LIPPL (2018) added the post-processing process of morphological filtering on this basis, and automatically extracted a single surface moraine glacier. However, the coherence map generated by InSAR technology will be affected by many factors. For example, long time and space baselines, large terrain fluctuations, and atmospheric errors will all cause serious decoherence phenomena, resulting in the extraction results relying on many manual processes. Moreover, due to the difference in imaging principles between SAR images and optical images, registration errors will be introduced as a result.

吴淼(2017)采用了面向对象的波段比值法与特征分区相结合的方法对波密县内的冰川进行分类。及遥感影像特征分类将研究区分为了光照条件下的净冰川区、表碛冰川区和阴影下冰川区。期间引用了波段比值、植被指数、水体指数、坡度、纹理多个特征进行了阈值分类。阈值由试错法和归纳法人为确定。并指出净冰川分类准确度为100%,表碛冰川为93%。但是根据多次试验表明阈值分类方法针对大区域表碛冰川分类,准确度难以达到93%,并且文章并未给出表碛冰川的提取结果对比图,因此该方法的有效性有待商榷。Wu Miao (2017) used the object-oriented band ratio method combined with the feature partition method to classify the glaciers in Bomi County. According to the classification of remote sensing image features, the research area is divided into net glacier area under light conditions, surface moraine glacier area and shadow glacier area. During this period, multiple features such as band ratio, vegetation index, water body index, slope, and texture were used for threshold classification. Thresholds were determined artificially by trial and error and induction. And pointed out that the classification accuracy of net glaciers is 100%, and that of surface moraine glaciers is 93%. However, according to multiple experiments, the threshold classification method is difficult to achieve 93% accuracy for the classification of surface moraine glaciers in large areas, and the article does not give a comparison chart of the extraction results of surface moraine glaciers, so the effectiveness of this method is open to question.

综上所述,通过大量学者的努力,对表碛覆盖型冰川的自动提取研究已经获得较大进展。但是就结果而言,仍然存在提取结果准确度低、各个特征阈值和特征使用先后顺序难以确定的问题,导致这些方法不能推广或者无法完成大面积表碛冰川的自动化提取。To sum up, through the efforts of a large number of scholars, the research on the automatic extraction of moraine-covered glaciers has made great progress. However, as far as the results are concerned, there are still problems such as low accuracy of extraction results, difficulty in determining the threshold value of each feature and the sequence of feature use, which makes these methods unable to be extended or unable to complete the automatic extraction of large-scale surface moraine glaciers.

发明内容Contents of the invention

针对现有技术存在的不足,本发明的目的在于,提供一种表碛覆盖型冰川的自动化提取方法,解决了现有技术中存在的提取结果准确度不高,自动化程度不高、阈值难确定的、难适用大面积表碛冰川提取的问题。In view of the deficiencies in the prior art, the object of the present invention is to provide an automatic extraction method for moraine-covered glaciers, which solves the problems in the prior art that the accuracy of the extraction results is not high, the degree of automation is not high, and the threshold is difficult to determine It is difficult to apply to the extraction of surface moraines and glaciers in large areas.

为了解决上述技术问题,本发明采用如下技术方案予以实现:In order to solve the above technical problems, the present invention adopts the following technical solutions to achieve:

一种表碛覆盖型冰川的自动化提取方法,包括以下步骤:An automatic extraction method for surface moraine-covered glaciers, comprising the following steps:

步骤1:对研究区域的光学影像进行预处理,得到多光谱波段;对多光谱波段进行主成分分析获得包含信息量最多的第一主成分分量,以此作为输入波段进行纹理计算得到协同性波段作为研究区域的纹理特征;研究区域的光学影像中包含热红外波段;Step 1: Preprocess the optical image of the study area to obtain multispectral bands; perform principal component analysis on the multispectral bands to obtain the first principal component with the most information, and use this as the input band for texture calculation to obtain synergy bands As the texture feature of the study area; the optical image of the study area contains thermal infrared bands;

步骤2:选择合适的地形数据进行地形分析:将地形数据投影到与影像的多光谱波段相同的投影带中,进而通过3D表面分析工具获得研究区域对应的坡度、平面曲率和剖面曲率;Step 2: Select appropriate terrain data for terrain analysis: project the terrain data into the same projection band as the multispectral band of the image, and then obtain the corresponding slope, plane curvature, and section curvature of the study area through 3D surface analysis tools;

步骤3:利用光学偏移量方法计算研究区域的流动位移特征:Step 3: Calculate the flow displacement characteristics of the study area using the optical offset method:

步骤3.1,将研究区域前后相差1-2年的光学影像分别视为前时相和后时相影像作为光学偏移量计算的输入数据,设置搜索窗口大小、步长、信噪比阈值和鲁棒迭代值,计算得到研究区域初步EW、NS向水平位移图像;In step 3.1, the optical images with a difference of 1-2 years in the study area are regarded as the front-phase and back-phase images respectively as the input data for the calculation of the optical offset, and the search window size, step size, signal-to-noise ratio threshold and robustness are set. The iterative value of the rod is calculated to obtain the preliminary EW and NS horizontal displacement images of the study area;

步骤3.2,对步骤3.1得到的初步EW、NS向水平位移图像分别进行误差改正,得到准确的EW、NS向水平位移图,并通过波段计算工具合成水平流动位移图,得到研究区域的流动位移特征;Step 3.2: Perform error correction on the preliminary EW and NS horizontal displacement images obtained in step 3.1 to obtain accurate EW and NS horizontal displacement maps, and synthesize the horizontal flow displacement map through the band calculation tool to obtain the flow displacement characteristics of the study area ;

步骤4:采用随机森林算法进行分类并获得表碛冰川轮廓:Step 4: Use the random forest algorithm to classify and obtain the surface moraine glacier profile:

步骤4.1,在研究区域的影像上人工勾选样本,样本包括裸地、净冰川、表碛冰川、冰湖四类,样本均匀分布于研究区域的影像中;Step 4.1: Manually select samples on the images of the research area. The samples include bare land, clean glaciers, surface moraine glaciers, and glacial lakes. The samples are evenly distributed in the images of the research area;

步骤4.2,将步骤1、步骤2和步骤3得到的多光谱波段、热红外波段、纹理特征、坡度、平面曲率、剖面曲率和流动位移特征合成一个多波段影像;Step 4.2, combining the multi-spectral bands, thermal infrared bands, texture features, slope, plane curvature, profile curvature and flow displacement features obtained in steps 1, 2 and 3 into a multi-band image;

步骤4.3,将步骤4.1中的样本和步骤4.2中的多波段影像输入到随机森林分类算法中,进行学习与建模;再将研究区域的影像中未被勾选的部分输入随机森林算法中进行自动分类,然后输出分类结果;In step 4.3, input the samples in step 4.1 and the multi-band images in step 4.2 into the random forest classification algorithm for learning and modeling; then input the unchecked part of the image of the study area into the random forest algorithm for Automatically classify, and then output the classification results;

步骤4.4,对分类结果进行形态学分类后处理,得到准确的表碛冰川轮廓。In step 4.4, the classification results are subjected to morphological classification and post-processing to obtain accurate contours of surface moraine glaciers.

本发明还包括如下技术特征:The present invention also includes following technical characteristics:

具体的,所述步骤1中的预处理包括大气校正和影像拼接;Specifically, the preprocessing in step 1 includes atmospheric correction and image stitching;

步骤1中的纹理计算采用基于二阶概率统计滤波中的纹理计算方法。The texture calculation in step 1 adopts the texture calculation method based on second-order probability and statistics filtering.

具体的,所述步骤3.2误差改正包括长波长轨道误差和条纹伪影误差;Specifically, the error correction in step 3.2 includes long-wavelength track errors and fringe artifact errors;

所述长波长轨道误差通过多项式曲线拟合方法修正;条纹伪影误差通过均值减去原理进行修正。The long-wavelength track error is corrected by a polynomial curve fitting method; the fringe artifact error is corrected by a mean value subtraction principle.

具体的,步骤4.4对分类结果进行形态学分类后处理包括以下步骤:Specifically, step 4.4 performs morphological classification post-processing on the classification results, including the following steps:

步骤4.4.1,通过两次或多次Majority/Minority analysis算法去除表碛冰川区域内的分类漏洞和删除孤立点;Step 4.4.1, through two or more Majority/Minority analysis algorithms to remove classification loopholes and delete isolated points in the surface moraine glacier area;

步骤4.4.2,利用Clump Classis算法进行聚类分析;Step 4.4.2, using the Clump Classis algorithm for cluster analysis;

步骤4.4.3,对表碛冰川进行矢量化、平滑操作以得到初步的表碛冰川轮廓矢量;Step 4.4.3, vectorizing and smoothing the surface moraine glacier to obtain the preliminary surface moraine glacier contour vector;

步骤4.4.4,通过一定的面积梯度筛选,获得准确的表碛冰川轮廓。In step 4.4.4, the accurate surface moraine glacier profile is obtained through a certain area gradient screening.

本发明与现有技术相比,具有如下技术效果:Compared with the prior art, the present invention has the following technical effects:

本发明充分利用了表碛冰川具有流动性的特点,使用光学偏移量技术求取流动位移,再结合随机森林算法对表碛冰川进行提取;整个过程中除了人工选取样本之外,自动化程度高,提取准确度高;随机森林算法解决了特征阈值、特征使用先后顺序、组合难确定的问题,相比决策树分类准确度有所提高。流动位移的加入大大提高了表碛冰川边界提取的准确度。The present invention makes full use of the fluidity characteristics of surface moraine glaciers, uses optical offset technology to obtain flow displacement, and then combines random forest algorithm to extract surface moraine glaciers; in the whole process, except for manually selecting samples, the degree of automation is high , the extraction accuracy is high; the random forest algorithm solves the problem of difficult determination of feature threshold, feature use sequence, and combination, and improves the classification accuracy compared with decision tree. The addition of flow displacement greatly improves the accuracy of surface moraine glacier boundary extraction.

附图说明Description of drawings

图1是本发明流程图;Fig. 1 is a flowchart of the present invention;

图2是本发明步骤1试验区(Landsat4、3、2组合)左右两侧为典型表碛冰川;Fig. 2 is that the left and right sides of step 1 test area (Landsat4, 3, 2 combination) of the present invention are typical surface moraine glaciers;

图3是本发明步骤1第一主成分波段和纹理特征;Fig. 3 is the first principal component band and texture feature of step 1 of the present invention;

图4是本发明步骤2地形特征,A为DEM、B为坡度、C为剖面曲率、D为平面曲率;Fig. 4 is step 2 terrain features of the present invention, and A is DEM, B is slope, C is section curvature, and D is plane curvature;

图5是本发明步骤3冰川流动位移条带处理过程;A去趋势误差前图像;B去趋势因子;C去趋势后图像;D条带去除后图像;Fig. 5 is the step 3 glacier flow displacement strip processing process of the present invention; A image before detrending error; B detrending factor; C image after detrending; D strip image after removal;

图6是步骤4.2分类后处理结果,红色区域为分类结果,绿线区域为手动划定表碛冰川区域;Figure 6 is the post-processing result of step 4.2 classification, the red area is the classification result, and the green line area is the manually demarcated surface moraine glacier area;

图7是步骤4.3面积梯度筛选并矢量化后表碛冰川提取结果;Fig. 7 is the surface moraine glacier extraction result after step 4.3 area gradient screening and vectorization;

图8(a)是传统分类方法得到的轮廓图;(b)是本申请随机森林分类得到的轮廓图;Fig. 8 (a) is the outline figure that traditional classification method obtains; (b) is the outline figure that the random forest classification of the present application obtains;

图9(a)是无位移特征参与的结果图;(b)是本申请有位移特征参与的结果图;Figure 9(a) is the result graph without displacement feature participation; (b) is the result graph with displacement feature participation of the present application;

图10是表碛冰川提取面积与手动划定面积对比。Figure 10 is a comparison of the extracted surface moraine glacier area and the manually delineated area.

下面结合附图和实施例对本发明作进一步的详细说明。The present invention will be further described in detail below in conjunction with the accompanying drawings and embodiments.

具体实施方式Detailed ways

喜马拉雅地区山地冰川流动速度为2-50m/y,表碛冰川流速则0.5-10m/y左右属于较大位移。经过多方验证,光学偏移量技术精度一般在1/20个像素左右,则以landsat影像测量冰川流速,精度大只在0.75-1.5m左右,因此利用光学偏移量技术测量表碛冰川流速是可行的。而流动性是冰川区别其周围裸地的重要因素,因此流速因子(即流动位移)的加入理论上可以提高表碛冰川的提取精度。The flow velocity of mountain glaciers in the Himalayas is 2-50m/y, and the flow velocity of surface moraine glaciers is about 0.5-10m/y, which is a relatively large displacement. After multiple verifications, the accuracy of optical offset technology is generally about 1/20 of a pixel, and the accuracy of measuring glacier flow velocity with landsat images is only about 0.75-1.5m. Therefore, using optical offset technology to measure surface moraine glacier flow velocity is feasible. Mobility is an important factor for a glacier to distinguish its surrounding bare land, so the addition of the velocity factor (ie, flow displacement) can theoretically improve the extraction accuracy of surface moraine glaciers.

经过大量研究表明,随机森林算法具有模型泛化能力强、对样本数量要求低、自动确定特征重要性的特点。恰巧解决来了以往分类方法中阈值难确定,特征先后顺序、重要性难确定的问题。样本需求少、泛化能力强则增强了分类方法的普适性,让表碛冰川的自动化提取能适应更广阔的区域。After a lot of research, it has been shown that the random forest algorithm has the characteristics of strong model generalization ability, low requirement for the number of samples, and automatic determination of the importance of features. It happened to solve the problem that the threshold value was difficult to determine, and the order and importance of features were difficult to determine in the previous classification methods. Less sample requirements and strong generalization ability enhance the universality of the classification method, allowing the automatic extraction of surface moraine glaciers to adapt to a wider area.

本发明给出一种表碛覆盖型冰川的自动化提取方法,该方法包括以下步骤:The present invention provides a kind of automatic extraction method of moraine-covered glacier, and this method comprises the following steps:

步骤1:对研究区域的光学影像进行预处理,包括大气校正和影像拼接;研究区域的光学影像中包含热红外波段;预处理后的影像中包含多光谱波段;对预处理后的影像的多光谱波段进行主成分分析,获得含信息量最大的第一主成分分量PC1,以此作为输入波段进行纹理计算得到协同性波段作为研究区域的纹理特征;步骤1中的纹理计算采用基于二阶概率统计滤波中的纹理计算方法。Step 1: Preprocess the optical image of the study area, including atmospheric correction and image stitching; the optical image of the study area contains thermal infrared bands; the preprocessed image contains multispectral bands; the multispectral band of the preprocessed image Perform principal component analysis on spectral bands to obtain the first principal component component PC1 with the largest amount of information, and use this as the input band for texture calculation to obtain the synergy band as the texture feature of the research area; the texture calculation in step 1 is based on the second-order probability Texture Computation Methods in Statistical Filtering.

具体的,本实施方式对2018年研究区Landsat影像进行预处理,USGS提供的Landsat影像为L2级别,该影像已经过正射校正和几何校正,因此预处理仅仅包括大气校正和影像拼接;然后对多光谱波段进行主成分分析获得包含信息量最大的第一主成分分量PC1,并将其进行纹理分析,选择基于二阶概率统计滤波中的纹理计算方法;经过对比分析选择其中的协同性波段作纹理分析,因为其最能区分表碛冰川;由此共同得到多光谱6个波段、热红外波段、纹理波段三组因子;其中纹理计算在ENVI5.3中对应Co-occurrencemeasures工具中完成。如图3所示,其中图3(a)为对Landsat影像多光谱波段进行主成分分析后的第一主成分分量影像;图3(b)为由第一主成分分量计算得到的纹理特征影像。Specifically, this embodiment performs preprocessing on the Landsat image of the study area in 2018. The Landsat image provided by the USGS is L2 level. The image has been orthorectified and geometrically corrected, so the preprocessing only includes atmospheric correction and image stitching; and then Perform principal component analysis on multi-spectral bands to obtain the first principal component component PC1 with the largest amount of information, and perform texture analysis on it, and select the texture calculation method based on second-order probability statistical filtering; select the synergistic bands for comparison and analysis. Texture analysis, because it can best distinguish surface moraine glaciers; from this, three groups of multispectral 6 bands, thermal infrared bands, and texture bands are jointly obtained; the texture calculation is completed in the corresponding Co-occurrencemeasures tool in ENVI5.3. As shown in Figure 3, Figure 3(a) is the first principal component component image after principal component analysis of Landsat image multispectral bands; Figure 3(b) is the texture feature image calculated by the first principal component component .

步骤2:选择合适的地形数据进行地形分析:将地形数据投影到与影像的多光谱波段相同的投影带中,进而通过3D表面分析工具获得研究区域对应的坡度图、平面曲率、剖面曲率;Step 2: Select the appropriate terrain data for terrain analysis: project the terrain data into the same projection band as the multispectral band of the image, and then obtain the slope map, plane curvature, and section curvature corresponding to the study area through 3D surface analysis tools;

具体的,为了获得更符合实际的地形数据,采用ALOS-World-3DDSM数据;该数据是由日本宇宙航空研究开发机构(JAXA)2015年5月免费提供的高精度全球数字地表模型数据,水平分辨率为30米,高程精度为5米,是目前世界上最精确的数据之一。在arc-gis中对dsm进行投影到多光谱波段相同的投影带中WGS84-45N。利用arc-gis中的3D表面分析工具获得对应的坡度图、平面曲率、剖面曲率。如图4所示,A:研究区DEM;B:由DEM生成的坡度影像;C:由DEM生成的平面曲率影像;D:由DEM生成的剖面曲率影像。Specifically, in order to obtain more realistic terrain data, ALOS-World-3DDSM data is used; this data is a high-precision global digital surface model data provided free of charge by Japan Aerospace Exploration Agency (JAXA) in May 2015, with horizontal resolution The rate is 30 meters, and the elevation accuracy is 5 meters, which is one of the most accurate data in the world. In arc-gis, the dsm is projected to the same projection band as the multispectral band WGS84-45N. Use the 3D surface analysis tool in arc-gis to obtain the corresponding slope map, plane curvature, and section curvature. As shown in Figure 4, A: DEM of the study area; B: slope image generated by DEM; C: plane curvature image generated by DEM; D: profile curvature image generated by DEM.

步骤3:利用光学偏移量方法计算研究区域的流动位移;Step 3: Calculate the flow displacement in the study area using the optical offset method;

步骤3.1,将研究区域前后相差1-2年的光学影像分别视为前时相和后时相影像作为光学偏移量计算的输入数据,设置搜索窗口大小、步长、信噪比阈值和鲁棒迭代值,计算得到研究区域初步EW、NS向水平位移图像;In step 3.1, the optical images with a difference of 1-2 years in the study area are regarded as the front-phase and back-phase images respectively as the input data for the calculation of the optical offset, and the search window size, step size, signal-to-noise ratio threshold and robustness are set. The iterative value of the rod is calculated to obtain the preliminary EW and NS horizontal displacement images of the study area;

步骤3.1中,根据光学影像的分辨率设置搜索窗口大小和步长;例如本方法验证实验使用的sentinel-2影像分辨率为10m,经多次实验,搜索窗口选择64×64,步长选择4;而Landsat系列影像则选择32×32,步长为4效果最佳;另外信噪比阈值选择0.9,鲁棒迭代值选择2;由此可得到研究区的初步EW、NS向水平位移图像;In step 3.1, set the search window size and step size according to the resolution of the optical image; for example, the sentinel-2 image resolution used in this method verification experiment is 10m. After many experiments, the search window is selected as 64×64, and the step size is selected as 4 For the Landsat series images, choose 32×32, and the step size is 4 for the best effect; in addition, the signal-to-noise ratio threshold value is 0.9, and the robust iteration value is 2; thus, the preliminary EW and NS horizontal displacement images of the study area can be obtained;

步骤3.2,对步骤3.1得到的初步EW、NS向水平位移图像分别进行误差改正,得到准确的EW、NS向水平位移图,并通过波段计算工具合成水平流动位移图,得到研究区域的流动位移特征。Step 3.2: Perform error correction on the preliminary EW and NS horizontal displacement images obtained in step 3.1 to obtain accurate EW and NS horizontal displacement maps, and synthesize the horizontal flow displacement map through the band calculation tool to obtain the flow displacement characteristics of the study area .

由于存在卫星轨道误差和成像误差,上一步得到的水平位移图像中含有许多误差例如影响面较大的长波长轨道误差和条纹伪影,因此需要对两个方向的水平位移图像分别进行误差改正。误差改正包括长波长轨道误差和条纹伪影误差;长波长轨道误差通过多项式曲线拟合方法修正;条纹伪影误差通过均值减去原理进行修正。其中长波长轨道误差可以通过多项式曲线拟合方法得到很好改正;具体可以通过COSI-CORR软件中提供的imagedetrending工具实现;针对条纹伪影误差,COSI-CORR软件中提供的Destripe image工具具有较大的局限性,因此本方法中采用中南大学冯光财所提出的均值减去原理,并通过matalab语言编程实现,结果具有良好的条纹去除效果。经过上述两个步骤的误差处理即可得到较为准确的EW、NS向水平位移图,最终通过ENVI中的波段计算工具合成水平流动动位移图,其中公式为:Sqrt(b1^2+b2^2)。Due to satellite orbit errors and imaging errors, the horizontal displacement image obtained in the previous step contains many errors such as long-wavelength orbit errors and fringe artifacts with a large impact area, so it is necessary to correct the errors in the horizontal displacement images in two directions. Error correction includes long-wavelength orbit error and fringe artifact error; long-wavelength orbit error is corrected by polynomial curve fitting method; fringe artifact error is corrected by mean value subtraction principle. Among them, the long-wavelength orbital error can be well corrected by the polynomial curve fitting method; specifically, it can be realized by the image detrending tool provided in the COSI-CORR software; for the stripe artifact error, the Destripe image tool provided in the COSI-CORR software has a large Therefore, this method adopts the principle of mean value subtraction proposed by Feng Guangcai of Central South University, and implements it through matalab language programming. The result has a good streak removal effect. After the error processing of the above two steps, a relatively accurate horizontal displacement map in the EW and NS directions can be obtained, and finally the horizontal flow displacement map is synthesized through the band calculation tool in ENVI, where the formula is: Sqrt(b1^2+b2^2 ).

具体的,利用光学偏移量技术计算2016-2018年的研究区域表碛覆盖性冰川的流动位移;经过比较选择处理结果较好的COSI-CORR软件进行处理;该软件由加州理工学院基于IDL语言开发,镶嵌于ENVI5.3中;针对偏移量计算结果中的条带问题,我们采用均值减去法并通过matlab编程实现;最终获得较为精确的流动位移图。如图5所示,A:研究区右侧所得到的NS向的水平位移影像;B:image detrending工具去除长波段轨道误差的误差因子;C:长波段轨道误差去除后NS向水平位移影像;D:均值减去法去除条纹伪影后的NS向水平位移影像。Specifically, using optical offset technology to calculate the flow displacement of moraine-covered glaciers in the study area from 2016 to 2018; after comparison, the COSI-CORR software with better processing results was selected for processing; the software was developed by the California Institute of Technology based on the IDL language Developed and embedded in ENVI5.3; for the banding problem in the offset calculation results, we use the mean value subtraction method and realize it through matlab programming; finally obtain a more accurate flow displacement map. As shown in Figure 5, A: the horizontal displacement image in the NS direction obtained on the right side of the study area; B: the image detrending tool removes the error factor of the long-wave band orbit error; C: the horizontal displacement image in the NS direction after the long-wave band orbit error is removed; D: NS horizontal displacement image after removing streak artifacts by mean subtraction method.

从图中A可以看出未经过误差处理的水平位移影像存在严重的条纹现象而D图则可以看出条纹现象得到很好的改正。From Figure A, it can be seen that there are serious stripes in the horizontal displacement image without error processing, while in Figure D, it can be seen that the stripes have been well corrected.

步骤4:采用随机森林算法进行分类并获得表碛冰川轮廓:Step 4: Use the random forest algorithm to classify and obtain the surface moraine glacier profile:

步骤4.1,在研究区域的影像上人工勾选样本,样本包括裸地、净冰川、表碛冰川、冰湖四类,样本均匀分布于研究区域的影像中;Step 4.1: Manually select samples on the images of the research area. The samples include bare land, clean glaciers, surface moraine glaciers, and glacial lakes. The samples are evenly distributed in the images of the research area;

步骤4.2,将步骤1、步骤2和步骤3得到的多光谱波段、热红外波段、纹理特征、坡度、平面曲率、剖面曲率和流动位移特征合成一个多波段影像;Step 4.2, combining the multi-spectral bands, thermal infrared bands, texture features, slope, plane curvature, profile curvature and flow displacement features obtained in steps 1, 2 and 3 into a multi-band image;

步骤4.3,将步骤4.1中的样本和步骤4.2中的多波段影像输入到随机森林分类算法中,进行学习与建模;再将研究区域的影像中未被勾选的部分输入随机森林算法中进行自动分类,然后输出分类结果;In step 4.3, input the samples in step 4.1 and the multi-band images in step 4.2 into the random forest classification algorithm for learning and modeling; then input the unchecked part of the image of the study area into the random forest algorithm for Automatically classify, and then output the classification results;

随机森林算法属于机器学习领域里的监督分类算法,需要预先选取样本,提供给算法学习并建模。针对冰川所在地区的地物特征,为提高分类算法的准确度,样本选择分为裸地、净冰川、表碛冰川、冰湖四类,样本均匀分布于研究区中,样本面积仅仅占总面积的0.1%左右。The random forest algorithm belongs to the supervised classification algorithm in the field of machine learning. It needs to select samples in advance and provide them to the algorithm for learning and modeling. According to the characteristics of the ground objects in the area where the glacier is located, in order to improve the accuracy of the classification algorithm, the sample selection is divided into four categories: bare land, net glaciers, surface moraine glaciers, and glacial lakes. The samples are evenly distributed in the study area, and the sample area only accounts for the total area. 0.1% or so.

整个分类过程在ENVI5.3中进行,样本以roi形式选取,最终利用ENVI扩展工具提供的随机森林算法进行分类,决策树棵树选择的80-100,其余参数默认即可,处理过程为15分钟左右。The entire classification process is carried out in ENVI5.3. The samples are selected in the form of roi, and finally the random forest algorithm provided by the ENVI extension tool is used for classification. The decision tree is 80-100 trees, and the rest of the parameters can be defaulted. The processing time is 15 minutes. about.

步骤4.4,对分类结果进行形态学分类后处理,得到准确的表碛冰川轮廓。如图7是对分类结果进行矢量化、平滑、面积梯度筛选后的结果;其中红线(线1)为表碛冰川目视解译轮廓,黄线(线2)为表碛冰川本发明方法提取轮廓。In step 4.4, the classification results are subjected to morphological classification and post-processing to obtain accurate contours of surface moraine glaciers. As shown in Figure 7, the results of vectorization, smoothing, and area gradient screening are carried out on the classification results; wherein the red line (line 1) is the visual interpretation outline of the surface moraine glacier, and the yellow line (line 2) is the extraction of the surface moraine glacier by the method of the present invention contour.

具体的,在研究区选取样本,样本共分为裸地、净冰川、表碛冰川、冰湖四类,样本均匀分布于研究区中,样本面积仅仅占总面积的0.1%左右。利用ENVI扩展工具随机森林算法分类进行分类,处理过程15分钟左右。随后对分类结果进行形态学分类后处理操作,补齐漏洞和删除孤立点以及聚类,再经过矢量化、平滑、面积梯度删除、获得表碛冰川轮廓。Specifically, samples were selected in the study area. The samples were divided into four categories: bare land, net glaciers, surface moraine glaciers, and glacial lakes. The samples were evenly distributed in the study area, and the sample area only accounted for about 0.1% of the total area. Use the ENVI extension tool random forest algorithm classification to classify, and the processing process takes about 15 minutes. Then, the post-processing operation of morphological classification was performed on the classification results to fill in holes and delete isolated points and clusters, and then vectorized, smoothed, and area gradient was deleted to obtain the surface moraine glacier outline.

以下给出本发明的具体实施例,需要说明的是本发明并不局限于以下具体实施例,凡在本申请技术方案基础上做的等同变换均落入本发明的保护范围。Specific embodiments of the present invention are provided below, and it should be noted that the present invention is not limited to the following specific embodiments, and all equivalent transformations done on the basis of the technical solutions of the present application all fall within the scope of protection of the present invention.

实施例1:Example 1:

本实施例使用landsat-8影像Sentinel-2和ALOS-World-3ddsm数据采用上述方法对喜马拉山脉中段的希夏邦玛峰和错朗玛冰川冰湖群区的表碛冰川进行提取。在usgs网站中下载该地区2016年10月和2018年10月份影像。但该地区2016年影像由于云量和影像库存问题,采用了2016年12月和2018年10月的Sentinel-2影像来获取2016-2018年的表碛冰川位移量。时间差为两年主要是因为表碛冰川与净冰川相比流动更缓慢,采用两年的流动量更能突出流动特点,有助于分类。但是特别注意,时间跨度过长则会出现失相关现象。In this example, using the landsat-8 image Sentinel-2 and ALOS-World-3ddsm data, the above-mentioned method is used to extract the surface moraine glaciers in the Shishapangma Peak and the Cuolangma Glacier Glacier Lake Group in the middle of the Himalayas. Download the October 2016 and October 2018 images of the region from the usgs website. However, due to cloud cover and image inventory problems in the 2016 images of this area, the Sentinel-2 images of December 2016 and October 2018 were used to obtain the surface moraine glacier displacement from 2016 to 2018. The time difference of two years is mainly because surface moraine glaciers flow more slowly than net glaciers, and the two-year flow rate can highlight the flow characteristics and help classification. But pay special attention, if the time span is too long, there will be loss of correlation.

为了体现该方法的优势性,同时采用相同的特征,进行了决策树阈值分类,且每一个阈值都通过试错法多次确认,已基本达到最优,其分类结果为图8(a);同时为了体现位移特征的重要性,在相同条件下进行了无位移特征的随机森林分类,分类结果为图9(a)。In order to reflect the advantages of this method, the decision tree threshold classification was carried out using the same features at the same time, and each threshold was confirmed many times through trial and error, and it has basically reached the optimum. The classification result is shown in Figure 8(a); At the same time, in order to reflect the importance of displacement features, random forest classification without displacement features was carried out under the same conditions, and the classification results are shown in Figure 9(a).

图8:a为决策树阈值分类结果(红线即线3为表碛冰川目视解译轮廓,绿线即线4为决策树阈值分类得到的轮廓),b为随机森林分类结果(红线即线5为表碛冰川目视解译轮廓,黄线即线6为随机森林分类得到的轮廓);图中可以看出传统的决策树阈值分类,即使在位移特征的帮助下分类结果依然比较差,而随机森林分类则获得了较好的分类结果;体现出了本方法分类结果准确度高的优势。Figure 8: a is the threshold classification result of the decision tree (the red line is the line 3 is the visually interpreted contour of the moraine glacier, and the green line is the line 4 is the contour obtained by the decision tree threshold classification), b is the classification result of the random forest (the red line is the line 5 is the visually interpreted contour of the surface moraine glacier, and the yellow line is line 6 is the contour obtained by random forest classification); it can be seen from the figure that the classification result of the traditional decision tree threshold classification is still relatively poor even with the help of displacement features. The random forest classification has obtained better classification results; it reflects the advantage of high accuracy of classification results of this method.

图9:a为无流动位移特征参与的随机森林初步分类结果;b为有流动位移特征参与的随机森林初步分类结果(本发明方法)。Figure 9: a is the preliminary classification result of the random forest without the participation of the flow displacement feature; b is the preliminary classification result of the random forest with the participation of the flow displacement feature (the method of the present invention).

对比可以看出,无流动位移特征参与的随机森林分类结果相对图8的阈值分类结果,准确度得到提高,但是存在许多“漏洞”和大面积错误分类现象。而有流动位移参与分类方法结果中,“漏洞”和错误分类现象则得到较大的改善致使分类结果准确度进一步提高。It can be seen from the comparison that the random forest classification results without the participation of flow displacement features have improved accuracy compared with the threshold classification results in Figure 8, but there are many "loopholes" and large-scale misclassification phenomena. However, in the results of the classification method involving flow displacement, the "holes" and misclassification phenomena have been greatly improved, resulting in a further improvement in the accuracy of the classification results.

从图9中对比发现随机森林的自动提取准确率相比阈值分类结果过已有较大改善。位移特征的加入,大大改善了表碛冰川提取中的空隙大且多、边缘提取不准等不良情况。主要原因在于位移相对于其他因子在平面上具有一定的连续性。很好处理了提取结果中空隙较多的问题。再者,流动性作为表碛冰川的重要特征,与周围稳定裸地相比具有明显不同。因此从其他区域来看,位移特征的加入排除了一些边缘区域的错误提取和遗漏。从而使得提取准确性进一步提高。From the comparison in Figure 9, it is found that the automatic extraction accuracy of the random forest has been greatly improved compared with the threshold classification results. The addition of the displacement feature has greatly improved the unfavorable conditions such as large and numerous gaps and inaccurate edge extraction in surface moraine glacier extraction. The main reason is that the displacement has a certain continuity in the plane relative to other factors. It handles the problem of many gaps in the extraction results very well. Furthermore, mobility, as an important feature of surface moraine glaciers, is significantly different from the surrounding stable bare land. Therefore, from the perspective of other regions, the addition of displacement features eliminates the wrong extraction and omission of some edge regions. Therefore, the extraction accuracy is further improved.

图10为了验证提取准确性。结合编目数据该地区表碛冰川进行手动圈定其范围作为标准结果。选择其中大型的15个冰川对比发现,平均面积准确度为89.7%。并在分类结果中发现大量的小型表碛冰川,经过人工仔细判读并提取相应流速可知,这些区域确实具有表碛冰川的光谱、流动性的特点,故这些小型区域确实是表碛冰川。证明人工圈定表碛冰川具有遗漏小型冰川的风险,而本文所提方法则可以避免绝大多数遗漏问题。因此该方法较好的解决了目前在表碛冰川自动化提取方面阈值难确定,特征组合使用不好,大面积适用性不好,自动化程度低的问题。Figure 10 to verify the extraction accuracy. Combined with the cataloged data, the surface moraine and glaciers in this area were manually delineated as the standard result. The 15 large glaciers were selected for comparison and found that the average area accuracy was 89.7%. A large number of small surface moraine glaciers were found in the classification results. After careful manual interpretation and extraction of corresponding flow velocities, it can be seen that these areas do have the characteristics of spectrum and mobility of surface moraine glaciers, so these small areas are indeed surface moraine glaciers. It proves that artificial delineation of surface moraine glaciers has the risk of missing small glaciers, but the method proposed in this paper can avoid most of the missing problems. Therefore, this method better solves the problems of difficulty in determining the threshold value, poor feature combination, poor applicability in large areas, and low degree of automation in the automatic extraction of surface moraines and glaciers.

Claims (3)

1. An automatic extraction method of superglacial moraine covering type glacier is characterized by comprising the following steps:
step 1: preprocessing an optical image of a research area to obtain a multispectral waveband; performing principal component analysis on the multispectral wave bands to obtain a first principal component with the most information content, and performing texture calculation by taking the first principal component as an input wave band to obtain a collaborative wave band serving as a texture feature of a research area; the optical image of the research area comprises a thermal infrared band;
and 2, step: selecting appropriate terrain data for terrain analysis: projecting the terrain data into a projection zone which is the same as the multispectral wave band of the image, and further obtaining the corresponding slope, plane curvature and section curvature of the research area through a 3D surface analysis tool;
and step 3: calculating the flow displacement characteristics of the study area by using an optical offset method:
step 3.1, respectively taking optical images with a difference of 1-2 years between the front time phase and the rear time phase of the research region as input data for calculating the optical offset, setting the size of a search window, the step length, the signal-to-noise ratio threshold value and the robust iteration value, and calculating to obtain preliminary EW and NS horizontal displacement images of the research region;
step 3.2, respectively carrying out error correction on the preliminary EW and NS direction horizontal displacement images obtained in the step 3.1 to obtain accurate EW and NS direction horizontal displacement images, and synthesizing the horizontal flow displacement images by a wave band calculation tool to obtain the flow displacement characteristics of the research area;
and 4, step 4: classifying by using a random forest algorithm and obtaining a superglacial moraine profile:
step 4.1, manually selecting samples on the image of the research area, wherein the samples comprise nude land, clean glacier, superglacial moraine and ice lake four types, and the samples are uniformly distributed in the image of the research area;
step 4.2, synthesizing the multispectral wave bands, the thermal infrared wave bands, the textural features, the gradients, the plane curvatures, the section curvatures and the flow displacement features obtained in the step 1, the step 2 and the step 3 into a multiband image;
4.3, inputting the sample in the step 4.1 and the multiband image in the step 4.2 into a random forest classification algorithm for learning and modeling; inputting the part which is not selected in the image of the research area into a random forest algorithm for automatic classification, and then outputting a classification result;
step 4.4, performing morphological classification post-treatment on the classification result to obtain an accurate superglacial moraine contour;
step 4.4 morphological classification post-processing of the classification results comprises the following steps:
4.4.1, removing classification holes and deleting isolated points in the superglacial moraine region by using a Majority/least analysis algorithm for two times or more;
step 4.4.2, performing cluster analysis by using a column Classis algorithm;
4.4.3, carrying out vectorization and smoothing operation on the superglacial moraine to obtain a preliminary superglacial moraine contour vector;
and 4.4.4, screening through a certain area gradient to obtain the accurate superglacial moraine profile.
2. The automated superglacial moraine covering-type glacier extraction method according to claim 1, wherein the pretreatment in the step 1 comprises atmospheric correction and image stitching;
the texture calculation in the step 1 adopts a texture calculation method based on second-order probability statistical filtering.
3. The automated extraction method of tillite covered glacier according to claim 1, wherein the step 3.2 of error correction comprises long wavelength orbit errors and streak artifact errors;
correcting the long wavelength orbit error by a polynomial curve fitting method; the streak artifact error is corrected by the mean subtraction principle.
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