CN111988249B - A receiving end equalization method based on adaptive neural network and receiving end - Google Patents
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Abstract
本发明公开了一种基于自适应神经网络的接收端均衡方法及接收端。本方法为:1)在接收端的数字信号处理流程中嵌入一自适应神经网络,包括神经网络、判决单元和损失计算单元;2)将接收符号生成特征向量作为训练数据、对应的发送符号作为标签,训练神经网络;3)将训练好的神经网络的参数作为自适应神经网络的初始化参数;4)将待均衡的接收符号对应的特征向量输入自适应神经网络,得到对应的输出记为y并作为均衡后的符号输出;5)y经判决单元后得到伪标签
6)损失计算单元计算y与之间的误差L,以及L对神经网络参数的梯度;7)计算平均梯度去更新神经网络参数,对后续待均衡的接收符号进行均衡处理后输出。The invention discloses a receiver equalization method based on an adaptive neural network and a receiver. The method is as follows: 1) Embedding an adaptive neural network in the digital signal processing flow of the receiving end, including the neural network, a decision unit and a loss calculation unit; 2) Using the eigenvectors generated by the received symbols as training data and the corresponding transmitted symbols as labels , train the neural network; 3) use the parameters of the trained neural network as the initialization parameters of the adaptive neural network; 4) input the eigenvector corresponding to the receiving symbol to be equalized into the adaptive neural network, and obtain the corresponding output as y and As an equalized symbol output; 5) y gets a pseudo-label after passing through the decision unit
6) The loss calculation unit calculates y and The error L between them, and the gradient of L to the neural network parameters; 7) Calculate the average gradient to update the neural network parameters, and perform equalization processing on the subsequent received symbols to be equalized before outputting.Description
技术领域technical field
本发明属于光通信传输领域,涉及一种接收端均衡方法,尤其涉及一种基于自适应神经网络的接收端均衡方法。The invention belongs to the field of optical communication transmission, and relates to a receiving end equalization method, in particular to an adaptive neural network-based receiving end equalization method.
背景技术Background technique
光纤通信传输系统具有容量大、成本低等优点。克服光信号在传输过程中受到的线性与非线性损伤已成为进一步提高光纤通信传输系统容量所面临的首要问题。针对这一问题,传统的解决方法共有两类,一类是时域均衡(TDE),另一类是频域均衡(FDE)。Optical fiber communication transmission system has the advantages of large capacity and low cost. Overcoming the linear and nonlinear impairments of optical signals during transmission has become the primary problem for further improving the capacity of optical fiber communication transmission systems. For this problem, there are two types of traditional solutions, one is Time Domain Equalization (TDE), and the other is Frequency Domain Equalization (FDE).
近年来,神经网络由于其强大的拟合能力,已被成功应用于光纤通信传输系统中,用以补偿光信号在传输过程中受到的的线性与非线性损伤。神经网络作为一种数据驱动的算法既可在时域对信号进行补偿,又可在频域对信号进行补偿。In recent years, due to its powerful fitting ability, neural network has been successfully applied in optical fiber communication transmission system to compensate the linear and nonlinear damage of optical signal during transmission. As a data-driven algorithm, the neural network can compensate the signal not only in the time domain, but also in the frequency domain.
采用神经网络补偿信号损伤主要分为训练和均衡两个阶段。在训练阶段,神经网络根据训练序列优化自身的网络参数;在均衡阶段,采用经过参数优化的神经网络对信号进行补偿。由于神经网络具有强大的拟合能力,经过充分训练的神经网络通常都能够很好地对信号进行补偿。不过,由于神经网络的参数一旦训练完成就不再更新,如果信号在训练和均衡两个阶段受到的损伤特点不同,或者传输信道在随时间变化,神经网络的补偿性能也会急剧下降。The neural network compensation for signal damage is mainly divided into two stages: training and equalization. In the training phase, the neural network optimizes its own network parameters according to the training sequence; in the equalization phase, the neural network with optimized parameters is used to compensate the signal. Due to the strong fitting ability of neural networks, well-trained neural networks are usually able to compensate the signal well. However, since the parameters of the neural network are not updated once the training is completed, if the damage characteristics of the signal in the training and equalization stages are different, or the transmission channel changes over time, the compensation performance of the neural network will also drop sharply.
发明内容Contents of the invention
针对现有技术中存在的技术问题,本发明的目的在于提供一种基于自适应神经网络的接收端均衡方法。Aiming at the technical problems existing in the prior art, the object of the present invention is to provide a receiving end equalization method based on an adaptive neural network.
为实现上述目的,本发明采用如下技术方案:To achieve the above object, the present invention adopts the following technical solutions:
1.信号本身在接收端可能经过一种或多种均衡算法处理,在保证自适应神经网络输入为符号信息的前提下,自适应神经网络可以嵌入在数字信号处理流程中的任意位置。确定好自适应神经网络嵌入位置后,在该处采集并存储光纤通信传输系统的接收符号。1. The signal itself may be processed by one or more equalization algorithms at the receiving end. Under the premise that the input of the adaptive neural network is symbolic information, the adaptive neural network can be embedded anywhere in the digital signal processing process. After determining the embedding position of the adaptive neural network, the received symbols of the optical fiber communication transmission system are collected and stored there.
2.将存储的接收符号依据特定方式生成特征向量作为训练数据,其对应的发端发送的符号作为标签训练神经网络。第k个接收符号对应的特征向量记为xk。2. The stored received symbols are used to generate feature vectors in a specific way as training data, and the corresponding symbols sent by the sender are used as labels to train the neural network. The feature vector corresponding to the kth received symbol is denoted as x k .
3.将训练好的神经网络的参数作为自适应神经网络的初始化参数。本发明提出的自适应神经网络包括神经网络、判决单元和损失计算单元;即在神经网络的基础上加上能够实现参数更新的自适应结构;其中神经网络可以是人工神经网络(ANN)或其他神经网络。3. Use the parameters of the trained neural network as the initialization parameters of the adaptive neural network. The self-adaptive neural network that the present invention proposes comprises neural network, judgment unit and loss computing unit; Promptly adds the adaptive structure that can realize parameter update on the basis of neural network; Wherein neural network can be artificial neural network (ANN) or other Neural Networks.
4.将待均衡的接收符号对应的特征向量x依次输入自适应神经网络,网络对应的输出为均衡后的符号,记为y。若接收符号对应的发送符号为实数,则y为一个实数;若发送符号为复数,则y为一个向量,其包含两个元素分别对应发送符号的实部与虚部。4. The eigenvector x corresponding to the received symbol to be equalized is sequentially input into the adaptive neural network, and the corresponding output of the network is the equalized symbol, denoted as y. If the transmitted symbol corresponding to the received symbol is a real number, then y is a real number; if the transmitted symbol is a complex number, then y is a vector, which contains two elements corresponding to the real part and the imaginary part of the transmitted symbol respectively.
5.自适应神经网络的输出y经过判决后得到伪标签判决方式为其中yi表示发送符号集S中的第i个符号。5. The output y of the adaptive neural network is judged to obtain a pseudo-label Judgment is where y i represents the i-th symbol in the transmitted symbol set S.
6.采用平方误差损失函数计算网络输出与伪标签之间的误差以及误差L对网络参数θ的梯度θ表示神经网络的所有参数。6. Calculate the error between the network output and the pseudo-label using the squared error loss function And the gradient of the error L to the network parameter θ θ represents all the parameters of the neural network.
7.计算B个特征向量对应的平均梯度其中B≥1,gk表示第k个特征向量所对应的梯度。yk与分别表示自适应神经网络的第k个输出及其对应的伪标签。7. Calculate the average gradient corresponding to the B feature vectors Where B≥1, g k represents the gradient corresponding to the kth eigenvector. y k with denote the kth output of the adaptive neural network and its corresponding pseudo-label, respectively.
8.更新网络参数:其中η为自适应神经网络的学习率。8. Update network parameters: where η is the learning rate of the adaptive neural network.
本发明还公开了一种基于自适应神经网络的接收端,其特征在于,包括一自适应神经网络,用于对数字信号处理流程中的接收符号进行均衡;所述自适应神经网络包括神经网络、判决单元和损失计算单元;其中,将所述接收符号生成特征向量作为训练数据、所述接收符号对应的发送符号作为标签,训练所述神经网络;并将训练好的神经网络的参数作为所述自适应神经网络的初始化参数;The invention also discloses a receiving terminal based on an adaptive neural network, which is characterized in that it includes an adaptive neural network for equalizing the received symbols in the digital signal processing flow; the adaptive neural network includes a neural network , a decision unit and a loss calculation unit; wherein, the received symbol generates a feature vector as training data, and the sent symbol corresponding to the received symbol is used as a label to train the neural network; and the trained neural network parameters are used as the Describe the initialization parameters of the adaptive neural network;
所述神经网络用于对输入的接收符号对应的特征向量x进行均衡,得到对应的输出记为y并作为均衡后的符号输出;若接收符号对应的发送符号为实数,则y为一个实数;若接收符号对应的发送符号为复数,则y为一个向量,包括发送符号的实部与虚部;The neural network is used to equalize the eigenvector x corresponding to the input received symbol, and the corresponding output is recorded as y and output as an equalized symbol; if the transmitted symbol corresponding to the received symbol is a real number, then y is a real number; If the transmitted symbol corresponding to the received symbol is a complex number, then y is a vector, including the real part and the imaginary part of the transmitted symbol;
所述判决单元,用于对y进行判决后得到伪标签 The judging unit is used for judging y to obtain a pseudo-label
所述损失计算单元,用于计算网络输出y与伪标签之间的误差L,以及误差L对所述神经网络参数θ的梯度然后计算B个特征向量对应的平均梯度然后更新神经网络参数对后续待均衡的接收符号进行均衡处理后输出,其中,B≥1,gk表示第k个特征向量所对应的梯度;η为所述自适应神经网络的学习率。The loss calculation unit is used to calculate the network output y and the pseudo-label The error L between, and the gradient of the error L to the neural network parameter θ Then calculate the average gradient corresponding to the B feature vectors Then update the neural network parameters Perform equalization processing on subsequent received symbols to be equalized and output, wherein, B≥1, g k represents the gradient corresponding to the kth eigenvector; η is the learning rate of the adaptive neural network.
与现有技术相比,本发明的积极效果为:Compared with prior art, positive effect of the present invention is:
自适应神经网络均衡器相较于传统神经网络均衡器具有更高的均衡性能,具体实验结果由图4所示。Compared with the traditional neural network equalizer, the adaptive neural network equalizer has higher equalization performance, and the specific experimental results are shown in Figure 4.
附图说明Description of drawings
图1是本发明实施例的光纤通信传输系统训练阶段结构示意图。Fig. 1 is a schematic structural diagram of a training phase of an optical fiber communication transmission system according to an embodiment of the present invention.
图2是本发明实施例中自适应神经网络的结构示意图。Fig. 2 is a schematic structural diagram of an adaptive neural network in an embodiment of the present invention.
图3是本发明实施例的光纤通信传输系统均衡阶段结构示意图。Fig. 3 is a schematic structural diagram of an equalization stage of an optical fiber communication transmission system according to an embodiment of the present invention.
图4是本发明实施例的WDM系统64Gbaud、16QAM信号960km传输实验结果示意图。Fig. 4 is a schematic diagram of a 960km transmission experiment result of a WDM system with 64Gbaud and 16QAM signals according to an embodiment of the present invention.
具体实施方式detailed description
下面通过具体实施例和附图,对本发明做进一步详细说明。The present invention will be described in further detail below through specific embodiments and accompanying drawings.
1.接收端光信号经过前端数字处理(色散补偿、相位恢复等)后得到接收符号,根据接收符号生成对应的特征向量。第k个接收符号sk的特征向量xk由其本身及其前后2L个相邻接收符号组成,即xk=[Re(sk-L),Im(sk-L),...,Re(sk),Im(sk),...,Re(sk+L),Im(sk+L)]。Re(sk)表示复数符号sk的实部,Im(sk)表示复数符号sk的虚部。L的取值需要根据实际系统进行优化,一般系统的传输速率越高,传输距离越远,L的取值就越大。1. The optical signal at the receiving end undergoes front-end digital processing (dispersion compensation, phase recovery, etc.) to obtain received symbols, and generate corresponding eigenvectors according to the received symbols. The eigenvector x k of the kth received symbol s k consists of itself and 2L adjacent received symbols before and after it, that is, x k =[Re(s kL ), Im(s kL ),...,Re(s k ),Im(s k ),...,Re(s k+L ),Im(s k+L )]. Re(s k ) represents the real part of the complex symbol sk , and Im(s k ) represents the imaginary part of the complex symbol s k . The value of L needs to be optimized according to the actual system. Generally, the higher the transmission rate of the system and the longer the transmission distance, the larger the value of L.
2.将生成的Ntr个特征向量作为训练数据,其对应的发送符号作为标签,采用平方误差损失函数训练一个神经网络。以上过程由图1所示。如果发送符号为实数,则符号本身作为标签;如果发送符号为复数,则复数信号的实部与虚部组成一个一维向量作为标签。2. The generated N tr feature vectors are used as training data, and the corresponding sent symbols are used as labels, and a neural network is trained using the square error loss function. The above process is shown in Figure 1. If the transmitted symbol is a real number, the symbol itself is used as a label; if the transmitted symbol is a complex number, a one-dimensional vector composed of the real part and the imaginary part of the complex signal is used as a label.
3.将训练好的神经网络的参数作为自适应神经网络的初始化参数。自适应神经网络的具体结构由图2所示。将第j个待均衡的符号sj生成的特征向量xj作为自适应神经网络的输入,其输出记为yj。输出yj经过判决后得到伪标签判决规则如下:3. Use the parameters of the trained neural network as the initialization parameters of the adaptive neural network. The specific structure of the adaptive neural network is shown in Figure 2. The feature vector x j generated by the jth symbol s j to be equalized is used as the input of the adaptive neural network, and its output is denoted as y j . After the output y j is judged, the pseudo-label is obtained Judgment rules are as follows:
其中yi表示发送符号集S中的第i个符号,以16QAM信号为例,发送符号集由16个复数符号组成。采用平方误差损失函数计算网络输出yk与伪标签之间的误差以及L对网络参数θ的梯度 Wherein y i represents the i-th symbol in the transmitted symbol set S, taking a 16QAM signal as an example, the transmitted symbol set consists of 16 complex symbols. Calculate the network output y k and the pseudo-label using the squared error loss function error between and the gradient of L to the network parameter θ
4.计算连续B个特征向量对应的平均梯度:4. Calculate the average gradient corresponding to consecutive B feature vectors:
其中B≥1。根据所计算的平均梯度,更新自适应神经网络的参数:where B≥1. Update the parameters of the adaptive neural network based on the computed average gradient:
其中η为自适应神经网络的学习率。值得注意的是,采用自适应神经网络均衡信号损伤时,每均衡B个符号更新一次网络参数。where η is the learning rate of the adaptive neural network. It is worth noting that when the adaptive neural network is used to equalize signal impairments, the network parameters are updated every B symbols equalized.
5.采用参数更新后的自适应神经网络继续均衡后续数据。以上过程由图3所示。5. Use the adaptive neural network after parameter update to continue to equalize subsequent data. The above process is shown in Figure 3.
图4是本发明实施例的采用64Gbaud、16QAM信号的WDM系统传输960km实验结果示意图。横轴为入纤功率,纵轴为信号Q2值。由自适应神经网络与传统神经网络的均衡结果可知,自适应神经网络具有更高的均衡性能,这是因为自适应神经网络能够根据信号的损伤特点,动态调整自身的网络参数。Fig. 4 is a schematic diagram of a 960km experimental result of a WDM system using 64Gbaud and 16QAM signals according to an embodiment of the present invention. The horizontal axis is the fiber input power, and the vertical axis is the signal Q 2 value. From the equalization results of the adaptive neural network and the traditional neural network, it can be seen that the adaptive neural network has higher equalization performance, because the adaptive neural network can dynamically adjust its own network parameters according to the damage characteristics of the signal.
以上实施例仅用以说明本发明的技术方案而非对其进行限制,本领域的普通技术人员可以对本发明的技术方案进行修改或者等同替换,而不脱离本发明的精神和范围,本发明的保护范围应以权利要求所述为准。The above embodiments are only used to illustrate the technical solution of the present invention and not to limit it. Those of ordinary skill in the art can modify or equivalently replace the technical solution of the present invention without departing from the spirit and scope of the present invention. The scope of protection should be determined by the claims.
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