CN111639746B - GNSS-R sea surface wind speed inversion method and system based on CNN neural network - Google Patents
GNSS-R sea surface wind speed inversion method and system based on CNN neural network Download PDFInfo
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Abstract
Description
技术领域Technical field
本发明涉及大气科学研究领域,具体涉及一种基于CNN神经网络的GNSS-R海面风速反演的方法及系统。The invention relates to the field of atmospheric scientific research, and specifically relates to a method and system for GNSS-R sea surface wind speed retrieval based on CNN neural network.
背景技术Background technique
海面风速是海洋状态信息中至关重要的物理参数,目前可以通过GNSS-R卫星遥感技术进行探测。由于GNSS-R技术具有高全球覆盖率、高时空分辨率等特点,能得到高质量的海面风速探测资料。目前GNSS-R风速反演方法主要有以下两种:Sea surface wind speed is a vital physical parameter in ocean state information and can currently be detected through GNSS-R satellite remote sensing technology. Because GNSS-R technology has the characteristics of high global coverage and high spatial and temporal resolution, it can obtain high-quality sea surface wind speed detection data. Currently, there are two main GNSS-R wind speed inversion methods:
波形匹配法:首先需要根据实测数据提取系统状态信息,然后再生成理论模型模拟波形,最后进行归一化处理得到理论波形图,基于大量理论波形图建立仿真波形数据库;反演时由实测数据生成待测波形图,并进行降噪和归一化处理。将待测波形图和数据库中的理论波形图进行匹配,从匹配成功的理论波形图对应的风速就是待测数据的海面风速。但是该方法的缺陷在于计算量大,精细的数据库建立极为耗时。Waveform matching method: First, the system status information needs to be extracted based on the measured data, then the theoretical model simulation waveform is generated, and finally the theoretical waveform diagram is obtained through normalization processing, and a simulation waveform database is established based on a large number of theoretical waveform diagrams; during inversion, it is generated from the measured data The waveform to be measured is processed with noise reduction and normalization. Match the waveform to be measured with the theoretical waveform in the database. The wind speed corresponding to the successfully matched theoretical waveform is the sea surface wind speed of the data to be measured. However, the disadvantage of this method is that the amount of calculation is large, and the establishment of a detailed database is extremely time-consuming.
经验函数法:通过对大量实测数据的经验总结,从DDM中选取与海面风速相关性高的某一、两个物理参数,进行回归线性拟合,从而建立其与海面风速的函数映射来获取风速。但是海面风速往往不只是由一、两个参数决定的结果,因此该方法的精度会由于忽视其他物理参数而受到影响。Empirical function method: Through the experience summary of a large amount of measured data, one or two physical parameters with high correlation with sea surface wind speed are selected from DDM, and regression linear fitting is performed to establish a functional mapping between them and sea surface wind speed to obtain wind speed. . However, sea surface wind speed is often not determined by just one or two parameters, so the accuracy of this method will be affected by neglecting other physical parameters.
发明内容Contents of the invention
本发明的目的在于克服上述两种方法的不足,主要包括波形匹配法,计算量大,反演时间长;经验函数法,反演精度不佳。本发明提出一种基于CNN神经网络的GNSS-R海面风速反演方法,与波形匹配方法相比,该方法无需要建立庞大的仿真数据库,与经验函数方法相比,该方法可以建立多个观测量与海面风速的关系,可以充分利用与风速反演相关的物理量,所以,该方法能够进一步缩短反演时间并提高反演精度。The purpose of the present invention is to overcome the shortcomings of the above two methods, which mainly include the waveform matching method, which requires a large amount of calculation and long inversion time; and the empirical function method, which has poor inversion accuracy. The present invention proposes a GNSS-R sea surface wind speed inversion method based on CNN neural network. Compared with the waveform matching method, this method does not need to establish a huge simulation database. Compared with the empirical function method, this method can establish multiple observations. The relationship between the quantity and the sea surface wind speed can make full use of the physical quantities related to the wind speed inversion. Therefore, this method can further shorten the inversion time and improve the inversion accuracy.
为实现上述目的,本发明的实施例1提出了一种基于CNN神经网络的GNSS-R海面风速反演方法,所述方法包括:In order to achieve the above objectives, Embodiment 1 of the present invention proposes a GNSS-R sea surface wind speed inversion method based on CNN neural network. The method includes:
将待测的DDM图输入预先训练好的海面风速反演模型,输出对应的反演风速;所述海面风速反演模型为一个CNN神经网络。The DDM map to be measured is input into the pre-trained sea surface wind speed inversion model, and the corresponding inverted wind speed is output; the sea surface wind speed inversion model is a CNN neural network.
作为上述方法的一种改进,所述CNN神经网络依次包括:输入层、第一卷积层、第一池化层、第二卷积层、第二池化层和输出层,其中,输入层的输入为DDM图,其节点数是2560;第一卷积层C1输出特征图数为1,神经元个数是1024个;第二卷积层输出特征图数为依次为32,64,128,256,神经元个数是512个,两个卷积层设置的卷积核大小都为3*3;第一池化层和第二池化层的域大小均为2*2;卷积层和输出层之间的全连接层的神经元个数是16个;输出层节点数为1,其输出为海面风速;所述CNN神经网络的激活函数为ReLU函数;损失函数为MSE函数,评价指标为均方根误差RMSE。As an improvement of the above method, the CNN neural network includes in sequence: an input layer, a first convolution layer, a first pooling layer, a second convolution layer, a second pooling layer and an output layer, where the input layer The input is a DDM graph, and the number of nodes is 2560; the first convolutional layer C1 outputs a feature map number of 1, and the number of neurons is 1024; the second convolutional layer outputs a feature map number of 32, 64, and 128 in sequence. , 256, the number of neurons is 512, the convolution kernel size set by the two convolutional layers is 3*3; the domain size of the first pooling layer and the second pooling layer is both 2*2; convolution The number of neurons in the fully connected layer between the layer and the output layer is 16; the number of nodes in the output layer is 1, and its output is the sea surface wind speed; the activation function of the CNN neural network is the ReLU function; the loss function is the MSE function, The evaluation index is root mean square error RMSE.
作为上述方法的一种改进,所述方法还包括:CNN神经网络的训练步骤,具体包括:As an improvement of the above method, the method also includes: training steps of CNN neural network, specifically including:
选取多组GNSS-R数据和ECMWF分析场数据,进行时空匹配得到原始样本集,每组样本均由一个DDM图和对应的风速构成;Select multiple sets of GNSS-R data and ECMWF analysis field data, and perform spatio-temporal matching to obtain the original sample set. Each set of samples consists of a DDM map and the corresponding wind speed;
对原始样本集进行预处理并切分成训练集与测试集;Preprocess the original sample set and split it into a training set and a test set;
通过训练集数据不断训练CNN神经网络,使得该网络能够持续捕获DDM图中的数据特征并建立与风速之间的映射关系;The CNN neural network is continuously trained through the training set data, so that the network can continuously capture the data characteristics in the DDM diagram and establish a mapping relationship with the wind speed;
用测试集数据对训练好的CNN神经网络进行测试。Use the test set data to test the trained CNN neural network.
作为上述方法的一种改进,所述对原始样本集进行预处理并切分成训练集与测试集;具体包括:As an improvement of the above method, the original sample set is preprocessed and divided into a training set and a test set; specifically including:
基于经纬度、风速和信噪比对原始样本集数据进行筛选;Filter the original sample set data based on latitude and longitude, wind speed and signal-to-noise ratio;
基于采样算法和归一化算法对筛选后的原始样本集数据进行预处理;Preprocess the filtered original sample set data based on the sampling algorithm and normalization algorithm;
将预处理后的原始样本集按照7:3的比例切分成训练集和测试集。The preprocessed original sample set is divided into a training set and a test set in a ratio of 7:3.
作为上述方法的一种改进,所述通过训练集数据不断训练CNN神经网络,使得该网络能够持续捕获DDM图中的数据特征并建立与风速之间的映射关系,具体包括:As an improvement of the above method, the CNN neural network is continuously trained through the training set data, so that the network can continuously capture the data characteristics in the DDM diagram and establish a mapping relationship with the wind speed, specifically including:
所述CNN神经网络中神经元之间的权值以及每个神经元中的阈值初始化后,训练集数据从输入层传入第一个卷积层进行卷积计算,卷积后输出的特征图通过非线性激活函数处理,再通过第一池化层降低数据空间维度,得到特征矩阵;然后输入第二卷积层和第二池化层进行卷积和池化操作,通过全连接层将卷积学到的所有数据特征结合起来,归一化处理后传递至输出层,通过损失函数计算输出风速与真实风速间的误差,将该结果从输出层反向逐层传递并调整各卷积层和池化层的权重;After the weights between neurons in the CNN neural network and the threshold in each neuron are initialized, the training set data is passed from the input layer to the first convolution layer for convolution calculation, and the feature map output after convolution Through nonlinear activation function processing, the data space dimension is reduced through the first pooling layer to obtain the feature matrix; then the second convolution layer and the second pooling layer are input to perform convolution and pooling operations, and the convolution layer is processed through the fully connected layer. All the data features learned by the product are combined, normalized and transferred to the output layer. The error between the output wind speed and the real wind speed is calculated through the loss function. The result is transferred from the output layer in reverse layer by layer and each convolution layer is adjusted. and the weight of the pooling layer;
重复正向传播和反向传播过程,损失函数的结果逐渐减小,直到该结果处于期望误差范围内或达到设定的训练次数,CNN神经网络训练完成,实现DDM图到海面风速的非线性映射。Repeat the forward propagation and back propagation processes, and the result of the loss function gradually decreases until the result is within the expected error range or reaches the set number of training times. The CNN neural network training is completed, and the nonlinear mapping of the DDM map to sea surface wind speed is realized. .
本发明的实施例2提出了一种基于CNN神经网络的GNSS-R海面风速反演系统,所述系统包括:训练好的海面风速反演模型和风速反演模块;所述海面风速反演模型为一个CNN神经网络;Embodiment 2 of the present invention proposes a GNSS-R sea surface wind speed inversion system based on CNN neural network. The system includes: a trained sea surface wind speed inversion model and a wind speed inversion module; the sea surface wind speed inversion model is a CNN neural network;
所述风速反演模块,用于将待测的DDM图输入训练好的海面风速反演模型,输出对应的反演风速。The wind speed inversion module is used to input the DDM map to be measured into the trained sea surface wind speed inversion model and output the corresponding inverted wind speed.
作为上述系统的一种改进,所述CNN神经网络依次包括:输入层、第一卷积层、第一池化层、第二卷积层、第二池化层和输出层,其中,输入层的输入为DDM图,其节点数是2560;第一卷积层C1输出特征图数为1,神经元个数是1024个;第二卷积层输出特征图数为依次为32,64,128,256,神经元个数是512个,两个卷积层设置的卷积核大小都为3*3;第一池化层和第二池化层的域大小均为2*2;卷积层和输出层之间的全连接层的神经元个数是16个;输出层节点数为1,其输出为海面风速;所述CNN神经网络的激活函数为ReLU函数;损失函数为MSE函数,评价指标为均方根误差RMSE。As an improvement of the above system, the CNN neural network includes in sequence: an input layer, a first convolution layer, a first pooling layer, a second convolution layer, a second pooling layer and an output layer, where the input layer The input is a DDM graph, and the number of nodes is 2560; the first convolutional layer C1 outputs a feature map number of 1, and the number of neurons is 1024; the second convolutional layer outputs a feature map number of 32, 64, and 128 in sequence. , 256, the number of neurons is 512, the convolution kernel size set by the two convolutional layers is 3*3; the domain size of the first pooling layer and the second pooling layer is both 2*2; convolution The number of neurons in the fully connected layer between the layer and the output layer is 16; the number of nodes in the output layer is 1, and its output is the sea surface wind speed; the activation function of the CNN neural network is the ReLU function; the loss function is the MSE function, The evaluation index is root mean square error RMSE.
作为上述系统的一种改进,所述CNN神经网络的训练步骤,具体包括:As an improvement to the above system, the training steps of the CNN neural network specifically include:
选取多组GNSS-R数据和ECMWF分析场数据,进行时空匹配得到原始样本集,每组样本均由一个DDM图和对应的风速构成;Select multiple sets of GNSS-R data and ECMWF analysis field data, and perform spatio-temporal matching to obtain the original sample set. Each set of samples consists of a DDM map and the corresponding wind speed;
对原始样本集进行预处理并切分成训练集与测试集;Preprocess the original sample set and split it into a training set and a test set;
通过训练集数据不断训练CNN神经网络,使得该网络能够持续捕获DDM图中的数据特征并建立与风速之间的映射关系;The CNN neural network is continuously trained through the training set data, so that the network can continuously capture the data characteristics in the DDM diagram and establish a mapping relationship with the wind speed;
用测试集数据对训练好的CNN神经网络进行测试。Use the test set data to test the trained CNN neural network.
作为上述系统的一种改进,所述对原始样本集进行预处理并切分成训练集与测试集;具体包括:As an improvement of the above system, the original sample set is preprocessed and divided into a training set and a test set; specifically including:
基于经纬度、风速和信噪比对原始样本集数据进行筛选;Filter the original sample set data based on latitude and longitude, wind speed and signal-to-noise ratio;
基于采样算法和归一化算法对筛选后的原始样本集数据进行预处理;Preprocess the filtered original sample set data based on the sampling algorithm and normalization algorithm;
将预处理后的原始样本集按照7:3的比例切分成训练集和测试集。The preprocessed original sample set is divided into a training set and a test set in a ratio of 7:3.
作为上述系统的一种改进,所述通过训练集数据不断训练CNN神经网络,使得该网络能够持续捕获DDM图中的数据特征并建立与风速之间的映射关系,具体包括:As an improvement of the above system, the CNN neural network is continuously trained through the training set data, so that the network can continuously capture the data characteristics in the DDM diagram and establish a mapping relationship with the wind speed, specifically including:
所述CNN神经网络中神经元之间的权值以及每个神经元中的阈值初始化后,训练集数据从输入层传入第一个卷积层进行卷积计算,卷积后输出的特征图通过非线性激活函数处理,再通过第一池化层降低数据空间维度,得到特征矩阵;然后输入第二卷积层和第二池化层进行卷积和池化操作,通过全连接层将卷积学到的所有数据特征结合起来,归一化处理后传递至输出层,通过损失函数计算输出风速与真实风速间的误差,将该结果从输出层反向逐层传递并调整各卷积层和池化层的权重;After the weights between neurons in the CNN neural network and the threshold in each neuron are initialized, the training set data is passed from the input layer to the first convolution layer for convolution calculation, and the feature map output after convolution Through nonlinear activation function processing, the data space dimension is reduced through the first pooling layer to obtain the feature matrix; then the second convolution layer and the second pooling layer are input to perform convolution and pooling operations, and the convolution layer is processed through the fully connected layer. All the data features learned by the product are combined, normalized and transferred to the output layer. The error between the output wind speed and the real wind speed is calculated through the loss function. The result is transferred from the output layer in reverse layer by layer and each convolution layer is adjusted. and the weight of the pooling layer;
重复正向传播和反向传播过程,损失函数的结果逐渐减小,直到该结果处于期望误差范围内或达到设定的训练次数,CNN神经网络训练完成,实现DDM图到海面风速的非线性映射。Repeat the forward propagation and back propagation processes, and the result of the loss function gradually decreases until the result is within the expected error range or reaches the set number of training times. The CNN neural network training is completed, and the nonlinear mapping of the DDM map to sea surface wind speed is realized. .
本发明的优势在于:The advantages of the present invention are:
1、本发明提出一种基于CNN(Convolutional Neural Network)卷积神经网络的GNSS-R海面风速反演方法,与波形匹配方法相比,该方法无需要建立庞大的仿真数据库,与经验函数方法相比,该方法可以建立多个观测量与海面风速的关系,可以充分利用与风速反演相关的物理量,所以,该方法能够进一步缩短反演时间并提高反演精度;1. The present invention proposes a GNSS-R sea surface wind speed inversion method based on CNN (Convolutional Neural Network) convolutional neural network. Compared with the waveform matching method, this method does not require the establishment of a huge simulation database, and is compared with the empirical function method. Compared with this method, this method can establish the relationship between multiple observations and sea surface wind speed, and can make full use of the physical quantities related to wind speed inversion. Therefore, this method can further shorten the inversion time and improve the inversion accuracy;
2、本发明利用CNN神经网络反演GNSS-R海面风速,模型简单,缩短了建模时间和反演时间,并进一步提高了反演精度;2. This invention uses CNN neural network to invert GNSS-R sea surface wind speed. The model is simple, shortens the modeling time and inversion time, and further improves the inversion accuracy;
3、本发明基于CNN神经网络充分利用DDM图中与风速相关的物理量进行特征学习,在保证反演精度的情况下降低了计算量、缩短了耗时,具有模型简单、快速、结果精度高等特点;3. This invention makes full use of the physical quantities related to wind speed in the DDM diagram for feature learning based on the CNN neural network. It reduces the amount of calculation and shortens the time-consuming while ensuring the accuracy of the inversion. It has the characteristics of simple and fast model and high accuracy of the results. ;
4、本发明的方法可以相对高效地基于CNN神经网络反演海面风速的优点,能够满足利用大量GNSS-R卫星数据进行海面风场相关的大气学研究的需求。4. The method of the present invention has the advantage of relatively efficiently retrieving sea surface wind speed based on CNN neural network, and can meet the needs of using a large amount of GNSS-R satellite data to conduct atmospheric research related to sea surface wind fields.
附图说明Description of the drawings
图1为本发明的基于CNN神经网络的GNSS-R海面风速反演方法的流程图;Figure 1 is a flow chart of the GNSS-R sea surface wind speed inversion method based on CNN neural network of the present invention;
图2为海面风速反演模型的CNN神经网络示意图。Figure 2 is a schematic diagram of the CNN neural network of the sea surface wind speed inversion model.
具体实施方式Detailed ways
下面结合附图和具体实施例对本发明的技术方案进行详细的说明。The technical solution of the present invention will be described in detail below with reference to the accompanying drawings and specific embodiments.
实施例1Example 1
如图1所示,本发明的实施例1提供了一种基于CNN神经网络的GNSS-R海面风速反演方法,主要包括以下步骤:As shown in Figure 1, Embodiment 1 of the present invention provides a GNSS-R sea surface wind speed inversion method based on CNN neural network, which mainly includes the following steps:
第一步:原始数据样本集构建。将GNSS-R数据和ECMWF数据进行时空匹配,构成原始样本集;Step one: Construction of original data sample set. Match the GNSS-R data and ECMWF data in space and time to form the original sample set;
选取大量的GNSS-R数据和ECMWF分析场数据进行时空匹配得到原始样本集,每组样本都是由一个DDM图和对应的风速信息构成。A large amount of GNSS-R data and ECMWF analysis field data are selected for spatio-temporal matching to obtain the original sample set. Each set of samples is composed of a DDM map and corresponding wind speed information.
第二步:生成训练集和测试集。对原始样本集进行预处理并切分成训练集与测试集;Step 2: Generate training set and test set. Preprocess the original sample set and split it into a training set and a test set;
为了避免数据异常以及噪声干扰,需要对数据的经纬度、风速、信噪比(SNR)做筛选;筛选后,基于采样算法和归一化算法解决数据集分布不均匀、量纲不一致的问题,再按照7:3将预处理后的样本集切分成训练集和测试集。In order to avoid data anomalies and noise interference, it is necessary to screen the longitude and latitude, wind speed, and signal-to-noise ratio (SNR) of the data; after screening, the problems of uneven distribution and inconsistent dimensions of the data set are solved based on the sampling algorithm and normalization algorithm. Divide the preprocessed sample set into a training set and a test set according to 7:3.
第三步:CNN神经网络搭建。搭建以DDM图为输入,风速为输出的CNN神经网络模型;Step 3: Build CNN neural network. Build a CNN neural network model with DDM map as input and wind speed as output;
首先确定网络的激活函数,再根据不断试验分别确定网络层数、各层网络节点数以及模型的最优迭代次数,接着选定模型的评价指标,最后搭建以DDM图为输入,风速为输出的CNN神经网络模型。First determine the activation function of the network, then determine the number of network layers, the number of network nodes in each layer, and the optimal number of iterations of the model based on continuous experiments, then select the evaluation indicators of the model, and finally build a model with the DDM diagram as input and wind speed as output. CNN neural network model.
第四步:CNN神经网络训练。通过训练集数据不断训练CNN模型,使得模型能够持续捕获DDM图中的数据特征并建立与风速之间的映射关系;Step 4: CNN neural network training. The CNN model is continuously trained through the training set data, so that the model can continuously capture the data characteristics in the DDM diagram and establish a mapping relationship with the wind speed;
网络中神经元之间的权值以及每个神经元中的阈值初始化后,训练集数据从输入层传入第一个卷积层进行卷积计算,卷积后输出的特征图通过非线性激活函数处理,再通过池化层降低数据空间维度,得到特征矩阵。以此类推重复卷积和池化操作,完成所有的卷积运算后,通过网络里的全连接层将卷积学到的所有数据特征结合起来,最后通过归一化使特征映射的输出对平移等变换的敏感度下降,将结果传递至输出层,通过损失函数计算输出风速与真实风速间的误差,将该结果从输出层反向逐层传递并调整各隐藏层的权重。重复以上正向传播和反向传播过程,损失函数的结果逐渐减小,直到该结果处于模型的期望误差范围内或是达到模型设定的训练次数,预测风速逼近真实风速,视为模型训练完成,实现DDM图到海面风速的非线性映射。After the weights between neurons in the network and the threshold in each neuron are initialized, the training set data is passed from the input layer to the first convolution layer for convolution calculation, and the feature map output after convolution is activated through nonlinear Function processing, and then reducing the data space dimension through the pooling layer to obtain the feature matrix. By analogy, the convolution and pooling operations are repeated. After completing all the convolution operations, all the data features learned by convolution are combined through the fully connected layer in the network, and finally the output of the feature map is translated through normalization. When the sensitivity of the transformation decreases, the result is transferred to the output layer, and the error between the output wind speed and the real wind speed is calculated through the loss function. The result is transferred back from the output layer layer by layer and the weight of each hidden layer is adjusted. Repeat the above forward propagation and back propagation processes, and the result of the loss function gradually decreases until the result is within the expected error range of the model or reaches the number of training times set by the model. The predicted wind speed is close to the true wind speed, and the model training is deemed to be completed. , to achieve nonlinear mapping from DDM map to sea surface wind speed.
第五步:模型测试。通过测试集验证训练完成的模型的准确性与可靠性;Step 5: Model testing. Verify the accuracy and reliability of the trained model through the test set;
用测试集数据对训练好的模型进行测试,如果几个测试集的误差结果相近,则模型具有鲁棒性,再根据模型得到的RMSE是否在2m/s以内来评判模型反演结果的准确性与可靠性,若上述条件都满足则得到了CNN神经网络海面风速反演模型。Use the test set data to test the trained model. If the error results of several test sets are similar, the model is robust. Then judge the accuracy of the model inversion results based on whether the RMSE obtained by the model is within 2m/s. and reliability. If the above conditions are met, the CNN neural network sea surface wind speed inversion model is obtained.
第六步:数据反演。将待测的DDM图输入CNN神经网络海面风速反演模型,获得对应的反演风速。Step 6: Data inversion. Input the DDM map to be measured into the CNN neural network sea surface wind speed inversion model to obtain the corresponding inverted wind speed.
利用TDS-1卫星上的SGR-ReSI GNSS-R接收机的观测数据,采用本发明的基于CNN神经网络反演GNSS-R海面风速。TDS-1卫星于2014年发射,运行在高度为635km、倾角为98.4°的轨道上,采用SSTL-150平台,卫星上的8个有效载荷进行周期性轮流作业,其中在一个工作周期中,SGR-ReSI的工作时间为1-2天,期间接收并处理了来自地表的GNSS卫星的反射信号。TDS-1卫星将反射信号附带的属性数据非相干累加生成多普勒(Delay-DopplerMap,DDM)图,DDM图的大小为128个延迟像素乘以20个多普勒像素,多普勒分辨率为500Hz,延迟分辨率为0.25chips。Using the observation data of the SGR-ReSI GNSS-R receiver on the TDS-1 satellite, the CNN neural network based on the present invention is used to invert the GNSS-R sea surface wind speed. The TDS-1 satellite was launched in 2014. It operates in an orbit with an altitude of 635km and an inclination angle of 98.4°. It uses the SSTL-150 platform. The eight payloads on the satellite perform periodic turns. During one working cycle, the SGR -ReSI's working time is 1-2 days, during which it receives and processes reflected signals from GNSS satellites on the surface. The TDS-1 satellite incoherently accumulates the attribute data attached to the reflected signal to generate a Doppler (Delay-DopplerMap, DDM) map. The size of the DDM map is 128 delay pixels multiplied by 20 Doppler pixels, and the Doppler resolution is 500Hz and the latency resolution is 0.25chips.
如图1所示,包括如下六个步骤:As shown in Figure 1, it includes the following six steps:
第一步原始数据样本构建:GNSS-R数据与ECMWF数据进行时空匹配。本实例使用了2018年2-10月的TDS-1卫星数据与ECMWF分析场数据,按照时间、经度、纬度进行匹配得到原始样本集,整个样本集的数据量达到二百多万个样本,基本覆盖了全部的海洋区域,风速范围在0~20m/s之间。The first step is to construct the original data sample: space-time matching of GNSS-R data and ECMWF data. This example uses TDS-1 satellite data and ECMWF analysis field data from February to October 2018, and matches them according to time, longitude, and latitude to obtain the original sample set. The data volume of the entire sample set reaches more than two million samples, basically Covering all ocean areas, the wind speed range is between 0 and 20m/s.
第二步生成训练集和测试集:对原始样本集进行筛选,剔除南北半球纬度高于55°的海冰区域的样本点,同时,为了避免噪声影响风速反演精度,只留下位于3到18m/s范围内、信噪比(SNR)大于3的数据。筛选后的样本数据约为37万个,风速大部分在3-10m/s,采用混合采样算法使其分布均匀,采用归一化算法将样本集风速映射到0~1范围以保证量纲一致,最后将处理得到的样本集按照7:3切分成训练集与测试集,其中训练集数量为73500个,测试集数量为31500个。The second step is to generate a training set and a test set: filter the original sample set to eliminate sample points in the sea ice area with a latitude higher than 55° in the northern and southern hemispheres. At the same time, in order to avoid noise affecting the wind speed inversion accuracy, only leaving 3 to Data within the 18m/s range with a signal-to-noise ratio (SNR) greater than 3. There are approximately 370,000 sample data after screening, and most of the wind speeds are between 3-10m/s. A hybrid sampling algorithm is used to make the distribution even, and a normalization algorithm is used to map the wind speed of the sample set to the range of 0 to 1 to ensure consistent dimensions. , and finally the processed sample set is divided into a training set and a test set according to 7:3, where the number of training sets is 73,500 and the number of test sets is 31,500.
第三步CNN神经网络搭建:首先确定网络的激活函数为ReLU函数,再根据不断试验确定网络由输入层i、卷积层C1、池化层S1、卷积层C2、池化层S2、全连接层、输出层组成。输入层节点数是2560,卷积层C1输出特征图数为1,神经元个数是1024个,卷积层C2输出特征图数为依次为32,64,128,256,神经元个数是512个,卷积层设置的卷积核大小都为3*3;池化层S1、S2的域大小均为2*2,卷积层和输出层之间的全连接层的神经元个数是16个,输出层节点数为1,损失函数选择MSE函数,接着选定模型的评价指标为均方根误差RMSE,就此搭建了以DDM图为输入,风速为输出的CNN神经网络模型。The third step is to build a CNN neural network: first determine that the activation function of the network is the ReLU function, and then determine based on continuous experiments that the network consists of input layer i, convolution layer C1, pooling layer S1, convolution layer C2, pooling layer S2, and all It consists of connection layer and output layer. The number of input layer nodes is 2560, the number of output feature maps of convolution layer C1 is 1, and the number of neurons is 1024. The number of output feature maps of convolution layer C2 is 32, 64, 128, 256, and the number of neurons is 512, the convolution kernel size set in the convolution layer is 3*3; the domain size of the pooling layers S1 and S2 are both 2*2, and the number of neurons in the fully connected layer between the convolution layer and the output layer There are 16, the number of output layer nodes is 1, the loss function is the MSE function, and then the evaluation index of the model is selected to be the root mean square error RMSE. In this way, a CNN neural network model is built with the DDM map as the input and the wind speed as the output.
第四步CNN神经网络训练:网络中神经元之间的权值以及每个神经元中的阈值初始化后,输入层接收到DDM图作为输入数据,传入第一个卷积层,利用该层各个卷积核作用在DDM图的所有特征空间,每一个感知区域的像素与其对应的连接权重做加权求和的计算,得到的结果加上偏置值就是该卷积核的计算结果,卷积后输出的特征图通过ReLU非线性激活函数处理,再通过最大化池化(Max pooling)降低数据空间维度,得到特征矩阵。以此类推重复卷积和池化操作,完成所有的卷积运算后,通过网络里的全连接层将卷积学到的所有数据特征结合起来,最后通过归一化使特征映射的输出对平移等变换的敏感度下降,将结果传递至输出层,通过损失函数MSE计算输出风速与真实风速间的误差,将该结果从输出层反向逐层传递并调整各隐藏层的权重。重复以上正向传播和反向传播过程,神经网络模型的计算误差不断下降,使得预测值逐渐逼近真实风速。当计算误差不再随着训练次数的增加而下降时,才能获得最优模型,视为模型训练完成,实现DDM图到海面风速的非线性映射。The fourth step of CNN neural network training: After the weights between neurons in the network and the threshold in each neuron are initialized, the input layer receives the DDM graph as input data and passes it into the first convolution layer, using this layer Each convolution kernel acts on all feature spaces of the DDM map. The pixels in each sensing area and their corresponding connection weights are calculated as a weighted sum. The result plus the offset value is the calculation result of the convolution kernel. Convolution The finally output feature map is processed by the ReLU nonlinear activation function, and then the dimension of the data space is reduced by max pooling to obtain the feature matrix. By analogy, the convolution and pooling operations are repeated. After completing all the convolution operations, all the data features learned by convolution are combined through the fully connected layer in the network, and finally the output of the feature map is translated through normalization. When the sensitivity of the transformation decreases, the result is transferred to the output layer. The error between the output wind speed and the real wind speed is calculated through the loss function MSE. The result is transferred from the output layer in reverse layer by layer and the weight of each hidden layer is adjusted. By repeating the above forward propagation and back propagation processes, the calculation error of the neural network model continues to decrease, making the predicted value gradually approach the true wind speed. When the calculation error no longer decreases as the number of training times increases, the optimal model can be obtained, and the model training is deemed to be completed, and the nonlinear mapping of the DDM map to sea surface wind speed is achieved.
第五步模型测试:用测试集数据对训练好的模型进行测试,如果几个测试集的误差结果相近,则模型具有鲁棒性,再根据模型得到的RMSE是否在2m/s以内来评判模型反演结果的准确性与可靠性,本实例中的误差范围在1.5-1.8m/s,满足精度要求,由此得到了CNN神经网络海面风速反演模型。Step 5: Model testing: Use the test set data to test the trained model. If the error results of several test sets are similar, the model is robust. The model is then judged based on whether the RMSE obtained by the model is within 2m/s. Regarding the accuracy and reliability of the inversion results, the error range in this example is 1.5-1.8m/s, which meets the accuracy requirements. From this, the CNN neural network sea surface wind speed inversion model is obtained.
第六步数据反演:将待测的DDM图输入CNN神经网络海面风速反演模型中,输出获得对应的反演风速,得到的RMSE为1.52m/s。Step 6: Data inversion: Input the DDM map to be measured into the CNN neural network sea surface wind speed inversion model, and output the corresponding inverted wind speed. The obtained RMSE is 1.52m/s.
实施例2Example 2
本发明的实施例2提出了一种基于CNN神经网络的GNSS-R海面风速反演系统,所述系统包括:训练好的海面风速反演模型和风速反演模块;所述海面风速反演模型为一个CNN神经网络;Embodiment 2 of the present invention proposes a GNSS-R sea surface wind speed inversion system based on CNN neural network. The system includes: a trained sea surface wind speed inversion model and a wind speed inversion module; the sea surface wind speed inversion model is a CNN neural network;
所述风速反演模块,用于将待测的DDM图输入训练好的海面风速反演模型,输出对应的反演风速。The wind speed inversion module is used to input the DDM map to be measured into the trained sea surface wind speed inversion model and output the corresponding inverted wind speed.
最后所应说明的是,以上实施例仅用以说明本发明的技术方案而非限制。尽管参照实施例对本发明进行了详细说明,本领域的普通技术人员应当理解,对本发明的技术方案进行修改或者等同替换,都不脱离本发明技术方案的精神和范围,其均应涵盖在本发明的权利要求范围当中。Finally, it should be noted that the above embodiments are only used to illustrate the technical solutions of the present invention and are not limiting. Although the present invention has been described in detail with reference to the embodiments, those of ordinary skill in the art will understand that modifications or equivalent substitutions may be made to the technical solutions of the present invention without departing from the spirit and scope of the technical solutions of the present invention, and they shall all be covered by the scope of the present invention. within the scope of the claims.
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