CN111352086A - Unknown target identification method based on deep convolutional neural network - Google Patents

Unknown target identification method based on deep convolutional neural network Download PDF

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CN111352086A
CN111352086A CN202010152743.6A CN202010152743A CN111352086A CN 111352086 A CN111352086 A CN 111352086A CN 202010152743 A CN202010152743 A CN 202010152743A CN 111352086 A CN111352086 A CN 111352086A
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CN111352086B (en
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周代英
张同梦雪
李粮余
胡晓龙
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University of Electronic Science and Technology of China
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    • G01S7/417Details of systems according to groups G01S13/00, G01S15/00, G01S17/00 of systems according to group G01S13/00 using analysis of echo signal for target characterisation; Target signature; Target cross-section involving the use of neural networks

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Abstract

本发明属于未知目标识别技术领域,具体涉及一种基于深度卷积神经网络的未知目标识别方法。本发明首先对宽带雷达获得的一维距离像数据(HRRP)进行预处理,降低一维距离像具有的幅度敏感性;其次利用深度卷积神经网络提取特征;最后通过差值概率法处理已知目标数据的识别概率,获取判别门限,对神经元网络的输出矢量进行判别,从而识别出未知目标。本方法由于引入了采用差值概率法获取的判别门限,有效描述了已知目标与未知目标数据集的统计分布区域边界,解决了常规卷积神经网络无法识别未知目标的难题。The invention belongs to the technical field of unknown target recognition, in particular to an unknown target recognition method based on a deep convolutional neural network. The invention firstly preprocesses the one-dimensional range image data (HRRP) obtained by the broadband radar to reduce the amplitude sensitivity of the one-dimensional range image; secondly, the deep convolutional neural network is used to extract features; finally, the difference probability method is used to process the known The recognition probability of the target data is obtained, the discrimination threshold is obtained, and the output vector of the neuron network is discriminated to identify the unknown target. Due to the introduction of the discriminant threshold obtained by the difference probability method, this method effectively describes the statistical distribution area boundary between the known target and the unknown target data set, and solves the problem that the conventional convolutional neural network cannot identify the unknown target.

Description

一种基于深度卷积神经网络的未知目标识别方法An Unknown Object Recognition Method Based on Deep Convolutional Neural Networks

技术领域technical field

本发明属于未知目标识别技术领域,具体涉及一种基于深度卷积神经网络的未知目标识别方法。The invention belongs to the technical field of unknown target recognition, in particular to an unknown target recognition method based on a deep convolutional neural network.

背景技术Background technique

自上世纪中叶以来,雷达目标识别技术已经逐渐发展成熟,判断雷达待识别目标主要依据雷达目标截面积(RCS)或一维距离像(HRRP)。高分辨率一维距离像是由宽带雷达获取的目标散射中心回波的向量和,它不仅提供了目标的几何形状和结构特点,还包含了目标识别所需的更多相关信息。Since the middle of the last century, the radar target recognition technology has gradually developed and matured, and the target to be recognized by the radar is judged mainly based on the radar target cross-sectional area (RCS) or one-dimensional range profile (HRRP). The high-resolution one-dimensional range is like the vector sum of the target scattering center echo obtained by the broadband radar, which not only provides the geometric shape and structural characteristics of the target, but also contains more relevant information required for target recognition.

近年来深度学习理论逐渐成熟,卷积神经网络在雷达目标识别领域得到广泛应用,因其具有平移不敏感性、非线性和自学习的特点,从而获得了很好的识别效果。但是,常规卷积神经网络需要预先对大量已知目标的数据进行训练,意味着,常规卷积神经网络只能识别已知目标(即已参与训练)的目标,然而,实际应用中,不可能预先获取所有目标的一维距离像数据,构建一个完备的用于识别的卷积神经元网络,当网络输入为未知目标(即未参与训练的目标)的数据时,将会被强行识别为已知目标的类别,导致错误识别。In recent years, the theory of deep learning has gradually matured, and convolutional neural networks have been widely used in the field of radar target recognition. Because of its translation insensitivity, nonlinearity and self-learning characteristics, it has achieved good recognition results. However, conventional convolutional neural networks need to be trained on a large amount of data of known targets in advance, which means that conventional convolutional neural networks can only identify targets with known targets (that is, targets that have participated in training). However, in practical applications, it is impossible Acquire the one-dimensional distance image data of all targets in advance, and build a complete convolutional neural network for identification. When the network input is data of unknown targets (that is, targets that do not participate in training), it will be forcibly identified as Knowing the category of the target, leading to misidentification.

发明内容SUMMARY OF THE INVENTION

本发明的主要内容是针对上述问题,提出一种基于深度卷积神经网络的雷达未知目标识别方法。该方法在常规深度卷积神经网络的基础上,利用已知目标的训练一维距离像数据获取识别门限,有效描述已知目标与未知目标数据集的统计分布区域边界,从而实现对未知目标的识别,解决了常规神经网络无法识别未知目标的难题。The main content of the present invention is to address the above problems, and propose a method for identifying unknown radar targets based on a deep convolutional neural network. Based on the conventional deep convolutional neural network, the method uses the training one-dimensional distance image data of the known target to obtain the recognition threshold, and effectively describes the statistical distribution area boundary between the known target and the unknown target data set, so as to realize the detection of the unknown target. Recognition solves the problem that conventional neural networks cannot identify unknown targets.

本发明的技术方案是:一种基于深度卷积神经网络的未知目标识别方法,包括以下步骤:The technical scheme of the present invention is: an unknown target recognition method based on a deep convolutional neural network, comprising the following steps:

S1、基于目标散射中心模型,设宽带雷达获取的单幅目标一维距离像样本为x=[x1,x2,...,xi,...,xN],其中N为距离单元个数,xi表示第i个距离单元的幅度,为降低一维距离像幅度敏感性对识别性能的影响,突出强散射点与其余散射点的对比效果,对一维距离像进行β-均值标准化处理:S1. Based on the target scattering center model, set the single target one-dimensional range image sample obtained by the broadband radar as x=[x 1 , x 2 ,..., xi ,...,x N ], where N is the distance The number of units, x i represents the amplitude of the ith distance unit. In order to reduce the influence of the amplitude sensitivity of the one-dimensional range image on the recognition performance, and to highlight the contrast effect between the strong scattering point and the rest of the scattering points, the one-dimensional range image is subjected to β- Mean normalization:

Figure BDA0002403018010000021
Figure BDA0002403018010000021

其中

Figure BDA0002403018010000022
表示第i个距离单元归一化幅度,β为常数,Ex表示该单幅距离像的均值,β-均值标准化处理后的单幅一维距离像为
Figure BDA0002403018010000023
in
Figure BDA0002403018010000022
Represents the normalized amplitude of the i-th distance unit, β is a constant, E x represents the mean value of the single distance image, and the single one-dimensional distance image after β-mean normalization is
Figure BDA0002403018010000023

S2、构建深度卷积神经网络模型,在强监督学习下,使用基于AlexNet改进的深度卷积神经网络(DCNN)提取雷达一维距离像的高维特征。深度卷积神经网络以多个卷积模块堆积形成,中间添加Dropout层使部分神经元随机失活以减小训练参数,降低模型过拟合风险。基于神经网络原理,采用反向传播(BP)和随机梯度下降(SGD)算法进行模型收敛和训练,如图1所示,深度卷积神经网络总共有13层,依次为卷积模块1、Dropout层1、卷积模块2、卷积模块3、Dropout层2、卷积模块4、卷积模块5、全连接层1、批量归一化层1、Dropout层3、全连接层2、批量归一化层2、分类器;深度卷积神经网络的输入为

Figure BDA0002403018010000024
输出为分类器给出的识别标签
Figure BDA0002403018010000025
每个卷积模块由卷积层、激活函数、批量归一化层、和池化层构成,考虑雷达最小分辨单位以及一维距离像数据特征,卷积核尺寸为1×3,每个卷积层有64个卷积核,池化核为1×2,由于指数线性单元(ELU)具有更好的微分特性,用其代替常用激活函数RELU,提高模型拟合能力,增加对输入变化的鲁棒性。BN层的加入使得训练速度增快,模型快速收敛,激活函数为:S2. Construct a deep convolutional neural network model, and use the improved deep convolutional neural network (DCNN) based on AlexNet to extract high-dimensional features of radar one-dimensional range images under strong supervision learning. The deep convolutional neural network is formed by stacking multiple convolution modules, and adding a dropout layer in the middle makes some neurons randomly inactivated to reduce training parameters and reduce the risk of model overfitting. Based on the principle of neural network, backpropagation (BP) and stochastic gradient descent (SGD) algorithms are used for model convergence and training. As shown in Figure 1, the deep convolutional neural network has a total of 13 layers, followed by convolution module 1, Dropout Layer 1, Convolution Module 2, Convolution Module 3, Dropout Layer 2, Convolution Module 4, Convolution Module 5, Fully Connected Layer 1, Batch Normalization Layer 1, Dropout Layer 3, Fully Connected Layer 2, Batch Normalization Unification layer 2, classifier; the input of the deep convolutional neural network is
Figure BDA0002403018010000024
The output is the identification label given by the classifier
Figure BDA0002403018010000025
Each convolution module consists of a convolution layer, an activation function, a batch normalization layer, and a pooling layer. Considering the radar minimum resolution unit and the one-dimensional range image data features, the size of the convolution kernel is 1 × 3, and each volume The product layer has 64 convolution kernels, and the pooling kernel is 1 × 2. Since the exponential linear unit (ELU) has better differential characteristics, it is used instead of the commonly used activation function RELU to improve the model fitting ability and increase the sensitivity to input changes. robustness. The addition of the BN layer makes the training speed faster and the model converges quickly. The activation function is:

Figure BDA0002403018010000026
Figure BDA0002403018010000026

S3、确定识别门限:常规的的卷积神经网络目标识别,需要在训练学习中获取所有类别的特征参数,未知类别目标将会在分类中被强制识别为某一已知类别。为了识别未知类型,本发明引入差值概率法获取识别门限;S3. Determine the recognition threshold: For conventional convolutional neural network target recognition, it is necessary to obtain the characteristic parameters of all categories during training and learning, and the unknown category target will be forced to be identified as a known category in the classification. In order to identify the unknown type, the present invention introduces the difference probability method to obtain the identification threshold;

在深度卷积神经网络的学习阶段中,将从分类器获得的第i幅一维距离像属于第j个已知类别的概率输出pij,每幅一维距离像对应的概率向量为pi=[pi1,pi2,...,piN],其中N为已知类别个数,在概率向量pi中选取最大值pm和次最大值psm,获得其差值概率vd=pm-psmIn the learning stage of the deep convolutional neural network, the probability output p ij that the i-th one-dimensional distance image obtained from the classifier belongs to the j-th known category, and the probability vector corresponding to each one-dimensional distance image is p i =[p i1 , p i2 ,...,p iN ], where N is the number of known categories, select the maximum value p m and the second maximum value p sm in the probability vector p i to obtain the difference probability v d = p m -p sm ;

输入不同类别目标的单幅一维距离像,每类目标均可获得一个差值矢量:Enter a single one-dimensional distance image of different categories of targets, and each category of targets can obtain a difference vector:

Figure BDA0002403018010000027
Figure BDA0002403018010000027

其中dm是第m类目标的差值矢量,

Figure BDA0002403018010000031
为第m类目标第i个一维距离像的差值概率,上标T表示转置符;where d m is the difference vector of the m-th target,
Figure BDA0002403018010000031
is the difference probability of the i-th one-dimensional range image of the m-th target, and the superscript T represents the transposition symbol;

将所有已知目标的差值矢量dm内的差值概率计算直方图,根据预先确定的已知目标的正确判别率,从差值概率直方图中选择一个差值概率作为识别门限τ;Calculate the histogram of the difference probabilities in the difference vector d m of all known targets, and select a difference probability from the difference probability histogram as the identification threshold τ according to the predetermined correct discrimination rate of the known targets;

S4、未知目标识别:S4. Unknown target recognition:

将获得的未知目标单幅一维距离像输入到训练好的深度卷积神经网络模型中,获取相应的差值矢量

Figure BDA0002403018010000032
其中
Figure BDA0002403018010000033
为第i幅测试一维距离像数据对应的差值概率,M表示未知目标数据个数;Input the obtained single one-dimensional distance image of the unknown target into the trained deep convolutional neural network model to obtain the corresponding difference vector
Figure BDA0002403018010000032
in
Figure BDA0002403018010000033
is the difference probability corresponding to the i-th test one-dimensional range image data, and M represents the number of unknown target data;

将dt内各一维距离像的差值概率与识别门限τ进行对比,若差值概率大于等于门限即

Figure BDA0002403018010000034
则将第i幅一维距离像数据识别为已知目标;若差值概率小于门限即
Figure BDA0002403018010000035
则将第i幅一维距离像数据识别为未知目标,即识别规则为:Compare the difference probability of each one-dimensional range image in d t with the recognition threshold τ, if the difference probability is greater than or equal to the threshold, then
Figure BDA0002403018010000034
Then the i-th one-dimensional range image data is identified as a known target; if the difference probability is less than the threshold, that is
Figure BDA0002403018010000035
Then the i-th one-dimensional distance image data is identified as an unknown target, that is, the identification rules are:

Figure BDA0002403018010000036
Figure BDA0002403018010000036

其中

Figure BDA0002403018010000037
表示第i幅未知目标一维距离像数据属于已知目标,
Figure BDA0002403018010000038
表示第i幅未知目标一维距离像数据属于未知目标P。in
Figure BDA0002403018010000037
Indicates that the i-th unknown target one-dimensional range image data belongs to a known target,
Figure BDA0002403018010000038
Indicates that the i-th unknown target one-dimensional range image data belongs to the unknown target P.

本发明的有益效果为,本发明由于引入了采用差值概率法获取的判别门限,有效描述了已知目标与未知目标数据集的统计分布区域边界,解决了常规卷积神经网络无法识别未知目标的难题。The beneficial effect of the present invention is that the present invention effectively describes the statistical distribution area boundary between the known target and the unknown target data set due to the introduction of the discrimination threshold obtained by the difference probability method, and solves the problem that the conventional convolutional neural network cannot identify the unknown target. the problem.

附图说明Description of drawings

图1为深度卷积神经网络模型结构示意图。Figure 1 is a schematic diagram of the structure of a deep convolutional neural network model.

具体实施方式Detailed ways

下面结合仿真示例,证明本发明的有效性。The effectiveness of the present invention is demonstrated below in conjunction with simulation examples.

利用专用电磁仿真特性场景得到的AH64、AN26、F15、B1B、B52五种不同型号的军用飞机的仿真一维距离像进行实验。实验仿真雷达参数包括:雷达载波频率6GHz,雷达带宽为400MHz。仿真场景中,仿真目标以仰角3°在方位角0°~180°范围内每隔0.1°采集一幅一维距离像,每类飞机各采集1801幅一维距离像,每幅一维距离像各含有320个距离单元,即每类飞机输入数据均为1801×320的一维距离像矩阵。The simulation one-dimensional range images of five different types of military aircraft, AH64, AN26, F15, B1B, and B52, obtained by the special electromagnetic simulation characteristic scene are used for experiments. The experimental simulation radar parameters include: the radar carrier frequency is 6GHz, and the radar bandwidth is 400MHz. In the simulation scene, the simulation target collects a one-dimensional range image at an elevation angle of 3° and an azimuth angle of 0° to 180° every 0.1°. Each type of aircraft collects 1801 one-dimensional range images, each one-dimensional range image. Each contains 320 distance units, that is, the input data of each type of aircraft is a one-dimensional distance image matrix of 1801 × 320.

训练更新参数W的过程中,随机初始化权重W=[w1,w2,w3]与偏置B=[b1,b2,...,bN],选择交叉熵损失函数作为loss函数和具有自适应学习率的Adam优化器优化参数,学习率初始化为0.0001。In the process of training and updating the parameter W, randomly initialize the weight W=[w 1 ,w 2 ,w 3 ] and the bias B=[b 1 ,b 2 ,...,b N ], and select the cross entropy loss function as loss function and parameters optimized by the Adam optimizer with an adaptive learning rate initialized to 0.0001.

利用常规卷积神经网络方法和本文方法对以上5类仿真雷达目标数据的识别结果如表1所示:The recognition results of the above five types of simulated radar target data using the conventional convolutional neural network method and the method in this paper are shown in Table 1:

表1两种方法对未知目标的识别结果Table 1 The recognition results of the two methods for unknown targets

Figure BDA0002403018010000041
Figure BDA0002403018010000041

从实验结果中可以看出,在随机抽取三类飞机作为已知目标,另外两类飞机作为未知目标的情况下,使用常规CNN网络均无法识别出未知目标,而本文方法由于引入了未知目标判别门限,能够很好地识别出未知目标,对未知目标的平均正确识别率在80%以上,从而验证了本发明方法是有效的。It can be seen from the experimental results that when three types of aircraft are randomly selected as known targets and the other two types of aircraft are used as unknown targets, the conventional CNN network cannot identify the unknown target, and the method in this paper introduces unknown target discrimination. threshold, the unknown target can be well identified, and the average correct recognition rate for the unknown target is above 80%, thus verifying that the method of the present invention is effective.

Claims (1)

1.一种基于深度卷积神经网络的未知目标识别方法,其特征在于,包括以下步骤:1. an unknown target recognition method based on deep convolutional neural network, is characterized in that, comprises the following steps: S1、基于目标散射中心模型,设宽带雷达获取的单幅目标一维距离像样本为x=[x1,x2,...,xi,…,xN],其中N为距离单元个数,xi表示第i个距离单元的幅度,对一维距离像进行β-均值标准化处理:S1. Based on the target scattering center model, set the single target one-dimensional range image sample obtained by the broadband radar as x=[x 1 ,x 2 ,...,x i ,...,x N ], where N is the distance unit number number, x i represents the magnitude of the ith distance unit, and β-mean normalization is performed on the one-dimensional distance image:
Figure FDA0002403017000000011
Figure FDA0002403017000000011
其中
Figure FDA0002403017000000012
表示第i个距离单元归一化幅度,β为常数,Ex表示该单幅距离像的均值,β-均值标准化处理后的单幅一维距离像为
Figure FDA0002403017000000013
in
Figure FDA0002403017000000012
Represents the normalized amplitude of the i-th distance unit, β is a constant, E x represents the mean value of the single distance image, and the single one-dimensional distance image after β-mean normalization is
Figure FDA0002403017000000013
S2、构建深度卷积神经网络模型,深度卷积神经网络总共有13层,依次为卷积模块1、Dropout层1、卷积模块2、卷积模块3、Dropout层2、卷积模块4、卷积模块5、全连接层1、批量归一化层1、Dropout层3、全连接层2、批量归一化层2、分类器;深度卷积神经网络的输入为
Figure FDA0002403017000000014
输出为分类器给出的识别标签
Figure FDA0002403017000000015
每个卷积模块由卷积层、激活函数、批量归一化层、和池化层构成,其中卷积核尺寸为1×3,每个卷积层有64个卷积核,池化核为1×2,激活函数为:
S2. Build a deep convolutional neural network model. The deep convolutional neural network has a total of 13 layers, which are convolution module 1, Dropout layer 1, convolution module 2, convolution module 3, Dropout layer 2, convolution module 4, Convolution module 5, fully connected layer 1, batch normalization layer 1, Dropout layer 3, fully connected layer 2, batch normalization layer 2, classifier; the input of the deep convolutional neural network is
Figure FDA0002403017000000014
The output is the identification label given by the classifier
Figure FDA0002403017000000015
Each convolution module consists of a convolution layer, an activation function, a batch normalization layer, and a pooling layer. The size of the convolution kernel is 1×3, and each convolution layer has 64 convolution kernels and pooling kernels. is 1×2, and the activation function is:
Figure FDA0002403017000000016
Figure FDA0002403017000000016
S3、确定识别门限:在深度卷积神经网络的学习阶段中,将从分类器获得的第i幅一维距离像属于第j个已知类别的概率输出pij,每幅一维距离像对应的概率向量为pi=[pi1,pi2,...,piN],其中N为已知类别个数,在概率向量pi中选取最大值pm和次最大值psm,获得其差值概率vd=pm-psmS3. Determine the recognition threshold: in the learning stage of the deep convolutional neural network, the probability output p ij that the i-th one-dimensional distance image obtained from the classifier belongs to the j-th known category, and each one-dimensional distance image corresponds to The probability vector of is p i =[p i1 ,p i2 ,...,p iN ], where N is the number of known categories, select the maximum value p m and the second maximum value p sm in the probability vector p i to obtain Its difference probability v d =p m -psm ; 输入不同类别目标的单幅一维距离像,每类目标均可获得一个差值矢量:Enter a single one-dimensional distance image of different categories of targets, and each category of targets can obtain a difference vector:
Figure FDA0002403017000000017
Figure FDA0002403017000000017
其中dm是第m类目标的差值矢量,
Figure FDA0002403017000000018
为第m类目标第i个一维距离像的差值概率,上标T表示转置符;
where d m is the difference vector of the m-th target,
Figure FDA0002403017000000018
is the difference probability of the i-th one-dimensional range image of the m-th target, and the superscript T represents the transposition symbol;
将所有已知目标的差值矢量dm内的差值概率计算直方图,根据预先确定的已知目标的正确判别率,从差值概率直方图中选择一个差值概率作为识别门限τ;Calculate the histogram of the difference probabilities in the difference vector d m of all known targets, and select a difference probability from the difference probability histogram as the identification threshold τ according to the predetermined correct discrimination rate of the known targets; S4、未知目标识别:S4. Unknown target recognition: 将获得的未知目标单幅一维距离像输入到训练好的深度卷积神经网络模型中,获取相应的差值矢量
Figure FDA0002403017000000021
其中
Figure FDA0002403017000000022
为第i幅测试一维距离像数据对应的差值概率,M表示未知目标数据个数;
Input the obtained single one-dimensional distance image of the unknown target into the trained deep convolutional neural network model to obtain the corresponding difference vector
Figure FDA0002403017000000021
in
Figure FDA0002403017000000022
is the difference probability corresponding to the i-th test one-dimensional range image data, and M represents the number of unknown target data;
将dt内各一维距离像的差值概率与识别门限τ进行对比,若差值概率大于等于门限即
Figure FDA0002403017000000023
则将第i幅一维距离像数据识别为已知目标;若差值概率小于门限即
Figure FDA0002403017000000024
则将第i幅一维距离像数据识别为未知目标,即识别规则为:
Compare the difference probability of each one-dimensional range image in d t with the recognition threshold τ, if the difference probability is greater than or equal to the threshold, then
Figure FDA0002403017000000023
Then the i-th one-dimensional range image data is identified as a known target; if the difference probability is less than the threshold, that is
Figure FDA0002403017000000024
Then the i-th one-dimensional distance image data is identified as an unknown target, that is, the identification rules are:
Figure FDA0002403017000000025
Figure FDA0002403017000000025
其中
Figure FDA0002403017000000026
表示第i幅未知目标一维距离像数据属于已知目标,
Figure FDA0002403017000000027
表示第i幅未知目标一维距离像数据属于未知目标。
in
Figure FDA0002403017000000026
Indicates that the i-th unknown target one-dimensional range image data belongs to a known target,
Figure FDA0002403017000000027
Indicates that the i-th unknown target one-dimensional distance image data belongs to the unknown target.
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