CN110298485A - Based on the pitch-controlled system failure prediction method for improving depth random forests algorithm - Google Patents

Based on the pitch-controlled system failure prediction method for improving depth random forests algorithm Download PDF

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CN110298485A
CN110298485A CN201910456862.8A CN201910456862A CN110298485A CN 110298485 A CN110298485 A CN 110298485A CN 201910456862 A CN201910456862 A CN 201910456862A CN 110298485 A CN110298485 A CN 110298485A
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褚景春
袁凌
张磊
丁亮
曹扬
潘磊
于天笑
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Guodian United Power Technology Co Ltd
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Abstract

A kind of pitch-controlled system failure prediction method based on improvement depth random forests algorithm, wherein, depth forest algorithm includes multiple cascade modules, each cascade module includes parallel arrangement of completely random forest module and random forest module, and be all made of decision tree and carry out decision, above-mentioned failure prediction method includes the following steps: to build the fault prediction model based on the pitch-controlled system for improving depth random forests algorithm;Failure predication is carried out to wind power pitch-controlled system using fault prediction model;The EARLY RECOGNITION of Wind turbines abnormality is realized based on the pitch-controlled system failure prediction method for improving depth random forests algorithm, accident barrier driving maintenance reduces equipment failure rate and downtime, guarantee maximization of economic benefit actively to repair.

Description

Based on the pitch-controlled system failure prediction method for improving depth random forests algorithm
Technical field
The invention belongs to wind power plants and technology monitoring field, relate generally to the detection of wind power pitch-controlled system state, Specifically a kind of pitch-controlled system failure prediction method based on improvement depth random forests algorithm.
Background technique
The speed-changing oar-changing system of wind power generating set is the higher subsystem of failure rate in wind power generating set.If there is Disorderly closedown is operated normally from overhauling to restoring, is takeed a long time.If failure has occurred in the wind speed preferable period It shuts down, the generated energy of blower will be largely effected on, to cause huge economic loss to enterprise.If can occur in fan trouble When preceding, by the Condition Monitoring Technology of Wind turbines, after being monitored and analyzed to the operating parameter of pitch-controlled system to failure into Row prediction, it will greatly improve the availability of blower.Based on factors above, failure predication is carried out to wind power generating set, it is right The economy and safety that improve wind power plant operation have the meaning of positive important.
Currently, the common data acquisition of wind power plant and monitoring control (Supervisory Control and Data Acquisition, SCADA) system, the running equipment at scene can be monitored and be controlled, realize data acquisition, equipment control System, the functions such as parameter regulation and various types of signal alarm.But this can not carry out early warning to failure, it can only be after the failure occurred It alarms, and the fault message usually contains multiple failure causes, so fault category and reason can not be accurately located, leads It causes the repair time longer, reduces generated energy.With the increase of the installed capacity of wind power generating set, wind-power electricity generation company is to power generation The requirement of efficiency is higher and higher, therefore establishes the act that quickly and effectively fault early warning method is certainty.
Summary of the invention
The purpose of the present invention is design a kind of based on improving depth random forests algorithm in view of the deficiencies of the prior art Pitch-controlled system failure prediction method.
A kind of pitch-controlled system failure prediction method based on improvement depth random forests algorithm, wherein depth forest algorithm Including multiple cascade modules, each cascade module includes parallel arrangement of completely random forest module and random forest module, and It is all made of decision tree and carries out decision, above-mentioned failure prediction method includes the following steps:
1) fault prediction model based on the pitch-controlled system for improving depth random forests algorithm, the side of building of the model are built Method is as follows:
1-1) sample data is chosen from the history SCADA data that the operation of practical wind field generates;
Feature Selection 1-2) is carried out using the feature selection approach combined based on expertise and data mining algorithm, really Determine the input variable and output variable of fault prediction model;
Processing 1-3) is weighted to each sample data;
Sliding sampling 1-4) is carried out to sample data by the sampling window that a length is k, obtains subsample vector;
1-5) each subsample by cascade module completely random forest and random forest training respectively generate a table It levies vector H (x), the output for being superimposed two forests obtains feature vector ZiAs input, for training depth random forest;
1-6) in training process to prevent over-fitting, every layer depth random forest can all carry out cross validation, when verifying Accuracy do not promoted compared to preceding layer, then training terminates, and obtains fault prediction model;
2) failure predication is carried out to wind power pitch-controlled system using fault prediction model obtained in step 1-5).
Further, the step 1-2) in carry out the method for Feature Selection are as follows: first with expertise to all Feature carries out primary dcreening operation, forms candidate feature set;Then using support vector machines combination sweep backward strategy to candidate characteristic set Conjunction is further screened.
Further, the step 1-3) in weighting when weight determination method are as follows: weight wiBy Logic Regression Models It generates, Logic Regression Models are as follows:
Wherein g (x)=w0+w1x1+...+wpxp,
The likelihood function of Logic Regression Models are as follows:
With maximum likelihood estimate, parameter w is solved0, w1..., wp, this group of parameter is exactly required weight,
Logarithm is taken to obtain likelihood equation:
To parameter wkLocal derviation is sought, following equations are obtained,
Parameter w can be solved by solving equation0, w1..., wpAs weight, wherein p indicates that sample dimension, y are the sight of its sample Measured value.
Further, the decision tree is using the regression tree in cart.
Further, the output of the random forest and completely random forest is equal are as follows:
In formula, H (x) is final result, hiFor i-th of decision tree classification as a result, Y is true classification, I is metric function, N For the quantity of decision tree.
Further, the step 1-6) when being trained to depth random forest, integrated using following index It judges, error is smaller, and coefficient is higher, shows that the performance of depth random forest is better, when each performance indicator is all satisfied setting condition The calculation method of Shi Caineng deconditioning, each judgment criteria is as follows:
(1) mean absolute error MAE calculation formula:
(2) root-mean-square error RMSE calculation formula:
(3) coefficient of determination R2Calculation formula:
(4) coefficient of determination R after correctinga 2Calculation formula:
Wherein, n is sample size, and p is characterized quantity, yiFor actual value,For predicted value,For being averaged for actual value Value.
Further, when the step 2) carries out failure predication to wind power pitch-controlled system, by the defeated of fault prediction model It is compared out with setting early warning value, sends a signal to monitoring center if being more than early warning value.
Compared with prior art, wind power pitch-controlled system failure predication provided by the invention has the advantage that realization wind-powered electricity generation The EARLY RECOGNITION of unit abnormality, accident barrier driving maintenance reduce equipment failure rate and downtime, guarantee actively to repair Maximization of economic benefit;Failure prediction method based on data does not need or only needs the priori knowledge of a small amount of objective system, It is based primarily upon actual operating data, excavating incipient fault information by machine learning algorithm more has practicability;It is not only wind Electric field monitoring personnel provides real-time operating states of the units information, and the exception of unit operation can be found before failure occurs State and alarm simultaneously notify related maintenance personal, equipment damage, compressor emergency shutdown caused by avoiding because of failure, reduce loss.More Granularity scan phase distinguishes the significance level of each feature, by increasing weight to feature so that the characterization ability of feature It is stronger.It is weighted by the output to cascade forest, overcomes feature vector redundancy present in original depth forest model Problem, while every layer of Enhanced feature vector is reduced to 4 dimensions by 8 original dimensions, while reducing algorithm space complexity Improve operating rate.
Data acquisition unit extracts pitch-controlled system operation data from SCADA in real time, inputs trained based on improved It is analyzed in the fault prediction model that depth random forest is established, compares whether residual error curve exceeds given threshold, if being more than Monitoring center is then sent a signal to, early warning is carried out, realizes the intellectual monitoring of pitch-controlled system, monitoring velocity is high, and accuracy rate is high.
Detailed description of the invention
Fig. 1 is depth random forests algorithm flow chart;
Fig. 2 is pitch-controlled system monitoring figure;
Fig. 3 is improved more granularity Scan Architecture figures;
Fig. 4 is improved cascade forest structure;
Specific embodiment
The present invention is described in more detail with reference to the accompanying drawing:
Based on the SCADA data that the operation of practical wind field generates, before training set and selection failure that acquisition normal data is used as 30 minutes data as test set as experiment sample, and data prediction.The data prediction is carried out to data Cleaning, that is, give up following data, the number under wrong data, unreasonable data and unusual service condition when including generation communication failure According to.Data that treated are for making training set and test set.
The feature extracting method is divided into two stages: the first stage combines existing expertise to select candidate feature Collection, gained candidate feature not only has more priori knowledge, but also facilitates the understanding of engineering operation maintenance personnel;Second stage utilizes Support vector machines combination sweep backward strategy, which further screens feature, to be obtained important feature and determines input and output.
By the wind speed in sample, wind speed round, generator bearing a temperature, generator bearing b temperature, temperature, machine outside cabin Cabin temperature, generator speed, 1 temperature of variable pitch axle box are inputted as regression model, and propeller pitch angle and generator active power return mould Type output.
For a linearly inseparable problem, (xi,yi)(xi∈Rp,yi∈ { -1,1 }, i=1,2 ... it n) indicates by n The training set of sample and p feature composition, and yiIt is training sample xiCategory, support vector cassification problem equivalent is in one A optimization problem, objective function are as follows:
Wherein, J is objective function, and w is characterized weight, and C is penalty coefficient, ξ iiFor relaxation factor, i=1,2 ... n, The classification results of sample x pass through decision function f (x)=yi(wTxi+ b) it determines, wherein w=[w1,w2,...,wp] it is feature Weight vectors.
Introduce Lagrangian
Wherein, 0≤αi≤ C, i=1,2 ... n.
L is minimized to w and b difference derivation, can be obtained according to KKT:
Formula (b) and (c) are substituted into formula (a), obtain the dual problem of Lagrangian:
In order to avoid the inner product operation of higher-dimension, inner product calculating is carried out using kernel function:
K(xi,xj)=Φ (xi)Φ(xj)
After replacing inner product using kernel function, former dual problem becomes:
Corresponding classification problem also becomes:
By removing feature, objective function changes into Δ J (i), considers ith feature pairInfluence, benefit With second order Taylor series expansion:
Single order local derviationWhen, objective function is optimal, and single order item can be ignored, and above formula becomes:
Δ J (i)=(Δ wi)2
According to above formula, when feature j is removed, the approximate variation of optimization problem and the size of corresponding J are consistent, with Jj Indicate the value of J after feature j is removed, then Jj≈J+wj 2.The principle that support vector machines carries out feature selecting is deleted with smaller w2The feature of value will bring least variation to optimization problem.The purpose of the algorithm is to find a character subset, can make J It minimizes, selects fault signature crucial in data.
The training of depth forest model.Former more granularity Scan Architectures are improved to weight more granularities scannings by the present invention, i.e., in original On the basis of elder generation, processing is weighted for feature vector, each feature vector is multiplied by corresponding weight.And more granularity scannings Structure includes a random forest and a completely random forest.The data x that a complete intrinsic dimensionality is P is first inputted, and Multiplied by corresponding weight w, weight is returned by Logistic and is generated.
Logic Regression Models are as follows:
Wherein g (x)=w0+w1x1+…+wpxp
Likelihood function are as follows:
With maximum likelihood estimate, parameter w is solved0, w1..., wp, this group of parameter is exactly required weight,
Logarithm is taken to obtain likelihood equation:
To parameter wkLocal derviation is sought, following equations are obtained,
Parameter w can be solved by solving equation0, w1..., wpAs weight.
Wherein p indicates that sample dimension, y are its sample observations.
Sliding sampling (step-length L) is carried out by the sampling window that a length is K, obtains S=(P-K)/L+1 K dimension Feature subsample vector, then each subsample is generated the table of C dimension by completely random forest and random forest training respectively It levies vector H (x), final each forest obtains the variable that length is S*C, and the output for being superimposed two forests obtains the spy of 2*S*C dimension Levy vector ZiAs input for training cascade random forest.Here length K, step-length L, selected feature vector digit P, gloomy Woods exports the dimension C of H (x), the quantity N of decision tree is hyper parameter, in the preceding self-setting of training or uses default value.
Wherein, each forest is made of many a decision trees, here using the regression tree in CART, regression tree choosing Taking Gain_ σ is the index for evaluating Split Attribute.The attribute and its attribute value with minimum Gain_ σ are chosen, as optimal division Attribute and optimal Split Attribute value.Gain_ σ value is smaller, illustrate two/after subsample " otherness " it is smaller, illustrate to select It is better as the effect of Split Attribute (value) to select the attribute (value).For sample set S, the calculation formula of population variance is as follows:
Wherein, μ indicates the mean value of prediction result, ykIndicate the prediction result of k-th of sample.
According to the ith attribute value of attribute A, data set S is divided into two parts S1And S2, then divide after Gain_ σ It calculates as follows:
Gain_σA,i(S)=σ (S1)+σ(S2)
For attribute A, the Gain_ σ that data set is divided into after two parts by any attribute value is calculated separately, is chosen wherein Minimum value, optimal two offshoot program obtained as attribute A:
For sample set X, optimal two offshoot program of all properties is calculated, minimum value therein is chosen, as sample set X's Optimal two offshoot program:
Resulting attribute A and its i-th attribute value, the as optimal Split Attribute of sample set S and optimal classification attribute value are used To classify to data.
After having executed CRAT regression tree, the classification results of all trees in forest are integrated, each of which forest Exporting result is
H (x) is final result, hiFor i-th of decision tree classification as a result, Y is true classification, I is metric function, and N is certainly The quantity of plan tree.
The output result of the forest of each sample is spliced, the feature vector Z of 2*S*C dimension is obtainediIt is gloomy as cascading The input of woods.
Z1=[H1(x1),H1(x2)…H1(xs),H2(x1),H2(x2)…H2(xs)]T
By feature vector ZiThe first layer of cascade structure is inputted, each layer of cascade structure includes two random forests and two A completely random forest, each forest calculating process are same as above.
Each forest can export H (x) in cascade structure first layer, in the present invention, cascade structure be improved, by two The resulting normal probability of a completely random forest and probability of malfunction are averaged, and generate a two-dimensional Enhanced feature vector;It will The resulting normal probability of two random forests and probability of malfunction are averaged, and generate a two-dimensional Enhanced feature vector, in this way One four-dimensional Enhanced feature vector of every layer of generation, it is condensed together to be formed with input feature value:
As next layer of input, and so on, until training result is completed.Entirely the number of plies of more granularities cascade forests is Automatic adjusument, over-fitting, every layer of forest can all carry out cross validation in order to prevent.In the construction phase of cascade forest, only It when constructing current layer, is not promoted by the verifying accuracy rate of cross validation compared to preceding layer, then the structure of cascade forest This stopping is brought up, total also just completes, namely training is completed.Depth forest algorithm default uses 3 folding cross validations.It is right The output result H (x) of each forest of the last layer n-th layer seeks mean value, finally export 4 C dimension data H (x), by this 4 The data of a C dimension are averaged, and obtain the data of C dimension, then taken inside the data of this C dimension it is maximum, as prediction Value.Output is
The wind power pitch-controlled system intelligent fault forecast method based on improvement depth random forest, using following index Carry out Comprehensive Evaluation:
(1) mean absolute error MAE calculation formula:
(2) root-mean-square error RMSE calculation formula:
(3) coefficient of determination R2Calculation formula:
(4) coefficient of determination R after correctinga 2Calculation formula:
Wherein, n is sample size, and p is characterized quantity, yiFor actual value,For predicted value,For the average value of actual value.
Embodiment 1:
The related data for having chosen 3 ° of position sensors of variable pitch is verified.By being obtained after data prediction 27000 datas, wherein normal data 18000, fault data 9000.Randomly select 12000 normal datas and 6000 As training set for training fault prediction model, remaining 6000 normal datas and 3000 fault datas are made for fault data For test failure prediction model.
Wherein, the setting of hyper parameter is shown in Table 1. in depth random forests algorithm
Table 1
Its test result is shown in Table 2, from the coefficient of determination 4 after mean absolute error, root-mean-square error, the coefficient of determination and correction A index evaluates selected algorithm, and depth forest algorithm is more preferable compared to conventional machines learning algorithm effect, while after improvement Depth forest algorithm mean absolute error and root-mean-square error be below other three kinds of algorithms, after the coefficient of determination and correction certainly Determine coefficient and be above other algorithms, it was demonstrated that validity of the improved depth forest algorithm in regression forecasting problem.
Table 2
Data acquisition unit extracts pitch-controlled system operation data from SCADA in real time, inputs trained based on improved It is analyzed in the fault prediction model that depth random forest is established, the output of fault prediction model and setting early warning value is carried out Compare, send a signal to monitoring center if being more than early warning value, realize the intellectual monitoring of pitch-controlled system, monitoring velocity is high, quasi- True rate is high.

Claims (7)

1. a kind of based on the pitch-controlled system failure prediction method for improving depth random forests algorithm, wherein depth forest algorithm packet Multiple cascade modules are included, each cascade module includes parallel arrangement of completely random forest module and random forest module, and equal Decision is carried out using decision tree, which is characterized in that above-mentioned failure prediction method includes the following steps:
1) fault prediction model based on the pitch-controlled system for improving depth random forests algorithm is built, the building method of the model is such as Under:
1-1) sample data is chosen from the history SCADA data that the operation of practical wind field generates;
Feature Selection 1-2) is carried out using the feature selection approach combined based on expertise and data mining algorithm, determines event Hinder the input variable and output variable of prediction model;
Processing 1-3) is weighted to each sample data;
Sliding sampling 1-4) is carried out to sample data by the sampling window that a length is k, obtains subsample vector;
1-5) each subsample from cascade module completely random forest and random forest training respectively generate one characterize to It measures H (x), the output for being superimposed two forests obtains feature vector ZiAs input, for training depth random forest;
1-6) in training process to prevent over-fitting, every layer depth random forest can all carry out cross validation, when verifying just True rate is not promoted compared to preceding layer, then training terminates, and obtains fault prediction model;
2) failure predication is carried out to wind power pitch-controlled system using fault prediction model obtained in step 1-5).
2. it is according to claim 1 based on the pitch-controlled system failure prediction method for improving depth random forests algorithm, it is special Sign is, the step 1-2) in carry out the method for Feature Selection are as follows: all features are carried out just first with expertise Sieve forms candidate feature set;Then candidate feature set is carried out into one using support vector machines combination sweep backward strategy Step screening.
3. it is according to claim 1 based on the pitch-controlled system failure prediction method for improving depth random forests algorithm, it is special Sign is, the step 1-3) in weighting when weight determination method are as follows: weight wiIt is generated by Logic Regression Models, logic is returned Return model are as follows:
Wherein g (x)=w0+w1x1+...+wpxp,
The likelihood function of Logic Regression Models are as follows:
With maximum likelihood estimate, parameter w is solved0, w1..., wp, this group of parameter is exactly required weight,
Logarithm is taken to obtain likelihood equation:
To parameter wkLocal derviation is sought, following equations are obtained,
Parameter w can be solved by solving equation0, w1..., wpAs weight, wherein p indicates that sample dimension, y are its sample observations.
4. it is according to claim 3 based on the pitch-controlled system failure prediction method for improving depth random forests algorithm, it is special Sign is that the decision tree is using the regression tree in cart.
5. it is according to claim 4 based on the pitch-controlled system failure prediction method for improving depth random forests algorithm, it is special Sign is that the output of the random forest and completely random forest is equal are as follows:
In formula, H (x) is final result, hiFor i-th of decision tree classification as a result, Y is true classification, I is metric function, and N is certainly The quantity of plan tree.
6. it is according to claim 5 based on the pitch-controlled system failure prediction method for improving depth random forests algorithm, it is special Sign is, the step 1-6) when being trained to depth random forest, Comprehensive Evaluation is carried out using following index, error is got over Small, coefficient is higher, shows that the performance of depth random forest is better, could stop instructing when each performance indicator is all satisfied setting condition Practice, the calculation method of each judgment criteria is as follows:
(1) mean absolute error MAE calculation formula:
(2) root-mean-square error RMSE calculation formula:
(3) coefficient of determination R2Calculation formula:
(4) coefficient of determination R after correctinga 2Calculation formula:
Wherein, n is sample size, and p is characterized quantity, yiFor actual value,For predicted value,For the average value of actual value.
7. it is according to claim 4 based on the pitch-controlled system failure prediction method for improving depth random forests algorithm, it is special Sign is, when the step 2) carries out failure predication to wind power pitch-controlled system, the output of fault prediction model and setting is pre- Alert value is compared, and sends a signal to monitoring center if being more than early warning value.
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