CN110296955A - Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method and Radix Glycyrrhizae quality evaluating method based on kernel optimization - Google Patents

Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method and Radix Glycyrrhizae quality evaluating method based on kernel optimization Download PDF

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CN110296955A
CN110296955A CN201910546901.3A CN201910546901A CN110296955A CN 110296955 A CN110296955 A CN 110296955A CN 201910546901 A CN201910546901 A CN 201910546901A CN 110296955 A CN110296955 A CN 110296955A
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radix glycyrrhizae
kernel
sample
model
indicate
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雷萌
於鑫慧
邹亮
饶中钰
李明
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China University of Mining and Technology CUMT
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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/17Systems in which incident light is modified in accordance with the properties of the material investigated
    • G01N21/25Colour; Spectral properties, i.e. comparison of effect of material on the light at two or more different wavelengths or wavelength bands
    • G01N21/31Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry
    • G01N21/35Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry using infrared light
    • G01N21/359Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry using infrared light using near infrared light

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Abstract

The invention discloses a kind of Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method and Radix Glycyrrhizae quality evaluating method based on kernel optimization, comprising: sample database is established according to the Radix Glycyrrhizae spectroscopic data of acquisition and sample reference value first;Radial base, multinomial and broad sense T student function is selected to realize the feature extraction of higher-dimension spectroscopic data respectively as the kernel function of core principle component analysis;Based on this, select radial basis function as the kernel function of core partial least square model.The related hyper parameter for using genetic algorithm optimization kernel function simultaneously, establishes Radix Glycyrrhizae NIR Spectroscopy Analysis Model, converts regression problem for quality evaluation problem, analyze Radix Glycyrrhizae quality.The present invention not only has many advantages, such as easy to operate, lossless, and ensure that Radix Glycyrrhizae quality safely, effectively.

Description

Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method and Radix Glycyrrhizae based on kernel optimization Quality evaluating method
Technical field
The invention belongs to near-infrared spectrum analysis detection technique fields, are related to licorice medicinal materials near infrared spectrum detection and analysis Model building method.
Background technique
Radix Glycyrrhizae, also known as Herba Hedyotis cantonensis root, honeywort, be glycyrrhizic legume Glycyrrhiza uralensis Fisch. root and Rhizome, have invigorate the spleen and benefit qi, the medical values such as expelling phlegm and arresting coughing, relieving spasm to stop pain.Licorice medicinal materials currently on the market are also mostly artificial Plantation influences treatment effect since the diversification of planting patterns and the otherness of planting environment cause Radix Glycyrrhizae quality irregular Fruit.Radix Glycyrrhizae quality evaluating method mainly has artificial empirical method and ultra micro waveforms method, DNA bar code identification method, efficient liquid phase at present The methods of chromatography, exist be affected by subjective factor, be complicated for operation, analytical cycle is long, needs to consume the disadvantages such as a large amount of reagents End.
Near-infrared spectral analysis technology is one kind quickly analysis set up by substance to the absorption of near infrared light Method, with analysis speed, fast, lossless, sample is without many advantages such as pretreatments.Chemistry is combined using near-infrared spectrum technique Meterological, it can be achieved that licorice ingredient content quick predict, provide reference for Radix Glycyrrhizae quality evaluation.
Summary of the invention
The purpose of the present invention is to provide a kind of Radix Glycyrrhizae NIR Spectroscopy Analysis Model building side based on kernel optimization Method and Radix Glycyrrhizae quality evaluating method.
To achieve the above object, the present invention adopts the following technical scheme:
Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method based on kernel optimization, includes the following steps:
Step 1: collecting Radix Glycyrrhizae sample, and be numbered;
Step 2: the Radix Glycyrrhizae being collected into for step 1 chooses quality control index of the ammonium glycyrrhetate as Radix Glycyrrhizae, and carries out Its assay;
Step 3: obtaining the corresponding near infrared spectrum data of Radix Glycyrrhizae sample;
Step 4: single sample data include the near infrared spectrum data and ammonium glycyrrhetate content of sample, by sample data set It is divided into training set and test set;
Step 5: using training set as the input of core principle component analysis-Kernel partial least squares regression model, being calculated using heredity Method carries out kernel functional parameter optimizing, obtains the core principle component analysis with optimal parameter-core partial least square model;
Step 6: test set sample is predicted using trained core principle component analysis-core partial least square model, It is related to actual value based on predicted root mean square error PRMSE, relative error PRSE and related coefficient index R assessment prediction value Property.
Preferably, near infrared spectrum scanning condition described in step 3 are as follows: spectral region 10001.03cm-1- 3999.6400cm-1, resolution ratio 4cm-1, scanning times 64 times, it is averaged the original spectrum as Radix Glycyrrhizae sample;Environment item Part is 22 DEG C ± 0.5 DEG C of temperature, relative humidity 40% ± 2%.
Preferably, in step 5, kernel function using radial basis function as core principle component analysis, model are as follows:
K(xi,xj)=exp (- | xi-xj|2/2σ1 2)
Preferably, in step 5, kernel function using polynomial function as core principle component analysis, model are as follows:
K(xi,xj)=(xi Txj)d
Preferably, in step 5, kernel function using broad sense T student function as core principle component analysis, model are as follows:
K(xi,xj(1+ (the x of)=1/i Txj)α)
Preferably, in step 5, kernel function using radial basis function as Kernel partial least squares regression, model are as follows:
K(xi,xj)=exp (- | xi-xj|2/2σ2 2)
Preferably, predicted root mean square error PRMSE, relative error PRSE described in step 6 and coefficient R index are specific Calculation formula are as follows:
Wherein l2Indicate training samples number, piIndicate the reference value of training sample, siIndicate that core principle component analysis-core is inclined The regression forecasting of least square model as a result,Indicate the mean value of all test sample reference values,Indicate core principle component analysis- The regression forecasting mean value of core partial least square model.
Based on the Radix Glycyrrhizae quality evaluating method of above-mentioned Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method, obtain to be detected sweet Near infrared spectrum data is inputted trained Radix Glycyrrhizae NIR Spectroscopy Analysis Model by the near infrared spectrum data of grass, output to Detect the ammonium glycyrrhetate content of Radix Glycyrrhizae.
The utility model has the advantages that the present invention by near-infrared spectrum technique combination Chemical Measurement establish licorice medicinal materials spectral information at Divide the relational model of information, realizes the Fast Evaluation analysis of Radix Glycyrrhizae quality.
Present invention introduces the feature extractions that core principle component analysis realizes higher-dimension spectroscopic data, and using genetic algorithm to core letter Several related hyper parameter carries out optimizing, have many advantages, such as it is quick, be not easy to fall into local optimum.
Present invention introduces core offset minimum binary building regression models to be used to express the non-linear of input data and output data Relationship, while introducing genetic algorithm and optimizing is carried out to the related hyper parameter of kernel function, have quickly, be not easy to fall into local optimum The advantages that.
Detailed description of the invention
Fig. 1 flow chart of the method for the present invention;
The near-infrared original absorbance spectrogram of Fig. 2 licorice medicinal materials powder;
(a) in Fig. 3, (b), (c) be respectively ammonium glycyrrhetate content near-infrared model model1 in gained test set, The linear relationship chart of model2, model3 predicted value and actual value.
Specific embodiment
Technical solution of the present invention is described in detail with reference to the accompanying drawing, but the contents of the present invention are not limited to this.
The present invention provides licorice medicinal materials Near-Infrared Quantitative Analysis model and method for building up, can Fast nondestructive evaluation Radix Glycyrrhizae medicine Material, specifically includes the following steps:
Radix Glycyrrhizae sample is collected from different sources, and is numbered.
Quality control index of the ammonium glycyrrhetate as licorice medicinal materials is chosen, is measured using high performance liquid chromatography.
Using near-infrared spectrum technique, spectral scanning range 10001.03cm-1-3999.6400cm-1, resolution ratio is 4cm-1, each Sample Scan 64 times, original near infrared spectrum of the average value as sample obtain the near infrared spectrum number of Radix Glycyrrhizae According to.The near-infrared absorption spectrum of Radix Glycyrrhizae sample is as shown in Figure 2.
Data set division mode uses random division, and saves ready-portioned training set and test set data, guarantees each The training set of model is identical as test set.
Each sample spectral data includes 1557 characteristic points, has high dimensional nonlinear feature.Present invention introduces core it is main at The feature extraction of high dimensional data is realized in analysis, realizes dimension compression.
(1) kernel function of the radial basis function as core principle component analysis, model are used are as follows:
K(xi,xj)=exp (- | xi-xj|2/2σ1 2)
(2) kernel function of the polynomial function as core principle component analysis, model are used are as follows:
K(xi,xj)=(xi Txj)d
(3) kernel function of the broad sense T student function as core principle component analysis, model are used are as follows:
K(xi,xj(1+ (the x of)=1/i Txj)α)
Based on the data after dimensionality reduction, training set Radix Glycyrrhizae near infrared spectrum and corresponding reference value are established using core offset minimum binary Between quantitative calibration models, the kernel function using radial basis function as Kernel partial least squares regression, model are as follows:
K(xi,xj)=exp (- | xi-xj|2/2σ2 2)
Genetic algorithm is introduced respectively to three groups of kernel functional parameter (1) radial basis function bandwidth σ1With radial basis function σ2、(2) Polynomial function number d and radial basis function σ2, (3) broad sense T student function number α and radial basis function σ2Carry out optimizing.Specifically Step is as shown in Figure 3:
(1) three groups of hyper parameters of algorithm are initialized, and is encoded using binary system;
(2) decoding calculates fitness value and judges whether to meet termination condition, if satisfied, turning (4);
(3) selection cross and variation operation is carried out, progeny population is generated, turns (2);
(4) termination algorithm is run, the hyper parameter that decoded output optimization is completed.
The optimization aim of model is defined as the root-mean-square error of training sample, fitness model are as follows:
Wherein l1Indicate training samples number, piIndicate the reference value of training sample, siIndicate that core principle component analysis-core is inclined The regression forecasting result of least square model.
The optimized parameter obtained by genetic algorithm optimizing successively establishes 3 best near-infrared quantitative models respectively, specifically Are as follows:
(1) (kernel function is respectively radial basis function, radial base to core principle component analysis-core partial least square model model1 Function);
(2) (kernel function is respectively polynomial function, radial base to core principle component analysis-core partial least square model model2 Function);
(3) (kernel function is respectively broad sense T student function, radial direction to core principle component analysis-core partial least square model model3 Basic function).
Best near-infrared quantitative model verifying, is based on predicted root mean square error PRMSE, relative error PRSE and related coefficient Index R calculates the correlation of predicted value and actual value, specific formula for calculation are as follows:
Wherein l2Indicate test sample quantity, piIndicate the reference value of test sample, siIndicate that core principle component analysis-core is inclined The regression forecasting of least square model as a result,Indicate the mean value of all test sample reference values,Indicate core principle component analysis- The regression forecasting mean value of core partial least square model.
1 model performance evaluation result of table
As can be seen from Table 1, the prediction optimal result of ammonium glycyrrhetate content in external unknown licorice medicinal materials sample is generated In core principle component analysis-core partial least square model model1 (kernel function is respectively radial basis function, radial basis function), just Root error is 0.291, relative error 0.104, related coefficient 0.96, the experimental results showed that the Radix Glycyrrhizae based on kernel optimization NIR Spectroscopy Analysis Model has preferable predictive ability and precision of prediction.
Wherein (kernel function is respectively polynomial function, radial base to core principle component analysis-core partial least square model model2 Function) precision of prediction is only second to model1, root-mean-square error 0.296, relative error 0.106, related coefficient 0.96.Core Principal component analysis-core partial least square model model3 (kernel function is respectively broad sense T student function, radial basis function) with only exist The experimental result that kernel function is introduced in partial least square model is close, and performance is superior to introduce the quantitative correction mould before kernel function Type.
The experimental results showed that introduce kernel function can the preferable non-linear relation that must be expressed between spectroscopic data and reference value, The genetic algorithm being introduced into can preferably optimize related hyper parameter in kernel function.
Near infrared spectrum data is inputted trained Radix Glycyrrhizae near-infrared by the near infrared spectrum data for obtaining Radix Glycyrrhizae to be detected Spectrum analysis model, exports the ammonium glycyrrhetate content of Radix Glycyrrhizae to be detected, and ammonium glycyrrhetate content is more than or equal to 2% and determines the Radix Glycyrrhizae matter Amount is qualified, otherwise unqualified.
The above content is a further detailed description of the present invention in conjunction with specific preferred embodiments, and it cannot be said that Specific implementation of the invention is only limited to these instructions.The technical side that any interest field covered with the application patent is implemented Case or anyone skilled in the art make many possible changes and modifications using the disclosure above method content Scheme, all belong to the scope of protection of the present invention.

Claims (8)

1. the Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method based on kernel optimization, which comprises the steps of:
Step 1: collecting Radix Glycyrrhizae sample, and be numbered;
Step 2: the Radix Glycyrrhizae being collected into for step 1 chooses quality control index of the ammonium glycyrrhetate as Radix Glycyrrhizae, and carries out it and contain It is fixed to measure;
Step 3: obtaining the corresponding near infrared spectrum data of Radix Glycyrrhizae sample;
Step 4: single sample data include the near infrared spectrum data and ammonium glycyrrhetate content of sample, and sample data set is divided For training set and test set;
Step 5: using training set as the input of core principle component analysis-Kernel partial least squares regression model, using genetic algorithm into Row kernel functional parameter optimizing obtains the core principle component analysis with optimal parameter-core partial least square model;
Step 6: test set sample being predicted using trained core principle component analysis-core partial least square model, is based on The correlation of predicted root mean square error PRMSE, relative error PRSE and related coefficient index R assessment prediction value and actual value.
2. the Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method according to claim 1 based on kernel optimization, special Sign is, near infrared spectrum scanning condition described in step 3 are as follows: spectral region 10001.03cm-1-3999.6400cm-1, point Resolution is 4cm-1, scanning times 64 times, it is averaged the original spectrum as Radix Glycyrrhizae sample;Environmental condition be 22 DEG C of temperature ± 0.5 DEG C, relative humidity 40% ± 2%.
3. the Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method according to claim 1 based on kernel optimization, special Sign is, in step 5, kernel function using radial basis function as core principle component analysis, and model are as follows:
K(xi,xj)=exp (- | xi-xj|2/2σ1 2)
Wherein, xi,xjIndicate the spectroscopic data of i-th, j sample in sample set, σ1Indicate the bandwidth of Gaussian kernel.
4. the Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method according to claim 1 based on kernel optimization, special Sign is, in step 5, kernel function using polynomial function as core principle component analysis, and model are as follows:
K(xi,xj)=(xi Txj)d
Wherein, xi,xjIndicate the spectroscopic data of i-th, j sample in sample set, the number of d representative polynomial.
5. the Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method according to claim 1 based on kernel optimization, special Sign is, in step 5, kernel function using broad sense T student function as core principle component analysis, and model are as follows:
K(xi,xj(1+ (the x of)=1/i Txj)α)
Wherein, xi,xjIndicate the spectroscopic data of i-th, j sample in sample set, the number of α representative polynomial.
6. the Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method according to claim 1 based on kernel optimization, special Sign is, in step 5, kernel function using radial basis function as Kernel partial least squares regression, and model are as follows:
K(xi,xj)=exp (- | xi-xj|2/2σ2 2)
Wherein, xi,xjIndicate i-th, j sample data in sample set, σ2Indicate the bandwidth of Gaussian kernel.
7. the Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method according to claim 1 based on kernel optimization, special Sign is, predicted root mean square error PRMSE, relative error PRSE described in step 6 and coefficient R index specific formula for calculation Are as follows:
Wherein l2Indicate test sample quantity, piIndicate the reference value of test sample, siIndicate that core principle component analysis-core is partially minimum Two multiply the regression forecasting of model as a result,Indicate the mean value of all test sample reference values,Indicate core principle component analysis-core partially most Small two multiply the regression forecasting mean value of model.
8. special based on the Radix Glycyrrhizae quality evaluating method of Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method described in claim 1 Sign is, obtains the near infrared spectrum data of Radix Glycyrrhizae to be detected, and near infrared spectrum data is inputted trained Radix Glycyrrhizae near-infrared Spectrum analysis model exports the ammonium glycyrrhetate content of Radix Glycyrrhizae to be detected.
CN201910546901.3A 2019-06-24 2019-06-24 Radix Glycyrrhizae NIR Spectroscopy Analysis Model construction method and Radix Glycyrrhizae quality evaluating method based on kernel optimization Pending CN110296955A (en)

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CN108562557A (en) * 2018-06-29 2018-09-21 无锡济民可信山禾药业股份有限公司 A kind of near infrared spectrum detection method of licorice medicinal materials

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