CN109901148A - Broadband signal DOA estimation method based on covariance matrix rarefaction representation - Google Patents

Broadband signal DOA estimation method based on covariance matrix rarefaction representation Download PDF

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CN109901148A
CN109901148A CN201910218265.1A CN201910218265A CN109901148A CN 109901148 A CN109901148 A CN 109901148A CN 201910218265 A CN201910218265 A CN 201910218265A CN 109901148 A CN109901148 A CN 109901148A
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angle
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汤建龙
杨磊
丁嘉辉
斯海飞
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Xidian University
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Abstract

The invention belongs to Radar Signal Processing Technology field, the broadband signal DOA estimation method based on covariance matrix rarefaction representation is disclosed, for estimating broadband signal DOA.This method comprises: step 1, establishes broadband signal frequency-domain model;Step 2, it is based on the broadband signal frequency-domain model, the covariance matrix at reference frequency is obtained by focus processing;Step 3, rarefaction representation is carried out using the covariance matrix at the reference frequency, constructed about sparse vector b0Objective function;Step 4, the objective function is solved, sparse vector b is obtained0, and then determine according to the corresponding position of the nonzero element of the sparse vector incident angle of broadband incident signal.The present invention can accurately estimate the direction of arrival of signal, detection probability with higher and resolving accuracy without estimating information source number in the case where low signal-to-noise ratio, low snap, low angle interval.

Description

Broadband signal DOA estimation method based on covariance matrix rarefaction representation
Technical field
The present invention relates to Radar Signal Processing Technology fields, more particularly to the letter of the broadband based on covariance matrix rarefaction representation Number direction of arrival (Direction Of Arrival, DOA) estimation method.
Background technique
Array signal processing is an important research method of Radar Signal Processing, and Mutual coupling is array signal The hot issue of processing.Incoming signal can regard sparse as on airspace, by the sparsity in incoming signal airspace and dilute The thought that dredging indicates combines, thus it is applied to DOA estimation with its reasonability.
2005, Malioutov et al. proposed most classic sparse restructing algorithm-L1- on the basis of narrow band signal SVD (Singular Value Decomposition) algorithm, algorithm are decomposed the received data of array element by singular value decomposition For main signal section and secondary noise section, signal section is indicated using redundant dictionary, using second order Based On The Conic Model into Row solves the DOA for estimating signal, and algorithm complexity substantially reduces.But this algorithm, there is also some defects, which exists In treatment process, need known source information, when information source number is unknown or Sources number estimation mistake, will cause target missing or The phenomenon that pseudo- target;In addition to this, algorithm has ignored noise subspace, so that estimating performance decline in low signal-to-noise ratio.2011 Year Yin and Chen proposes the L1-SRACV algorithm based on array covariance matrix rarefaction representation, the algorithm for narrow band signal The covariance matrix obtained using array received data auto-correlation passes through the Estimation of Mean for the small characteristic value that Eigenvalues Decomposition obtains Noise power, obtains estimation error of the covarianee matrix, and this way may not need the DOA of Sources number estimation signal.Practical application Middle width strip signal largely exists, and the above two classes algorithm is not directly applicable in broadband signal, and in low signal-to-noise ratio, low fast It claps, often degradation even fails performance in the case where low angle interval.
Summary of the invention
In view of this, the present invention provide the broadband signal DOA estimation method based on covariance matrix rarefaction representation, using turn It changes matrix and dimensionality reduction is carried out to each column of covariance matrix, eliminate the influence of noise power.This way is not necessarily to estimate information source number, Noise power, and can accurately estimate in the case where low signal-to-noise ratio, low snap, low angle interval the direction of arrival of signal, Detection probability with higher and resolving accuracy.
In order to achieve the above objectives, the embodiment of the present invention adopts the following technical scheme that
A kind of broadband signal DOA estimation method based on covariance matrix rarefaction representation is provided, wherein receiving array is M The even linear array of omnidirectional's array element composition, and array element spacing is d, the receiving array is received from P broadband of space far-field incidence Incoming signal, incident angle are denoted as θ respectively12,…,θi,…,θP, the range of incident frequencies is [fl,fh], flIndicate incidence most Low frequency, fhIndicate incident highest frequency, θiIndicate the incident angle of i-th of broadband incident signal, 1≤i≤P;
The described method includes:
Step 1, broadband signal frequency-domain model is established;
Step 2, it is based on the broadband signal frequency-domain model, the covariance square at reference frequency is obtained by focus processing Battle array;
Step 3, rarefaction representation is carried out using the covariance matrix at the reference frequency, constructed about sparse vector b0's Objective function
Wherein, B=[b1,…,bm,…,bM], bmThe m of representing matrix B is arranged, m=1,2 ... M, bmBe Q × 1 coefficient to Amount, Two norms of representing matrix B q row,W indicates weighting matrix, W-1/2For the On Square-Rooting Matrices of weighting matrix W inverse matrix;G is that block is diagonal Matrix,Gm=[e1,e2,…em-1,em+1,…,eM]T, GmFor the matrix of (M-1) × M, em For the vector of M × 1, emM-th of element be 1, remaining element is 0;The vectorization of vec () representing matrix;Table Show redundant dictionary;η indicates decision threshold;RYIndicate the covariance matrix at reference frequency;
Step 4, the objective function is solved, sparse vector b is obtained0, and then according to the nonzero element of the sparse vector Corresponding position determines the incident angle of the P broadband incident signal.
Based on the broadband signal DOA estimation method provided by the invention based on covariance matrix rarefaction representation, make an uproar in analysis Between acoustical power and covariance matrix on the basis of relationship, construction block diagonal matrix is to traditional based on covariance matrix Sparse representation model improves, and eliminates the inaccurate influence to algorithm performance of noise power estimation by dimensionality reduction, therefore be not required to It wants known or estimating noise power can estimate broadband signal direction of arrival, and between low signal-to-noise ratio, low snap, low angle The direction of arrival of signal, detection probability with higher and resolving accuracy can be accurately estimated in the case where.
Detailed description of the invention
In order to more clearly explain the embodiment of the invention or the technical proposal in the existing technology, to embodiment or will show below There is attached drawing needed in technical description to be briefly described, it should be apparent that, the accompanying drawings in the following description is only this Some embodiments of invention for those of ordinary skill in the art without creative efforts, can be with It obtains other drawings based on these drawings.
Fig. 1 is a kind of estimation side broadband signal DOA based on covariance matrix rarefaction representation provided in an embodiment of the present invention The flow diagram of method;
Fig. 2 is DOA estimated result figure of the method provided in an embodiment of the present invention under coherent signal;
Fig. 3 is that the DOA of method provided in an embodiment of the present invention at different conditions estimates performance schematic diagram;Wherein, Fig. 3 It (a) is that DOA of the method provided in an embodiment of the present invention under different signal-to-noise ratio estimates that performance schematic diagram, Fig. 3 (b) are the present invention The method that embodiment provides estimates performance schematic diagram in the DOA of different number of snapshots now, and Fig. 3 (c) is the embodiment of the present invention DOA of the method for offer under different angle intervals estimates performance schematic diagram.
Specific embodiment
Following will be combined with the drawings in the embodiments of the present invention, and technical solution in the embodiment of the present invention carries out clear, complete Site preparation description, it is clear that described embodiments are only a part of the embodiments of the present invention, instead of all the embodiments.It is based on Embodiment in the present invention, it is obtained by those of ordinary skill in the art without making creative efforts every other Embodiment shall fall within the protection scope of the present invention.
Firstly, the application scenarios of the embodiment of the present invention are described as follows:
Receiving array receives the P broadband incident signal from space far-field incidence, and incident angle is denoted as θ respectively12,…, θi,…,θP, the range of incident frequencies is [fl,fh], flIndicate incident low-limit frequency, fhIndicate incident highest frequency, θiIndicate the The incident angle of i broadband incident signal, 1≤i≤P.
Next, the scheme to the embodiment of the present invention is specifically described:
Flow diagram shown in Figure 1, the width provided in an embodiment of the present invention based on covariance matrix rarefaction representation Band signal DOA estimation method, comprising the following steps:
Step 1, broadband signal frequency-domain model is established.
Specifically, step 1 may include following sub-step:
(1a) determines the signal form that m-th of omnidirectional's array element receives:
Wherein, si(t) i-th of broadband signal is indicated,The delay that m-th of array element is reached for i-th of signal, for uniform Linear arraynmIt (t) is the white Gaussian noise of m-th of array element;
(1b) carries out Fourier transformation to the signal that m-th of omnidirectional array element receives, and obtains frequency-domain model:
Wherein, J indicates the sub-band number that broadband signal divides on frequency domain, fjIndicate the frequency of j-th of sub-band, am (fji) expression incident angle be θi, frequency fjWhen array steering vector, Nm(fj) indicate white Gaussian noise nm(t) Fu In leaf transformation;
(1c) is write the corresponding frequency-domain model of M omnidirectional's array element as matrix form, obtains frequency fjThe broadband signal frequency at place Domain model: X (fj)=A (θ, fj)S(fj)+N(fj);
Wherein: S (fj)=[S1(fj),S2(fj),…,SP(fj)]T, N (fj)=[N1(fj),N2(fj),…,NM(fj)]T, A (θ,fj)=[a (θ1,fj),…,a(θi,fj),…,a(θP,fj)], θ indicates incident angle set,
Step 2, it is based on the broadband signal frequency-domain model, the covariance square at reference frequency is obtained by focus processing Battle array.
Wherein, step 2 can specifically include following sub-step:
(2a) utilizes Beamforming Method, determines the pre-estimation angle of each incoming signal, obtains pre-estimation angle set β;
The centre frequency of (2b) specific broadband signals incident frequencies as reference frequency, and then according to the reference frequency, The broadband signal frequency-domain model and the pre-estimation angle, construction obtain focussing matrix T (fj)=V (fj)U(fj);
Wherein, U (fj) and V (fj) it is matrix A (β, f respectivelyj)AH(β,f0) by SVD decompose after left singular vector and Right singular vector, f0For reference frequency;
(2c) utilizes focussing matrix, the frequency domain data on each narrow-band component is focused in the reference frequency, in turn The covariance matrix at the reference frequency is obtained by auto-correlation processing:
In a kind of concrete implementation mode, step (2a) be can specifically include:
The covariance matrix under each frequency point is calculated in (2a1), wherein in j-th of frequency point fjUnder covariance matrix be Rcbf=X (fj)XH(fj)。
(2a2) takes an angle every 0.1 ° in the airspace of [- 90 °, 90 °], empty in the obtained angled lower progress of institute Between compose search, determine wherein the corresponding angle of spectral peak, the angle are pre-estimation angle;
Wherein, spatial spectrum searches for formula are as follows: What θ ' expression was got in the airspace of [- 90 °, 90 °] appoints One angle.
The set that (2a3) whole pre-estimation angle is constituted is to determine pre-estimation angle set β:
Wherein, K0Indicating the number of the pre-estimation angle obtained using conventional beamformer method, BW indicates beam angle, α indicates the coefficient of adjustment beam angle BW, βkIndicate k-th of the pre-estimation angle estimated, 1≤k≤K0
Step 3, rarefaction representation is carried out using the covariance matrix at the reference frequency, constructed about sparse vector b0's Objective function
Wherein, B=[b1,…,bm,…,bM], bmThe m of representing matrix B is arranged, m=1,2 ... M, bmBe Q × 1 coefficient to Amount, Two norms of representing matrix B q row,W indicates weighting matrix, W-1/2For the On Square-Rooting Matrices of weighting matrix W inverse matrix;G is that block is diagonal Matrix,Gm=[e1,e2,…em-1,em+1,…,eM]T, GmFor the matrix of (M-1) × M, emFor the vector of M × 1, emM-th of element be 1, remaining element is 0;The vectorization of vec () representing matrix;Table Show redundant dictionary;η indicates decision threshold;RYIndicate the covariance matrix at reference frequency.
The theory deduction process that objective function in step 3 is given below is as follows:
For ideal agonic covariance matrix R, it is assumed that setIt covers all possible Signal incident direction, Q are angular divisions numbers, wherein Q > > M, construct redundant dictionary with thisWhereinAccording to linear theory, each column of R can be by redundancy Dictionary linear expression:
Wherein, σ2For noise power, bmIt is the coefficient vector of Q × 1, error term emIndicate the vector of M × 1, bmAnd emAll it is Unknown, ideal bmVector should be in addition to the element non-zero of corresponding sense, and other elements are zero, have and incidence angle Spend identical sparse spectrum.According to bmSparsity can solve the unique of underdetermined equation (formula 1) using sparse representation theory Solution, to estimate target source orientation.
As the above analysis, known to traditional DOA estimation algorithm based on covariance matrix rarefaction representation needs Noise power.In order to avoid estimating noise power, find that noise power only influences r by carrying out analysis to (formula 1)mM M-th of equation in (formula 1) can be removed by transition matrix, be obtained by a element:
Wherein, Gm=[e1,e2,…em-1,em+1,…,eM]TFor the matrix of M-1 × M, emFor the vector of M × 1, emM A element is 1, remaining element is 0.Pass through GmConversion, can be to avoid estimating noise power.Enable B=[b1,b2,…, bm,…,bM], it can be found that each column sparsity structure all having the same, i.e. each b in BmIn nonzero element appear in B Same a line.Two norms are taken to obtain the vector b of new Q × 1 every a line of matrix B0:
Wherein, m-th of element of B (q, m) representing matrix B q row,Two norms of representing matrix B q row.Thus may be used The sparsity for obtaining matrix B can be by b0It indicates, as long as finding a vector b0Matrix B will be made to meet constraint well, for The solution of (formula 2) can be equivalent to find a vector b sparse enough0
Most direct solution measures b0The method of sparse degree is to calculate b0In sparse number, i.e., solution b0L0Norm, but It is direct solution l0Norm needs to combine optimizing, mathematically referred to as NP-Hard problem.l1Norm is proved to dilute enough at b ° Dredge when and l0Norm high probability equivalence is equal, while l1Norm is convex function, it is ensured that has optimal solution, therefore l can be used1 Norm solves NP-Hard problem.This, which is based on sparse constraint solution Mutual coupling for (formula 2), to indicate are as follows:
In in practical situations, covariance matrix RYIt is to be obtained by array received data, i.e. RY=R+ △ RY, wherein △ RY For estimation error of the covarianee matrix, then evaluated error △ RYMeet following distribution:
Wherein, the vectorization of vec () representing matrix, AsN (μ, C) indicate that approximate mean value of obeying is μ, covariance square Battle array is the multiple normal distribution of C, and N is number of samples,Indicate Kronecker product, G GmThe block pair of (m=1,2 ... M) construction Angular moment battle array, it may be assumed that
If the R obtained using observationYWhen instead of error-free R, since there are evaluated error △ RYThe then constraint of (formula 4) No longer set up, available by (formula 5) and knowledge of statistics:
W-1/2△RY~NAs(0,IM×(M-1)) (formula 6)
(formula 6) can indicate are as follows:
In (formula 7), weighting matrix isIndicate evaluated error △ RYAssociation Variance matrix, W-1/2For the On Square-Rooting Matrices of W inverse matrix, whereinMeet freedom degree (M (M-1)) Chi square distribution.The thresholding η for inhibiting residual error is introduced, is represented byTherefore (formula 2) can be with It indicates are as follows:
It is the objective function in step 3 shown in (formula 8).Wherein, and the determination of η be with (formula 8) high probability establishment Premised on, in Matlab software emulation, chi2inv (1- ρ, M can be used2) be calculated, general setting one is sufficiently high Probability ρ=0.001.
Step 4, the objective function is solved, sparse vector b is obtained0, and then it is corresponding according to the nonzero element of sparse vector Position determine the incident angle of P broadband incident signal.
Wherein, it should be noted that it will be understood by those skilled in the art that b0It is the column vector of Q × 1, non-zero The corresponding position of element is the incident direction of signal.
Preferably, in step 4, the objective function is solved, obtains sparse vector b0, it can specifically include:
The form that the objective function Cheng Keyong convex programming packet is solved:And then solved using convex programming packet, it obtains dilute Dredge vector b0
Wherein, complete 1 vector of 1 expression Q × 1, γ indicate variable vector, γ=[γ12,…γQ]T, γqIndicate γ's Q-th of element, σ2For noise power, g indicates variable element.
The theoretical foundation of above-mentioned conversion is:
Based on the aforementioned analysis to step 3, it is known that,Cause When this sample number is sufficiently large, evaluated error △ RYIt can be inhibited well.Due to | | b0||1For convex function, quadratic constraints is also Convex constraint, thus (formula 8) can be converted to above-mentioned form, be solved using convex programming packet (such as Sedumi and CVX).
Based on the broadband signal DOA estimation method provided by the invention based on covariance matrix rarefaction representation, make an uproar in analysis Between acoustical power and covariance matrix on the basis of relationship, construction block diagonal matrix is to traditional based on covariance matrix Sparse representation model improves, and eliminates the inaccurate influence to algorithm performance of noise power estimation by dimensionality reduction, therefore be not required to It wants known or estimating noise power can estimate broadband signal direction of arrival, and between low signal-to-noise ratio, low snap, low angle The direction of arrival of signal, detection probability with higher and resolving accuracy can be accurately estimated in the case where.
Below by way of the effect of emulation experiment the embodiment of the present invention will be further explained the above method:
Assuming that the wide-band coherent signal of two constant powers is incident on from angle [- 10 °, 20 °] and to be made of 8 omnidirectional's array elements On even linear array, signal frequency is [100MHz, 300MHz], and array element spacing is the half of signal highest frequency corresponding wavelength, structure Angle variation range is [- 90 °, 90 °] when building redundant dictionary, is divided into 0.1 °.In each experiment, choosing threshold value is 1 °, If estimation gained angle and real angle absolute value of the difference is small and thresholding, defines this time experiment and correctly detected to be primary, otherwise Think detection failure.Define RMSE:WhereinEstimate to tie for the r times experiment Fruit, θ are incident angle.
Experiment one: the validity of the proposed method of the present invention is investigated in this experiment.Under 1GHz sample frequency, sampling number is 1024, frequency domain snap is 8, and signal-to-noise ratio is emulated when being 10dB, and simulation result is as shown in Figure 2.
Figure it is seen that the mentioned method of the embodiment of the present invention can reach the effect of estimation broadband signal DOA, that is, search Angle corresponding to the spectral peak that rope goes out is the incident direction of signal, while spectral peak main lobe width is relatively narrow, the absolute value of amplitude compared with Greatly, there is good resolving accuracy and estimation performance.
Experiment two: the mentioned method DOA of the embodiment of the present invention under different signal-to-noise ratio, snap, angle interval is investigated in this experiment Estimation performance.When probing into influence of the signal-to-noise ratio to algorithm performance, signal-to-noise ratio variation range is [- 12,0], and change interval is 2dB, carries out 200 Monte Carlo experiments under each signal-to-noise ratio, remaining simulated conditions is consistent with experiment one;Probing into angle When being spaced the influence to innovatory algorithm performance, one of signal incident direction is -10 °, second signal and first signal Angle interval is gradually increased out of [4 °, 10 °] range, and change interval is 1 °, and 200 Meng Teka are carried out under each angle interval Sieve experiment, remaining simulated conditions are consistent with experiment one;When probing into influence of the snap number to innovatory algorithm performance, number of snapshots Mesh variation range is [100,1000], and change interval 100 carries out 200 Monte Carlo experiments in each number of snapshots now, Remaining simulated conditions are consistent with experiment one, and simulation result is as shown in Figure 3.
From figure 3, it can be seen that the mentioned method of the embodiment of the present invention is equal at low signal-to-noise ratio, low number of snapshots, low angle interval Square error is all smaller, and the deviation of real angle is smaller, can achieve the effect of correct estimation DOA, that is, has and preferably estimate Count performance and estimated accuracy.

Claims (5)

1. a kind of broadband signal DOA estimation method based on covariance matrix rarefaction representation, which is characterized in that receiving array M The even linear array of a omnidirectional's array element composition, and array element spacing is d, the receiving array is received from the P wide of space far-field incidence Band incoming signal, incident angle are denoted as θ respectively12,…,θi,…,θP, the range of incident frequencies is [fl,fh], flIndicate incident Low-limit frequency, fhIndicate incident highest frequency, θiIndicate the incident angle of i-th of broadband incident signal, 1≤i≤P;
The described method includes:
Step 1, broadband signal frequency-domain model is established;
Step 2, it is based on the broadband signal frequency-domain model, the covariance matrix at reference frequency is obtained by focus processing;
Step 3, rarefaction representation is carried out using the covariance matrix at the reference frequency, constructed about sparse vector b0Target Function
Wherein, B=[b1,…,bm,…,bM], bmThe m of representing matrix B is arranged, m=1,2 ... M, bmIt is the coefficient vector of Q × 1, Two norms of representing matrix B q row,W indicates weighting matrix, W-1/2For the On Square-Rooting Matrices of weighting matrix W inverse matrix;G is that block is diagonal Matrix,Gm=[e1,e2,…em-1,em+1,…,eM]T, GmFor the matrix of (M-1) × M, emFor the vector of M × 1, emM-th of element be 1, remaining element is 0;The vectorization of vec () representing matrix;Table Show redundant dictionary;η indicates decision threshold;RYIndicate the covariance matrix at reference frequency;
Step 4, the objective function is solved, sparse vector b is obtained0, and then it is corresponding according to the nonzero element of the sparse vector Position determines the incident angle of the P broadband incident signal.
2. the method according to claim 1, wherein step 1 specifically includes:
(1a) determines the signal form that m-th of omnidirectional's array element receives:
Wherein, si(t) i-th of broadband signal is indicated,The delay that m-th of array element is reached for i-th of signal, for even linear arraynmIt (t) is the white Gaussian noise of m-th of array element;
(1b) carries out Fourier transformation to the signal that m-th of omnidirectional array element receives, and obtains frequency-domain model:
Wherein, J indicates the sub-band number that broadband signal divides on frequency domain, fjIndicate the frequency of j-th of sub-band, am(fj, θi) expression incident angle be θi, frequency fjWhen array steering vector, Nm(fj) indicate white Gaussian noise nm(t) Fourier Transformation;
(1c) is write the corresponding frequency-domain model of M omnidirectional's array element as matrix form, obtains frequency fjThe broadband signal frequency domain mould at place Type: X (fj)=A (θ, fj)S(fj)+N(fj);
Wherein: S (fj)=[S1(fj),S2(fj),…,SP(fj)]T, N (fj)=[N1(fj),N2(fj),…,NM(fj)]T, A (θ, fj)=[a (θ1,fj),…,a(θi,fj),…,a(θP,fj)], θ indicates incident angle set,
3. according to the method described in claim 2, it is characterized in that, step 2 specifically includes:
(2a) utilizes Beamforming Method, determines the pre-estimation angle of each incoming signal, obtains pre-estimation angle set β;
The centre frequency of (2b) specific broadband signals incident frequencies is as reference frequency, and then according to the reference frequency, described Broadband signal frequency-domain model and the pre-estimation angle, construction obtain focussing matrix T (fj)=V (fj)U(fj);
Wherein, U (fj) and V (fj) it is matrix A (β, f respectivelyj)AH(β,f0) by SVD decompose after left singular vector and right surprise Different vector, f0For reference frequency;
(2c) utilizes focussing matrix, and the frequency domain data on each narrow-band component is focused in the reference frequency, and then is passed through Auto-correlation processing obtains the covariance matrix at the reference frequency:
4. according to the method described in claim 3, it is characterized in that, the specific steps of step (2a) include:
The covariance matrix under each frequency point is calculated in (2a1), wherein in j-th of frequency point fjUnder covariance matrix be Rcbf= X(fj)XH(fj);
(2a2) takes an angle every 0.1 ° in the airspace of [- 90 °, 90 °], in the obtained angled lower carry out spatial spectrum of institute Search determines that wherein the corresponding angle of spectral peak, the angle are pre-estimation angle;
Wherein, spatial spectrum searches for formula are as follows:
The set that (2a3) whole pre-estimation angle is constituted is to determine pre-estimation angle set β:
Wherein, K0Indicate the number of the pre-estimation angle obtained using conventional beamformer method, BW indicates that beam angle, α indicate Adjust the coefficient of beam angle BW, βkIndicate k-th of the pre-estimation angle estimated, 1≤k≤K0
5. the method according to claim 1, wherein in step 4, the solution objective function is obtained dilute Dredge vector b0, it specifically includes:
The form that the objective function Cheng Keyong convex programming packet is solved:And then solved using convex programming packet, it obtains dilute Dredge vector b0
Wherein, complete 1 vector of 1 expression Q × 1, γ indicate variable vector, γ=[γ12,…γQ]T, γqIndicate the q of γ A element, σ2For noise power, g indicates variable element.
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