CN109474412A - A Universal Filtered Multi-Carrier Method Based on Selective Mapping - Google Patents

A Universal Filtered Multi-Carrier Method Based on Selective Mapping Download PDF

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CN109474412A
CN109474412A CN201811623860.5A CN201811623860A CN109474412A CN 109474412 A CN109474412 A CN 109474412A CN 201811623860 A CN201811623860 A CN 201811623860A CN 109474412 A CN109474412 A CN 109474412A
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CN109474412B (en
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魏山林
李辉
张文杰
韩刚
王伟光
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Northwestern Polytechnical University
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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L5/00Arrangements affording multiple use of the transmission path
    • H04L5/0001Arrangements for dividing the transmission path
    • H04L5/0003Two-dimensional division
    • H04L5/0005Time-frequency
    • H04L5/0007Time-frequency the frequencies being orthogonal, e.g. OFDM(A) or DMT
    • H04L5/0008Wavelet-division
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/26Systems using multi-frequency codes
    • H04L27/2601Multicarrier modulation systems
    • H04L27/2614Peak power aspects
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/26Systems using multi-frequency codes
    • H04L27/2601Multicarrier modulation systems
    • H04L27/2626Arrangements specific to the transmitter only
    • H04L27/2627Modulators
    • H04L27/264Pulse-shaped multi-carrier, i.e. not using rectangular window
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L5/00Arrangements affording multiple use of the transmission path
    • H04L5/003Arrangements for allocating sub-channels of the transmission path

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  • Engineering & Computer Science (AREA)
  • Signal Processing (AREA)
  • Computer Networks & Wireless Communication (AREA)
  • Cable Transmission Systems, Equalization Of Radio And Reduction Of Echo (AREA)

Abstract

本发明提供了一种基于选择映射的通用滤波多载波方法,将子载波划分为B个子带,将每一个子带扩展为U个不同的候选子带,对于候选数子带,每个候选子带都乘以一组随机产生的旋转因子,用一个FIR滤波器对每一个子带的子载波进行滤波,发送端候选子带中选出峰均功率比最小的一个子带进行传输,子带中选出的B个子带中的传输信号在时域进行叠加后形成新的发送信号,对接收信号进行快速傅里叶变换,去除干扰信号,通过线性均衡的方法从接收信号中直接恢复出发送信号,均衡后的信号进行旋转因子的反操作,即可重构原始的发送信号。本发明的PAPR性能得到有效改善,具有一定的工程应用价值。

The present invention provides a general filtering multi-carrier method based on selection mapping. The sub-carriers are divided into B sub-bands, and each sub-band is expanded into U different candidate sub-bands. For the candidate sub-bands, each candidate sub-band are multiplied by a set of randomly generated twiddle factors, and an FIR filter is used to filter the sub-carriers of each sub-band, and the sub-band with the smallest peak-to-average power ratio is selected from the candidate sub-bands of the transmitting end for transmission. The transmission signals in the selected B sub-bands are superimposed in the time domain to form a new transmission signal, the received signal is subjected to fast Fourier transform to remove the interference signal, and the transmission signal is directly recovered from the received signal by linear equalization. , and the equalized signal performs the inverse operation of the twiddle factor to reconstruct the original transmitted signal. The PAPR performance of the invention is effectively improved and has certain engineering application value.

Description

一种基于选择映射的通用滤波多载波方法A Universal Filtered Multi-Carrier Method Based on Selective Mapping

技术领域technical field

本发明涉无线通信技术领域,尤其是一种通用滤波多载波方法。The present invention relates to the technical field of wireless communication, in particular to a general filtering multi-carrier method.

背景技术Background technique

4G时代,LTE-Advanced的商用化基本满足了人们对于语音、视频、网络等多元传输的需求,极大地丰富了人们日益增长的精神文化生活。但是随着图像分辨率不断提高和用户在线时长的增加,移动数据流量以指数形式爆发增长,海量物联设备不断涌现,以及全新的应用场景不断出现,例如:全息投影、无人驾驶、机器人、人工智能、增强现实以及移动社交等。现有的4G网络已经不能满足未来通信的需求,在此背景下5G应运而生。和4G的单一应用场景不同,IoT和M2M通信将成为5G通信的主要驱动力,换句话说,也就是5G将主要解决多场景下面临的性能挑战问题。5G技术需综合考虑峰值速率、频谱效率、网络能效以及延迟等多技术指标,有效地支持多种类型业务,并满足大容量、多接入、高移动性、高传输速率和低时延的特性。In the 4G era, the commercialization of LTE-Advanced basically meets people's needs for multiple transmissions such as voice, video, and network, and greatly enriches people's growing spiritual and cultural life. However, with the continuous improvement of image resolution and the increase of user online time, mobile data traffic has exploded exponentially, massive IoT devices are emerging, and new application scenarios are emerging, such as: holographic projection, unmanned driving, robots, Artificial intelligence, augmented reality, and mobile social networking, etc. The existing 4G network can no longer meet the needs of future communication, and 5G came into being in this context. Different from the single application scenario of 4G, IoT and M2M communication will become the main driving force of 5G communication. In other words, 5G will mainly solve the performance challenges faced in multiple scenarios. 5G technology needs to comprehensively consider multiple technical indicators such as peak rate, spectrum efficiency, network energy efficiency and delay, effectively support various types of services, and meet the characteristics of large capacity, multiple access, high mobility, high transmission rate and low delay .

OFDM以其抗多径衰落,较低的复杂度以及无缝融合多天线技术的优势广泛应用于LTE、WiMAX、WIFI、HIPERLAN/2、DVB、ADSL等多种有线和无线场合。但是较高的峰值功率和带外辐射、严格的时间同步限制了载波聚合的非连续频谱,而更加宽松的同步和局部化的频谱特性将是未来无线网络的物理层最主要的需求之一,这也使得IMT-2020需要寻求更加多元的传输技术。广义的频分复用技术(GFDM)引起了学者们的关注,由于仅对一组符号使用一个循环前缀(CP),而不是对每个符号使用CP,GFDM相比于OFDM具有更高的带宽效率。可变的滤波器设计以及信号的稀疏特性使GFDM对同步误差具有鲁棒性,更适合于频谱碎片化的交互场景。但是,使用大尺寸FFT和连续干扰消除(SIC)算法造成接受端的高复杂性和解码延迟。非正交的波形设计也使GFDM和FBMC面临着同样的困境:复杂的导频设计以及不兼容多天线技术。OFDM is widely used in LTE, WiMAX, WIFI, HIPERLAN/2, DVB, ADSL and other wired and wireless occasions due to its advantages of anti-multipath fading, low complexity and seamless integration of multi-antenna technology. However, higher peak power, out-of-band radiation, and strict time synchronization limit the discontinuous spectrum of carrier aggregation, while looser synchronization and localized spectrum characteristics will be one of the most important requirements for the physical layer of future wireless networks. This also makes IMT-2020 need to seek more diverse transmission technologies. Generalized frequency division multiplexing (GFDM) has attracted the attention of scholars, because only one cyclic prefix (CP) is used for a group of symbols instead of CP for each symbol, GFDM has higher bandwidth than OFDM efficiency. The variable filter design and the sparse nature of the signal make GFDM robust to synchronization errors and more suitable for interactive scenarios with spectral fragmentation. However, the use of large size FFT and successive interference cancellation (SIC) algorithm causes high complexity and decoding delay at the receiver. Non-orthogonal waveform design also makes GFDM and FBMC face the same dilemma: complex pilot design and incompatible multi-antenna technology.

经过前几代通信技术的发展,eMBB的需求已得到基本满足,但是满足uRLLC和mMTC通信场景的无线技术并没有得到足够发展。也就是说研究满足IoT和M2M通信的小包传输低时延无线传输技术显得尤为迫切。而UFMC正是满足这种需求的一种新的滤波传输机制。通过把整个频带划分为若干组子带,对每组子带的载波进行滤波处理,UFMC降低了滤波器的长度和带外功率。采用QAM的调制方式,和MIMO技术无缝衔接,非常适合短上行链路突发通信或低延迟通信。但是,较高的PAPR影响了UFMC的能效效率,也不符合5G绿色通信的要求。After the development of previous generations of communication technologies, the requirements of eMBB have been basically met, but the wireless technologies that meet the communication scenarios of uRLLC and mMTC have not been sufficiently developed. That is to say, it is particularly urgent to study the low-latency wireless transmission technology for small packet transmission that satisfies IoT and M2M communication. UFMC is a new filtering transmission mechanism to meet this demand. By dividing the entire frequency band into several groups of sub-bands, and filtering the carriers of each group of sub-bands, UFMC reduces the length of the filter and the out-of-band power. The modulation method of QAM is adopted, which is seamlessly connected with MIMO technology, which is very suitable for short uplink burst communication or low-latency communication. However, the higher PAPR affects the energy efficiency of UFMC and does not meet the requirements of 5G green communication.

多载波系统中PAPR问题的传统解决方案是降低非线性功率放大器的工作点,这种方法通常导致显著的功率效率损失。为解决这个问题,许多研究人员提出来了不同的方案。比如:限幅法(ACF)、星座图扩展法(ACE)、选择性映射法(SLM)和部分传输序列法(PTS)。其中,SLM吸引了大量学者的关注,因它较好的性能和没有干扰和失真的特性。虽然OFDM的PAPR已被熟知,但是UFMC的PAPR研究却没有得到足够的重视。根据目前查阅文献的情况,只有W RONG提出了一种低复杂度的PTS(LC-PTS)UFMC用来降低系统的PAPR,遗憾的是系统性能有所下降。The traditional solution to the PAPR problem in multicarrier systems is to lower the operating point of the nonlinear power amplifier, an approach that usually results in a significant loss of power efficiency. To solve this problem, many researchers have proposed different solutions. For example: clipping method (ACF), constellation expansion method (ACE), selective mapping method (SLM) and partial transmission sequence method (PTS). Among them, SLM has attracted the attention of a large number of scholars, because of its better performance and no interference and distortion characteristics. Although the PAPR of OFDM has been well known, the PAPR research of UFMC has not received enough attention. According to the current literature review, only W RONG has proposed a low-complexity PTS (LC-PTS) UFMC to reduce the PAPR of the system. Unfortunately, the system performance has declined.

发明内容SUMMARY OF THE INVENTION

为了克服现有技术的不足,本发明提供一种基于选择映射的通用滤波多载波方法。In order to overcome the deficiencies of the prior art, the present invention provides a general filtering multi-carrier method based on selective mapping.

本发明解决其技术问题所采用的技术方案包括以下步骤:The technical scheme adopted by the present invention to solve its technical problem comprises the following steps:

(1)在发送端,首先根据载波数划分子带,将总数为N的子载波划分为B个子带;(1) At the transmitting end, the sub-bands are first divided according to the number of carriers, and the total number of sub-carriers N is divided into B sub-bands;

(2)将每一个子带扩展为U个不同的候选子带,发送端共产生BU个不相同的候选子带,候选子带均包含发送端原始传送的数据信息;(2) expanding each subband into U different candidate subbands, the transmitting end generates BU different candidate subbands in total, and the candidate subbands all contain the data information originally transmitted by the transmitting end;

(3)对于BU个候选数子带,每个候选子带都乘以一组随机产生的旋转因子B(u),B(u)=[bu,0,bu,1,…,bu,N/B-1]T,其中u=1,2,…,U,bu,N/B-1∈{±1,±j},旋转后的信号表示为Si,j=[bi,0S0,bi,1S1,...,bi,N/B-1SN/B-1],其中,i=1,2,…,B,j=1,2,…,U;(3) For BU candidate subbands, each candidate subband is multiplied by a set of randomly generated twiddle factors B (u) , B (u) = [b u,0 ,b u,1 ,...,b u ,N/B-1 ] T , where u=1,2,...,U,b u,N/B-1 ∈{±1,±j}, the rotated signal is represented as S i,j =[b i,0 S 0, b i,1 S 1,..., b i,N/B-1 S N/B-1 ], where i=1,2,...,B,j=1,2 ,…,U;

(4)频域中的信号通过快速傅里叶逆变换转换到时域中,表示为:(4) The signal in the frequency domain is transformed into the time domain by inverse fast Fourier transform, which is expressed as:

其中,Si,j(k)是频域中的候选信号,Oi是第i个子带中的子载波索引集;where S i,j (k) is the candidate signal in the frequency domain, and O i is the subcarrier index set in the ith subband;

(5)用一个FIR滤波器对每一个子带的子载波进行滤波,第i个子带的滤波器的时域冲击响应是fi,i=1,2,…,B,得到滤波后的信号xi,j(l),为简化分析,对U个候选子带采用相同的滤波处理,表示为:(5) Use an FIR filter to filter the sub-carriers of each sub-band. The time-domain impulse response of the filter of the i-th sub-band is fi, i=1,2,...,B, and the filtered signal x is obtained i,j (l), in order to simplify the analysis, the same filtering process is applied to the U candidate subbands, which is expressed as:

xi,j(l)=si,j(l)*fi(l)l=0,1,...,N+L-2 (2)x i,j (l)=s i,j (l)*f i (l)l=0,1,...,N+L-2 (2)

其中,*表示线性卷积操作,si,j(l)表示时域信号;Among them, * represents the linear convolution operation, and si,j (l) represents the time domain signal;

(6)发送端每U个候选子带中选出峰均功率比最小的一个子带进行传输,共B个子带信号xi进行发送,选择的子带索引以及旋转因子以边带信息的形式传送到接收端用来重现接收到的信号信息:(6) The transmitting end selects a subband with the smallest peak-to-average power ratio from every U candidate subbands for transmission, and transmits a total of B subband signals x i . The selected subband index and twiddle factor are in the form of sideband information Sent to the receiver to reproduce the received signal information:

xi(l)=min{xi,j(l)}l=0,1,...,N+L-2 (3)x i (l)=min{x i,j (l)}l=0,1,...,N+L-2 (3)

(7)BU个子带中选出的B个子带中的传输信号在时域进行叠加后形成新的发送信号,表示为:(7) The transmission signals in the B subbands selected from the BU subbands are superimposed in the time domain to form a new transmission signal, which is expressed as:

(8)在接收端,对2N点接收信号进行快速傅里叶变换,将时域的信号转化到频域信号Y,表示为:(8) At the receiving end, fast Fourier transform is performed on the received signal at 2N points, and the signal in the time domain is converted into the signal Y in the frequency domain, which is expressed as:

Y=WPHFVS+WPn∈C2N×1 (5)Y=WPHFVS+WPn∈C 2N×1 (5)

其中,W是2N-点FFT变换矩阵,P是一个扩展的单位阵,H是一个与信道冲击响应相关的Toeplitz矩阵,F是由Toeplitz矩阵构成的矩阵,V是一个由逆傅里叶变换矩阵构成的对角矩阵,S是经过选择后所要发送的频域信号构成的信号矩阵;where W is a 2N-point FFT transform matrix, P is an extended identity matrix, H is a Toeplitz matrix related to the channel impulse response, F is a matrix composed of Toeplitz matrices, and V is an inverse Fourier transform matrix The formed diagonal matrix, S is the signal matrix formed by the frequency domain signal to be sent after selection;

(9)接收信号Y中处于偶数位的信号是需要解调的信号,奇数位信号是干扰信号,舍去奇数位的信号,而只解调偶数位的信号,干扰信号去除后的解调信号Yi表示为:(9) The even-digit signal in the received signal Y is the signal that needs to be demodulated, the odd-digit signal is the interference signal, the odd-digit signal is discarded, and only the even-digit signal is demodulated, and the demodulated signal after the interference signal is removed Y i is expressed as:

Yi=Pi TWPHFVS+Pi TWPn∈CN×1 (6)Y i =P i T WPHFVS+P i T WPn∈C N×1 (6)

令Φ=Pi TWPHFV,Φ是一个对角阵,Pi是一个2N×N矩阵,因此,第k个子载波的信号Yi(k),i=1,…,B,仅仅依赖于发送信号Si,j(k)和对角矩阵Φ;Let Φ=P i T WPHFV, Φ is a diagonal matrix, and P i is a 2N×N matrix. Therefore, the signal Y i (k), i=1,...,B of the kth subcarrier depends only on the transmission the signal S i,j (k) and the diagonal matrix Φ;

(10)通过线性均衡的方法从接收信号中直接恢复出发送信号,迫零均衡(ZF)和最小均方误差均衡(MMSE)用来复原信号;(10) The transmitted signal is directly recovered from the received signal by the method of linear equalization, and the zero-forcing equalization (ZF) and the minimum mean square error equalization (MMSE) are used to restore the signal;

其中,Φ(k)是第k个子载波的均衡系数,σ是信号和噪声功率的比值,*表示共轭转置运算符;Among them, Φ(k) is the equalization coefficient of the kth subcarrier, σ is the ratio of signal and noise power, and * represents the conjugate transpose operator;

(11)假设接受端具有旋转因子的发送副本,则均衡后的信号进行旋转因子的反操作,即可重构原始的发送信号。(11) Assuming that the receiving end has a transmitted copy of the twiddle factor, the equalized signal performs the inverse operation of the twiddle factor to reconstruct the original transmitted signal.

所述步骤(3)中旋转因子可采用循环移位序列,Hadamard序列,Riemann序列或Helmert序列。The twiddle factor in the step (3) can be a cyclic shift sequence, a Hadamard sequence, a Riemann sequence or a Helmert sequence.

本发明的有益效果在于与传统UFMC相比,PAPR性能得到有效改善。仿真结果表明,SLM-UFMC能够在Prob(PAPR>PAPR0)=10-4降低UFMC的PAPR多达1.8dB。随着候选子带个数的增加,系统的PAPR性能进一步提高。在某些硬件不受限的情况下,本发明具有一定的工程应用价值,本发明提高了UFMC的能效效率,也更加符合5G绿色通信的要求,而且它很容易和非正交多址技术结合进一步提高系统的容量。同时,这也为UFMC系统在未来5G小包低时延传输场景以及物联网和机器对机器通信中的大规模应用奠定了基础。The beneficial effect of the present invention is that compared with the traditional UFMC, the PAPR performance is effectively improved. The simulation results show that SLM-UFMC can reduce the PAPR of UFMC by up to 1.8dB at Prob(PAPR>PAPRO)=10 -4 . As the number of candidate subbands increases, the PAPR performance of the system is further improved. In the case of unrestricted hardware, the present invention has certain engineering application value. The present invention improves the energy efficiency of UFMC, and is more in line with the requirements of 5G green communication, and it is easy to combine with non-orthogonal multiple access technology. Further increase the capacity of the system. At the same time, this also lays the foundation for the large-scale application of the UFMC system in the future 5G small packet low-latency transmission scenarios and the Internet of Things and machine-to-machine communication.

附图说明Description of drawings

图1是本发明通用滤波多载波系统典型结构图。FIG. 1 is a typical structural diagram of the universal filtering multi-carrier system of the present invention.

图2是本发明基于选择映射的通用滤波多载波系统框图。FIG. 2 is a block diagram of a general filtering multi-carrier system based on selection mapping of the present invention.

图3是本发明OFDM、UFMC、SLM-OFDM和SLM-UFMC系统不同调制方式下PAPR性能对比。FIG. 3 is a comparison of PAPR performance under different modulation modes of the OFDM, UFMC, SLM-OFDM and SLM-UFMC systems of the present invention.

图4是本发明不同候选子带数下SLM-UFMC PAPR性能情况。FIG. 4 shows the performance of SLM-UFMC PAPR under different numbers of candidate subbands of the present invention.

具体实施方式Detailed ways

下面结合附图和实施例对本发明进一步说明。The present invention will be further described below in conjunction with the accompanying drawings and embodiments.

由于UFMC的子带滤波,并不能简单地组合SLM和UFMC,而是需要调整部分模块,经过合理设计,提出了一种基于选择映射的通用滤波多载波系统。通过UFMC和SLM的结合,系统的PAPR性能得到有效改善。仿真也表明,SLM-UFMC能够在Prob(PAPR>PAPR0)=10-4降低UFMC的PAPR多达1.8dB,这也使得SLM-UFMC更加符合5G绿色通信的需求,而且本发明很容易和非正交多址技术结合进一步提高系统的容量,这也为UFMC在未来5G小包低时延传输场景以及物联网和机器对机器通信中的大规模应用奠定了基础。Due to the sub-band filtering of UFMC, SLM and UFMC cannot be simply combined, but some modules need to be adjusted. After a reasonable design, a general filtering multi-carrier system based on selective mapping is proposed. Through the combination of UFMC and SLM, the PAPR performance of the system is effectively improved. The simulation also shows that SLM-UFMC can reduce the PAPR of UFMC by as much as 1.8dB at Prob(PAPR>PAPR0)=10 -4 , which also makes SLM-UFMC more in line with the requirements of 5G green communication, and the present invention is easy and non-positive The combination of multiple access technology further improves the capacity of the system, which also lays the foundation for the large-scale application of UFMC in future 5G small packet low-latency transmission scenarios, as well as in the Internet of Things and machine-to-machine communication.

(1)在发送端,首先根据载波数划分子带,将总数为N的子载波划分为B个子带;(1) At the transmitting end, the sub-bands are first divided according to the number of carriers, and the total number of sub-carriers N is divided into B sub-bands;

(2)将每一个子带扩展为U个不同的候选子带,发送端共产生BU个不相同的候选子带,候选子带均包含发送端原始传送的数据信息;(2) expanding each subband into U different candidate subbands, the transmitting end generates BU different candidate subbands in total, and the candidate subbands all contain the data information originally transmitted by the transmitting end;

(3)对于BU个候选数子带,每个候选子带都乘以一组随机产生的旋转因子B(u),B(u)=[bu,0,bu,1,…,bu,N/B-1]T,其中u=1,2,…,U,bu,N/B-1∈{±1,±j},不同的旋转因子带来不相同的系统性能,也可以采用其它类型的旋转因子,比如循环移位序列,Hadamard序列,Riemann序列或Helmert序列,旋转后的信号表示为Si,j=[bi,0S0,bi,1S1,...,bi,N/B-1SN/B-1],其中,i=1,2,…,B,j=1,2,…,U;(3) For BU candidate subbands, each candidate subband is multiplied by a set of randomly generated twiddle factors B (u) , B (u) = [b u,0 ,b u,1 ,...,b u ,N/B-1 ] T , where u=1,2,…,U, b u,N/B-1 ∈{±1,±j}, different twiddle factors bring different system performance, also Other types of twiddle factors can be used, such as cyclic shift sequences, Hadamard sequences, Riemann sequences or Helmert sequences, and the rotated signal is represented as S i,j =[b i,0 S 0, b i,1 S 1,. .., b i, N/B-1 S N/B-1 ], where i=1,2,...,B, j=1,2,...,U;

(4)频域中的信号通过快速傅里叶逆变换转换到时域中,表示为:(4) The signal in the frequency domain is transformed into the time domain by inverse fast Fourier transform, which is expressed as:

其中,Si,j(k)是频域中的候选信号,Oi是第i个子带中的子载波索引集;where S i,j (k) is the candidate signal in the frequency domain, and O i is the subcarrier index set in the ith subband;

(5)用一个FIR滤波器对每一个子带的子载波进行滤波,第i个子带的滤波器的时域冲击响应是fi,i=1,2,…,B,得到滤波后的信号xi,j(l),为简化分析,对U个候选子带采用相同的滤波处理,表示为:(5) Use an FIR filter to filter the sub-carriers of each sub-band. The time-domain impulse response of the filter of the i-th sub-band is fi, i=1,2,...,B, and the filtered signal x is obtained i,j (l), in order to simplify the analysis, the same filtering process is applied to the U candidate subbands, which is expressed as:

xi,j(l)=si,j(l)*fi(l)l=0,1,...,N+L-2 (2)x i,j (l)=s i,j (l)*f i (l)l=0,1,...,N+L-2 (2)

其中,*表示线性卷积操作,si,j(l)表示时域信号;Among them, * represents the linear convolution operation, and si,j (l) represents the time domain signal;

(6)发送端每U个候选子带中选出峰均功率比最小的一个子带进行传输,共B个子带信号xi进行发送,选择的子带索引以及旋转因子以边带信息的形式传送到接收端用来重现接收到的信号信息:(6) The transmitting end selects a subband with the smallest peak-to-average power ratio from every U candidate subbands for transmission, and transmits a total of B subband signals x i . The selected subband index and twiddle factor are in the form of sideband information Sent to the receiver to reproduce the received signal information:

xi(l)=min{xi,j(l)}l=0,1,...,N+L-2 (3)x i (l)=min{x i,j (l)}l=0,1,...,N+L-2 (3)

(7)BU个子带中选出的B个子带中的传输信号在时域进行叠加后形成新的发送信号,表示为:(7) The transmission signals in the B subbands selected from the BU subbands are superimposed in the time domain to form a new transmission signal, which is expressed as:

(8)在接收端,对于接收到的信号,传统的做法是对其进行补零操作,也就是在接收信号的后面补上一定数目的零,使其接受信号的长度为2N,本发明对2N点接收信号进行快速傅里叶变换,将时域的信号转化到频域信号Y,表示为:(8) At the receiving end, for the received signal, the traditional method is to perform zero-filling operation on it, that is, a certain number of zeros are added to the back of the received signal, so that the length of the received signal is 2N. The received signal at the 2N point is subjected to fast Fourier transform, and the signal in the time domain is converted into the signal Y in the frequency domain, which is expressed as:

Y=WPHFVS+WPn∈C2N×1 (5)Y=WPHFVS+WPn∈C 2N×1 (5)

其中,W是2N-点FFT变换矩阵,P是一个扩展的单位阵,H是一个与信道冲击响应相关的Toeplitz矩阵,F是由Toeplitz矩阵构成的矩阵,V是一个由逆傅里叶变换矩阵构成的对角矩阵,S是经过选择后所要发送的频域信号构成的信号矩阵;where W is a 2N-point FFT transform matrix, P is an extended identity matrix, H is a Toeplitz matrix related to the channel impulse response, F is a matrix composed of Toeplitz matrices, and V is an inverse Fourier transform matrix The formed diagonal matrix, S is the signal matrix formed by the frequency domain signal to be sent after selection;

(9)接收信号Y中处于偶数位的信号是需要解调的信号,奇数位信号是干扰信号,舍去奇数位的信号,而只解调偶数位的信号,干扰信号去除后的解调信号Yi表示为:(9) The even-digit signal in the received signal Y is the signal that needs to be demodulated, the odd-digit signal is the interference signal, the odd-digit signal is discarded, and only the even-digit signal is demodulated, and the demodulated signal after the interference signal is removed Y i is expressed as:

Yi=Pi TWPHFVS+Pi TWPn∈CN×1 (6)Y i =P i T WPHFVS+P i T WPn∈C N×1 (6)

令Φ=Pi TWPHFV,Φ是一个对角阵,Pi是一个2N×N矩阵,因此,第k个子载波的信号Yi(k),i=1,…,B,仅仅依赖于发送信号Si,j(k)和对角矩阵Φ;Let Φ=P i T WPHFV, Φ is a diagonal matrix, and P i is a 2N×N matrix. Therefore, the signal Y i (k), i=1,...,B of the kth subcarrier depends only on the transmission the signal S i,j (k) and the diagonal matrix Φ;

(10)通过线性均衡的方法从接收信号中直接恢复出发送信号,迫零均衡(ZF)和最小均方误差均衡(MMSE)用来复原信号;(10) The transmitted signal is directly recovered from the received signal by the method of linear equalization, and the zero-forcing equalization (ZF) and the minimum mean square error equalization (MMSE) are used to restore the signal;

其中,Φ(k)是第k个子载波的均衡系数,σ是信号和噪声功率的比值,*表示共轭转置运算符;Among them, Φ(k) is the equalization coefficient of the kth subcarrier, σ is the ratio of signal and noise power, and * represents the conjugate transpose operator;

(11)假设接受端具有旋转因子的发送副本,则均衡后的信号进行旋转因子的反操作,即可重构原始的发送信号。(11) Assuming that the receiving end has a transmitted copy of the twiddle factor, the equalized signal performs the inverse operation of the twiddle factor to reconstruct the original transmitted signal.

本发明的实施例的如下:The embodiments of the present invention are as follows:

为了深入说明与理解本发明的实施方式,首先分析了传统的UFMC的基本原理,其原理框图如图1所示。In order to deeply describe and understand the embodiments of the present invention, the basic principle of the traditional UFMC is firstly analyzed, and its principle block diagram is shown in FIG. 1 .

总数为N的子载波被划分为B个子带,即每个子带具有n=N/B个子载波,第i个子带具有的子载波数为ni,i=1,2,…,B。在发射端,特定数量的比特信息通过格雷码M进制正交幅度调制(M-QAM)映射到符号S上。然后这些符号通过载波划分的方式被分配到每一个子带上,其中第i个子带分到的频域符号是Si(i=1,2,…,B)。然后这些符号Si通过N-点快速逆傅里叶变换(IFFT)转换到时域信号si。然后,UFMC在每一个子带上执行滤波处理,对所有的子带进行叠加求和。A total of N sub-carriers are divided into B sub-bands, that is, each sub-band has n=N/B sub-carriers, and the i-th sub-band has the number of sub-carriers n i , i=1,2,...,B. At the transmitting end, a certain number of bits of information are mapped onto the symbol S by Gray code M-ary quadrature amplitude modulation (M-QAM). Then these symbols are allocated to each subband by means of carrier division, wherein the frequency domain symbol allocated to the ith subband is S i (i=1, 2, . . . , B). These symbols Si are then transformed to time-domain signals Si by means of an N-point Inverse Fast Fourier Transform ( IFFT ). Then, UFMC performs a filtering process on each subband, superimposing and summing all subbands.

对于接收到的信号,常规的做法是在接收信号的后面补上一定数目的零,使其接受信号的长度达到2N。然后对着2N点接收信号进行快速傅里叶变换,将时域的信号转化到频域信号Y,可以通过均衡的方法直接从接收信号中恢复出发送信号Yi,i=1,2,…,B。For the received signal, the conventional practice is to add a certain number of zeros after the received signal, so that the length of the received signal reaches 2N. Then perform fast Fourier transform on the received signal at point 2N, convert the signal in the time domain into the signal Y in the frequency domain, and the transmitted signal Y i can be directly recovered from the received signal by equalization, i=1, 2,  … , B.

本发明提出的一种基于选择映射的通用滤波多载波系统实现如下,框图见图2。A general filtering multi-carrier system based on selection mapping proposed by the present invention is implemented as follows, and the block diagram is shown in FIG. 2 .

在SLM-UFMC中,总数为N的子载波首先被划分为B个子带,然后将每一个子带扩展为U个不同的候选子带,这样,发送端共产生了BU个不相同的候选子带,这些候选子带都包含了原始传送的数据信息,经过IFFT和滤波处理后从这BU个候选子带选出B个具有最小PAPR的子带进行叠加传输。图2给出了基于选择映射的通用滤波多载波系统的系统框图,对于BU个候选数子带,每个候选子带都乘以一组旋转因子B(u)=[bu,0,bu,1,…,bu,N/B-1]T,这里u=1,2,…,U。不同的旋转因子可能带来不相同的系统性能,比如循环移位序列,Hadamard序列,Riemann序列或Helmert序列等。旋转后的信号可以表示为:In SLM-UFMC, a total of N subcarriers are firstly divided into B subbands, and then each subband is expanded into U different candidate subbands. In this way, the transmitter generates BU different candidate subbands. These candidate subbands all contain the originally transmitted data information. After IFFT and filtering processing, B subbands with the smallest PAPR are selected from the BU candidate subbands for superposition transmission. Figure 2 shows the system block diagram of a general filtering multi-carrier system based on selective mapping. For BU candidate subbands, each candidate subband is multiplied by a set of twiddle factors B (u) = [b u,0 ,b u ,1 ,...,b u,N/B-1 ] T , where u=1,2,...,U. Different twiddle factors may bring different system performance, such as cyclic shift sequence, Hadamard sequence, Riemann sequence or Helmert sequence, etc. The rotated signal can be expressed as:

Si,j=[bi,0S0,bi,1S1,...,bi,N/B-1SN/B-1] (9)S i,j = [b i,0 S 0, b i,1 S 1,..., b i,N/B-1 S N/B-1 ] (9)

其中,i=1,2,…,B,j=1,2,…,U。Among them, i=1,2,...,B, j=1,2,...,U.

频域中的信号通过快速傅里叶逆变换转换到时域中,这个过程表示为:The signal in the frequency domain is transformed into the time domain by the inverse fast Fourier transform, and this process is expressed as:

其中,Si,j是频域中的候选信号,Oi是第i个子带中的子载波索引集。通过对每一组子载波进行滤波处理fi,i=1,2,…,B,可以得到滤波后的信号xi,j(l)。为简化分析,这里对U个候选子带采用相同的滤波处理。可以表示为:Among them, S i,j is the candidate signal in the frequency domain, O i is the subcarrier index set in the ith subband. By performing filtering processing f i on each group of subcarriers, i=1, 2, . . . , B, the filtered signal x i,j (l) can be obtained. To simplify the analysis, the same filtering process is applied to the U candidate subbands here. It can be expressed as:

xi,j(l)=si,j(l)*fi(l)l=0,1,...,N+L-2 (11)x i,j (l)=s i,j (l)*f i (l)l=0,1,...,N+L-2 (11)

其中,*表示线性卷积操作,si,j(l)表示时域信号,其中i=1,2,…,B,j=1,2,…,U。发送端从这BU个候选子带中选出PAPR最小的B个子带xi进行发送,i=1,2,…,B。选择的子带索引以及旋转因子信息以边带信息的形式传送到接收端用来重现接收到的信号信息。where * denotes a linear convolution operation and s i,j (l) denotes a time domain signal, where i=1,2,...,B, j=1,2,...,U. The transmitting end selects B subbands x i with the smallest PAPR from the BU candidate subbands for transmission, i=1, 2,...,B. The selected subband index and twiddle factor information are transmitted to the receiving end in the form of sideband information for reproducing the received signal information.

xi(l)=min{xi,j(l)}l=0,1,...,N+L-2 (12)x i (l)=min{x i,j (l)}l=0,1,...,N+L-2 (12)

其中i,j同上,min{·}表示PAPR最小。选出的信号在时域进行叠加后形成新的发送信号可以表示为:where i and j are the same as above, and min{·} indicates that the PAPR is the smallest. The selected signals are superimposed in the time domain to form a new transmitted signal, which can be expressed as:

如果用矩阵的方式重写上式,可以改写为:If the above formula is rewritten in matrix form, it can be rewritten as:

其中,F=[F1,F2,…,FB],V=Λ[V1,V2,…,VB],这里Λ表示diag矩阵, 表示经过最小PAPR选择后所要发送的频域信号,SB,j是和min{xB,1,xB,2,…,xB,U}相对应的发送信号。Vi(i=1,2,…,B)是一个N×ni维的矩阵,根据在整个可用频率范围内的相应子带位置它从逆傅里叶变换矩阵中抽取ni列向量构成,所有子带的变换矩阵刚好组成一个完整的逆傅里叶变换矩阵。V是一个对角矩阵,主对角线上的子矩阵分别是V1,V2,…,VB。Fi是一个(N+L-1)×N维的Toeplitz矩阵(L是线型滤波器的长度,不同子带的滤波长度可以不同,载波间隔也可以不相同),其每一列都是由相应子带位置上的滤波器脉冲响应系数进行循环移位后得到的,Fi是可以根据系统的传播条件和时频偏移调节的。Among them, F=[F 1 , F 2 ,...,F B ], V=Λ[V 1 , V 2 ,..., V B ], where Λ represents the diag matrix, Indicates the frequency domain signal to be sent after the minimum PAPR selection, S B,j is the sent signal corresponding to min{x B,1 ,x B,2 ,...,x B,U }. V i (i=1,2,...,B) is an N x n i -dimensional matrix that extracts n i column vectors from the inverse Fourier transform matrix according to the corresponding subband positions across the available frequency range , the transformation matrices of all subbands just form a complete inverse Fourier transformation matrix. V is a diagonal matrix, and the submatrices on the main diagonal are V 1 , V 2 , . . . , V B . F i is a (N+L-1)×N-dimensional Toeplitz matrix (L is the length of the linear filter, the filter length of different subbands can be different, and the carrier spacing can also be different), each column of which is composed of The filter impulse response coefficients at the corresponding subband positions are obtained after cyclic shift, and F i can be adjusted according to the propagation conditions and time-frequency offset of the system.

假设系统具有完美的同步措施,经过信道后的接收信号y看做信号x与信道h的卷积形式,表示为:Assuming that the system has perfect synchronization measures, the received signal y after passing through the channel is regarded as the convolution form of the signal x and the channel h, which is expressed as:

其中,h是长度为r的信道的时域冲击响应,*表示与信号x进行线性卷积,H是一个与信道冲击响应相关的Toeplitz矩阵,它的第一列元素是[hT,01×(N+L-2)]T,它的第一行元素是[h(0),01×(N+L-2)]T,n是一个(N+L+r-2)维的复高斯白噪声。如果把上式改写为矩阵形式,可以重新写为:where h is the time-domain impulse response of the channel of length r, * represents a linear convolution with the signal x, H is a Toeplitz matrix related to the channel impulse response, and its first column element is [h T ,0 1 ×(N+L-2) ] T , its first row element is [h(0),0 1×(N+L-2) ] T , n is a (N+L+r-2) dimension complex white Gaussian noise. If the above formula is rewritten in matrix form, it can be rewritten as:

y=HFVS+n (16)y=HFVS+n (16)

其中,H是一个与信道冲击响应相关的Toeplitz矩阵,F是由Toeplitz矩阵构成的矩阵,V是一个由逆傅里叶变换矩阵构成的对角矩阵,S是经过选择后所要发送的频域信号构成的信号矩阵,n是一个(N+L+r-2)维的复高斯白噪声。where H is a Toeplitz matrix related to the channel impulse response, F is a matrix composed of Toeplitz matrices, V is a diagonal matrix composed of an inverse Fourier transform matrix, and S is the frequency domain signal to be sent after selection The formed signal matrix, n is a (N+L+r-2) dimensional complex Gaussian white noise.

对于接收到的信号y,传统的做法是对其进行补零操作,也就是在接收信号的后面补上一定数目的零,使其接受信号的长度为2N。然后我们对这2N点接收信号进行快速傅里叶变换,将时域的信号转化到频域信号Y。这个过程可以表示为:For the received signal y, the traditional practice is to perform zero-filling operation on it, that is, a certain number of zeros are added to the back of the received signal, so that the length of the received signal is 2N. Then we perform fast Fourier transform on the received signal at these 2N points, and convert the signal in the time domain into the signal Y in the frequency domain. This process can be expressed as:

Y=WPHFVS+WPn∈C2N×1 (17)Y=WPHFVS+WPn∈C 2N×1 (17)

其中,W是2N-点FFT变换矩阵,P是一个扩展的单位阵,可以写成接收信号Y中处于偶数位的信号是我们要解调的信号,奇数位信号是干扰信号,一般情况下需要舍去处于奇数位的信号,而只解调偶数位的信号。这个操作过程可以用一个2N×N矩阵Pi去实现,除去干扰信号后的解调信号Yi可以表示为:where W is the 2N-point FFT transform matrix and P is an extended identity matrix that can be written as In the received signal Y, the even-digit signal is the signal we want to demodulate, and the odd-digit signal is the interference signal. Generally, the odd-digit signal needs to be discarded, and only the even-digit signal is demodulated. This operation can be implemented with a 2N×N matrix Pi , The demodulated signal Yi after removing the interference signal can be expressed as:

Yi=Pi TWPHFVS+Pi TWPn∈CN×1 (18)Y i =P i T WPHFVS+P i T WPn∈C N×1 (18)

令Φ=Pi TWPHFV,Φ是一个对角阵。因此,信号Yi(k),i=1,…,B,仅仅依赖于发送信号Si,j(k)和对角矩阵Φ。通过线性均衡的方法从接收信号中直接重现发送信号,不失一般性,ZF和MMSE均衡可以用来复原信号。Let Φ=P i T WPHFV, where Φ is a diagonal matrix. Therefore, the signal Y i (k), i=1, . . . , B, depends only on the transmitted signal S i,j (k) and the diagonal matrix Φ. The transmitted signal is directly reproduced from the received signal by means of linear equalization. Without loss of generality, ZF and MMSE equalization can be used to restore the signal.

其中,表示均衡后的信号。假设接受端具有旋转因子的发送副本,那么均衡后的信号进行旋转因子的反操作,便可以重构原始的发送信号。in, Indicates the equalized signal. Assuming that the receiving end has a transmitted copy of the twiddle factor, the equalized signal can be reconstructed by performing the inverse operation of the twiddle factor to reconstruct the original transmitted signal.

SLM-UFMC系统的峰均功率比定义为:The peak-to-average power ratio of the SLM-UFMC system is defined as:

其中,E[|x(l)|2]表示信号的平均功率,max[|x(l)|2]表示信号的最大功率。因为单个信号的PAPR并不能反映信号的统计特性,因此,通常用互补积累分布函数(CCDF,complementary cumulative distribution function)描述系统的PAPR特性,即PAPR大于给定阀值PAPR0的概率:Among them, E[|x(l)| 2 ] represents the average power of the signal, and max[|x(l)| 2 ] represents the maximum power of the signal. Because the PAPR of a single signal cannot reflect the statistical characteristics of the signal, the complementary cumulative distribution function (CCDF) is usually used to describe the PAPR characteristics of the system, that is, the probability that the PAPR is greater than the given threshold PAPR 0 :

CCDFPAPR=Prob(PAPR>PAPR0) (22)CCDF PAPR = Prob(PAPR>PAPR 0 ) (22)

对OFDM、UFMC和SLM-OFDM系统在不同调制方式下PAPR性能与SLM-UFMC的性能进行了对比。用计算机仿真来验证SLM-UFMC系统PAPR性能的优越性,图3展示了OFDM、UFMC、SLM-OFDM和SLM-UFMC系统在不同调制方式下PAPR性能的对比。为了全面评估系统性能,我们采用两组实验对照,CCDF被用来评估系统的PAPR性能。第一组采用512个子载波和16QAM调制方式,第二组采用128个子载波和QPSK调制方式。The PAPR performance of OFDM, UFMC and SLM-OFDM systems under different modulation schemes is compared with that of SLM-UFMC. Computer simulation is used to verify the superiority of the PAPR performance of the SLM-UFMC system. Figure 3 shows the comparison of the PAPR performance of the OFDM, UFMC, SLM-OFDM and SLM-UFMC systems under different modulation methods. To comprehensively evaluate the system performance, we adopt two sets of experimental controls, and CCDF is used to evaluate the PAPR performance of the system. The first group adopts 512 subcarriers and 16QAM modulation, and the second group adopts 128 subcarriers and QPSK modulation.

从图3可以看到,传统的UFMC相比于OFDM面临着更加严重的PAPR,这可能是因为子带滤波器脉冲响应不等于1增加了符号长度进而影响了系统PAPR的统计特性。这也为UFMC在IoT和M2M通信中的应用提出了一个迫切需要解决的问题,那就是如何解决UFMC高PAPR问题?同时能够从图中看到UFMC的PAPR性能分别下降了0.3dB和0.5dB相对于OFDM,在两组实验Prob(PAPR>PAPR0)=10-3。采用SLM的方法,可以降低OFDM的PAPR,SLM-OFDM相比于OFDM来说,在Prob(PAPR>PAPR0)=10-4,性能分别提高了大约3dB和4dB。而且,相对于UFMC来说,SLM-UFMC性能也分别提高了0.5dB和1.8dB在Prob(PAPR>PAPR0)=10-4。同时,也注意到,在同样的条件下,SLM-OFMD的性能要好于SLM-UFMC的性能。在10-4,两者的性能分别相差2.8dB和2.3dB。这和前面讨论的问题相一致,也就是说在同样的条件下,UFMC比OFDM面临着更严重的PAPR问题。从不同调制方式来看,QPSK调制比16QAM调制具有更好的性能,这可能是因为其载波数目较少,使得步调一致的子载波数目较少进而导致系统峰值功率叠加较小的原因。As can be seen from Figure 3, the traditional UFMC faces more severe PAPR than OFDM, which may be because the subband filter impulse response is not equal to 1, which increases the symbol length and affects the statistical characteristics of the system PAPR. This also poses an urgent problem for the application of UFMC in IoT and M2M communication, that is, how to solve the high PAPR problem of UFMC? At the same time, it can be seen from the figure that the PAPR performance of UFMC has decreased by 0.3dB and 0.5dB respectively compared with OFDM, in two groups of experiments Prob(PAPR>PAPR 0 )=10 -3 . By adopting the SLM method, the PAPR of OFDM can be reduced. Compared with OFDM, the performance of SLM-OFDM is improved by about 3dB and 4dB respectively when Prob(PAPR>PAPR 0 )=10 -4 . Moreover, compared with UFMC, the performance of SLM-UFMC is also improved by 0.5dB and 1.8dB respectively at Prob(PAPR>PAPR 0 )=10 -4 . At the same time, it is also noted that the performance of SLM-OFMD is better than that of SLM-UFMC under the same conditions. At 10 -4 , the performances differ by 2.8dB and 2.3dB, respectively. This is consistent with the problem discussed earlier, that is to say, under the same conditions, UFMC faces more serious PAPR problems than OFDM. From the perspective of different modulation methods, QPSK modulation has better performance than 16QAM modulation, which may be because the number of carriers is less, so that the number of sub-carriers that are in step is less and the system peak power superposition is smaller.

SLM-UFMC的PAPR性能与不同候选子带个数U之间的关系如图4所示,候选子带个数U的取值分别为4、8、16、64。从图中可以看到,随着候选子带个数的增加,可以选择的候选信号副本数变多,选择发送信号的范围增大,系统的性能随着U值的增大越来越好。在Prob(PAPR>PAPR0)=10-4,SLM-UFMC的PAPR在U=64相比于U=4来说可以提高将近1dB。当然,性能的提升是以牺牲了部分的复杂度为代价的,候选子带个数U越大,需要的IFFT个数越多,系统复杂度越高。但是随着硬件技术的发展,复杂度也许不会是限制一项新技术应用的瓶颈。因此,在某些硬件不受限的情况下,本文提出的系统也不失为一种解决UFMC高PAPR问题的有效方法。同时,这也为UFMC在IoT和M2M通信中的大规模应用奠定了基础。The relationship between the PAPR performance of SLM-UFMC and the number U of different candidate subbands is shown in Figure 4, and the values of the number U of candidate subbands are 4, 8, 16, and 64, respectively. As can be seen from the figure, with the increase of the number of candidate subbands, the number of candidate signal replicas that can be selected increases, the range of the selected signal for transmission increases, and the performance of the system gets better and better as the U value increases. At Prob(PAPR>PAPR 0 )=10 -4 , the PAPR of SLM-UFMC can be improved by nearly 1 dB at U=64 compared to U=4. Of course, the performance improvement is at the cost of sacrificing some of the complexity. The larger the number U of candidate subbands, the more IFFTs are required, and the higher the system complexity is. But with the development of hardware technology, complexity may not be the bottleneck restricting the application of a new technology. Therefore, in some cases where the hardware is not limited, the system proposed in this paper can be regarded as an effective method to solve the high PAPR problem of UFMC. At the same time, it also lays the foundation for the large-scale application of UFMC in IoT and M2M communication.

针对UFMC高PAPR问题,提出了一种基于选择映射的通用滤波多载波系统SLM-UFMC。通过SLM和UFMC的巧妙组合,UFMC的PAPR性能得到有效改善。仿真结果表明,SLM-UFMC能够在Prob(PAPR>PAPR0)=10-4降低UFMC的PAPR多达1.8dB,增大候选子带个数U,SLM-UFMC的PAPR性能可进一步提升。这也使得SLM-UFMC更加符合5G绿色通信的需求,而且本发明很容易和非正交多址技术结合进一步提高系统的容量。同时,这也为UFMC在未来5G以及物联网和机器对机器通信中的大规模应用奠定了基础。Aiming at the high PAPR problem of UFMC, a general filtering multi-carrier system SLM-UFMC based on selective mapping is proposed. Through the clever combination of SLM and UFMC, the PAPR performance of UFMC is effectively improved. The simulation results show that SLM-UFMC can reduce the PAPR of UFMC by as much as 1.8dB when Prob(PAPR>PAPR0)=10 -4 , increase the number of candidate subbands U, and the PAPR performance of SLM-UFMC can be further improved. This also makes the SLM-UFMC more in line with the requirements of 5G green communication, and the present invention can be easily combined with the non-orthogonal multiple access technology to further improve the system capacity. At the same time, it also lays the foundation for the large-scale application of UFMC in the future 5G and the Internet of Things and machine-to-machine communication.

Claims (2)

1.一种基于选择映射的通用滤波多载波方法,其特征在于包括下述步骤:1. a general filtering multi-carrier method based on selection mapping, is characterized in that comprising the following steps: (1)在发送端,首先根据载波数划分子带,将总数为N的子载波划分为B个子带;(1) At the transmitting end, the sub-bands are first divided according to the number of carriers, and the total number of sub-carriers N is divided into B sub-bands; (2)将每一个子带扩展为U个不同的候选子带,发送端共产生BU个不相同的候选子带,候选子带均包含发送端原始传送的数据信息;(2) expanding each subband into U different candidate subbands, the transmitting end generates BU different candidate subbands in total, and the candidate subbands all contain the data information originally transmitted by the transmitting end; (3)对于BU个候选数子带,每个候选子带都乘以一组随机产生的旋转因子B(u),B(u)=[bu,0,bu,1,…,bu,N/B-1]T,其中u=1,2,…,U,bu,N/B-1∈{±1,±j},旋转后的信号表示为Si,j=[bi,0S0,bi,1S1,...,bi,N/B-1SN/B-1],其中,i=1,2,…,B,j=1,2,…,U;(3) For BU candidate subbands, each candidate subband is multiplied by a set of randomly generated twiddle factors B (u) , B (u) = [b u,0 ,b u,1 ,...,b u ,N/B-1 ] T , where u=1,2,...,U,b u,N/B-1 ∈{±1,±j}, the rotated signal is represented as S i,j =[b i,0 S 0, b i,1 S 1 ,...,b i,N/B-1 S N/B-1 ], where i=1,2,...,B,j=1,2 ,…,U; (4)频域中的信号通过快速傅里叶逆变换转换到时域中,表示为:(4) The signal in the frequency domain is transformed into the time domain by inverse fast Fourier transform, which is expressed as: 其中,Si,j(k)是频域中的候选信号,Oi是第i个子带中的子载波索引集;where S i,j (k) is the candidate signal in the frequency domain, and O i is the subcarrier index set in the ith subband; (5)用一个FIR滤波器对每一个子带的子载波进行滤波,第i个子带的滤波器的时域冲击响应是fi,i=1,2,…,B,得到滤波后的信号xi,j(l),为简化分析,对U个候选子带采用相同的滤波处理,表示为:(5) Use an FIR filter to filter the sub-carriers of each sub-band. The time-domain impulse response of the filter of the i-th sub-band is fi, i=1,2,...,B, and the filtered signal x is obtained i,j (l), in order to simplify the analysis, the same filtering process is applied to the U candidate subbands, which is expressed as: xi,j(l)=si,j(l)*fi(l)l=0,1,...,N+L-2 (2)x i,j (l)=s i,j (l)*f i (l)l=0,1,...,N+L-2 (2) 其中,*表示线性卷积操作,si,j(l)表示时域信号;Among them, * represents the linear convolution operation, and si,j (l) represents the time domain signal; (6)发送端每U个候选子带中选出峰均功率比最小的一个子带进行传输,共B个子带信号xi进行发送,选择的子带索引以及旋转因子以边带信息的形式传送到接收端用来重现接收到的信号信息:(6) The transmitting end selects a subband with the smallest peak-to-average power ratio from every U candidate subbands for transmission, and transmits a total of B subband signals x i . The selected subband index and twiddle factor are in the form of sideband information Sent to the receiver to reproduce the received signal information: xi(l)=min{xi,j(l)}l=0,1,...,N+L-2 (3)x i (l)=min{x i,j (l)}l=0,1,...,N+L-2 (3) (7)BU个子带中选出的B个子带中的传输信号在时域进行叠加后形成新的发送信号,表示为:(7) The transmission signals in the B subbands selected from the BU subbands are superimposed in the time domain to form a new transmission signal, which is expressed as: (8)在接收端,对2N点接收信号进行快速傅里叶变换,将时域的信号转化到频域信号Y,表示为:(8) At the receiving end, fast Fourier transform is performed on the received signal at 2N points, and the signal in the time domain is converted into the signal Y in the frequency domain, which is expressed as: Y=WPHFVS+WPn∈C2N×1 (5)Y=WPHFVS+WPn∈C 2N×1 (5) 其中,W是2N-点FFT变换矩阵,P是一个扩展的单位阵,H是一个与信道冲击响应相关的Toeplitz矩阵,F是由Toeplitz矩阵构成的矩阵,V是一个由逆傅里叶变换矩阵构成的对角矩阵,S是经过选择后所要发送的频域信号构成的信号矩阵;where W is a 2N-point FFT transform matrix, P is an extended identity matrix, H is a Toeplitz matrix related to the channel impulse response, F is a matrix composed of Toeplitz matrices, and V is an inverse Fourier transform matrix The formed diagonal matrix, S is the signal matrix formed by the frequency domain signal to be sent after selection; (9)接收信号Y中处于偶数位的信号是需要解调的信号,奇数位信号是干扰信号,舍去奇数位的信号,而只解调偶数位的信号,干扰信号去除后的解调信号Yi表示为:(9) The even-digit signal in the received signal Y is the signal that needs to be demodulated, the odd-digit signal is the interference signal, the odd-digit signal is discarded, and only the even-digit signal is demodulated, and the demodulated signal after the interference signal is removed Y i is expressed as: Yi=Pi TWPHFVS+Pi TWPn∈CN×1 (6)Y i =P i T WPHFVS+P i T WPn∈C N×1 (6) 令Φ=Pi TWPHFV,Φ是一个对角阵,Pi是一个2N×N矩阵,因此,第k个子载波的信号Yi(k),i=1,…,B,仅仅依赖于发送信号Si,j(k)和对角矩阵Φ;Let Φ=P i T WPHFV, Φ is a diagonal matrix, and P i is a 2N×N matrix. Therefore, the signal Y i (k), i=1,...,B of the kth subcarrier depends only on the transmission the signal S i,j (k) and the diagonal matrix Φ; (10)通过线性均衡的方法从接收信号中直接恢复出发送信号,迫零均衡(ZF)和最小均方误差均衡(MMSE)用来复原信号;(10) The transmitted signal is directly recovered from the received signal by the method of linear equalization, and the zero-forcing equalization (ZF) and the minimum mean square error equalization (MMSE) are used to restore the signal; 其中,Φ(k)是第k个子载波的均衡系数,σ是信号和噪声功率的比值,*表示共轭转置运算符;Among them, Φ(k) is the equalization coefficient of the kth subcarrier, σ is the ratio of signal and noise power, and * represents the conjugate transpose operator; (11)假设接受端具有旋转因子的发送副本,则均衡后的信号进行旋转因子的反操作,即可重构原始的发送信号。(11) Assuming that the receiving end has a transmitted copy of the twiddle factor, the equalized signal performs the inverse operation of the twiddle factor to reconstruct the original transmitted signal. 2.根据权利要求1所述的一种基于选择映射的通用滤波多载波方法,其特征在于:2. a kind of general filtering multi-carrier method based on selection mapping according to claim 1, is characterized in that: 所述步骤(3)中旋转因子可采用循环移位序列,Hadamard序列,Riemann序列或Helmert序列。The twiddle factor in the step (3) can be a cyclic shift sequence, a Hadamard sequence, a Riemann sequence or a Helmert sequence.
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