CN109389680A - Catchment basin of debris flow vital ground ratio characteristics screening technique - Google Patents

Catchment basin of debris flow vital ground ratio characteristics screening technique Download PDF

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CN109389680A
CN109389680A CN201811263728.8A CN201811263728A CN109389680A CN 109389680 A CN109389680 A CN 109389680A CN 201811263728 A CN201811263728 A CN 201811263728A CN 109389680 A CN109389680 A CN 109389680A
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independent variable
basin
debris flow
ratio characteristics
catchment basin
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江玉红
杨红娟
张少杰
王凯
刘道川
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Institute of Mountain Hazards and Environment IMHE of CAS
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Abstract

The defect of the comprehensive function effect of specific discriminant criterion and each factor cannot be provided for the prior art, the present invention discloses a kind of catchment basin of debris flow vital ground ratio characteristics screening technique.This method first acquires possible vital ground ratio characteristics collection from survey region catchment basin of debris flow sample and non-catchment basin of debris flow sample, then Lasso penalty is established, the optimal solution of penalty is solved, feature corresponding to the regression coefficient of β ≠ 0 is selected vital ground ratio characteristics in optimal solution feature.The present invention also provides the applications of catchment basin of debris flow vital ground ratio characteristics screening technique.The method of the present invention is the method based on Lasso method comparative analysis screening catchment basin of debris flow vital ground ratio characteristics, quantitative analysis is completed using machine learning algorithm and program, overcomes the drawbacks of prior art can only qualitatively screen vital ground ratio characteristics due to based on statistical method.Method And Principle is reliable, and as a result accuracy is high.

Description

Catchment basin of debris flow vital ground ratio characteristics screening technique
Technical field
The present invention relates to a kind of terrain factor Feature Selection methods, are different from more particularly to a kind of screening catchment basin of debris flow The method of the vital ground ratio characteristics of non-catchment basin of debris flow belongs to geology and geomorphology mapping exploratory techniques, hazards control skill Art field.
Background technique
A kind of natural phenomena that mud-rock flow occurs as basin evolution to certain phase, matter and energy condition are to determine It is developed and the fundamental factor of distribution, and matter and energy condition is decided by watershed unit condition to the full extent.Mud-rock flow one As be small watershed event, thus the local feature in basin can generate conclusive influence, the cunning of many small watersheds to hydrologic process The substance that slope, avalanche generate, defeated in the form of mud-rock flow to move on to outside basin often through cheuch, forming slope-paddy coupling is System, and mud-rock flow is then a kind of performance of this coupled relation.All orographic conditions have area, have occur mud-rock flow can Energy.The features of terrain of typical catchment basin of debris flow and non-catchment basin of debris flow is analyzed by comparing, and is removed uncorrelated features, be can determine Determine the basin vital ground feature (hereinafter referred to as catchment basin of debris flow vital ground ratio characteristics) of Debris Flow Evolution.Mudstone is grasped Basin vital ground ratio characteristics are flowed, the catchment basin of debris flow terrain study that building is more simply and readily explained on the one hand is conducive to Model sentences knowledge for the catchment basin of debris flow based on formation mechenism and study on monitoring lays the foundation;It on the other hand can be to not yet occurring Complete investigation is implemented in the basin for crossing mud-rock flow, and investigation distinguishes catchment basin of debris flow and non-catchment basin of debris flow.Two aspects are all to mud-rock flow Diaster prevention and control is of great significance.
The prior art to the screening of catchment basin of debris flow vital ground ratio characteristics is divided using the means of mathematical statistics Analysis research (Coe, J.A.and Godt, J.W., 2001, Debris flows triggered by the El rainstorm of February 2-3,1998,Walpert Ridge and Vicinity;Zheng's Xu Zhi rainfall and ground text item Research [D] TaiWan, China that part and earth flow are related: National Cheng Kung University's Master's thesis, 2003;Zeng Yichao earth flow occurs Research [D] TaiWan, China of rainfall and the comprehensive Warning Index of ground text: National Cheng Kung University's Master's thesis, 2004;Liu,C.N., Huang H.F.,Dong J.J. Impacts of September 21,1999Chi-Chi earthquake on the characteristics of gully-type debris flows in central Taiwan.Natural Hazards, 2008,47.).These researchs are restricted by technological means etc., currently more to the screening of catchment basin of debris flow vital ground ratio characteristics It by virtue of experience determines, belongs to qualitative analysis.Each factor is individually divided using the method concentration of traditional Mathematical Statistics Analysis simultaneously Analysis.The prior art could not provide the comprehensive function effect of specific discriminant criterion and each factor, it is difficult to which form unification has generation The conclusion of table.
Summary of the invention
The purpose of the present invention is to the deficiencies in the prior art, provide a kind of based on Lasso method comparative analysis screening The method of catchment basin of debris flow vital ground ratio characteristics, this method complete quantitative analysis using machine learning algorithm and program, really Determine the vital ground ratio characteristics that catchment basin of debris flow is different from non-catchment basin of debris flow.
To achieve the above object, present invention firstly provides a kind of catchment basin of debris flow vital ground ratio characteristics screening technique, Its technical solution is as follows:
A kind of catchment basin of debris flow vital ground ratio characteristics screening technique, for determining that catchment basin of debris flow is different from non-mudstone Flow the vital ground ratio characteristics in basin, it is characterised in that:
Step S1, survey region delimited, investigation obtains O catchment basin of debris flow sample and P non-mudstones in survey region Basin sample is flowed, O is equal or different to P, respectively two class sample labeling basin labels;
Step S2, investigation obtains the watershed unit characteristic values of two class samples respectively, record Q two class basin sample landform because Subcharacter is the possibility vital ground ratio characteristics that catchment basin of debris flow is different from non-catchment basin of debris flow, and Q is not more than the sum of O and P, right Each possibility vital ground ratio characteristics value constitutes possible vital ground ratio characteristics collection A after making centralized criterion processing;
Step S3, it according to Lasso criterion, establishes using vital ground ratio characteristics possible in set A as independent variable X, basin Label is the penalty of dependent variable Y;
Step S4, the optimal solution that the penalty is solved with the minimum standard of penalty obtains penalty oneself Variable active set B;
Step S5, feature corresponding to the regression coefficient of β ≠ 0 in independent variable active set B is put into set C, obtained crucially Shape ratio characteristics collection C;Feature in set C is the vital ground factor spy that catchment basin of debris flow is different from non-catchment basin of debris flow Sign.
In screening catchment basin of debris flow vital ground ratio characteristics, in face of the problem of mainly catchment basin of debris flow landform answer There are complicated relationship between polygamy and mass data, it is easy to make to construct the morbid state that relational matrix becomes sensitive to disturbance Battle array, not can be carried out effective Feature Selection.The above method of the present invention is realized using the Lasso method of machine learning.It thinks substantially Think it is (in the sum of regression coefficient absolute value less than under the constraint condition of a constant, to make residual sum of squares (RSS) most according to Lasso rule Smallization) one is constructed using possible vital ground ratio characteristics as independent variable, using basin attribute as the penalty of dependent variable, lead to It crosses and trains, the model more refined is obtained under constraint condition.Through this process, it can preferably solve conllinear due to sample Property be easy to make matrix to become the ill conditioned matrix sensitive to disturbance, in turn result in the unstable of regression coefficient analytic solutions, the parameter solved Usually there is the problem of sparse feature, i.e., the corresponding parameter of many features can be zero.Make it possible feature selecting in this way, The features of terrain most influenced on result can be filtered out.
In above method step S1, mud-rock flow in research area's digital elevation model (DEM) Research on partition region can use Basin sample and non-catchment basin of debris flow sample, can also be around the substance and energy condition for forming mud-rock flow, by field investigation, distant Feel image interpretation means and divides catchment basin of debris flow sample and non-catchment basin of debris flow sample.
In above method step S3, Lasso penalty is:
The formula of t >=03
Wherein, p-possibility vital ground ratio characteristics sum, t-given constrained parameters, N-catchment basin of debris flow sample With catchment basin of debris flow total sample number, yiBasin label corresponding to i-th of sample of-dependent variable Y, xij- the i-th row jth column Independent variable X value, β=(β1,…,βj,…,βp)TTreated that each possible vital ground ratio characteristics wait resolving for-centralized criterion Regression coefficient, βjRegression coefficient to be resolved, β corresponding to-j-th possible vital ground ratio characteristics0- constant term.
In above method step S4, according to Lasso rule, initial related coefficient is first set as 0, is first found out and residual values The maximum variable of related coefficient, standard are to keep penalty minimum, which is set as x1, add it to independent variable active set B, then in x1A longest step-length is found in direction, so that there is next variable x2With the related coefficient and x of residual error1With it is residual The related coefficient of difference is equal, by x2Active set is added.With same method, sequentially find in surplus variable with front addition activity The variable of collection and the equal variable of the related coefficient of residual error, are added active set B.
The catchment basin of debris flow vital ground ratio characteristics filtered out using the above method are from the crisscross friendship of many possible features It is determined in wrong correlation via quantitative analysis, overcomes tradition from quantity statistics method and independent analysis is carried out to each factor Disadvantage, thus it is more accurate.The vital ground ratio characteristics that the method for the present invention filters out are committed to basin in survey region Study on Mathematic Model also can provide basis to obtain the more accurate mathematic(al) structure of survey region landform.Therefore the present invention also provides Application of the above-mentioned catchment basin of debris flow vital ground ratio characteristics screening technique in catchment basin of debris flow research.
Compared with prior art, the beneficial effects of the present invention are: (1) provides one kind based on the comparative analysis of Lasso method The method for screening catchment basin of debris flow vital ground ratio characteristics, this method complete quantitative point using machine learning algorithm and program Analysis, determines that catchment basin of debris flow is different from the vital ground ratio characteristics of non-catchment basin of debris flow, overcomes the prior art because to unite The drawbacks of vital ground ratio characteristics can only qualitatively be screened based on meter method.(2) this method is by building one with can Energy vital ground ratio characteristics are that independent variable obtains one and more refine using basin attribute as the Lasso penalty of dependent variable Model, model compression part coefficient and setting section coefficient is zero, to preferably solve conllinear due to sample Property be easy to make matrix to become the ill conditioned matrix sensitive to disturbance, in turn result in the unstable of regression coefficient analytic solutions, the parameter solved Usually there is the problem of sparse features, i.e., the corresponding parameter of many features can be zero.It ensure that the validity of Feature Selection.(3) Provide application of the catchment basin of debris flow vital ground ratio characteristics screening technique of the present invention in catchment basin of debris flow research.
Detailed description of the invention
Fig. 1 is Goats in Liangshan Prefecture typical catchment basin of debris flow and non-catchment basin of debris flow distribution map within the border.
Fig. 2 a is feature convergence rate figure.
Fig. 2 b is the partial enlarged view of Fig. 2 a.
Fig. 3 is feature selecting probability graph.
Specific embodiment
With reference to the accompanying drawing, the preferred embodiment of the present invention is further described.
Embodiment one
As shown in FIG. 1 to 3, catchment basin of debris flow is screened within the border in autonomous prefecture, the Liangshan of Sichuan Province Yi nationality, distributed over Yunnan, Sichuan and Guizhou with the method for the present invention Vital ground ratio characteristics.
1, vital ground ratio characteristics are screened
Step S1, basin early period is investigated
Using digital elevation model (DEM), the domestic basin of Goats in Liangshan Prefecture is divided, wherein including known typical mud-rock flow stream Domain and non-catchment basin of debris flow (Fig. 1 is Goats in Liangshan Prefecture typical catchment basin of debris flow and non-catchment basin of debris flow distribution map within the border).Obtain mudstone Flow basin sample O=679, non-catchment basin of debris flow sample P=512.For catchment basin of debris flow sample labeling basin label (+1), For non-catchment basin of debris flow sample labeling basin label (- 1).
Step S2, the watershed unit factor values of two class samples are extracted respectively
Various watershed unit ratio characteristics Q=14 of 1191, two class basin sample are further obtained using DEM, are denoted as Possible vital ground ratio characteristics.Q (=14) meets calculating no more than O (=679) and the smaller of P (=512) between the two It is required that.14 terrain factor features are respectively: dispersed elevation (1), gradient energy (2), groove gradient (3), elevation variance (4), Relative relief (5), ruling grade (6), mean inclination (7), gradient variance (8), Melton ratio (9), drainage area (10), basin perimeter (11), basin length (12), form factor of basin (13), the basin shape factor (14).It extracts possibly When shape ratio characteristics, for the terrain factor feature only occurred in a kind of basin sample, it can be arranged in another basin sample It is 0.
Centralized criterion processing is made to each possible vital ground ratio characteristics value, by each characteristic value be converted into 0~1 it Between, so that data value primitive character is converted into nondimensional amount.Possibility vital ground ratio characteristics after standardization constitute set A.
Step S3, penalty is established according to Lasso criterion
According to Lasso criterion, establish using in set A may vital ground ratio characteristics as independent variable X, basin label be The penalty of dependent variable Y.
The formula of t >=03
In formula, p-possibility vital ground ratio characteristics sum, step S2 are determined,
T-given constrained parameters, it is determining in 0~1 tentative calculation,
N-catchment basin of debris flow sample and non-catchment basin of debris flow total sample number, step S2 is determining,
yiBasin label corresponding to i-th of sample of-dependent variable Y, step S1 is determining,
xijThe independent variable X value of-the i-th row jth column, step S2 is determining,
β=(β1,…,βj,…,βp)TTreated that each possible vital ground ratio characteristics are to be resolved for-centralized criterion Regression coefficient,
βjRegression coefficient to be resolved corresponding to-j-th possible vital ground ratio characteristics,
β0- constant term, initial value 0.
Step S4, the optimal solution of penalty is sought with the minimum standard of Lasso penalty, and variable active set B is added;
Step S41, β=(β is enabled1,…,βj,…,βp)TThe initial value of each element is 0, and the initial value of independent variable active set B is It is empty;
Step S42, so that the minimum standard of penalty, determining and residual errorRelated coefficient is maximum from change Measure the i-th row element (x of Xi=(xi1,…,xij,…,xip)T, by independent variable xiTerrain factor value be added independent variable activity Collect B;Residual errorIn,For regression fit value, initial value 0;
Advance along variable in independent variable active set B, it is point-by-point to increase independent variable xiCorresponding factor betai, to reduce independent variable xiWith the related coefficient of residual error, at this time regression fit valueResidual error is
Continue to calculate new residual errorWith the related coefficient between respective variable X, with factor betaiPoint-by-point increase, Independent variable xiWith new residual errorRelated coefficient be gradually reduced, until occur a new independent variable xkMeet inner productThen along vector xiWith xkAngular bisector direction advance, it is accordingly point-by-point to increase Big βiWith βk, corresponding residual error is
So circulation finds third independent variable, determines the first independent variable and the second independent variable angle in three independents variable First angular bisector, the second angular bisector of the second independent variable and third independent variable angle form angle along two angular bisectors Angular bisector direction move point by point, the coefficient of three independents variable is adjusted, so that three independents variable and current in moving process The related coefficient of residual error reduces and equal always;
Step S43, through the corresponding regression coefficient β of independent variable X each in above-mentioned successively point-by-point adjustment independent variable active set B, Reduce each independent variable with the related coefficient of current residue and equal always, residual error isWherein n is the number of arguments in independent variable active set B;
Step S44, determine whether the corresponding nonzero coefficient of each independent variable becomes 0 in independent variable active set B, if so, should The independent variable that coefficient is 0 is rejected from independent variable active set B, and continues to execute S45;If it is not, continuing to execute S45;
Step S45, the phase relation of the outer independent variable X of independent variable active set B each row element and current residue is determined whether there is Number is equal to the case where related coefficient of each independent variable and current residue in independent variable active set B if so, continuing to execute S46;It is no Then, it returns and executes S43;
Step S46, independent variable active set B is added in the row element in the independent variable X outside independent variable active set B;
Step S47, whether in independent variable X have not processed row element, if so, returning to step S43 if determining;If It is no, end operation.
Step S5, the factor for meeting default screening rule in independent variable active set B is put into vital ground ratio characteristics collection C, default screening rule is: for solved in step S4 each possible vital ground ratio characteristics regression coefficient β to be resolved= (β1,…,βj,…,βp)T, the corresponding feature of nonzero element is put into set C in β;Feature in set C is catchment basin of debris flow area Not in the vital ground ratio characteristics of non-catchment basin of debris flow.
After the method for the present invention is handled, according to each watershed unit feature convergence rate, (Fig. 2 a is feature convergence rate figure, figure 2b is the partial enlarged view of Fig. 2 a) and key feature select probability (Fig. 3 is feature selecting probability graph), determine mud-rock flow The vital ground feature in basin 4 is respectively: dispersed elevation (1), elevation variance (4), the basin shape factor (8), Melton ratio(14)。
2, SVM and k-fold crosscheck
The mud-rock flow of selection and non-catchment basin of debris flow features of terrain data are allocated as two classes: one kind is by the method for the present invention The feature of selection, another kind of unselected primitive character.
Two category features are uniformly divided into K group respectively, it is using svm classifier method that each landform is special to every category feature data Sign subset data does an inspection set respectively, remaining K-1 group subset data obtains K model as training set, with this K Performance indicator of the classification accuracy average of the final inspection set of model as classifier under this K-fold.Compare two kinds of classification Under performance indicator, so that it is determined that the reliability of feature selecting.
The characteristic use SVM classifier after the primitive character to each basin and selection carries out k-folk crosscheck respectively, By test, k value takes 7, as a result as follows:
It is input with 4 features after selecting, classification results accuracy rate is 57.9818%;With unselected 14 A primitive character is input, and classification results accuracy rate is 57.9405%.It is examined according to result above, it can be seen that two kinds of results Difference is little, therefore 4 Jing Guo selection feature should be exactly vital ground feature possessed by catchment basin of debris flow, be respectively as follows: Dispersed elevation (1), elevation variance (4), the basin shape factor (8), Melton ratio (14).

Claims (9)

1. catchment basin of debris flow vital ground ratio characteristics screening technique, for determining that catchment basin of debris flow is different from non-catchment basin of debris flow Vital ground ratio characteristics, it is characterised in that:
Step S1, survey region delimited, investigation obtains O catchment basin of debris flow sample and P non-mud-rock flow streams in survey region Domain sample, O are equal or different to P, respectively two class basin sample labeling basin labels;
Step S2, the watershed unit characteristic value of two class basin samples is extracted respectively, records Q terrain factor of two class basin samples Feature is the possibility vital ground ratio characteristics that catchment basin of debris flow is different from non-catchment basin of debris flow, and Q is not more than the sum of O and P, to each Possible vital ground ratio characteristics value constitutes possible vital ground ratio characteristics collection A after making centralized criterion processing;
Step S3, it according to Lasso criterion, establishes using vital ground ratio characteristics possible in set A as independent variable X, basin label For the penalty of dependent variable Y;
Step S4, the optimal solution that the penalty is solved with the minimum standard of penalty, obtains the independent variable of penalty Active set B;
Step S5, the feature that the regression coefficient of feature in independent variable active set B is not 0 is put into set C, obtain vital ground because Subcharacter collection C;Feature in set C is the vital ground ratio characteristics that catchment basin of debris flow is different from non-catchment basin of debris flow.
2. according to the method described in claim 1, it is characterized by:
In the step S1, the basin label of catchment basin of debris flow sample labeling is+1, the basin label of non-catchment basin of debris flow sample It is -1;
In the step S3, the penalty of building is:
The formula of t >=03
In formula, p-possibility vital ground ratio characteristics sum, step S2 are determined,
T-given constrained parameters, it is determining in 0~1 tentative calculation,
N-catchment basin of debris flow sample and non-catchment basin of debris flow total sample number, step S2 is determining,
yiBasin label corresponding to i-th of sample of-dependent variable Y, step S1 is determining,
xijThe independent variable X value of-the i-th row jth column, step S2 is determining,
β=(β1,…,βj,…,βp)TTreated each possible vital ground ratio characteristics recurrence to be resolved of-centralized criterion Coefficient,
βjRegression coefficient to be resolved corresponding to-j-th possible vital ground ratio characteristics,
β0- constant term, initial value 0.
3. according to the method described in claim 2, it is characterized by: implementing in the step S4 according to following steps:
Step S41, β=(β is enabled1,…,βj,…,βp)TThe initial value of each element is 0, and the initial value of independent variable active set B is sky;
Step S42, so that the minimum standard of penalty, determining and residual errorThe maximum independent variable X's of related coefficient I-th row element (xi=(xi1,…,xij,…,xip)T, by independent variable xiTerrain factor value be added independent variable active set B, institute State residual errorIn,For regression fit value, initial value zero;
Advance along variable in independent variable active set B, it is point-by-point to increase independent variable xiCorresponding factor betai, to reduce independent variable xiWith The related coefficient of residual error, at this time regression fit valueResidual error is
Continue to calculate new residual errorWith the related coefficient between respective variable X, with factor betaiPoint-by-point increase, from become Measure xiWith new residual errorRelated coefficient be gradually reduced, until occur a new independent variable xkMeet inner productThen along vector xiWith xkAngular bisector direction advance, it is accordingly point-by-point to increase Big βiWith βk, corresponding residual error is
So circulation finds third independent variable, determines first of the first independent variable and the second independent variable angle in three independents variable Angular bisector, the second angular bisector of the second independent variable and third independent variable angle, along the angle of two angular bisector composition angles Bisector direction is moved point by point, adjusts the coefficient of three independents variable, so that three independents variable and current residue in moving process Related coefficient reduce and equal always;
Step S43, through the corresponding regression coefficient β of independent variable X each in above-mentioned successively point-by-point adjustment independent variable active set B, make certainly Each independent variable reduces and equal always with the related coefficient of current residue in variable active set B, and residual error isWherein n is the number of arguments in independent variable active set B;Step S44, independent variable active set is determined Whether the corresponding nonzero coefficient of each independent variable becomes 0 in B, if so, by the coefficient be 0 independent variable from independent variable active set B It rejects, and continues to execute S45;If it is not, continuing to execute S45;
Step S45, each row element of the outer independent variable X of independent variable active set B and related coefficient of current residue etc. are determined whether there is If so, continuing to execute S46 the case where the related coefficient of each independent variable and current residue in independent variable active set B;Otherwise, it returns Receipt row S43;
Step S46, independent variable active set B is added in the row element in the independent variable X outside independent variable active set B;
Step S47, whether in independent variable X have not processed row element, if so, returning to step S43 if determining;If it is not, End operation.
4. according to the method described in claim 3, it is characterized by: in the step S5, for solving each possibility in step S4 Vital ground ratio characteristics regression coefficient β=(β to be resolved1,…,βj,…,βp)T, the corresponding feature of nonzero element is in β For vital ground ratio characteristics.
5. according to the method described in claim 1, it is characterized by: solving the optimal of the penalty in the step S4 Solution carries out constrained minimum to objective function using LASSO algorithm and calculates, and obtains regression vector.
6. according to the method described in claim 5, it is characterized by: being obtained by the modified LARS solution penalty The independent variable active set B of penalty.
7. according to the method described in claim 1, it is characterized by: in the step S1, possible vital ground ratio characteristics Including dispersed elevation, gradient energy, groove gradient, elevation variance, ruling grade, relative relief, form factor of basin, basin shape The shape factor, gradient variance, mean inclination, basin perimeter, drainage area, basin length, Melton ratio.
8. according to the method described in claim 1, it is characterized by: being ground in the step S1 using digital elevation model division Study carefully catchment basin of debris flow sample and non-catchment basin of debris flow sample in region, or around the substance and energy condition for forming mud-rock flow, Catchment basin of debris flow and non-catchment basin of debris flow are divided by field investigation, remote sensing image interpretation means, obtains basin sample.
9. the claim 1~8 catchment basin of debris flow vital ground ratio characteristics screening technique is in catchment basin of debris flow research Using.
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