CN109031142A - A kind of secondary cell model and method for estimating state based on piecewise linear interpolation - Google Patents

A kind of secondary cell model and method for estimating state based on piecewise linear interpolation Download PDF

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CN109031142A
CN109031142A CN201810794989.6A CN201810794989A CN109031142A CN 109031142 A CN109031142 A CN 109031142A CN 201810794989 A CN201810794989 A CN 201810794989A CN 109031142 A CN109031142 A CN 109031142A
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linear interpolation
piecewise linear
secondary cell
battery
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CN109031142B (en
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王健翔
向勇
冯雪松
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Sichuan Angao Special Electric Technology Co ltd
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University of Electronic Science and Technology of China
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Abstract

The invention belongs to battery status to estimate field, and in particular to a kind of secondary cell model and method for estimating state based on piecewise linear interpolation.The present invention is by applying to secondary cell model for piecewise linear interpolation, obtain the secondary cell model based on piecewise linear interpolation, and the secondary cell model based on piecewise linear interpolation is used in state filter, the accuracy of secondary cell state estimation is improved, the calculation amount and over-fitting of secondary cell state estimation are reduced.

Description

A kind of secondary cell model and method for estimating state based on piecewise linear interpolation
Technical field
The invention belongs to battery status to estimate field, and in particular to a kind of secondary cell model based on piecewise linear interpolation And method for estimating state.
Background technique
In the application of secondary cell, it is necessary to estimate to state such as SOC (state-of-charge), the capacity attenuation of battery Meter.Existing technology uses the state filters such as EKF (Extended Kalman filter) in the state of estimation battery often.Applying shape During state filter, it is desirable to provide the system model of battery, with the external physical amount such as electric current, voltage by battery to electricity The state in pond is estimated.
In current technology, battery model used in state filter can be divided into empirical model, data-driven model, Four kinds of equivalent-circuit model, electrochemical model.
Empirical model is that empirical analysis is carried out based on the use data to secondary cell, and relationship between statistical data is realized Calculating to battery parameter;Advantage is to realize that simply calculation amount is small, but precision is insufficient.
Equivalent-circuit model is that the meter to battery parameter is realized by the means of circuit analysis based on battery equivalent circuit It calculates;Advantage is to realize that simply calculation amount is small, but precision is insufficient.
Electrochemical model is the specific structure according to secondary cell, by electrochemical relationship to the reaction inside secondary cell Model is established, is calculated with the parameter to battery;Advantage is to possess higher precision, but model is complicated, computationally intensive.
Data-driven model is the use data based on secondary cell, by relationship between mathematical method statistical data, with The parameter of battery is calculated, can satisfy the tradeoff between calculation amount and model accuracy, but there are calculation amount height, model The problem of low problem of accuracy and over-fitting, and over-fitting can be such that model accuracy declines.
Summary of the invention
It is in view of the above problems or insufficient, when in order to solve state filter using data-driven model, secondary electricity The problem of calculation amount of pool model is high, model accuracy is low and model over-fitting, the present invention provides one kind to be based on segmented line The secondary cell model and method for estimating state of property interpolation.
A kind of secondary cell model based on piecewise linear interpolation, including state transition model and output model.
The concrete form of state transition model are as follows:
Wherein, k is sampled point ordinal number, and p, q are model order, ikThe battery current of sampled point k is represented,Represent sampled point The battery theory dynamic electric voltage of k.au、buFormula it is as follows:
WhereinRepresent the battery SOC of sampled point k, Y1、…、YrWithFor auPiecewise linear interpolation node Coordinate.R, m is auPiecewise linear interpolation order.V '=vY, k-u, w '=wY, k-u。vY, k-uIt representsIn section (- ∞, Y2)、 [Y2, Y3]、…、[Yr-1, ∞) in where section serial number, meetThe v in above-mentioned sectionY, k-uA section.wY, k-uGeneration TableIn sectionThe serial number in middle place section meetsPositioned at upper State w in sectionY, k-u+1A section.
Wherein, I1、…、IsWithFor buPiecewise linear interpolation node coordinate.S, n is buPiecewise linearity insert It is worth order.V '=vI, k-u, w '=wI, k-u。vI, k-uRepresent ik-uIn section (- ∞, I2)、[I2, I3)、…、[Is-1, ∞) in where The serial number in section, meets ik-uThe v in above-mentioned sectionI, k-uA section.wI, k-uIt representsIn section The serial number in middle place section meetsW in above-mentioned sectionI, k-u+1A section.
In above-mentioned formula, aU, v, w、bU, v, wFor piecewise linear interpolation nodal value, wherein for aU, v, w, index bound 1 ≤u≤p,1≤v≤r,0≤w≤m;For bU, v, w, index bound is 0≤u≤q, 1≤v≤s, 0≤w≤n.
The concrete form of output model are as follows:
Wherein, yTerm, kRepresent the cell voltage of sampled point k, yOc, kRepresent the battery open circuit voltage of sampled point k, ∈kIt represents The measurement noise of sampled point k.
The method for estimating state of secondary cell model based on piecewise linear interpolation, the specific steps are as follows:
Step S1, the secondary cell model based on piecewise linear interpolation is initialized, reinitialize prior state vector, priori State error covariance matrix.
Step S2, cell voltage is measured, battery voltage measurement is obtained;According to battery voltage measurement, the elder generation of initialization The prior state error co-variance matrix for testing state vector and initialization, to the secondary cell model based on piecewise linear interpolation, Posteriority state vector, posteriority state error covariance matrix are obtained by EKF;
Then the expectation estimation of battery SOC, electricity are obtained by posteriority state vector and posteriority state error covariance matrix The variance evaluation of the variance evaluation of pond SOC, the expectation estimation of capacity attenuation and capacity attenuation;
Step S3, the posteriority state vector that is obtained according to step S2, posteriority state error covariance matrix, are obtained by EKF Prior state vector, prior state error co-variance matrix to next sampled point;
Step S4, circulation step S2-S3, by prior state vector, the prior state of the obtained next sampled point of step S3 Prior state of the error co-variance matrix as the prior state vector sum initialization of the initialization of step S2 in circulation next time Error co-variance matrix is started the cycle over and is executed until the state estimation to secondary cell is completed.
Further, in step S1, by battery carry out working condition measurement, and Test Cycle test in battery current, Cell voltage, time initialize the secondary electricity based on piecewise linear interpolation by Levenberg-Marquardt gradient descent method Pool model.
Further, in step S1, the component of prior state vector has battery SOC, capacity attenuation and piecewise linear interpolation Nodal value.
The present invention is obtained by the way that piecewise linear interpolation is applied to secondary cell model based on the secondary of piecewise linear interpolation Battery model, and the secondary cell model based on piecewise linear interpolation is used in state filter, improve secondary cell state The accuracy of estimation reduces the calculation amount and over-fitting of secondary cell state estimation.
Detailed description of the invention
Fig. 1 is overall flow figure of the invention;
Fig. 2 is battery voltage measurement, cell voltage discreet value obtained by embodiment, and of the present invention be based on is not used The comparison of cell voltage discreet value when the secondary cell model of piecewise linear interpolation;
Fig. 3 is the expectation estimation of the battery SOC as obtained by ampere-hour integral, the battery SOC as obtained by EKF in embodiment, with And the expectation of the battery SOC as obtained by EKF is estimated when the secondary cell model of the present invention based on piecewise linear interpolation is not used The comparison of meter;
Fig. 4 be in embodiment the time used in gained model calculation be not used it is of the present invention based on piecewise linear interpolation The comparison of time used in model calculation when secondary cell model;
Fig. 5 be embodiment in gained model in b0With the secondary cell of the present invention based on piecewise linear interpolation is not used The comparison of variation of the equivalence value in battery status estimation procedure when model.(a) of the present invention based on segmentation to be not used It is before changing when the secondary cell model of linear interpolation as a result, (b) of the present invention based on piecewise linear interpolation to be not used When secondary cell model change after as a result, (c) for use the secondary cell model of the present invention based on piecewise linear interpolation It is before Shi Bianhua as a result, (d) for using the secondary cell model of the present invention based on piecewise linear interpolation when variation after knot Fruit.In figure, circle represents battery operating point, and color is represented by black to white by time point different to after changing before changing.
Specific embodiment
In order to make the purpose of the present invention, technical solution and advantage are more clearly understood, below in conjunction with attached drawing and embodiment, The present invention will be described in further detail.
As the method for estimating state of Fig. 1, the secondary cell model based on piecewise linear interpolation can be divided into following steps:
Step S1, the secondary cell model based on piecewise linear interpolation is initialized, reinitialize prior state vector, priori State error covariance matrix.
Step S11, the secondary cell model based on piecewise linear interpolation is initialized.
Battery current, battery electricity in the present embodiment, by carrying out working condition measurement to battery, and in Test Cycle test Pressure, time initialize the secondary cell mould based on piecewise linear interpolation by Levenberg-Marquardt gradient descent method Type.
Firstly, carrying out open-circuit voltage test to battery, battery open circuit voltage function is obtained, the specific method is as follows:
First battery is full of, then starts to measure time, battery current, cell voltage.(such as with low current It 0.1C) discharges battery, until voltage drops to low voltage threshold (such as 3V).Then battery is filled with low current Electricity, until voltage rises to high voltage threshold (such as 4.2V).The battery SOC during this is estimated roughly by ampere-hour integral Meter, formula are as follows:
Wherein, k is sampled point ordinal number, NdisFor the sampled point ordinal number at the end of electric discharge.tkRepresent the time of sampled point k, ik The battery current of sampled point k is represented, charging is positive, and electric discharge is negative, CnFor rated capacity,Represent the battery SOC of sampled point k.
Battery SOC and cell voltage when gained is discharged and when charging are carried out when piecewise linear interpolation obtains electric discharge and are filled Curve of the cell voltage relative to SOC when electric.By cell voltage when measured electric discharge and when charging relative to battery SOC Curve takes average curve to get battery open circuit voltage function y is arrivedoc(z)。
Next the initial value y of measurement cell voltageTerm, 0, and battery SOC is back-calculated to obtain according to battery open circuit voltage function Initial value, i.e.,Then, working condition measurement is carried out to battery, and the battery electricity in Test Cycle test Stream, cell voltage, time, and by ampere-hour integrate to obtain the rough estimate of battery SOC in working condition measurement, formula is as follows:
Wherein CnFor amount of income constant volume before this.
Then, intend using piecewise linear interpolation nodal value as using Levenberg-Marquardt gradient descent method The parameter of conjunction, approximating method and formula are as follows:
With C=[a1,1,0 … aP, r, m b0,1,0 … bQ, s, n]TAs fitting vector, N is total number of sample points, is fitted The initial estimation C of vector0:
yk=yterm,k-yoc,k
T=max (p, q)+1
Then, fitting vector is estimated using Levenberg-marquardt gradient descent method:
Wherein when k > t,It is obtained by state transition model;When k≤t,V '=vY, k-u, w '=wY, k-u
It enables∈=[∈1 … ∈N]T.Since l=0, iteration following equation:
Ifμ is then added 1 multiplied by 0.1, l, next step iteration is carried out, otherwise re-starts μ multiplied by 10 This step iteration.When l reaches the upper limit (such as 1000), orReach lower limit (such as 1 × 10-6) stop afterwards.If l+1=l when stoppingend, obtain It arrivesPiecewise linear interpolation nodal value is finally obtained by each component of C.
Step S12, prior state vector, prior state error co-variance matrix are initialized.
In the present embodiment, the component of prior state vector has battery SOC, capacity attenuation and piecewise linear interpolation nodal value.
Firstly, measuring cell voltage, and the initial value of battery SOC is back-calculated to obtain by battery open circuit voltage functionHold Measure the initial value of decayingTake 1.The initial value of piecewise linear interpolation nodal value takes gained piecewise linear interpolation node in step S11 Value.The initial value of the initial value of SOC, the initial value of capacity attenuation and piecewise linear interpolation nodal value is merged into vector, is obtained The initial value of prior state vector
The initial value of prior state error co-variance matrix rule of thumb obtains.It is with specific reference to state initial estimation precision And the requirement to state estimation initial convergence speed, it is obtained by experience and fine tuning.In the present embodiment, prior state error association The initial value of variance matrix takes following value:
Wherein, diag indicates diagonal matrix.
Step S2, cell voltage is measured, battery voltage measurement is obtained;According to battery voltage measurement, the elder generation of initialization The prior state error co-variance matrix for testing state vector and initialization, to the secondary cell model based on piecewise linear interpolation, Posteriority state vector, posteriority state error covariance matrix are obtained by EKF;Then pass through posteriority state vector and posteriority state Error co-variance matrix obtains the expectation estimation of battery SOC, the variance evaluation of battery SOC, the expectation estimation of capacity attenuation and appearance Measure the variance evaluation of decaying.
Step S21, cell voltage is measured, battery voltage measurement is obtained;According to battery voltage measurement, the elder generation of initialization The prior state error co-variance matrix for testing state vector and initialization, to the secondary cell model based on piecewise linear interpolation, Posteriority state vector, posteriority state error covariance matrix are obtained by EKF.
Cell voltage is measured first, obtains battery voltage measurement.Then, according to the prior state vector sum base of initialization Cell voltage discreet value is obtained in the secondary cell model of piecewise linear interpolation.The prior state vector of known initializationIt willValue as zk、 aU, v, w、bU, v, wIt brings into the secondary cell model based on piecewise linear interpolation, and enables measurement noise ∈k=0, calculate cell voltage yTerm, k, obtain cell voltage discreet value
State transition model calculates v by dichotomizing search when calculatingY, k-u、wY, k-u、vI, k-u、wI, k-u, can reduce Formula calculates required calculation amount, to achieve the purpose that the calculation amount for reducing secondary cell model.
Then, according to battery voltage measurement, cell voltage discreet value, initialization prior state vector, initialization Prior state error co-variance matrix, to the secondary cell model based on piecewise linear interpolation, by EKF obtain posteriority state to AmountPosteriority state error covariance matrix
Wherein ∑To measure noise ∈kVariance, determined according to model accuracy and measurement accuracy, take 1 in the present embodiment × 10-3
Step S22, estimated by the expectation that posteriority state vector and posteriority state error covariance matrix obtain battery SOC Meter, the variance evaluation of battery SOC, the expectation estimation of capacity attenuation and capacity attenuation variance evaluation.
Posteriority state vectorIn,For battery SOC Expectation estimation,For the expectation estimation of capacity attenuation.Posteriority state error covariance matrix
In,For the variance evaluation of battery SOC,For the variance evaluation of capacity attenuation.By rated capacity CnDivided byCapacity after cell decay can be obtained.
Step S3, the posteriority state vector that is obtained according to step S2, posteriority state error covariance matrix, are obtained by EKF Prior state vector, prior state error co-variance matrix to next sampled point.
Wherein,It is state-noise covariance matrix, is determined according to model accuracy, is taken in the present embodiment
Step S4, circulation step S2-S3, by prior state vector, the prior state of the obtained next sampled point of step S3 Prior state of the error co-variance matrix as the prior state vector sum initialization of the initialization of step S2 in circulation next time Error co-variance matrix is started the cycle over and is executed until the state estimation to secondary cell is completed.
Fig. 2 shows model of the present invention improves the accuracy of cell voltage discreet value, so as to finally improve electricity The accuracy of pond state estimation.
Fig. 3 is shown, and model of the present invention and method improve the accuracy of the expectation estimation of battery SOC.
Fig. 4 is shown, and institute's representation model of the present invention and method reduce the calculation amount that battery status is estimated.
Fig. 5 is shown, model of the present invention in battery status estimation procedure, the variation of the model other than operating point compared with It is small, illustrate that model of the present invention can reduce the over-fitting of model in battery status estimation procedure, so as to final Improve the accuracy of battery status estimation.

Claims (4)

1. a kind of secondary cell model based on piecewise linear interpolation, including state transition model and output model, feature exist In:
The concrete form of the state transition model are as follows:
Wherein, k is sampled point ordinal number, and p, q are model order, ikThe battery current of sampled point k is represented,Represent sampled point k's Battery theory dynamic electric voltage.au、buFormula it is as follows:
WhereinRepresent the battery SOC of sampled point k, Y1、…、YrWithFor auPiecewise linear interpolation node coordinate. R, m is auPiecewise linear interpolation order.V '=vY, k-u, w '=wY, k-u。vY, k-uIt representsIn section (- ∞, Y2)、[Y2, Y3)、…、[Yr-1, ∞) in where section serial number, meetThe v in above-mentioned sectionY, k-uA section.wY, k-uIt representsIn sectionThe serial number in middle place section meetsPositioned at above-mentioned area Between in wY, k-u+ 1 section.
Wherein, I1、…、IsWithFor buPiecewise linear interpolation node coordinate.S, n is buPiecewise linear interpolation rank Number.V '=vI, k-u, w '=wI, k-u。vI, k-uRepresent ik-uIn section (- ∞, I2)、[I2, I3)、…、[Is-1, ∞) in where section Serial number, meet ik-uThe v in above-mentioned sectionI, k-uA section.wI, k-uIt representsIn section The serial number in middle place section meetsW in above-mentioned sectionI, k-u+ 1 section.
In above-mentioned formula, aU, v, w、bU, v, wFor piecewise linear interpolation nodal value, wherein for aU, v, w, index bound be 1≤u≤ p,1≤v≤r,0≤w≤m;For bU, v, w, index bound is 0≤u≤q, 1≤v≤s, 0≤w≤n.
The concrete form of the output model are as follows:
Wherein, yTerm, kRepresent the cell voltage of sampled point k, yOc, kRepresent the battery open circuit voltage of sampled point k, ∈kRepresent sampling The measurement noise of point k.
2. the method for estimating state of the secondary cell model based on piecewise linear interpolation as described in claim 1, specific steps are such as Under:
Step S1, the secondary cell model based on piecewise linear interpolation is initialized, reinitialize prior state vector, prior state Error co-variance matrix;The secondary cell model includes state transition model and output model;
Step S2, cell voltage is measured, battery voltage measurement is obtained;According to battery voltage measurement, the priori shape of initialization The prior state error co-variance matrix of state vector sum initialization passes through the secondary cell model based on piecewise linear interpolation EKF obtains posteriority state vector, posteriority state error covariance matrix;
Then the expectation estimation of battery SOC, battery SOC are obtained by posteriority state vector and posteriority state error covariance matrix Variance evaluation, the expectation estimation of capacity attenuation and the variance evaluation of capacity attenuation;
Step S3, the posteriority state vector that is obtained according to step S2, posteriority state error covariance matrix, are obtained down by EKF Prior state vector, the prior state error co-variance matrix of one sampled point;
Step S4, circulation step S2-S3, by the prior state vector of the obtained next sampled point of step S3, prior state error Prior state error of the covariance matrix as the prior state vector sum initialization of the initialization of step S2 in circulation next time Covariance matrix is started the cycle over and is executed until the state estimation to secondary cell is completed.
3. the method for estimating state of the secondary cell model based on piecewise linear interpolation as claimed in claim 2, it is characterised in that: In the step S1, by carrying out working condition measurement to battery, and battery current, cell voltage, time in Test Cycle test, The secondary cell model based on piecewise linear interpolation is initialized by Levenberg-Marquardt gradient descent method.
4. the method for estimating state of the secondary cell model based on piecewise linear interpolation as claimed in claim 2, it is characterised in that: In the step S1, the component of prior state vector has battery SOC, capacity attenuation and piecewise linear interpolation nodal value.
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