CN108764583B - Unbiased prediction method for forest accumulation - Google Patents
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Abstract
The invention discloses a forest accumulation amount estimation and prediction method, which is sequentially carried out according to the following steps: firstly, collecting time series paired data of an object region; secondly, determining the order of the autoregressive moving average model; thirdly, solving a primary estimator of the parameter; fourthly, solving a noise model parameter vector; fifthly, calculating a filtering signal; sixthly, solving secondary estimation quantity of the parameters; and seventhly, calculating the final parameter estimation value to obtain an estimation value and a predicted value of the forest accumulation. The method for estimating and predicting the forest accumulation has the advantages of five aspects: factors which can not be obtained by comprehensive actual measurement and influence the accumulation amount can be comprehensively measured; the method can describe the autocorrelation of the accumulation amount and reflect the regression relationship between the accumulation amount and the forest area; the nonlinearity of the tree growth can be reflected; the method has a complete theoretical basis and can overcome the defects of an empirical model; by introducing the whitening filter, unbiased estimation of the model parameters can be obtained, and the defect of biased estimation of the common least square can be overcome.
Description
Technical Field
The invention relates to a forest accumulation amount estimation and prediction method, in particular to a forest amount estimation and prediction method based on an autoregressive moving average model and generalized least square.
Background
The forest accumulation is an important component of regional natural resources and is one of the most important indexes for forest resource investigation, monitoring and prediction. The method has the advantages that the forest accumulation is estimated and predicted efficiently, quickly and accurately, the basis for estimating the carbon budget of the forest is realized, and a decision basis can be provided for sustainable development of forest resources and strategic formulation of regional forest development. The forest accumulation amount is quickly and accurately estimated and predicted, the method belongs to the scientific category oriented to decision making, and the estimation and prediction method is important.
The current methods for estimating and predicting forest accumulation mainly comprise four methods: the method has the advantages that the method is suitable for simulating a complex system, has the functions of self-learning, associative storage and high-speed searching of optimal solutions, and has the main defects that the convergence speed is low, the number of hidden layers and hidden nodes is difficult to determine, and the estimation accuracy is influenced by the convergence speed; secondly, a grey system theory, namely, the method has the advantages that firstly, the satisfactory prediction effect is difficult to obtain on the original non-stationary time sequence, and secondly, the known conditions lack strict theoretical basis, so that the estimation result is not necessarily the best prediction; thirdly, a K-nearest neighbor method (K-NN) is used for researching forest accumulation of Italy two regions, and the research shows that estimation and prediction results are influenced by factors such as remote sensing data spectrum types, input auxiliary variables, types of measured multi-dimensional distances, number of nearest neighbor samples and the like; fourthly, the application of 3S technology, the method has the advantages that a fast, economic, convenient and reliable way is provided for large-scale forest accumulation estimation and prediction, the defect is that remote sensing data has limitations, especially in tropical and subtropical areas with cloud rain and fog, visible light and infrared remote sensing are greatly limited, factors such as forest age, canopy density, soil thickness, dominant tree species and the like are generally selected for accumulation estimation and prediction variables, but the factors are difficult to obtain through remote sensing and GIS, in addition, polynomial models are mostly selected for accumulation estimation and prediction models, as forest distribution, types, growth conditions and the like are large, and the polynomial equation is an empirical model and has great subjectivity, the polynomial models are not necessarily suitable for forest accumulation estimation and prediction.
The existing forest accumulation amount prediction and estimation method is greatly influenced by noise pollution in the calculation process, and the result always has small deviation. Therefore, the problem that technical personnel in the industry continue to solve is to design a forest accumulation estimation and prediction method which can weaken or even eliminate noise pollution, has accurate result, can fully utilize information of forest resource survey data, objectively reflect the total scale and the abundance of forest resources, and further can measure the quality of forest ecological environment and provide reliable data support for regional forest development planning.
Disclosure of Invention
The invention aims to provide an unbiased estimation method for forest accumulation. The method effectively weakens or even eliminates the influence of noise pollution, has more accurate result, can fully utilize the information of forest resource survey data, and can objectively reflect the total scale and the abundance degree of the forest resource, thereby measuring the quality of the forest ecological environment and providing reliable data support for regional forest development planning.
The technical scheme of the invention is as follows: the unbiased prediction method of the forest accumulation amount comprises the following steps:
1) collecting the paired data of the latest continuous p-period forest land area and forest accumulation amount actual measurement time sequence of the target region, wherein p is more than 2n +1, and n is the order of the model in the formula (1);
2) estimating the forest accumulation amount of the target region based on the autoregressive moving average model and the generalized least square algorithm through the data collected in the step 1), wherein the method specifically comprises the following steps:
a. a forest accumulation time sequence model and a noise lag operator polynomial:
the time series model of the forest accumulation is set as follows:
wherein: n is the order of the model; k. j is constant and k is more than j, y (k) is the output of the system and represents the forest accumulation amount of the kth period; y (k-j) is the historical output of the system, representingForest accumulation amount in the k-j period; u (k-j) is a system determinability input and represents the forest land area at the k-j stage; a isjIs an autoregressive coefficient, bjFor input of transfer coefficient, i.e. ajAnd bjParameters of a forest accumulation time series model; ξ (k) is the residual error of the kth stage, i.e. the colored noise of the model;
let the noise lag operator polynomial be:
wherein: z is a radical of-i(i ═ 1, 2.. times.n) is a hysteresis operator, a1,a2,…,an,b0,b1,b2,…,bnIs a parameter;
equation (1) can be expressed as:
a(z-1)y(k)=b(z-1)u(k)+ξ(k) (3)
b. determining the order n of the model:
let θ be (a)1,a2,…,an,b0,b1...,bn) Representing model parameter vectors;
performing least square fitting by using models of different orders to calculate goodness of fit
when the order of the model is increased, the model is,the value of (a) is reduced, and when the significant reduction is terminated, the order of the corresponding model is the appropriate model order;
c. calculating a first estimate of the parameter, i.e. the quantity that the generalized least squares algorithm needs to solve first:
let the whitening filter, i.e. the whitening function, be:
f(z-1)=1+f1z-1+...+fmz-m; (4)
wherein: z is a radical of-j(j ═ 1, 2.. times, m) is a hysteresis operator, f1,f2,…,fmIs a parameter;
the colored noise ξ (k) is transformed into white noise w (k) as follows:
wherein: f (z)-1) Is a whitening filter;
let f (z) in formula (5)-1) 1, i.e. the noise model parameter vector f is an m-dimensional zero vector, where f ═ f1,f2,...,fm) Then model a (z)-1)y(k)=b(z-1) u (k) + ξ (k) orThe residual error of (a) is degraded to white noise, i.e., ξ (k) ═ w (k);
when p pairs of sampling values { x ] are obtainedT(k) Y (k) }, k ═ n +1, n + 2.., n + p, according to y (k) ═ xT(k)θT+ ξ (k), the vector matrix model is derived:
Y=XθT+ξ; (6)
wherein: y isT=(y(n+1),y(n+2),...,y(n+p)),ξT=(ξ(n+1),ξ(n+2),...,ξ(n+p)),
Determining theta by ordinary least square methodTFirst approximation estimator of (1):
d. and (3) solving a noise model parameter vector:
order toφT(k) Representing a colored noise sequence under random interference of a forest ecosystem; by usingAnd paired samples of each period, consisting of y (k) xT(k)θT+ ξ (k) the estimated value of colored noise ξ (k) at each stage of the model is calculated:
according to the vector matrix model:
using the common least square method to obtain fTThe estimated amount of (c):
e. calculating a filtered signal:
substituting formula (5) into a (z)-1)y(k)=b(z-1) u (k) + xi (k) to obtain
a(z-1)f(z-1)y(k)=b(z-1)f(z-1)u(k)+w(k);
and outputting a filtered signal:
and input and output filtered signals:
f. solving a secondary estimator of the parameters:
by usingAndrespectively in place of the formula f (z)-1)y(k)=f(z-1)xT(k)θTY (k) and x in + w (k)T(k) And obtaining a common linear regression model between the output filtering signal and the input and output filtering signal:
when k is n +1, n +2, …, n + p, the vector matrix model is obtained:
determining theta by using ordinary least square methodTSecond order approximation estimator of (1):
g. calculating the final parameter estimator:
And obtaining an estimated value or a predicted value of y (k), namely obtaining an estimated value or a predicted value of the forest accumulation amount of the k-th period of the target region.
Compared with the prior art, the method and the device can accurately estimate and predict the forest accumulation amount by starting from the following two aspects:
one is time series analysis. The method is a widely applied data analysis method and is mainly used for describing and exploring the quantitative rule of the phenomenon changing along with the development of time. An important aspect of time series analysis is to estimate the current situation and predict the future based on the data already in the past. Because factors influencing forest accumulation are complicated and data information of some influencing factors cannot be obtained, the time series analysis method for comprehensively substituting the factors by time t can achieve the purposes of estimation and prediction. The autoregressive moving average model, namely the ARMA model, is established according to the self measuring factor time sequence of forest growth without considering the operation condition in an ecological system, so that the ARMA model is a better model for solving a nondeterministic system, can not only make state estimation on the system, but also can perform trend prediction on the operation condition in the system. Further, the forest accumulation is a variable related to time and area of the wooded land, so the preferred model for estimating and predicting forest accumulation is an ARMA model of time series analysis. As the forest land area and the forest accumulation amount of each period of resource investigation are paired sampling data, an ARMA (n, n) model is selected;
and secondly, identifying each parameter of the ARMA model by using a generalized least square algorithm. The most common parameter identification method of the ARMA model is a common least square algorithm, however, the common least square algorithm is unbiased only when the residual term of the ARMA model is white noise. Due to random interference of a plurality of natural and unnatural factors, the internal characteristics of the forest ecosystem have randomness, so that the input end of the ARMA model is inevitably polluted by noise, and the residual term of the ARMA model is colored noise in general. Therefore, the estimation and prediction of forest accumulation by using the ordinary least square algorithm is biased. The generalized least square algorithm filters colored noise into white noise, namely, ξ (k) is converted into w (k), so that an unbiased estimation value of the forest accumulation is obtained, and the estimation and prediction precision of the forest accumulation is improved.
The model of this application can fully reflect the growth law of forest self and relatively accurate. The forest ecosystem is a random system, the accumulation amount of the forest ecosystem is related to a plurality of factors, accumulation or consumption of accumulation in the next period is accumulation or consumption in the first period, so that a certain autocorrelation relation exists between the accumulation, influence accumulation factors which cannot be obtained through actual measurement are integrated by using time t, and an ARMA accumulation model related to the forest land area can reflect the change rule of the accumulation. The common forest accumulation estimation method generally adopts a method of a deterministic and constant system to predict forest dynamics, which is not consistent with the characteristics of forest resource change, and the influence of random interference on a prediction model is considered, and the forest change is described by using a random variable, so that the result is more accurate.
The forest growth sequence is a non-stationary sequence and therefore it is relatively complex and practically difficult to describe this process accurately. The autoregressive moving average model is a dynamic model taking the state characteristics of the forest as the dominant information, and can accurately describe the accumulation or consumption process of forest growth in a non-stationary state. Meanwhile, the model has a complete theoretical basis and can overcome the defect that some estimation methods adopt empirical models. The autoregressive moving average model can also be regarded as a systematic difference equation model, and the difference equation can describe some nonlinear models conforming to the growth of trees, such as let y (t) etThen, thenLet y (t) ta(a is an integer), thenWhereinIs a parameter, thereby (t +1)aCan also be expressed by a difference equation. The model is combined with generalized least square to obtain unbiased estimation of parameters, and the defect of biased estimation of common least square can be overcome.
In conclusion, the method effectively weakens or even eliminates the influence of noise pollution, has more accurate result, can fully utilize the information of forest resource survey data, and can objectively reflect the total scale and the abundance of the forest resources, thereby measuring the quality of the forest ecological environment and providing reliable data support for regional forestry development planning.
Detailed Description
The present invention is further illustrated by the following examples, which are not to be construed as limiting the invention.
Example (b): the unbiased prediction method of the forest accumulation amount comprises the following steps:
1) collecting the paired data of the latest continuous p-period forest land area and forest accumulation amount actual measurement time sequence of the target region, wherein p is more than 2n +1, and n is the order of the model in the formula (1). When paired data is collected, the more the period number p is, the better, and the value of n is within an estimated range (such as n is 2 or n is 3), so that the collected period number p basically satisfies p > 2n + 1.
2) Estimating the forest accumulation amount of the target region based on the autoregressive moving average model and the generalized least square algorithm through the data collected in the step 1), wherein the method specifically comprises the following steps:
a. a forest accumulation time sequence model and a noise lag operator polynomial:
the time series model of the forest accumulation is set as follows:
wherein: n is the order of the model; k. j is constant and k is more than j, y (k) is the output of the system and represents the forest accumulation amount of the kth period; y (k-j) is the historical output of the system and represents the forest accumulation amount in the k-j stage; u (k-j) is a system determinability input and represents the forest land area at the k-j stage; a isjIs an autoregressive coefficient, bjIn order to input the transfer coefficient, the transfer coefficient is input,namely ajAnd bjParameters of a forest accumulation time series model; ξ (k) is the residual error of the kth stage, i.e. the colored noise of the model;
let the noise lag operator polynomial be:
wherein: z is a radical of-i(i ═ 1, 2.. times.n) is a hysteresis operator, a1,a2,…,an,b0,b1,b2,…,bnIs a parameter;
equation (1) can be expressed as:
a(z-1)y(k)=b(z-1)u(k)+ξ(k) (3)
b. determining the order n of the model:
let θ be (a)1,a2,...,an,b0,b1...,bn) Representing model parameter vectors;
performing least square fitting by using models of different orders to calculate goodness of fit
when the order of the model is increased, the model is,the value of (a) is reduced, and when the significant reduction is terminated, the order of the corresponding model is the appropriate model order;
c. calculating a first estimate of the parameter, i.e. the quantity that the generalized least squares algorithm needs to solve first:
let the whitening filter, i.e. the whitening function, be:
f(z-1)=1+f1z-1+…+fmz-m; (4)
wherein: z is a radical of-j(j ═ 1, 2.. times, m) is a hysteresis operator, f1,f2,…,fmIs a parameter;
the colored noise ξ (k) is transformed into white noise w (k) as follows:
wherein: f (z)-1) Is a whitening filter;
let f (z) in formula (5)-1) 1, i.e. the noise model parameter vector f is an m-dimensional zero vector, where f ═ f1,f2,...,fm) Then model a (z)-1)y(k)=b(z-1) u (k) + ξ (k) orThe residual error of (a) is degraded to white noise, i.e., ξ (k) ═ w (k);
when p pairs of sampling values are obtainedWhen, according to y (k) ═ xT(k)θT+ ξ (k), the vector matrix model is derived:
Y=XθT+ξ; (6)
wherein: y isT=(y(n+1),y(n+2),...,y(n+p)),ξT=(ξ(n+1),ξ(n+2),...,ξ(n+p)),
Determining theta by ordinary least square methodTFirst approximation estimator of (1):
d. and (3) solving a noise model parameter vector:
order toφT(k) Representing a colored noise sequence under random interference of a forest ecosystem; by usingAnd paired samples of each period, consisting of y (k) xT(k)θT+ ξ (k) the estimated value of colored noise ξ (k) at each stage of the model is calculated:
according to the vector matrix model:
using the common least square method to obtain fTThe estimated amount of (c):
e. calculating a filtered signal:
substituting formula (5) into a (z)-1)y(k)=b(z-1) u (k) + xi (k) to obtain
a(z-1)f(z-1)y(k)=b(z-1)f(z-1)u(k)+w(k);
and outputting a filtered signal:
and input and output filtered signals:
f. solving a secondary estimator of the parameters:
by usingAndrespectively in place of the formula f (z)-1)y(k)=f(z-1)xT(k)θTY (k) and x in + w (k)T(k) And obtaining a common linear regression model between the output filtering signal and the input and output filtering signal:
when k is n +1, n +2, …, n + p, the vector matrix model is obtained:
determining theta by using ordinary least square methodTSecond order approximation estimator of (1):
g. calculating the final parameter estimator:
And obtaining an estimated value or a predicted value of y (k), namely obtaining an estimated value or a predicted value of the forest accumulation amount of the k-th period of the target region.
From the above steps, the generalized least squares algorithm has the following characteristics: 1) in estimating ARMA model parameter vector thetaTMeanwhile, the noise model parameter vector f must be estimatedT(ii) a 2) Is a successive approximation algorithm, the specific calculation steps firstly assume fTAs is known, the ordinary least square method is used to find thetaTIs estimated byThen useGive fTIs estimated byReuse ofCorrection removingRepeating the iteration untilUntil the end; 3) in each step of iteration process, the method is realized by adopting a common least square method.
The data of the forest land area and the forest accumulation amount in the peak town of Yongtai county, Fuzhou city in 1986-1999 are analyzed and explained, and the specific numerical values are shown in Table 1:
TABLE 1 urban town 1986-1999 forest area (1000 hm)2) Forest reserve (10000 m)3)
Results of calculations of one, different methods
Assuming that the time returns to 1997, the forest area and forest accumulation in 1986 and 1997 are the collected measured time series data, and the forest area in 1998 and 1999 is 0.523 and 0.534 ten thousand hm2Is predetermined by the township forest plan. The ARMA model was determined to be order 4. Thus, 4 methods were used to obtain estimates for the forest accumulation in the town of 1997 and 1990, whereas 4 methods were used to obtain predicted values for the forest accumulation in 1998 and 1999.
Let m be 2 (see equation (4) in step c), the common least squares parameter is:
(a1,a2,a3,a4,b0,b1,b2,b3,b4)=(-0.3332,-0.1201,-0.5102,0.6819,1.2428,-0.0022,4.1678,0.2928,-3.1334)(f1,f2)=(0.0006,-0.0024)
the generalized least squares parameter is:
(a1,a2,a3,a4,b0,b1,b2,b3,b4)=(0.0816,-0.1260,-1.1647,0.1601,-2.8195,-1.3008,4.7038,2.8720,-3.7722)(f1,f2)=(0,0)
the estimation and prediction results of the accumulation amount by using a feedforward BP neural network of a hidden layer are shown in a table 2, wherein the hidden layer comprises 5 neurons, and the output layer comprises 1 neuron.
Since the forest accumulation is a variable related to the area of the forest land, the gray model of GM (1,2) is used for estimation and prediction, and the GM (1,2) model is calculated as
Solving this differential equation yields the following function:
the actual value of the forest accumulation of the town, the estimated value and the predicted value of each method are shown in the table 2.
TABLE 2 evaluation of the accumulation and prediction results and comparison with the actual measurement values for the four methods
Second, result analysis
The residual variance of the noise parameter vector f, the estimated value and the predicted value obtained from the common least square algorithm can be obtained as follows: 1) the residual sequence xi (k) is colored noise, 2) the estimation of parameters by the ordinary least square is biased, so the estimation result of accumulation by the ARMA model and the ordinary least square is biased, and the prediction deviation of the forest accumulation in 1998 and 1999 is larger.
The residual variance of the noise parameter vector f, the estimated value and the predicted value obtained by the generalized least square algorithm can be obtained as follows: 1) the colored noise xi (k) has been converted into white noise w (k), 2) the estimation of parameters by the generalized least square is unbiased, so the estimation result of accumulation by the ARMA model and the generalized least square is unbiased, and the prediction precision of forest accumulation in 1998 and 1999 is the highest.
As can be seen from the estimation value of the GM (1,2) model, the residual variance of the predicted value and the prediction of the accumulation amount, the estimation and prediction effects of the GM (1,2) model are the worst, mainly because GM (1,2) is usedFitting an exponential curveTherefore, the estimation and prediction of the accumulation amount completely depend on the area of the wooded land. The accumulation is a time-related quantity, i.e. a certain autoregressive relation also exists between the accumulations in each periodThe grey model does not consider the autocorrelation among the accumulation quantities, and in addition, the common least square algorithm is adopted for parameter identification when the residual sequence is colored noise, so the estimation and prediction precision is the lowest.
The estimation value of the BP neural network, the residual variance of the predicted value, and the estimation and prediction of forest accumulation amount in 1990-: 1) BP neural network is very sensitive to initial weight and is very easy to converge on local minimum, 2) the determination of the number of the hidden nodes of the network has only some empirical formulas so far without any theoretical guidance.
Claims (1)
1. The unbiased prediction method of the forest accumulation amount is characterized by comprising the following steps: the method comprises the following steps:
1) collecting the paired data of the latest continuous p-period forest land area and forest accumulation amount actual measurement time sequence of the target region, wherein p is more than 2n +1, and n is the order of the model in the formula (1);
2) estimating the forest accumulation amount of the target region based on the autoregressive moving average model and the generalized least square algorithm through the data collected in the step 1), wherein the method specifically comprises the following steps:
a. a forest accumulation time sequence model and a noise lag operator polynomial:
the time series model of the forest accumulation is set as follows:
wherein: n is the order of the model;
k. j is constant and k is more than j, y (k) is the output of the system and represents the forest accumulation amount of the kth period;
y (k-j) is the historical output of the system and represents the forest accumulation amount in the k-j stage;
u (k-j) is a system determinability input and represents the forest land area at the k-j stage;
ajis an autoregressive coefficient, bjFor input of transfer coefficient, i.e. ajAnd bjParameters of a forest accumulation time series model;
ξ (k) is the residual error of the kth stage, i.e. the colored noise of the model;
let the noise lag operator polynomial be:
wherein: z is a radical of-i(i ═ 1, 2.. times.n) is a hysteresis operator, a1,a2,…,an,b0,b1,b2,…,bnIs a parameter;
equation (1) can be expressed as:
a(z-1)y(k)=b(z-1)u(k)+ξ(k) (3)
b. determining the order n of the model:
let θ be (a)1,a2,...,an,b0,b1...,bn) Representing model parameter vectors; performing least square fitting by using models of different orders to calculate goodness of fit
when the order of the model is increased, the model is,the value of (a) is reduced, and when the significant reduction is terminated, the order of the corresponding model is the appropriate model order;
c. calculating a first estimate of the parameter, i.e. the quantity that the generalized least squares algorithm needs to solve first:
let the whitening filter, i.e. the whitening function, be:
f(z-1)=1+f1z-1+…+fmz-m; (4)
wherein: z is a radical of-j(j ═ 1, 2.. times, m) is a hysteresis operator, f1,f2,…,fmIs a parameter;
the conversion relation between the colored noise xi (k) and the white noise w (k) is
Wherein f (z)-1) Is a whitening filter;
let f (z) in formula (5)-1) 1, i.e. the noise model parameter vector f is an m-dimensional zero vector, where f ═ f1,f2,...,fm) Then, the residual error of the model formula (1) or formula (3) is degraded into white noise, i.e., ξ (k) ═ w (k);
when p pairs of sampling values are obtainedN +1, n +2, n + p, depending on y (k) xT(k)θT+ ξ (k), the vector matrix model is derived:
Y=XθT+ξ; (6)
wherein:
YT=(y(n+1),y(n+2),...,y(n+p)),
ξT=(ξ(n+1),ξ(n+2),...,ξ(n+p)),
determining theta by ordinary least square methodTFirst approximation estimator of (1):
d. and (3) solving a noise model parameter vector:
order toφT(k) Representing a colored noise sequence under random interference of a forest ecosystem; by usingAnd paired samples of each period, consisting of y (k) xT(k)θT+ ξ (k) the estimated value of colored noise ξ (k) at each stage of the model is calculated:
according to the vector matrix model:
wherein:
wT=(w(n+1),w(n+2),...,w(n+p));
using the common least square method to obtain fTThe estimated amount of (c):
e. calculating a filtered signal:
substituting formula (5) into a (z)-1)y(k)=b(z-1) u (k) + xi (k) to obtain
a(z-1)f(z-1)y(k)=b(z-1)f(z-1)u(k)+w(k);
and outputting a filtered signal:
and input and output filtered signals:
f. solving a secondary estimator of the parameters:
by usingAndrespectively in place of the formula f (z)-1)y(k)=f(z-1)xT(k)θTY (k) and x in + w (k)T(k) And obtaining a common linear regression model between the output filtering signal and the input and output filtering signal:
when k is n +1, n +2, …, n + p, the vector matrix model is obtained:
wherein:
determining theta by using ordinary least square methodTSecond order approximation estimator of (1):
g. calculating the final parameter estimator:
And obtaining an estimated value or a predicted value of y (k), namely obtaining an estimated value or a predicted value of the forest accumulation amount of the k-th period of the target region.
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