CN108510171B - Investment audit management analysis system - Google Patents
Investment audit management analysis system Download PDFInfo
- Publication number
- CN108510171B CN108510171B CN201810236541.2A CN201810236541A CN108510171B CN 108510171 B CN108510171 B CN 108510171B CN 201810236541 A CN201810236541 A CN 201810236541A CN 108510171 B CN108510171 B CN 108510171B
- Authority
- CN
- China
- Prior art keywords
- investment
- enterprise
- invested
- income
- risk
- Prior art date
- Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
- Active
Links
Images
Classifications
-
- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
- G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
- G06Q40/06—Asset management; Financial planning or analysis
-
- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
- G06Q10/00—Administration; Management
- G06Q10/06—Resources, workflows, human or project management; Enterprise or organisation planning; Enterprise or organisation modelling
- G06Q10/063—Operations research, analysis or management
- G06Q10/0635—Risk analysis of enterprise or organisation activities
Landscapes
- Business, Economics & Management (AREA)
- Engineering & Computer Science (AREA)
- Human Resources & Organizations (AREA)
- Strategic Management (AREA)
- Development Economics (AREA)
- Entrepreneurship & Innovation (AREA)
- Economics (AREA)
- Marketing (AREA)
- General Business, Economics & Management (AREA)
- Game Theory and Decision Science (AREA)
- Finance (AREA)
- Accounting & Taxation (AREA)
- Theoretical Computer Science (AREA)
- Physics & Mathematics (AREA)
- Operations Research (AREA)
- General Physics & Mathematics (AREA)
- Technology Law (AREA)
- Educational Administration (AREA)
- Quality & Reliability (AREA)
- Tourism & Hospitality (AREA)
- Management, Administration, Business Operations System, And Electronic Commerce (AREA)
- Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)
Abstract
The invention discloses an investment audit management analysis system, which comprises a financial acquisition module, a risk assessment module, an investment assessment module and an investment turning module, wherein the financial acquisition module is used for acquiring financial data; the financial acquisition module is used for acquiring the operation information of the invested enterprise and the current balance and earning status obtained by investment, and sequentially sending the operation information and the current balance and earning status to the risk assessment module according to the balance and earning difference sum sequence; the risk assessment module receives the information sent by the financial acquisition module to determine the risk coefficient and the income level coefficient of the investment and sends the risk coefficient and the income level coefficient to the investment assessment module; the investment evaluation module is used for judging the comprehensive investment coefficient of each invested enterprise and outputting the comprehensive investment coefficient to the investment turning module. The risk evaluation module is used for calculating the risk coefficient and the income grade coefficient of the invested enterprise, and the investment evaluation module is used for evaluating the investment comprehensive coefficient so as to screen the invested enterprise with higher investment comprehensive coefficient, which is beneficial to the selection of managers on the invested enterprise and improves the efficiency of investment audit.
Description
Technical Field
The invention belongs to the technical field of investment audit, and relates to an investment audit management analysis system.
Background
The investment audit refers to the audit of the financial activities and investment benefits invested by the financial department. Characteristics of investment audit: 1. the difficulty of examination of the existence and the risk of investment is large; 2. review of the investment appreciation is complex; 3. the basis of investment audit is diversified; 4. the inherent risk and control risk of investment auditing is large.
The existing investment auditing method comprises the following steps: finding out control weakness through examination of internal control of investment, thereby determining the key point and method of examination; and looking up investment agreements and contracts. Comparing the investment agreement and contract with each national law and regulation about investment to find out whether the enterprise investment is legal or not; checking the investment detail account and the general account, the amount of money of the securities investment account and the securities held by the enterprise, the investment account and other related asset accounts; letter reporting is carried out on the invested enterprise, meanwhile, the financial report of the invested enterprise after auditing can be consulted, and the investment income and the investment loss of the burden on the enterprise account are determined; the financial condition and the operation result of the invested enterprise are analyzed, the investment effect or the risk degree is researched, the future profitability of the invested enterprise is predicted, and the invested enterprise is helped to determine whether to withdraw or expand the investment or not by the examined unit. However, the existing investment auditing process has the defects that the investment risk and income of an invested enterprise cannot be effectively evaluated, objective investment choices are not convenient to provide for the invested enterprise, the risk and profit of the invested enterprise cannot be quantified, the manual auditing time is greatly wasted, and the auditing efficiency is reduced.
Disclosure of Invention
The invention aims to provide an investment audit management analysis system, which solves the problems that the risk and income of an invested enterprise cannot be effectively evaluated in the existing investment audit process, the manual audit time is long, and the efficiency is low.
The purpose of the invention can be realized by the following technical scheme:
an investment audit management analysis system comprises a financial acquisition module, a risk assessment module, an investment assessment module and an investment turning module;
the financial acquisition module is used for acquiring the operation information of the invested enterprise and the current balance and earning status obtained by investment, comparing the current balance and earning status obtained by investment, and sequentially sending the operation information of the invested enterprise and the current balance and earning status to the risk assessment module according to the sequence of the balance and earning difference sum from high to low;
the income and expenditure of each invested enterprise are counted, the counted income forms an income set Bi (Bi1, Bi2,.. the.. bin), the counted expenditure forms an expenditure set Ci (Ci1, Ci2,.. the.. bin), Bi represents the income set of the ith invested enterprise in the first n months, bin represents the income of the ith invested enterprise in the nth month, Ci represents the expenditure set of the ith invested enterprise in the first n months, and cin represents the expenditure of the ith invested enterprise in the nth month, obtaining a balance set Di (Di1, Di 2., din) through the income set Bi and the expenditure set Ci, wherein Di is represented as the income set of the ith invested enterprise in the first n months, din is represented as the income of the ith invested enterprise in the n month, 1,2, n are sequentially sorted from near to far according to the month from the audit date;
the risk evaluation module is used for receiving the operation information of the invested enterprise sent by the financial acquisition module and the current income and expenditure situation obtained by investment, comparing the operation information with preset risk parameter information to determine an investment risk coefficient Qi, determining the proportion of the current income situation to the enterprise cost in the operation information to determine a current income level coefficient K, and finally sending the determined risk coefficient and the current income level coefficient to the investment evaluation module;
the investment evaluation module comprehensively evaluates the received investment risk coefficient and the current income grade coefficient to judge the investment comprehensive coefficient of each invested enterprise and sequentially outputs the investment comprehensive coefficients to the investment diversion module from high to low according to the sequence of the investment comprehensive coefficients of the invested enterprises, and the calculation formula of the investment comprehensive coefficient is
Wherein T is a comprehensive coefficient, and 1.1286 is taken;
the investment turning module receives the investment comprehensive coefficients sent by the investment evaluation module, displays the investment comprehensive coefficients of all the invested enterprises, and pushes the invested enterprises with the highest investment comprehensive coefficients to managers, so that the managers can select the invested enterprises, and the investment audit efficiency is improved.
Further, the operation information comprises the credit of the invested enterprise, the credit of an enterprise manager, the enterprise scale, the enterprise cost and the enterprise operation income; the current income and expenditure condition is the income and expenditure of the invested enterprise in each month.
Furthermore, the credit of the investment enterprise, the credit of an enterprise manager, the enterprise scale, the enterprise cost and the enterprise operating income in the preset risk parameter information are all provided with a risk level of 1-100, the credit of the investment enterprise, the credit of the enterprise manager, the enterprise scale, the enterprise cost and the enterprise operating income in the preset risk parameter information are all provided with different weight parameters which are g1, g2, g3, g4 and g5, and g1+ g2+ g3+ g4+ g5 are 1.
Further, comparing the operation parameters of the invested enterprises with the risk levels in the preset risk parameter information to obtain a risk level set Ai (Ai1, Ai2, Ai3, Ai4, Ai5) of each invested enterprise, wherein Ai is represented as the risk level set of the ith invested enterprise, and the risk level set is passed throughThe risk coefficient Qi of the invested enterprise is calculated,
wherein, Qi is expressed as a risk coefficient of the ith invested enterprise, aij is expressed as a risk level of the jth operating parameter of the ith invested enterprise, and gj is expressed as a weight parameter of the jth operating parameter.
Further, the obtained total income is compared with the enterprise cost to obtain an income grade coefficient K, and the calculation formula is
Where W represents the cost of the enterprise.
The invention has the beneficial effects that:
the investment audit management analysis system provided by the invention calculates the risk coefficient and the income grade coefficient of the invested enterprise through the risk evaluation module, evaluates the investment comprehensive coefficient through the investment evaluation module to screen the invested enterprise with higher investment comprehensive coefficient, is beneficial to the selection of managers on the invested enterprise, and improves the efficiency of investment audit.
Drawings
In order to more clearly illustrate the technical solutions of the embodiments of the present invention, the drawings used in the description of the embodiments will be briefly introduced below, and it is obvious that the drawings in the following description are only some embodiments of the present invention, and it is obvious for those skilled in the art that other drawings can be obtained according to the drawings without creative efforts.
FIG. 1 is a schematic diagram of an investment audit management analysis system according to the present invention.
Detailed Description
The technical solutions in the embodiments of the present invention will be clearly and completely described below with reference to the drawings in the embodiments of the present invention, and it is obvious that the described embodiments are only a part of the embodiments of the present invention, and not all of the embodiments. All other embodiments, which can be derived by a person skilled in the art from the embodiments given herein without making any creative effort, shall fall within the protection scope of the present invention.
Referring to fig. 1, the present invention is an investment audit management analysis system, which includes a financial obtaining module, a risk assessment module, an investment assessment module and an investment diversion module;
the financial acquisition module is used for acquiring the operation information of the invested enterprise and the current income and expenditure situation obtained by investment, comparing the current income and expenditure situation obtained by investment, and sequentially sending the operation information of the invested enterprise and the current income and expenditure situation to the risk assessment module according to the sequence from high to low of the sum of the income and expenditure differences, wherein the operation information comprises the credit of the invested enterprise, the credit of an enterprise manager, the enterprise scale, the enterprise cost, the enterprise operating income and the like; the current income and expenditure condition is the income and expenditure of the invested enterprise in each month;
wherein, the income and expenditure of each invested enterprise are counted, the counted income constitutes an income set Bi (Bi1, Bi 2.. the., bin), the counted expenditure constitutes an expenditure set Ci (Ci1, Ci 2.. the., cin), Bi represents the income set of the first n months of the ith invested enterprise, bin represents the income of the nth month of the ith invested enterprise, Ci represents the expenditure set of the first n months of the ith invested enterprise, cin represents the expenditure of the nth month of the ith invested enterprise, a income difference set Di (Di1, Di 2.. the din) is obtained by the income set Bi and the expenditure set Ci, Di.. the income set of the first n months of the ith invested enterprise, din represents the income set of the nth month of the ith invested enterprise, and 1,2,. the income set of the ith invested enterprise is obtained by the income set Bi and the expenditure set Ci, and the income set of the ith invested enterprise is obtained by the first n. n are ordered sequentially from near to far according to month from the audit date.
The risk assessment module is used for receiving the operation information of the invested enterprise sent by the financial acquisition module and the current income and expenditure conditions obtained by investment, comparing the operation information with preset risk parameter information to determine an investment risk coefficient, determining the proportion of the current income condition to the enterprise cost in the operation information to determine a current income grade coefficient, and finally sending the determined risk coefficient and the current income grade coefficient to the investment assessment module;
the credit of an investment enterprise, the credit of an enterprise manager, the enterprise scale, the enterprise cost and the enterprise operating income in the preset risk parameter information are all provided with risk levels of 1-100, the credit of the investment enterprise, the credit of the enterprise manager, the enterprise scale, the enterprise cost and the enterprise operating income in the preset risk parameter information have different weight parameters which are g1, g2, g3, g4 and g5 respectively, and g1+ g2+ g3+ g4+ g5 are 1;
comparing the operation parameters of the invested enterprises with the risk levels in the preset risk parameter information to obtain a risk level set Ai (Ai1, Ai2, Ai3, Ai4 and Ai5) of each invested enterprise, wherein Ai is expressed as the risk level set of the ith invested enterprise, calculating the risk coefficient Qi of the invested enterprise through the risk level set,
wherein, Qi represents the risk coefficient of the ith invested enterprise, aij represents the risk level of the jth operating parameter of the ith invested enterprise, gj represents the weight parameter of the jth operating parameter, and the greater the risk coefficient is, the greater the risk of investment is;
obtaining the total income of the invested enterprise according to the income and expenditure obtained by investment, comparing the obtained total income with the enterprise cost to obtain the income grade coefficient
Wherein W represents the cost of the enterprise;
the investment evaluation module comprehensively evaluates the received investment risk coefficient and the current income grade coefficient to judge the investment comprehensive coefficient of each invested enterprise and sequentially outputs the investment comprehensive coefficients to the investment diversion module from high to low according to the sequence of the investment comprehensive coefficients of the invested enterprises, and the calculation formula of the investment comprehensive coefficient is
Wherein T is a comprehensive coefficient, and 1.1286 is taken;
the investment turning module receives the investment comprehensive coefficients sent by the investment evaluation module, displays the investment comprehensive coefficients of all the invested enterprises, and pushes the invested enterprises with the highest investment comprehensive coefficients to managers, so that the managers can select the invested enterprises, and the investment audit efficiency is improved.
The investment audit management analysis system provided by the invention calculates the risk coefficient and the income grade coefficient of the invested enterprise through the risk evaluation module, evaluates the investment comprehensive coefficient through the investment evaluation module to screen the invested enterprise with higher investment comprehensive coefficient, is beneficial to the selection of managers on the invested enterprise, and improves the efficiency of investment audit.
The foregoing is merely exemplary and illustrative of the principles of the present invention and various modifications, additions and substitutions of the specific embodiments described herein may be made by those skilled in the art without departing from the principles of the present invention or exceeding the scope of the claims set forth herein.
Claims (1)
1. An investment audit management analysis system, characterized by: the system comprises a financial acquisition module, a risk assessment module, an investment assessment module and an investment turning module;
the financial acquisition module is used for acquiring the operation information of the invested enterprise and the current balance and earning status obtained by investment, comparing the current balance and earning status obtained by investment, and sequentially sending the operation information of the invested enterprise and the current balance and earning status to the risk assessment module according to the sequence of the balance and earning difference sum from high to low;
the income and expenditure of each invested enterprise are counted, the counted income forms an income set Bi (Bi1, Bi2,.. the.. bin), the counted expenditure forms an expenditure set Ci (Ci1, Ci2,.. the.. bin), Bi represents the income set of the ith invested enterprise in the first n months, bin represents the income of the ith invested enterprise in the nth month, Ci represents the expenditure set of the ith invested enterprise in the first n months, and cin represents the expenditure of the ith invested enterprise in the nth month, obtaining a balance set Di (Di1, Di 2., din) through the income set Bi and the expenditure set Ci, wherein Di is represented as the income set of the ith invested enterprise in the first n months, din is represented as the income of the ith invested enterprise in the n month, 1,2, n are sequentially sorted from near to far according to the month from the audit date;
the risk evaluation module is used for receiving the operation information of the invested enterprise sent by the financial acquisition module and the current income and expenditure situation obtained by investment, comparing the operation information with preset risk parameter information to determine an investment risk coefficient Qi, determining the proportion of the current income situation to the enterprise cost in the operation information to determine a current income level coefficient K, and finally sending the determined risk coefficient and the current income level coefficient to the investment evaluation module;
the investment evaluation module comprehensively evaluates the received investment risk coefficient and the current income grade coefficient to judge the investment comprehensive coefficient of each invested enterprise and sequentially outputs the investment comprehensive coefficients to the investment diversion module from high to low according to the sequence of the investment comprehensive coefficients of the invested enterprises, and the calculation formula of the investment comprehensive coefficient is
Wherein T is a comprehensive coefficient, and 1.1286 is taken;
the investment turning module receives the investment comprehensive coefficients sent by the investment evaluation module, displays the investment comprehensive coefficients of all the invested enterprises, and pushes the invested enterprises with the highest investment comprehensive coefficients to managers, so that the managers can select the invested enterprises, and the investment auditing efficiency is improved;
the operation information comprises the credit of the invested enterprise, the credit of an enterprise manager, the enterprise scale, the enterprise cost and the enterprise operation income; the current income and expenditure condition is the income and expenditure of the invested enterprise in each month;
the credit of an investment enterprise, the credit of an enterprise manager, the enterprise scale, the enterprise cost and the enterprise operating income in the preset risk parameter information are all provided with 1-100 risk levels, the credit of the investment enterprise, the credit of the enterprise manager, the enterprise scale, the enterprise cost and the enterprise operating income in the preset risk parameter information are all provided with different weight parameters which are g1, g2, g3, g4 and g5 respectively, and g1+ g2+ g3+ g4+ g5 are 1;
comparing the operation parameters of the invested enterprises with the risk levels in the preset risk parameter information to obtain a risk level set Ai (Ai1, Ai2, Ai3, Ai4 and Ai5) of each invested enterprise, wherein Ai is expressed as the risk level set of the ith invested enterprise, calculating the risk coefficient Qi of the invested enterprise through the risk level set,
wherein, Qi represents the risk coefficient of the ith invested enterprise, aij represents the risk level of the jth operating parameter of the ith invested enterprise, and gj represents the weight parameter of the jth operating parameter;
comparing the obtained total income with the enterprise cost to obtain an income grade coefficient K, wherein the calculation formula is
Where W represents the cost of the enterprise.
Priority Applications (1)
| Application Number | Priority Date | Filing Date | Title |
|---|---|---|---|
| CN201810236541.2A CN108510171B (en) | 2018-03-21 | 2018-03-21 | Investment audit management analysis system |
Applications Claiming Priority (1)
| Application Number | Priority Date | Filing Date | Title |
|---|---|---|---|
| CN201810236541.2A CN108510171B (en) | 2018-03-21 | 2018-03-21 | Investment audit management analysis system |
Publications (2)
| Publication Number | Publication Date |
|---|---|
| CN108510171A CN108510171A (en) | 2018-09-07 |
| CN108510171B true CN108510171B (en) | 2021-07-02 |
Family
ID=63377998
Family Applications (1)
| Application Number | Title | Priority Date | Filing Date |
|---|---|---|---|
| CN201810236541.2A Active CN108510171B (en) | 2018-03-21 | 2018-03-21 | Investment audit management analysis system |
Country Status (1)
| Country | Link |
|---|---|
| CN (1) | CN108510171B (en) |
Families Citing this family (1)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN109949162A (en) * | 2019-03-18 | 2019-06-28 | 重庆大学 | A kind of management of investment assessment system based on Cloud Server |
Citations (5)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN104966238A (en) * | 2015-06-11 | 2015-10-07 | 安徽融信金模信息技术有限公司 | System for simulating and analyzing enterprise operation information |
| CN105260854A (en) * | 2015-11-09 | 2016-01-20 | 浙江中之杰软件技术有限公司 | An enterprise evaluation management system |
| CN105930983A (en) * | 2016-05-13 | 2016-09-07 | 中国建设银行股份有限公司 | Banking asset management system |
| CN107103423A (en) * | 2017-04-24 | 2017-08-29 | 广西民族师范学院 | One kind integrates budgeted financial system |
| CN107437227A (en) * | 2017-08-17 | 2017-12-05 | 天弘基金管理有限公司 | Stock investment analysis apparatus and method |
-
2018
- 2018-03-21 CN CN201810236541.2A patent/CN108510171B/en active Active
Patent Citations (5)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN104966238A (en) * | 2015-06-11 | 2015-10-07 | 安徽融信金模信息技术有限公司 | System for simulating and analyzing enterprise operation information |
| CN105260854A (en) * | 2015-11-09 | 2016-01-20 | 浙江中之杰软件技术有限公司 | An enterprise evaluation management system |
| CN105930983A (en) * | 2016-05-13 | 2016-09-07 | 中国建设银行股份有限公司 | Banking asset management system |
| CN107103423A (en) * | 2017-04-24 | 2017-08-29 | 广西民族师范学院 | One kind integrates budgeted financial system |
| CN107437227A (en) * | 2017-08-17 | 2017-12-05 | 天弘基金管理有限公司 | Stock investment analysis apparatus and method |
Also Published As
| Publication number | Publication date |
|---|---|
| CN108510171A (en) | 2018-09-07 |
Similar Documents
| Publication | Publication Date | Title |
|---|---|---|
| Abate et al. | The level of sustainability and mutual fund performance in Europe: An empirical analysis using ESG ratings | |
| Hanley et al. | Strategic estimation of asset fair values | |
| Alemu et al. | Financial performance analysis of private commercial banks of Ethiopia: CAMEL ratings | |
| Magee | The effect of foreign currency hedging on the probability of financial distress | |
| Asiri et al. | An empirical analysis of country risk ratings | |
| CN112700149A (en) | Investment portfolio risk assessment system, method and computer equipment | |
| Setianto et al. | Corporate financial flexibility, investment activities, and cash holding: Evidence from Indonesia | |
| Chiu et al. | An integrated DEA based model to measuring financial performance of construction companies | |
| Yusdika et al. | Implementation Of PSAK 71 Financial Instruments In The Banking Sector During The Covid-19 Pandemic | |
| CN108510171B (en) | Investment audit management analysis system | |
| Kushnir et al. | Ukrainian enterprises’ equity capital financial monitoring and analysis of its impact on profitability indicators | |
| Semper et al. | Value at risk calculation through ARCH factor methodology: Proposal and comparative analysis | |
| Elkamhi et al. | Accounting information releases and CDS spreads | |
| Brychko | Governance of stakeholder’s financial relationships: Evidence fom Ukrainian banking sector | |
| Leung | The effect of adjustment costs and organizational change on productivity in Canada: evidence from aggregate data | |
| Ocal et al. | Corporate ratings and a model proposition for the manufacturing industry at Borsa Istanbul | |
| KR101954132B1 (en) | A delinquent disposal system | |
| Gong et al. | Detecting financial fraud using two types of Benford factors: Evidence from China | |
| Kovalenko et al. | Cluster approach to banking supervision with reference to bank risk profile | |
| Nkoro et al. | Financial Structure and Economic Growth: The Nigerian Experience, 1980-2017 | |
| Embong et al. | Decision Usefulness of Financial Information: The Role of Audit and Ifrs | |
| Ma | Study on risk spillover effects of shadow banks on traditional banks in China | |
| Marthania et al. | The Effect of Good Corporate Governance and Earnings Quality on Firm Value: An Empirical Study of LQ 45 Companies, Indonesia | |
| Yeasin | Empirical study of the impact of liquidity risk on the financial performance: A study of selected commercial banks in Bangladesh | |
| Yeasin | Empirical Study of the Impact of Liquidity Risk on the Financial Performance: A Study of Selected Commercial Banks in Bangladesh: Published Online: 19 June, 2023|| Published in Print: 30 June, 2023 |
Legal Events
| Date | Code | Title | Description |
|---|---|---|---|
| PB01 | Publication | ||
| PB01 | Publication | ||
| SE01 | Entry into force of request for substantive examination | ||
| SE01 | Entry into force of request for substantive examination | ||
| GR01 | Patent grant | ||
| GR01 | Patent grant |