CN108470182B - Brain-computer interface method for enhancing and identifying asymmetric electroencephalogram characteristics - Google Patents
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Abstract
本发明涉及一种用于非对称脑电特征增强与识别的脑‑机接口方法,包括如下步骤:步骤一,通过脑‑机接口系统建立包括训练集Xk、训练样本Yl和测试样本·Y的脑电信号模块;步骤二,对脑电信号模块中测试样本·Y进行频域滤波和降采样数据处理;步骤三,基于Fisher线性判别准则,对脑电信号模块中训练集Xk进行计算得到空间投影矩阵W;步骤四,对脑电信号模块中训练集Xk和测试样本·Y按照如下公式进行DSP空间滤波获得
和WTY特征向量;步骤五,根据和WTY特征向量进行CCA空间滤波构建投影矩阵Uk和Vk;通过获得特征向量WTY、投影矩阵Uk和Vk按照如下公式进行模板匹配生成特征向量ρl;采用不同分类器模型对特征向量ρl进行识别后输出;该方法提高脑电信号自身信噪比从而提高信号特征的分类识别效率。The present invention relates to a brain-computer interface method for asymmetric electroencephalographic feature enhancement and recognition, comprising the following steps: Step 1, establishing a training set X k , a training sample Y 1 and a test sample through a brain-computer interface system. The EEG signal module of Y; Step 2, perform frequency domain filtering and down-sampling data processing on the test sample Y in the EEG signal module; Calculate the spatial projection matrix W; step 4, perform DSP spatial filtering on the training set X k and test sample Y in the EEG signal module according to the following formula to obtain
and W T Y eigenvectors; step five, according to Perform CCA spatial filtering with the WTY eigenvectors to construct projection matrices Uk and Vk ; obtain the eigenvectors by W T Y, projection matrix U k and V k carry out template matching to generate eigenvector p l according to the following formula; adopt different classifier models to identify the feature vector p l and output; this method improves the signal-to-noise ratio of the EEG signal itself to improve Classification and recognition efficiency of signal features.Description
技术领域technical field
本发明涉及脑-机接口系统技术领域,具体涉及一种用于非对称脑电特征增强与识别的脑-机接口方法。The invention relates to the technical field of brain-computer interface systems, in particular to a brain-computer interface method for asymmetric electroencephalographic feature enhancement and recognition.
背景技术Background technique
脑-机接口(Brain-Computer Interface,BCI)是一个将中枢神经系统活动直接转化为人工输出的系统,它能够替代、修复、增强、补充或者改善中枢神经系统的正常输出,从而改善中枢神经系统与内外环境之间的交互作用。通过采集和分析不同刺激下受试者的脑电信号,再使用一定的工程技术手段建立起人脑与计算机或其它电子设备之间的交流和控制通道。BCI技术实现了一种全新的信息交互与控制方式,可以为残疾人尤其是那些基本肢体运动功能受损但思维正常的患者提供一种与外界进行信息交流和控制的途径,使他们无需进行语言或肢体动作即可同外界交流或操纵外界设备。为此,BCI技术也越来越受到重视。基于事件相关电位(Event-Related Potential,ERP)中P300特征的P300-speller和基于稳态视觉诱发电位(Steady-State Visual Evoked Potential,SSVEP)的SSVEP-BCI是应用较广泛的视觉刺激诱发的脑-机接口系统,其相关技术已经发展得较为稳定和成熟。Brain-Computer Interface (BCI) is a system that directly converts the activities of the central nervous system into artificial output, which can replace, repair, enhance, supplement or improve the normal output of the central nervous system, thereby improving the central nervous system. Interaction with the internal and external environment. By collecting and analyzing the EEG signals of subjects under different stimuli, certain engineering techniques are used to establish communication and control channels between the human brain and computers or other electronic devices. BCI technology realizes a new way of information interaction and control, which can provide a way for disabled people, especially those patients with impaired basic limb motor function but normal thinking, to communicate and control information with the outside world, so that they do not need to use language Or body movements can communicate with the outside world or manipulate external equipment. To this end, BCI technology is also getting more and more attention. P300-speller based on P300 characteristics in Event-Related Potential (ERP) and SSVEP-BCI based on Steady-State Visual Evoked Potential (SSVEP) are widely used visual stimulation-evoked brain - The machine interface system, the related technology of which has been developed relatively stable and mature.
对于实时数据采集系统,为了消除干扰信号,通常需要对采集到的数据进行数字滤波,传统滤波方法通常将特定波段频率滤除,如:低通滤波、高通滤波、带通滤波、陷波等等。脑电信号具有非线性及非平稳性的特征,在脑-机接口系统的研究中,如何对采集到的脑电信号进行处理分析,从繁杂的背景脑电中提取微弱的脑电信号特征并对不同特征进行分类识别是决定BCI系统性能的关键性因素,由于脑电信号存在频率特性,因此滤波手段也常用于脑电信号的处理分析中,通常滤波频段会根据不同脑电特征进行调整。滤波后,对传统脑电信号进行分类识别方法有线性判别分析(Linear Discriminant Analysis,LDA),共空间模式(Common Spatial Pattern,CSP),支持向量机(Support Vector Machine,SVM),典型相关分析(Canonical Correlation Analysis,CCA)等方法。这些方法均包含空间滤波的思想,即在高维空间选择一个或几个分类平面,将其向量作为空间滤波器对信号进行空间滤波,目的是将高维信号降至低维,便于对其进行分类。典型相关分析算法目前被普遍应用于SSVEP-BCI系统中,且有研究对该算法做了进一步改进,即在脑电信息处理过程中应用模板匹配原则引入了受试者自身信号,提升了系统的识别正确率和信息传输速率,为将BCI技术进一步向应用成果转化奠定了有力基础。For real-time data acquisition systems, in order to eliminate interference signals, it is usually necessary to perform digital filtering on the collected data. Traditional filtering methods usually filter out specific frequency bands, such as: low-pass filtering, high-pass filtering, band-pass filtering, notch, etc. . The EEG signal has the characteristics of nonlinearity and non-stationarity. In the research of the brain-computer interface system, how to process and analyze the collected EEG signal, extract the weak EEG signal characteristics from the complicated background EEG, and analyze it? Classification and identification of different features is a key factor in determining the performance of the BCI system. Due to the frequency characteristics of EEG signals, filtering methods are often used in the processing and analysis of EEG signals. Usually, the filter frequency band is adjusted according to different EEG characteristics. After filtering, the traditional EEG signal classification and identification methods include Linear Discriminant Analysis (LDA), Common Spatial Pattern (CSP), Support Vector Machine (SVM), Canonical Correlation Analysis ( Canonical Correlation Analysis, CCA) and other methods. These methods all contain the idea of spatial filtering, that is, selecting one or several classification planes in a high-dimensional space, and using its vector as a spatial filter to spatially filter the signal. Classification. The canonical correlation analysis algorithm is currently widely used in the SSVEP-BCI system, and some studies have further improved the algorithm, that is, the template matching principle is used in the process of EEG information processing to introduce the subject's own signal, which improves the system's performance. The identification accuracy rate and information transmission rate have laid a strong foundation for the further transformation of BCI technology into application results.
发明内容SUMMARY OF THE INVENTION
本发明的目的在于克服上述背景技术存在的缺陷,提供一种用于非对称脑电特征增强与识别的脑-机接口方法,该方法是结合判别模式空间滤波及模板匹配原则的特征分类方法,在现有的模板匹配CCA分类策略的基础之上,引入DSP空间滤波方法,并根据不同刺激范式的编码策略构建不同解码模板,以提高脑电信号自身信噪比从而提高信号特征的分类识别效率。The object of the present invention is to overcome the defects existing in the above-mentioned background technology, and to provide a brain-computer interface method for asymmetric EEG feature enhancement and recognition, which is a feature classification method combining discriminant pattern spatial filtering and template matching principles, On the basis of the existing template matching CCA classification strategy, the DSP spatial filtering method is introduced, and different decoding templates are constructed according to the coding strategies of different stimulation paradigms to improve the signal-to-noise ratio of the EEG signal itself, thereby improving the classification and recognition efficiency of signal features. .
本发明采用如下技术方案予以实施:The present invention adopts the following technical solutions to be implemented:
一种用于非对称脑电特征增强与识别的脑-机接口方法,包括如下步骤:A brain-computer interface method for asymmetric EEG feature enhancement and recognition, comprising the following steps:
步骤一,通过脑-机接口系统建立包括训练集Xk、训练样本Yl和测试样本Y的脑电信号数据集Step 1: Establish an EEG data set including a training set X k , a training sample Y l and a test sample Y through the brain-computer interface system
步骤二,对脑电信号数据集中测试样本Y进行频域滤波和降采样数据处理;Step 2, performing frequency domain filtering and downsampling data processing on the test sample Y in the EEG signal data set;
步骤三,基于Fisher线性判别准则,对脑电信号模块中训练集Xk进行计算得到空间投影矩阵W;Step 3, based on Fisher's linear discriminant criterion, calculate the training set X k in the EEG signal module to obtain the spatial projection matrix W;
步骤四,对脑电信号数据集中训练集Xk和测试样本Y按照如下公式进行DSP空间滤波获得和WTY特征向量;Step 4: Perform DSP spatial filtering on the training set X k and the test sample Y in the EEG signal data set according to the following formula to obtain: and W T Y eigenvectors;
SB=∑11+∑22-∑12-∑21 S B =∑ 11 +∑ 22 -∑ 12 -∑ 21
Sw=σ1 2+σ2 2 S w =σ 1 2 +σ 2 2
步骤五,根据和WTY特征向量采用如下公式进行CCA空间滤波构建投影矩阵Uk和Vk;Step five, according to and W T Y eigenvectors adopt the following formulas to carry out CCA spatial filtering to construct projection matrices U k and V k ;
步骤六,通过获得特征向量WTY、投影矩阵Uk和Vk按照如下公式进行模板匹配生成特征向量ρl;Step 6, by obtaining the feature vector W T Y, projection matrix U k and V k perform template matching according to the following formula to generate eigenvector ρ l ;
步骤七,采用不同分类器模型对特征向量ρl进行识别后输出。Step 7: Use different classifier models to identify and output the feature vector ρl .
所述训练集k表示两类特征,即k=1,2;所述训练样本所述测试样本其中Nc表示采集脑电的通道数,Nt表示截取信号长度,Ns表示训练集样本个数。the training set k represents two types of features, that is, k=1, 2; the training samples the test sample Among them, Nc represents the number of channels for collecting EEG, N t represents the length of the intercepted signal, and N s represents the number of training set samples.
与现有技术相比,本发明具有的优点:Compared with the prior art, the present invention has the advantages:
1、本发明是用于非对称脑电特征的分类识别,可以有效提升识别信号的信噪比并提升分类正确率。1. The present invention is used for the classification and recognition of asymmetric EEG features, which can effectively improve the signal-to-noise ratio of the recognition signal and improve the classification accuracy.
2、本发明用于非对称脑电特征控制的脑-机接口系统中,对非对称脑电特征的平均分类正确率较传统分类方法提高了17.88%,证明利用该方法能进一步完善脑-机接口技术,促进该技术向应用成果转化;应用范围广泛。2. In the brain-computer interface system for asymmetric EEG feature control of the present invention, the average classification accuracy of asymmetric EEG features is increased by 17.88% compared with the traditional classification method, which proves that this method can further improve the brain-computer interface. Interface technology to promote the transformation of this technology to application results; the application range is wide.
3、本发明已应用于基于非对称脑电特征控制的脑-机接口系统,设计实施了指令集为32的BCI-speller离线和在线脑-机接口系统实验;进一步研究可以得到完善的脑-机接口系统,有望获得可观的社会效益和经济效益。3. The present invention has been applied to a brain-computer interface system based on asymmetric EEG feature control, designed and implemented BCI-speller offline and online brain-computer interface system experiments with instruction set 32; further research can obtain a perfect brain-computer interface system. The machine interface system is expected to obtain considerable social and economic benefits.
附图说明Description of drawings
图1为本发明一种用于非对称脑电特征增强与识别的脑-机接口方法流程图。FIG. 1 is a flowchart of a brain-computer interface method for asymmetric EEG feature enhancement and recognition according to the present invention.
图2为本发明应在包含32指令集的脑-机接口系统结构示意图。FIG. 2 is a schematic structural diagram of a brain-computer interface system including 32 instruction sets according to the present invention.
具体实施方式Detailed ways
下面通过具体实施例和附图对本发明作进一步的说明。本发明的实施例是为了更好地使本领域的技术人员更好地理解本发明,并不对本发明作任何的限制。The present invention will be further described below through specific embodiments and accompanying drawings. The embodiments of the present invention are for better understanding of the present invention by those skilled in the art, and do not limit the present invention.
如图1所示,本发明提供一种用于非对称脑电特征增强与识别的脑-机接口方法;As shown in FIG. 1 , the present invention provides a brain-computer interface method for asymmetric EEG feature enhancement and recognition;
步骤一101,通过脑-机接口系统建立包括训练集Xk、训练样本Yl和测试样本Y的脑电信数据集Step 1 101: Establish an EEG data set including a training set X k , a training sample Y 1 and a test sample Y through the brain-computer interface system
假定为训练集,k表示两类特征,即k=1,2,为两类训练样本,l=1,2,为测试样本,其中Nc表示采集脑电的通道数,Nt表示截取信号长度,Ns表示训练集样本个数。训练集和测试集都在时间尺度上进行了零均值处理,即每一个时间点的数值st都减去时间窗[t1,t2]内的时间平均值如公式(1)所示:assumed For the training set, k represents two types of features, that is, k=1, 2, For two types of training samples, l=1, 2, is the test sample, where N c represents the number of EEG channels, N t represents the length of the intercepted signal, and N s represents the number of samples in the training set. Both the training set and the test set are processed with zero mean on the time scale, that is, the value s t at each time point is subtracted from the time mean within the time window [t 1 , t 2 ] As shown in formula (1):
对训练集所有样本求均值得到类别k的模板信号,由表示。两类模板之间的协方差矩阵表示为:The average value of all samples in the training set is obtained to obtain the template signal of class k, which is given by express. Covariance matrix between two types of templates Expressed as:
两类信号X1和X2的方差分别表示为:The variances of the two types of signals X 1 and X 2 are expressed as:
步骤二102,从脑电信号数据集中选测试样本进行频域滤波和降采样数据处理;Step 2 102, select from the EEG signal data set The test samples are subjected to frequency domain filtering and downsampling data processing;
步骤三103,基于Fisher线性判别准则,对脑电信号模块中训练集Xk进行计算得到空间投影矩阵W;Step 3 103, based on Fisher's linear discriminant criterion, calculate the training set X k in the EEG signal module to obtain the spatial projection matrix W;
步骤四104,对脑电信号数据集中训练集Xk和测试样本Y按照如下公式进行DSP空间滤波获得和WTY特征向量Step 4 104: Perform DSP spatial filtering on the training set X k and the test sample Y in the EEG signal data set according to the following formula to obtain: and W T Y eigenvectors
基于Fisher线性判别准则,DSP算法求得一个投影矩阵W使两类特征信号投射之后具有更大的可分性,该矩阵W可被当做空间滤波器,其求解方法为:Based on Fisher's linear criterion, the DSP algorithm obtains a projection matrix W so that the two types of eigensignals have greater separability after being projected. This matrix W can be regarded as a spatial filter, and its solution method is:
SB=∑11+∑22-∑12-∑21 (6)S B =∑ 11 +∑ 22 -∑ 12 -∑ 21 (6)
Sw=σ1 2+σ2 2 (7)S w =σ 1 2 +σ 2 2 (7)
其中λi是矩阵W中第i列的特征向量,NW表示被挑选出的空间滤波器个数。经W空间滤波可以滤除两类信号之间的共模信号,而应用CCA算法可以通过构造两个投影矩阵Uk和Vk来计算DSP空间滤波后和WTY之间的相关性,CCA空间滤波器Uk和Vk由下述公式(8)计算得到。where λ i is the eigenvector of the i-th column in the matrix W, and N W represents the number of selected spatial filters. The common mode signal between the two types of signals can be filtered out by W spatial filtering, and the CCA algorithm can be used to calculate the DSP spatial filtering by constructing two projection matrices U k and V k . and W T Y, the CCA spatial filters U k and V k are calculated by the following equation (8).
步骤五105,根据和WTY特征向量采用如下公式进行CCA空间滤波构建投影矩阵Uk和Vk Step five 105, according to and W T Y eigenvectors use the following formulas for CCA spatial filtering to construct projection matrices U k and V k
其中,表示数学期望。典型相关分析是衡量两个多维变量之间的线性相关关系的统计分析方法。区别于在线性回归中利用直线来拟合样本点,CCA是将多维特征向量都看作一个整体,利用数学方法寻求一组最优解,使得两个整体之间有最大关联的权重,即令公式(8)计算得到的数值最大,这就是典型相关分析的目的。in, Indicates mathematical expectations. Canonical correlation analysis is a statistical analysis method that measures the linear correlation between two multidimensional variables. Different from the use of straight lines to fit sample points in linear regression, CCA treats multi-dimensional eigenvectors as a whole, and uses mathematical methods to find a set of optimal solutions, so that the two wholes have the greatest correlation weight, that is, let the formula (8) The calculated value is the largest, which is the purpose of the canonical correlation analysis.
步骤六106,通过获得特征向量WTY、投影矩阵Uk和Vk按照如下公式进行模板匹配生成特征向量ρl;Step 6 106, by obtaining the feature vector W T Y, projection matrix U k and V k perform template matching according to the following formula to generate eigenvector ρ l ;
在模板匹配过程中,由训练集数据构建模板,根据刺激方式的不同,模板构建也可进行相应调整,以对非对称脑电特征信号的分类为例,公式(9)所示的向量ρk表示训练模板和训练样本信号l之间的相似性。In the template matching process, a template is constructed from the training set data, and the template construction can also be adjusted according to the different stimulation methods. Taking the classification of asymmetric EEG characteristic signals as an example, the vector ρ k shown in formula (9) represents the similarity between the training template and the training sample signal l.
其中corr(*)表示皮尔森相关系数,dist(*)表示欧几里德距离。若ρk1,ρk2,ρk3,ρk4和ρk5越大,则表示Yl和之间的相关性越大。连接ρ1·,l和ρ2·,l即可得到训练模板和训练样本经特征提取后得到的特征向量ρM,由公式(10)所示:where corr(*) represents the Pearson correlation coefficient and dist(*) represents the Euclidean distance. If ρ k1 , ρ k2 , ρ k3 , ρ k4 and ρ k5 are larger, it means that Y l and the greater the correlation between them. Connecting ρ 1 , l and ρ 2 , l can obtain the feature vector ρ M obtained from the training template and the training sample after feature extraction, which is shown by formula (10):
ρl=(ρ1·l,ρ2.l),l=1,2 (10)ρ l =(ρ 1·l , ρ 2.l ), l=1, 2 (10)
步骤七107,采用不同分类器模型对特征向量ρl进行识别后输出。Step 7 107: Use different classifier models to identify and output the feature vector ρ1 .
根据特征向量ρl建立线性判别分析(Linear Discriminant Analysis,LDA)、支持向量机(Support Vector Machine,SVM)等不同模式识别算法的不同分类器模型,测试样本Y经预处理和特征提取后送入分类器进行模式识别,进而预测该样本的类别并输出结果,如图1所示。Different classifier models of different pattern recognition algorithms such as Linear Discriminant Analysis (LDA) and Support Vector Machine (SVM) are established according to the feature vector ρ l , and the test sample Y is sent to the input after preprocessing and feature extraction. The classifier performs pattern recognition, and then predicts the category of the sample and outputs the result, as shown in Figure 1.
图2所示为本发明算法应用的包含32指令集的脑-机接口系统结构示意图。该系统包括液晶显示器刺激界面、脑电电极和脑电放大器等脑电采集系统以及计算机处理平台等部分。该系统应用视觉刺激范式诱发两类非对称脑电特征,采用NeuroScan公司生产的脑电数字采集系统采集脑电信号,将信号经过脑电放大器放大、滤波后输入计算机,应用本发明算法对两类脑电特征进行分类,最终将脑电信号解码后转化为BCI指令进行输出。刺激呈现及数据处理分析均基于Matlab平台完成。FIG. 2 is a schematic diagram showing the structure of a brain-computer interface system including 32 instruction sets applied by the algorithm of the present invention. The system includes a liquid crystal display stimulation interface, an EEG acquisition system such as EEG electrodes and EEG amplifiers, and a computer processing platform. The system uses the visual stimulation paradigm to induce two types of asymmetric EEG features, adopts the EEG digital acquisition system produced by NeuroScan Company to collect EEG signals, amplifies and filters the signals through the EEG amplifier, and then inputs them into the computer. EEG features are classified, and finally the EEG signals are decoded and converted into BCI instructions for output. Stimulus presentation and data processing and analysis were completed based on the Matlab platform.
计算两类非对称脑电特征信号的信噪比(signal-to-noise rate,SNR)分别为-17.98dB和-14.90dB,SNR定义为信号能量与噪声能量之比,其计算公式为:The signal-to-noise rate (SNR) of the two types of asymmetric EEG characteristic signals are calculated to be -17.98dB and -14.90dB, respectively. SNR is defined as the ratio of signal energy to noise energy. The calculation formula is:
其中AMPi表示第i个试次时间窗内的信号的平均幅值,N表示试次数量。where AMP i represents the average amplitude of the signal in the i-th trial time window, and N represents the number of trials.
本发明算法应用的BCI系统对12名受试者进行了测试。实验结果表明,在应用本发明算法后,12名被试的平均分类正确率提升17.88%,有显著性提升(配对T检验结果为:t11=-8.91,p<0.01),且两类特征信号的信噪比经DSP空间滤波后分别提升至-9.71dB和-8.68dB。The BCI system to which the algorithm of the present invention is applied was tested on 12 subjects. The experimental results show that after applying the algorithm of the present invention, the average classification accuracy rate of the 12 subjects is increased by 17.88%, which is significantly improved (paired T test results are: t 11 =-8.91, p < 0.01), and the two types of characteristics The signal-to-noise ratio of the signal is improved to -9.71dB and -8.68dB respectively after DSP spatial filtering.
应当理解的是,这里所讨论的实施方案及实例只是为了说明,对本领域技术人员来说,可以加以改进或变换,而所有这些改进和变换都应属于本发明所附权利要求的保护范围。It should be understood that the embodiments and examples discussed here are only for illustration, and for those skilled in the art, improvements or changes may be made, and all these improvements and changes should fall within the protection scope of the appended claims of the present invention.
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