CN108008348A - Underwater Wave arrival direction estimating method and device based on adjustable angle even linear array - Google Patents

Underwater Wave arrival direction estimating method and device based on adjustable angle even linear array Download PDF

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CN108008348A
CN108008348A CN201711137001.0A CN201711137001A CN108008348A CN 108008348 A CN108008348 A CN 108008348A CN 201711137001 A CN201711137001 A CN 201711137001A CN 108008348 A CN108008348 A CN 108008348A
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宁更新
李晓鹏
谭纬城
张军
冯义志
季飞
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South China University of Technology SCUT
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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01SRADIO DIRECTION-FINDING; RADIO NAVIGATION; DETERMINING DISTANCE OR VELOCITY BY USE OF RADIO WAVES; LOCATING OR PRESENCE-DETECTING BY USE OF THE REFLECTION OR RERADIATION OF RADIO WAVES; ANALOGOUS ARRANGEMENTS USING OTHER WAVES
    • G01S3/00Direction-finders for determining the direction from which infrasonic, sonic, ultrasonic, or electromagnetic waves, or particle emission, not having a directional significance, are being received
    • G01S3/80Direction-finders for determining the direction from which infrasonic, sonic, ultrasonic, or electromagnetic waves, or particle emission, not having a directional significance, are being received using ultrasonic, sonic or infrasonic waves
    • G01S3/802Systems for determining direction or deviation from predetermined direction
    • G01S3/803Systems for determining direction or deviation from predetermined direction using amplitude comparison of signals derived from receiving transducers or transducer systems having differently-oriented directivity characteristics
    • G01S3/8034Systems for determining direction or deviation from predetermined direction using amplitude comparison of signals derived from receiving transducers or transducer systems having differently-oriented directivity characteristics wherein the signals are derived simultaneously
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y02TECHNOLOGIES OR APPLICATIONS FOR MITIGATION OR ADAPTATION AGAINST CLIMATE CHANGE
    • Y02DCLIMATE CHANGE MITIGATION TECHNOLOGIES IN INFORMATION AND COMMUNICATION TECHNOLOGIES [ICT], I.E. INFORMATION AND COMMUNICATION TECHNOLOGIES AIMING AT THE REDUCTION OF THEIR OWN ENERGY USE
    • Y02D30/00Reducing energy consumption in communication networks
    • Y02D30/70Reducing energy consumption in communication networks in wireless communication networks

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Abstract

The invention discloses a kind of underwater Wave arrival direction estimating method and device based on adjustable angle even linear array, the even linear array that the present invention can be adjusted using two angles, the velocity of sound this variable has been eliminated by the relation between two array angles and direction of arrival angle, so that last operation result is unrelated with the velocity of sound, so as to improve estimated accuracy, simultaneously because two linear array angles are variable, by taking different value to take multiple measurements, error can be preferably eliminated.

Description

基于可调夹角均匀线阵的水下波达方向估计方法及装置Underwater DOA Estimation Method and Device Based on Adjustable Angle Uniform Linear Array

技术领域technical field

本发明涉及水下目标定位的技术领域,特别涉及一种基于可调夹角均匀线阵的水下波达方向估计方法及装置。The invention relates to the technical field of underwater target positioning, in particular to an underwater direction-of-arrival estimation method and device based on an adjustable angle uniform linear array.

背景技术Background technique

阵列信号处理技术在众多领域已得到广泛应用,而阵列信号处理的基本问题之一是空间信号波达方向估计(DOA估计)。DOA估计,即空间谱估计,所采用的处理方法是在噪声环境中摆放多个传感器组成阵列,以此来接收目标信号,然后对阵列的接收信号进行处理,最终估计出目标信号相对阵列的入射方向。子空间分解类算法是20世纪70年代发展起来的一种高分辨率方法,它能精确地估测出信号的参数(频率、方位等),其性能理想、分辨能力和估测精度均比传统方法高,因此被广泛应用于DOA估计领域。子空间分解类算法的特点是通过适当的数学变换,将阵列的接收信号分解为相互正交的两个子空间,即信号子空间与噪声子空间,再利用两类子空间各自的特性来进行DOA估计。所以子空间分解类算法又可以分为信号子空间和噪声子空间两类子空间算法,前者以建立在子空间旋转不变技术的基础上的ESPRIT算法为代表,后者以多重分类算法(MUSIC算法)为代表。MUSIC属于极值搜索法,ESPRIT算法属于直接求解法,因此ESPRIT算法无需进行全空间谱峰搜索,其运算量远小于MUSIC算法。此外ESPRIT算法还具有现实可行、分辨率高的优点,所以在DOA估计中应用非常广泛。Array signal processing technology has been widely used in many fields, and one of the basic problems of array signal processing is the direction of arrival (DOA estimation) of space signals. DOA estimation, that is, spatial spectrum estimation, adopts a processing method of placing multiple sensors in a noisy environment to form an array to receive the target signal, and then process the received signal of the array, and finally estimate the target signal relative to the array. direction of incidence. The subspace decomposition algorithm is a high-resolution method developed in the 1970s. It can accurately estimate the parameters of the signal (frequency, orientation, etc.), and its performance is ideal, and its resolution and estimation accuracy are better than traditional The method is high, so it is widely used in the field of DOA estimation. The characteristic of the subspace decomposition algorithm is to decompose the received signal of the array into two mutually orthogonal subspaces, that is, the signal subspace and the noise subspace, through appropriate mathematical transformation, and then use the respective characteristics of the two types of subspaces to perform DOA estimate. Therefore, subspace decomposition algorithms can be divided into two types of subspace algorithms: signal subspace and noise subspace. Algorithm) as a representative. MUSIC is an extremum search method, and ESPRIT algorithm is a direct solution method, so ESPRIT algorithm does not need to search for full-space spectral peaks, and its calculation amount is much smaller than that of MUSIC algorithm. In addition, the ESPRIT algorithm has the advantages of practicality and high resolution, so it is widely used in DOA estimation.

但是,现有的利用ESPRIT算法进行波达方向估计的方法存在精度不高的问题,一方面,在用ESPRIT算法进行DOA估计过程中,需要把信号在介质中的传播速度当成一个已知参数,而在水下环境中,声速跟许多环境因素有关,是一个不断变化的参数,因此用一个固定的声速参数进行水下DOA估计会产生较大的误差。另一方面,现有的波达方向估计所用的线阵都是固定夹角的,在实际测量过程中,只能针对这一固定的夹角进行多次测量,不能有效地提高估计精度。However, the existing methods for DOA estimation using the ESPRIT algorithm have the problem of low accuracy. On the one hand, in the process of DOA estimation using the ESPRIT algorithm, the propagation speed of the signal in the medium needs to be regarded as a known parameter. In the underwater environment, the sound velocity is related to many environmental factors and is a constantly changing parameter. Therefore, using a fixed sound velocity parameter for underwater DOA estimation will produce large errors. On the other hand, the linear arrays used in the existing direction of arrival estimation all have a fixed angle. In the actual measurement process, only multiple measurements can be made for this fixed angle, which cannot effectively improve the estimation accuracy.

发明内容Contents of the invention

本发明的主要目的在于克服上述ESPRIT算法存在的缺点,提供一种基于可调夹角均匀线阵的水下波达方向估计方法,使用两个可调夹角的均匀线阵作为接收阵列,在算法过程中消去信号在介质中的传播速度,并且通过不同夹角的多组测量,来获得相比于现有的DOA方法更高的测量精度。The main purpose of the present invention is to overcome the shortcomings of the above-mentioned ESPRIT algorithm, and provide a method for estimating the underwater direction of arrival based on an adjustable angle uniform line array, using two adjustable angle uniform line arrays as receiving arrays, During the algorithm process, the propagation speed of the signal in the medium is eliminated, and multiple sets of measurements with different angles are used to obtain higher measurement accuracy than the existing DOA method.

本发明的另一目的在于提供一种基于可调夹角均匀线阵的水下波达方向估计装置,该装置可以设置多个不同的线阵夹角值进行测量。Another object of the present invention is to provide an underwater DOA estimation device based on a uniform linear array with an adjustable angle, which can be measured by setting a plurality of different linear array angle values.

本发明的目的通过以下的技术方案实现:The purpose of the present invention is achieved through the following technical solutions:

一种基于可调夹角均匀线阵的水下波达方向估计方法,包括以下步骤:An underwater direction-of-arrival estimation method based on an adjustable angle uniform line array, comprising the following steps:

步骤一:建立夹角可调均匀线阵模型;Step 1: Establish a uniform linear array model with adjustable angle;

在水中放置两个夹角为αn的均匀线阵,一个水平方向的均匀线阵和一个倾斜的均匀线阵,分别设为x轴和y轴,两个夹角可调节的均匀线阵都有M个阵元且阵元之间距离为d;K个窄带目标声源分别为S1,S2,…,SK,中心频率为f;声波入射方向与水平均匀线阵正轴方向的夹角为β,β∈(0,π);Place two uniform linear arrays with an included angle of α n in the water, one uniform linear array in the horizontal direction and one inclined uniform linear array. There are M array elements and the distance between the array elements is d; K narrow-band target sound sources are S 1 , S 2 ,..., S K , and the center frequency is f; The included angle is β,β∈(0,π);

步骤二:建立两均匀线阵的信号接收模型;Step 2: Establish a signal receiving model of two uniform linear arrays;

当线阵夹角为αn时,K个窄带目标声源对应于水平线阵的方向角分别为θnx1nx2,...,θnxK,对应于倾斜线阵的方向角分别为θny1ny2,...,θnyK;以第一个阵元为参考点,则第一个阵元在t时刻接收的信号为:When the angle between the line arrays is α n , the direction angles of the K narrowband target sound sources corresponding to the horizontal line array are θ nx1 , θ nx2 ,...,θ nxK , and the direction angles corresponding to the inclined line array are θ ny1ny2 ,...,θ nyK ; taking the first array element as a reference point, the signal received by the first array element at time t is:

其中si(t)表示第i个源信号,n1(t)表示第一个阵元上的噪声;Where s i (t) represents the i-th source signal, n 1 (t) represents the noise on the first array element;

接收信号满足窄带条件,即当信号延迟远小于带宽倒数时,延迟作用相当于使基带信号产生一个相移,那么第m个阵元在同一时刻接收到的信号为:The received signal satisfies the narrowband condition, that is, when the signal delay is much smaller than the reciprocal of the bandwidth, the delay effect is equivalent to causing a phase shift of the baseband signal, then the signal received by the mth array element at the same time is:

其中λi表示第i个目标源反射回来的声波波长,nm(t)表示第m个阵元上的噪声;将各阵元的接收信号排列成列向量形式,则整个水平线阵接收的信号可用以下矢量式子表示:Among them, λi represents the wavelength of the acoustic wave reflected by the i-th target source, and n m (t) represents the noise on the m-th array element; if the received signals of each array element are arranged in the form of a column vector, the signal received by the entire horizontal line array It can be represented by the following vector formula:

X(t)=AS(t)+N(t) (1)X(t)=AS(t)+N(t) (1)

其中,为M×K的导向矢量矩阵,X(t)=[x1(t),x2(t),…,xM(t)]T为M×1的接收信号矩阵,S(t)=[s1(t),s2(t),…,sK(t)]T为K×1的源信号矩阵,N(t)=[n1(t),n2(t),…,nM(t)]T为M×1的噪声矩阵。同理可得出倾斜均匀线阵的信号接收模型;in, is the steering vector matrix of M×K, X(t)=[x 1 (t),x 2 (t),…,x M (t)] T is the received signal matrix of M×1, S(t)= [s 1 (t),s 2 (t),…,s K (t)] T is the source signal matrix of K×1, N(t)=[n 1 (t),n 2 (t),… ,n M (t)] T is the noise matrix of M×1. In the same way, the signal receiving model of the inclined uniform line array can be obtained;

步骤三:建立均匀线阵子阵列模型,推导旋转算子Φx和Φy表达式;Step 3: Establish a uniform linear array subarray model, and derive the expressions of rotation operators Φ x and Φ y ;

将水平线阵中的M个阵元分为两个平移矢量为d的子阵列Zhx和Zhy;子阵列Zhx由水平阵列的第一到第M-1个阵元组成,则有:Divide the M array elements in the horizontal linear array into two sub-arrays Z hx and Z hy whose translation vectors are d; the sub-array Z hx consists of the first to M-1th array elements of the horizontal array, then:

xh1(t)=x1(t),xh2(t)=x2(t),…,xh(M-1)(t)=xM-1(t)x h1 (t) = x 1 (t), x h2 (t) = x 2 (t), ..., x h(M-1) (t) = x M-1 (t)

其中,xh1(t),xh2(t),…,xh(M-1)(t)分别是子阵列Zhx上第一个阵元到第M-1个阵元接收到的信号;Among them, x h1 (t), x h2 (t), ..., x h(M-1) (t) are the signals received by the first array element to the M-1th array element on the subarray Z hx ;

子阵列Zhy由水平阵列的第二到第M个阵元组成,则有:The sub-array Z hy is composed of the second to M array elements of the horizontal array, then:

yh1(t)=x2(t),yh2(t)=x3(t),…,yh(M-1)(t)=xM(t)y h1 (t)=x 2 (t), y h2 (t)=x 3 (t),...,y h(M-1) (t)=x M (t)

其中,yh1(t),yh2(t),…,yh(M-1)(t)分别是子阵列Zhy上第一个阵元到第M-1个阵元接收到的信号;Among them, y h1 (t), y h2 (t), ..., y h(M-1) (t) are the signals received by the first array element to the M-1th array element on the subarray Z hy ;

那么两个子阵列中第m个阵元的接收信号分别为:Then the received signals of the mth array element in the two sub-arrays are respectively:

其中nhxm(t)和nhym(t)分别为子阵Zhx和Zhy上第m个阵元的加性噪声,将上式写成矢量形式:in n hxm (t) and n hym (t) are the additive noise of the mth array element on the sub-arrays Z hx and Z hy respectively, and the above formula is written in vector form:

Xh(t)=AS(t)+Nhx(t)X h (t) = AS (t) + N hx (t)

Yh(t)=AΦxS(t)+Nhy(t)Y h (t) = AΦ x S (t) + N hy (t)

其中矩阵Φx为K×K的对角矩阵,它是把子阵Zhx和Zhy的输出联系起来的酉阵,也称旋转算子,其对角元素包含了K个信号的波前在任意一个阵元偶之间的相位延迟信息,表示为:The matrix Φ x is a K×K diagonal matrix, which is a unitary matrix that connects the output of the sub-array Z hx and Z hy , also called a rotation operator, and its diagonal elements contain the wavefronts of K signals in The phase delay information between any pair of array elements is expressed as:

根据以上步骤,同理可以将倾斜均匀线阵分为两个子阵列Zvx和Zvy,得到接收信号Xv(t)和Yv(t),从而得出旋转算子为:According to the above steps, similarly, the inclined uniform linear array can be divided into two sub-arrays Z vx and Z vy to obtain the received signals X v (t) and Y v (t), so that the rotation operator can be obtained as:

步骤四:建立旋转算子Φx、Φy与θnxi、θnyi之间的关系;Step 4: Establish the relationship between rotation operators Φ x , Φ y and θ nxi , θ nyi ;

步骤五:建立声波信号从不同区域入射时两个方向角之间的关系;Step 5: Establish the relationship between the two direction angles when the acoustic wave signal is incident from different regions;

步骤六:对矩阵Φx和矩阵Φy上的对角元素进行配对;Step 6: pairing the diagonal elements on matrix Φ x and matrix Φ y ;

步骤七:根据配对结果求出θnxi的大小。Step 7: Calculate the size of θ nxi according to the pairing result.

优选的,步骤四具体包括:Preferably, step four specifically includes:

Xh(t)的协方差矩阵可以表示为:The covariance matrix of X h (t) can be expressed as:

Rhxx=E[Xh(t)Xh H(t)]=ARssAH2IR hxx =E[X h (t)X h H (t)]=AR ss A H2 I

其中Rss=E{S(t)SH(t)},为信源部分协方差矩阵;Where R ss =E{S(t)S H (t)}, which is the covariance matrix of the source part;

Xh(t)和Yh(t)的互协方差矩阵为:The cross-covariance matrix of X h (t) and Y h (t) is:

Rhxy=E{Xh(t)Yh H(t)}=ARssΦx HAH2ZR hxy =E{X h (t)Y h H (t)}=AR ss Φ x H A H2 Z

对矩阵协方差矩阵进行特征值分解得到最小特征值为σ2,利用σ2可以得到矩阵束{Chxx,Chxy},其中Chxx=Rhxx2I=ARssAH,Chxy=Rhxy2Z=ARssΦx HAH;计算矩阵束{Chxx,Chxy}的广义特征值分解,得到非零特征值λx1x2,…,λxK,它们一一对应着矩阵Φx对角线上的元素,但对应关系并不确定,因此由公式(2)可记:The eigenvalue decomposition of the matrix covariance matrix can obtain the minimum eigenvalue σ 2 , and the matrix bundle {C hxx ,C hxy } can be obtained by using σ 2 , where C hxx =R hxx2 I=AR ss A H , C hxy =R hxy2 Z=AR ss Φ x H A H ; calculate the generalized eigenvalue decomposition of the matrix bundle {C hxx ,C hxy } to obtain non-zero eigenvalues λ x1 , λ x2 ,...,λ xK , one of them One corresponds to the elements on the diagonal of the matrix Φ x , but the corresponding relationship is uncertain, so it can be recorded by formula (2):

其中φxi为矩阵Φx上的对角元素,且φxi∈{λx1x2,…,λxK},i=1,2,…,K;Where φ xi is the diagonal element on the matrix Φ x , and φ xi ∈ {λ x1x2 ,…,λ xK }, i=1,2,…,K;

根据以上步骤,同理可以求得倾斜均匀阵列的两个协方差矩阵Rvxx和Rvxy,然后对矩阵束{Cvxx,Cvxy}进行特征值分解得到特征值λy1y2,…,λyK,它们同样一一对应着矩阵Φy上的对角元素,但对应关系同样不确定,由公式(3)可记:According to the above steps, the two covariance matrices R vxx and R vxy of the inclined uniform array can be obtained in the same way, and then the eigenvalue decomposition of the matrix bundle {C vxx , C vxy } is performed to obtain the eigenvalues λ y1 , λ y2 ,…, λ yK , they also correspond to the diagonal elements on the matrix Φ y one by one, but the corresponding relationship is also uncertain, which can be recorded by formula (3):

其中φyi为矩阵Φy上的对角元素,且φyi∈{λy1y2,…,λyK},i=1,2,…,K。Where φ yi is the diagonal element on the matrix Φ y , and φ yi ∈ {λ y1y2 ,…,λ yK }, i=1,2,…,K.

优选的,步骤五的具体包括:Preferably, step five specifically includes:

根据线阵夹角αn以及声波入射方向与x轴正轴方向的夹角β将声波信号入射区域设为4个:当β∈(0,αn)时,声波信号为区域1入射;当β∈(αn,π/2)时,声波信号为区域2入射;当β∈(π/2,π/2+αn)时,声波信号为区域3入射;当β∈(π/2+αn,π)时,声波信号为区域4入射;According to the angle α n of the linear array and the angle β between the incident direction of the sound wave and the positive axis of the x-axis, the incident area of the acoustic wave signal is set to 4: when β∈(0,α n ), the acoustic wave signal is incident in area 1; when When β∈(α n ,π/2), the acoustic wave signal is incident on area 2; when β∈(π/2,π/2+α n ), the acoustic wave signal is incident on area 3; when β∈(π/2 +α n ,π), the sound wave signal is incident in area 4;

(1)当声波从区域1入射时,θ1i为声波入射方向与水平线阵法线的夹角,θ1j为声波入射方向与倾斜线阵法线的夹角,此时有θ1i1j=π-αn;由于处在x轴上的阵列信号是以处在x轴最负方向的阵元为参考阵元的,并且子阵Zhx也在子阵Zhy的负x轴方向,因此当声波从区域1中入射时,参考阵元是最晚接收到信号的,子阵Zhx中的阵元也比子阵Zhy中对应的阵元晚接收到信号,从而可以得到时延参数τ小于0,又因为所以此时有θnxi=-θ1i,同理有θnyi=-θ1j;综上可得出:(1) When the sound wave is incident from area 1, θ 1i is the angle between the incident direction of the sound wave and the normal line of the horizontal line array, and θ 1j is the angle between the incident direction of the sound wave and the normal line of the inclined line array. At this time, θ 1i + θ 1j =π-α n ; Since the array signal on the x-axis is based on the array element in the most negative direction of the x-axis, and the sub-array Z hx is also in the negative x-axis direction of the sub-array Z hy , Therefore, when the sound wave is incident from area 1, the reference array element is the latest to receive the signal, and the array elements in the sub-array Z hx also receive the signal later than the corresponding array elements in the sub-array Z hy , so that the time delay can be obtained The parameter τ is less than 0, and because So at this time, θ nxi =-θ 1i , and θ nyi =-θ 1j in the same way; in summary, it can be concluded that:

θnyi=-θnxin-π (6)θ nyi = -θ nxin -π (6)

(2)当声波从区域2入射时,θ2i为声波入射方向与水平线阵法线的夹角,θ2j为声波入射方向与倾斜线阵法线的夹角,此时有θ2j2i=αn,根据(1)中所用分析方法,此时有θnxi=-θ2i,θnyi=-θ2j,综上可得出:(2) When the sound wave is incident from area 2, θ 2i is the angle between the incident direction of the sound wave and the normal line of the horizontal line array, and θ 2j is the angle between the incident direction of the sound wave and the normal line of the inclined line array. At this time, θ 2j2in , according to the analysis method used in (1), there are θ nxi =-θ 2i , θ nyi =-θ 2j , in summary, we can get:

θnyi=θnxin (7)θ nyi = θ nxin (7)

(3)当声波从区域3入射时,θ3i为声波入射方向与水平线阵法线的夹角,θ3j为声波入射方向与倾斜线阵法线的夹角,此时有θ3i3j=αn,根据(1)中所用分析方法,此时有θnxi=θ3i,θnyi=-θ3j,综上同样可得出:(3) When the sound wave is incident from area 3, θ 3i is the angle between the incident direction of the sound wave and the normal line of the horizontal line array, and θ 3j is the angle between the incident direction of the sound wave and the normal line of the inclined line array. At this time, θ 3i + θ 3jn , according to the analysis method used in (1), there are θ nxi =θ 3i , θ nyi =-θ 3j , in summary, we can also get:

θnyi=θnxin θ nyi = θ nxin

(4)当声波从区域4入射时,θ4i为声波入射方向与水平线阵法线的夹角,θ4j为声波入射方向与倾斜线阵法线的夹角,此时有θ4i4j=αn,根据(1)中所用分析方法,此时有θnxi=θ4i,θnyi=θ4j,综上同样可得出:(4) When the sound wave is incident from area 4, θ 4i is the angle between the incident direction of the sound wave and the normal line of the horizontal line array, and θ 4j is the angle between the incident direction of the sound wave and the normal line of the inclined line array. At this time, θ 4i - θ 4j =α n , according to the analysis method used in (1), there are θ nxi =θ 4i , θ nyi =θ 4j , in summary, we can also get:

θnyi=θnxin θ nyi = θ nxin

根据公式(6)和公式(7)可以得到:According to formula (6) and formula (7), it can be obtained:

sinθnyi=sin(θnxin) (8)sinθ nyi =sin(θ nxin ) (8)

将公式(8)带入公式(5),则有:Put formula (8) into formula (5), then:

优选的,步骤六具体包括:Preferably, step six specifically includes:

根据公式(4)和公式(9)可知,若配对成功,则有以下式子成立:According to formula (4) and formula (9), if the pairing is successful, the following formula holds:

将arg(λx1),arg(λx2),…,arg(λxK)按照各自的平方大小顺序从大到小排列得到序列H;将arg(λy1),arg(λy2),…,arg(λyK)按照各自的平方大小顺序从小到大排列得到序列V;于是有:Arrange arg(λ x1 ), arg(λ x2 ),…,arg(λ xK ) according to their respective square sizes from large to small to obtain sequence H; arrange arg(λ y1 ), arg(λ y2 ),…, arg(λ yK ) is arranged according to the order of their respective square sizes from small to large to obtain the sequence V; then:

其中hi为序列H中的第i个元素;vi为序列V中的第i个元素。Among them, h i is the i-th element in the sequence H; v i is the i-th element in the sequence V.

优选的,步骤七中, Preferably, in step seven,

优选的,改变两均匀线阵之间的夹角αn,n=1,2,...,N,重复步骤一至步骤七;对于不同的线阵夹角αn,由公式(12)求出对应的波达方向角,最后对N个结果取平均值得出最终结果θxi,i=1,2,...,K。Preferably, change the angle α n between the two uniform linear arrays, n=1, 2,..., N, repeat steps 1 to 7; for different linear array angles α n , use the formula (12) to find Get the corresponding DOA, and finally take the average of the N results to get the final result θ xi , i=1,2,...,K.

一种基于可调夹角均匀线阵的水下波达方向估计装置,包括数据处理与控制模块、角度控制模块、发射模块、接收模块、输出模块和电源模块;电源模块与数据处理与控制模块、角度控制模块、发射模块、接收模块和输出模块相连,它能够为这些模块供电;An underwater direction-of-arrival estimation device based on an adjustable angle uniform linear array, including a data processing and control module, an angle control module, a transmitting module, a receiving module, an output module, and a power supply module; the power supply module and the data processing and control module , the angle control module, the transmitting module, the receiving module and the output module are connected, and it can supply power to these modules;

数据处理与控制模块是整个装置的核心部分,其它所有模块都与它直接相连;它可以控制发射模块,使发射模块发射指定的信号;可以控制角度控制模块,使两均匀线阵的夹角转至设定值;还能够对接收模块传过来的信号进行处理,计算出波达方向角,然后将结果传输至发射模块。The data processing and control module is the core part of the whole device, and all other modules are directly connected to it; it can control the transmitting module to make the transmitting module emit the specified signal; it can control the angle control module to make the angle between the two uniform linear arrays rotate To the set value; it can also process the signal transmitted by the receiving module, calculate the direction of arrival angle, and then transmit the result to the transmitting module.

优选的,数据处理与控制模块由一对A/D、D/A转换器和一个处理器组成。Preferably, the data processing and control module is composed of a pair of A/D, D/A converters and a processor.

优选的,角度控制模块包括一个步进电机和驱动电路,用来控制两线阵之间的夹角;步进电机是将电脉冲信号转变为角位移或线位移的开环控制电机,当驱动电路收到一个脉冲信号,它就驱动步进电机按设定的方向转动固定的角度,可以通过使数据处理与控制模块发射一定数量的脉冲信号来达到期望的角度值。Preferably, the angle control module includes a stepper motor and a drive circuit, used to control the angle between the two linear arrays; the stepper motor is an open-loop control motor that converts electrical pulse signals into angular displacement or linear displacement. When the circuit receives a pulse signal, it will drive the stepper motor to rotate a fixed angle in the set direction, and the desired angle value can be achieved by making the data processing and control module emit a certain number of pulse signals.

优选的,接收模块包括两个超声波接收探头阵列,两阵列之间的夹角是可变的并且夹角可以通过角度控制模块进行调节。Preferably, the receiving module includes two ultrasonic receiving probe arrays, the angle between the two arrays is variable and the angle can be adjusted through the angle control module.

具体的,水平阵列L1和步进电机固定在一起,阵列L2安装到步进电机上并且保证阵列L1和阵列L2在同一平面上,阵列L2可由步进电机带动旋转,从而达到两线阵夹角调节的目的。Specifically, the horizontal array L1 and the stepping motor are fixed together, the array L2 is installed on the stepping motor and ensure that the array L1 and the array L2 are on the same plane, and the array L2 can be rotated by the stepping motor, so as to achieve the angle between the two linear arrays purpose of regulation.

具体的,在阵列L1末端有一个的固定支架,固定支架采用塑料材质;步进电机定子连接在此支架上,步进电机转子连接阵列L2。Specifically, there is a fixed bracket at the end of the array L1, and the fixed bracket is made of plastic; the stator of the stepping motor is connected to the bracket, and the rotor of the stepping motor is connected to the array L2.

优选的,发射模块包括一个阻抗匹配电路和一个超声波发射探头。Preferably, the transmitting module includes an impedance matching circuit and an ultrasonic transmitting probe.

优选的,输出模块包括一个USB接口和一个显示器,它能够提供人机交互,将数据处理与控制模块中处理好的数据通过USB接口输出到外部装置或者在显示器上显示出来。Preferably, the output module includes a USB interface and a display, which can provide human-computer interaction, and output the data processed in the data processing and control module to an external device through the USB interface or display it on the display.

本发明与现有技术相比,具有如下优点和有益效果:Compared with the prior art, the present invention has the following advantages and beneficial effects:

1、本发明与利用传统ESPRIT算法进行水下目标波达方向估计的方法相比更具有实用性,估计精确度也更高。传统的ESPRIT算法通常假定声速为一个常量,而在实际的复杂水下环境中,声速往往是不断变化的,如果把其当成一个常量来进行计算的话,会导致较大的误差。本发明采用两个夹角可以调节的均匀线阵,通过两个阵列夹角与波达方向角之间的关系消去了声速这个变量,使得最后的运算结果与声速无关,从而提高了估计精度,同时由于两线阵夹角可变,通过取不同值进行多次测量,可以更好的消除误差。1. Compared with the method of using the traditional ESPRIT algorithm to estimate the direction of arrival of underwater targets, the present invention is more practical and has higher estimation accuracy. The traditional ESPRIT algorithm usually assumes that the speed of sound is a constant, but in the actual complex underwater environment, the speed of sound is often changing, if it is calculated as a constant, it will lead to a large error. The present invention adopts two uniform linear arrays whose included angle can be adjusted, and eliminates the variable of sound velocity through the relationship between the included angle of the two arrays and the direction of arrival angle, so that the final calculation result has nothing to do with the sound velocity, thereby improving the estimation accuracy. At the same time, because the angle between the two linear arrays is variable, the error can be better eliminated by taking different values for multiple measurements.

2、本发明在传统ESPRIT算法上进行了改进,同时保留了ESPRIT算法分辨率高的优点,并且改进后算法的运算量和复杂度没有过多增加,保证了算法的可行性。2. The present invention improves the traditional ESPRIT algorithm while retaining the advantages of high resolution of the ESPRIT algorithm, and the calculation amount and complexity of the improved algorithm do not increase too much, which ensures the feasibility of the algorithm.

3、本发明装置在传统的测量装置上进行了改进,使用夹角可调剂的均匀线阵,可行性强,安装简单。除此之外,现代处理器计算处理能力的不断提高,这使得本发明所使用的处理器等芯片的集成度高,并且计算能力强,从而保证了本发明的可行性。3. The device of the present invention is an improvement on the traditional measuring device, and uses a uniform line array with an adjustable included angle, which is highly feasible and easy to install. In addition, the continuous improvement of computing and processing capabilities of modern processors makes chips such as processors used in the present invention highly integrated and powerful in computing, thereby ensuring the feasibility of the present invention.

附图说明Description of drawings

图1为实施例装置的硬件结构模块图。Fig. 1 is a block diagram of the hardware structure of the embodiment device.

图2为接收模块连接示意图。Figure 2 is a schematic diagram of the connection of the receiving module.

图3为接收模块连接俯视图。Figure 3 is a top view of the connection of the receiving module.

图4为接收模块连接侧视图。Figure 4 is a side view of the connection of the receiving module.

图5为实施例所用的可调夹角均匀线阵模型。Fig. 5 is the adjustable angle uniform linear array model used in the embodiment.

图6为水平均匀线阵的接收信号模型。Figure 6 is the received signal model of the horizontal uniform line array.

图7为信号从区域1入射时的可调夹角均匀线阵模型。Figure 7 is a uniform linear array model with adjustable angle when the signal is incident from area 1.

图8为信号从区域2入射时的可调夹角均匀线阵模型。Figure 8 is a uniform linear array model with adjustable angle when the signal is incident from area 2.

图9为信号从区域3入射时的可调夹角均匀线阵模型。Figure 9 is a uniform linear array model with adjustable angle when the signal is incident from area 3.

图10为信号从区域4入射时的可调夹角均匀线阵模型。Fig. 10 is a uniform linear array model with adjustable angle when the signal is incident from area 4.

图11为实施例方法的流程图。Fig. 11 is a flowchart of the embodiment method.

具体实施方式Detailed ways

下面结合实施例及附图对本发明作进一步详细的描述,但本发明的实施方式不限于此。The present invention will be further described in detail below in conjunction with the embodiments and the accompanying drawings, but the embodiments of the present invention are not limited thereto.

实施例1Example 1

一种基于可调夹角均匀线阵的水下波达方向估计方法,通过对两个线阵的接收信号进行处理,在波达方向估计中可以消去声速这个因子,从而消除水下声速不确定性对目标定位精度的影响。其次由于两均匀线阵夹角可变,在实际测量中可以改变夹角进行多次测量,更好地消除误差。An underwater direction-of-arrival estimation method based on a uniform linear array with an adjustable angle. By processing the received signals of the two linear arrays, the factor of sound velocity can be eliminated in the direction-of-arrival estimation, thereby eliminating the uncertainty of underwater sound velocity influence on the target positioning accuracy. Secondly, because the included angle between the two uniform linear arrays is variable, the included angle can be changed for multiple measurements in actual measurement to better eliminate errors.

本方法采用两个夹角可调节的均匀线阵,两线阵都有M个阵元且阵元之间距离为d;K个窄带目标声源分别为S1,S2,…,SK,中心频率为f;声波入射方向与水平均匀线阵正轴方向的夹角为β,β∈(0,π);本方法将测量N次不同的线阵夹角值αn,n=1,2,...,N且αn∈(0,π/2),具体步骤如下:This method adopts two uniform linear arrays with adjustable angles. Both linear arrays have M array elements and the distance between array elements is d; K narrowband target sound sources are S 1 , S 2 ,…,S K , the center frequency is f; the angle between the incident direction of the sound wave and the positive axis of the horizontal uniform line array is β,β∈(0,π); this method will measure N times of different line array angle values α n ,n=1 ,2,...,N and α n ∈(0,π/2), the specific steps are as follows:

步骤一:建立夹角可调均匀线阵模型,如图5所示。在水中放置两个夹角为αn的均匀线阵,一个水平方向的均匀线阵和一个倾斜的均匀线阵,分别设为x轴和y轴。根据线阵夹角αn以及声波入射方向与x轴正轴方向的夹角β将声波信号入射区域设为4个:当β∈(0,αn)时,声波信号为区域1入射;当β∈(αn,π/2)时,声波信号为区域2入射;当β∈(π/2,π/2+αn)时,声波信号为区域3入射;当β∈(π/2+αn,π)时,声波信号为区域4入射;Step 1: Establish a uniform linear array model with adjustable angle, as shown in Figure 5. Place two uniform linear arrays with an included angle of α n in the water, one horizontal uniform linear array and one inclined uniform linear array, which are respectively set as x-axis and y-axis. According to the angle α n of the linear array and the angle β between the incident direction of the sound wave and the positive axis of the x-axis, the incident area of the acoustic wave signal is set to 4: when β∈(0,α n ), the acoustic wave signal is incident in area 1; when When β∈(α n ,π/2), the acoustic wave signal is incident on area 2; when β∈(π/2,π/2+α n ), the acoustic wave signal is incident on area 3; when β∈(π/2 +α n ,π), the sound wave signal is incident in area 4;

步骤二:建立两均匀线阵的信号接收模型。当线阵夹角为αn时,K个窄带目标声源对应于水平线阵的方向角分别为θnx1nx2,...,θnxK,对应于倾斜线阵的方向角分别为θny1ny2,...,θnyK。水平均匀线阵的模型场景如图6所示。以第一个阵元为参考点,则第一个阵元在t时刻接收的信号为:Step 2: Establish the signal receiving model of two uniform linear arrays. When the angle between the line arrays is α n , the direction angles of the K narrowband target sound sources corresponding to the horizontal line array are θ nx1 , θ nx2 ,...,θ nxK , and the direction angles corresponding to the inclined line array are θ ny1ny2 ,...,θ nyK . The model scene of the horizontal uniform line array is shown in Figure 6. Taking the first array element as the reference point, the signal received by the first array element at time t is:

其中si(t)表示第i个源信号,n1(t)表示第一个阵元上的噪声。Among them, s i (t) represents the i-th source signal, and n 1 (t) represents the noise on the first array element.

接收信号满足窄带条件,即当信号延迟远小于带宽倒数时,延迟作用相当于使基带信号产生一个相移。那么第m个阵元在同一时刻接收到的信号为:The received signal meets the narrowband condition, that is, when the signal delay is much smaller than the reciprocal of the bandwidth, the delay effect is equivalent to causing a phase shift of the baseband signal. Then the signal received by the mth array element at the same time is:

其中λi表示第i个目标源反射回来的声波波长,nm(t)表示第m个阵元上的噪声。将各阵元的接收信号排列成列向量形式,则整个水平线阵接收的信号可用以下矢量式子表示:Among them, λ i represents the wavelength of the acoustic wave reflected by the i-th target source, and n m (t) represents the noise on the m-th array element. Arrange the received signals of each array element into a column vector form, then the signal received by the entire horizontal line array can be expressed by the following vector formula:

X(t)=AS(t)+N(t) (1)X(t)=AS(t)+N(t) (1)

其中,为M×K的导向矢量矩阵,X(t)=[x1(t),x2(t),…,xM(t)]T为M×1的接收信号矩阵,S(t)=[s1(t),s2(t),…,sK(t)]T为K×1的源信号矩阵,N(t)=[n1(t),n2(t),…,nM(t)]T为M×1的噪声矩阵。同理可得出倾斜均匀线阵的信号接收模型。in, is the steering vector matrix of M×K, X(t)=[x 1 (t),x 2 (t),…,x M (t)] T is the received signal matrix of M×1, S(t)= [s 1 (t),s 2 (t),…,s K (t)] T is the source signal matrix of K×1, N(t)=[n 1 (t),n 2 (t),… ,n M (t)] T is the noise matrix of M×1. In the same way, the signal receiving model of the tilted uniform line array can be obtained.

步骤三:建立均匀线阵子阵列模型,推导旋转算子表达式。将水平线阵中的M个阵元分为两个平移矢量为d的子阵列Zhx和Zhy。子阵列Zhx由水平阵列的第一到第M-1个阵元组成,则有:Step 3: Establish a uniform linear array subarray model, and derive the rotation operator expression. The M array elements in the horizontal line array are divided into two sub-arrays Z hx and Z hy with translation vectors d. The sub-array Z hx consists of the first to M-1 array elements of the horizontal array, then:

xh1(t)=x1(t),xh2(t)=x2(t),…,xh(M-1)(t)=xM-1(t)x h1 (t) = x 1 (t), x h2 (t) = x 2 (t), ..., x h(M-1) (t) = x M-1 (t)

其中,xh1(t),xh2(t),…,xh(M-1)(t)分别是子阵列Zhx上第一个阵元到第M-1个阵元接收到的信号。Among them, x h1 (t), x h2 (t), ..., x h(M-1) (t) are the signals received by the first array element to the M-1th array element on the subarray Z hx .

子阵列Zhy由水平阵列的第二到第M个阵元组成,则有:The sub-array Z hy is composed of the second to M array elements of the horizontal array, then:

yh1(t)=x2(t),yh2(t)=x3(t),…,yh(M-1)(t)=xM(t)y h1 (t)=x 2 (t), y h2 (t)=x 3 (t),...,y h(M-1) (t)=x M (t)

其中,yh1(t),yh2(t),…,yh(M-1)(t)分别是子阵列Zhy上第一个阵元到第M-1个阵元接收到的信号。Among them, y h1 (t), y h2 (t), ..., y h(M-1) (t) are the signals received by the first array element to the M-1th array element on the subarray Z hy .

那么两个子阵列中第m个阵元的接收信号分别为:Then the received signals of the mth array element in the two sub-arrays are respectively:

其中nhxm(t)和nhym(t)分别为子阵Zhx和Zhy上第m个阵元的加性噪声。将上式写成矢量形式:in n hxm (t) and n hym (t) are the additive noise of the mth array element on the sub-arrays Z hx and Z hy respectively. Write the above formula in vector form:

Xh(t)=AS(t)+Nhx(t)X h (t) = AS (t) + N hx (t)

Yh(t)=AΦxS(t)+Nhy(t)Y h (t) = AΦ x S (t) + N hy (t)

其中矩阵Φx为K×K的对角矩阵,它是把子阵Zhx和Zhy的输出联系起来的酉阵,也称旋转算子,其对角元素包含了K个信号的波前在任意一个阵元偶之间的相位延迟信息,表示为:The matrix Φ x is a K×K diagonal matrix, which is a unitary matrix that connects the output of the sub-array Z hx and Z hy , also called a rotation operator, and its diagonal elements contain the wavefronts of K signals in The phase delay information between any pair of array elements is expressed as:

根据以上步骤,同理可以将倾斜均匀线阵分为两个子阵列Zvx和Zvy,得到接收信号Xv(t)和Yv(t),从而得出旋转算子为:According to the above steps, similarly, the inclined uniform linear array can be divided into two sub-arrays Z vx and Z vy to obtain the received signals X v (t) and Y v (t), so that the rotation operator can be obtained as:

步骤四:建立旋转算子Φx和Φy与θnxi和θnyi之间的关系。Xh(t)的协方差矩阵可以表示为:Step 4: Establish the relationship between rotation operators Φ x and Φ y and θ nxi and θ nyi . The covariance matrix of X h (t) can be expressed as:

Rhxx=E[Xh(t)Xh H(t)]=ARssAH2IR hxx =E[X h (t)X h H (t)]=AR ss A H2 I

其中Rss=E{S(t)SH(t)},为信源部分协方差矩阵。Where R ss =E{S(t) SH (t)} is the covariance matrix of the information source part.

Xh(t)和Yh(t)的互协方差矩阵为:The cross-covariance matrix of X h (t) and Y h (t) is:

Rhxy=E{Xh(t)Yh H(t)}=ARssΦx HAH2ZR hxy =E{X h (t)Y h H (t)}=AR ss Φ x H A H2 Z

对矩阵协方差矩阵进行特征值分解得到最小特征值为σ2,利用σ2可以得到矩阵束{Chxx,Chxy},其中Chxx=Rhxx2I=ARssAH,Chxy=Rhxy2Z=ARssΦx HAH。计算矩阵束{Chxx,Chxy}的广义特征值分解,得到非零特征值λx1x2,…,λxK,它们一一对应着矩阵Φx对角线上的元素,但对应关系并不确定,因此由公式(2)可记:The eigenvalue decomposition of the matrix covariance matrix can obtain the minimum eigenvalue σ 2 , and the matrix bundle {C hxx ,C hxy } can be obtained by using σ 2 , where C hxx =R hxx2 I=AR ss A H , C hxy =R hxy2 Z =AR ss Φ x H A H . Calculate the generalized eigenvalue decomposition of the matrix bundle {C hxx ,C hxy } to obtain non-zero eigenvalues λ x1 , λ x2 ,…,λ xK , which correspond to the elements on the diagonal of the matrix Φ x one by one, but the correspondence is not sure, so it can be remembered by formula (2):

其中φxi为矩阵Φx上的对角元素,且φxi∈{λx1x2,…,λxK},i=1,2,…,K。Where φ xi is the diagonal element on the matrix Φ x , and φ xi ∈ {λ x1x2 ,…,λ xK }, i=1,2,…,K.

根据以上步骤,同理可以求得倾斜均匀阵列的两个协方差矩阵Rvxx和Rvxy,然后对矩阵束{Cvxx,Cvxy}进行特征值分解得到特征值λy1y2,…,λyK,它们同样一一对应着矩阵Φy上的对角元素,但对应关系同样不确定,由公式(3)可记:According to the above steps, the two covariance matrices R vxx and R vxy of the inclined uniform array can be obtained in the same way, and then the eigenvalue decomposition of the matrix bundle {C vxx , C vxy } is performed to obtain the eigenvalues λ y1 , λ y2 ,…, λ yK , they also correspond to the diagonal elements on the matrix Φ y one by one, but the corresponding relationship is also uncertain, which can be recorded by formula (3):

其中φyi为矩阵Φy上的对角元素,且φyi∈{λy1y2,…,λyK},i=1,2,…,K。Where φ yi is the diagonal element on the matrix Φ y , and φ yi ∈ {λ y1y2 ,…,λ yK }, i=1,2,…,K.

步骤五:建立声波信号从不同区域入射时两个方向角之间的关系。Step 5: Establish the relationship between the two direction angles when the acoustic wave signal is incident from different regions.

(1)当声波从区域1入射时,如图7所示,θ1i为声波入射方向与水平线阵法线的夹角,θ1j为声波入射方向与倾斜线阵法线的夹角,此时有θ1i1j=π-αn。由于处在x轴上的阵列信号是以处在x轴最负方向的阵元为参考阵元的,并且子阵Zhx也在子阵Zhy的负x轴方向。因此当声波从区域1中入射时,参考阵元是最晚接收到信号的,子阵Zhx中的阵元也比子阵Zhy中对应的阵元晚接收到信号,从而可以得到时延参数τ小于0,又因为所以此时有θnxi=-θ1i,同理有θnyi=-θ1j。综上可得出:(1) When the sound wave is incident from area 1, as shown in Figure 7, θ 1i is the angle between the incident direction of the sound wave and the normal line of the horizontal line array, and θ 1j is the angle between the incident direction of the sound wave and the normal line of the inclined line array. There is θ 1i1j =π-α n . Since the array signal on the x-axis is based on the array element in the most negative direction of the x-axis, and the sub-array Z hx is also in the negative x-axis direction of the sub-array Z hy . Therefore, when the sound wave is incident from area 1, the reference array element is the latest to receive the signal, and the array elements in the sub-array Z hx also receive the signal later than the corresponding array elements in the sub-array Z hy , so that the time delay can be obtained The parameter τ is less than 0, and because So at this time, θ nxi =-θ 1i , and similarly, θ nyi =-θ 1j . In summary, it can be concluded that:

θnyi=-θnxin-π (6)θ nyi = -θ nxin -π (6)

(2)当声波从区域2入射时,如图8所示,θ2i为声波入射方向与水平线阵法线的夹角,θ2j为声波入射方向与倾斜线阵法线的夹角,此时有θ2j2i=αn,根据(1)中所用分析方法,此时有θnxi=-θ2i,θnyi=-θ2j,综上可得出:(2) When the sound wave is incident from area 2, as shown in Figure 8, θ 2i is the angle between the incident direction of the sound wave and the normal line of the horizontal line array, and θ 2j is the angle between the incident direction of the sound wave and the normal line of the inclined line array. There is θ 2j2i = α n , according to the analysis method used in (1), at this time, θ nxi = -θ 2i , θ nyi = -θ 2j , in summary, it can be concluded that:

θnyi=θnxin (7)θ nyi = θ nxin (7)

(3)当声波从区域3入射时,如图9所示,θ3i为声波入射方向与水平线阵法线的夹角,θ3j为声波入射方向与倾斜线阵法线的夹角,此时有θ3i3j=αn,根据(1)中所用分析方法,此时有θnxi=θ3i,θnyi=-θ3j,综上同样可得出:(3) When the sound wave is incident from area 3, as shown in Figure 9, θ 3i is the angle between the incident direction of the sound wave and the normal line of the horizontal line array, and θ 3j is the angle between the incident direction of the sound wave and the normal line of the inclined line array. There is θ 3i + θ 3j = α n , according to the analysis method used in (1), at this time θ nxi = θ 3i , θ nyi =-θ 3j , it can be concluded that:

θnyi=θnxin θ nyi = θ nxin

(4)当声波从区域4入射时,如图10所示,θ4i为声波入射方向与水平线阵法线的夹角,θ4j为声波入射方向与倾斜线阵法线的夹角,此时有θ4i4j=αn,根据(1)中所用分析方法,此时有θnxi=θ4i,θnyi=θ4j,综上同样可得出(4) When the sound wave is incident from the area 4, as shown in Figure 10, θ 4i is the angle between the incident direction of the sound wave and the normal line of the horizontal line array, and θ 4j is the angle between the incident direction of the sound wave and the normal line of the inclined line array. There is θ 4i4j = α n , according to the analysis method used in (1), at this time there are θ nxi = θ 4i , θ nyi = θ 4j , in summary, it can also be concluded that

θnyi=θnxin θ nyi = θ nxin

根据公式(6)和公式(7)可以得到:According to formula (6) and formula (7), it can be obtained:

sinθnyi=sin(θnxin) (8)sinθ nyi =sin(θ nxin ) (8)

将公式(8)带入公式(5),则有:Put formula (8) into formula (5), then:

步骤六:对矩阵Φx和矩阵Φy上的对角元素φxi与φyi进行配对。根据公式(4)和公式(9)可知,若配对成功,则有以下式子成立:Step 6: Pair the diagonal elements φ xi and φ yi on the matrix Φ x and the matrix Φ y . According to formula (4) and formula (9), if the pairing is successful, the following formula holds:

将arg(λx1),arg(λx2),…,arg(λxK)按照各自的平方大小顺序从大到小排列得到序列H;将arg(λy1),arg(λy2),…,arg(λyK)按照各自的平方大小顺序从小到大排列得到序列V。于是有:Arrange arg(λ x1 ), arg(λ x2 ),…,arg(λ xK ) according to their respective square sizes from large to small to obtain sequence H; arrange arg(λ y1 ), arg(λ y2 ),…, Arrange arg(λ yK ) according to their respective square sizes from small to large to obtain the sequence V. So there are:

其中hi为序列H中的第i个元素;vi为序列V中的第i个元素。Among them, h i is the i-th element in the sequence H; v i is the i-th element in the sequence V.

步骤七:根据配对结果求出θnxi的大小。Step 7: Calculate the size of θ nxi according to the pairing result.

根据公式(10)可以得出:According to formula (10), it can be drawn that:

步骤八:改变两均匀线阵之间的夹角αn,n=1,2,...,N,重复步骤1至步骤7。对于不同的线阵夹角αn,由公式12求出对应的波达方向角,最后对N个结果取平均值得出最终结果θxi,i=1,2,...,K。Step 8: Change the angle α n between the two uniform linear arrays, n=1, 2, . . . , N, and repeat steps 1 to 7. For different linear array angles α n , the corresponding DOA is obtained from Formula 12, and finally the average of N results is obtained to obtain the final result θ xi , i=1,2,...,K.

根据以上算法流程可知,本实施例提出的改进算法不需要知道声速的大小就可以对θxi进行精确的估计,即可以在声速不确定的情况下估计出波达方向角θxi的值,克服了传统ESPRIT算法的缺点。同时通过改变两线阵之间的夹角进行多次估计最后取平均值,可以有效地消除误差。According to the above algorithm flow, the improved algorithm proposed in this embodiment can accurately estimate θ xi without knowing the speed of sound, that is, it can estimate the value of the direction of arrival angle θ xi when the sound speed is uncertain, and overcome the The shortcomings of the traditional ESPRIT algorithm are eliminated. At the same time, the error can be effectively eliminated by changing the angle between the two linear arrays for multiple estimations and finally taking the average value.

以上方法的流程图可以由图11表示。The flowchart of the above method can be represented by FIG. 11 .

实施例2Example 2

本实施例提供的基于可调夹角均匀线阵的水下波达方向估计装置如图1所示,包括数据处理与控制模块、角度控制模块、发射模块、接收模块、输出模块和电源模块。The underwater DOA estimation device based on the adjustable angle uniform linear array provided in this embodiment is shown in Figure 1, including a data processing and control module, an angle control module, a transmitting module, a receiving module, an output module and a power supply module.

数据处理与控制模块由一对A/D、D/A转换器和一个处理器组成,是整个装置的核心部分,其它所有模块都与它直接相连。它可以控制发射模块,使发射模块发射指定的信号;可以控制角度控制模块,使两均匀线阵的夹角转至设定值;还能够对接收模块传过来的信号进行处理,通过实施例1的算法计算出波达方向角,然后将结果传输至发射模块。The data processing and control module is composed of a pair of A/D, D/A converter and a processor, which is the core part of the whole device, and all other modules are directly connected with it. It can control the transmitting module, so that the transmitting module can emit a specified signal; it can control the angle control module, so that the angle between the two uniform linear arrays can be turned to a set value; it can also process the signal transmitted by the receiving module, through embodiment 1 The algorithm calculates the angle of arrival, and then transmits the result to the transmitting module.

角度控制模块用来控制两线阵之间的夹角,由一个步进电机和驱动电路组成。步进电机是将电脉冲信号转变为角位移或线位移的开环控制电机,当驱动电路收到一个脉冲信号,它就驱动步进电机按设定的方向转动固定的角度,称为步距角。所以可以通过使数据处理与控制模块发射一定数量的脉冲信号来达到期望的角度值。The angle control module is used to control the angle between the two linear arrays, and consists of a stepper motor and a drive circuit. A stepper motor is an open-loop control motor that converts electrical pulse signals into angular displacement or linear displacement. When the drive circuit receives a pulse signal, it drives the stepper motor to rotate a fixed angle in the set direction, called the step distance horn. Therefore, the desired angle value can be achieved by making the data processing and control module transmit a certain number of pulse signals.

接收模块由两个超声波接收探头阵列组成,两阵列之间的夹角是可变的并且夹角可以通过角度控制模块进行调节,如图2所示,水平阵列L1和步进电机固定在一起,阵列L2安装到步进电机上并且保证阵列L1和阵列L2在同一平面上,阵列L2可由步进电机带动旋转,从而达到两线阵夹角调节的目的。图3和图4分别为装置连接俯视图和侧视图,如图所示,在阵列L1末端有一个的固定支架,因为接收模块会放置在水中,所以固定支架采用塑料材质以增大浮力。步进电机定子连接在此支架上,步进电机转子连接阵列L2。两阵列还能接收从目标声源发射回来的信号,然后将其进行A/D转换后传送至处理器。The receiving module consists of two ultrasonic receiving probe arrays. The angle between the two arrays is variable and the angle can be adjusted through the angle control module. As shown in Figure 2, the horizontal array L1 and the stepping motor are fixed together. The array L2 is installed on the stepping motor and ensures that the array L1 and the array L2 are on the same plane, and the array L2 can be rotated by the stepping motor, so as to achieve the purpose of adjusting the angle between the two linear arrays. Figure 3 and Figure 4 are the top view and side view of the device connection respectively. As shown in the figure, there is a fixed bracket at the end of the array L1. Because the receiving module will be placed in water, the fixed bracket is made of plastic to increase buoyancy. The stepper motor stator is connected to this bracket, and the stepper motor rotor is connected to the array L2. The two arrays can also receive the signal emitted from the target sound source, and then send it to the processor after A/D conversion.

发射模块由一个阻抗匹配电路和一个超声波发射探头组成,通过D/A转换器与处理器相连,能够根据处理器发出的指令发射指定的信号。The transmitting module is composed of an impedance matching circuit and an ultrasonic transmitting probe, which is connected to the processor through a D/A converter, and can transmit specified signals according to the instructions issued by the processor.

输出模块由一个USB接口和一个显示器组成,并且与数据处理与控制模块和电源模块相连。它能够提供人机交互,将数据处理与控制模块中处理好的数据通过USB接口输出到外部装置或者在显示器上显示出来。The output module is composed of a USB interface and a display, and is connected with the data processing and control module and the power supply module. It can provide human-computer interaction, and output the data processed in the data processing and control module to an external device through a USB interface or display it on a monitor.

电源模块由一个电源组成,并且与数据处理与控制模块、角度控制模块、发射模块、接收模块和输出模块相连。它能够为这些模块供电。The power supply module is composed of a power supply, and is connected with the data processing and control module, the angle control module, the transmitting module, the receiving module and the output module. It is able to power these modules.

本装置的主要工作流程如下:在实测过程中根据想要发射的信号参数,通过数据处理与控制模块输入对应的参数,使处理器产生相应的数字信号,然后通过D/A转换后传给发射模块,超声波发射探头就能产生我们需要的信号并进行发射。两线阵之间的夹角值可以通过数据处理与控制模块进行设定,处理器发送特定的脉冲信号到角度控制模块的驱动电路,然后驱动电路就可以驱动步进电机转动至需要的角度。接收模块中的接收阵列收到从目标声源反射回来的信号后将其通过A/D转换成数字信号后发送给处理器,然后处理器根据提供的算法计算出结果。最后数据处理与控制模块将计算结果传给输出模块,输出模块将结果通过USB接口传给外部设备或者通过显示器显示出来。电源模块为所有其它模块供电。The main working process of this device is as follows: In the actual measurement process, according to the signal parameters to be transmitted, the corresponding parameters are input through the data processing and control module, so that the processor generates corresponding digital signals, and then transmitted to the transmitter through D/A conversion. module, the ultrasonic transmitting probe can generate the signal we need and transmit it. The angle value between the two linear arrays can be set through the data processing and control module, the processor sends a specific pulse signal to the drive circuit of the angle control module, and then the drive circuit can drive the stepper motor to rotate to the required angle. After receiving the signal reflected from the target sound source, the receiving array in the receiving module converts it into a digital signal through A/D and sends it to the processor, and then the processor calculates the result according to the provided algorithm. Finally, the data processing and control module transmits the calculation result to the output module, and the output module transmits the result to an external device through a USB interface or displays it on a display. The power module supplies power to all other modules.

本装置包括数据处理与控制模块、角度控制模块、发射模块、接收模块、输出模块和电源模块。数据处理与控制模块可以用DSP芯片实现(如:TI公司TMS320VC5509A型号的DSP芯片),此DSP芯片可实现A/D转换和D/A转换的功能,并能够实现均匀线阵的旋转算子和最终波达方向的计算;角度控制模块包括步进电机和驱动电路,采用富兴公司HSTM42-1.8-D-26-4-0.4型号的步进电机,此步进电机的步距角为1.8度,驱动电路采用ULN2003芯片;发射模块使用一个超声波发射探头;接收模块使用两个可调夹角的均匀直线阵列,其中每个阵列包括多个超声接收探头,并且数量相同,两线阵按图2所示组装;输出模块使用一个USB接口和一个LCD显示屏。图1即为本发明所述装置的硬件结构模块图。The device includes a data processing and control module, an angle control module, a transmitting module, a receiving module, an output module and a power supply module. The data processing and control module can be implemented with a DSP chip (such as the DSP chip of the TMS320VC5509A model of TI Company). This DSP chip can realize the functions of A/D conversion and D/A conversion, and can realize the rotation operator and Calculation of the final direction of arrival; the angle control module includes a stepper motor and a drive circuit, using a stepper motor of the type HSTM42-1.8-D-26-4-0.4 of Fuxing Company, and the step angle of this stepper motor is 1.8 degrees , the driving circuit adopts ULN2003 chip; the transmitting module uses an ultrasonic transmitting probe; the receiving module uses two uniform linear arrays with adjustable angles, each of which includes multiple ultrasonic receiving probes, and the number is the same, and the two linear arrays are as shown in Figure 2 Assembled as shown; the output module uses a USB port and an LCD display. FIG. 1 is a block diagram of the hardware structure of the device of the present invention.

工作步骤具体如下:The working steps are as follows:

步骤1:设置5个不同的线阵夹角值,即取N=5,分别为15°,30°,45°,60°,75°。在数据处理与控制模块设定线阵夹角值,通过角度控制模块将两线阵夹角转为15°。在水下放置4个目标声源,与水平阵列法线的夹角分别为30°,60°,-30°,-60°。通过数据处理与控制模块设置发射模块的参数,使其发射信号的频率为100kHz,脉冲长度5ms。设置接收阵列参数,将两均匀线阵各自的阵元个数M定为10,阵元之间距离d设为5mm,则前9个阵元为一子阵,后9个阵元为另一子阵,两子阵之间距离为d。Step 1: Set 5 different linear array angle values, that is, take N=5, which are 15°, 30°, 45°, 60°, and 75° respectively. Set the angle value of the line array in the data processing and control module, and turn the angle between the two line arrays to 15° through the angle control module. Place 4 target sound sources underwater, and the included angles with the horizontal array normal are 30°, 60°, -30°, -60° respectively. The parameters of the transmitting module are set through the data processing and control module so that the frequency of the transmitting signal is 100kHz and the pulse length is 5ms. Set the parameters of the receiving array, set the number M of the array elements of the two uniform linear arrays to 10, and set the distance d between the array elements to 5mm, then the first 9 array elements are one sub-array, and the last 9 array elements are another sub-array. The distance between two sub-arrays is d.

步骤2:对超声接收探头接收到的目标声源信号进行采样;水平方向均匀阵列接收到的信号分别为xx1(t),xx2(t),…,xx8(t)和yx1(t),yx2(t),…,yx8(t),倾斜方向均匀阵列接收的信号分别为xy1(t),xy2(t),…,xy8(t)和yy1(t),yy2(t),…,yy8(t)。共采样接收200次,并将接收到的信号传递给数据采集处理与控制模块做运算处理。Step 2: Sampling the target sound source signal received by the ultrasonic receiving probe; the signals received by the uniform array in the horizontal direction are respectively x x1 (t), x x2 (t), ..., x x8 (t) and y x1 ( t), y x2 (t), ..., y x8 (t), the signals received by the uniform array in the inclined direction are x y1 (t), x y2 (t), ..., x y8 (t) and y y1 (t ), y y2 (t),..., y y8 (t). A total of 200 samples are received, and the received signal is passed to the data acquisition processing and control module for calculation and processing.

步骤3:信号在数据采集处理与控制模块中的处理步骤具体如下:Step 3: The processing steps of the signal in the data acquisition processing and control module are as follows:

1)将处在水平方向上的均匀阵列接收到的信号排成矢量形式Xh(t)和Yh(t),计算Xh(t)的协方差矩阵Rhxx=E[Xh(t)Xh H(t)],Xh(t)和Yh(t)之间的互协方差矩阵Rhxy=E{Xh(t)Yh H(t)}。同时对倾斜方向上的均匀阵列接收到的信号也进行相同处理,得到Rvxx=E[Xv(t)Xv H(t)]和Rvxy=E{Xv(t)Yv H(t)}1) arrange the signals received by the uniform array in the horizontal direction into vector form X h (t) and Y h (t), calculate the covariance matrix R hxx of X h (t) =E[X h (t )X h H (t)], the cross-covariance matrix R hxy between X h (t) and Y h (t) =E{X h (t)Y h H (t)}. Simultaneously, the signal received by the uniform array in the inclined direction is also processed in the same way, and R vxx =E[X v (t)X v H (t)] and R vxy =E{X v (t)Y v H ( t)}

2)对水平阵列中的两个协方差矩阵Rhxx和Rhxy进行特征值分解,得到最小的特征值σ2,从而有Chxx=Rhxx2I=ARssAH和Chxy=Rhxy2Z=ARssΦHAH。同时对倾斜阵列中的两个协方差矩阵进行相同的处理,得到Cvxx和Cvxy2) Perform eigenvalue decomposition on the two covariance matrices R hxx and R hxy in the horizontal array to obtain the smallest eigenvalue σ 2 , thus C hxx =R hxx2 I=AR ss A H and C hxy = R hxy −σ 2 Z=AR ss Φ H A H . Simultaneously doing the same for the two covariance matrices in the tilted array yields C vxx and C vxy .

3)分别计算矩阵束{Chxx,Chxy}和{Cvxx,Cvxy}的广义特征值分解,得到λx1x2,…,λxK和λy1y2,…,λyK3) Calculate the generalized eigenvalue decomposition of the matrix bundles {C hxx , C hxy } and {C vxx , C vxy } respectively to obtain λ x1x2 ,…,λ xK and λ y1y2 ,…,λ yK .

4)将arg(λx1),arg(λx2),…,arg(λxK)按照各自的平方大小顺序从大到小排列得到序列H,将arg(λy1),arg(λy2),…,arg(λyK)按照各自的平方大小顺序从小到大排列得到序列V。然后把H中第i个元素hi的值赋给arg(φxi),V中第i个元素vi的值赋给arg(φyi)。4) Arrange arg(λ x1 ), arg(λ x2 ),…,arg(λ xK ) according to their respective square sizes from large to small to obtain the sequence H, and arrange arg(λ y1 ), arg(λ y2 ), ..., arg(λ yK ) are arranged according to their respective square sizes from small to large to obtain the sequence V. Then assign the value of i-th element h i in H to arg(φ xi ), and assign the value of i-th element v i in V to arg(φ yi ).

5)根据匹配得出的arg(φxi)和arg(φyi)以及两线阵之间的夹角最终求得: 5) According to the matching arg(φ xi ) and arg(φ yi ) and the angle between the two linear arrays, it is finally obtained:

步骤4:将计算出的方向角信息存储下来,并传送给输出模块,使其通过USB接口输出给外部装置或者显示在LCD显示屏上。Step 4: Store the calculated direction angle information and send it to the output module, so that it can be output to an external device through the USB interface or displayed on the LCD display.

步骤5:改变两线阵之间的夹角,分别设为30°,45°,60°,75°根据每次计算出来的结果最后取平均值,根据算法估计出的方向角分别为30°,60°,-30°,-60°,与实际角度相同,说明估计结果正确,本方法及装置可行。Step 5: Change the included angle between the two linear arrays and set them to 30°, 45°, 60°, and 75° respectively. Take the average value based on the results calculated each time, and the direction angles estimated according to the algorithm are 30° , 60°, -30°, -60° are the same as the actual angles, indicating that the estimated results are correct and the method and device are feasible.

上述实施例为本发明较佳的实施方式,但本发明的实施方式并不受上述实施例的限制,其他的任何未背离本发明的精神实质与原理下所作的改变、修饰、替代、组合、简化,均应为等效的置换方式,都包含在本发明的保护范围之内。The above-mentioned embodiment is a preferred embodiment of the present invention, but the embodiment of the present invention is not limited by the above-mentioned embodiment, and any other changes, modifications, substitutions, combinations, Simplifications should be equivalent replacement methods, and all are included in the protection scope of the present invention.

Claims (10)

1. The underwater direction-of-arrival estimation method based on the adjustable included angle uniform linear array is characterized by comprising the following steps of:
the method comprises the following steps: establishing a linear array model with an adjustable included angle;
placing two pieces of water with an included angle of αnThe two uniform linear arrays with adjustable included angles are provided with M array elements, and the distance between the array elements is d; k narrow-band target sound sources are S respectively1,S2,…,SKThe included angle between the incident direction of the sound wave and the positive axis direction of the horizontal uniform linear array is β E (0, Pi);
step two: establishing signal receiving models of two uniform linear arrays;
when the included angle of the linear array is αnIn time, the direction angles of the K narrow-band target sound sources corresponding to the horizontal linear arrays are respectively thetanx1nx2,...,θnxKThe direction angles corresponding to the oblique linear arrays are respectively thetany1ny2,...,θnyK(ii) a Taking the first array element as a reference point, the signal received by the first array element at the time t is:
<mrow> <msub> <mi>x</mi> <mn>1</mn> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <mo>=</mo> <munderover> <mo>&amp;Sigma;</mo> <mrow> <mi>i</mi> <mo>=</mo> <mn>1</mn> </mrow> <mi>K</mi> </munderover> <msub> <mi>s</mi> <mi>i</mi> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <mo>+</mo> <msub> <mi>n</mi> <mn>1</mn> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> </mrow>
wherein s isi(t) denotes the ith source signal, n1(t) represents noise on the first array element;
the received signal satisfies the narrow-band condition, that is, when the signal delay is much less than the reciprocal of the bandwidth, the delay action is equivalent to generating a phase shift to the baseband signal, and then the signal received by the mth array element at the same time is:
<mrow> <msub> <mi>x</mi> <mi>m</mi> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <mo>=</mo> <munderover> <mo>&amp;Sigma;</mo> <mrow> <mi>i</mi> <mo>=</mo> <mn>1</mn> </mrow> <mi>K</mi> </munderover> <msub> <mi>s</mi> <mi>i</mi> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <msup> <mi>e</mi> <mrow> <mo>-</mo> <mi>j</mi> <mrow> <mo>(</mo> <mi>m</mi> <mo>-</mo> <mn>1</mn> <mo>)</mo> </mrow> <mfrac> <mrow> <mn>2</mn> <mi>&amp;pi;</mi> </mrow> <msub> <mi>&amp;lambda;</mi> <mi>i</mi> </msub> </mfrac> <msub> <mi>dsin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>x</mi> <mi>i</mi> </mrow> </msub> </mrow> </msup> <mo>+</mo> <msub> <mi>n</mi> <mi>m</mi> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <mo>,</mo> <mi>m</mi> <mo>=</mo> <mn>1</mn> <mo>,</mo> <mn>2</mn> <mo>,</mo> <mo>...</mo> <mo>,</mo> <mi>M</mi> </mrow>
wherein λiRepresenting the wavelength of the sound wave reflected back from the ith target source, nm(t) represents noise on the mth array element; arranging the received signals of each array element into a column vector form, the signals received by the whole horizontal linear array can be represented by the following vector equation:
X(t)=AS(t)+N(t) (1)
wherein,a matrix of M × K steering vectors, X (t) ═ x1(t),x2(t),…,xM(t)]TFor a received signal matrix of M × 1, s (t) ═ s1(t),s2(t),…,sK(t)]TA matrix of K × 1 source signals, n (t) ═ n1(t),n2(t),…,nM(t)]TA noise matrix of mx 1; in the same way, a signal receiving model of the inclined uniform linear array can be obtained;
step three: establishing a uniform linear array subarray model, and deducing a rotation operator phixAnd phiyAn expression;
dividing M array elements in the horizontal linear array into two subarrays Z with translation vector dhxAnd Zhy(ii) a Sub-array ZhxThe array consists of the first to M-1 array elements of a horizontal array, and comprises the following components:
xh1(t)=x1(t),xh2(t)=x2(t),…,xh(M-1)(t)=xM-1(t)
wherein x ish1(t),xh2(t),…,xh(M-1)(t) are respectively subarrays ZhxThe signals received by the first array element to the M-1 array element;
sub-array ZhyThe second to Mth array elements of the horizontal array are composed of:
yh1(t)=x2(t),yh2(t)=x3(t),…,yh(M-1)(t)=xM(t)
wherein, yh1(t),yh2(t),…,yh(M-1)(t) are respectively subarrays ZhyThe signals received by the first array element to the M-1 array element;
then the received signals of the m-th array element in the two sub-arrays are respectively:
<mrow> <msub> <mi>x</mi> <mrow> <mi>h</mi> <mi>m</mi> </mrow> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <mo>=</mo> <munderover> <mo>&amp;Sigma;</mo> <mrow> <mi>i</mi> <mo>=</mo> <mn>1</mn> </mrow> <mi>K</mi> </munderover> <msub> <mi>s</mi> <mi>i</mi> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <msub> <mi>a</mi> <mi>m</mi> </msub> <mrow> <mo>(</mo> <msub> <mi>&amp;theta;</mi> <mi>i</mi> </msub> <mo>)</mo> </mrow> <mo>+</mo> <msub> <mi>n</mi> <mrow> <mi>h</mi> <mi>x</mi> <mi>m</mi> </mrow> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <mo>,</mo> <mi>m</mi> <mo>=</mo> <mn>1</mn> <mo>,</mo> <mn>2</mn> <mo>,</mo> <mo>...</mo> <mo>,</mo> <mi>M</mi> </mrow>
<mrow> <msub> <mi>y</mi> <mrow> <mi>h</mi> <mi>m</mi> </mrow> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <mo>=</mo> <munderover> <mo>&amp;Sigma;</mo> <mrow> <mi>i</mi> <mo>=</mo> <mn>1</mn> </mrow> <mi>K</mi> </munderover> <msub> <mi>s</mi> <mi>i</mi> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mfrac> <mrow> <mn>2</mn> <mi>&amp;pi;</mi> <mi>d</mi> </mrow> <msub> <mi>&amp;lambda;</mi> <mi>i</mi> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>x</mi> <mi>i</mi> </mrow> </msub> </mrow> </msup> <msub> <mi>a</mi> <mi>m</mi> </msub> <mrow> <mo>(</mo> <msub> <mi>&amp;theta;</mi> <mi>i</mi> </msub> <mo>)</mo> </mrow> <mo>+</mo> <msub> <mi>n</mi> <mrow> <mi>h</mi> <mi>y</mi> <mi>m</mi> </mrow> </msub> <mrow> <mo>(</mo> <mi>t</mi> <mo>)</mo> </mrow> <mo>,</mo> <mi>m</mi> <mo>=</mo> <mn>1</mn> <mo>,</mo> <mn>2</mn> <mo>,</mo> <mo>...</mo> <mo>,</mo> <mi>M</mi> </mrow>
whereinnhxm(t) and nhym(t) are each subarrays ZhxAnd ZhyAdditive noise of the upper m-th array element, the above formula is written as a vector:
Xh(t)=AS(t)+Nhx(t)
Yh(t)=AΦxS(t)+Nhy(t)
wherein the matrix phixA diagonal matrix of K x K, which is a sub-matrix ZhxAnd ZhyThe diagonal elements of the unitary matrix, also called the rotation operator, contain phase delay information of wave fronts of K signals between any matrix element pair, and are expressed as:
<mrow> <msub> <mi>&amp;Phi;</mi> <mi>x</mi> </msub> <mo>=</mo> <mi>d</mi> <mi>i</mi> <mi>a</mi> <mi>g</mi> <mo>{</mo> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mn>2</mn> <mi>&amp;pi;</mi> <mfrac> <mi>d</mi> <msub> <mi>&amp;lambda;</mi> <mn>1</mn> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>x</mi> <mn>1</mn> </mrow> </msub> </mrow> </msup> <mo>,</mo> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mn>2</mn> <mi>&amp;pi;</mi> <mfrac> <mi>d</mi> <msub> <mi>&amp;lambda;</mi> <mn>2</mn> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>x</mi> <mn>2</mn> </mrow> </msub> </mrow> </msup> <mo>,</mo> <mo>...</mo> <mo>,</mo> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mn>2</mn> <mi>&amp;pi;</mi> <mfrac> <mi>d</mi> <msub> <mi>&amp;lambda;</mi> <mi>K</mi> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>x</mi> <mi>k</mi> </mrow> </msub> </mrow> </msup> <mo>}</mo> <mo>-</mo> <mo>-</mo> <mo>-</mo> <mrow> <mo>(</mo> <mn>2</mn> <mo>)</mo> </mrow> </mrow>
according to the steps, the inclined uniform linear array can be divided into two sub-arrays ZvxAnd ZvyObtaining a received signal Xv(t) and Yv(t), thereby deriving the rotation operator as:
<mrow> <msub> <mi>&amp;Phi;</mi> <mi>y</mi> </msub> <mo>=</mo> <mi>d</mi> <mi>i</mi> <mi>a</mi> <mi>g</mi> <mo>{</mo> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mn>2</mn> <mi>&amp;pi;</mi> <mfrac> <mi>d</mi> <msub> <mi>&amp;lambda;</mi> <mn>1</mn> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>y</mi> <mn>1</mn> </mrow> </msub> </mrow> </msup> <mo>,</mo> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mn>2</mn> <mi>&amp;pi;</mi> <mfrac> <mi>d</mi> <msub> <mi>&amp;lambda;</mi> <mn>2</mn> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>y</mi> <mn>2</mn> </mrow> </msub> </mrow> </msup> <mo>,</mo> <mo>...</mo> <mo>,</mo> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mn>2</mn> <mi>&amp;pi;</mi> <mfrac> <mi>d</mi> <msub> <mi>&amp;lambda;</mi> <mi>K</mi> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>y</mi> <mi>k</mi> </mrow> </msub> </mrow> </msup> <mo>}</mo> <mo>-</mo> <mo>-</mo> <mo>-</mo> <mrow> <mo>(</mo> <mn>3</mn> <mo>)</mo> </mrow> </mrow>
step four: establishing a rotation operator phix、ΦyAnd thetanxi、θnyiThe relationship between;
step five: establishing a relation between two direction angles when the sound wave signals are incident from different areas;
step six: for matrix phixSum matrix ΦyThe diagonal elements on the upper board are paired;
step seven: determining theta from the pairing resultnxiThe size of (2).
2. The underwater direction-of-arrival estimation method based on the adjustable included angle uniform linear array according to claim 1, characterized in that the fourth step specifically comprises:
Xhthe covariance matrix of (t) can be expressed as:
Rhxx=E[Xh(t)Xh H(t)]=ARssAH2I
wherein R isss=E{S(t)SH(t) }, which is a source part covariance matrix;
Xh(t) and YhThe cross-covariance matrix of (t) is:
Rhxy=E{Xh(t)Yh H(t)}=ARssΦx HAH2Z
performing eigenvalue decomposition on the covariance matrix of the matrix to obtain the minimum eigenvalue sigma2Using σ2A matrix beam C can be obtainedhxx,ChxyIn which C ishxx=Rhxx2I=ARssAH,Chxy=Rhxy2Z=ARssΦx HAH(ii) a Computing a matrix Beam { Chxx,ChxyDecomposing the generalized eigenvalue of the method to obtain a non-zero eigenvalue lambdax1x2,…,λxKThey correspond to the matrix phi one by onexThe elements on the diagonal line, but the correspondence is not determined, so can be written by equation (2):
<mrow> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mn>2</mn> <mi>&amp;pi;</mi> <mfrac> <mi>d</mi> <msub> <mi>&amp;lambda;</mi> <mn>1</mn> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>x</mi> <mi>i</mi> </mrow> </msub> </mrow> </msup> <mo>=</mo> <msub> <mi>&amp;phi;</mi> <mrow> <mi>x</mi> <mi>i</mi> </mrow> </msub> <mo>,</mo> <mi>i</mi> <mo>=</mo> <mn>1</mn> <mo>,</mo> <mn>2</mn> <mo>,</mo> <mo>...</mo> <mo>,</mo> <mi>K</mi> <mo>-</mo> <mo>-</mo> <mo>-</mo> <mrow> <mo>(</mo> <mn>4</mn> <mo>)</mo> </mrow> </mrow>
wherein phixiIs a matrix phixUpper diagonal element, and phixi∈{λx1x2,…,λxK},i=1,2,…,K;
According to the steps, two covariance matrixes R of the inclined uniform array can be obtainedvxxAnd RvxyThen to the matrix beam { Cvxx,CvxyResolving the eigenvalue to obtain an eigenvalue lambday1y2,…,λyKThey are also in one-to-one correspondence with the matrix phiyThe above diagonal elements, but the corresponding relationship is also uncertain, and can be written by formula (3):
<mrow> <msup> <mi>e</mi> <mrow> <mi>j</mi> <mn>2</mn> <mi>&amp;pi;</mi> <mfrac> <mi>d</mi> <msub> <mi>&amp;lambda;</mi> <mi>i</mi> </msub> </mfrac> <msub> <mi>sin&amp;theta;</mi> <mrow> <mi>n</mi> <mi>y</mi> <mi>i</mi> </mrow> </msub> </mrow> </msup> <mo>=</mo> <msub> <mi>&amp;phi;</mi> <mrow> <mi>y</mi> <mi>i</mi> </mrow> </msub> <mo>,</mo> <mi>i</mi> <mo>=</mo> <mn>1</mn> <mo>,</mo> <mn>2</mn> <mo>,</mo> <mo>...</mo> <mo>,</mo> <mi>K</mi> <mo>-</mo> <mo>-</mo> <mo>-</mo> <mrow> <mo>(</mo> <mn>5</mn> <mo>)</mo> </mrow> </mrow>
wherein phiyiIs a matrix phiyUpper diagonal element, and phiyi∈{λy1y2,…,λyK},i=1,2,…,K。
3. The method for estimating the underwater direction of arrival of the uniform linear array based on the adjustable included angle as claimed in claim 2, wherein the fifth step specifically comprises:
according to linear array included angle αnAnd the included angle β between the incident direction of the sound wave and the positive axis direction of the x axis sets the incident area of the sound wave signal to be 4 when β epsilon (0, α)n) When the acoustic signal is in the area 1, β E (α)nπ/2), the acoustic signal is incident for region 2, when β ∈ (π/2, π/2+ α)n) When the acoustic wave signal is incident in the area 3, β epsilon (pi/2 + α)nAnd pi), the acoustic signal is incident in the area 4;
(1) when an acoustic wave is incident from the region 1, θ1iIs the angle theta between the incident direction of the sound wave and the normal of the horizontal linear array1jThe angle between the incident direction of sound wave and the normal of the inclined linear array isθ1i1j=π-αn(ii) a Because the array signal on the x-axis is referenced to the array element in the most negative direction of the x-axis, and the subarray ZhxAlso in subarray ZhySo that when an acoustic wave is incident from region 1, the reference array element is the one that received the signal the latest, sub-array ZhxThe array element in (1) is also larger than the subarray ZhyThe corresponding array element in the array receives the signal late, so that the time delay parameter tau is less than 0So there is theta at this timenxi=-θ1iFor the same reason have thetanyi=-θ1j(ii) a In conclusion, it can be obtained that:
θnyi=-θnxin-π (6)
(2) when the acoustic wave is incident from the region 2, θ2iIs the angle theta between the incident direction of the sound wave and the normal of the horizontal linear array2jThe angle between the incident direction of the sound wave and the normal line of the inclined linear array is theta2j2i=αnAccording to the analytical method used in (1), in which case there is thetanxi=-θ2i,θnyi=-θ2jIn summary, the following can be obtained:
θnyi=θnxin(7)
(3) when the acoustic wave is incident from the region 3, θ3iIs the angle theta between the incident direction of the sound wave and the normal of the horizontal linear array3jThe angle between the incident direction of the sound wave and the normal line of the inclined linear array is theta3i3j=αnAccording to the analytical method used in (1), in which case there is thetanxi=θ3i,θnyi=-θ3jIn conclusion, the following can be obtained:
θnyi=θnxin
(4) when the acoustic wave is incident from the region 4, θ4iIs the angle theta between the incident direction of the sound wave and the normal of the horizontal linear array4jThe angle between the incident direction of the sound wave and the normal line of the inclined linear array is theta4i4j=αnAccording to (1)) In the analytical method used in (1), in this case there is thetanxi=θ4i,θnyi=θ4jIn conclusion, the following can be obtained:
θnyi=θnxin
from equations (6) and (7), we can obtain:
sinθnyi=sin(θnxin) (8)
substituting equation (8) into equation (5) then there is:
4. the underwater direction-of-arrival estimation method based on the adjustable included angle uniform linear array according to claim 3, characterized in that the sixth step specifically comprises:
as can be seen from the equations (4) and (9), if pairing is successful, the following equation holds:
will arg (lambda)x1),arg(λx2),…,arg(λxK) Arranging the sequences from large to small according to respective square size sequences to obtain a sequence H; will arg (lambda)y1),arg(λy2),…,arg(λyK) Arranging the sequences from small to large according to respective square size sequences to obtain a sequence V; thus, there are:
<mrow> <mfenced open = "{" close = ""> <mtable> <mtr> <mtd> <mrow> <mi>arg</mi> <mrow> <mo>(</mo> <msub> <mi>&amp;phi;</mi> <mrow> <mi>x</mi> <mi>i</mi> </mrow> </msub> <mo>)</mo> </mrow> <mo>=</mo> <msub> <mi>h</mi> <mi>i</mi> </msub> </mrow> </mtd> </mtr> <mtr> <mtd> <mrow> <mi>arg</mi> <mrow> <mo>(</mo> <msub> <mi>&amp;phi;</mi> <mrow> <mi>y</mi> <mi>i</mi> </mrow> </msub> <mo>)</mo> </mrow> <mo>=</mo> <msub> <mi>v</mi> <mi>i</mi> </msub> </mrow> </mtd> </mtr> </mtable> </mfenced> <mo>,</mo> <mi>i</mi> <mo>=</mo> <mn>1</mn> <mo>,</mo> <mn>2</mn> <mo>,</mo> <mo>...</mo> <mo>,</mo> <mi>K</mi> <mo>-</mo> <mo>-</mo> <mo>-</mo> <mrow> <mo>(</mo> <mn>11</mn> <mo>)</mo> </mrow> </mrow>
wherein h isiIs the ith element in the sequence H; v. ofiIs the ith element in the sequence V.
5. The underwater direction-of-arrival estimation method based on the adjustable included angle uniform linear array as claimed in claim 4, wherein in step seven,i=1,2,...K。
6. the method as claimed in claim 5, wherein the angle α between two uniform linear arrays is changednN1, 2,.. multidot.n, repeating steps one to seven, and α for different linear array anglesnCalculating the corresponding direction of arrival angle by formula (12), and averaging the N results to obtain the final result thetaxi,i=1,2,...,K。
7. The underwater direction-of-arrival estimation device based on the adjustable included angle uniform linear array based on the method of claim 1 is characterized by comprising a data processing and control module, an angle control module, a transmitting module, a receiving module, an output module and a power supply module; the power module is connected with the data processing and control module, the angle control module, the transmitting module, the receiving module and the output module and can supply power to the modules;
the data processing and control module is the core part of the whole device, and all other modules are directly connected with the data processing and control module; it can control the transmitting module to make the transmitting module transmit the appointed signal; the angle control module can be controlled to enable the included angle of the two uniform linear arrays to be converted to a set value; and the signal transmitted by the receiving module can be processed, the direction of arrival angle is calculated, and the result is transmitted to the transmitting module.
8. The apparatus of claim 7, wherein the angle control module comprises a stepping motor and a driving circuit for controlling an angle between the two linear arrays; the stepping motor is an open-loop control motor which converts an electric pulse signal into angular displacement or linear displacement, when the driving circuit receives a pulse signal, the driving circuit drives the stepping motor to rotate for a fixed angle according to a set direction, and a desired angle value can be achieved by enabling the data processing and control module to emit a certain number of pulse signals.
9. The device of claim 7, wherein the receiving module comprises two ultrasonic receiving probe arrays, the included angle between the two arrays is variable and can be adjusted through the angle control module; the horizontal array L1 and the stepping motor are fixed together, the array L2 is installed on the stepping motor and ensures that the array L1 and the array L2 are on the same plane, and the array L2 can be driven by the stepping motor to rotate, so that the purpose of adjusting the included angle of the two arrays is achieved.
10. The apparatus of claim 9, wherein a mounting bracket is provided at the end of the array L1, the mounting bracket being made of plastic; the stepper motor stator is attached to this bracket and the stepper motor rotor is attached to the array L2.
CN201711137001.0A 2017-11-16 2017-11-16 Underwater DOA Estimation Method and Device Based on Adjustable Angle Uniform Linear Array Expired - Fee Related CN108008348B (en)

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