CN107817465A - DOA estimation method based on non-grid compressed sensing under super-Gaussian noise background - Google Patents

DOA estimation method based on non-grid compressed sensing under super-Gaussian noise background Download PDF

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CN107817465A
CN107817465A CN201710947860.XA CN201710947860A CN107817465A CN 107817465 A CN107817465 A CN 107817465A CN 201710947860 A CN201710947860 A CN 201710947860A CN 107817465 A CN107817465 A CN 107817465A
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CN107817465B (en
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郭艳
张星航
李宁
杨思星
余东平
王萌
荣凤娟
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PLA University of Science and Technology
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    • G01SRADIO DIRECTION-FINDING; RADIO NAVIGATION; DETERMINING DISTANCE OR VELOCITY BY USE OF RADIO WAVES; LOCATING OR PRESENCE-DETECTING BY USE OF THE REFLECTION OR RERADIATION OF RADIO WAVES; ANALOGOUS ARRANGEMENTS USING OTHER WAVES
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Abstract

本发明公开了一种超高斯噪声背景下的基于无网格压缩感知的DOA估计方法,首先确定天线阵信号模型,即通过一个阵元数为M,各阵元间距相等的线型天线阵列接收信号,并根据实际环境测定的噪声分布类型,选择lp的范数进行约束,然后确定求解无噪声信号x的函数表达式,无噪声信号x的恢复问题描述为原子范数最小化问题,采取半定规划理论方法就能求解;再通过ADMM算法求得原始解,并求得对偶解最后求解DOA,使之更加接近于原始信号的角度支撑集,从而完成DOA估计。本发明通过利用噪声的统计特性,对噪声项采用合适的范数进行有效的约束,最后利用原始解与对偶解的关系,求得原始信号的角度支撑集,实现高效精确的DOA估计。

The invention discloses a DOA estimation method based on gridless compressed sensing under the background of super-Gaussian noise. signal, and according to the noise distribution type measured in the actual environment, select the norm of l p to constrain, and then determine the function expression to solve the noise-free signal x, the recovery problem of the noise-free signal x is described as the atomic norm minimization problem, take Semidefinite programming theory can be used to solve the problem; then the original solution can be obtained through the ADMM algorithm, and the dual solution can be obtained Finally, the DOA is solved to make it closer to the angle support set of the original signal, so as to complete the DOA estimation. The present invention uses the statistical characteristics of the noise to effectively constrain the noise item with a suitable norm, and finally uses the relationship between the original solution and the dual solution to obtain the angle support set of the original signal, thereby realizing efficient and accurate DOA estimation.

Description

超高斯噪声背景下的基于无网格压缩感知的DOA估计方法DOA Estimation Method Based on Meshless Compressive Sensing under Super Gaussian Noise Background

技术领域technical field

本发明属于无网格压缩感知(Grid-less Compressive Sensing,GCS)的波达方向(Direction-of-arrival,DOA)估计技术,特别是一种超高斯噪声背景下的基于无网格压缩感知的DOA估计方法。The invention belongs to the direction-of-arrival (DOA) estimation technology of Grid-less Compressive Sensing (Grid-less Compressive Sensing, GCS), in particular, a method based on Grid-less Compressive Sensing under the background of super-Gaussian noise. DOA estimation method.

背景技术Background technique

众所周知,波达方向估计在通信、语音、雷达、声纳等很多方面都有着不可替代的作用。压缩感知技术由于其独特的优势,在空间谱估计问题中得到了广泛的应用。对于DOA估计,压缩感知技术利用信号在空域中的稀疏性,只需要少量的观测数据,就能够实现对信号的重构,而且在信噪比(Signal to Noise Rate,SNR)较低,信源相关性较高的场合,算法仍然具有鲁棒性。然而,传统的超分辨算法,比如基于信号子空间的多重信号分类(Multiple Signal Classification,MUSIC)算法和旋转不变技术估计信号参数(Estimating Signal Parameter via Rotational Invariance Techniques,ESPRIT)算法等,并不具备这一优势。经过近年来的研究和发展,稀疏信号重构算法在小样本,甚至单次快拍的情况下也能实现超分辨的DOA估计。As we all know, direction of arrival estimation plays an irreplaceable role in communication, voice, radar, sonar and many other aspects. Due to its unique advantages, compressive sensing technology has been widely used in spatial spectrum estimation problems. For DOA estimation, compressive sensing technology utilizes the sparsity of the signal in the space domain, and only needs a small amount of observation data to realize the reconstruction of the signal, and the signal to noise ratio (Signal to Noise Rate, SNR) is low, the source When the correlation is high, the algorithm is still robust. However, traditional super-resolution algorithms, such as the Multiple Signal Classification (MUSIC) algorithm based on the signal subspace and the Estimating Signal Parameter via Rotational Invariance Techniques (ESPRIT) algorithm, etc., do not have This advantage. After research and development in recent years, the sparse signal reconstruction algorithm can achieve super-resolution DOA estimation even in the case of a small sample or a single snapshot.

在许多实际应用中,信号的参数空间是连续的。针对这一问题,传统压缩感知算法首先把连续参数空间进行离散化处理,将整个参数空间划分为有限个网格,并假设信号的参数能由某些网格点来表示。过于密集的网格虽然能提升估计的精度,但也会造成基字典中相邻原子之间的相关性太强,使得字典的约束等容性(RIP性)下降,从而降低压缩感知的重构性能。另外,信号的实际参数值很可能不会落在离散的网格上,假设的变换基则无法表示稀疏信号,研究者把这种现象称为基的失配(Basis Mismatch)。In many practical applications, the parameter space of a signal is continuous. To solve this problem, the traditional compressive sensing algorithm first discretizes the continuous parameter space, divides the entire parameter space into a finite number of grids, and assumes that the parameters of the signal can be represented by some grid points. Although an overly dense grid can improve the estimation accuracy, it will also cause the correlation between adjacent atoms in the base dictionary to be too strong, which will reduce the constraint isocapacitance (RIP) of the dictionary, thereby reducing the reconstruction of compressed sensing. performance. In addition, the actual parameter values of the signal may not fall on the discrete grid, and the assumed transformation basis cannot represent the sparse signal. The researchers call this phenomenon Basis Mismatch.

针对该现象,研究者找到了解决欠定线性逆问题的最佳凸启发式方法——采用原子范数来刻画信号特征,即直接在连续参数空间中寻找最少的原子来表示给定的信号,而无需对稀疏域进行离散化处理,并提出了无网格压缩感知,或者称连续域压缩感知(Continuous Compressive Sensing,CCS)这一概念。参数空间不再被划分成有限个网格,而是直接被看作一个连续的变量。Tang等人在文献(1.Tang Gong-guo,Bhaskar B N,ShahP,et al.Compressed sensing off the grid[J].IEEE Transactions on InformationTheory,2013,59(11):7465-7490)中提出,当信号频率之间的间隔至少为时,只需O(K·logK·logM)个采样就能重构出信号的频率,其中ε为一个小常数,K为信号的个数,M为信号的长度。原子范数的求解依赖于半定规划(Semi-definite Programming,SDP)问题,而半定规划问题是一个非光滑的凸优化问题。当天线阵规模较大时,凸优化方法存在复杂度高、收敛速度慢等问题。为此,许多学者采用一种更好的近似求解算法——ADMM算法。In response to this phenomenon, the researchers found the best convex heuristic method to solve the underdetermined linear inverse problem - using the atomic norm to characterize the signal characteristics, that is, directly looking for the fewest atoms in the continuous parameter space to represent the given signal, There is no need to discretize the sparse domain, and the concept of gridless compressed sensing, or continuous compressive sensing (Continuous Compressive Sensing, CCS) is proposed. The parameter space is no longer divided into a finite number of grids, but directly regarded as a continuous variable. Tang et al. proposed in the literature (1. Tang Gong-guo, Bhaskar BN, ShahP, et al. Compressed sensing off the grid [J]. IEEE Transactions on Information Theory, 2013, 59(11): 7465-7490), when The spacing between signal frequencies is at least When , only O(K·logK·logM) samples are needed to reconstruct the frequency of the signal, where ε is a small constant, K is the number of signals, and M is the length of the signal. The solution of the atomic norm depends on the semi-definite programming (Semi-definite Programming, SDP) problem, and the semi-definite programming problem is a non-smooth convex optimization problem. When the size of the antenna array is large, the convex optimization method has problems such as high complexity and slow convergence speed. For this reason, many scholars adopt a better approximate solution algorithm - ADMM algorithm.

ADMM算法在压缩感知领域中取得了广泛的应用,比如图像处理,信道估计,无线传感器网络等。这些研究仍然依赖于格点划分。近些年来,相关研究已延伸到无网格压缩感知领域,比如雷达成像,加权原子范数最小化等。The ADMM algorithm has been widely used in the field of compressed sensing, such as image processing, channel estimation, wireless sensor network, etc. These studies still rely on grid partitioning. In recent years, related research has been extended to the field of gridless compressed sensing, such as radar imaging, weighted atomic norm minimization, etc.

目前,基于压缩感知稀疏重构的DOA估计算法大多是在高斯噪声背景下进行的研究。而自然界中的一些噪声往往具有非高斯性,无法用高斯分布来描述。而超高斯噪声是非高斯噪声当中的一类。低频大气噪声、语音信号、生物医学信号和其它脉冲噪声具有超高斯性。超高斯噪声的概率密度函数具有显著的尖峰脉冲和拖尾现象,噪声信号也会出现少数模值比较大的异常值。这种特性使这类非高斯过程的统计特性显著偏离高斯分布,如果仍然采用高斯分布模型来描述这些噪声,原来基于高斯噪声数学模型设计的DOA估计方法的性能会出现下降。At present, most of the DOA estimation algorithms based on compressed sensing sparse reconstruction are researched in the background of Gaussian noise. However, some noises in nature are often non-Gaussian and cannot be described by Gaussian distribution. Super-Gaussian noise is a type of non-Gaussian noise. Low-frequency atmospheric noise, speech signals, biomedical signals, and other impulsive noises are super-Gaussian. The probability density function of super-Gaussian noise has significant spikes and tailing phenomena, and the noise signal also has a few outliers with relatively large modulus values. This characteristic makes the statistical characteristics of this kind of non-Gaussian process significantly deviate from the Gaussian distribution. If the Gaussian distribution model is still used to describe these noises, the performance of the DOA estimation method originally designed based on the Gaussian noise mathematical model will decline.

由于无网格压缩感知理论提出的时间比较晚,所以在现有的研究当中,只有在非高斯噪声背景下,未采用压缩感知理论进行DOA估计,比如文献(3.Wen-Jun Zeng,H.C.So,Lei Huang.lp-MUSIC:Robust Direction-of-Arrival Estimator for Impulsive NoiseEnvironments[J].IEEE Transactions on Signal Processing.Vol.61,No.17,Sep.2013,pp.4296-4308.);和在非高斯噪声背景下,利用传统的压缩感知技术,通过划分格点进行DOA估计的文献,比如(4.孙飞,非高斯噪声环境下基于压缩感知的DOA估计[D],大连海事大学,2015。);以及利用无网格压缩感知理论,在高斯白噪声背景下进行的DOA估计,比如(4.Zai Yang,Lihua Xie.Enhancing Sparsity and Resolution via Reweighted AtomicNorm Minimization[J].IEEE Transactions on Signal Processing,Vol.64,No.4,Feb.2016,pp.995-1006.)。目前,尚未发现关于在超高斯噪声环境下,基于无网格压缩感知理论的DOA估计技术。因此,研究超高斯噪声环境下,基于无网格压缩感知理论的DOA估计方法具有非常重要的意义。Since the theory of gridless compressed sensing was proposed relatively late, in the existing research, only in the background of non-Gaussian noise, compressed sensing theory was not used for DOA estimation, such as literature (3.Wen-Jun Zeng, H.C.So , Lei Huang.lp-MUSIC:Robust Direction-of-Arrival Estimator for Impulsive NoiseEnvironments[J].IEEE Transactions on Signal Processing.Vol.61,No.17,Sep.2013,pp.4296-4308.); and in Under the background of non-Gaussian noise, using traditional compressive sensing technology to estimate DOA by dividing grid points, such as (4. Fei Sun, DOA estimation based on compressive sensing under non-Gaussian noise environment [D], Dalian Maritime University, 2015 .); and DOA estimation in Gaussian white noise background using mesh-free compressed sensing theory, such as (4.Zai Yang, Lihua Xie.Enhancing Sparsity and Resolution via Reweighted AtomicNorm Minimization[J].IEEE Transactions on Signal Processing , Vol.64, No.4, Feb.2016, pp.995-1006.). At present, there is no DOA estimation technology based on mesh-free compressive sensing theory in the super-Gaussian noise environment. Therefore, it is of great significance to study the DOA estimation method based on the mesh-free compressive sensing theory in the super-Gaussian noise environment.

发明内容Contents of the invention

本发明的目的在于提供一种超高斯噪声背景下的基于无网格压缩感知的DOA估计方法,实现高效精确的DOA估计。The purpose of the present invention is to provide a DOA estimation method based on gridless compressed sensing under the background of super-Gaussian noise, so as to realize efficient and accurate DOA estimation.

实现本发明目的的技术解决方案为:一种超高斯噪声背景下的基于无网格压缩感知的DOA估计方法,步骤如下:The technical solution that realizes the object of the present invention is: a DOA estimation method based on gridless compressed sensing under the background of super-Gaussian noise, the steps are as follows:

(1)确定天线阵信号模型,即通过一个阵元数为M,各阵元间距相等的线型天线阵列接收信号;天线阵接收到的信号模型表示为(1) Determine the antenna array signal model, that is, receive signals through a linear antenna array with M array elements and equal spacing between each array element; the signal model received by the antenna array is expressed as

其中y表示该天线阵接收到M个含噪声的信号;以M维观测向量表示无噪声信号x;是M维的导引矢量,则方向矩阵s代表K个源信号,w是M维的零均值,方差为σ2的超高斯噪声信号;Among them, y indicates that the antenna array receives M noise-containing signals; the noise-free signal x is represented by an M-dimensional observation vector; is the M-dimensional steering vector, then the direction matrix s represents K source signals, w is M-dimensional zero-mean, super-Gaussian noise signal with variance σ 2 ;

(2)根据实际环境测定的噪声分布类型,选择lp的范数进行约束,1≤p<2;(2) According to the noise distribution type measured in the actual environment, select the norm of l p to constrain, 1≤p<2;

(3)确定求解无噪声信号x的函数表达式,无噪声信号x的恢复问题描述为原子范数最小化问题,采取半定规划理论方法就能求解,该原子范数最小化问题的函数表达式为:(3) Determine the function expression for solving the noise-free signal x. The recovery problem of the noise-free signal x is described as an atomic norm minimization problem, which can be solved by using semidefinite programming theory. The functional expression of the atomic norm minimization problem The formula is:

其中s.t.为subject to的缩写,表示目标函数的约束条件;τ为正则项,取值为||·||p表示向量或矩阵的lp范数,为lp范数的p次幂;另外u是M维的向量,T(u)表示u的Toeplitz矩阵,其维度是M×M;(·)H表示向量或矩阵的共轭转置;Among them, st is the abbreviation of subject to, which indicates the constraint condition of the objective function; τ is a regular term, and the value is ||·|| p represents the l p norm of the vector or matrix, is the p -th power of the lp norm; in addition, u is a vector of M dimension, T(u) represents the Toeplitz matrix of u, and its dimension is M×M; (·) H represents the conjugate transposition of a vector or matrix;

(4)ADMM算法求得原始解,利用凸优化工具包可以求解该原子范数最小化问题,或者为降低求解的复杂度,将步骤(3)当中的函数表达式写成拉格朗日函数的形式,并利用基于ADMM的一阶算法求解该问题,得到无噪声信号的估计,即该优化问题的原始解 (4) The ADMM algorithm obtains the original solution, and the convex optimization toolkit can be used to solve the atomic norm minimization problem, or to reduce the complexity of the solution, the function expression in step (3) can be written as the Lagrangian function Form, and use ADMM-based first-order algorithm to solve the problem, get the estimate of the noise-free signal, that is, the original solution of the optimization problem

(5)求得对偶解 是x的对偶变量z的估计值;原子范数最小化问题的对偶问题的函数表达式为(5) Find the dual solution is the estimated value of the dual variable z of x; the function expression of the dual problem of the atomic norm minimization problem is

其中为原子范数的对偶范数;由于原始和对偶问题之间存在强对偶性,分别是原始解和对偶解的最优解,二者之间的关系为 in is the dual norm of the atomic norm; due to the strong duality between the primal and dual problems, are the optimal solutions of the original solution and the dual solution, respectively, and the relationship between them is

(6)求解DOA,在[-90°,90°]的范围内划分出格点,寻找的模为1,即的模为时的点所对应的角度作为DOA估计值;由于满足(6) Solve the DOA, divide the grid points in the range of [-90°, 90°], and find The modulus of is 1, that is The modulus is The angle corresponding to the point at time is used as the estimated value of DOA; because Satisfy

看出的最大值等于用这种方法求解,使之更加接近于原始信号的角度支撑集,从而完成DOA估计。see The maximum value of is equal to Using this method to solve, make it closer to the angle support set of the original signal, so as to complete the DOA estimation.

本发明与现有技术相比,其显著优点:(1)通过利用噪声的统计特性,对噪声项采用合适的范数进行有效的约束,最后利用原始解与对偶解的关系,求得原始信号的角度支撑集。图3的仿真结果表明,由于成功利用了超噪声的统计特性,DOA估计的精度很高。(2)实现起来相对容易,具有很好的应用前景。Compared with the prior art, the present invention has significant advantages: (1) By using the statistical characteristics of noise, the noise item is effectively constrained by using a suitable norm, and finally the original signal is obtained by using the relationship between the original solution and the dual solution set of angular supports. The simulation results in Fig. 3 show that due to the successful use of the statistical properties of super-noise, the DOA estimation has a high accuracy. (2) It is relatively easy to implement and has a good application prospect.

下面结合附图对本发明作进一步详细描述。The present invention will be described in further detail below in conjunction with the accompanying drawings.

附图说明Description of drawings

图1是均匀线型阵列接收信号模型。Figure 1 is a uniform linear array receiving signal model.

图2是本发明的流程图。Fig. 2 is a flow chart of the present invention.

图3是本发明超高斯噪声背景下,采用不同范数对噪声项约束的DOA估计效果图。Fig. 3 is an effect diagram of DOA estimation using different norms to constrain noise items under the background of super-Gaussian noise in the present invention.

具体实施方式Detailed ways

结合图1,对本发明的天线阵列信号模型进行说明:将无网格压缩感知技术应用到DOA估计中。考虑这样一个问题:有K个角度未知的目标随机地分布在θ∈[-90°,90°]区域中。为了确定它们的角度,本发明通过一个阵元数为M的线型天线阵列(Uniform LinearArray,ULA)接收信号,进而实现DOA估计。In conjunction with FIG. 1 , the antenna array signal model of the present invention is described: the gridless compressed sensing technology is applied to DOA estimation. Consider such a problem: there are K targets with unknown angles randomly distributed in the region θ∈[-90°,90°]. In order to determine their angles, the present invention receives signals through a linear antenna array (Uniform Linear Array, ULA) with the number of elements M, and then realizes DOA estimation.

本发明是基于均匀直线阵列,其中每个阵元都是全向天线,假设阵元数目为M,阵元之间的距离为d。假设K个窄带远场点源信号分别从方向θk,k=1,…,K,入射到天线阵,即θk为信号入射角。则在某一时刻,天线阵接收到的信号表示为The present invention is based on a uniform linear array, wherein each array element is an omnidirectional antenna, assuming that the number of array elements is M, and the distance between array elements is d. Assume that K narrowband far-field point source signals are incident on the antenna array from directions θ k , k=1,...,K, that is, θ k is the signal incident angle. Then at a certain moment, the signal received by the antenna array is expressed as

其中y=[y1,…,yM]T表示在该时刻M个天线阵元接收到的数据组成的M×1维列向量,x=[x1,…,xM]T表示无噪声的信号,(·)T表示向量或矩阵的转置。为M×K维方向矩阵,K为信源数,是对应于相位差ωk的导引矢量,ωk=2πdsin(θk)/λ表示两个相邻阵元间的相位差。λ为信号波长,S=[s1,…,sk]T为K个信号s1,…,sk组成的K×1维信号向量,w=[w1,…,wM]T为各个天线阵元上噪声组成的M×1维向量。假定信号与阵元噪声统计独立,各阵元噪声之间同样相互独立。Where y=[y1,...,y M ] T represents the M×1 dimensional column vector composed of the data received by M antenna elements at this moment, and x=[x 1 ,...,x M ] T represents the noise-free Signal, ( ) T represents the transpose of a vector or matrix. is an M×K dimensional direction matrix, K is the number of sources, is the steering vector corresponding to the phase difference ω k , and ω k =2πdsin(θ k )/λ represents the phase difference between two adjacent array elements. λ is the signal wavelength, S=[s 1 ,…,s k ] T is a K×1-dimensional signal vector composed of K signals s 1 ,…,s k , w=[w 1 ,…,w M ] T is An M×1 dimensional vector composed of noise on each antenna element. It is assumed that the signal is statistically independent from the noise of the array elements, and the noise of each array element is also independent of each other.

结合图2,本发明超高斯噪声背景下的基于无网格压缩感知的DOA估计方法,以无网格压缩感知理论为基础,采用lp范数对接收信号中的超高斯噪声进行约束,通过求解原子范数最小化问题及其对偶问题,从而实现DOA的估计。总之,在无网格压缩感知领域中,DOA估计问题可分解为两个子问题:求解原子范数最小化问题,得到原始信号的估计值求解原子范数最小化问题的对偶问题,得到DOA估计值。这两个子问题一共可分解为以下六个步骤。In conjunction with Fig. 2, the DOA estimation method based on meshless compressed sensing under the background of super-Gaussian noise of the present invention is based on the theory of meshless compressed sensing, and the lp norm is used to constrain the super-Gaussian noise in the received signal, through Solve the atomic norm minimization problem and its dual problem, so as to realize the estimation of DOA. In summary, in the field of mesh-free compressed sensing, the DOA estimation problem can be decomposed into two sub-problems: solving the atomic norm minimization problem, and obtaining the estimated value of the original signal Solve the dual of the atomic norm minimization problem to obtain DOA estimates. These two sub-problems can be decomposed into the following six steps.

具体步骤如下:Specific steps are as follows:

步骤一,确定天线阵信号模型。采用一个均匀直线型阵列(Uniform lineararray,ULA),其中每个阵元都是全向天线,假设阵元数目为M,阵元之间的距离为d。假设K个窄带远场点源信号分别从方向θk∈[-90°,90°],k=1,…,K,入射到天线阵,即θk为信号入射角。则在某一时刻,天线阵接收到的信号表示为Step 1, determine the antenna array signal model. A uniform linear array (Uniform linear array, ULA) is adopted, in which each array element is an omnidirectional antenna, assuming that the number of array elements is M, and the distance between array elements is d. Assume that K narrowband far-field point source signals are incident on the antenna array from directions θ k ∈ [-90°, 90°], k=1,...,K, that is, θ k is the signal incident angle. Then at a certain moment, the signal received by the antenna array is expressed as

其中y=[y1,…,yM]T表示在该时刻M个天线阵元接收到的数据组成的M×1维列向量,x=[x1,…,xM]T表示无噪声的信号,(·)T表示向量或矩阵的转置。是对应于相位差ωk的导引矢量,ωk=2πdsin(θk)/λ表示两个相邻阵元间的相位差,A=[a(θ1),a(θ2),…,a(θK)]是M×K维的方向矩阵。λ为信号波长,S=[s1,…,sk]T为K个信号s1,…,sk组成的K×1维信号向量,w=[w1,…,wM]T为各个天线阵元上噪声组成的M×1维向量。假定信号与阵元噪声统计独立,各阵元噪声之间同样相互独立;Where y=[y1,...,y M ] T represents the M×1 dimensional column vector composed of the data received by M antenna elements at this moment, and x=[x 1 ,...,x M ] T represents the noise-free Signal, ( ) T represents the transpose of a vector or matrix. is the steering vector corresponding to the phase difference ω k , ω k =2πdsin(θ k )/λ represents the phase difference between two adjacent array elements, A=[a(θ 1 ),a(θ 2 ),… , a(θ K )] is an M×K dimensional direction matrix. λ is the signal wavelength, S=[s 1 ,…,s k ] T is a K×1-dimensional signal vector composed of K signals s 1 ,…,s k , w=[w 1 ,…,w M ] T is An M×1 dimensional vector composed of noise on each antenna element. It is assumed that the signal is statistically independent from the noise of the array elements, and the noise of each array element is also independent of each other;

为σ2的超高斯噪声信号。A super-Gaussian noise signal with σ 2 .

步骤一中的超高斯噪声信号服从广义高斯分布,该广义高斯分布的概率密度函数为:The super-Gaussian noise signal in step 1 obeys the generalized Gaussian distribution, and the probability density function of the generalized Gaussian distribution is:

其中w是函数变量,m表示其均值,Γ(·)为gamma函数,α反映广义高斯概率密度函数峰的宽度;若限制x的方差为1,α表示为β控制广义高斯概率密度函数的形状,它与概率密度函数的尖锐程度相关,β值越小则密度函数越尖锐;Where w is a function variable, m represents its mean value, Γ( ) is the gamma function, α reflects the width of the peak of the generalized Gaussian probability density function; if the variance of x is limited to 1, α is expressed as β controls the shape of the generalized Gaussian probability density function, which is related to the sharpness of the probability density function. The smaller the β value, the sharper the density function;

β的值确定了源信号的类型:在x均值为0,方差为1时,若β=2,信号x为标准高斯分布的信号;若0<β<2,x为超高斯信号,其中β=1时,信号x呈Laplacian分布的信号;若β>2,x为亚高斯信号;若β=+∞,信号x依概率收敛于均匀分布U(-α,α)。The value of β determines the type of source signal: when the mean value of x is 0 and the variance is 1, if β=2, the signal x is a signal of standard Gaussian distribution; if 0<β<2, x is a super-Gaussian signal, where β =1, the signal x is a Laplacian distribution signal; if β>2, x is a sub-Gaussian signal; if β=+∞, the signal x converges to a uniform distribution U(-α,α) according to probability.

在仿真实验中,我们根据上述的广义高斯概率密度函数,利用文献(6.朱晓玲,姜浩,任意概率分布的伪随机数研究和实现[J],计算机技术与发展,Vol.17,No.12,Dec.2007,pp.116-118,168.)提出的舍选法,产生超高斯噪声信号。其中,通过设置β=0.5产生超高斯噪声。In the simulation experiment, according to the above-mentioned generalized Gaussian probability density function, we used the literature (6. Zhu Xiaoling, Jiang Hao, Research and Implementation of Pseudorandom Numbers with Arbitrary Probability Distribution [J], Computer Technology and Development, Vol.17, No. 12, Dec.2007, pp.116-118, 168.) The rejection method proposed to generate a super-Gaussian noise signal. Among them, super Gaussian noise is generated by setting β=0.5.

步骤二,根据实际环境测定的噪声分布类型,选择lp的范数进行约束,1≤p<2。Step 2, according to the noise distribution type measured in the actual environment, select the norm of l p for constraint, 1≤p<2.

针对超高斯噪声环境下基于无网格压缩感知的DOA估计问题,本发明提出对于优化目标函数的噪声项,采用lp范数约束的方法。传统的DOA估计方法假定背景噪声为高斯白噪声,所以采用l2范数约束噪声项;而在超高斯噪声背景下,同样的方法存在性能下降的问题;对此,本发明提出的一种应用于超高斯噪声背景下的无网格压缩感知DOA估计方法,通过利用噪声的统计特性,对噪声项采用合适的lp范数进行有效的约束;超高斯噪声适合采用lp(0<p<2)范数进行约束。Aiming at the DOA estimation problem based on gridless compressed sensing under super-Gaussian noise environment, the present invention proposes a method of using l p norm constraint for optimizing the noise item of the objective function. The traditional DOA estimation method assumes that the background noise is Gaussian white noise, so the l2 norm is used to constrain the noise term; and under the background of super-Gaussian noise, the same method has the problem of performance degradation; for this, an application proposed by the present invention The meshless compressed sensing DOA estimation method under the background of super-Gaussian noise effectively constrains the noise item by using the appropriate l p norm by using the statistical characteristics of the noise; 2) The norm is constrained.

由于一些噪声信号具有很强的超高斯性,需要lp(0<p<1)的范数进行约束,原问题不再是一个凸优化问题,而是一个非凸的lp范数最小化问题,难以获得全局极小值。因此,在本发明中,将不会考虑lp(0<p<1)范数这一情形,对超高斯噪声只采用lp(1≤p<2)的范数进行约束。Since some noise signals have strong super-Gaussian properties, the norm of lp (0< p <1) is required to be constrained. The original problem is no longer a convex optimization problem, but a non-convex lp norm minimization problem, it is difficult to obtain a global minimum. Therefore, in the present invention, the l p (0<p<1) norm will not be considered, and only the l p (1≤p<2) norm is used to constrain the super-Gaussian noise.

步骤三,确定求解无噪声信号x的函数表达式,无噪声信号x的恢复问题描述为原子范数最小化问题,采取半定规划理论方法就能求解。根据文献(2.B.N.Bhaskar,G.Tang,B.Recht.Atomic norm denoising with applications to line spectral estimation[J].IEEE Transactions on Signal Processing,2013,61(23):5987-5999),该原子范数最小化问题可表示为Step 3: Determine the function expression for solving the noise-free signal x. The recovery problem of the noise-free signal x is described as an atomic norm minimization problem, which can be solved by using semidefinite programming theory. According to the literature (2.B.N.Bhaskar,G.Tang,B.Recht.Atomic norm denoising with applications to line spectral estimation[J].IEEE Transactions on Signal Processing,2013,61(23):5987-5999), the atomic norm The number minimization problem can be expressed as

其中tr(·)表示矩阵的迹。in tr(·) represents the trace of the matrix.

因此,该原子范数最小化的函数表达式为:Therefore, the function expression for minimizing the atomic norm is:

其中s.t.为subject to的缩写,表示目标函数的约束条件;τ为正则项,取值为||·||p表示向量或矩阵的lp范数,为lp范数的p次幂;另外u是M维的向量,T(u)表示u的Toeplitz矩阵,其维度是M×M;(·)H表示向量或矩阵的共轭转置。T(u)表示u的Toeplitz矩阵:Among them, st is the abbreviation of subject to, which indicates the constraint condition of the objective function; τ is a regular term, and the value is ||·|| p represents the l p norm of the vector or matrix, is the pth power of the lp norm; in addition, u is an M-dimensional vector, T(u) represents the Toeplitz matrix of u, and its dimension is M×M; (·) H represents the conjugate transposition of a vector or matrix. T(u) represents the Toeplitz matrix of u:

uj表示u的第j个值。该函数表达式可以通过SeDuMi工具包求得参数x,u,t的解(8.J.F.Sturm,“Using SeDuMi 1.02,a MATLAB toolbox for optimization oversymmetric cones,”Optimization Methods and Software,vol.11-12,pp.625-653,1999.);u j represents the jth value of u. The function expression can obtain the solution of parameters x, u, t through the SeDuMi toolkit (8. JFSturm, "Using SeDuMi 1.02, a MATLAB toolbox for optimization oversymmetric cones," Optimization Methods and Software, vol.11-12, pp .625-653, 1999.);

在无网格压缩感知技术中,参数空间不再被划分成有限个网格,而是直接被看作一个连续的变量。令为一个原子集合,在DOA估计问题中,该集合可以写成其凸包相对于原点是一个中心对称的紧集,且包含原点作为内点。a为集合中的原子,由此中的元素都是的极值点。此时由凸包的尺度函数定义的范数为原子范数,用表示,则有In gridless compressed sensing technology, the parameter space is no longer divided into a finite number of grids, but directly regarded as a continuous variable. make is a set of atoms, in DOA estimation problem, the set can be written as its convex hull is a compact set that is centrally symmetric with respect to the origin and contains the origin as an interior point. a is set Atoms in , thus which is The elements in are extreme point of . Convex hull The norm defined by the scaling function is the atomic norm, using means that there is

其中inf为函数的下确界(或最大下界)。对于原子范数来说,原子集合中的原子就是用于构造任何一个信号的基本单元,那么凸包的低维平面同样对应的是由很少的相应原子所构成的信号,因此原子范数实际上是给集合增加了稀疏约束。这种约束方式将集合看作一个描述连续变化参数的无限字典,同时增加稀疏约束时没有引入离散化表示,避免了基的失配问题的产生。x则是相应原子的线性组合。原子范数具有半定规划(Semi-definite programming,SDP)性质,采取线性半定规划方法就能求解原子范数。根据Caratheodory引理,任何半正定Toeplitz矩阵都能进行Vandermonde分解,从而将原子范数最小化问题转化为半定规划问题。因此,需要运用半定规划理论来求解。我们利用现有的一些凸优化工具,如SeDuMi等,即可求解上述问题,得到接收到的无噪声信号的估计 where inf is the infimum (or the greatest lower bound) of the function. For the atomic norm, the atoms in the atomic set are the basic units used to construct any signal, then the convex hull The low-dimensional plane of also corresponds to a signal composed of very few corresponding atoms, so the atomic norm is actually given to the collection Added sparse constraints. This constraint will set the It is regarded as an infinite dictionary describing continuously changing parameters, and at the same time adding sparse constraints does not introduce discretized representation, which avoids the problem of base mismatch. x is a linear combination of the corresponding atoms. The atomic norm has semi-definite programming (Semi-definite programming, SDP) properties, and the linear semi-definite programming method can be used to solve the atomic norm. According to Caratheodory's lemma, any positive semi-definite Toeplitz matrix can be decomposed by Vandermonde, thus converting the atomic norm minimization problem into a semi-definite programming problem. Therefore, it is necessary to use semidefinite programming theory to solve it. We can use some existing convex optimization tools, such as SeDuMi, etc., to solve the above problem and obtain the estimate of the received noise-free signal

在文献(2.B.N.Bhaskar,G.Tang,B.Recht.Atomic norm denoising withapplications to line spectral estimation[J].IEEE Transactions on SignalProcessing,2013,61(23):5987-5999)当中,原始解和对偶解之间的关系,以及正则项τ的上界和下界,是基于l2范数约束的优化模型的推导得来的结果。但这一结果在采用lp(1≤p<2)范数约束的优化模型中不再适用。In the literature (2.BNBhaskar,G.Tang,B.Recht.Atomic norm denoising with applications to line spectral estimation[J].IEEE Transactions on Signal Processing,2013,61(23):5987-5999), the original solution and the dual solution The relationship between , as well as the upper and lower bounds of the regularization term τ, is the result of the derivation of the optimization model based on l 2 norm constraints. But this result is no longer valid in the optimization model with l p (1≤p<2) norm constraints.

在采用l2范数约束的条件下,当时,即在波达方向上,的值始终等于常数τ。然而,在采用lp(1≤p<2)范数约束下,在波达方向上虽然会出现峰值,但这个值不再是一个常数。在实际情况下,信号源的数目往往是未知的。当信噪比较低时,DOA估计的空间谱上会出现杂峰,杂峰有时甚至会高于在波达方向上的峰值。此时,信号源和杂峰将难以区分。我们对正则项的上界和下界,以及原始解和对偶解之间的关系进行推导,使之适用于超高斯噪声背景和lp(1≤p<2)范数约束的优化模型。Under the condition of using the l 2 norm constraint, when , that is, in the direction of arrival, The value of is always equal to the constant τ. However, under the l p (1≤p<2) norm constraint, Although there will be a peak in the direction of arrival, this value is no longer a constant. In practical situations, the number of signal sources is often unknown. When the signal-to-noise ratio is low, spurious peaks will appear on the spatial spectrum estimated by DOA, sometimes even higher than the peak in the direction of arrival. At this point, the signal source and the spurious peak will be difficult to distinguish. Our upper and lower bounds on the regularization term, and the original solution and the dual solution The relationship among them is deduced to make it suitable for the optimization model constrained by super-Gaussian noise background and l p (1≤p<2) norm.

步骤三中正则项τ的上界和下界的求解过程如下:The process of solving the upper and lower bounds of the regular term τ in step 3 is as follows:

1)正则项τ的上界1) The upper bound of the regular term τ

变量z原子范数的对偶范数记为:The dual norm of the atomic norm of the variable z is denoted as:

多项式Zn的最大模值定义为 The maximum modulus value of the polynomial Zn is defined as

假定变量w1,…,wN满足广义高斯分布,其广义高斯分布的概率密度函数为:Assuming that the variables w 1 ,…,w N satisfy the generalized Gaussian distribution, the probability density function of the generalized Gaussian distribution is:

参数的取值如下:β=0.5,m=0, The values of the parameters are as follows: β=0.5, m=0,

变量z满足z=|w|p-2·w,即The variable z satisfies z=|w| p-2 ·w, namely

由此z的概率密度函数为The probability density function of z is thus

由此可得Therefore

其中,的详细推导过程如下:in, The detailed derivation process is as follows:

其中Γ(v,z)是不完全伽玛函数,定义如下:where Γ(v,z) is an incomplete gamma function defined as follows:

设定参数δ=2log(N),得Set parameter δ=2log(N), get

其中噪声变量w的标准差为σ,则变量z的标准差为σp-1,由式(3.1)、(3.7)得Among them, the standard deviation of the noise variable w is σ, and the standard deviation of the variable z is σ p-1 , from formulas (3.1) and (3.7)

设定N=4πnlog(n),则的上界写作Set N=4πnlog(n), then upper bound writing

当n≥3时,根据权利要求1可知,正则项τ的上界是上界的倍;When n≥3, according to claim 1, the upper bound of the regular term τ is upper bound times;

其中,当p=1时,即正则项τ的上界为:Among them, when p=1, That is, the upper bound of the regular term τ is:

2)正则项τ的下界2) The lower bound of the regular term τ

令F为变量u1,…,uN的分布函数,同时令Mn=max(u1,…,uN),则零均值超高斯变量的分布函数为Let F be the distribution function of variables u 1 ,…,u N , and let M n =max(u 1 ,…,u N ), then the distribution function of zero-mean hyper-Gaussian variables is

当n≥5时,正则项τ的下界为When n≥5, the lower bound of the regular term τ is

其中,当p=1时,即正则项τ的上界为 Among them, when p=1, That is, the upper bound of the regular term τ is

步骤四,ADMM算法求得原始解,利用凸优化工具(如SeDuMi工具包)来求解该原子范数最小化问题,或者为降低求解的复杂度,将步骤三当中的函数表达式写成拉格朗日函数的形式,并利用基于ADMM的一阶算法求解,得到无噪声信号的估计,即该优化问题的原始解(估计值) Step 4, the ADMM algorithm obtains the original solution, and uses convex optimization tools (such as the SeDuMi toolkit) to solve the atomic norm minimization problem, or in order to reduce the complexity of the solution, write the function expression in step 3 as Lagrang The form of the daily function, and use the first-order algorithm based on ADMM to solve it, and get the estimate of the noise-free signal, that is, the original solution (estimated value) of the optimization problem

该算法引入拉格朗日乘子Λ,同时令根据(9.孙志强,白圣建,郑永斌,刘伟(译),最优化导论(第四版)[M],电子工业出版社,pp.380-392),步骤三当中的优化目标函数表达式,可以转化为拉格朗日函数的形式:The algorithm introduces the Lagrangian multiplier Λ, and makes According to (9. Sun Zhiqiang, Bai Shengjian, Zheng Yongbin, Liu Wei (translation), Introduction to Optimization (Fourth Edition) [M], Electronic Industry Press, pp.380-392), the optimization objective function expression in step three, It can be transformed into the form of Lagrangian function:

其中||·||F表示向量或矩阵的Frobenius范数,<·>表示向量或者矩阵的内积,则(·)H表示向量或矩阵的共轭转置;ρ表示拉格朗日函数的惩罚项,能够控制函数的收敛速率。通过对矩阵或向量求导的方法,对参数(t,u,x,Z,Λ)反复迭代更新,直至算法收敛。Where ||·|| F represents the Frobenius norm of the vector or matrix, and <·> represents the inner product of the vector or matrix, then (·) H represents the conjugate transpose of a vector or matrix; ρ represents the penalty term of the Lagrangian function, which can control the convergence rate of the function. By deriving the matrix or vector, the parameters (t, u, x, Z, Λ) are iteratively updated until the algorithm converges.

l表示第l次迭代。l represents the lth iteration.

步骤五,求得对偶解 是x的对偶变量z的估计值。对于每种范数来说都有相应的对偶范数,与原始范数相比,对偶范数通常具有一些有用的结构和性质,因此被广泛用于许多具体问题的分析和应用。原子范数的对偶范数等价于原子集合的支撑集函数,即Step five, get the dual solution is the estimate of the dual variable z of x. For each norm, there is a corresponding dual norm. Compared with the original norm, the dual norm usually has some useful structures and properties, so it is widely used in the analysis and application of many specific problems. The dual norm of the atomic norm is equivalent to the atomic set The support set function of

其中表示内积zHx的实部,sup为函数的上确界(或最小上界),为原子范数的对偶范数。由于原始和对偶问题之间存在强对偶性,这意味着分别是原始和对偶问题的最优解。in Represents the real part of the inner product z H x, sup is the supremum (or least upper bound) of the function, is the dual norm of the atomic norm. Due to the strong duality between the primal and dual problems, this means that are the optimal solutions to the primal and dual problems, respectively.

原子范数最小化问题的对偶问题的函数表达式为The function expression of the dual problem of atomic norm minimization problem is

其中为原子范数的对偶范数;由于原始和对偶问题之间存在强对偶性,分别是原始解和对偶解的最优解,二者之间的关系为 in is the dual norm of the atomic norm; due to the strong duality between the primal and dual problems, are the optimal solutions of the original solution and the dual solution, respectively, and the relationship between them is

步骤五中对偶函数表达式的求解过程如下:The solution process of the dual function expression in step five is as follows:

原子范数最小化问题的函数表达式重新写作:The functional expression for the atomic norm minimization problem is rewritten as:

并将其转化为拉格朗日函数的形式:And transform it into the form of Lagrangian function:

用g(z)表示对偶函数:Denote the dual function by g(z):

令g(z)最大化,则第三项等于零,如式(5.5)所示。Maximize g(z), then the third term is equal to zero, as shown in formula (5.5).

步骤五中的原始解和对偶解之间关系的求解过程如下:The original solution in step five and the dual solution The process of solving the relationship is as follows:

函数处取得最小值,若令常数α∈(0,1),对于变量x而言,function exist The minimum value is obtained at , if the constant α∈(0,1), for the variable x, which is

是凸函数,根据凸函数的性质所以 is a convex function, according to the properties of convex functions so

为表示方便,令则(1)式的右式化为For convenience, let Then the right-hand formula of (1) becomes

f(α)在α→0条件下满足Taylor展开的条件,故make f(α) satisfies the condition of Taylor expansion under the condition of α→0, so

令α→0,将上式代入式(1)、(2),得Let α→0, and substitute the above formula into formula (1) and (2), we get

令变量其中·表示向量的点积,即对向量中每一个元素取p-2次幂的绝对值后得到的新向量,与的点积,等于故式(3)可化为order variable Among them, represents the dot product of vectors, that is, for vectors The new vector obtained after taking the absolute value of each element in the power of p-2, and The dot product of is equal to Therefore, formula (3) can be transformed into

根据原子范数和对偶范数的定义,According to the definition of atomic norm and dual norm,

其中inf为函数的下确界或最大下界,sup为函数的上确界或最小上界,根据式(5)和函数上下界的关系,式(4)可整理为where inf is the infimum or maximum lower bound of the function, sup is the supremum or minimum upper bound of the function, according to the relationship between formula (5) and the upper and lower bounds of the function, formula (4) can be organized as

通过(6)得出,当且仅当时,取得最小值;Through (6), it is concluded that if and only if hour, get the minimum value;

最后,在p=2的条件下,τ满足的关系依然成立。Finally, under the condition of p=2, τ satisfies the relation Still holds.

步骤六,求解DOA,在[-90°,90°]的范围内划分出格点,寻找的模为1,即的模为时的点所对应的角度作为DOA估计值;由于满足Step 6, solve the DOA, divide the grid points in the range of [-90°, 90°], and find The modulus of is 1, that is The modulus is The angle corresponding to the point at time is used as the estimated value of DOA; because Satisfy

的最大值等于用这种方法求解,使之更加接近于原始信号的角度支撑集,从而完成DOA估计。 The maximum value of is equal to Using this method to solve, make it closer to the angle support set of the original signal, so as to complete the DOA estimation.

在步骤六中DOA求解具体过程如下:In step six, the specific process of DOA solution is as follows:

在DOA估计问题中,θi∈[-90°,-90°+Δθ,…,90°],Δθ表示角度的分辨率;向量a的导引矢量形式为由于满足In the DOA estimation problem, θ i ∈ [-90°, -90°+Δθ,...,90°], Δθ represents the resolution of the angle; the steering vector form of the vector a is because Satisfy

也就是说,在此问题中的最大值等于可以在[-90°,90°]的范围内进行搜索,即求得与每一个向量a内积的实部,寻找到的模为时的点所对应的角度作为DOA估计值。角度的分辨率Δθ的值完全可以根据需要来设定,在仿真实验中,可以将Δθ精确到0.0001°甚至更高,如此高的分辨率使得实际参数和估计值之间的误差很小,足以实现超分辨DOA估计。通过这种方法求解,使之更加接近于原始信号的角度支撑集,完成DOA估计。That is, in this question The maximum value of is equal to You can search within the range of [-90°,90°], that is, get With the real part of the inner product of each vector a, find The modulus is The angle corresponding to the point at time is used as the estimated value of DOA. The angle resolution Δθ value can be set according to the needs. In the simulation experiment, Δθ can be accurate to 0.0001° or even higher. Such a high resolution makes the error between the actual parameters and the estimated value small enough to Implement super-resolution DOA estimation. Solve by this method, make it closer to the angle support set of the original signal, and complete the DOA estimation.

在步骤六中,我们利用推导的原始解和对偶解之间的关系,求得原始信号的角度支撑集。本发明成功利用了超高斯噪声的统计特性,相较于传统的采用l2范数约束的方案,减少了DOA估计的误差,增大了波达方向角估计成功的概率,在相同的条件下获得了更高的DOA估计精度。概括地说,本发明首先通过求解优化目标函数,得到原始解和对偶解然后求解优化目标函数的对偶问题,得到DOA估计值。In step six, we use the derived original solution and the dual solution The relationship between and obtain the angle support set of the original signal. The present invention successfully utilizes the statistical characteristics of super-Gaussian noise. Compared with the traditional scheme using l2 norm constraints, it reduces the error of DOA estimation and increases the probability of successful DOA estimation. Under the same conditions A higher DOA estimation accuracy is obtained. In a nutshell, the present invention first obtains the original solution by solving the optimization objective function and the dual solution Then solve the dual problem of optimizing the objective function to obtain the estimated value of DOA.

值得一提的是,根据传统的压缩感知理论进行DOA估计,需要预先在参数空间内划分网格,并假设信号参数恰好在网格点上,同时还要选择合适的稀疏变换基。实际上,信号参数通常不会恰好在预先划分的网格点上,这会造成基的失配现象;如果网格划分过于精细,使得信号参数完全落在网格点上,又会造成基字典相邻的原子之间的相关性太强。以上两个因素都会导压缩感知重构性能降低的问题。It is worth mentioning that, according to the traditional compressive sensing theory for DOA estimation, it is necessary to divide the grid in the parameter space in advance, and assume that the signal parameters are exactly on the grid points, and at the same time choose a suitable sparse transformation basis. In fact, the signal parameters are usually not exactly on the pre-divided grid points, which will cause the mismatch of the basis; if the grid division is too fine, so that the signal parameters completely fall on the grid points, it will cause the base dictionary The correlation between adjacent atoms is too strong. The above two factors will lead to the problem of reduced performance of compressed sensing reconstruction.

然而,应用无网格压缩感知理论进行DOA估计,在建模过程中没有涉及到网格划分和选择稀疏变换基的问题,不存在由以上的两个因素,而导致压缩感知重构性能降低的问题,体现出了无网格压缩感知理论的优越性。However, applying the meshless compressed sensing theory to DOA estimation does not involve grid division and selection of sparse transformation bases in the modeling process, and there is no problem that the performance of compressed sensing reconstruction will be reduced due to the above two factors. The problem reflects the superiority of the mesh-free compressive sensing theory.

结合图3对本发明进行性能分析。为了检验本发明的性能,我们进行了以下仿真实验,首先对仿真环境进行说明:选择一个线型天线阵列,阵元数M=64,信源数K=4。在仿真过程中,取ρ=2。所有仿真实验重复100次,并且对结果取平均值。The performance analysis of the present invention is carried out in conjunction with Fig. 3 . In order to test the performance of the present invention, we have carried out the following simulation experiments, firstly, the simulation environment is explained: a linear antenna array is selected, the number of array elements is M=64, and the number of information sources is K=4. In the simulation process, take ρ=2. All simulation experiments were repeated 100 times, and the results were averaged.

下面对本发明性能进行检验:在超高斯噪声背景下,运用不同的lp范数对噪声项进行约束。如前所述,超高斯噪声适合采用lp(1≤p<2)范数进行约束。然后,在相同信噪比条件下,通过对比采用不同范数约束下DOA的估计值与真实值,说明采用合适的lp范数,能够实现波达方向的高精度估计。在此,验证在超高斯噪声背景下,采用lp(1≤p<2)范数对噪声项约束的DOA估计方法的优越性;The performance of the present invention is tested as follows: under the background of super Gaussian noise, different lp norms are used to constrain the noise term. As mentioned above, super-Gaussian noise is suitable to be constrained by l p (1≤p<2) norm. Then, under the same signal-to-noise ratio, by comparing the estimated value and the real value of DOA under different norm constraints, it is shown that the high-precision estimation of the direction of arrival can be realized by using the appropriate l p norm. Here, in the background of super Gaussian noise, the superiority of the DOA estimation method using the l p (1≤p<2) norm to constrain the noise term is verified;

本方案分别采用l1.2范数,l1.5范数。输入信号的信噪比为5dB,β=1.5,随机假设四个波达方向角分别为-59.35°,12.70°,23.52°,68.70°。This scheme adopts l 1.2 norm and l 1.5 norm respectively. The signal-to-noise ratio of the input signal is 5dB, β=1.5, and the four direction-of-arrival angles are randomly assumed to be -59.35°, 12.70°, 23.52°, and 68.70°, respectively.

图3是第一次仿真实验中,DOA估计的空间谱,体现了lp(1≤p<2)范数约束的有效性。采用l1.2,l1.5两种范数约束的DOA估计方法,结果分别为-59.57°,12.55°,23.89°,68.59°,-59.23°,12.46°,23.88°,68.54°,平均误差分别为0.21°,0.22°。空间谱都能在相应的波达方向角上达到峰值。因此,在超高斯噪声背景下,采用l1.2,l1.5两种范数都能对噪声项进行有效约束,成功估计出DOA。Fig. 3 is the spatial spectrum estimated by DOA in the first simulation experiment, which shows the validity of l p (1≤p<2) norm constraint. Using l 1.2 and l 1.5 norm-constrained DOA estimation methods, the results are -59.57°, 12.55°, 23.89°, 68.59°, -59.23°, 12.46°, 23.88°, 68.54°, and the average error is 0.21 °, 0.22°. The spatial spectrum can reach its peak at the corresponding direction of arrival. Therefore, under the background of super-Gaussian noise, using l 1.2 and l 1.5 norms can effectively constrain the noise term and successfully estimate DOA.

Claims (6)

1. A DOA estimation method based on mesh-free compressed sensing under a super Gaussian noise background is characterized by comprising the following steps:
(1) determining an antenna array signal model, namely receiving signals through a linear antenna array with an array element number of M and equal array element spacing; the signal model received by the antenna array is expressed as
Wherein y representsThe antenna array receives M signals containing noise; representing a noise-free signal x by an M-dimensional observation vector;is a steering vector of M dimensions, then the direction matrixs represents K source signals, w is the zero mean of the M dimensions, and the variance is sigma2The super gaussian noise signal of (a);
(2) according to the noise distribution type measured by the actual environment, selecting lpThe norm of (1) is restricted, and p is more than or equal to 1 and less than 2;
(3) determining a function expression for solving the noiseless signal x, describing the problem of recovering the noiseless signal x as an atomic norm minimization problem, and solving the noiseless signal x by adopting a semi-definite programming theory method, wherein the function expression of the atomic norm minimization problem is as follows:
wherein s.t. is an abbreviation for subject to, representing a constraint of the objective function; tau is a regularization term and takes a value of||·||pRepresenting a vector or matrix of lpThe norm of the number of the first-order-of-arrival,is 1pThe norm to the power p; further u is a vector of dimension M, T (u) denotes the Toeplitz matrix of u, the dimension of which is M × M; (.)HRepresents a conjugate transpose of a vector or matrix;
(4) solving an original solution by using an ADMM algorithm, solving the atomic norm minimization problem by using a convex optimization toolkit, or writing a function expression in the step (3) into a Lagrangian function form to reduce the complexity of the solution, and using first-order calculation based on the ADMMSolving to obtain an estimate of the noise-free signal, i.e. the original solution of the optimization problem
(5) Solving a dual solution Is an estimate of the dual variable z of x; the functional expression of the dual problem of the atomic norm minimization problem is
WhereinIs a dual norm of the atomic norm; due to the strong duality between the original and duality problems, respectively an optimal solution of an original solution and a dual solution, and the relationship between the two solutions is
(6) Solving DOA at [ -90 DEG, 90 DEG ]]Dividing grid points in the range of (1) and searchingHas a modulus of 1, i.e.Is a mold ofTaking the angle corresponding to the time point as a DOA estimated value; due to the fact thatSatisfy the requirement of
Is equal toThe solution is carried out by the method, so that the solution is closer to the angle support set of the original signal, and the DOA estimation is completed.
2. The DOA estimation method based on mesh-free compressed sensing under the ultrahigh Gaussian noise background according to claim 1, characterized in that: the superss noise signal in the step (1) obeys generalized Gaussian distribution, and the probability density function of the generalized Gaussian distribution is as follows:
where w is a function variable, m represents its mean value, and Γ () is a gamma function,α reflects the width of the peak of the generalized Gaussian probability density function, and if the variance of x is limited to 1, α is expressed asβ controls the shape of the generalized Gaussian probability density function, and is related to the sharpness degree of the probability density function, and the smaller the β value is, the sharper the density function is;
the value of β determines the type of source signal, where β is 2 for a standard gaussian distribution when the mean value of x is 0 and the variance is 1, where x is a super gaussian distribution when 0 < β < 2, where β is 1, where x is a Laplacian distribution, where β > 2, x is a sub-gaussian distribution, and where β + ∞, where x converges probabilistically to a uniform distribution U (- α, α).
3. The DOA estimation method based on mesh-free compressed sensing under the ultrahigh Gaussian noise background according to claim 1, characterized in that: the solving process of the upper bound and the lower bound of the regularization term tau in the step (3) is as follows:
1) upper bound of regularization term τ
The dual norm of the variable z atomic norm is noted as:
polynomial ZnIs defined as the maximum modulus value of
Assume variable w1,…,wNSatisfying generalized Gaussian distribution, the probability density function of the generalized Gaussian distribution is as follows:
the parameters are as follows, beta is 0.5, m is 0,
the variable z satisfies z ═ w-p-2W, i.e.
Whereby the probability density function of z is
Thus, can obtain
Wherein,the detailed derivation procedure is as follows:
where Γ (v, z) is an incomplete gamma function, defined as follows:
setting parameter delta to 2log (N) to obtain
Where the standard deviation of the noise variable w is σ, the standard deviation of the variable z is σp-1Obtained from the formulae (3.1) (3.7)
If N is set to 4 π nlog (N), thenUpper bound writing of
When n ≧ 3, the upper bound of the regularization term τ is, as known from claim 1Of the upper boundDoubling;
wherein, when p is 1,i.e. the upper bound of the regularization term τ is
2) Lower bound of regularization term τ
Let F be a variable u1,…,uNIs given, while ordering Mn=max(u1,…,uN) Then the distribution function of the zero-mean super Gaussian variable is
When n is more than or equal to 5, the lower bound of the regular term tau is
Wherein, when p is 1,i.e. the upper bound of the regularization term τ is
4. The DOA estimation method based on mesh-free compressed sensing under the ultrahigh Gaussian noise background according to claim 1, characterized in that: the solving process of the dual function expression in the step (5) is as follows:
the functional expression of the atomic norm minimization problem is rewritten as:
and converts it to the form of the lagrange function:
the dual function is represented by g (z):
maximizing g (z), the third term is equal to zero, as shown in equation (5.5).
5. The DOA estimation method based on mesh-free compressed sensing under the ultrahigh Gaussian noise background according to claim 1, characterized in that: original solution in step (5)And dual solutionThe solving process of the relationship is as follows:
function(s)In thattaking the minimum value, if let the constant α ∈ (0,1), for the variable x,namely, it is
||·||AIs a convex function, according to the nature of the convex functionTherefore, it is not only easy to use
To show convenience, orderThe right expression of the formula (1) is
Order tof (α) satisfies the Taylor expansion condition under the condition of α → 0, so
let alpha → 0, substitute the above formula for the formulas (1) and (2) to obtain
Let variable quantityIn which a represents the dot product of vectors, i.e. subtended quantitiesA new vector obtained by taking the absolute value of p-2 power of each element in the vector, anda dot product of, equal toTherefore, the formula (3) can be changed into
According to the definition of atomic norm and dual norm,
wherein inf is the infinitesimal or maximum lower bound of the function, sup is the infinitesimal or minimum upper bound of the function, and the formula (4) can be arranged as
From (6), if and only if When the temperature of the water is higher than the set temperature,obtaining a minimum value;
finally, τ satisfies the relationship under the condition that p is 2The same is true.
6. The DOA estimation method based on mesh-free compressed sensing under the ultrahigh Gaussian noise background according to claim 1, wherein the DOA solving process in the step (6) is as follows:
in the DOA estimation problem, θi∈[-90°,-90°+Δθ,…,90°]Δ θ represents the resolution of the angle; the vector a is in the form of a steering vectorDue to the fact thatSatisfy the requirement of
That is, in this problemIs equal toAt [ -90 DEG, 90 DEG ]]Is searched within the range of (1), i.e. to obtainWith the real part of the inner product of each vector a, findIs a mold ofThe angle corresponding to the time point is used as a DOA estimated value, and the DOA estimated value is solved by the method so that the DOA estimated value is closer to an angle support set of an original signal to finish DOA estimation.
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