CN107492030A - A kind of consolidated financial auditing system based on big data - Google Patents
A kind of consolidated financial auditing system based on big data Download PDFInfo
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- CN107492030A CN107492030A CN201710531783.XA CN201710531783A CN107492030A CN 107492030 A CN107492030 A CN 107492030A CN 201710531783 A CN201710531783 A CN 201710531783A CN 107492030 A CN107492030 A CN 107492030A
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Abstract
A kind of consolidated financial auditing system based on big data, including accounting data acquisition module, distributed server, distributed data library module, data preprocessing module, central server, centre data library module and info push module, all kinds of accounting datas and audit material of the accounting data acquisition module collection all districts and departments, it is stored in after the calculating and processing of distributed server in the distributed data library module of all districts and departments, the accounting data and Audit data of all districts and departments are after data preprocessing module is handled, central server is aggregated into be handled and calculated, and all kinds of result of calculations are stored in centre data library module.The invention provides a kind of consolidated financial auditing system based on big data, analyzed by big data to Correlation Reasoning to excavate auditing system related in financial management, financial practitioner's system, reporting system, monitoring system, the data of social system, the rule and mechanism of analyzing financial reasoning, provide and more accurate easily support for audit.
Description
Technical field
The present invention relates to financial audit field and big data field, especially a kind of consolidated financial audit based on big data
System.
Background technology
Current financial audit technology is mainly manual audit, and conventional auditing method is as follows：
（One）Auditing up to trail balance.I.e. auditor checks one by one according to the time sequencing occurred by all original certificates of careful enterprise, checks
And then journal account, ledger, detailed account are checked, finally the enterprise report is analyzed, completed from the beginning to the end
General inspection.
（Two）Auditing from trail balance.I.e. auditor first starts with from form or account book, find doubtful point, afterwards against spreadsheet by
One investigation, finally finds original certificate to find a kind of method of fraud or abuse.
（Three）Detailed survey method.I.e. auditor is to being carried out detailed examination ＆ verification by whole accounting datas in careful enterprise's regular period
Check, to examine a kind of method of enterprise's authenticity and benefit.
（Four）Sampling.Taken out in accounting data of the auditor out of by careful enterprise's regular period according to certain method
Go out a portion to be examined, then infer a kind of overall method for having inerrancy and practicing fraud.
In current audit work, the technical method of conventional audit is as follows：
Check.That is auditor's checking and checking to the accounting data degree of reliability.
Supervise disk.I.e. auditor by the various assets of careful enterprise to being made an inventory, and takes appropriate selective examination.
Observation.I.e. auditor to being checked on the spot by the every aspect of careful enterprise.
Inquiry and confirmation.Inquiry is inquiry of the auditor to the relevant personnel；Confirmation is that auditor is to verify by careful enterprise
Content described in industry and sent a letter inquiry to third party.
Calculate.I.e. auditor counts to the checking computations that are carried out by the original certificate of careful enterprise and other accounting datas or separately
Calculate.
Analytical program.I.e. auditor is to the process analyzed by the ratio of careful enterprise-essential and trend.
But current auditing method and the limitation of audit technique method are also apparent.First, current audit
Technology is difficult to carry out consolidated financial audit, and auditor by the investigation of the fraud or abuse of careful enterprise to all relying on sampling
Analysis, but sampling presence itself can not realize many drawbacks such as absolute randomness；When facing big sample size, traditional audit is not
It may gather and analyze total data, this may result in it and is restricted in terms of measurement capability, can not write out and accurately examine
Meter report.Secondly, audit analysis is easily influenceed by auditor's level, psychology, experience etc., once auditor is sampling
During any prejudice be present, be likely to cause auditing result to deviate truth；Because audit lacks complete independence, at this
Under kind overall background, can all there is leak caused by some human factors in audit work.Again, auditing file work quality compared with
Difference, the basic effect of audit are disclosure problem, give report user's early warning, but in audit process, the problem of discovery and
The scheme of proposition is not enough precisely and thorough in terms of suggestion and analysis；The main body of auditing file is audit data, in practical operation
In, due to the complexity and uncertainty of audit work, auditing file quality is insufficient in addition, it will directly results in auditing result
Deviate and problem discloses deficiency.
It is fast with national computer and internet it was found that corrupt practice, propose that reasonable proposal is that audit is existing and is worth
Speed development, higher requirement is proposed for audit process and technology.At home, as big data is in consolidated financial management
Using, to provide condition using big data technology and Correlation Reasoning analyzing financial management method and system, still, city at present
Few consolidated financial auditing methods and system based on big data on field.
The content of the invention
The defects of in order to overcome above-mentioned prior art, being audited the invention provides a kind of consolidated financial based on big data is
System, by big data analysis to Correlation Reasoning come excavate auditing system related in financial management, financial practitioner's system,
Reporting system, monitoring system, the data of social system, the rule and mechanism of analyzing financial reasoning, it is more accurate to be provided for audit
Easily support.
In order to solve the above technical problems, the technical solution adopted in the present invention is：A kind of consolidated financial based on big data
Auditing system, including accounting data acquisition module, distributed server, distributed data library module, data preprocessing module, in
Central server, centre data library module and info push module, the accounting data acquisition module gather each of all districts and departments
Class accounting data and audit material, the distributed number of all districts and departments is stored in after the calculating and processing of distributed server
According in library module, the accounting data and Audit data of all districts and departments are aggregated into center after data preprocessing module is handled
Server is handled and calculated, and all kinds of result of calculations are stored in into centre data library module, final Audit Report and point
Analysis result is sent to the user of mandate by info push module.
Preferably, the accounting data acquisition module collects all kinds of accounting data data, is installed on audit, monitoring, finance
Practitioner and the corresponding management department of social database, are connected with corresponding database, for collect every form, monitoring,
Financial practitioner and social data, and text, figure, image, video, voice data that computer can be handled are changed into,
It is stored in corresponding Database Systems；And it is stored in corresponding form, monitoring, financial practitioner, social Database Systems.
Preferably, the distributed server includes computer and server, is installed on audit, monitoring, finance working people
Member, the corresponding management department of social database, for accounting data collection module collection is arrived every form, monitoring, finance
Practitioner, social data carry out necessary working process and calculating, and the data after processing and result of calculation are further passed
It is defeated by distributed data library module.
Preferably, the distributed data library module includes mass storage facility, is installed on audit, monitoring, finance
Practitioner, the corresponding management department of social database, for by the numeral collected, text, picture, audio, video data
Be processed into the data format for being easy to storage, all kinds of accounting datas of each audit target are carried out the preservations of data, increase, deletion,
Renewal operation.
Preferably, the data preprocessing module is connected with distributed server, will deposit in various regions, non-commensurate and portion
Different types of data of the distributed data base of door are pre-processed, including are cleaned, arrange, formatted, and are organized into and are easy to unite
The data format of one processing, and be further transmitted to central server processing and calculate.
Preferably, the central server, audit management system central server is installed on, for all kinds of to what is collected
Accounting, audit data are calculated and handled.
Preferably, the central server includes Correlation Reasoning module and the intelligent retention module of audit achievement, is used for
Form report and result.
Preferably, the centre data library module is mass storage facility, is installed on audit management system center, with
Central server is connected, and can handle, preserve preprocessed data needed for financial big data management system, among Correlation Reasoning
Result of calculation, preserve inherent law, causality and retention result that central server provides.
Preferably, described information pushing module is used for the push of Audit Report and analysis result, and user can pass through calculating
The equipment such as machine, smart mobile phone, PDA, IPAD to Audit Report and correlation analysis result to checking.
Substitution sampling analysis is analyzed using big data, auditing result is more accurate；Reduce the workload of auditor, efficiency
It is higher；Accurate solution is provided, specific aim is stronger；Gathered Audit data is reliable, with a high credibility.
The present invention a kind of consolidated financial auditing method and system, advantage based on big data are：
1st, big data analysis substitution sampling analysis, more precisely.After the big data management system, audit criteria, Ge Xiangbao
Table, financial practitioner, monitoring, social data etc., by accounting data acquisition module be compared comprehensive collection, arrange,
Classification, and corresponding database is stored in, it can be formed than more complete, believable basic data.It is well known that sampling analysis is
Auditor haves no alternative but the method taken in the case where that can not possibly collect and analyze total data, just calculates in the process
The error of existing very little also results in the very big deviation to legitimate reading.But consolidated financial auditing method and system based on big data
But its many advantages, such as data scale of construction is huge, processing speed is fast can be relied on, greatly reduce the occurrence of such.
2nd, the workload of auditor is reduced, it is more efficient.The big data management system, Correlation Reasoning pair can be used
The Financial Information collected carries out the reasoning and consolidated financial audit of correlation, helps auditor to capture the present of relevant issues
And prediction future, while useless information is fallen in automatic fitration, and useful information is supplied into auditor, greatly reduces its reading
Amount；Consolidated financial auditing method and system based on big data can also carry out intelligent retention to auditing result before, protect
The analysis result and resolution policy of Financial Problem before depositing, the quick solution of Similar Problems, greatly reduces auditor after being easy to
The workload of member, improves its audit efficiency.
3rd, accurate solution is provided, specific aim is stronger.It is due to simple and crude equipment and improper during traditional audit
Method, the problem of auditor has found and the scheme proposed are not enough precisely and thorough in terms of suggestion and analysis, therefore usually
Ignored by policymaker；The instrument of the invention for using Correlation Reasoning method to provide a quantitative evaluation for financial staff, will
The various reasonings for seeming incoherent factor and carrying out correlation of financial aspect, find out the contact between things and inherent law,
Allow auditor to obtain more accurately data in a short time, so as to draw more detailed Audit Report, allow policymaker to pay attention to examining
Result is counted, fundamentally solves malpractices and fraud.
4th, it is reliable to gather Audit data, it is with a high credibility.The present invention can be to carrying out depth excavation by the information of careful enterprise
With contrast and excavate the indiscoverable suspicious clue of manual identified and related information, and provide audit report as full and accurate as possible
Accuse.Both service can be provided for auditor and financial practitioner, and audit process can also can be allowed to make public, and improve audit
The public credibility of report, reduces the deviation of audit process, while is easy to purify the finance management environment of various organization and industrial enterprise,
It is a kind of fright for potential violation, malpractices and fraud personnel.
Brief description of the drawings
The invention will be further described with reference to the accompanying drawings and examples：
Fig. 1 is the structural representation of the present invention；
Fig. 2 is the structural representation of TCP data segment of the present invention；
Fig. 3 is flow chart of the method for the present invention.
Embodiment
In Fig. 1, a kind of consolidated financial auditing system based on big data, including accounting data acquisition module 100, distribution
Formula server 101, distributed data library module 102, data preprocessing module 103, central server 104, central database mould
Block 105 and info push module 106, the accounting data acquisition module 100 gather all districts and departments all kinds of accounting datas and
Audit material, the distributed data library module of all districts and departments is stored in after the calculating and processing of distributed server 101
In 102, the accounting data and Audit data of all districts and departments are genuinely convinced in being aggregated into after the processing of data preprocessing module 103
Business device 104 is handled and calculated, and all kinds of result of calculations are stored in into centre data library module 105, final Audit Report
The user of mandate is sent to by info push module 106 with analysis result.
Preferably, the accounting data acquisition module 100 collects all kinds of accounting data data, is installed on audit, monitoring, wealth
Business practitioner and the corresponding management department of social database, are connected with corresponding database, for collecting every form, prison
Control, financial practitioner and social data, and change into text, figure, image, video, audio number that computer can be handled
According to being stored in corresponding Database Systems；And it is stored in corresponding form, monitoring, financial practitioner, social Database Systems.
Text and every form, voucher can use digital scanner, coordinate optical character recognition OCR（Optic
Character Recognize）The audit criteria letter manuscript of scanning can be converted into the textual form of computer；It is preferred that
Ground, using the vertical scanners of HP N9120, resolution ratio is 600 × 600dpi even more highs, and it is A3 to scan maximum breadth；It is preferred that
, use the color digit of the standard such as 48;Scanning range is flat：297.2×431.8mm；ADF：300×864mm；Scanning
Speed 50ppm or 100 image/minutes（Black and white, gray level, colour, 200dpi）；USB2.0；256 grades of grey parameter；Automatically
ADF support, page 200；Operating system Windows 7/Vista x64/Vista/XP Professional/XP x64/XP
Home/2000；Power supply type AC 100-240V（±10%）, 50/60Hz（±3Hz）；Power 112W；Working relative humidity：15-
80% relative humidity.
Picture, figure and monitor video data can use digital camera or video camera, be converted into using CCD image-forming components
Data signal supplies computer disposal, and conventional equipment includes existing mobile phone camera, slr camera, card type camera etc.；Preferably,
Using high-precision digital camera or video camera clearly image or video, including PDF are provided for case（The text of formatting and
Figure, conventional belt picture combination, uses the image that can search for of text, MRC, PDF/A）, TIFF（Single page, multipage, compression）, JPG,
The forms such as BMP, PNG, DOC, RTF, TXT, WPD, XLS, HTM, OPF, UNICODE, XML, XPS；
The acquisition of voice data, including recording pen, mobile phone, computer, microphone etc., can by sound inside or outside scene 20~
20000Hz frequency（Such as the sound in microphone, circuit input, INTERNET broadcast or video）Recorded, saved as
The digital audio form such as WAV, MP3, WMA.
Preferably, the distributed server 101 includes computer and server, is installed on audit, monitoring, finance working
Personnel, the corresponding management department of social database, for accounting data collection module 100 is collected into every form, monitoring,
Financial practitioner, social data carry out necessary working process and calculating, and the data after processing and result of calculation are entered into one
Step is transferred to distributed data library module 102.Preferably, the use of CPU is Xeon E5-2403 v3 1.8GHz 4-core, most
Big CPU quantity 2；Board chip set Intel C600, expansion slot：Two processor：1 × half high half long PCI-E x16 slots, 1
× half high total length PCI-E x8 slots, a processor：1 × half high half long PCI-E x8 slots, 1 × half high total length PCI-E
X16 slots；Type of memory ECC DDR4, memory size 8GB, memory bank quantity 12, maximum memory capacity 192GB；Hard disk connects
Mouth type SATA/SAS/SSD, standard configuration hard-disk capacity 1TB, internal hard drive frame number is maximum to support 8 pieces of 2.5 inches of SATA/SAS/SSD
Hard disk or 4 pieces of 3.5 inches of SATA/SAS/SSD hard disks, support hot plug, RAID mode controller：H310；Network controller：It is double
Port giganet card；Cooling system：Redundant power, system administration：Meet the standards of IPMI 2.0, Dell OpenManage
Essentials, Dell OpenManage Mobile, Dell OpenManage Power Center, system are supported：
Windows Server 2008 R2 SP1, x64（Including Hyper-V v2）、Windows Small Business Server
2011 SUSE、Linux Enterprise Server Red Hat Enterprise、Linux；The electricity that one power is 350W
Source；For every form, monitoring, financial practitioner, the number in social data for being collected into accounting data collection module 100
Miscellaneous data such as word, text, picture, audio, video carry out Classifying Sum with data Classifying Sum module, and further
It is transferred to distributed data library module 102.
Preferably, the distributed data library module 102 includes mass storage facility, is installed on audit, monitoring, wealth
Be engaged in practitioner, the corresponding management department of social database, for by the numeral collected, text, picture, audio, video counts
The data format for being easy to storage according to being processed into, all kinds of accounting datas of each audit target are carried out with the preservation of data, increases, delete
Remove, update operation.Use high power capacity 10T（ST10000DM0004）Cabinet, it is preferable that use " 3.5 " SATA Seagates 10TB
7200 turns of 256MB, desktop computer hard disk, interface type SATA3.0, interface rate 6Gb/ seconds, particular capacity use feelings regarding each mechanism
Condition configures, and can store including audit criteria, financial practitioner, monitoring, social database, only related power department
Have permission and modify, and formally issue data；Distributed data base can be communicated with central database, keep data
Uniformity and validity.
Preferably, the data preprocessing module 103 is connected with distributed server 101, will deposit in various regions, different lists
Different types of data of the distributed data base of position and department are pre-processed, including are cleaned, arrange, formatted, and are organized into
It is easy to the data format being uniformly processed, and is further transmitted to central server 104 and handles and calculate.State data preprocessing module
103, to be installed on the tube hub of financial audit system, it is preferable that the use of CPU is the 2GHz 8- of 2 × AMD Opteron 6128
Core dawn CB65-G blade servers, memory size 4RAM, maximum memory capacity 128RAM, bus specification FSB
1333MHz, board chip set AMD SR5690+SP5100, expansion slot 6Gb/s SAS x2 signals, internal memory DDR3,4GB, 2 ×
2GB1333MHz, 16 memory bank quantity, maximum memory capacity 128GB store SAS, 146GB, and maximum supports 2 piece of 2.5 English
Very little hot plug SATA/SAS/SSD hard disks, support hot plug, RAID0 1E, the onboard BMC managing chips of system administration, system support
Windows Server 2008 32/64bit、Red hat Enterprise Linux 5.5 32/64bit、Suse Linux
The sp1 64bit of Enterprise Server 11 are used at the data for the different-format for depositing in distributed data base
After reason and necessary cleaning, central database is deposited in.Data preprocessing module 103 is completed to be distributed by Preprocessing Algorithm
The arrangement and classification work of formula data, including data scrubbing, data integration, data conversion, data regularization etc., reduce center service
Time required for the actual excavation of device 104.
Preferably, the central server 104, be installed on audit management system central server, for collecting
All kinds of accounting, audit data are calculated and handled.The central server 104, it is installed in financial big data management system
Central server cluster, it is preferable that be more blade servers, the use of CPU be the 2.1GHz of 8 × AMD Opteron 6172
12-core ultra micros SBE-714E-7142G-T4（Double blade）Blade server, memory size 32GB RAM, maximum memory capacity
3584GB, maximum CPU quantity 56, three-level caching 12MB, bus specification FSB 3200MH, board chip set AMD SR5650+
SP5100, internal memory ECC DDR3 32GB, memory bank quantity 32, maximum memory capacity 3584GB, standard configuration hard-disk capacity 2TB, 4
2.5 inches of SATA hard discs of block 500GB, internal hard drive frame number 8 pieces of 2.5 inches of hot plug SATA hard discs of maximum support, RAID 0,
1, Intel 82576 PCI-Express, power supply 4, power 1620W, 10 DEG C -35 DEG C, working relative humidity 8%-90% of operating temperature, storage
- 70 DEG C of temperature -40 DEG C, storage humidity 5%-95%, system administration meet the standards of IPMI 2.0, Dell OpenManage
Essentials, Dell OpenManage Mobile, Dell OpenManage Power Center, system support ndows
Server 2008 R2 SP1, x64（Including Hyper-V v2）, Windows Small Business Server 2011,
SUSE Linux Enterprise Server, Red Hat Enterprise Linux, for the visualization by big data
Analytical technology and data mining technology, comprise provide that inspection, significance test, variance analysis graph tool mineralizing evolution analysis report
Table, recommend to be examined the analysis report of enterprise and assessment result.
The central server（104）, with centre data library module（105）It is connected, the data for completing big data are dug
Pick and data analysis, and respond the inquiry of validated user, retrieval, modification, deletion, output, printing, push operation.Further,
Correlation Reasoning module and the intelligent retention module of audit achievement can be run, the mass data obtained in audit is converged
Always, conclude, therefrom find out inherent law and causality, and with the visualization analysis technique and data Mining Technology of big data
Art, comprise provide that inspection, significance test, variance analysis graph tool mineralizing evolution analyze every financial statement, find out audit
Inherent law, common problem and developing trend between data；Further, according to the information of database, the correlation between information is utilized
Property accounting data is made inferences with it is qualitative, determine the fraud or abuse that whether there is of unit under auditing, complete finance point
Analysis and consequence are assessed；Further, the result of audit is subjected to intelligentized retention, is easy to the quick solution to following generation problem
Certainly；Further, the inquiry of validated user, retrieval, modification, deletion, output, printing, push operation can also be responded
Preferably, the central server 104 includes Correlation Reasoning module and the intelligent retention module of audit achievement, for shape
Into report and result.
Preferably, the centre data library module 105 is mass storage facility, is installed in audit management system
The heart, it is connected with central server 104, can handles, preserve preprocessed data needed for financial big data management system, correlation
Reasoning results of intermediate calculations, preserve inherent law, causality and retention result that central server 104 provides.The center
Database module 105 includes massive store cabinet and database server；Massive store cabinet, it is preferred that use multigroup Gao Rong
Measure 7200 turns of 64MB cabinets of 3TB " 3.5 " SATA Seagates Barracuda 3TB, disc quantity 3, single dish capacity 1T, magnetic
Head quantity 6, interface type SATA3.0, interface rate 6Gb/ seconds；Database server, it is preferable that by FDDI optical fiber with
Heart database module is linked together, the minicomputer using CPU for POWER7+ 4.2GHz 16-coreIBM Power 740,
Type of memory DDR3, standard memory capacity 16GB, maximum memory capacity 256GB, hard disk type SAS, 2 pieces of standard hard drive capacity
600GB hard disks, CD-ROM drive DVD, four mouthfuls of gigabit ethernet cards of network interface card type/number 1 piece, I/O ports：3 × USB ports, 2 × HMC
Port, 2 × system port, 2 × SPCN ports, expansion slot quantity: 4×PCI Express x8、4×PCI Express
（It is optional）, 4 × PCIe 12X I/O drawers, 8 × PCI-X DDR 12X I/O drawers；Power supply type:AC 200-240V,
It is single-phase；Operating system：The systems of IBM AIX Standard Edition Version 7.1；Preferably, two can be used together
The mutually redundant backup of type minicomputer；Available for central server（104）Input, output data, results of intermediate calculations, offer
Inherent law, causality and retain result stored.
Preferably, described information pushing module 106 is used for the push of Audit Report and analysis result, and user can pass through meter
The equipment such as calculation machine, smart mobile phone, PDA, IPAD to Audit Report and correlation analysis result to checking.Described information pushes mould
Block 106, can be according to the different need of user to be installed on the computer of each associated mechanisms, notebook computer, mobile intelligent terminal
The output result of central server 104 is carried out classification summary by summation custom, and provides the analysis result of recommendation and the reply recommended
Strategy, so that associated user refers to
A kind of consolidated financial auditing method and system based on big data, it can be gathered and divided by accounting data acquisition module 100
The audit criteria of various regions, financial practitioner, monitoring, social data etc. are distributed in, and are stored in corresponding database, it is pre- by data
Distributed data library module 102 is saved in after processing module, by central server 104 using correlation analysis to audit criteria and
Big data analysis is carried out by careful enterprise practical situation, and generates accurate analysis report, then is pushed to by info push module 106
User provides more accurately auditing service.
As shown in Fig. 2 the accounting data acquisition module is used to gather financial statement data, monitoring data, accounting voucher
Data, financial practitioner's data, social data, voice data, image data etc..
The distributed data base is connected for storing accounting data acquisition module, is network data storage system.Distribution
Formula database includes financial database, monitoring data storehouse, financial practitioner's database, social database.Distributed data base
It can be communicated with central database, keep the uniformity and validity of data.
Financial database is the Database Systems having been built up, and is mainly used in the related financial information of storage, only
The national financial institution of mandate can be changed；Further, according to China even foreign financial data, audit contrast,
Related financial data is provided and related audit is for reference；Further, provided for financial practitioner to user to related
Audit and related financial provision carry out similarity comparison and data mining automatically, according to system background data automatic comparison shape
Into similarity result alignment matrix.
The monitoring data storehouse is the Database Systems having been built up, and stores the monitoring of mechanism and associated mechanisms
Data.
Financial practitioner's database is the Database Systems having been built up, and stores mechanism and mutually shuts down
The demographic data of structure, including practitioner's finance background, business experience, financial information, social relationships etc..
The social database is the Database Systems having been built up, store mechanism and associated mechanisms up and down
Level is subordinate to and the relation data of branch, department, personnel etc., and parameter information is provided for audit judgement.
The central server, financial big data management system central server is installed on, is connected with central database, used
In completing the data mining and data analysis of big data, and respond the inquiry of validated user, retrieval, modification, deletion, output, beat
Print, push operation.Taken using Reverse Proxy, ftp server, load balance scheduling server, WEB server, file
Be engaged in device, search engine server, Message Queuing server etc., it is preferable that is more blade servers.
The central database is linked together with server, can be located using database server and data cabinet
Manage, preserve preprocessed data needed for financial big data management system, Correlation Reasoning results of intermediate calculations.It is genuinely convinced for centering
Inherent law, causality and the retention result that business device provides are stored.
The data application is to be installed on each financial practitioner and mobile phone terminal that validated user uses, and mobile intelligence
Energy terminal, computer is used for auditor and validated user receives the finance service information that these servers provide in real time.
As shown in figure 3, a kind of method flow diagram provided for present example, is first according to audit arrangement and determines audit meter
Draw, including determine the audit target, work out audit program, decide whether book of issuing a notice, if user's selection is no, regroup careful
Meter scheme；If user assigns notice, audit activities enters system testing evaluation inside control system, is according to result user decision
No conducting audit, if user's selection is no, inside control system is evaluated in system testing to system again；If determining conducting audit, obtain
Audit evidence, and Audit Report is write and submitted according to audit evidence, then formulate auditing decisions book and transfer processing book, user
Decide whether audit review according to auditing decisions and processing book, if user's selection is no, restart from audit evidence is obtained；If
User determines audit review, then the present invention signs and issues and delivery auditing report, auditing decisions book and audit according to auditing result generation
Transfer processing book, unit under auditing are signed on proof of service；User according to Audit Report, auditing decisions book and audit transfer at
Reason book decides whether decision of auditing, if user's selection is no, by signing and issuing and delivery auditing report, auditing decisions book and audit
Transfer processing book, unit under auditing restart to perform on proof of service at signature；If user determines decision of auditing,
Auditing file is established, audit group leader is responsible for arranging auditing file and hands over archive office to take care of.
The above embodiments are only the preferred technical solution of the present invention, and are not construed as the limitation for the present invention, this hair
Technical characteristic in the technical scheme that bright protection domain should be recorded with claim, including the technical scheme of claim record
Equivalents are protection domain.Equivalent substitution i.e. within this range is improved, also within protection scope of the present invention.
Claims (9)
- A kind of 1. consolidated financial auditing system based on big data, it is characterised in that：Including accounting data acquisition module（100）、 Distributed server（101）, distributed data library module（102）, data preprocessing module（103）, central server（104）、 Centre data library module（105）And info push module（106）, the accounting data acquisition module（100）Gather each portion in various regions All kinds of accounting datas and audit material of door, by distributed server（101）Calculating and processing after be stored in each portion in various regions The distributed data library module of door（102）In, the accounting data and Audit data of all districts and departments pass through data preprocessing module （103）After processing, central server is aggregated into（104）Handled and calculated, and all kinds of result of calculations are stored in middle calculation According to library module（105）, final Audit Report and analysis result pass through info push module（106）It is sent to the user of mandate.
- 2. a kind of consolidated financial auditing system and method based on big data according to claim 1, it is characterised in that：It is described Accounting data acquisition module（100）All kinds of accounting data data are collected, are installed on audit, monitoring, financial practitioner and society The corresponding management department of database, is connected with corresponding database, for collect every form, monitoring, financial practitioner and Social data, and text, figure, image, video, voice data that computer can be handled are changed into, it is stored in corresponding data Storehouse system；And it is stored in corresponding form, monitoring, financial practitioner, social Database Systems.
- 3. a kind of consolidated financial auditing system and method based on big data according to claim 1, it is characterised in that：It is described Distributed server（101）Including computer and server, audit, monitoring, financial practitioner, social database are installed on Corresponding management department, for by accounting data collection module（100）Every form for being collected into, monitoring, financial practitioner, society Meeting data carry out necessary working process and calculating, and the data after processing and result of calculation are further transferred into distributed number According to library module（102）.
- 4. a kind of consolidated financial auditing system and method based on big data according to claim 1, it is characterised in that：It is described Distributed data library module（102）Including mass storage facility, audit, monitoring, financial practitioner, social number are installed on According to the corresponding management department in storehouse, it is easy to storage for the numeral collected, text, picture, audio, video data to be processed into Data format, preservation, increase, deletion, the renewal operation of data are carried out to all kinds of accounting datas of each audit target.
- 5. a kind of consolidated financial auditing system and method based on big data according to claim 1, it is characterised in that：It is described Data preprocessing module（103）With distributed server（101）Connection, will deposit in the distribution of various regions, non-commensurate and department Different types of data of formula database are pre-processed, including are cleaned, arrange, formatted, and are organized into and are easy to what is be uniformly processed Data format, and it is further transmitted to central server（104）Processing and calculating.
- 6. a kind of consolidated financial auditing system and method based on big data according to claim 1, it is characterised in that：It is described Central server（104）, audit management system central server is installed on, for all kinds of accounting to collecting, audit data Calculated and handled.
- 7. a kind of consolidated financial auditing system and method based on big data according to claim 6, it is characterised in that：It is described Central server（104）Including Correlation Reasoning module and the intelligent retention module of audit achievement, for forming report and result.
- 8. a kind of consolidated financial auditing system and method based on big data according to claim 1, it is characterised in that：It is described Centre data library module（105）For mass storage facility, audit management system center is installed on, with central server （104）It is connected, can handles, preserve preprocessed data needed for financial big data management system, Correlation Reasoning intermediate computations As a result central server, is preserved（104）Inherent law, causality and the retention result of offer.
- 9. a kind of consolidated financial auditing system and method based on big data according to claim 1, it is characterised in that：It is described Info push module（106）For the push of Audit Report and analysis result, user can by computer, smart mobile phone, The equipment such as PDA, IPAD to Audit Report and correlation analysis result to checking.
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Cited By (17)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN108171596A (en) * | 2017-12-28 | 2018-06-15 | 广州华夏职业学院 | A kind of multi task process analysis system and method for finance data |
| CN108241606A (en) * | 2018-01-08 | 2018-07-03 | 东莞嘉泰钟表有限公司 | A kind of rapid generation of accounting statement |
| CN108959349A (en) * | 2018-04-23 | 2018-12-07 | 厦门快商通信息技术有限公司 | A kind of financial audit circular for confirmation system |
| CN109033177A (en) * | 2018-06-25 | 2018-12-18 | 武汉凡果信息技术股份有限公司 | A kind of financial information extracting system that keeps accounts out |
| CN109064110A (en) * | 2018-06-12 | 2018-12-21 | 上海中通吉网络技术有限公司 | A kind of audit data offer system of IT system control aspect |
| CN109214907A (en) * | 2018-11-16 | 2019-01-15 | 合肥大能信息科技有限公司 | A kind of financial audit system Internet-based |
| CN109710457A (en) * | 2018-12-13 | 2019-05-03 | 安徽天勤盛创信息科技股份有限公司 | A kind of financial audit unified platform |
| CN109816198A (en) * | 2018-12-12 | 2019-05-28 | 平安科技（深圳）有限公司 | Method, apparatus, computer equipment and the storage medium of data processing |
| CN110389990A (en) * | 2019-07-25 | 2019-10-29 | 齐鲁工业大学 | A kind of consolidated financial auditing system based on big data |
| CN110389983A (en) * | 2019-07-25 | 2019-10-29 | 四川航天信息有限公司 | A kind of financial data visualization system |
| CN110865880A (en) * | 2019-11-22 | 2020-03-06 | 山东万高电子科技有限公司 | Electronic screen release auditing system and auditing method thereof |
| CN111062794A (en) * | 2019-12-25 | 2020-04-24 | 中国建设银行股份有限公司 | Financial audit data exchange standard model |
| CN111815162A (en) * | 2020-07-08 | 2020-10-23 | 国网上海市电力公司 | Digital auditing tool and method |
| CN112667829A (en) * | 2020-12-18 | 2021-04-16 | 李佳 | Budget accounting system based on big data |
| CN113487395A (en) * | 2020-12-22 | 2021-10-08 | 广州城建职业学院 | Comprehensive financial auditing system based on big data |
| CN113516447A (en) * | 2021-05-21 | 2021-10-19 | 陕西迅税通智能科技有限公司 | Electronic device and method for outputting fiscal reasoning matching result based on computer |
| CN117746107A (en) * | 2023-12-05 | 2024-03-22 | 青岛希尔信息科技有限公司 | Financial entity report form comprehensive management system based on data analysis |
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Cited By (20)
| Publication number | Priority date | Publication date | Assignee | Title |
|---|---|---|---|---|
| CN108171596A (en) * | 2017-12-28 | 2018-06-15 | 广州华夏职业学院 | A kind of multi task process analysis system and method for finance data |
| CN108241606A (en) * | 2018-01-08 | 2018-07-03 | 东莞嘉泰钟表有限公司 | A kind of rapid generation of accounting statement |
| CN108959349A (en) * | 2018-04-23 | 2018-12-07 | 厦门快商通信息技术有限公司 | A kind of financial audit circular for confirmation system |
| CN109064110A (en) * | 2018-06-12 | 2018-12-21 | 上海中通吉网络技术有限公司 | A kind of audit data offer system of IT system control aspect |
| CN109033177A (en) * | 2018-06-25 | 2018-12-18 | 武汉凡果信息技术股份有限公司 | A kind of financial information extracting system that keeps accounts out |
| CN109214907A (en) * | 2018-11-16 | 2019-01-15 | 合肥大能信息科技有限公司 | A kind of financial audit system Internet-based |
| CN109816198A (en) * | 2018-12-12 | 2019-05-28 | 平安科技（深圳）有限公司 | Method, apparatus, computer equipment and the storage medium of data processing |
| CN109710457A (en) * | 2018-12-13 | 2019-05-03 | 安徽天勤盛创信息科技股份有限公司 | A kind of financial audit unified platform |
| CN110389990A (en) * | 2019-07-25 | 2019-10-29 | 齐鲁工业大学 | A kind of consolidated financial auditing system based on big data |
| CN110389983A (en) * | 2019-07-25 | 2019-10-29 | 四川航天信息有限公司 | A kind of financial data visualization system |
| CN110865880A (en) * | 2019-11-22 | 2020-03-06 | 山东万高电子科技有限公司 | Electronic screen release auditing system and auditing method thereof |
| CN110865880B (en) * | 2019-11-22 | 2023-05-26 | 山东万高电子科技有限公司 | Electronic screen release auditing system and auditing method thereof |
| CN111062794A (en) * | 2019-12-25 | 2020-04-24 | 中国建设银行股份有限公司 | Financial audit data exchange standard model |
| CN111815162A (en) * | 2020-07-08 | 2020-10-23 | 国网上海市电力公司 | Digital auditing tool and method |
| CN112667829A (en) * | 2020-12-18 | 2021-04-16 | 李佳 | Budget accounting system based on big data |
| CN113487395A (en) * | 2020-12-22 | 2021-10-08 | 广州城建职业学院 | Comprehensive financial auditing system based on big data |
| CN113516447A (en) * | 2021-05-21 | 2021-10-19 | 陕西迅税通智能科技有限公司 | Electronic device and method for outputting fiscal reasoning matching result based on computer |
| CN113516447B (en) * | 2021-05-21 | 2024-04-23 | 陕西迅税通智能科技有限公司 | Electronic device and method for outputting financial tax reasoning matching result based on computer |
| CN117746107A (en) * | 2023-12-05 | 2024-03-22 | 青岛希尔信息科技有限公司 | Financial entity report form comprehensive management system based on data analysis |
| CN117746107B (en) * | 2023-12-05 | 2024-07-09 | 青岛希尔信息科技有限公司 | Financial entity report form comprehensive management system based on data analysis |
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