CN107480440B - Residual life prediction method based on two-stage random degradation modeling - Google Patents
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Abstract
Description
技术领域technical field
本发明属于工业监测和故障诊断领域,具体涉及一种基于两阶段随机退化建模的剩余寿命预测方法。The invention belongs to the field of industrial monitoring and fault diagnosis, and in particular relates to a remaining life prediction method based on two-stage stochastic degradation modeling.
背景技术Background technique
剩余寿命预测方法是指利用历史以及当前运行数据,对设备的剩余运行时间进行估计和预测。由于该方法能够为维修维护决策提供理论依据、保证设备安全可靠运行,因此是预测与健康管理技术的关键问题,并在近些年得到广泛关注与深入研究。The remaining life prediction method refers to the use of historical and current operating data to estimate and predict the remaining operating time of equipment. Because this method can provide a theoretical basis for maintenance decisions and ensure the safe and reliable operation of equipment, it is a key issue in forecasting and health management technology, and has received extensive attention and in-depth research in recent years.
由于受到外部环境应力的切换、内在退化机理的改变,设备在运行过程中其退化速率与波动幅度难以一直保持一致。因此现有的单阶段的方法不再适用,有必要通过两阶段退化模型来预测设备的剩余寿命。而在工程实际中,退化数据往往是非单调的,因此基于两阶段的Wiener过程建立的退化模型更为合理。而现有两阶Wiener过程退化模型,尚未给出首达意义下的解析寿命概率密度函数与剩余寿命概率密度函数,以致于难以在线对剩余寿命进行预测。Due to the switching of external environmental stress and the change of the internal degradation mechanism, the degradation rate and fluctuation range of the equipment during operation are difficult to keep consistent. Therefore, the existing single-stage method is no longer applicable, and it is necessary to predict the remaining life of the equipment through a two-stage degradation model. In engineering practice, the degradation data are often non-monotonic, so the degradation model based on the two-stage Wiener process is more reasonable. However, in the existing two-order Wiener process degradation model, the analytical life probability density function and remaining life probability density function in the first sense have not been given, so that it is difficult to predict the remaining life online.
发明内容SUMMARY OF THE INVENTION
针对现有技术中存在的上述技术问题,本发明提出了一种基于两阶段退化建模的剩余寿命预测方法,设计合理,克服了现有技术的不足,具有良好的效果。Aiming at the above technical problems existing in the prior art, the present invention proposes a remaining life prediction method based on two-stage degradation modeling, which has a reasonable design, overcomes the deficiencies of the prior art, and has good effects.
为了实现上述目的,本发明采用如下技术方案:In order to achieve the above object, the present invention adopts the following technical solutions:
一种基于两阶段随机退化建模的剩余寿命预测方法,该方法包括离线建模以及在线参数更新与剩余寿命预测两部分,具体包括如下步骤:A remaining life prediction method based on two-stage stochastic degradation modeling, the method includes two parts: offline modeling, online parameter update and remaining life prediction, and specifically includes the following steps:
步骤1:离线建模过程,具体包括如下步骤:Step 1: Offline modeling process, including the following steps:
步骤1.1:收集n个电池历史退化数据,建立训练数据集X={X1,X2,...,Xn},其中表示第i个电池在时刻处共有mi个退化数据;假设所有监测为等间隔监测,令Δt=ti,j-ti,j-1;Step 1.1: Collect n battery historical degradation data, and establish a training data set X={X 1 , X 2 ,...,X n }, where Indicates that the i-th battery is at time There are m i degradation data at the place; assuming that all monitoring is monitored at equal intervals, let Δt=t i,j -t i,j-1 ;
步骤1.2:定义两阶段退化模型如下所示:Step 1.2: Define the two-stage degradation model as follows:
其中,μ1与μ2为两阶段Wiener过程模型的漂移系数,σ1与σ2为扩散参数,为了描述不同样本间的差异性,令以及 和为正态分布的期望与方差,但对于每个单独样本,μ1与μ2为固定常数;Among them, μ 1 and μ 2 are the drift coefficients of the two-stage Wiener process model, and σ 1 and σ 2 are the diffusion parameters. In order to describe the differences between different samples, let as well as and are the expectation and variance of the normal distribution, but μ 1 and μ 2 are fixed constants for each individual sample;
步骤1.3:对每组退化数据X={X1,X2,...,Xn}分别构建如公式(2)所示的对数似然函数,并通过极大似然估计得到每一组退化数据的变点τi的估计值,如公式(3)所示:Step 1.3: Construct the log-likelihood function shown in formula (2) for each set of degraded data X={X 1 , X 2 ,...,X n }, and obtain each The estimated value of the change point τ i of the group degraded data, as shown in formula (3):
其中,μi,σi表示第i组退化模型的漂移与扩散系数,Xi∈{X1,X2,...,Xn},xi,j表示第i组退化中第j个退化值, Among them, μ i ,σ i represent the drift and diffusion coefficients of the ith group of degradation models, X i ∈{X 1 ,X 2 ,...,X n }, x i,j represent the jth in the ith group of degradation models degenerate value,
其中,表示τi的估计值,并且通过统计分析得到变点的概率分布函数p(τ);in, Represents the estimated value of τ i , and obtains the probability distribution function p(τ) of the change point through statistical analysis;
步骤1.4:基于EM算法离散估计参数,得到第k+1步参数迭代更新与第k步估计值关系如下:Step 1.4: Based on the discrete estimation parameters of the EM algorithm, the relationship between the iterative update of the parameters in the k+1 step and the estimated value in the k-th step is obtained as follows:
其中,分别表示μ1p,σ1p,μ2p,σ2p,σ1,σ2在第k+1次迭代的估计值, in, respectively represent the estimated values of μ 1p , σ 1p , μ 2p , σ 2p , σ 1 , and σ 2 at the k+1th iteration,
其中in
其中,表示对中括号内取期望;in, Indicates that expectations are taken within the square brackets;
步骤1.5:对公式(4)与公式(5)进行不断迭代直至所有参数收敛,该收敛时的参数估计值即为离线得到的模型参数估计值,并将该估计值作为之后在线更新的先验信息;Step 1.5: Iterate formula (4) and formula (5) continuously until all parameters converge, and the estimated parameter value at the time of convergence is the estimated value of the model parameter obtained offline, and the estimated value is used as the prior for subsequent online update. information;
步骤2:在线模型更新与剩余寿命预测,具体包括如下步骤:Step 2: Online model update and remaining life prediction, including the following steps:
步骤2.1:收集运行设备在线退化数据,假设当前时刻为tκ,其相应的退化数据为X0:κ={x0,x1,...,xκ},一共κ+1个数据;Step 2.1: Collect online degradation data of operating equipment, assuming that the current moment is t κ , the corresponding degradation data is X 0:κ ={x 0 ,x 1 ,...,x κ }, a total of κ+1 data;
步骤2.2:基于极大似然估计的变点检测,方法如下:Step 2.2: Change point detection based on maximum likelihood estimation, the method is as follows:
其中,xi∈{x0,x1,...,xκ},为变点时间τ的估计值;where x i ∈{x 0 ,x 1 ,...,x κ }, is the estimated value of the change point time τ;
若估计得到的那么说明到tκ时刻为止变点尚未出现,则执行步骤2.3;反之,则说明变点出现了且变点为则执行步骤2.5;If estimated Then it means that the change point has not appeared until the time t κ , and then go to step 2.3; otherwise, it means that the change point has occurred and the change point is Then go to step 2.5;
步骤2.3:基于贝叶斯理论利用先验信息更新第一阶段模型参数以及变点概率分布,如下:Step 2.3: Based on Bayesian theory, use prior information to update the first-stage model parameters and change point probability distribution, as follows:
其中,Pr(·)表示括号中事件的发生概率,μ1p,0表示μ1先验分布的期望,σ1p,0表示μ1先验分布的标准差;Among them, Pr( ) represents the occurrence probability of the event in parentheses, μ 1p,0 represents the expectation of the μ 1 prior distribution, σ 1p, 0 represents the standard deviation of the μ 1 prior distribution;
步骤2.4:随机变点下基于两阶段退化模型的剩余寿命在线预测结果如下:Step 2.4: The online prediction results of the remaining life based on the two-stage degradation model under the random change point are as follows:
其中,表示在tκ剩余寿命为lκ的概率密度函数,p(τ)表示变点的概率分布函数;in, represents the probability density function of the remaining life at t κ as lκ , and p(τ) represents the probability distribution function of the change point;
其中,in,
μa4=μ2p(lκ-τ+tκ),μb4=ξ-xκ-μ1p(τ-tκ), μ a4 = μ 2p (l κ -τ+t κ ), μ b4 =ξ-x κ -μ 1p (τ-t κ ),
步骤2.5:基于贝叶斯理论利用先验信息更新第二阶段模型参数,如下:Step 2.5: Based on Bayesian theory, use prior information to update the second-stage model parameters, as follows:
其中,μ2p,0表示μ2先验分布的期望,σ2p,0表示μ2先验分布的标准差;Among them, μ 2p,0 represents the expectation of the μ 2 prior distribution, and σ 2p,0 represents the standard deviation of the μ 2 prior distribution;
步骤2.6:根据单阶段退化建模方法得到剩余寿命预测结果,如下:Step 2.6: Obtain the remaining life prediction results according to the single-stage degradation modeling method, as follows:
本发明的核心思想与原理是:The core idea and principle of the present invention are:
本发明提出了一种基于两阶段Wiener过程的退化模型,并得到了基于该模型首达意义下的寿命和剩余寿命解析表示;同时,利用EM算法和贝叶斯理论给出了离线模型辨识与在线参数更新的方法。The invention proposes a degradation model based on a two-stage Wiener process, and obtains the analytical representation of life and remaining life based on the first meaning of the model. Method for online parameter update.
本发明所带来的有益技术效果:Beneficial technical effects brought by the present invention:
与传统单阶段退化模型相比,本发明提出的两阶段模型能够更好的描述两阶段退化特征的退化数据;其次,相比于现有两阶段Wiener过程退化模型,本文得到了解析的剩余寿命预测表达,更便于在线计算;再次,基于EM算法以及贝叶斯理论分别给出了离线模型辨识与在线参数估计的方法,这样能够充分利用历史信息的同时保证在线的参数更新,减小了计算复杂度,提高了在线计算的效率。Compared with the traditional single-stage degradation model, the two-stage model proposed in the present invention can better describe the degradation data of the two-stage degradation characteristics; secondly, compared with the existing two-stage Wiener process degradation model, the analytical remaining life is obtained in this paper. The prediction expression is more convenient for online calculation; thirdly, based on the EM algorithm and Bayesian theory, the offline model identification and online parameter estimation methods are respectively given, which can make full use of historical information and ensure online parameter update, reducing the calculation. complexity, improving the efficiency of online computing.
附图说明Description of drawings
图1为离线模型辨识的流程图。FIG. 1 is a flowchart of offline model identification.
图2为在线参数更新与剩余寿命预测的流程图。Figure 2 is a flow chart of online parameter update and remaining life prediction.
图3为电池退化实际数据示意图。Figure 3 is a schematic diagram of the actual data of battery degradation.
图4为参数更新结果示意图。Figure 4 is a schematic diagram of the parameter update result.
图5为剩余寿命预测示意图。Figure 5 is a schematic diagram of remaining life prediction.
图6为剩余寿命预测期望与实际剩余寿命对比示意图。FIG. 6 is a schematic diagram showing the comparison between the predicted expected remaining life and the actual remaining life.
具体实施方式Detailed ways
下面结合附图以及具体实施方式对本发明作进一步详细说明:The present invention is described in further detail below in conjunction with the accompanying drawings and specific embodiments:
为了帮助理解本发明以及展示其故障检测的效果,下面对一示例进行详细说明。本示例基于MATLAB工具,利用实际电池退化数据对本发明进行说明,结合附图展示本发明的效果。In order to help understand the present invention and demonstrate its fault detection effect, an example is described in detail below. This example is based on the MATLAB tool, uses the actual battery degradation data to illustrate the present invention, and shows the effect of the present invention in conjunction with the accompanying drawings.
1、离线建模过程的流程如图1所示,具体到本示例其具体步骤如下:1. The flow of the offline modeling process is shown in Figure 1. The specific steps in this example are as follows:
步骤1.1:收集四组电池退化数据如图3所示,选取其中三组(CS2-35,CS2-37,CS2-38)进行离线模型辨识;Step 1.1: Collect four groups of battery degradation data as shown in Figure 3, and select three groups (CS2-35, CS2-37, CS2-38) for offline model identification;
步骤1.2:定义两阶段退化模型如下所示:Step 1.2: Define the two-stage degradation model as follows:
其中,为了描述不同样本间的差异性,令以及但对于每个单独样本而已,μ1与μ2为固定常数。Among them, in order to describe the differences between different samples, let as well as But for each individual sample only, μ 1 and μ 2 are fixed constants.
步骤1.3:对每组退化数据X={X1,X2,...,Xn}分别构建如公式(2)所示的对数似然函数,并通过极大似然估计得到每一组退化数据的变点τi的估计值,如公式(3)所示:Step 1.3: Construct the log-likelihood function shown in formula (2) for each set of degraded data X={X 1 , X 2 ,...,X n }, and obtain each The estimated value of the change point τ i of the group degraded data, as shown in formula (3):
其中然后最大化似然函数如下:in Then the maximized likelihood function is as follows:
这样得到变点的估计值分别为623,736,753(次)。假设变点服从泊松分布,那么根据统计分析得到泊松分布的密度参数λ=704;In this way, the estimated values of the change points are 623, 736, 753 (times), respectively. Assuming that the change point obeys the Poisson distribution, then the density parameter λ=704 of the Poisson distribution is obtained according to statistical analysis;
步骤1.4:基于EM算法,反复迭代直至参数估计值收敛,得到最终结果为:Step 1.4: Based on the EM algorithm, iterate repeatedly until the parameter estimates converge, and the final result is:
并将该结果作为之后在线方法的先验信息。This result is used as prior information for subsequent online methods.
2、在线模型更新与剩余寿命预测,其流程如图2所示;2. Online model update and remaining life prediction, the process is shown in Figure 2;
步骤2.1:收集电池退化数据CS2-36;Step 2.1: Collect battery degradation data CS2-36;
步骤2.2:基于极大似然估计的变点检测方法如下:Step 2.2: The change point detection method based on maximum likelihood estimation is as follows:
其中,xi∈{x0,x1,...,xκ},为变点时间τ的估计值。where x i ∈{x 0 ,x 1 ,...,x κ }, is the estimated value of the change point time τ.
若估计得到的那么说明到tκ时刻为止变点尚未出现,则执行步骤2.3;反之,则说明变点出现了且变点为则执行步骤2.5;If estimated Then it means that the change point has not appeared until the time t κ , and then go to step 2.3; otherwise, it means that the change point has occurred and the change point is Then go to step 2.5;
步骤2.3:基于贝叶斯理论更新第一阶段模型参数以及变点概率分布如下:Step 2.3: Update the first stage model parameters and change point probability distribution based on Bayesian theory as follows:
其中,Pr(·)表示括号中事件的发生概率。μ1p,0表示μ1先验分布的期望,σ1p,0表示μ1先验分布的标准差。Among them, Pr(·) represents the probability of occurrence of the event in parentheses. μ 1p,0 represents the expectation of the μ 1 prior distribution, and σ 1p, 0 represents the standard deviation of the μ 1 prior distribution.
步骤2.4:随机变点下基于两阶段退化模型的剩余寿命在线预测,结果如下:Step 2.4: Online prediction of remaining life based on the two-stage degradation model under random change points. The results are as follows:
其中,表示在tκ剩余寿命为lκ的概率密度函数,p(τ)表示变点的概率分布函数。in, Represents the probability density function of the remaining life at t κ as lκ , and p(τ) represents the probability distribution function of the change point.
其中in
μa4=μ2p(lκ-τ+tκ),μb4=ξ-xκ-μ1p(τ-tκ), μ a4 = μ 2p (l κ -τ+t κ ), μ b4 =ξ-x κ -μ 1p (τ-t κ ),
步骤2.5:对第二阶段的模型参数进行更新如下:Step 2.5: Update the model parameters of the second stage as follows:
其中,μ2p,0表示μ2先验分布的期望,σ2p,0表示μ2先验分布的标准差。where μ 2p,0 represents the expectation of the μ 2 prior distribution, and σ 2p, 0 represents the standard deviation of the μ 2 prior distribution.
步骤2.6:根据单阶段退化建模方法得到剩余寿命预测结果如下:Step 2.6: According to the single-stage degradation modeling method, the remaining life prediction results are as follows:
根据步骤2.2所述的变点检测方法以及步骤2.3与2.5中所述的参数更新算法,得到变点发现时刻为681(次)时参数更新结果如图4所示;According to the change point detection method described in step 2.2 and the parameter update algorithm described in steps 2.3 and 2.5, the parameter update result obtained when the change point discovery time is 681 (times) is shown in Figure 4;
给定失效预测为初始值的45%,结合参数更新结果与步骤2.4与2.6所述的剩余寿命预测方法,得到剩余寿命预测概率密度函数如图5所示,图6为本发明方法得到的剩余寿命预测期望与真实寿命以及基于单阶段线性退化模型、指数退化模型的结果对比。Given that the failure prediction is 45% of the initial value, combining the parameter update results and the remaining life prediction methods described in steps 2.4 and 2.6, the remaining life prediction probability density function is obtained as shown in Figure 5, and Figure 6 is the residual life obtained by the method of the present invention. The life prediction expectation is compared with the actual life and the results based on the single-stage linear degradation model and the exponential degradation model.
从寿命预测的结果可看出,本说发明方法能够准确的预测电池的剩余寿命。It can be seen from the results of life prediction that the method of the present invention can accurately predict the remaining life of the battery.
当然,上述说明并非是对本发明的限制,本发明也并不仅限于上述举例,本技术领域的技术人员在本发明的实质范围内所做出的变化、改型、添加或替换,也应属于本发明的保护范围。Of course, the above description is not intended to limit the present invention, and the present invention is not limited to the above examples. Changes, modifications, additions or substitutions made by those skilled in the art within the essential scope of the present invention should also belong to the present invention. the scope of protection of the invention.
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