CN107356556A - A kind of double integrated modelling approach of Near-Infrared Spectra for Quantitative Analysis - Google Patents

A kind of double integrated modelling approach of Near-Infrared Spectra for Quantitative Analysis Download PDF

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CN107356556A
CN107356556A CN201710569312.8A CN201710569312A CN107356556A CN 107356556 A CN107356556 A CN 107356556A CN 201710569312 A CN201710569312 A CN 201710569312A CN 107356556 A CN107356556 A CN 107356556A
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卞希慧
邱建明
刘鹏
谭小耀
李明
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Tianjin Polytechnic University
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Abstract

The present invention relates to a kind of double integrated modelling approach of Near-Infrared Spectra for Quantitative Analysis, comprise the following steps that:The sample of certain amount is collected, the near infrared spectrum of sample is gathered, takes certain packet mode to split data into training set and forecast set;The sample for choosing certain amount from training set by the use of Monte Carlo sampling method is used as training subset;Using glowworm swarm algorithm, further selected part variable as sample variable subset, establishes partial least square model from the training subset;Successive ignition establishes some models;Final prediction result is obtained to the result progress simple average of all models.The present invention uses double integrated modelling approach, improves the precision of prediction and stability of Near-Infrared Spectra for Quantitative Analysis.The present invention is applied to the quantitative analysis field of the complex samples such as chemical industry, Chinese medicine and food.

Description

A kind of double integrated modelling approach of Near-Infrared Spectra for Quantitative Analysis
Technical field
The invention belongs to the Chemical Measurement modeling technique of analytical chemistry field, and in particular to a kind of near infrared spectrum quantifies Double integrated modelling approach of analysis.
Background technology
Near-infrared spectrum technique have analyze speed is fast, simple to operate, the green advantage such as lossless and the agricultural that is widely used in, The every field such as chemical industry, pharmacy, food, environmental protection.But the Near-infrared Spectral Absorption of complex sample is weaker, peak overlap is tight , the interference informations such as background, noise be present, and easily influenceed by measuring condition, sample state etc., it is therefore desirable to by chemistry in weight Meterological could carry out quantitative analysis to complex sample.When carrying out quantitative analysis to unknown sample using Chemical Measurement, prediction As a result quality depends on the quality of model.Therefore the model for establishing high quality is in the important research of Chemical Measurement Hold.
The conventional modeling method of Chemical Measurement has multiple linear regression, partial least-squares regression method, artificial neural network Deng.These traditional modeling methods are predicted unknown sample only with an optimal model, sample number is less or serious interference When precision of prediction and stability tend not to satisfactory, therefore developed integrated moulding technology.Integrated moulding technology be exactly from Multiple training subsets are produced in same training set, then establish multiple submodels using these training subsets is predicted respectively, And integrate multiple prediction results by certain mode, obtain a final prediction result.
Most of integrated modelling approach all carry out integrated such as bagging ELM (Bian Xihui, Li Shujuan, Tan from sample direction Small credit, Wang Jiangjiang, Wang Zhiguo, Liu Weiguo, Chen Zongpeng, Wang Chen, extreme learning machine integrated modelling approach, 2015, Chinese patent, ZL201510466504), boosting PLS (Bian Xihui, Liu Wei, Wang Qiunan, Tan little Yao, Guo Yugao, a kind of near infrared spectrum Multi-model Modeling Method, Chinese invention patent, 2017, ZL201310537968.3) etc., or integrated from variable direction (C.Tan, Qin, M.Li, Subspace regression ensemble method based on variable Clustering for near-infrared spectroscopic calibration, Analytical Letters, 1009,42:1693-1710).If integrated from sample and variable twocouese simultaneously, multifarious son can be further produced Model, improve model prediction accuracy.
The content of the invention
The purpose of the present invention is the problem of being directed to traditional modeling method precision of prediction and low stability, to propose a kind of near-infrared Double integrated modelling approach (Monte Carlo-glowworm swarm algorithm-PLS, MC-FA-PLS) of quantitative spectrochemical analysis, specifically Flow is Near-Infrared Spectra for Quantitative Analysis as shown in figure 1, to improve precision of prediction and stability to unknown sample quantitative analysis Provide a kind of new method.
The present invention chooses a number of sample as training subset by the use of Monte Carlo sampling method (MC), using firefly Algorithm (FA) selected part variable from the training subset as sample-variable subset, establishes partial least square model (PLS). Successive ignition establishes some models.Final prediction result is obtained to the result progress simple average of all models.
To realize that technical scheme provided by the present invention comprises the following steps:
(1) sample of certain amount is collected, gathers the near infrared spectrum of sample, target components are determined with conventional method Content;Training set and forecast set are splitted data into using certain packet mode;
(2) sample for choosing certain amount from training set by the use of Monte Carlo sampling method is used as training subset;
(3) glowworm swarm algorithm arameter optimization, the selected part variable conduct from training subset using glowworm swarm algorithm are carried out Sample-variable subset;
(4) offset minimum binary factor number is determined, establishes partial least square model;
Step (2)-(4) are repeated several times, establish T model;
(5) final prediction result is obtained to the result progress simple average of all models.
The determination method of offset minimum binary factor number is:Factor number takes 25 from 1 respectively, at intervals of 1, is counted using formula (1) Calculate the cross validation root-mean-square error (RMSECV) under different factor numbers.Examine to obtain most using Monte Carlo Cross-Validation and F Good factor number.
M is total number of samples,For the predicted value of i-th of sample, yiFor the actual value of i-th of sample.
In the present invention, the determination method of best band number is:Training set spectrum is divided into 5~30 wave band numbers, wave band At intervals of 5, a series of predicted root mean square errors (RMSEP) under different hop counts are calculated respectively.RMSEP values are corresponding when minimum Hop count is best band number.
In the present invention, the determination method of glowworm swarm algorithm optimum population number is:Population number n span is 10~60, At intervals of 10, a series of RMSEP values under different population number are calculated respectively.RMSEP values when minimum corresponding population number for most Good population number.
In the present invention, the determination method of glowworm swarm algorithm suitable environment absorbance is:Environment absorbance γ span For 0.1~1.2, at intervals of 0.1, a series of RMSEP values under varying environment absorbance are calculated respectively.When RMSEP values are minimum Corresponding environment absorbance is suitable environment absorbance.
In the present invention, the determination method of glowworm swarm algorithm best constant is:The span of constant α is 0.1~1, interval For 0.1, a series of RMSEP values under different constants are calculated respectively.RMSEP values when minimum corresponding constant be best constant.
In the present invention, the determination method of the number of the T submodel is:Give a sufficiently large submodel number Value, the training subset sample number of fixed each data set is the 50% of gross sample number, is calculated respectively under different submodel numbers A series of RMSEP values, when RMSEP values are almost unchanged, corresponding submodel number is required number T.
In the present invention, the sample number purpose of training subset determines that method is:Stator Number of Models, respectively from training set Choose its total number of samples 10%~100% is used as training subset, at intervals of 5%, calculates respectively under different training subsets A series of RMSEP values, corresponding sample number during RMSEP minimums, as required training subset sample number.
It is an advantage of the invention that:The modeling method can effectively improve the predictive ability of model, improve the prediction essence of model Degree and stability.The inventive method is applied to the quantitative analysis of the complex samples such as oil, food, Chinese medicine.
Brief description of the drawings
Fig. 1 is MC-FA-PLS algorithm flow chart
Fig. 2 is the RMSEP values of ternary mixture data with the variation diagram of wave band number
Fig. 3 is the RMSEP values of ternary mixture data with population number n variation diagram
Fig. 4 is the RMSEP values of ternary mixture data with environment absorbance γ variation diagram
Fig. 5 is the RMSEP values of ternary mixture data with the variation diagram of constant α
Fig. 6 is the RMSEP values of ternary mixture data with the variation diagram of submodel number
Fig. 7 is the RMSEP values of ternary mixture data with the variation diagram of training subset size
Fig. 8 is the wavelength points distribution map of 80 submodels selection of ternary mixture data
Fig. 9 is the average value of predicted value and the pass of actual value that ternary mixture data run 20 times using MC-FA-PLS System's figure
Figure 10 is the RMSEP values of fuel data with the variation diagram of submodel number
Figure 11 is the RMSEP values of fuel data with the variation diagram of training subset size
Figure 12 is the wavelength points distribution map of 80 submodels selection of fuel data
Figure 13 is the average value of predicted value and the graph of a relation of actual value that fuel data runs 20 times using MC-FA-PLS
Embodiment
To be best understood from the present invention, the present invention will be described in further detail with reference to the following examples, but of the invention Claimed scope is not limited to the scope represented by embodiment.
Embodiment 1:
The present embodiment is analyzed using near infrared spectrum data, in the ternary mixture sample of ethanol, water and isopropanol The measure of isopropanol content, is comprised the following steps that:
(1) the ternary mixture sample of 95 ethanol, water and isopropanol is collected, gathers the near infrared spectrum of ternary mixture Data, spectral region 850-1049nm, 1nm is spaced, comprising 200 data points, spectrum is measured using HP-8453 spectrophotometrics It is fixed.Using the description of the division on website to data set, 65 samples are used as training set, and 30 samples are used as forecast set;
(2) sample for choosing certain amount from training set by the use of Monte Carlo sampling method is used as training subset;
(3) glowworm swarm algorithm arameter optimization, the selected part variable conduct from training subset using glowworm swarm algorithm are carried out Sample-variable subset;
(4) offset minimum binary factor number is determined, establishes partial least square model;
Step (2)-(4) are repeated several times, establish T model;
(5) final prediction result is obtained by carrying out simple average to the result of all models.
The determination method of offset minimum binary factor number is:Factor number takes 25 from 1 respectively, at intervals of 1, is counted using formula (1) Calculate the RMSECV under different factor numbers.Examine to obtain optimal factor number using Monte Carlo Cross-Validation and F,
M is total number of samples,For the predicted value of i-th of sample, yiFor the actual value of i-th of sample.Calculate factor number is 7。
The determination method of best band number is:Training set spectrum is divided into 5~30 wave band numbers, wave band divides at intervals of 5 A series of RMSEP under different hop counts are not calculated.RMSEP values when minimum corresponding wave band number be best band number.The implementation For RMSEP values as the change of wave band number is as shown in Fig. 2 when wave band number is 10, RMSEP values are minimum in example, therefore the present embodiment Best band number is 10.
The determination method of glowworm swarm algorithm optimum population number is:Population number n span is 10~60, at intervals of 10, A series of RMSEP values under different population number are calculated respectively.RMSEP values when minimum corresponding population number be optimum population number. RMSEP values are as the change of population number is as shown in figure 3, when population number is 20 in the embodiment, and RMSEP values are minimum, therefore this reality The optimum population number for applying example is 20.
The determination method of glowworm swarm algorithm suitable environment absorbance is:Environment absorbance γ span be 0.1~ 1.2, at intervals of 0.1, a series of RMSEP values under varying environment absorbance are calculated respectively.RMSEP values corresponding ring when minimum Border absorbance is suitable environment absorbance.RMSEP values are as the change of environment absorbance is as shown in figure 4, work as ring in the embodiment When border absorbance is 0.7, RMSEP values are minimum, therefore the suitable environment absorbance of the present embodiment is 0.7.
The determination method of glowworm swarm algorithm best constant is:The span of constant α is 0.1~1, at intervals of 0.1, is distinguished Calculate a series of RMSEP values under different constants.RMSEP values when minimum corresponding constant be best constant.In the embodiment For RMSEP values as the change of constant is as shown in figure 5, when constant is 0.3, RMSEP values are minimum, the former the present embodiment of institute it is optimal normal Number is 0.3.
The determination method of the number of the T submodel is:The training subset sample number of fixed each data set is gross sample The 50% of product number, 100 sub- model number values are given, calculate a series of RMSEP values under different submodel numbers respectively, The RMSEP values submodel number that corresponding submodel number is established for needed for when almost unchanged.In the embodiment RMSEP values with After the change of submodel number is as shown in fig. 6, group Number of Models is 80, RMSEP values are almost unchanged, i.e., the son of required foundation Number of Models is 80.
The sample number purpose of training subset determines that method is:Stator Number of Models 80, chooses it from training set respectively Training subset is used as by the 10%~100% of sample number, at intervals of 5%, is calculated respectively a series of under different training subsets RMSEP values, corresponding sample number during RMSEP minimums, as required training subset sample number.RMSEP values in the embodiment As the change of training subset sample percentage is as shown in fig. 7, when training subset sample number reaches the 85% of training total number of samples When, RMSEP values are minimum, therefore choose 85% that training subset sample number is gross sample number.
Fig. 8 shows the wavelength points distribution map of 80 submodel selections of the embodiment.It can be seen that all submodules The wavelength points of type selection are largely identical, but the wavelength points of each submodel selection are again variant, ensure that the more of submodel Sample.MC-FA-PLS models to forecast set prediction coefficient correlation be 0.9922, and PLS models to forecast set prediction Coefficient correlation is 0.9919.It can show that MC-FA-PLS has more preferable precision of prediction by comparing.To FA-PLS and MC-FA- PLS reruns 20 times respectively, and the standard deviation that FA-PLS standard deviation is 0.017, MC-FA-PLS is 0.012, passes through ratio It can relatively show that MC-FA-PLS stability is better than FA-PLS.Fig. 9, which is shown, repeats 20 computings pair to MC-FA-PLS The relation of the mean predicted value and actual value of prediction and prediction, as can be seen from the figure MC-FA-PLS prediction accuracy is high, surely It is qualitative good.
Embodiment 2
The present embodiment is analyzed using near infrared spectrum data, to the measure of fuel oil sample rate, is comprised the following steps that:
1) 263 fuel oil samples are collected, gather the near infrared spectrum data of fuel oil sample.Spectral region 750-1550nm, Sampling interval 2nm, comprising 400 data points, according to U.S.'s test and materials association (American Society of Testing and Materials, ASTM) standard determine respectively, download network address:http:// software.eigenvector.com/Data/SWRI/index.html.Using on website to data set division description, 142 samples are used as training set, and 121 samples are used as forecast set;
(2) sample for choosing certain amount from training set by the use of Monte Carlo sampling method is used as training subset;
(3) glowworm swarm algorithm arameter optimization, the selected part variable conduct from training subset using glowworm swarm algorithm are carried out Sample-variable subset;
(4) offset minimum binary factor number is determined, establishes partial least square model;
Step (2)-(4) are repeated several times, establish T model;
(5) final prediction result is obtained by carrying out simple average to the result of all models.
The determination method of offset minimum binary factor number is:Factor number takes 25 from 1 respectively, at intervals of 1, is counted using formula (1) Calculate the RMSECV under different factor numbers.Examine to obtain optimum factor number using Monte Carlo Cross-Validation and F,
M is total number of samples,For the predicted value of i-th of sample, yiFor the actual value of i-th of sample.Calculate factor number is 9。
The determination method of best band number is:Training set spectrum is divided into 5~30 wave band numbers, wave band divides at intervals of 5 A series of RMSEP under different-waveband number are not calculated.RMSEP values when minimum corresponding wave band number be best band number.The reality Apply and RMSEP is observed in example with the change of wave band number, when wave band number is 20, RMSEP values are minimum, therefore the optimal ripple of the present embodiment Hop count is 20.
The determination method of glowworm swarm algorithm optimum population number is:Population number n span is 10~60, at intervals of 10, A series of RMSEP values under different population number are calculated respectively.RMSEP values when minimum corresponding population number be optimum population number. RMSEP values are observed in the embodiment with the change of population number, when population number is 40, RMSEP values minimum, therefore the present embodiment Optimum population number is 40.
The determination method of glowworm swarm algorithm suitable environment absorbance is:Environment absorbance γ span be 0.1~ 1.2, at intervals of 0.1, a series of RMSEP values under varying environment absorbance are calculated respectively.RMSEP values corresponding ring when minimum Border absorbance is suitable environment absorbance.RMSEP values are observed in the embodiment with the change of environment absorbance, when environment extinction Spend for 0.9 when, RMSEP values are minimum, therefore the suitable environment absorbance of the present embodiment is 0.9.
The determination method of glowworm swarm algorithm best constant is:The span of constant α is 0.1~1, at intervals of 0.1, is distinguished Calculate a series of RMSEP values under different constants.RMSEP values when minimum corresponding constant be best constant.In the embodiment RMSEP values are observed with the change of constant, when constant is 0.5, RMSEP values are minimum, therefore the best constant of the present embodiment is 0.5。
The determination method of the number of the T submodel is:The training subset sample number of fixed each data set is gross sample The 50% of product number, 100 sub- model number values are given, calculate a series of RMSEP values under different submodel numbers respectively, The RMSEP values submodel number that corresponding submodel number is established for needed for when almost unchanged.In the embodiment RMSEP values with The change of submodel number is as shown in Figure 10, and after group Number of Models is 80, RMSEP values are almost unchanged, i.e., required foundation Submodel number is 80.
The sample number purpose of training subset determines that method is:Stator Number of Models 80, chooses it from training set respectively Training subset is used as by the 10%~100% of sample number, at intervals of 5%, is calculated respectively a series of under different training subsets RMSEP values, corresponding sample number during RMSEP minimums, as required training subset sample number.RMSEP values in the embodiment As the change of training subset sample percentage is as shown in figure 11, when training subset sample number reaches the 80% of training total number of samples When, RMSEP values are minimum, therefore choose 80% that training subset sample number is gross sample number.
Figure 12 shows the wavelength points distribution map of 80 submodel selections of the embodiment.It can be seen that all sons The wavelength points of model selection are largely identical, but the wavelength points of each submodel selection are again variant, ensure that submodel Diversity.MC-FA-PLS models to forecast set prediction coefficient correlation be 0.9856, and PLS models to forecast set predict Coefficient correlation be 0.9687.It can show that MC-FA-PLS has more preferable precision of prediction by comparing.To FA-PLS and MC- FA-PLS reruns 20 times respectively, and the standard deviation that FA-PLS standard deviation is 0.0019, MC-FA-PLS is 0.0017, It can show that MC-FA-PLS stability is better than FA-PLS by comparing.Figure 13 is shown to be repeated 20 times to MC-FA-PLS Computing is to the mean predicted value predicted and predicted and the relation of actual value, and as can be seen from the figure MC-FA-PLS prediction is accurate Degree is high, and stability is good.

Claims (3)

1. double integrated modelling approach of a kind of Near-Infrared Spectra for Quantitative Analysis, it is characterised in that concretely comprise the following steps:
(1) sample of certain amount is collected, gathers the near infrared spectrum of sample, is contained using conventional method measure target components Amount;Certain packet mode is taken to split data into training set and forecast set;
(2) sample for choosing certain amount from training set by the use of Monte Carlo sampling method is used as training subset;
(3) carry out glowworm swarm algorithm arameter optimization, using glowworm swarm algorithm from training subset selected part variable as sample- Variable subset;
(4) offset minimum binary factor number is determined, establishes partial least square model;
Step (2)-(4) are repeated several times, establish T model;
(5) final prediction result is obtained to the result progress simple average of all models.
A kind of 2. double integrated modelling approach of Near-Infrared Spectra for Quantitative Analysis according to claim 1, it is characterised in that:Institute The determination method for stating the number of T submodel is:Give a sufficiently large submodel number value, the instruction of fixed each data set Practice 50% that subset sample number is gross sample number, calculate a series of RMSEP values under different submodel numbers respectively, when RMSEP values when almost unchanged corresponding submodel number be required submodel number T.
A kind of 3. double integrated modelling approach of Near-Infrared Spectra for Quantitative Analysis according to claim 1, it is characterised in that:Institute The sample number purpose for stating training subset determines that method is:Stator Number of Models, by the 10%~100% of sample number, at intervals of 5%, a series of RMSEP values under different training subsets are calculated respectively, and sample number corresponding to RMSEP minimums is required instruction Practice subset sample number.
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