CN107179294B - A kind of near-infrared spectral analytical method based on subspace analysis - Google Patents
A kind of near-infrared spectral analytical method based on subspace analysis Download PDFInfo
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Abstract
The present invention relates to analytical chemistry field, specially a kind of near-infrared spectral analytical method based on subspace analysis.A kind of near-infrared spectral analytical method based on subspace analysis includes the following steps: (1) calibration set sample treatment;(2) forecast sample group score value is completed to determine.The present invention analyzes sample spectra using unified step, obtains sample component information, overcomes the main deficiency of PLS algorithm.The experimental results showed that estimated performance is better than existing PLS algorithm, predicted root mean square error is respectively less than the predicted root mean square error of PLS.It is also possible to apply the invention to other spectrum analysis, such as ultraviolet spectral analysis, Raman spectrum analysis, chromatography.
Description
Technical field
The present invention relates to analytical chemistry field, specially a kind of near-infrared spectral analytical method based on subspace analysis.
Background technique
Near-infrared spectral analysis technology, which has many advantages, such as that test speed is fast, analytic process is simple, is suitable for diffusing reflection, to be tested,
The technology has been applied to the quick measurement of the constituent contents such as protein, amino acid, fat, starch, moisture.Due near infrared spectrum
With serious plyability, information relevant to component content is difficult directly to extract and give to close in substance near infrared spectrum
The spectrum resolution of reason.Therefore, it is necessary to effective letter is extracted from the spectrum of measurement using the multivariate calibration methods in Chemical Measurement
Breath carries out quantitative analysis.
Traditional multivariate calibration methods mainly have K matrix method, P matrix method, multi-element linear regression method, principal component regression
Analytic approach, Partial Least Squares (PLS) etc..Many experiments show that PLS algorithm performance is better than other sides in most cases
Method.Although PLS algorithm has a large amount of application, PLS algorithm is primarily present following deficiency: (1) PLS algorithm calculates score matrix
With need to consider simultaneously when loading matrix spectrum and group sub-matrix, if predicted in group sub-matrix there are unknown component information
As a result it will be affected;(2) determination of hidden variable is there are many method in PLS algorithm, the hidden variable for selecting distinct methods to determine,
Its prediction result difference is larger.
Summary of the invention
The present invention is directed to overcome the main deficiency of PLS algorithm, a kind of near infrared spectrum based on subspace analysis point is proposed
Analysis method.
Technical program of the present invention lies in:
A kind of near-infrared spectral analytical method based on subspace analysis, includes the following steps:
(1) calibration set sample treatment:
Step 1.1 selects p representative samples as calibration set sample, and wherein p is positive integer;It is close according to sample
Infrared spectrum response property measures its near infrared spectrum in M wavelength, is measured to sample, obtains its N number of group of score value;
The near infrared light spectrum matrix X that step 1.2 p row, M are arranged indicates the near infrared spectrum of calibration set sample, and wherein X's is every
A line represents the absorbance of a sample;By the group sub-matrix Y that same sequential build p row, N are arranged, wherein every a line of Y represents one
The group score value of a sample;
Step 1.3 near infrared light spectrum matrix X pretreatment:
Step 1.3.1 calculates the average value row vector mX of the near infrared light spectrum matrix X constituted in above-mentioned steps 1.2, as follows
It is described:
In formula, mXkFor the kth column element of row vector mX, Xi,kFor the i-th row k column element of matrix X;
Mean value near infrared light spectrum matrix X0 is removed in step 1.3.2 calculating
X0I, k=XI, k-mXkI=1,2 ..., p (2)
In formula, X0i,kFor the i-th row k column element of matrix X0, Xi,kFor the i-th row k column element of matrix X;
Step 1.4 group sub-matrix Y pretreatment:
Step 1.4.1 calculates the average value row vector mY of the group sub-matrix Y constituted in above-mentioned steps 1.2, as described below:
In formula, mYkFor the kth column element of row vector mY, Yi,kFor the i-th row k column element of matrix Y
Mean value group sub-matrix Y0 is removed in step 1.4.2 calculating, as described below:
Y0I, k=YI, k-mYkI=1,2 ..., p (4)
In formula, Y0i,kFor the i-th row k column element of matrix Y0;
Step 1.5 determines subspace:
Step 1.5.1 calculates the autocorrelation matrix R0 for removing mean value near infrared light spectrum matrix X0, as described below:
In formula, subscript T representing matrix transposition;
The eigenvalue λ of step 1.5.2 calculating autocorrelation matrix R0i(i=1,2 ..., p) and sequence make λp≥…≥λ2≥λ1
=0;
Step 1.5.3 determines noise subspace dimension n n:
Level of significance α (α≤0.05) is arranged in step 1.5.3.1, calculates standardized normal distribution upper percentage point Nα;
The initial dimension n n (nn >=p/4) of noise subspace is arranged in step 1.5.3.2;
The average value ms of step 1.5.3.3 calculating section characteristic value, as described below:
Step 1.5.3.4 calculates eigenvalue λiMean square deviation
If step 1.5.3.5 λnn+1≤ms+ss×Nα, nn=nn+1 is enabled, 1.5.3.3 is gone to step, otherwise goes to step 1.6;
Step 1.6 output parameter X0, mX, Y0, mY, nn;
(2) forecast sample group score value is completed to determine:
Step 2.1 measures forecast sample near infrared spectrum by calibration set sample near-infrared spectral measurement method, and is denoted as M column
Vector x t;
Step 2.2 pre-processes forecast sample spectrum, obtains spectrum x0, as described below:
X0=xt-mX (8);
Step 2.3 constructs extended matrix Xs:
The autocorrelation matrix R of step 2.4 calculating extended matrix Xs
Step 2.5 carries out Eigenvalues Decomposition to matrix R
R=VTDV (11)
In formula, matrix D is with vector [d1,d2,…,dp+1] be diagonal element diagonal matrix, and d1≤d2≤…≤
dp+1;
The matrix V n that the preceding nn column of step 2.6 order matrix V are constituted is noise subspace;
Vn piecemeal is two matrix Vs 1 and V0 by step 2.7, wherein V1 is the matrix that the preceding p row of Vn is constituted, and V0 is Vn
The matrix that+1 row of pth is constituted;
Step 2.8 calculates initial estimate, as described below:
Step 2.9 output estimation result y, as described below:
Y=y0+Y0 (13).
The technical effects of the invention are that:
The present invention analyzes sample spectra using unified step, obtains sample component information, overcomes PLS algorithm
Main insufficient, the experimental results showed that estimated performance is better than existing PLS algorithm, predicted root mean square error is respectively less than the prediction of PLS
Root-mean-square error.It is also possible to apply the invention to other spectrum analysis, such as ultraviolet spectral analysis, Raman spectrum analysis, chromatography.
Detailed description of the invention
Fig. 1 is that the present invention is based on the flow charts of the near-infrared spectral analytical method of subspace analysis.
Specific embodiment
Embodiment 1:
Prepare alcohol water blend, alcohol concentration range be 0.02~0.61 (volume ratio, interval 0.01), totally 60 samples,
Adjacent concentration difference 0.01.These samples are successively put into 70 Fourier Transform Near Infrared instrument of Brooker company VERTEX
Upper its near infrared spectrum of measurement, wave-length coverage are 770nm~1300nm (totally 2593 wavelength, i.e. M=2593).It is by concentration
0.03,0.06,0.09 ..., 0.6 sample (totally 20) is used as forecast sample, remaining sample (totally 40, i.e. p=40) is constituted
Calibration set sample spectrum.Calibration set sample spectrum is denoted as matrix X, concentration is denoted as the matrix Y of 40 rows 1 column.Prediction specific implementation
Step is as follows with feature:
Step 1 calibration set sample treatment:
Step 1.1 compound concentration is 0.02~0.61 (volume ratio, the alcohol water blend of interval 0.01), in Brooker company
The near infrared spectrum that wave-length coverage is 770nm~1300nm is measured in 70 Fourier Transform Near Infrared instrument of VERTEX, is chosen
Concentration is 0.03,0.06,0.09 ..., and for the sample at 0.6 (interval 0.03) as forecast sample, remaining sample is calibration set sample.
Step 1.2 p (=40) row, M (=2593) column matrix X indicate calibration set sample measure spectrum, and wherein X's is each
Row represents the absorbance of a sample;It goes by same sequential build p (=40), N (=1) column matrix Y, wherein every a line generation of Y
The concentration of one sample of table.
Step 1.3 Pretreated spectra:
Step 1.3.1 is calculated the average value row vector mX of spectrum matrix X by formula (1)
In formula, mXkFor the kth column element of row vector mX, Xi,kFor the i-th row k column element of matrix X
Step 1.3.2 is calculated by formula (2) and is removed mean value spectrum matrix X0
X0I, k=XI, k-mXkI=1,2 ..., p (2)
In formula, X0i,kFor the i-th row k column element of matrix X0, Xi,kFor the i-th row k column element of matrix X
Step 1.4 group sub-matrix Y pretreatment:
Step 1.4.1 presses the average value row vector mY of formula (3) calculating group sub-matrix
In formula, mYi,kFor the kth column element of row vector mY, Yi,kFor the i-th row k column element of matrix Y
Step 1.4.2 is calculated by formula (4) and is removed mean value group sub-matrix Y0
Y0I, k=YI, k-mYkI=1,2 ..., p (4)
In formula, Y0i,kFor the i-th row k column element of matrix Y0.
Step 1.5 determines subspace:
Step 1.5.1 is calculated the autocorrelation matrix R0 of spectrum matrix X0 by formula (5)
In formula, subscript T representing matrix transposition;
The eigenvalue λ of step 1.5.2 calculating autocorrelation matrix R0i(i=1,2 ..., p) and sequence make λp≥…≥λ2≥λ1
=0
Step 1.5.3 determines noise subspace dimension n n:
Level of significance α=0.015 is arranged in step 1.5.3.1, calculates standardized normal distribution upper percentage point Nα
The initial dimension n n=13 of noise subspace is arranged in step 1.5.3.2
Step 1.5.3.3 calculates characteristic value average value by formula (6)
Step 1.5.3.4 calculates characteristic value mean square deviation by formula (7)
If step 1.5.3.5 λnn+1≤ms+ss×Nα, nn=nn+1 is enabled, 1.5.3.3 is gone to step, otherwise goes to step 1.6;
Step 1.6 output parameter X0, mX, Y0, mY, nn.
Step 2 forecast sample group score value determines:
Step 2.1 is denoted as M (=2593) dimension row vector xt to each forecast set sample spectra.
Step 2.2 pre-processes forecast sample spectrum by formula (8), obtains spectrum x0
X0=xt-mX (8)
Step 2.3 constructs extended matrix Xs by formula (9)
Step 2.4 is calculated the autocorrelation matrix R of extended matrix Xs by formula (10)
Step 2.5 carries out Eigenvalues Decomposition to matrix R
R=VTDV (11)
In formula, matrix D is with vector [d1,d2,…,dp+1] be diagonal element diagonal matrix, and d1≤d2≤…≤
dp+1;
The matrix V n that the preceding nn column of step 2.6 order matrix V are constituted is noise subspace
Vn piecemeal is two matrix Vs 1 and V0 by step 2.7, wherein V1 is the matrix that the preceding p row of Vn is constituted, and V0 is Vn
The row vector that+1 row of pth is constituted
Step 2.8 calculates initial estimate by formula (12)
Step 2.9 presses formula (13) output estimation result y
Y=y0+Y0 (13).
For convenience of comparison, same data are modeled and predicted using PLS algorithm, and uses predicted root mean square error
RMSEP assesses estimated performance.RMSEP is defined as herein
In formula, ykFor the prediction result of k-th of sample, ytkFor the legitimate reading of k-th of sample, Q is forecast sample sum
20。
Spectrum and the normalized pretreatment of component in the prediction of PLS algorithm, using staying a crosscheck method to carry out hidden change
Measure number selection.It is as shown in table 1 with PLS prediction result using the present invention:
The comparison of 1 embodiment of table, 1 prediction result
Prediction technique | The present invention | PLS |
RMSEP | 0.004695 | 0.005756 |
Embodiment 2:
It analyzes near infrared spectrum data is disclosed on internet, data network address are as follows: http: //
www.eigenvector.com/data/Corn/index.html.Select m5spec spectrum as test spectrum when analysis.This
A spectrum shares 80 samples, and wave-length coverage is 1100~2498nm (totally 700 wavelength, i.e. M=700).Sample contains 4 components
Information (i.e. N=4).In the present embodiment, sample is divided by correction and test set using DUPLEX method, wherein test set number is
[2,4,7,8,16,29,31,33,37,38,42,44,45,46,50,52,61,63,70,74], remaining is calibration set (i.e. p=
60).It is finally obtained the result is that calibration set spectrum matrix X is 60 row, 700 column matrix, group sub-matrix be Y is 60 row, 4 column matrix.
Specific implementation step is as follows with feature:
Step 1 calibration set sample treatment:
Step 1.1 be by number [2,4,7,8,16,29,31,33,37,38,42,44,45,46,50,52,61,63,70,
74] for sample as forecast set, remaining sample reads calibration set sample spectrum and group score value as forecast set.
Step 1.2 indicates calibration set sample measure spectrum with p (=60) row M (=700) column matrix X, wherein every a line of X
Represent the absorbance of a sample;By same sequential build p (=60) row N (=4) column matrix Y, wherein every a line of Y represents one
4 group score values of a sample.
Step 1.3 Pretreated spectra:
Step 1.3.1 is calculated the average value row vector mX of spectrum matrix X by formula (1)
In formula, mXkFor the kth column element of row vector mX, Xi,kFor the i-th row k column element of matrix X
Step 1.3.2 is calculated by formula (2) and is removed mean value spectrum matrix X0
X0I, k=XI, k-mXkI=1,2 ..., p (2)
In formula, X0i,kFor the i-th row k column element of matrix X0, Xi,kFor the i-th row k column element of matrix X
The pretreatment of step 1.4 component:
Step 1.4.1 presses the average value row vector mY of formula (3) calculating group sub-matrix
In formula, mYkFor the kth column element of row vector mY, Yi,kFor the i-th row k column element of matrix Y
Step 1.4.2 is calculated by formula (4) and is removed mean value group sub-matrix Y0
Y0I, k=YI, k-mYkI=1,2 ..., p (4)
In formula, Y0i,kFor the i-th row k column element of matrix Y0.
Step 1.5 determines subspace:
Step 1.5.1 is calculated the autocorrelation matrix R0 of spectrum matrix X0 by formula (5)
In formula, subscript T representing matrix transposition
The eigenvalue λ of step 1.5.2 calculating autocorrelation matrix R0i(i=1,2 ..., p) and sequence make λp≥…≥λ2≥λ1
=0
Step 1.5.3 determines noise subspace dimension n n:
Level of significance α=0.015 is arranged in step 1.5.3.1, calculates standardized normal distribution upper percentage point Nα
The initial dimension n n=20 of noise subspace is arranged in step 1.5.3.2
Step 1.5.3.3 calculates characteristic value average value by formula (6)
Step 1.5.3.4 calculates characteristic value mean square deviation by formula (7)
If step 1.5.3.5 λnn+1≤ms+ss×Nα, nn=nn+1 is enabled, 1.5.3.3 is gone to step, otherwise goes to step 1.6;
Step 1.6 output parameter X0, mX, Y0, mY, nn.
Step 2 forecast sample group score value determines:
Step 2.1 is denoted as M (=700) column vector xt to each forecast set sample spectra.
Step 2.2 pre-processes forecast sample spectrum by formula (8), obtains spectrum x0
X0=xt-mX (8)
Step 2.3 constructs extended matrix Xs by formula (9)
Step 2.4 is calculated the autocorrelation matrix R of extended matrix Xs by formula (10)
Step 2.5 carries out Eigenvalues Decomposition to matrix R
R=VTDV (11)
In formula, matrix D is with vector [d1,d2,…,dp+1] be diagonal element diagonal matrix, and d1≤d2≤…≤
dp+1;
The matrix V n that the preceding nn column of step 2.6 order matrix V are constituted is noise subspace
Vn piecemeal is two matrix Vs 1 and V0 by step 2.7, wherein V1 is the matrix that the preceding p row of Vn is constituted, and V0 is Vn
The row vector that+1 row of pth is constituted
Step 2.8 calculates initial estimate by formula (12)
Step 2.9 presses formula (13) output estimation result y
Y=y0+Y0 (13).
For convenience of comparison, same data are modeled and predicted using PLS algorithm, and uses predicted root mean square error
RMSEP assesses estimated performance.RMSEP is defined as herein
In formula, RMSEPiFor the predicted root mean square error of i-th of component, yK, iFor i-th of component prediction of k-th of sample
As a result, ytK, iFor i-th of component legitimate reading of k-th of sample, Q is forecast sample sum 20.
Spectrum and the normalized pretreatment of component in the prediction of PLS algorithm, using staying a crosscheck method to carry out hidden change
Measure number selection.Table 2 is the comparison of this method and PLS predicted root mean square error.
2 embodiment of table, 2 prediction result contrast table
Component | The present invention | PLS |
1 | 0.0077 | 0.0482 |
2 | 0.0309 | 0.0829 |
3 | 0.0712 | 0.1138 |
4 | 0.0822 | 0.3092 |
It can be seen that the prediction root mean square mistake that predicted root mean square error of the invention is respectively less than PLS from table 1,2 result of table
Difference, the present invention are a kind of near-infrared spectral analytical methods of function admirable.Method divides sample spectra using unified step
Analysis, and sample component information is obtained, overcome the main deficiency of PLS algorithm.
Claims (1)
1. a kind of near-infrared spectral analytical method based on subspace analysis, characterized by the following steps:
(1) calibration set sample treatment:
Step 1.1 selects p representative samples as calibration set sample, and wherein p is positive integer;It is closely red according to sample
External spectrum response property measures its near infrared spectrum in M wavelength, is measured to sample, obtains its N number of group of score value;
The near infrared light spectrum matrix X that step 1.2 p row, M are arranged indicates the near infrared spectrum of calibration set sample, and wherein X's is each
Row represents the absorbance of a sample;By the group sub-matrix Y that same sequential build p row, N are arranged, wherein every a line of Y represents one
The group score value of sample;
Step 1.3 near infrared light spectrum matrix X pretreatment:
Step 1.3.1 calculates the average value row vector mX of the near infrared light spectrum matrix X constituted in above-mentioned steps 1.2, following institute
It states:
In formula, mXkFor the kth column element of row vector mX, Xi,kFor the i-th row k column element of matrix X;
Mean value near infrared light spectrum matrix X0 is removed in step 1.3.2 calculating
X0I, k=XI, k-mXkI=1,2 ..., p (2);
In formula, X0i,kFor the i-th row k column element of matrix X0, Xi,kFor the i-th row k column element of matrix X;
Step 1.4 group sub-matrix Y pretreatment:
Step 1.4.1 calculates the average value row vector mY of the group sub-matrix Y constituted in above-mentioned steps 1.2, as described below:
In formula, mYkFor the kth column element of row vector mY, Yi,kFor the i-th row k column element of matrix Y
Mean value group sub-matrix Y0 is removed in step 1.4.2 calculating, as described below:
Y0I, k=YI, k-mYkI=1,2 ..., p (4);
In formula, Y0i,kFor the i-th row k column element of matrix Y0;
Step 1.5 determines subspace:
Step 1.5.1 calculates the autocorrelation matrix R0 for removing mean value near infrared light spectrum matrix X0, as described below:
In formula, subscript T representing matrix transposition;
The eigenvalue λ of step 1.5.2 calculating autocorrelation matrix R0i, wherein i=1,2 ..., p, and sort and make λp≥…≥λ2≥λ1
=0;
Step 1.5.3 determines noise subspace dimension n n:
Level of significance α is arranged in step 1.5.3.1, and α≤0.05 calculates standardized normal distribution upper percentage point Nα;
The initial dimension n n of noise subspace is arranged in step 1.5.3.2, wherein nn >=p/4;
The average value ms of step 1.5.3.3 calculating section characteristic value, as described below:
Step 1.5.3.4 calculates eigenvalue λiMean square deviation
If step 1.5.3.5 λnn+1≤ms+ss×Nα, nn=nn+1 is enabled, 1.5.3.3 is gone to step, otherwise goes to step 1.6;
Step 1.6 output parameter X0, mX, Y0, mY, nn;
(2) forecast sample group score value is completed to determine:
Step 2.1 by calibration set sample near-infrared spectral measurement method measure forecast sample near infrared spectrum, and be denoted as M arrange to
Measure xt;
Step 2.2 pre-processes forecast sample spectrum, obtains spectrum x0, as described below:
X0=xt-mX (8);
Step 2.3 constructs extended matrix Xs:
The autocorrelation matrix R of step 2.4 calculating extended matrix Xs
Step 2.5 carries out Eigenvalues Decomposition to matrix R
R=VTDV (11);
In formula, matrix D is with vector [d1,d2,…,dp+1] be diagonal element diagonal matrix, and d1≤d2≤…≤dp+1;
The matrix V n that the preceding nn column of step 2.6 order matrix V are constituted is noise subspace;
Vn piecemeal is two matrix Vs 1 and V0 by step 2.7, wherein V1 is the matrix that the preceding p row of Vn is constituted, and V0 is the pth of Vn
The matrix that+1 row is constituted;
Step 2.8 calculates initial estimate, as described below:
Step 2.9 output estimation result y, as described below:
Y=y0+Y0 (13).
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