CN106411487B - Energy efficient resource allocation method for downlink OFDMA system with fixed base station rated power - Google Patents
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- H04L5/00—Arrangements affording multiple use of the transmission path
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Abstract
Description
技术领域technical field
本发明涉及一种基站额定功率固定的下行OFDMA系统的高能效资源分配方法。The invention relates to a high-energy-efficiency resource allocation method of a downlink OFDMA system with fixed base station rated power.
背景技术Background technique
作为4G通信的重要技术之一,在移动通信领域还有巨大的发展前景。基站作为通信信号的发送端,在向移动终端发送信号时往往消耗巨大的能源。由耗能过多带来的诸多问题也迫使人们逐渐关注能源的节约问题。如何在保证用户通信速率和质量的同时,还能在基站端节约能源是大家关注的焦点之一。As one of the important technologies of 4G communication, there is still a huge development prospect in the field of mobile communication. As the sending end of communication signals, the base station often consumes huge energy when sending signals to mobile terminals. Many problems caused by excessive energy consumption also force people to gradually pay attention to energy conservation. How to save energy at the base station while ensuring the user communication rate and quality is one of the focuses of everyone's attention.
能效指的是传输一比特数据所消耗的焦耳数。近些年很多人从数据传输速率的角度切入,期望找到实现高能效的解决方法。但是,这种方法往往对通信速率会产生较大的影响。于是,从基站发射信号功率的方向考虑能效节约问题,逐渐成为当下的热点。Energy efficiency refers to the number of joules consumed to transmit one bit of data. In recent years, many people have started from the perspective of data transmission rate, hoping to find a solution to achieve high energy efficiency. However, this method often has a greater impact on the communication rate. Therefore, it has gradually become a hot spot to consider the issue of energy saving from the direction of the base station's transmitted signal power.
发明内容Contents of the invention
本发明的目的是提供一种基站额定功率固定的下行OFDMA系统的高能效资源分配方法。The purpose of the present invention is to provide a method for allocating energy-efficient resources in a downlink OFDMA system with fixed base station rated power.
为达到上述目的,本发明采用以下技术方案:To achieve the above object, the present invention adopts the following technical solutions:
一种基站额定功率固定的下行OFDMA系统的高能效资源分配方法,包括以下步骤:An energy-efficient resource allocation method for a downlink OFDMA system with fixed base station rated power, comprising the following steps:
(1)根据能效的定义,确定优化问题(P1)的目标函数和约束条件:(1) According to the definition of energy efficiency, determine the objective function and constraints of the optimization problem (P1):
目标函数: Objective function:
其中,且 in, and
约束条件:Restrictions:
f(P)≤Pt;f(P)≤P t ;
其中,B为基站发射OFDM信号的带宽,K为发射的子载波数,hu,k(k=1,...,K,u=1,...,U)为从基站到用户的子载波的基带信道系数,ξs(ξs<1)为基站的功率放大器的效率,Pc为基站和所有用户的总电路功率,σ2(Watt)为每个用户接收机所对应的每个子载波的噪声功率,Pk为基站发射OFDM信号的第k个子载波的平均功率,Pt为基站的额定总功率,P表示各子载波的功率分配集合,I表示子载波分配给用户的情况;Among them, B is the bandwidth of OFDM signals transmitted by the base station, K is the number of subcarriers transmitted, h u,k (k=1,...,K,u=1,...,U) is the distance from the base station to the user The baseband channel coefficient of the subcarrier, ξ s (ξ s <1) is the efficiency of the power amplifier of the base station, P c is the total circuit power of the base station and all users, σ 2 (Watt) is the power of each receiver corresponding to each user The noise power of subcarriers, P k is the average power of the kth subcarrier of the OFDM signal transmitted by the base station, P t is the rated total power of the base station, P represents the power allocation set of each subcarrier, and I represents the situation that subcarriers are allocated to users;
(2)假设优化问题(P1)的约束条件中,基站的总功率消耗是固定值ρ,那么将优化问题(P1)转化成优化问题(P2):(2) Assuming that in the constraints of the optimization problem (P1), the total power consumption of the base station is a fixed value ρ, then the optimization problem (P1) is transformed into an optimization problem (P2):
目标函数: Objective function:
约束条件:f(P)=ρRestrictions: f(P)=ρ
由下式决定 determined by
这里Gk=maxu{Gu,k}Here G k = max u {G u,k }
(3)步骤(2)中确定了一种最优的子载波分配方式,并结合步骤(1)中R(I,P)的表达式将优化问题(P2)进一步转化成优化问题(P3):(3) An optimal subcarrier allocation method is determined in step (2), and the optimization problem (P2) is further transformed into an optimization problem (P3) in combination with the expression of R(I,P) in step (1). :
目标函数: Objective function:
约束条件:f(P)=ρRestrictions: f(P)=ρ
利用凸优化理论中的KKT条件求解优化问题(P3),得到子载波的功率分配为其中,υ∈R是对等式约束条件f(P)=ρ引入的拉格朗日乘子;Using the KKT condition in the convex optimization theory to solve the optimization problem (P3), the power allocation of the subcarriers is obtained as Among them, υ∈R is the Lagrangian multiplier introduced by the equality constraint f(P)=ρ;
(4)结合条件∑kPk(ρ)=ξs(ρ-Pc),利用二分法求数值解的方法,得到v*=μ(ρ)以及是关于ρ的函数;(4) Combining the condition ∑ k P k (ρ)=ξ s (ρ-P c ), using the dichotomy method to find the numerical solution, we get v * = μ(ρ) and is a function of ρ;
(5)利用二分法找到基站最佳能效的实际总功率ρ*。具体过程如下:(5) Using the dichotomy method to find the actual total power ρ * of the best energy efficiency of the base station. The specific process is as follows:
经证明,在ρ>Pc时,是单调增的严格凹的函数,同时满足从而得到, It has been proved that when ρ>P c , is a monotonically increasing strictly concave function that satisfies thus get,
按照以上条件,在同一坐标系中绘制η(ρ)以及μ(ρ)的图像。According to the above conditions, draw in the same coordinate system Graphs of η(ρ) and μ(ρ).
发现存在一个功率点ρ0,ρ从Pc增加到ρ0时,μ(ρ)是严格递减的,η(ρ)是严格递增的,且μ(ρ)>η(ρ)(即)一直成立。It is found that there is a power point ρ 0 , when ρ increases from P c to ρ 0 , μ(ρ) is strictly decreasing, η(ρ) is strictly increasing, and μ(ρ)>η(ρ) (ie ) is always true.
当ρ=ρ0时,两条直线重合,μ(ρ0)=η(ρ0)(即)成立。When ρ=ρ 0 , the two straight lines coincide, μ(ρ 0 )=η(ρ 0 ) (ie ) is established.
当ρ大于ρ0且单调递增时,μ(ρ)和η(ρ)都是严格递减的,且μ(ρ)<η(ρ)(即)一直成立。When ρ is greater than ρ 0 and monotonically increasing, both μ(ρ) and η(ρ) are strictly decreasing, and μ(ρ)<η(ρ) (ie ) is always true.
ρ*=ρ0是使基站能效达到最优的实际总功率。ρ * = ρ 0 is the actual total power for optimal energy efficiency of the base station.
与现有技术相比,本发明具有如下的优点:Compared with prior art, the present invention has following advantage:
本发明方法对大功率OFDM信号发射基站的能源节约效果十分明显,并且具有低复杂度的特点。The method of the invention has a very obvious energy saving effect on the high-power OFDM signal transmitting base station, and has the characteristics of low complexity.
附图说明Description of drawings
图1为本发明的下行OFDMA系统模型。Fig. 1 is a downlink OFDMA system model of the present invention.
图2为本发明进行最大能效功率分配时,基站总功率ρ与能效函数η(ρ)、能效最优的数据传输率函数和能效最优的拉格朗日变量μ(ρ)的函数图像。Fig. 2 is when the present invention carries out the maximum energy efficiency power distribution, the total power ρ of the base station and the energy efficiency function η (ρ), the data transmission rate function of the optimal energy efficiency and the function image of the Lagrangian variable μ(ρ) with optimal energy efficiency.
图3为本发明的方法流程图。Fig. 3 is a flow chart of the method of the present invention.
具体实施方式Detailed ways
下面结合附图和具体实施例对本发明作更进一步的说明。The present invention will be further described below in conjunction with the accompanying drawings and specific embodiments.
如图1所示,小区基站向该小区的U个用户发射OFDM信号。基站的额定总功率为Pt。信号的总带宽为B Hz,有K个子载波,每个子载波只分配给一个用户。从基站到用户u的子载波k的基带信道系数为hu,k(k=1,...,K,u=1,...,U)。基站的功率放大器的效率为ξs(ξs<1)。 基站和所有用户的总电路功率为Pc(不包括基站功率放大器的功率)。每个用户接收机所对应的每个子载波的噪声功率为σ2(Watt)。As shown in FIG. 1 , the base station of a cell transmits OFDM signals to U users of the cell. The total power rating of the base station is Pt . The total bandwidth of the signal is B Hz, and there are K subcarriers, and each subcarrier is allocated to only one user. The baseband channel coefficient of subcarrier k from the base station to user u is h u,k (k=1,...,K,u=1,...,U). The efficiency of the power amplifier of the base station is ξ s (ξ s <1). The total circuit power of the base station and all users is P c (not including the power of the base station power amplifier). The noise power of each subcarrier corresponding to each user receiver is σ 2 (Watt).
同时,定义变量Pk≥0表示从基站到子载波k符号传输的平均功率。而且变量tku∈{0,1},当tku=1时,子载波k被分配给用户u,当tku=0时,子载波k未被分配给用户u。由此可知,下行链路OFDMA系统的高能效资源分配的优化变量为其中P表示各子载波的功率分配集合,I表示子载波分配给用户的情况。At the same time, the variable P k ≥ 0 is defined to represent the average power transmitted from the base station to subcarrier k symbols. And the variable t ku ∈{0,1}, when t ku =1, subcarrier k is allocated to user u, and when t ku =0, subcarrier k is not allocated to user u. It can be seen that the optimization variable of energy-efficient resource allocation in the downlink OFDMA system is Where P represents the power allocation set of each sub-carrier, and I represents the situation that the sub-carrier is allocated to the user.
系统能效的衡量标准是消耗每焦耳能量所传输的比特数,因此需要求出基站发射信号时的总功率和数据传输率。The measure of system energy efficiency is the number of bits transmitted per joule of energy consumed, so it is necessary to find the total power and data transmission rate when the base station transmits signals.
总功率包括电路功率Pc和发射功率PT,其具体表达式如下:The total power includes circuit power P c and transmit power P T , and its specific expression is as follows:
根据香农公式,基站到所有用户的数据传输率为:According to the Shannon formula, the data transmission rate from the base station to all users is:
其中那么在已知的情况下,就可以执行一个算法找到基站总功率固定时达到最大能效的最佳资源分配。in then in the known In the case of , an algorithm can be executed to find the optimal resource allocation that achieves the maximum energy efficiency when the total power of the base station is fixed.
假设基站的总功率消耗限制在规定的有效值Pt(Pt>Pc)以下。最大能效资源分配问题可以建立为优化问题(P1):It is assumed that the total power consumption of the base station is limited below a specified effective value P t (P t >P c ). The resource allocation problem for maximum energy efficiency can be formulated as an optimization problem (P1):
约束条件为:The constraints are:
f(P)≤Pt;f(P)≤P t ;
本实施例分为两部分来解决以上能效优化问题。步骤1进行子载波的最优分配,步骤2进行基站发射信号的功率最佳分配。This embodiment is divided into two parts to solve the above energy efficiency optimization problem. Step 1 performs the optimal allocation of subcarriers, and Step 2 performs the optimal allocation of the power of the transmitted signal of the base station.
步骤1进行子载波的最优分配方法如下。The optimal subcarrier allocation method in step 1 is as follows.
假设系统的总功率消耗是固定值ρ,那么优化问题(P1)可以转变为高频谱效率的资源分配问题(P2):Assuming that the total power consumption of the system is a fixed value ρ, then the optimization problem (P1) can be transformed into a spectrally efficient resource allocation problem (P2):
约束条件为:The constraints are:
式(3),(4),(5),f(P)=ρ;Formula (3), (4), (5), f(P)=ρ;
则由下式决定but determined by
这里,Gk=maxu{Gu,k}。Here, G k =max u {G u,k }.
式(6)的实际意义是,基站发射出来的每个子载波分配给信道最强的用户,即规定了一种最优的子载波分配方式。分配方式要根据小区的具体环境而决定。The practical meaning of formula (6) is that each subcarrier transmitted by the base station is allocated to the user with the strongest channel, which specifies an optimal subcarrier allocation method. The allocation method should be determined according to the specific environment of the community.
在子载波达到最佳分配后,接下来的问题就是找到能使基站能效最大化的功率分配方式。总功率消耗为ρ时,最大能效表达式为:After the optimal allocation of subcarriers is achieved, the next problem is to find a power allocation method that can maximize the energy efficiency of the base station. When the total power consumption is ρ, the maximum energy efficiency expression is:
这里, here,
此时,找到问题(P1)的最佳资源分配等同于先找到At this point, finding the optimal resource allocation for problem (P1) is equivalent to first finding
然后I*和P*(ρ*)即为(P1)的最优解。Then I * and P * (ρ * ) are the optimal solution of (P1).
步骤2进行基站发射信号的功率最佳分配方法如下。In step 2, the method of optimally allocating the power of the base station's transmitted signal is as follows.
综合问题(P1)、(P2)以及式(8),得到求解P*(ρ)的最优化问题(P3):Combining problems (P1), (P2) and formula (8), the optimization problem (P3) for solving P * (ρ) is obtained:
约束条件为:The constraints are:
式(5),f(P)=ρFormula (5), f(P)=ρ
步骤201:对于问题(P3)可以利用凸问题的KKT条件进行求解。Step 201: The problem (P3) can be solved using the KKT condition of a convex problem.
对不等式约束(5)引入拉格朗日乘子λ∈Rn,对等式约束条件f(P)=ρ引入一个乘子υ∈R,得到优化问题(P3)的拉格朗日函数为:The Lagrangian multiplier λ∈R n is introduced into the inequality constraint (5), and a multiplier υ∈R is introduced into the equality constraint condition f(P)=ρ, and the Lagrangian function of the optimization problem (P3) is obtained as :
然后利用KKT条件来求解该优化问题。Pk *,(λ*,v*)分别是满足原函数和对偶问题的最优解,同时,满足如下的KKT条件:Then the KKT condition is used to solve the optimization problem. P k * , (λ * , v * ) are the optimal solutions that satisfy the original function and the dual problem respectively, and at the same time, satisfy the following KKT conditions:
分析求解得到:Analytical solution to get:
可以表示为: It can be expressed as:
步骤202:通过式(13)可以看出,Pk无法用一个确定的解析式表达出来,但是可以确定它是一个关于υ的减函数,而且满足∑kPk(ρ)=ξs(ρ-Pc)。因此,利用二分法的思想求出当基站的总功率ρ给定一个值时,所对应的υ的具体数值,进而得到η(ρ)的数值解。步骤203:η(ρ)以及最优拉格朗日变量υ*的数值都与ρ相关。下面要对这三个函数的性质以及它们之间的相互关系进行分析,进而找到使能效函数η(ρ)达到最大时,基站发射信 号的实际功率ρ*。Step 202: It can be seen from formula (13) that P k cannot be expressed with a definite analytical formula, but it can be determined that it is a decreasing function about υ, and satisfies ∑ k P k (ρ)=ξ s (ρ -P c ). Therefore, when the total power ρ of the base station is given a value by using the idea of dichotomy, the specific value of υ corresponding to it is obtained, and then obtained Numerical solution of η(ρ). Step 203: Both η(ρ) and the value of the optimal Lagrangian variable υ * are related to ρ. Next, the properties of these three functions and their interrelationships will be analyzed, and then the actual power ρ * of the base station transmitting signal will be found when the energy efficiency function η(ρ) reaches the maximum.
假设v=μ(ρ),根据凸优化理论,可以得到:Assuming v=μ(ρ), according to the convex optimization theory, we can get:
同时还可以证明是关于ρ的递增的严格的凹函数。根据的性质可以近似的画出随着ρ变化的曲线,如图2。图中的粗实线表示的是:时,的图像。那么η(ρ)函数图像(虚线)的含义为原点和之间的连线,μ(ρ)函数图像(点划线)的含义为 在的切线。It can also be proved is a strictly concave function with respect to the increase of ρ. according to The properties of can be approximated to draw a curve that varies with ρ, as shown in Figure 2. The thick solid line in the figure indicates: hour, Image. Then the meaning of the η(ρ) function image (dotted line) is the origin and The connection line between, the meaning of μ(ρ) function image (dotted line) is exist tangent.
对η(ρ)求关于ρ的导数:Find the derivative with respect to ρ for η(ρ):
结合图2分析可知,ρ从Pc增加到ρ0时,η(ρ)是严格递增的,且μ(ρ)>η(ρ)一直成立。当ρ=ρ0时,两条直线重合,μ(ρ0)=η(ρ0)成立。当ρ大于ρ0时,η(ρ)都是严格递减的,且μ(ρ)<η(ρ)一直成立。Combining with the analysis of Figure 2, it can be seen that when ρ increases from Pc to ρ 0 , η(ρ) is strictly increasing, and μ(ρ)>η(ρ) always holds true. When ρ=ρ 0 , two straight lines coincide, and μ(ρ 0 )=η(ρ 0 ) holds. When ρ is greater than ρ 0 , η(ρ) is strictly decreasing, and μ(ρ)<η(ρ) is always established.
我们发现ρ*=ρ0时,使ρ0为最佳总功率的分配点。可以利用二分法来找到ρ*,这个过程实际上是比较μ(ρ)和η(ρ)大小关系的过程,当二者相等或者近似相等的时候,即为能效最优化的功率。We find that ρ * = ρ 0 , so that ρ 0 is the distribution point of the best total power. The dichotomy method can be used to find ρ * . This process is actually a process of comparing the relationship between μ(ρ) and η(ρ). When the two are equal or approximately equal, it is the power with optimal energy efficiency.
如图3所示,给出了整个下行OFDMA系统的高能效资源分配算法的流程图。本算法的核心部分在于通过观察证明μ(ρ)和η(ρ)之间的关系,利用二分法找到高能效的功率分配方式。在最坏的情况下,它的算法复杂度为 As shown in FIG. 3 , a flow chart of an energy-efficient resource allocation algorithm for the entire downlink OFDMA system is given. The core part of this algorithm is to prove the relationship between μ(ρ) and η(ρ) through observation, and use the dichotomy method to find an energy-efficient power allocation method. In the worst case, its algorithmic complexity is
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CN102655492A (en) * | 2012-05-23 | 2012-09-05 | 西安电子科技大学 | Cooperative OFDMA (Orthogonal Frequency Division Modulation) system subcarrier distribution method based on physical layer safety |
CN104660393A (en) * | 2015-03-16 | 2015-05-27 | 临沂大学 | Energy-efficient equipower distribution method used in OFDM (Orthogonal Frequency Division Multiplexing) system |
CN105228249A (en) * | 2015-08-21 | 2016-01-06 | 上海华为技术有限公司 | A kind of sub-carrier wave distribution method, relevant apparatus and base station |
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CN102655492A (en) * | 2012-05-23 | 2012-09-05 | 西安电子科技大学 | Cooperative OFDMA (Orthogonal Frequency Division Modulation) system subcarrier distribution method based on physical layer safety |
CN104660393A (en) * | 2015-03-16 | 2015-05-27 | 临沂大学 | Energy-efficient equipower distribution method used in OFDM (Orthogonal Frequency Division Multiplexing) system |
CN105228249A (en) * | 2015-08-21 | 2016-01-06 | 上海华为技术有限公司 | A kind of sub-carrier wave distribution method, relevant apparatus and base station |
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