CN105842190B - A kind of method for transferring near infrared model returned based on spectrum - Google Patents

A kind of method for transferring near infrared model returned based on spectrum Download PDF

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CN105842190B
CN105842190B CN201610153646.2A CN201610153646A CN105842190B CN 105842190 B CN105842190 B CN 105842190B CN 201610153646 A CN201610153646 A CN 201610153646A CN 105842190 B CN105842190 B CN 105842190B
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near infrared
infrared spectrum
spectrum
slave
host
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CN105842190A (en
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吴继忠
徐清泉
夏琛
毕鸣
毕一鸣
吴键
廖付
李石头
夏骏
苏燕
慕继瑞
张立立
李永生
何文苗
郝贤伟
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China Tobacco Zhejiang Industrial Co Ltd
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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/17Systems in which incident light is modified in accordance with the properties of the material investigated
    • G01N21/25Colour; Spectral properties, i.e. comparison of effect of material on the light at two or more different wavelengths or wavelength bands
    • G01N21/31Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry
    • G01N21/35Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry using infrared light
    • G01N21/359Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry using infrared light using near infrared light
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/17Systems in which incident light is modified in accordance with the properties of the material investigated
    • G01N21/25Colour; Spectral properties, i.e. comparison of effect of material on the light at two or more different wavelengths or wavelength bands
    • G01N21/31Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry
    • G01N21/35Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry using infrared light
    • G01N21/3563Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry using infrared light for analysing solids; Preparation of samples therefor

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Abstract

The invention discloses a kind of method for transferring near infrared model returned based on spectrum, comprising: step 1, demarcates sample for multiple tobaccos, is utilized respectively host and slave carries out near infrared spectra collection, obtain host near infrared spectrum XmWith slave near infrared spectrum Xs;Step 2, to XmAnd XsPretreated spectra is carried out respectively;Step 3, using spectrum homing method, X is calculated separatelymAnd XsIn the expression Z of low dimensionalmAnd Zs;Step 4, Z is utilizedmAnd ZsTransformation is calculated, by the host near infrared spectrum X of training set tobacco sampletrnTransfer is slave near infrared spectrum Xt;Step 5, slave near infrared spectrum X is utilizedtAnd the chemical score of tobacco sample is modeled;Step 6, near infrared spectra collection is carried out to sample to be tested using slave, the calculating of tobacco components content is then carried out using the model that step 5 is established.Method provided by the invention can disclose the internal structure of data, inhibit noise and redundancy feature in data, improve the probability of success of infrared spectroscopy Model transfer.

Description

A kind of method for transferring near infrared model returned based on spectrum
Technical field
The present invention relates to Infrared Spectrum Technology fields, and in particular to a kind of near-infrared model transfer returned based on spectrum Method.
Background technique
Infrared spectroscopy is quick, accurate and lossless because having the advantages that, is widely used in industrial circle.Spectrum Multivariate Correction Technology can be efficiently used for material component content detection and online process monitoring, but multivariate calibration techniques are in practical applications It usually will receive limitation, new environmental condition can not be effectively applied to this is mainly due to the multivariate calibration model having built up The infrared spectrum of lower observation or the spectrogram of different instrument acquisitions.
The method of re-calibrating can overcome this limitation, but require to re-establish model every time, and not only cost is suitable Greatly, and it is time-consuming and laborious.Model transfer is a kind of effective ways for solving the problems, such as above-mentioned model and promoting, it will be on an instrument The qualitative or quantitative calibration model established, which is reliably transplanted on other same or similar instruments, to be used, or will be in a certain condition The spectrogram that the model of lower foundation acquires under the conditions of another for same instrument, essence are different between elimination measuring signal Cause property, makes it suitable for the same model.
Model transfer is a kind of method of spectrum transform, and master will be mapped to from instrument spectral response by finding a transformation matrix Instrument, implementation model is shared, and representative method has sub-space learning, directly standardization (DirectStandard, DS) and divides Section directly standardization (PiecewiseDirectStandard, PDS).
Common sub-space learning method has principal component analysis (PCA), locality preserving projections (LPP) and neighborhood to keep insertion (NPE) etc., these sub-space learning methods can be brought under the Unified frame of figure insertion.Involved in sub-space learning method To the feature decomposition of dense matrix, calculation amount and amount of storage are larger, and when data dimension be more than number of samples when algorithm pole not Stablize.
The transformation matrix between principal and subordinate's instrument spectral is directly sought in direct standardized method.Piecewise direct standardization method In, some wavelength of main instrument establishes transformation relation with from the corresponding local spectrum range of instrument.In existing spectrum transform method In, PDS method is most widely used algorithm, this local regression model being primarily due in PDS method is able to reflect principal and subordinate Variation of the instrument spectral at corresponding wavelength, while PDS method is based on spectral signal and is directly corrected, it is easy to use.
But PDS method needs to be determined in advance the size of mapping window, and transfer is easy to appear when window selection is inappropriate Failure.
Summary of the invention
The present invention provides a kind of method for transferring near infrared model returned based on spectrum, can disclose the internal junction of data Structure inhibits noise and redundancy feature in data, improves the probability of success of infrared spectroscopy Model transfer.
A kind of method for transferring near infrared model returned based on spectrum, comprising:
Step 1, sample is demarcated for multiple tobaccos, is utilized respectively host and slave carries out near infrared spectra collection, obtains Host near infrared spectrum XmWith slave near infrared spectrum Xs
Step 2, to host near infrared spectrum XmWith slave near infrared spectrum XsPretreated spectra is carried out respectively;
Step 3, using spectrum homing method, host near infrared spectrum X is calculated separatelymWith slave near infrared spectrum XsIn low-dimensional The expression Z of degreemAnd Zs
Step 4, Z is utilizedmAnd ZsTransformation is calculated, by the host near infrared spectrum X of training set tobacco sampletrnTransfer is slave Near infrared spectrum Xt
Step 5, slave near infrared spectrum X is utilizedtAnd the chemical score of tobacco sample is modeled;
Step 6, using slave to sample to be tested carry out near infrared spectra collection, then using step 5 establish model into The calculating of row tobacco components content.
Method for transferring near infrared model provided by the invention is used to solve the problems, such as that the model between different nir instruments to share, It carries out spectrum respectively by the near infrared spectrum to host and slave and returns insertion, then look for the relationship between transformation spectrogram.It adopts The immanent structure that data can be disclosed with spectrum homing method, inhibits the noise and redundancy feature in data, improves Model transfer The probability of success, the prediction error of the model after reducing transfer.
It models, is avoided using slave after using the method for the present invention that main engine modeling spectral translation is modeled spectrum for slave It after re-starting measurement to sample, then is modeled, reduces the time cost and economic cost of analysis.
The host and slave is the near infrared spectrometer of two same models, and host is the near infrared spectrum for having model Instrument, slave are the near infrared spectrometer of not model.In step 1 when carrying out near-infrared spectral measurement, in identical test-strips It is carried out under part.
Near infrared spectrum is down to low-dimensional using the method that spectrum returns by the present invention, appearance when avoiding dimension greater than sample number Unstable problem is calculated, in addition, the invention avoids existing department pattern transfer methods to need application model information, directly Realize the transfer by host to slave.
It after converting slave near infrared spectrum for host near infrared spectrum, is modeled using chemical score, then to slave Sample carries out the prediction of tobacco components content using the model established.
Preferably, step 3 the following steps are included:
Step 3-1 constructs host near infrared spectrum X respectivelymWith slave near infrared spectrum XsCorrelation matrix;
Step 3-2 is utilized respectively spectrum Regressive Solution host near infrared spectrum XmWith slave near infrared spectrum XsFeature to Amount, finds h feature vector, and the maximum value of h is the quantity of transfer correction spectrum;
Step 3-3 solves host near infrared spectrum X using the resulting h feature vector of step 3 respectivelymIt is closely red with slave External spectrum XsProjection vector collection;
Step 3-4, using following formula respectively to host near infrared spectrum XmWith slave near infrared spectrum XsIt is embedding to carry out spectrum recurrence Enter:
In formula, AmFor the projection vector collection of host near infrared spectrum;
AsFor the projection vector collection of slave near infrared spectrum.
In step 3-1~step 3-4, identical processing side is used for host near infrared spectrum and slave near infrared spectrum Formula is respectively processed.
The chemical score of tobacco sample in step 5 according to People's Republic of China (PRC) tobacco business standard YC/T32-1996, YC/T161-2002, YC/T160-2002, YC/T173-2003, YC/T162-2002, YC/T202-2006 detect the total of tobacco Sugar, reduced sugar, total nitrogen, nicotine, potassium, chlorine, polyphenol content.
Modeling method in step 5 is partial least squares algorithm (Partial Least Squares, PLS), latent variable number Purpose is chosen for 5 folding cross validations.
Preferably, calculating transformation matrix F using following formula in step 41With transformation matrix F2:
In formula: the broad sense inverse operation of+representing matrix.
Preferably, in step 4, using following formula by the host near infrared spectrum X of training set tobacco sampletrnTransfer for from Machine near infrared spectrum Xt:
Preferably, in step 2, to host near infrared spectrum XmWith slave near infrared spectrum XsMake identical spectrum to locate in advance Reason, Pretreated spectra be it is smooth, seek first derivative, seek second dervative, at least one of standard normal corrects.
Preferably, in step 3-1 correlation matrix element wijCalculation formula it is as follows:
In formula: xiFor the near infrared spectrum of tobacco sample i;
xjFor the near infrared spectrum of tobacco sample j;
N(xi) indicate tobacco sample xiNeighbour domain;
N(xj) indicate tobacco sample xjNeighbour domain;
σ takes 0.1.
Preferably, solving Wy=λ Dy in step 3-2, finding maximum h feature vector;
In formula, W is correlation matrix;
λ is regularization parameter:
D is a diagonal matrix, and diagonal element is
Preferably, solving projection vector in step 3-3 using regularization least square method, projection vector being made to meet item Part XTY=a, in formula, a is projection vector;X is the machine near infrared spectrum or slave near infrared spectrum that tobacco demarcates sample;Y is Feature vector corresponding with X.
Preferably, calculation formula when solving projection vector using regularization least square method is as follows in step 3-3:
In formula, a is projection vector;
X is the machine near infrared spectrum or slave near infrared spectrum that tobacco demarcates sample;
Y is feature vector corresponding with X;
γ is regularization parameter.
The method for transferring near infrared model provided by the invention returned based on spectrum, can disclose the internal structure of data, press down Noise and redundancy feature in data processed improve the probability of success of infrared spectroscopy Model transfer.
Detailed description of the invention
Fig. 1 is the flow chart of the method for transferring near infrared model returned the present invention is based on spectrum;
Fig. 2 a is the host near infrared spectrum that tobacco demarcates sample;
Fig. 2 b is the slave near infrared spectrum that tobacco demarcates sample;
Fig. 3 a is the difference of host near infrared spectrum and slave near infrared spectrum;
Fig. 3 b is the difference that aft engine near infrared spectrum and slave near infrared spectrum are handled using PDS method;
Fig. 3 c is using method for transferring near infrared model provided by the invention treated host near infrared spectrum and slave The difference of near infrared spectrum.
Specific embodiment
With reference to the accompanying drawing, the method for transferring near infrared model returned the present invention is based on spectrum is described in detail.
As shown in Figure 1, the method for transferring near infrared model returned based on spectrum, comprising:
Step 1,33 tobacco leaf samples is selected to demarcate sample as tobacco, for be respectively utilized respectively host and slave carry out it is close Infrared spectroscopy acquisition, obtains host near infrared spectrum XmWith slave near infrared spectrum Xs, the instrument type of host and slave and adopt Sample parameter is consistent.Host near infrared spectrum is as shown in Figure 2 a, and slave near infrared spectrum is as shown in Figure 2 b.
Step 2, it is corrected using standard normal to host near infrared spectrum XmWith slave near infrared spectrum XsIt carries out identical pre- Processing.
Step 3, using spectrum homing method, host near infrared spectrum X is calculated separatelymWith slave near infrared spectrum XsIn low-dimensional The expression Z of degreemAnd Zs, concrete operations are as follows:
Step 3-1 constructs host near infrared spectrum X respectivelymWith slave near infrared spectrum XsCorrelation matrix, wherein Host near infrared spectrum XmCorresponding correlation matrix is Wm, slave near infrared spectrum XsCorresponding correlation matrix is Ws
If there is K tobacco calibration sample, correlation matrix is the symmetrical matrix of a K × K, correlation matrix Element wijIndicate the correlation of tobacco sample i and tobacco sample j, the element w of correlation matrixijCalculation formula it is as follows:
In formula: xiFor the near infrared spectrum of tobacco sample i;
xjFor the near infrared spectrum of tobacco sample j;
N(xi) indicate tobacco sample xiNeighbour domain, the present embodiment takes 3 neighborhoods (i.e. apart from tobacco sample xiNearest 3 Tobacco sample);
N(xj) indicate tobacco sample xjNeighbour domain, the present embodiment takes 3 neighborhoods;
σ takes 0.1.
Step 3-2 solves host near infrared spectrum X respectivelymWith slave near infrared spectrum XsFeature vector, find maximum H feature vector be respectively y1y2...yh
In the step, Wy=λ Dy is solved, finds h feature vector, h maximum value is to shift the quantity of calibration samples, this reality It applies example and takes 30.H is too small, and dimensionality reduction has lost excessive information, and generally when sample number is little, h value is more slightly lower than sample number i.e. It can.
In formula, W is correlation matrix;
λ is regularization parameter, and the present embodiment takes 0.001;
D is a diagonal matrix, diagonal element Diijwji
Step 3-3 solves host near infrared spectrum X using step 3 gained feature vector respectivelymWith slave near infrared light Compose XsProjection vector.
In this step, projection vector is solved using regularization least square method, projection vector is made to meet condition XTY=a, formula In, a is projection vector;X is the machine near infrared spectrum or slave near infrared spectrum that tobacco demarcates sample;Y is spy corresponding with X Levy vector.
For example, XmProjection vector be a1a2…ah, XmProjection vector collection Am=(a1,a2,…,ah), meet condition Xm Tyi =ai, the value range of i is 1~h.
Calculation formula when solving projection vector using regularization least square method is as follows:
In formula, a is projection vector;
X is the machine near infrared spectrum or slave near infrared spectrum that tobacco demarcates sample;
Y is feature vector corresponding with X;
γ is regularization parameter, takes 0.001 in the present embodiment.
Step 3-4, using following formula respectively to host near infrared spectrum XmWith slave near infrared spectrum XsIt is embedding to carry out spectrum recurrence Enter:
In formula, AmFor the projection vector collection of host near infrared spectrum;
AsFor the projection vector collection of slave near infrared spectrum.
Step 4, Z is utilizedmAnd ZsTransformation matrix is calculated, by the host near infrared spectrum X of training set tobacco sampletrnTransfer is Slave near infrared spectrum Xt
In the step, transformation matrix F is calculated using following formula1With transformation matrix F2:
In formula: the broad sense inverse operation of+representing matrix.
In the step, using following formula by the host near infrared spectrum X of training set tobacco sampletrnTransfer is slave near-infrared Spectrum Xt:
Step 5, slave near infrared spectrum X is utilizedtAnd the chemical score of tobacco sample is modeled.
The chemical score of tobacco sample in the step according to People's Republic of China (PRC) tobacco business standard YC/T32-1996, YC/T161-2002, YC/T160-2002, YC/T173-2003, YC/T162-2002, YC/T202-2006 detect the total of tobacco Sugar, reduced sugar, total nitrogen, nicotine, potassium, chlorine, polyphenol content.
Modeling method in the step is partial least squares algorithm (Partial Least Squares, PLS), latent variable Number is chosen for 5 folding cross validations.
Step 6, using slave to sample to be tested carry out near infrared spectra collection, then using step 5 establish model into The calculating of row tobacco components content.
Fig. 3 a~Fig. 3 b respectively indicates difference spectrum of the tobacco calibration sample on host and slave, can be seen by Fig. 3 a~3b Out, difference of the tobacco calibration sample on host and slave can be reduced using transfer method provided by the invention.
Spectrum predicts that error is as shown in table 1 in a model after shifting under different Model transfer methods.
Table 1
In table 1, RMSEC: training set root mean square error;RMSECV: training set cross validation root mean square error;RMSEP: it surveys Examination collection root mean square error.
Method provided by the invention compares traditional Model transfer method, is returned using spectrum, in low dimensional implementation model Transfer avoids the singularity in calculating caused by being greater than sample number because of dimension, and the model after ensure that transfer has good Application effect.

Claims (4)

1. a kind of method for transferring near infrared model returned based on spectrum characterized by comprising
Step 1, sample is demarcated for multiple tobaccos, is utilized respectively host and slave carries out near infrared spectra collection, obtains host Near infrared spectrum XmWith slave near infrared spectrum Xs
Step 2, to host near infrared spectrum XmWith slave near infrared spectrum XsPretreated spectra is carried out respectively;In step 2, to master Machine near infrared spectrum XmWith slave near infrared spectrum XsMake identical Pretreated spectra, Pretreated spectra be it is smooth, ask single order to lead Number asks at least one of second dervative, standard normal correction;
Step 3, using spectrum homing method, host near infrared spectrum X is calculated separatelymWith slave near infrared spectrum XsIn low dimensional Indicate ZmAnd Zs
Step 3 the following steps are included:
Step 3-1 constructs host near infrared spectrum X respectivelymWith slave near infrared spectrum XsCorrelation matrix;Related coefficient The element w of matrixijCalculation formula it is as follows:
In formula: xiFor the near infrared spectrum of tobacco sample i;
xjFor the near infrared spectrum of tobacco sample j;
N(xi) indicate tobacco sample xiNeighbour domain;
N(xj) indicate tobacco sample xjNeighbour domain;
σ takes 0.1;
Step 3-2 is utilized respectively spectrum Regressive Solution host near infrared spectrum XmWith slave near infrared spectrum XsFeature vector, look for To h feature vector, the maximum value of h is the quantity of transfer correction spectrum;
Step 3-3 solves host near infrared spectrum X using the resulting h feature vector of step 3 respectivelymWith slave near infrared light Compose XsProjection vector collection;
Step 3-4, using following formula respectively to host near infrared spectrum XmWith slave near infrared spectrum XsIt carries out spectrum and returns insertion:
In formula, AmFor the projection vector collection of host near infrared spectrum;
AsFor the projection vector collection of slave near infrared spectrum;
Step 4, Z is utilizedmAnd ZsTransformation is calculated, by the host near infrared spectrum X of training set tobacco sampletrnTransfer is that slave is closely red External spectrum Xt
In step 4, transformation matrix F is calculated using following formula1With transformation matrix F2:
In formula: the broad sense inverse operation of+representing matrix;
Using following formula by the host near infrared spectrum X of training set tobacco sampletrnTransfer is slave near infrared spectrum Xt:
Step 5, slave near infrared spectrum X is utilizedtAnd the chemical score of tobacco sample is modeled;
Step 6, near infrared spectra collection is carried out to sample to be tested using slave, then carries out cigarette using the model that step 5 is established The calculating of careless chemical composition content.
2. the method for transferring near infrared model returned as described in claim 1 based on spectrum, which is characterized in that in step 3-2, ask Wy=λ Dy is solved, maximum h feature vector is found;
In formula, W is correlation matrix;
λ is regularization parameter;
D is a diagonal matrix, diagonal element Dii=∑jwji
3. the method for transferring near infrared model returned as claimed in claim 2 based on spectrum, which is characterized in that in step 3-3, benefit Projection vector is solved with regularization least square method, projection vector is made to meet condition XTY=a, in formula, a is projection vector;X is The machine near infrared spectrum or slave near infrared spectrum of tobacco calibration sample;Y is feature vector corresponding with X.
4. the method for transferring near infrared model returned as claimed in claim 3 based on spectrum, which is characterized in that in step 3-3, benefit Calculation formula when solving projection vector with regularization least square method is as follows:
In formula, a is projection vector;
X is the machine near infrared spectrum or slave near infrared spectrum that tobacco demarcates sample;
Y is feature vector corresponding with X;
γ is regularization parameter.
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