CN105049154A - Precoding optimization method for multi-user cognition network based on MIMO-VFDM - Google Patents

Precoding optimization method for multi-user cognition network based on MIMO-VFDM Download PDF

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CN105049154A
CN105049154A CN201510273916.9A CN201510273916A CN105049154A CN 105049154 A CN105049154 A CN 105049154A CN 201510273916 A CN201510273916 A CN 201510273916A CN 105049154 A CN105049154 A CN 105049154A
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CN105049154B (en
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姚如贵
南花妮
张兆林
王伶
李耿
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Northwestern Polytechnical University
Shenzhen Institute of Northwestern Polytechnical University
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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
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    • H04L1/02Arrangements for detecting or preventing errors in the information received by diversity reception
    • H04L1/06Arrangements for detecting or preventing errors in the information received by diversity reception using space diversity
    • H04L1/0606Space-frequency coding
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/02Arrangements for detecting or preventing errors in the information received by diversity reception
    • H04L1/06Arrangements for detecting or preventing errors in the information received by diversity reception using space diversity
    • H04L1/0618Space-time coding
    • H04L1/0637Properties of the code
    • H04L1/0668Orthogonal systems, e.g. using Alamouti codes
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/26Systems using multi-frequency codes
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Abstract

本发明提供了一种基于MIMO-VFDM的多用户认知网络预编码优化方法,在CTP抑制层间干扰的基础上,由ITP来控制SC内部用户间的相互干扰,通过对零空间的选取和旋转构建优化后的ITP编码矩阵,可以使SC的信道容量达到最大,从而在抑制二层网络多用户之间的干扰的同时,提升认知网络的容量。

The present invention provides a multi-user cognitive network precoding optimization method based on MIMO-VFDM. On the basis of CTP suppressing interlayer interference, ITP is used to control the mutual interference between users in the SC. By selecting the null space and Rotating and constructing the optimized ITP coding matrix can maximize the channel capacity of the SC, thereby increasing the capacity of the cognitive network while suppressing the interference between multiple users in the two-layer network.

Description

一种基于MIMO-VFDM的多用户认知网络预编码优化方法A precoding optimization method for multi-user cognitive network based on MIMO-VFDM

技术领域technical field

本发明涉及一种采用多输入多输出(Multiple-InputMultiple-Output,MIMO)和范德蒙子空间频分复用(Vandermonde-subspaceFrequencyDivisionMultiplexing,VFDM)传输的多用户两层认知网络预编码的优化设计方案,用于抑制二层认知网络中用户间的干扰并最大化二层网络的信道容量。The present invention relates to an optimized design scheme for multi-user two-layer cognitive network precoding using Multiple-Input Multiple-Output (MIMO) and Vandermonde-subspace Frequency Division Multiplexing (Vandermonde-subspace Frequency Division Multiplexing, VFDM) transmission, It is used to suppress the interference between users in the two-layer cognitive network and maximize the channel capacity of the two-layer network.

背景技术Background technique

无线业务的持续增长导致了频域资源越来越稀缺,因此高频谱利用率的无线传输成为现代通信的研究热点。认知网络等两层网络的部署是一种解决频谱资源的可行方案。在基于认知无线电技术的两层网络通信系统中,小小区(small-cells,SCs)作为第二层网络被布置在宏小区(macro-cell,MC)的周边并与其共享频谱传输。MC对共享频谱具有优先使用权,二层网络机会式接入频谱且必须确保对MC不产生干扰或产生的干扰在可容忍范围内。因此如何控制SCs对MC的干扰成为两层认知网络的实施中研究的主要问题。The continuous growth of wireless services has led to increasingly scarce frequency domain resources, so wireless transmission with high spectrum efficiency has become a research hotspot in modern communications. The deployment of two-layer networks such as cognitive networks is a feasible solution to solve spectrum resources. In a two-layer network communication system based on cognitive radio technology, small cells (small-cells, SCs) are deployed around macro cells (macro-cell, MC) as a second-layer network and share spectrum transmission with them. The MC has the priority to use the shared spectrum, and the Layer 2 network accesses the spectrum opportunistically and must ensure that there is no interference to the MC or the interference is within a tolerable range. Therefore, how to control the interference of SCs to MC has become the main problem in the implementation of the two-layer cognitive network.

VFDM技术作为一种新兴的解决认知网络干扰控制问题的方法,利用了块传输系统(如OFDM系统)中循环前缀提供的频带冗余为SCs建立新的传输链路并且不会干扰MC的正常通信。采用VFDM后,二层发射机发出的信号通过层间预编码(Cross-TierPrecoder,CTP)被约束到二层网络到一层网络干扰信道的零空间里。之后,采用层内预编码(Intra-TierPrecoder,ITP)来控制SC内部用户间的相互干扰。As an emerging method to solve the problem of interference control in cognitive networks, VFDM technology utilizes the frequency band redundancy provided by the cyclic prefix in block transmission systems (such as OFDM systems) to establish new transmission links for SCs without disturbing the normal operation of MCs. communication. After VFDM is adopted, the signal sent by the Layer 2 transmitter is constrained to the zero space of the interference channel from the Layer 2 network to the Layer 1 network through the Cross-Tier Precoder (CTP). Afterwards, intra-tier precoding (Intra-Tier Precoder, ITP) is used to control mutual interference between users within the SC.

文献1“Channelestimationimpactforltesmallcellsbasedonmu-vfdm[WirelessCommunicationsandNetworkingConference(WCNC),IEEE,2012:2560-2565]”在设计CTP的过程中引入了多用户VFDM的概念,其中一层通信链路构成MC,二层通信链路构成SCs。Document 1 "Channel estimation impact for lte small cells basedon mu-vfdm [Wireless Communications and Networking Conference (WCNC), IEEE, 2012: 2560-2565]" introduced the concept of multi-user VFDM in the process of designing CTP, in which the first layer of communication links constitutes MC, and the second layer of communication links constitutes SCs.

文献2“Spatial-FrequencySignalAlignmentforOpportunisticTransmission[IEEETransactionsonSignalProcessing,2014,62:1561-1575].”将多用户VFDM的研究扩展到了MIMO系统。Document 2 "Spatial-Frequency Signal Alignment for Opportunistic Transmission [IEEE Transaction on Signal Processing, 2014, 62: 1561-1575]." extends the research of multi-user VFDM to MIMO system.

文献3“Zero-forcingmethodsfordownlinkspatialmultiplexinginmultiuserMIMOchannels.[SignalProcessing,IEEETransactionson,2004,52(2):461-471]提出了一种块对角迫零(Block-DiagonalZero-Forcing,BD-ZF)预编码算法用以解决多用户MIMO下行链路中用户间的干扰问题。BD-ZF预编码算法具有设计方便,结构简单等优点,非常适用于多用户间ITP预编码矩阵的设计。Document 3 "Zero-forcing methods for downlinkspatial multiplexing in multiple user MIMO channels. [Signal Processing, IEEE Transactionson, 2004, 52 (2): 461-471] proposes a block-diagonal zero-forcing (Block-Diagonal Zero-Forcing, BD-ZF) precoding algorithm to solve multiple Inter-user interference in user MIMO downlink. BD-ZF precoding algorithm has the advantages of convenient design and simple structure, and is very suitable for the design of ITP precoding matrix among multiple users.

发明内容Contents of the invention

为了克服现有技术的不足,本发明在现有预编码算法的基础上提出一种基于BD-ZF的二层网络预编码优化方法。通过对零空间的选取和旋转构建优化后的ITP编码矩阵,可以使SC的信道容量达到最大,从而在抑制二层网络多用户之间的干扰的同时,提升认知网络的容量。In order to overcome the deficiencies of the prior art, the present invention proposes a BD-ZF-based two-layer network precoding optimization method on the basis of the existing precoding algorithm. By selecting and rotating the null space to construct the optimized ITP coding matrix, the channel capacity of the SC can be maximized, thereby suppressing the interference between multiple users in the two-layer network and improving the capacity of the cognitive network.

本发明解决其技术问题所采用的技术方案包括以下步骤:The technical solution adopted by the present invention to solve its technical problems comprises the following steps:

步骤1,对SC基站SBS到MC用户MU的整体层间信道矩阵HSM做奇异值分解得 H SM = U ctp Λ ctp V ctp H , 其中,Uctp∈CK×K均是酉矩阵,为对角矩阵, Λ ctp = ( Σ ctp , O K × [ ( N T - 1 ) K + N T L ] ) , 其中,∑ctp∈CK×K是一个对角矩阵,对角线元素是HSM的奇异值;Step 1, perform singular value decomposition on the overall interlayer channel matrix H SM from the SC base station SBS to the MC user MU to obtain h SM = u ctp Λ ctp V ctp h , where U ctp ∈ C K×K and are unitary matrices, is a diagonal matrix, Λ ctp = ( Σ ctp , o K × [ ( N T - 1 ) K + N T L ] ) , Among them, ∑ ctp ∈ C K×K is a diagonal matrix, and the diagonal elements are the singular values of HSM ;

步骤2,分割矩阵Vctp=(V1,V2),其中 V2为HSM零空间的一组标准正交基,设计CTP矩阵C=V2,得出J=(NT-1)K+NTL,其中,NT为SBS天线数,K为MC有效符号长度,L为MC循环前缀长度;Step 2, partition matrix V ctp = (V 1 , V 2 ), where V 2 is a group of orthonormal basis of HSM null space, design CTP matrix C=V 2 , get J=(N T -1)K+N T L, where N T is the number of SBS antennas, K is MC effective symbol length, L is the MC cyclic prefix length;

步骤3,将SC层内信道矩阵经CTP预编码后的等效信道矩阵按行分裂成NSU个K×[(NT-1)K+NTL]维的子矩阵n=1,…,NSU,NSU表示SC用户数,即 H ‾ SS = ( H ‾ SS [ 1 ] H , H ‾ SS [ 2 ] H , . . . , H ‾ SS [ N SU ] H ) H , 其中的第(n-1)K+1行到nK行的元素构成,表示SC内SBS到第n个SU的等效信道矩阵;Step 3, the equivalent channel matrix after the channel matrix in the SC layer is precoded by CTP Split into N SU K×[(N T -1)K+N T L]-dimensional sub-matrices by row n=1,..., N SU , N SU represents the number of SC users, namely h ‾ SS = ( h ‾ SS [ 1 ] h , h ‾ SS [ 2 ] h , . . . , h ‾ SS [ N SU ] h ) h , in Depend on The elements from the (n-1)K+1th row to the nKth row of , represent the equivalent channel matrix from the SBS to the nth SU in the SC;

步骤4,将干扰项wS划分成NSU个K×1维的子矩阵wS[i],i=1,…,NSU,即wS=(wS[1]H,wS[2]H,…,wS[NSU]H)H,其中ws[i]由wS的第(i-1)K+1行到iK行的元素构成,表示第i个SU接收到的干扰项;Step 4. Divide the interference item w S into N SU K×1-dimensional sub-matrices w S [i], i=1, ..., N SU , that is, w S =(w S [1] H , w S [ 2] H ,..., w S [N SU ] H ) H , where w s [i] consists of elements from row (i-1)K+1 to row iK of w S , indicating that the i-th SU received interference items;

步骤5,初始化m=0;Step 5, initialize m=0;

步骤6,计算第m个SU用户ITP对应的矩阵零空间的一组标准正交基Vnull[m],包括以下步骤:Step 6, calculating a set of orthonormal basis V null [m] of the matrix null space corresponding to the mth SU user ITP, including the following steps:

i.构造第m个SU的层内等效干扰信道矩阵i. Construct the equivalent interference channel matrix within the mth SU layer

其中,是一个[(NSU-1)K]×[(NT-1)K+NTL]维的矩阵,至少有一个Nnull[m]=NTL+(NT-NSU)K维的零空间;in, It is a [(N SU -1)K]×[( NT -1)K+N T L ]-dimensional matrix, at least one N null [m]=N T L+( NT -N SU )K dimension the null space of

ii.对进行奇异值分解求得的零空间标准正交基Vnull[m],其中, 均为酉矩阵,为对角矩阵,其对角线元素为的(NSU-1)K个奇异值;则零空间的一组标准正交基Vnull[m]=VSS[m](:,(NSU-1)K+1:(NT-1)K+NTL);ii. yes Perform singular value decomposition obtain The null-space orthonormal basis V null [m], where, and are unitary matrices, is a diagonal matrix whose diagonal elements are (N SU -1)K singular values of ; then A set of orthonormal basis V null [m]=V SS [m](:,(N SU -1)K+1:(N T -1)K+N T L);

步骤7,计算后处理矩阵 Q [ m ] = R w - 1 / 2 [ m ] , 其中, R w [ m ] = E ( w S [ m ] w S H [ m ] ) 是wS[m]的自相关矩阵;Step 7, calculate the postprocessing matrix Q [ m ] = R w - 1 / 2 [ m ] , in, R w [ m ] = E. ( w S [ m ] w S h [ m ] ) is the autocorrelation matrix of w S [m];

步骤8,求解选取和旋转操作矩阵T[m],使得第m个SU的信道容量达到最大,包括以下步骤:Step 8, solve the selection and rotation operation matrix T[m], so that the channel capacity of the mth SU reaches the maximum, including the following steps:

i.计算矩阵对XH[m]X[m]做特征值分解:i. Calculation matrix Do eigenvalue decomposition of X H [m]X[m]:

Xx Hh [[ mm ]] Xx [[ mm ]] == QQ xxxx [[ mm ]] ΛΛ xxxx [[ mm ]] QQ xxxx Hh [[ mm ]] ;;

其中, Q xx [ m ] ∈ C N null [ m ] × N null [ m ] 为酉矩阵, Λ xx [ m ] ∈ C N null [ m ] × N null [ m ] 为对角矩阵,其对角线元素为矩阵XH[m]X[m]的特征值;in, Q xxx [ m ] ∈ C N null [ m ] × N null [ m ] is a unitary matrix, Λ xx [ m ] ∈ C N null [ m ] × N null [ m ] is a diagonal matrix, and its diagonal elements are the eigenvalues of the matrix X H [m]X[m];

ii.矩阵T[m]由Qxx[m]的前D[m]列构成,即T[m]=Qxx[m](:,1:D[m]),其中,D[m]是SU对应的发送维度,当时,D[m]=Nnull[m],当 N T > ( N SU + 1 ) K K + L 时D[m]=K;ii. The matrix T[m] is composed of the first D[m] columns of Q xx [m], that is, T[m]=Q xx [m](:, 1:D[m]), where D[m] is the sending dimension corresponding to SU, when , D[m]=N null [m], when N T > ( N SU + 1 ) K K + L When D[m]=K;

步骤9,求第m个SU的优化ITP矩阵 Step 9, find the optimized ITP matrix of the mth SU

步骤10,计算第m个SU的信道容量Step 10, calculate the channel capacity of the mth SU

CC [[ mm ]] == 11 KK ++ LL loglog 22 || II KK ++ QQ [[ mm ]] Hh ‾‾ SSSS [[ mm ]] VV nullnull [[ mm ]] TT [[ mm ]] PP [[ mm ]] TT Hh [[ mm ]] VV nullnull Hh [[ mm ]] Hh ‾‾ SSSS Hh [[ mm ]] QQ [[ mm ]] Hh || ,,

其中,IK表示K×K维的单位矩阵,表示发送给第m个SU的信号功率分配矩阵,由注水功率算法获得P[m];Among them, I K represents the identity matrix of K×K dimension, Indicates the signal power allocation matrix sent to the mth SU, and P[m] is obtained by the water injection power algorithm;

步骤11,m加1,重复步骤6~10,直到m=NSU优化设计完成。Step 11, add 1 to m, repeat steps 6-10 until m=N SU optimization design is completed.

本发明的有益效果是:在有效抑制用户间干扰的同时,能够最大化二层网络的传输容量。The beneficial effect of the invention is that the transmission capacity of the two-layer network can be maximized while effectively suppressing interference among users.

附图说明Description of drawings

图1是基于OFDMA的MC和基于MIMO-VFDM的多用户SC系统模型示意图;Fig. 1 is a schematic diagram of an OFDMA-based MC and a MIMO-VFDM-based multi-user SC system model;

图2是NSU固定时基于BD-ZF的ITP可用维度区域与NT的对应关系示意图;Figure 2 is a schematic diagram of the corresponding relationship between the BD-ZF-based ITP available dimension area and NT when the N SU is fixed;

图3是SC的信道容量与用户数NSU的关系示意图;Fig. 3 is a schematic diagram of the relationship between the channel capacity of SC and the number of users N SU ;

图4是SC的信道容量与用户数NT的关系示意图;Fig. 4 is a schematic diagram of the relationship between the channel capacity of SC and the number of users NT ;

图5是不同信噪比下SC的信道容量示意图。Fig. 5 is a schematic diagram of channel capacity of SC under different SNRs.

具体实施方式Detailed ways

下面结合附图和实施例对本发明进一步说明,本发明包括但不仅限于下述实施例。The present invention will be further described below in conjunction with the accompanying drawings and embodiments, and the present invention includes but not limited to the following embodiments.

二层认知网络的系统模型如图1所示。认知网络由一层的MC和二层的SC组成,MC采用LTE正交频分多址接入方式通信,SC采用MIMO-VFDM方式通信。MC和SC共享频谱带宽,但MC对共享频谱具有优先使用权。一层网络的MC由一个MC基站(MCBaseStation,MBS)和一个MC用户(MCUser,MU)组成,二层网络的SC由一个SC基站(SCBaseStation,SBS)和NSU个SC用户(SCUser,SU)组成。假设所有节点均可完美获得所需的信道状态信息,并对系统模型作如下设定:一层网络MC中MBS和所有的MU均采用单天线,二层网络SC中SBS采用多天线通信,SBS天线数为NT,所有的SU采用单天线。MC采用有效符号长度为K,循环前缀长度为L的OFDM传输方式。The system model of the two-layer cognitive network is shown in Figure 1. The cognitive network is composed of MCs on the first floor and SCs on the second floor. MCs use LTE-OFDMA to communicate, and SCs use MIMO-VFDM to communicate. MC and SC share spectrum bandwidth, but MC has priority to use the shared spectrum. The MC of the layer-1 network consists of an MC base station (MCBaseStation, MBS) and an MC user (MCUser, MU), and the SC of the layer-2 network consists of an SC base station (SCBaseStation, SBS) and N SU SC users (SCUser, SU) composition. Assume that all nodes can perfectly obtain the required channel state information, and set the system model as follows: MBS and all MUs in the first-layer network MC use single antennas, SBS in the second-layer network SC uses multi-antenna communication, and SBS The number of antennas is N T , and all SUs use a single antenna. MC adopts the OFDM transmission mode with an effective symbol length of K and a cyclic prefix length of L.

结合系统模型,定义xM∈CK×1为MBS发送符号向量,yM∈CK×1为MU所接收到的信号向量,xS[n]∈C(K+L)×1,n=1,2,…,NT为SBS的第n根天线发送的信号向量,yS[m]∈CK×1,m=1,2,…,NSU为第m个SU接收到的信号向量,为所有SU接收的整体噪声信号。MC的层内信道矩阵为HMM∈CK×K,表示从MBS到MU的信道频域响应矩阵。SC的层内信道矩阵为表示SC内SBS到各个SU的整体信道矩阵。层间信道矩阵包括:分别表示SBS到MU和MBS到所有SU的整体层间信道矩阵。Combined with the system model, define x M ∈ C K×1 as the symbol vector sent by MBS, y M ∈ C K×1 as the signal vector received by MU, x S [n]∈C (K+L)×1 , n =1, 2,..., N T is the signal vector sent by the nth antenna of the SBS, y S [m]∈CK ×1 , m=1, 2,..., N SU is the signal vector received by the mth SU signal vector, is the overall noise signal received by all SUs. The intra-layer channel matrix of MC is H MM ∈ C K×K , which represents the channel frequency domain response matrix from MBS to MU. The intra-layer channel matrix of SC is Indicates the overall channel matrix from SBS to each SU in SC. The inter-layer channel matrix includes: and denote the overall interlayer channel matrix from SBS to MU and MBS to all SUs, respectively.

在CTP抑制层间干扰的基础上,由ITP来控制SC内部用户间的相互干扰。本发明将分两部分进行描述,即CTP设计和ITP的优化设计。On the basis of CTP suppressing interlayer interference, ITP controls mutual interference between users within SC. The present invention will be described in two parts, namely CTP design and ITP optimization design.

I.CTP的设计I. Design of CTP

令sS∈CJ×1为SBS在CTP编码前的发送信号向量,为CTP编码矩阵,其中J表示SBS最大的发送维度。CTP矩阵的设计必确保SC的发送信号对MC的通信不构成干扰,满足Let s S ∈ C J×1 be the transmitted signal vector of SBS before CTP coding, is the CTP coding matrix, where J represents the maximum transmission dimension of the SBS. The design of the CTP matrix must ensure that the signal sent by the SC does not interfere with the communication of the MC, satisfying Right now

HSMC=0(1)H SM C = 0(1)

满足式(1)的CTP矩阵落在矩阵HSM的零空间上,则CTP的具体设计方案如下:The CTP matrix that satisfies formula (1) falls on the null space of matrix HSM, then the specific design scheme of CTP is as follows:

1)对信道矩阵HSM做奇异值分解得 H SM = U ctp Λ ctp V ctp H , 其中,Uctp∈CK×K均是酉矩阵,为对角矩阵,其表达式为 Λ ctp = ( Σ ctp , O K × [ ( N T - 1 ) K + N T L ] ) , 其中,∑ctp∈CK×K是一个对角矩阵,对角线元素是HSM的奇异值。1) Perform singular value decomposition on the channel matrix HSM to get h SM = u ctp Λ ctp V ctp h , where U ctp ∈ C K×K and are unitary matrices, is a diagonal matrix, its expression is Λ ctp = ( Σ ctp , o K × [ ( N T - 1 ) K + N T L ] ) , Among them, ∑ ctp ∈ C K×K is a diagonal matrix, and the diagonal elements are the singular values of HSM .

2)对矩阵Vctp做如下分割:2) The matrix V ctp is divided as follows:

Vctp=(V1,V2)(2)V ctp = (V 1 , V 2 )(2)

其中易证明V2满足HSMV2=0,因此V2为HSM零空间的一组标准正交基。设计CTP矩阵C=V2,可以得出J=(NT-1)K+NTL。in It is easy to prove that V 2 satisfies H SM V 2 =0, so V 2 is a set of orthonormal basis of H SM null space. Design the CTP matrix C=V 2 , it can be obtained that J=(N T -1)K+N T L .

II.ITP的优化设计II. OPTIMIZED DESIGN OF ITP

ITP的设计原理类似于CTP,其主要目的是消除SC内信号的相互干扰,同时最大化SC信道容量。SC层内信道矩阵经CTP预编码后的等效信道矩阵可表示为SU收到外部干扰项和噪声为ITP的优化设计步骤如下:The design principle of ITP is similar to that of CTP, and its main purpose is to eliminate the mutual interference of signals in the SC while maximizing the channel capacity of the SC. The equivalent channel matrix after the channel matrix in the SC layer is precoded by CTP can be expressed as SU receives external interference term and noise as The optimization design steps of ITP are as follows:

1)将矩阵按行分裂成NSU个K×[(NT-1)K+NTL]维的子矩阵n=1,…,NSU,即 H ‾ SS = ( H ‾ SS [ 1 ] H , H ‾ SS [ 2 ] H , . . . , H ‾ SS [ N SU ] H ) H , 其中的第(n-1)K+1行到nK行的元素构成,表示SC内SBS到第n个SU的等效信道矩阵。1) the matrix Split into N SU K×[(N T -1)K+N T L]-dimensional sub-matrices by row n=1, ..., N SU , namely h ‾ SS = ( h ‾ SS [ 1 ] h , h ‾ SS [ 2 ] h , . . . , h ‾ SS [ N SU ] h ) h , in Depend on Elements from the (n-1)K+1th row to the nKth row of , represent the equivalent channel matrix from the SBS to the nth SU in the SC.

2)将干扰项wS划分成NSU个K×1维的子矩阵wS[i],i=1,…,NSU,即wS=(wS[1]H,wS[2]H,…,wS[NSU]H)H,其中ws[i]由wS的第(i-1)K+1行到ik行的元素构成,表示第i个SU接收到的干扰项。2) Divide the interference item w S into N SU K×1-dimensional sub-matrices w S [i], i=1, ..., N SU , that is, w S =(w S [1] H , w S [2 ] H ,..., w S [N SU ] H ) H , where w s [i] consists of elements from row (i-1)K+1 to row ik of w S , which means the i-th SU received Interfering items.

3)初始化m=0。3) Initialize m=0.

4)计算第m个SU用户ITP对应的矩阵零空间的一组标准正交基Vnull[m]。4) Calculate a set of orthonormal basis V null [m] of the matrix null space corresponding to the mth SU user ITP.

iii.构造第m个SU的层内等效干扰信道矩阵如下:iii. Construct the equivalent interference channel matrix in the mth SU layer as follows:

其中,是一个[(NSU-1)K]×[(NT-1)K+NTL]维的矩阵,至少有一个Nnull[m]=NTL+(NT-NSU)K维的零空间;in, It is a [(N SU -1)K]×[( NT -1)K+N T L ]-dimensional matrix, at least one N null [m]=N T L+( NT -N SU )K dimension the null space of

iv.对进行奇异值分解,求得的零空间标准正交基Vnull[m]。的奇异值分解为:iv. yes Perform singular value decomposition to get The null-space orthonormal basis V null [m]. The singular value decomposition of is:

其中,均为酉矩阵,为对角矩阵,其对角线元素为的(NSU-1)K个奇异值。in, and are unitary matrices, is a diagonal matrix whose diagonal elements are (N SU -1)K singular values of .

零空间的一组标准正交基可用下式表示:but A set of orthonormal basis for the null space can be expressed as follows:

Vnull[m]=VSS[m](:,(NSU-1)K+1:(NT-1)K+NTL)(5)V null [m] = V SS [m] (:, (N SU -1) K + 1: (N T -1) K + N T L) (5)

5)计算后处理矩阵Q[m]。为了最大化SC信道容量,在每个SU接收机处使用后处理矩阵对第m个SU接收到的信号向量yS[m]∈CK×1进行白化,消除来自MC和噪声信号的干扰。Q[m]计算公式为:5) Calculate the post-processing matrix Q[m]. In order to maximize the SC channel capacity, a post-processing matrix is used at each SU receiver to whiten the signal vector y S [m] ∈ C K × 1 received by the m-th SU to eliminate interference from MC and noise signals. The calculation formula of Q[m] is:

QQ [[ mm ]] == RR ww -- 11 // 22 [[ mm ]] -- -- -- (( 66 ))

其中, R w [ m ] = E ( w S [ m ] w S H [ m ] ) 是wS[m]的自相关矩阵。in, R w [ m ] = E. ( w S [ m ] w S h [ m ] ) is the autocorrelation matrix of w S [m].

6)求解选取和旋转操作矩阵T[m],使得第m个SU的信道容量达到最大。则T[m]的求解过程如下:6) Solve the selection and rotation operation matrix T[m], so that the channel capacity of the mth SU reaches the maximum. Then the solution process of T[m] is as follows:

ii.计算矩阵对XH[m]X[m]做特征值分解:ii. Calculation matrix Do eigenvalue decomposition of X H [m]X[m]:

Xx Hh [[ mm ]] Xx [[ mm ]] == QQ xxxx [[ mm ]] ΛΛ xxxx [[ mm ]] QQ xxxx Hh [[ mm ]] -- -- -- (( 77 ))

其中,为酉矩阵,为对角矩阵,其对角线元素为矩阵XH[m]X[m]的特征值。in, is a unitary matrix, is a diagonal matrix whose diagonal elements are the eigenvalues of the matrix X H [m]X[m].

iii.矩阵T[m]由Qxx[m]的前D[m]列构成,即T[m]=Qxx[m](:,1:D[m]),其中,D[m]是SU对应的发送维度,其选取规则由图2给出:当时,D[m]=Nnull[m],当时D[m]=K。iii. The matrix T[m] is composed of the first D[m] columns of Q xx [m], that is, T[m]=Q xx [m](:, 1:D[m]), wherein, D[m] is the sending dimension corresponding to SU, and its selection rules are given in Figure 2: when , D[m]=N null [m], when When D[m]=K.

7)求第m个SU的优化ITP矩阵计算公式如下:7) Find the optimized ITP matrix of the mth SU Calculated as follows:

Uu BDBD -- ZFZF optopt [[ mm ]] == VV nullnull [[ mm ]] TT [[ mm ]] -- -- -- (( 88 ))

8)计算第m个SU的信道容量C[m],其计算公式如下:8) Calculate the channel capacity C[m] of the mth SU, the calculation formula is as follows:

C [ m ] = 1 K + L log 2 | I K + Q [ m ] H ‾ SS [ m ] V null [ m ] T [ m ] P [ m ] T H [ m ] V null H [ m ] H ‾ SS H [ m ] Q [ m ] H | (9)其中,IK表示K×K维的单位矩阵,表示发送给第m个SU的信号功率分配矩阵,由注水功率算法获得P[m]。 C [ m ] = 1 K + L log 2 | I K + Q [ m ] h ‾ SS [ m ] V null [ m ] T [ m ] P [ m ] T h [ m ] V null h [ m ] h ‾ SS h [ m ] Q [ m ] h | (9) Among them, I K represents the identity matrix of K×K dimension, Represents the signal power allocation matrix sent to the mth SU, and P[m] is obtained by the water injection power algorithm.

9)m加1,重复4)~9)直到m=NSU优化设计完成。9) Add 1 to m, repeat 4) to 9) until m=N SU optimization design is completed.

实施例的一层网络采用K=64,L=16,带宽为1.92MHz的OFDM传输;信道冲激响在OFDM符号传输时是不变化的,并均服从复高斯随机分布。The one-layer network of the embodiment adopts OFDM transmission with K=64, L=16, and a bandwidth of 1.92 MHz; the channel impulse response does not change during OFDM symbol transmission, and all obey complex Gaussian random distribution.

图2展示了NSU为定值时基于BD-ZF的ITP可用维度区域与NT的关系。图中阴影部分表示采用CTP的情况下SBS到第m个SU链路的可用传输维度区域。观察发现:i)当时,零空间的维度等于SU的可用维度的上界;ii)当时,零空间维度大于所需维度。情况i)需对Vnull[m]进行一定的旋转来构建矩阵,使SC的信道容量最大;情况ii)需要对Vnull[m]进行选取和旋转操作来构建矩阵。使SC信道容量达到最大。对Vnull[m]的两种操作均可通过选取和旋转矩阵T[m]实现。Figure 2 shows the relationship between BD-ZF-based ITP available dimension area and NT when N SU is a constant value. The shaded part in the figure indicates the available transmission dimension area of the link from the SBS to the mth SU when CTP is adopted. It was observed that: i) when When , the dimension of the null space is equal to the upper bound of the available dimension of SU; ii) when When , the null space dimension is larger than the desired dimension. Case i) It needs to be rotated to V null [m] to construct matrix to maximize the channel capacity of SC; case ii) needs to select and rotate V null [m] to construct matrix. Maximize the SC channel capacity. Both operations on V null [m] can be achieved by selecting and rotating the matrix T[m].

图3给出了在NT=8,信噪比为SNR=10dB和SNR=10dB的条件下采用优化和未优化的BD-ZFITP矩阵时SC的信道容量与NSU的对应关系。从图中可以看出,NSU<9时本发明所提的优化ITP算法性能显著优于未优化ITP算法,NSU=9时两种算法性能一致。还可以观察到,随着NSU的增加,本发明所提出的优化ITP算法的SC信道容量并不是单调递增的,而是先增大后减小。这说明了小区内的用户数并不是越多越好,而是存在一个使小区信道容量达到最优的用户数目。Figure 3 shows the corresponding relationship between SC channel capacity and N SU when using optimized and unoptimized BD-ZFITP matrices under the conditions of N T =8, SNR = SNR = 10dB and SNR = 10dB. It can be seen from the figure that when N SU <9, the performance of the optimized ITP algorithm proposed by the present invention is significantly better than that of the unoptimized ITP algorithm, and when N SU =9, the performance of the two algorithms is the same. It can also be observed that with the increase of NSU , the SC channel capacity of the optimized ITP algorithm proposed by the present invention does not increase monotonically, but first increases and then decreases. This shows that the number of users in the cell is not as many as possible, but there is a number of users that makes the channel capacity of the cell optimal.

图4给出了在NSU=2,信噪比为SNR=10dB和SNR=30dB的条件下采用优化和未优化的BD-ZFITP矩阵时SC的信道容量与NT的对应关系。由图4可以看出,随着发射天线数NT的增加,优化的ITP设计算法性能明显优于未优化ITP设计算法。Figure 4 shows the corresponding relationship between SC channel capacity and NT when using optimized and unoptimized BD- ZFITP matrices under the conditions of N SU =2, SNR = SNR = 10dB and SNR = 30dB. It can be seen from Fig. 4 that with the increase of the number NT of transmitting antennas, the performance of the optimized ITP design algorithm is significantly better than that of the unoptimized ITP design algorithm.

图5展示了不同信噪比下优化ITP算法和未优化ITP算法SC传输容量对比结果。在图5中,设定SBS的发射天线数为NT=8,给出了SC用户数NSU=4和NSU=9两种情况。由图5可以看出,当NSU=4时,优化ITP算法的信道容量性能明显优于未优化ITP算法,当NSU=9时,优化ITP设计算法与未优化算法性能一致,这与图3所示的结果是一致的。Figure 5 shows the SC transmission capacity comparison results of the optimized ITP algorithm and the unoptimized ITP algorithm under different SNRs. In Fig. 5, the number of transmitting antennas of the SBS is set as N T =8, and two cases of the number of SC users N SU =4 and N SU =9 are given. It can be seen from Fig. 5 that when N SU = 4, the channel capacity performance of the optimized ITP algorithm is significantly better than that of the unoptimized ITP algorithm. When N SU = 9, the performance of the optimized ITP design algorithm is consistent with that of the unoptimized algorithm, which is consistent with Fig. The results shown in 3 are consistent.

Claims (1)

1.一种基于MIMO-VFDM的多用户认知网络预编码优化方法,其特征在于包括下述步骤:1. A multi-user cognitive network precoding optimization method based on MIMO-VFDM, is characterized in that comprising the steps: 步骤1,对SC基站SBS到MC用户MU的整体层间信道矩阵HSM做奇异值分解得 H SM = U ctp &Lambda; ctp V ctp H , 其中,均是酉矩阵,为对角矩阵, &Lambda; ctp = ( &Sigma; ctp , 0 K &times; [ ( N T - 1 ) K + N T L ] ) , 其中,是一个对角矩阵,对角线元素是HSM的奇异值;Step 1, perform singular value decomposition on the overall interlayer channel matrix H SM from the SC base station SBS to the MC user MU to obtain h SM = u ctp &Lambda; ctp V ctp h , in, and are unitary matrices, is a diagonal matrix, &Lambda; ctp = ( &Sigma; ctp , 0 K &times; [ ( N T - 1 ) K + N T L ] ) , in, is a diagonal matrix, and the diagonal elements are the singular values of HSM ; 步骤2,分割矩阵Vctp=(V1,V2),其中 V2为HSM零空间的一组标准正交基,设计CTP矩阵C=V2,得出J=(NT-1)K+NTL,其中,NT为SBS天线数,K为MC有效符号长度,L为MC循环前缀长度;Step 2, partition matrix V ctp = (V 1 , V 2 ), where V 2 is a group of orthonormal basis of HSM null space, design CTP matrix C=V 2 , get J=(N T -1)K+N T L, where N T is the number of SBS antennas, K is MC effective symbol length, L is the MC cyclic prefix length; 步骤3,将SC层内信道矩阵经CTP预编码后的等效信道矩阵按行分裂成NSU个K×[(NT-1)K+NTL]维的子矩阵n=1,…,NSU,NSU表示SC用户数,即 H &OverBar; SS = ( H &OverBar; SS [ 1 ] H , H &OverBar; SS [ 2 ] H , . . . , H &OverBar; SS [ N SU ] H ) H , 其中的第(n-1)K+1行到nK行的元素构成,表示SC内SBS到第n个SU的等效信道矩阵;Step 3, the equivalent channel matrix after the channel matrix in the SC layer is precoded by CTP Split into N SU K×[(N T -1)K+N T L]-dimensional sub-matrices by row n=1,..., N SU , N SU represents the number of SC users, namely h &OverBar; SS = ( h &OverBar; SS [ 1 ] h , h &OverBar; SS [ 2 ] h , . . . , h &OverBar; SS [ N SU ] h ) h , in Depend on The elements from the (n-1)K+1th row to the nKth row of , represent the equivalent channel matrix from the SBS to the nth SU in the SC; 步骤4,将干扰项wS划分成NSU个K×1维的子矩阵wS[i],i=1,…,NSU,即wS=(wS[1]H,wS[2]H,…,wS[NSU]H)H,其中ws[i]由wS的第(i-1)K+1行到iK行的元素构成,表示第i个SU接收到的干扰项;Step 4. Divide the interference item w S into N SU K×1-dimensional sub-matrices w S [i], i=1, ..., N SU , that is, w S =(w S [1] H , w S [ 2] H ,..., w S [N SU ] H ) H , where w s [i] consists of elements from row (i-1)K+1 to row iK of w S , indicating that the i-th SU received interference items; 步骤5,初始化m=0;Step 5, initialize m=0; 步骤6,计算第m个SU用户ITP对应的矩阵零空间的一组标准正交基Vnull[m],包括以下步骤:Step 6, calculating a set of orthonormal basis V null [m] of the matrix null space corresponding to the mth SU user ITP, including the following steps: i.构造第m个SU的层内等效干扰信道矩阵i. Construct the equivalent interference channel matrix within the mth SU layer 其中,是一个[(NSU-1)K]×[(NT-1)K+NTL]维的矩阵,至少有一个Nnull[m]=NTL+(NT-NSU)K维的零空间;in, It is a [(N SU -1)K]×[( NT -1)K+N T L ]-dimensional matrix, at least one N null [m]=N T L+( NT -N SU )K dimension the null space of ii.对进行奇异值分解求得的零空间标准正交基Vnull[m],其中,和USS[m]∈均为酉矩阵,为对角矩阵,其对角线元素为的(NSU-1)K个奇异值;则零空间的一组标准正交基Vnull[m]=VSS[m](:,NSU-1)K+1:(NT-1)K+NTL);ii. yes Perform singular value decomposition obtain The null-space orthonormal basis V null [m], where, and U SS [m]∈ are unitary matrices, is a diagonal matrix whose diagonal elements are (N SU -1)K singular values of ; then A set of orthonormal basis V null [m]=V SS [m](:,N SU -1)K+1:(N T -1)K+N T L); 步骤7,计算后处理矩阵 Q [ m ] = R w - 1 / 2 [ m ] , 其中, R w [ m ] = E ( w S [ m ] w S H [ m ] ) 是wS[m]的自相关矩阵;Step 7, calculate the postprocessing matrix Q [ m ] = R w - 1 / 2 [ m ] , in, R w [ m ] = E. ( w S [ m ] w S h [ m ] ) is the autocorrelation matrix of w S [m]; 步骤8,求解选取和旋转操作矩阵T[m],使得第m个SU的信道容量达到最大,包括以下步骤:Step 8, solve the selection and rotation operation matrix T[m], so that the channel capacity of the mth SU reaches the maximum, including the following steps: i.计算矩阵对XH[m]X[m]做特征值分解:i. Calculation matrix Do eigenvalue decomposition of X H [m]X[m]: Xx Hh [[ mm ]] Xx [[ mm ]] == QQ xxxx [[ mm ]] &Lambda;&Lambda; xxxx [[ mm ]] QQ xxxx Hh [[ mm ]] ;; 其中,为酉矩阵,为对角矩阵,其对角线元素为矩阵XH[m]X[m]的特征值;in, is a unitary matrix, is a diagonal matrix, and its diagonal elements are the eigenvalues of the matrix X H [m]X[m]; ii.矩阵T[m]由Qxx[m]的前D[m]列构成,即T[m]=Qxx[m](:,1:D[m]),其中,D[m]是SU对应的发送维度,当时,D[m]=Nnull[m],当 N T > ( N SU + 1 ) K K + L 时D[m]=K;ii. The matrix T[m] is composed of the first D[m] columns of Q xx [m], that is, T[m]=Q xx [m](:, 1:D[m]), where D[m] is the sending dimension corresponding to SU, when , D[m]=N null [m], when N T > ( N SU + 1 ) K K + L When D[m]=K; 步骤9,求第m个SU的优化ITP矩阵 Step 9, find the optimized ITP matrix of the mth SU 步骤10,计算第m个SU的信道容量Step 10, calculate the channel capacity of the mth SU CC [[ mm ]] == 11 KK ++ LL loglog 22 || II KK ++ QQ [[ mm ]] Hh &OverBar;&OverBar; SSSS [[ mm ]] VV nullnull [[ mm ]] TT [[ mm ]] PP [[ mm ]] TT Hh [[ mm ]] VV nullnull Hh [[ mm ]] Hh &OverBar;&OverBar; SSSS Hh [[ mm ]] QQ [[ mm ]] Hh || ,, 其中,IK表示K×K维的单位矩阵,表示发送给第m个SU的信号功率分配矩阵,由注水功率算法获得P[m];Among them, I K represents the identity matrix of K×K dimension, Indicates the signal power allocation matrix sent to the mth SU, and P[m] is obtained by the water injection power algorithm; 步骤11,m加1,重复步骤6~10,直到m=NSU优化设计完成。Step 11, add 1 to m, repeat steps 6-10 until m=N SU optimization design is completed.
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