CN102208057A - Method, platform and system for processing audit information - Google Patents
Method, platform and system for processing audit information Download PDFInfo
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- CN102208057A CN102208057A CN2011101448882A CN201110144888A CN102208057A CN 102208057 A CN102208057 A CN 102208057A CN 2011101448882 A CN2011101448882 A CN 2011101448882A CN 201110144888 A CN201110144888 A CN 201110144888A CN 102208057 A CN102208057 A CN 102208057A
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Abstract
The invention provides a method, a platform and a system for processing audit information. The method comprises the following steps of: setting an audit task parameter which comprises a work manuscript template, a grading standard rule, an audit user, an authority of the audit user and a checking mechanism; creating an audit task according to the audit task parameter and distributing the audit task to the audit user in accordance with an authority requirement according to the authority of the audit user; on the premise that the audit user in accordance with the authority requirement submits audit confirm information according to the audit task, storing audit problem data into an audit problem database; and analyzing the audit problem data in the audit problem database. By the embodiment of the invention, the problem that a large amount of labor and physical cost is wasted during auditing in the prior art can be solved, so the problems during auditing can be found out conveniently and handled immediately.
Description
Technical field
The present invention relates to field of information processing, particularly a kind of method, platform and system that handles audit information.
Background technology
Having entered information society at present, also claimed informationized society, is after the breaking away industrial society, the society that information will play a major role.Simultaneously, the information technology revolution based on computing machine, microelectronics and the communication technology is the power producer of social informatization.The notion of " informationization " proposes in eighties of last century the beginning of the sixties.Generally speaking, informationization is meant that infotech and the effect of information industry in economy and social development strengthen day by day, and the active development process of performance leading role.Because the desired data-handling capacity of information society more needs to satisfy requirements such as real-time and convenience, so the method for handling at information also becomes one of influence factor.In order better to adapt to the needs of information society, the ability of information processing also should adaptively strengthen.
Audit is by full-time mechanism and personnel, authenticity, legitimacy and the benefit of finance, financial revenue and expenditure and other economic activities of unit under auditing is carried out the independence economic supervision activity of review and appraisal.In the prior art, with the audit information is example, handle audit information the time, need auditor's manual examination and verification by all information and the problem of auditing bodies, and because be magnanimity by the information of auditing bodies, also having some information or problem simultaneously is repetition, so can waste the lot of manpower and material resources cost.
In a word, need the urgent technical matters that solves of those skilled in the art to be exactly at present: how to solve the problem of wasting a large amount of manpower physics costs when auditing in the prior art, also in time handle with the problem of finding easily to occur in the audit process.
Summary of the invention
Technical matters to be solved by this invention provides a kind of method of handling audit information, and the problem of wasting a large amount of manpower physics costs when auditing in the prior art is with the problem finding easily to occur in the audit process and in time handle.
The present invention also provides a kind of platform and system that handles audit information, in order to guarantee said method realization and application in practice.
In order to address the above problem, the invention discloses a kind of method of handling audit information, comprising:
The audit task parameter is set, and described audit task parameter comprises: worksheet template, standards of grading rule, audit user, audit user's authority and inspection body;
Create audit task according to described audit task parameter, and audit task is distributed to the audit user who meets the authority requirement according to described audit user's authority;
Meet the audit user that authority requires and submit at described audit task under the situation of audit confirmation described, with the audit issues data storage to the audit issues database;
Analyze at the audit issues data in the described audit issues database.
Preferably, the described audit task parameter of described foundation is created audit task, specifically comprises:
Generate the first inspection task according to worksheet template and the inspection body selected,
Generate the second inspection task according to standards of grading rule and the inspection body selected.
Preferably, the described audit task parameter of described foundation is created after the audit task, also comprises:
Derive the worksheet according to described worksheet template establishment, true affirmation document and problem complete list, the described fact confirms that document is used for record audit normal data, and described problem complete list is used to write down the audit issues data.
Preferably, also comprise:
Under the situation that the audit issues of described audit issues data recording is resolved, upgrade the audit issues data in the described audit issues database.
Preferably, describedly analyze at the audit issues data in the described audit issues database, specifically comprise following each or multinomial:
Problem types according to the audit issues data is added up;
Add up according to the mechanism that is examined under the audit issues data;
Add up according to the inspection body under the audit issues data;
The bank that relates to according to the audit issues data adds up.
The embodiment of the invention discloses a kind of platform of handling audit information, this platform comprises:
Module is set, is used to be provided with the audit task parameter, described audit task parameter comprises: worksheet template, standards of grading rule, audit user, audit user's authority and inspection body;
Creation module is used for creating audit task according to described audit task parameter;
Distribution module, the authority that is used for described audit user is distributed to audit task the audit user who meets the authority requirement;
Memory module is used for meeting the audit user that authority requires and submitting at described audit task under the situation of audit confirmation described, with the audit issues data storage to the audit issues database;
Analysis module is used for analyzing at the audit issues data of described audit issues database.
Preferably, described creation module specifically comprises:
First generates submodule, be used for generating the first inspection task according to worksheet template and the inspection body selected,
Second generates submodule, is used for generating the second inspection task according to standards of grading rule and the inspection body selected.
Preferably, also comprise:
Data derive module, are used to derive the worksheet according to described worksheet template establishment, true affirmation document and problem complete list, and the described fact confirms that document is used for record audit normal data, and described problem complete list is used to write down the audit issues data.
Preferably, also comprise:
Update module is used for upgrading the audit issues data in the described audit issues database under the situation that the audit issues in described audit issues data recording is resolved.
Preferably, described analysis module specifically comprises following arbitrary submodule or a plurality of submodule:
The first statistics submodule is used for adding up according to the problem types of audit issues data;
The second statistics submodule is used for adding up according to the mechanism that is examined under the audit issues data;
The 3rd statistics submodule is used for adding up according to the inspection body under the audit issues data;
The 4th statistics submodule is used for adding up according to the bank that the audit issues data relate to.
The embodiment of the invention also discloses a kind of system that handles audit information, this system comprises: aforementioned each handled the platform of audit information.
Compared with prior art, the present invention includes following advantage:
The embodiment of the invention can in time be found the problem that exists in the audit process to have reduced risk; And, rational in infrastructure, the highly-efficient treatment of audit issues database, also secret and safe more; Secondly, utilize the function of statistic analysis of native system, implementation status that can analysis task helps checking, supervising carrying out of a certain work.And by inspection body establishment audit task, building work template, problem attribute and standards of grading rule (promptly giving a mark a little); The staff is according to the site inspection situation, and the typing field data finally forms worksheet, true affirmation document and files such as problem complete list and form.The embodiment of the invention can solve in the prior art problem of wasting a large amount of manpower physics costs when audit, can find the problem that occurs in the audit process easily and in time handles.
Description of drawings
In order to be illustrated more clearly in the technical scheme in the embodiment of the invention, the accompanying drawing of required use is done to introduce simply in will describing embodiment below, apparently, accompanying drawing in describing below only is some embodiments of the present invention, for those of ordinary skills, under the prerequisite of not paying creative work, can also obtain other accompanying drawing according to these accompanying drawings.
Fig. 1 is a kind of process flow diagram of handling the method embodiment 1 of audit information of the present invention;
Fig. 2 is the process flow diagram of step 102 among the method embodiment 1;
Fig. 3 is a kind of process flow diagram of handling the method embodiment 2 of audit information of the present invention;
Fig. 4 is a kind of structured flowchart of handling the platform embodiment 1 of audit information of the present invention;
Fig. 5 is the structured flowchart of creation module 402 among the platform embodiment 1 of the present invention;
Fig. 6 is a kind of structured flowchart of handling the platform embodiment 2 of audit information of the present invention.
Embodiment
Below in conjunction with the accompanying drawing in the embodiment of the invention, the technical scheme in the embodiment of the invention is clearly and completely described, obviously, described embodiment only is the present invention's part embodiment, rather than whole embodiment.Based on the embodiment among the present invention, those of ordinary skills belong to the scope of protection of the invention not making the every other embodiment that is obtained under the creative work prerequisite.
Those skilled in the art better understand the present invention for convenience, below at first to describing in detail on the present invention's correlation technique in actual applications.
The disposal route of disclosed audit information adopts ripe at present DB2 database and Web technical service in the embodiment of the invention.Wherein, DB2 is a series of Relational DBMSs of IBM outlet, serves on different operating system platforms respectively.The DB2 database can provide the data, services of the bottom, and its main implementation technique comprises: database table stores service technology, view techniques and database functions.
And Web service is based on the realization of java language technology, may operate on the corresponding platform, it provides the program response of function treatment for the user interface program, adopts the MVC three-decker of traditional J2EE, that is: 1. view layer:, collect data for the user provides the operation interface video data; The view layer can adopt JSP or JSF to show; 2. key-course: according to the request msg of view layer, utilize the model layer data, deal with data, according to result data, the next page of decision redirect; Key-course adopts the SERVLET technology to realize; 3. model layer: for key-course provides the data access support, model layer adopts the DAO technology, and HIBERNATE and SPRING realize.
The treatment scheme of the audit information that carries out based on above-mentioned correlation technique, be divided into following content haply: at first, create worksheet template and standards of grading principle that audit task needs, participate in the audit user of audit work, and give the audit user corresponding authority, be examined mechanism etc.Secondly, create an audit task, add the working member of this audit task, and be this audit task interpolation inspection task.Concrete, can be according to the worksheet template M1 that selects, the inspection body N1 of selection forms the M1*N1 bar and checks task; And the inspection body N2 according to regular M2 (M2 represents: standards of grading, the thin number of phases of all of principle) of the standards of grading of selecting and selection forms the M2*N2 bar and checks task, and these are checked that Task Distribution is to the staff.Once more, arrive the audit task of each staff of working site, and carry out this audit task according to the authority acquiring oneself of oneself.At last, can also store the audit issues data that occur in this audit task, and carry out statistical study according to template field and inspection body title etc.
As seen the method for the disclosed processing audit information of the embodiment of the invention is according to certain condition and requirement, and check according to these conditions and requirement to inspection body, in checking process, corresponding problem information is write down and preserves, and from the implementation status of each key link point of angle analysis of quantizing, thereby solved the problem of when audit, wasting a large amount of manpower physics costs in the prior art, can find the problem that occurs in the audit process easily and in time handle.
To enumerate the implementation procedure that specific embodiment is introduced the embodiment of the invention in detail below.With reference to figure 1, show a kind of process flow diagram of handling the method embodiment 1 of audit information of the present invention, can may further comprise the steps:
Step 101: the audit task parameter is set, and described audit task parameter comprises: worksheet template, standards of grading rule, audit user, audit user's authority and inspection body.
This step needs building work draft template, inspection body, audit user and authority thereof, and the standards of grading rule.The create-rule of worksheet template is: at first be which bank, see to belong to which class of business, which problem types and which audit content again.Wherein the worksheet template can only be used current affiliated bank and affiliated head office.Each user function, the create-rule of authority.
The generating mode of standards of grading rule is: at first generate sport, the regeneration discipline generates event at last.Wherein, work out the standards of grading rule by head office, branch can use.When formulating the standards of grading rule, can carry out quantification treatment to each, i.e. formulation standard branch.
Step 102: create audit task according to described audit task parameter.
After being set, the audit task parameter needs to create audit task.Promptly be to select the worksheet template, be examined mechanism etc., generating the inspection task in the audit task, and follow-uply give specific staff.
In actual applications, described step 102 specifically can comprise:
Step 201: generate the first inspection task according to worksheet template and the inspection body selected.
For example, the user A of inspection body has created an audit task, then adds the working member of task successively, adds the inspection task; Specifically when adding the inspection task,, can generate the M1*N1 bar and check task according to the inspection body N1 of worksheet template M1 that selects and selection;
Working site in reality, each staff who audits enters the audit task of oneself according to the authority of oneself, and according to worksheet template establishment worksheet, fills in corresponding information simultaneously, to finish my audit task, trigger the submission of audit confirmation.
Step 202: generate the second inspection task according to standards of grading rule and the inspection body selected.
In this step, promptly being need be according to standards of grading and the inspection body regeneration second inspection task selected.Suppose to generate the M2*N2 bar and check task according to standards of grading rule M2 that selects and the inspection body N2 that selects.
In the working site of reality, the staff of each audit lands native system, enters the task of oneself, according to the record case of checking each is given a mark mutually for a short time, and fill in marking foundation and true draft, finishing my audit task, and trigger the submission of confirming audit task.Need to prove, in this process, can also derive worksheet, true affirmation document and problem complete list, and project document (forming by worksheet, true affirmation document and problem complete list).Step 103: the authority according to described audit user is distributed to audit task the audit user who meets the authority requirement.
After having created audit task, need each inspection Task Distribution of correspondence be given according to audit user's authority to meet the audit user that authority requires, promptly be the staff that need audit.
Step 103: the authority according to described audit user is distributed to audit task the audit user who meets the authority requirement.
Step 104: meet the audit user that authority requires and submit at described audit task under the situation of audit confirmation described, with the audit issues data storage to the audit issues database.
Need to prove, can derive the audit issues data in the implementation of this step, for example the form by the problem complete list derives the audit issues data, and with the audit issues data storage to the audit issues database.Can be according to the information of problem complete list with audit issues data importing problem base, or the external file that also can meet the similar problem complete list that imports rule imports the audit issues database.
Step 105: analyze at the audit issues data in the described audit issues database.
Further, to the data based template field of the audit issues in the audit issues database, organization names is analyzed, to trigger next step operation.Concrete, when analyzing, can adopt following any or a plurality of mode:
Problem types according to the audit issues data is added up; Perhaps, add up according to the mechanism that is examined under the audit issues data; Perhaps, add up according to the inspection body under the audit issues data; Perhaps, the bank that relates to according to the audit issues data adds up.Can also carry out statistical study according to formulating standards of grading rule and organization names etc.
As can be seen, the realization of the embodiment of the invention mainly is three parts:
It at first is system management.It is the normal basis of moving of platform of the audit information processing of the embodiment of the invention, for other each business function module provides basic configuration and service.Mainly comprise: user management, Role Management, menu management, function management and organization management.
Next is preparation before system maintenance, the inspection, site inspection, information acquisition, information inquiry and data analysis statistics.
Wherein, system maintenance is the normal basis of moving of platform that whole audit information is handled, for other each business function module provides basic configuration and service.Mainly comprise: parts such as user management, organization management, draft Template Manager, problem attribute management.
Wherein, preparing before checking is the core business functional module of the platform handled of audit information, is for the auditor carries out audit analysis to all kinds of business datums that produce in the daily business process of bank, seeks and distinguishes that risk sets up.Mainly comprise: create audit task, audit task management and the personnel of the group division of labor etc.
Wherein, site inspection is, can leave for by the document information of auditing bodies at audit process, and allow the leader who is examined mechanism confirm, mainly comprises: the worksheet management, derive true letter of confirmation, derivation problem complete list and derive project document etc.
Wherein, information acquisition is, the result of this audit is stored to the audit issues database, after, can also make amendment to these data (prerequisite is when having solved audit issues).Mainly comprise: import the problem complete list, import batch modification and online modification problem base etc. by file.
Wherein, information inquiry is, according to the data in certain condition derivation audit issues database.Mainly comprise: audit issues is derived and archives catalog is derived.
Wherein, the data analysis statistics is, according to the audit issues data in certain condition analysis audit issues database.Mainly comprise: by the problem types statistics, by being examined mechanism's statistics, adding up, add up branch's problem base and the full problem base etc. of going of statistics by inspection body.
The 3rd is modules such as system management (promptly being the part of marking), template, self-appraisal task, the task of reexamining, ranking and information inquiry.
Wherein, system management (marking part) provides basic configuration and service for other each business function module.Mainly comprise: user management, Role Management, organization management.
Wherein, template mainly is the generation and the maintenance of marking system convention.Mainly comprise: the establishment of template, five generation, the management of template mark.
Wherein, self-appraisal task is the whole flow of task of self-appraisal.Mainly comprise: self-appraisal task management, self-appraisal worksheet, self-appraisal problem complete list, derivation self-appraisal project document and self-appraisal task form.
Wherein, the task of reexamining is the whole flow of task of reexamining.Mainly comprise: the task management of reexamining, the worksheet of reexamining, the problem of reexamining complete list, derive the reexamine project document and the task form of reexamining.
Wherein, Information Statistics promptly are the analytical auditing problem datas.Mainly comprise: press content statistics.
Wherein, ranking is that the task of reexamining is generated the registration evaluation form.In operating process, derive worksheet and true affirmation document.Check the implementation status of a certain work according to function of statistic analysis, can select next step mode of operation.
The embodiment of the invention is renderd a service from management of Internal Audit of Commercial Bank day-to-day and raising work, in time pinpoints the problems, and has reduced audit risk; And, rational in infrastructure, the highly-efficient treatment of audit issues database, also secret and safe more; Secondly, utilize the function of statistic analysis of native system, implementation status that can analysis task helps checking, supervising carrying out of a certain work.And by inspection body establishment audit task, building work template, problem attribute and standards of grading rule (promptly giving a mark a little); The staff is according to the site inspection situation, and the typing field data finally forms worksheet, true affirmation document and files such as problem complete list and form.The embodiment of the invention can solve in the prior art problem of wasting a large amount of manpower physics costs when audit, can find the problem that occurs in the audit process easily and in time handles.
With reference to figure 3, show a kind of process flow diagram of handling the method embodiment 2 of audit information of the present invention, can may further comprise the steps:
Step 301: the audit task parameter is set, and described audit task parameter comprises: worksheet template, standards of grading rule, audit user, audit user's authority and inspection body.
Step 302: create audit task according to described audit task parameter, and audit task is distributed to the audit user who meets the authority requirement according to described audit user's authority.
Step 303: meet the audit user that authority requires and submit at described audit task under the situation of audit confirmation described, with the audit issues data storage to the audit issues database.
Step 304: derive the worksheet according to described worksheet template establishment, true affirmation document and problem complete list, the described fact confirms that document is used for record audit normal data, and described problem complete list is used to write down the audit issues data.
In the implementation of this step, can derive worksheet, true affirmation document and problem complete list, can also derive project document (by worksheet, true letter of confirmation and problem complete list are formed).Information according to the problem complete list imports the audit issues database, or, also the external file that meets the similar problem complete list that imports rule can be imported the audit issues database.
Step 305: analyze at the audit issues data in the described audit issues database.
Step 306: under the situation that the audit issues of described audit issues data recording is resolved, upgrade the audit issues data in the described audit issues database.
In the present embodiment, if after the audit issues data in the described audit issues database are analyzed, the described audit issues of audit issues data has obtained solution, also need to upgrade the audit issues data in the described audit issues database this moment, authentic and valid to guarantee the data in the audit issues database.
For aforesaid each method embodiment, for simple description, so it all is expressed as a series of combination of actions, but those skilled in the art should know, the present invention is not subjected to the restriction of described sequence of movement, because according to the present invention, some step can adopt other orders or carry out simultaneously.Secondly, those skilled in the art also should know, the embodiment described in the instructions all belongs to preferred embodiment, and related action and module might not be that the present invention is necessary.
Corresponding with the method that a kind of method embodiment 1 that handles audit information of the invention described above is provided, referring to Fig. 4, the present invention also provides a kind of platform embodiment 1 that handles audit information, and in the present embodiment, this platform can comprise:
Concrete, in actual applications, described creation module 402 specifically can comprise:
First generates submodule 501, be used for generating the first inspection task according to worksheet template and the inspection body selected,
Second generates submodule 502, is used for generating the second inspection task according to standards of grading rule and the inspection body selected.
Wherein, described analysis module 405 specifically comprises following arbitrary submodule or a plurality of submodule:
The first statistics submodule is used for adding up according to the problem types of audit issues data;
The second statistics submodule is used for adding up according to the mechanism that is examined under the audit issues data;
The 3rd statistics submodule is used for adding up according to the inspection body under the audit issues data; And
The 4th statistics submodule is used for adding up according to the bank that the audit issues data relate to.
The embodiment of the invention is renderd a service from management of Internal Audit of Commercial Bank day-to-day and raising work, in time pinpoints the problems, and has reduced audit risk; And, rational in infrastructure, the highly-efficient treatment of audit issues database, also secret and safe more; Secondly, utilize the function of statistic analysis of native system, implementation status that can analysis task helps checking, supervising carrying out of a certain work.And by inspection body establishment audit task, building work template, problem attribute and standards of grading rule (promptly giving a mark a little); The staff is according to the site inspection situation, and the typing field data finally forms worksheet, true affirmation document and files such as problem complete list and form.The embodiment of the invention can solve in the prior art problem of wasting a large amount of manpower physics costs when audit, can find the problem that occurs in the audit process easily and in time handles.
Corresponding with the method that a kind of method embodiment 2 that handles audit information of the invention described above is provided, referring to Fig. 6, the present invention also provides a kind of platform embodiment 2 that handles audit information, and in the present embodiment, this platform can comprise:
Data derive module 601, are used to derive the worksheet according to described worksheet template establishment, true affirmation document and problem complete list, and the described fact confirms that document is used for record audit normal data, and described problem complete list is used to write down the audit issues data.
In the present embodiment, if after the audit issues data in the described audit issues database are analyzed, the described audit issues of audit issues data has obtained solution, also need to upgrade the audit issues data in the described audit issues database this moment, authentic and valid to guarantee the data in the audit issues database.
The embodiment of the invention also discloses a kind of system that handles audit information, this system can comprise the device embodiment of aforesaid each processing audit information.
Need to prove that each embodiment in this instructions all adopts the mode of going forward one by one to describe, what each embodiment stressed all is and the difference of other embodiment that identical similar part is mutually referring to getting final product between each embodiment.For platform class embodiment, because it is similar substantially to method embodiment, so description is fairly simple, relevant part gets final product referring to the part explanation of method embodiment.
At last, also need to prove, term " comprises ", " comprising " or its any other variant are intended to contain comprising of nonexcludability, thereby make and comprise that process, method, article or the equipment of a series of key elements not only comprise those key elements, but also comprise other key elements of clearly not listing, or also be included as this process, method, article or equipment intrinsic key element.Do not having under the situation of more restrictions, the key element that limits by statement " comprising ... ", and be not precluded within process, method, article or the equipment that comprises described key element and also have other identical element.
More than a kind of method, platform and system that handles audit information provided by the present invention is described in detail, used specific case herein principle of the present invention and embodiment are set forth, the explanation of above embodiment just is used for helping to understand method of the present invention and core concept thereof; Simultaneously, for one of ordinary skill in the art, according to thought of the present invention, the part that all can change in specific embodiments and applications, in sum, this description should not be construed as limitation of the present invention.
Claims (11)
1. a method of handling audit information is characterized in that, this method comprises:
The audit task parameter is set, and described audit task parameter comprises: worksheet template, standards of grading rule, audit user, audit user's authority and inspection body;
Create audit task according to described audit task parameter, and audit task is distributed to the audit user who meets the authority requirement according to described audit user's authority;
Meet the audit user that authority requires and submit at described audit task under the situation of audit confirmation described, with the audit issues data storage to the audit issues database;
Analyze at the audit issues data in the described audit issues database.
2. method according to claim 1 is characterized in that, the described audit task parameter of described foundation is created audit task, specifically comprises:
Generate the first inspection task according to worksheet template and the inspection body selected,
Generate the second inspection task according to standards of grading rule and the inspection body selected.
3. method according to claim 1 is characterized in that, the described audit task parameter of described foundation is created after the audit task, also comprises:
Derive the worksheet according to described worksheet template establishment, true affirmation document and problem complete list, the described fact confirms that document is used for record audit normal data, and described problem complete list is used to write down the audit issues data.
4. method according to claim 1 is characterized in that, also comprises:
Under the situation that the audit issues of described audit issues data recording is resolved, upgrade the audit issues data in the described audit issues database.
5. method according to claim 1 is characterized in that, describedly analyzes at the audit issues data in the described audit issues database, specifically comprise following each or multinomial:
Problem types according to the audit issues data is added up;
Add up according to the mechanism that is examined under the audit issues data;
Add up according to the inspection body under the audit issues data; With,
The bank that relates to according to the audit issues data adds up.
6. a platform of handling audit information is characterized in that, this platform comprises:
Module is set, is used to be provided with the audit task parameter, described audit task parameter comprises: worksheet template, standards of grading rule, audit user, audit user's authority and inspection body;
Creation module is used for creating audit task according to described audit task parameter;
Distribution module, the authority that is used for described audit user is distributed to audit task the audit user who meets the authority requirement;
Memory module is used for meeting the audit user that authority requires and submitting at described audit task under the situation of audit confirmation described, with the audit issues data storage to the audit issues database;
Analysis module is used for analyzing at the audit issues data of described audit issues database.
7. platform according to claim 6 is characterized in that, described creation module specifically comprises:
First generates submodule, be used for generating the first inspection task according to worksheet template and the inspection body selected,
Second generates submodule, is used for generating the second inspection task according to standards of grading rule and the inspection body selected.
8. platform according to claim 6 is characterized in that, also comprises:
Data derive module, are used to derive the worksheet according to described worksheet template establishment, true affirmation document and problem complete list, and the described fact confirms that document is used for record audit normal data, and described problem complete list is used to write down the audit issues data.
9. platform according to claim 6 also comprises:
Update module is used for upgrading the audit issues data in the described audit issues database under the situation that the audit issues in described audit issues data recording is resolved.
10. platform according to claim 1 is characterized in that, described analysis module specifically comprises following arbitrary submodule or a plurality of submodule:
The first statistics submodule is used for adding up according to the problem types of audit issues data;
The second statistics submodule is used for adding up according to the mechanism that is examined under the audit issues data;
The 3rd statistics submodule is used for adding up according to the inspection body under the audit issues data; And
The 4th statistics submodule is used for adding up according to the bank that the audit issues data relate to.
11. a system that handles audit information is characterized in that, this system comprises: handle the platform of audit information as described each of claim 6～10.
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| CN107480166A (en) * | 2017-06-26 | 2017-12-15 | 杭州沃趣科技股份有限公司 | A kind of method of database data object audit |
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| CN102411633A (en) * | 2011-12-27 | 2012-04-11 | 北京人大金仓信息技术股份有限公司 | Template-based database audit setting method |
| CN104463397A (en) * | 2013-11-20 | 2015-03-25 | 上海宝信软件股份有限公司 | Audit project quality control method and system based on template |
| CN106845271A (en) * | 2017-01-18 | 2017-06-13 | 国网浙江省电力公司 | database security control system and method |
| CN107480166A (en) * | 2017-06-26 | 2017-12-15 | 杭州沃趣科技股份有限公司 | A kind of method of database data object audit |
| CN107833012A (en) * | 2017-10-23 | 2018-03-23 | 青岛市市北区审计局 | A kind of audit project finishes management system in limited time |
| CN108269066A (en) * | 2018-02-07 | 2018-07-10 | 平安科技（深圳）有限公司 | A kind of remote auditing method and system |
| CN109242416A (en) * | 2018-08-20 | 2019-01-18 | 广发证券股份有限公司 | A kind of inspection management system |
| CN109242416B (en) * | 2018-08-20 | 2023-10-24 | 广发证券股份有限公司 | Inspection management system |
| CN110796335A (en) * | 2019-09-18 | 2020-02-14 | 广东电网有限责任公司审计中心 | Audit project implementation quality monitoring system and equipment based on data analysis |
| CN110796335B (en) * | 2019-09-18 | 2023-12-22 | 广东电网有限责任公司审计中心 | Audit project implementation quality monitoring system and equipment based on data analysis |
| CN110930195A (en) * | 2019-11-26 | 2020-03-27 | 中信银行股份有限公司 | Data processing method and electronic equipment |
| CN111461644A (en) * | 2020-03-17 | 2020-07-28 | 国网辽宁省电力有限公司 | Audit information management and control platform |
| CN111832030A (en) * | 2020-07-29 | 2020-10-27 | 南方电网科学研究院有限责任公司 | Data security audit device and method based on domestic password data identification |
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