CN101908138A - Target Recognition Method in Synthetic Aperture Radar Image Based on Independent Component Analysis of Noise - Google Patents
Target Recognition Method in Synthetic Aperture Radar Image Based on Independent Component Analysis of Noise Download PDFInfo
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Abstract
本发明涉及一种基于噪声独立成分分析的合成孔径雷达图像目标识别方法,属于合成孔径雷达图像目标识别的技术领域。首先对对输入的合成孔径雷达的原始训练样本图像进行预处理,使图像符合白化和零均值化,图像噪声概率密度服从高斯分布;再对预处理之后的训练样本以及将待识别的实时测量样本进行对数噪声独立成分分析,提取出待识别图像的独立成分特征;最后利用独立成分分析法对待识别样本进行识别。本发明方法提取出的独立成分特征更适于分类;省去了理想ICA算法中在预处理阶段必须进行的图像去噪过程,提高了算法对异常数据的鲁棒性,提高了SAR图像目标识别的实时性与可靠性,可用于对SAR图像的特征提取及自动目标识别。
The invention relates to a synthetic aperture radar image target recognition method based on noise independent component analysis, and belongs to the technical field of synthetic aperture radar image target recognition. First, preprocess the original training sample image of the input synthetic aperture radar, so that the image conforms to whitening and zero-mean, and the image noise probability density obeys the Gaussian distribution; then the training sample after preprocessing and the real-time measurement sample to be identified The independent component analysis of logarithmic noise is carried out to extract the independent component features of the image to be recognized; finally, the independent component analysis method is used to identify the sample to be recognized. The independent component features extracted by the method of the present invention are more suitable for classification; the image denoising process that must be carried out in the preprocessing stage in the ideal ICA algorithm is omitted, the robustness of the algorithm to abnormal data is improved, and the SAR image target recognition is improved. The real-time performance and reliability can be used for feature extraction and automatic target recognition of SAR images.
Description
技术领域technical field
本发明涉及一种基于噪声独立成分分析的合成孔径雷达图像目标识别方法,属于合成孔径雷达图像目标识别的技术领域。The invention relates to a synthetic aperture radar image target recognition method based on noise independent component analysis, and belongs to the technical field of synthetic aperture radar image target recognition.
背景技术Background technique
合成孔径雷达(Synthetic Aperture Radar,以下简称SAR)根据目标的后向电磁散射形成SAR图像,能够克服光学成像受距离、气候等条件限制的缺点,在航空测量、航空遥感、卫星海洋观测、航天侦察、图像匹配制导等领域发挥着至关重要的作用。但在SAR成像的过程中,同一分辨率单元内通常分布着较多的散射体,这些散射体回波信号的相位随意分布,相互间的干涉也就导致了SAR图像固有的乘性斑点噪声,使一般的SAR图像与普通的电子光学图像相比,具有分辨率低、对操作条件敏感、高乘性噪声等特点。Synthetic Aperture Radar (hereinafter referred to as SAR) forms SAR images according to the backward electromagnetic scattering of targets, which can overcome the shortcomings of optical imaging limited by distance, climate and other conditions. , image matching guidance and other fields play a vital role. However, in the process of SAR imaging, there are usually many scatterers distributed in the same resolution unit, and the phases of the echo signals of these scatterers are randomly distributed, and the mutual interference leads to the inherent multiplicative speckle noise of the SAR image. Compared with ordinary electron optical images, general SAR images have the characteristics of low resolution, sensitivity to operating conditions, and high multiplicative noise.
SAR图像目标识别技术是利用单个目标或目标群在雷达远区所产生的散射场的特征(如回波信号的幅值、相位、频率和极化信息等),确定出目标的形状、类型、位置等属性的技术,在军事和民用领域得到了广泛的应用;尤其是在复杂战场环境下,准确、快捷的SAR图像目标识别技术能为提高战场感知能力和反应能力提供强有力地保障。SAR image target recognition technology is to use the characteristics of the scattering field (such as the amplitude, phase, frequency and polarization information of the echo signal) generated by a single target or target group in the far zone of the radar to determine the shape, type, The technology of location and other attributes has been widely used in military and civilian fields; especially in complex battlefield environments, accurate and fast SAR image target recognition technology can provide a strong guarantee for improving battlefield perception and response capabilities.
而在SAR图像目标识别中,SAR图像的噪声往往还包括了各种自然杂波(草地、河流、森林等)和人造杂波(建筑物等)的干扰,并且这些噪声通常都是非高斯性的。因此,针对如何有效克服SAR图像中存在的大量噪声对目标识别的影响,尽可能地提高SAR图像目标识别的正确率,人们提出了很多SAR图像噪声去除以及特征提取的方法,应用较广的如小波滤波,方向扩散滤波,基于马尔可夫随机场的目标检测方法,基于多元统计分析与核准则的主成分分析(Principle Component Analysis:以下简称PCA)、核PCA(Kernel PCA:KPCA)、Fisher线性判别分析(FLDA)、核Fisher判别分析(KFDA)、独立成分分析(Independent Component Analysis:以下简称ICA)等等,涉及到图像处理和模式识别的诸多领域。In SAR image target recognition, the noise of SAR images often also includes the interference of various natural clutter (grassland, river, forest, etc.) and man-made clutter (buildings, etc.), and these noises are usually non-Gaussian . Therefore, in order to effectively overcome the influence of a large amount of noise in SAR images on target recognition and improve the accuracy of SAR image target recognition as much as possible, people have proposed many SAR image noise removal and feature extraction methods, such as Wavelet filtering, directional diffusion filtering, target detection method based on Markov random field, principal component analysis (Principle Component Analysis: hereinafter referred to as PCA), kernel PCA (Kernel PCA: KPCA), Fisher linearity based on multivariate statistical analysis and kernel criteria Discriminant Analysis (FLDA), Kernel Fisher Discriminant Analysis (KFDA), Independent Component Analysis (hereinafter referred to as ICA), etc., involve many fields of image processing and pattern recognition.
在SAR图像目标识别系统中,希望通过特征提取达到如下目的:1)使得处于不同方位、差异很大的同类SAR图像具有相同的描述方式;2)消除或降低SAR图像的高噪声特点对分类结果的影响;3)压缩SAR图像庞大的数据量;进而将有效且易于识别的二次特征提供给分类器,由分类器判别出目标的结构、类型等属性,完成SAR图像目标识别的过程。而在针对SAR图像特征提取的方法当中,应用广泛且较为有效的是基于多元统计分析的特征提取方法,主要涉及到PCA和ICA两类。其中,PCA是在最小均方误差的意义上,寻找一组可以最大化样本方差的正交投影方向来实现去除冗余信息、保留含最大能量的成 分成分的特征提取方法,这种方法实际提取的是数据的二阶统计量即方差特征。而ICA作为PCA的推广,提取的是数据的高阶统计量特征,即从观测数据中寻求一组在高阶意义下独立的源数据,由这组源数据线性叠加成观测数据。In the SAR image target recognition system, it is hoped that the following goals can be achieved through feature extraction: 1) Make similar SAR images with different orientations and great differences have the same description method; 2) Eliminate or reduce the high noise characteristics of SAR images. 3) Compress the huge amount of data in SAR images; then provide effective and easy-to-recognize secondary features to the classifier, and the classifier can identify the structure, type and other attributes of the target to complete the process of SAR image target recognition. Among the methods for feature extraction of SAR images, the widely used and more effective ones are feature extraction methods based on multivariate statistical analysis, which mainly involve PCA and ICA. Among them, PCA is a feature extraction method that seeks a set of orthogonal projection directions that can maximize the sample variance in the sense of the minimum mean square error to remove redundant information and retain components with the largest energy. What is extracted is the second-order statistic of the data, that is, the variance feature. As an extension of PCA, ICA extracts the high-order statistical features of the data, that is, seeks a set of independent source data in a high-order sense from the observation data, and linearly superimposes this set of source data into observation data.
SAR图像的很多信息包含于图像的高阶统计量之中,而噪声又通常是非高斯的,因此对于SAR图像而言,ICA特征提取的方法比PCA更具鲁棒性,而包含高阶统计信息的ICA特征也更具可分性。A lot of information of the SAR image is contained in the high-order statistics of the image, and the noise is usually non-Gaussian, so for the SAR image, the ICA feature extraction method is more robust than the PCA, and contains high-order statistical information The ICA features are also more separable.
目前一般的ICA技术通常都将观测数据理想化为零噪声,但这往往与实际情况有较大出入,特别是在具有高乘性非高斯噪声的SAR图像目标识别领域,如何消除或减少噪声对ICA特征的影响是一个亟待解决的问题。目前处理噪声的方法一般可分为三种:①把噪声看作一个独立成分;②在预处理阶段进行去噪;③噪声ICA模型。几乎所有的无噪声ICA模型都默认采用了第一种方法,即把噪声看作原始独立成分中的一个,但在SAR图像目标识别中,较大的噪声成分将削弱正常成分对分类的贡献作用,导致分类精度降低。而预处理阶段的图像去噪能够使去噪过程更具针对性,从而使得ICA提取的特征达到更高的分类精度。例如,上海交通大学的专利ZL 200710046928.3(基于独立成分分析基图像的合成孔径雷达图像消噪方法)对SAR图像利用小波指数对图像进行平滑增强,从而达到去噪效果;美国专利US 7508334(Method and apparatus for processing SAR images based onan anisotropic diffusion filtering algorithm,March 24,2009)提出了针对SAR图像斑点噪声的方向扩散滤波算法来实现SAR图像去噪。然而在预处理阶段进行图像去噪自然会增加不少的计算量,导致图像特征提取的时间过长,因此无法满足强调实时性的SAR图像目标识别的战场需求。At present, the general ICA technology usually idealizes the observed data as zero noise, but this is often quite different from the actual situation, especially in the field of SAR image target recognition with high multiplicative non-Gaussian noise. The impact of ICA features is an open question. At present, the methods of dealing with noise can be generally divided into three types: ① Treat noise as an independent component; ② Denoise in the preprocessing stage; ③ Noise ICA model. Almost all noise-free ICA models adopt the first method by default, that is, the noise is regarded as one of the original independent components, but in SAR image target recognition, a larger noise component will weaken the contribution of the normal component to the classification , leading to a decrease in classification accuracy. The image denoising in the preprocessing stage can make the denoising process more targeted, so that the features extracted by ICA can achieve higher classification accuracy. For example, Shanghai Jiaotong University's patent ZL 200710046928.3 (Synthetic Aperture Radar image denoising method based on independent component analysis base image) uses wavelet index to smooth and enhance the image of SAR image, so as to achieve denoising effect; US Patent US 7508334 (Method and apparatus for processing SAR images based on an anisotropic diffusion filtering algorithm, March 24, 2009) proposed a directional diffusion filtering algorithm for SAR image speckle noise to achieve SAR image denoising. However, image denoising in the preprocessing stage will naturally increase a lot of calculations, resulting in too long time for image feature extraction, so it cannot meet the battlefield needs of SAR image target recognition that emphasizes real-time.
噪声ICA模型在前述理想的无噪声ICA模型基础上,将噪声干扰作为一个不可忽略的影响因素,在此基础上,芬兰赫尔辛基大学的Aapo Hyvarinen等人提出了一种结合噪声移除技术的ICA算法——噪声快速ICA(Noisy FastICA:NFastICA)算法。这种算法引入了高斯矩的概念,成功地从被高斯噪声污染了的观测数据中直接估计出了潜在的随机变量,并且对采样的异常值具有较好的鲁棒性。然而,NFastICA算法的两个重要前提是数据噪声为高斯分布(也就是正态分布)并且噪声协方差矩阵是已知的,但SAR图像中的噪声多为乘性噪声,且除了与待识别目标相关的区域中的非目标回波之外,还包括了自然杂波和人造杂波,几乎不可能用高斯分布加以拟合。因此,NFastICA算法并不能直接应用到SAR图像目标识别领域当中。The noise ICA model is based on the aforementioned ideal noise-free ICA model, and takes noise interference as a non-negligible influencing factor. On this basis, Aapo Hyvarinen from the University of Helsinki in Finland and others proposed an ICA algorithm combined with noise removal technology - Noisy Fast ICA (Noisy FastICA: NFastICA) algorithm. This algorithm introduces the concept of Gaussian moments, successfully estimates the potential random variables directly from the observed data polluted by Gaussian noise, and has good robustness to the outliers sampled. However, the two important prerequisites of the NFastICA algorithm are that the data noise is Gaussian distribution (that is, normal distribution) and the noise covariance matrix is known, but the noise in the SAR image is mostly multiplicative noise, and except for the In addition to non-target echoes in the relevant area, it also includes natural and man-made clutter, which is almost impossible to fit with a Gaussian distribution. Therefore, the NFastICA algorithm cannot be directly applied to the field of SAR image target recognition.
发明内容Contents of the invention
本发明的目的是提出一种基于噪声独立成分分析的合成孔径雷达图像目标识别方法,以噪声ICA模型为基础,对现有的基于ICA的SAR图像目标识别方法进行改进,以减缓或消除使用ICA方法对SAR图像进行分类识别时大量非高斯乘性噪声对特征提取的影响,并且减少预处理阶段的计算量,提高识别算法的鲁棒性,最终达到提高SAR图像目标识别技 术的识别正确率和识别效率的目的。The purpose of the present invention is to propose a synthetic aperture radar image target recognition method based on noise independent component analysis, based on the noise ICA model, to improve the existing ICA-based SAR image target recognition method to slow down or eliminate the use of ICA The method classifies and recognizes the influence of a large number of non-Gaussian multiplicative noises on feature extraction when classifying and recognizing SAR images, reduces the amount of calculation in the preprocessing stage, improves the robustness of the recognition algorithm, and finally improves the recognition accuracy of SAR image target recognition technology and identification efficiency purposes.
本发明提出的基于噪声独立成分分析的合成孔径雷达图像目标识别方法,包括以下步骤:The synthetic aperture radar image target recognition method based on noise independent component analysis proposed by the present invention comprises the following steps:
(1)对输入的合成孔径雷达的原始训练样本图像Xtrain进行预处理,具体过程如下:(1) Preprocessing the original training sample image X train of the input synthetic aperture radar, the specific process is as follows:
(1-1)对训练样本图像Xtrain进行对数变换,得到Xln=20ln(1+XOrig),其中XOrig表示输入的原始训练样本单幅图像,Xln表示经对数变换后噪声分布符合高斯分布的图像;(1-1) Perform logarithmic transformation on the training sample image X train to obtain X ln = 20ln(1+X Orig ), where X Orig represents the input original training sample single image, and X ln represents the noise after logarithmic transformation An image whose distribution conforms to a Gaussian distribution;
(1-2)对上述Xln进行去均值化处理,得到零均值图像Xt,Xt=Xln-E(Xln),其中期望函数E表示对图像求均值;(1-2) above-mentioned X ln is carried out de-average processing, obtains zero-mean image X t , X t =X ln -E(X ln ), wherein the expectation function E represents image averaging;
(1-3)将上述零均值图像Xt划分为目标区域Xo和噪声区域no,并满足{Xt}={no}∪{Xo},将目标区域和噪声区域的二维图像数据分别拉直成一维行向量,其中的目标区域Xo包含与被识别目标相关的目标、阴影和杂波的回波,噪声区域no为背景杂波;(1-3) Divide the above zero-mean image X t into the target area X o and the noise area n o , and satisfy {X t }={n o }∪{X o }, the two-dimensional of the target area and the noise area The image data are straightened into one-dimensional row vectors respectively, where the target area X o contains echoes of targets, shadows and clutter related to the identified target, and the noise area n o is the background clutter;
(1-4)重复步骤(1-1)、(1-2)和(1-3),得到训练样本中的N幅训练图像的一维目标区域数据Xo,构成N行训练矩阵XO;(1-4) Steps (1-1), (1-2) and (1-3) are repeated to obtain the one-dimensional target area data X o of N training images in the training sample, forming N rows of training matrix X O ;
(1-5)根据上述得到的N幅训练图像的所有噪声区域no,构造训练样本的噪声协方差对角矩阵 其中的对角元素 为每幅训练图像的噪声方差估计值, 表示第i幅训练图像的噪声区域;(1-5) According to all the noise regions n o of the N training images obtained above, construct the noise covariance diagonal matrix of the training samples where the diagonal elements is the noise variance estimate for each training image, Indicates the noise area of the i-th training image;
(1-6)根据上述训练样本的噪声协方差矩阵∑O,对上述训练矩阵XO进行降维和白化处理,得到降维和白化后的合成孔径雷达训练样本图像子空间矩阵X;(1-6) According to the noise covariance matrix Σ O of the above-mentioned training samples, the above-mentioned training matrix X O is subjected to dimensionality reduction and whitening processing, and the SAR training sample image subspace matrix X after dimensionality reduction and whitening is obtained;
(2)获取合成孔径雷达实时测量图像Xtest,使用独立成分分析法分别提取上述合成孔径雷达训练样本图像Xtrain的独立成分特征和合成孔径雷达实时测量图像Xtest的独立成分特征,具体过程如下:(2) Obtain the synthetic aperture radar real-time measurement image X test , and use the independent component analysis method to extract the independent component features of the above synthetic aperture radar training sample image X train and the independent component features of the synthetic aperture radar real-time measurement image X test respectively. The specific process is as follows :
(2-1)采用噪声快速独立成分分析法处理上述合成孔径雷达训练样本图像子空间矩阵X,得到一组由基图像估计向量组成的基图像估计矩阵Se,表示为:(2-1) Using the fast independent component analysis method of noise to process the above SAR training sample image subspace matrix X, a set of base image estimation matrix S e composed of base image estimation vectors is obtained, expressed as:
X=ctrain1·s1+ctrain2·s2+...+ctrainm·sL=Se T·ctrain.X=c train1 ·s 1 +c train2 ·s 2 +...+c trainm ·s L =S e T ·c train .
其中,s1,s2,…,sL表示基图像估计矩阵Se中L个基图像的估计列向量,ctrain=(ctrain1,ctrain2,...,ctrainL)T表示上述训练样本图像子空间矩阵X在由上述基图像估计矩阵Se构成的基图像子空间中的投影系数,ctrain即为合成孔径雷达训练样本Xtrain的独立成分特征;Among them, s 1 , s 2 ,..., s L represent the estimated column vectors of L base images in the base image estimation matrix Se , c train =(c train1 , c train2 ,..., c trainL ) T represents the above training The projection coefficient of the sample image subspace matrix X in the base image subspace formed by the above base image estimation matrix Se , c train is the independent component feature of the synthetic aperture radar training sample X train ;
(2-2)将合成孔径雷达实时测量图像Xtest中待识别的图像数据投影到由上述基图像估计矩阵Se构成的基图像子空间中,使实时测量图像Xtest用基图像估计向量的线性组合表示,为:(2-2) Project the image data to be recognized in the synthetic aperture radar real-time measurement image X test to the base image subspace composed of the above-mentioned base image estimation matrix Se , so that the real-time measurement image X test uses the base image estimation vector The linear combination is expressed as:
Xtest=ctest1·s1+ctest2·s2+...+ctestL·sL=Se T·ctest X test =c test1 · s 1 +c test2 · s 2 +...+c testL · s L = S e T · c test
其中,ctest=(ctest1,ctest2,...,ctestL)T表示上述实时测量图像Xtest在由上述基图像估计矩阵Se构成的基图像子空间中的投影系数,ctest=piv(Se T)·Xtest,其中的piv(Se T)表示矩阵Se转置的广义逆,ctest即为待识别的合成孔径雷达实时测量图像Xtest的独立成分特征;Among them, c test = (c test1 , c test2 , ..., c testL ) T represents the projection coefficient of the above-mentioned real-time measurement image X test in the base image subspace formed by the above-mentioned base image estimation matrix Se , c test = piv(S e T ) X test , where piv(S e T ) represents the generalized inverse of matrix S e transpose, and c test is the independent component feature of the real-time synthetic aperture radar measurement image X test to be identified;
(3)根据上述步骤(2)得到的合成孔径雷达训练样本图像Xtrain的独立成分特征ctrain和待识别的合成孔径雷达实时测量图像Xtest的独立成分特征ctest,对合成孔径雷达实时测量图像Xtest进行识别分类,判断出被测目标的类别。(3) According to the independent component feature c train of the synthetic aperture radar training sample image X train obtained in the above step (2) and the independent component feature c test of the real-time synthetic aperture radar measurement image X test to be identified, the real-time measurement of the synthetic aperture radar The image X test performs recognition and classification to determine the category of the target to be tested.
本发明提出的基于噪声独立成分分析的合成孔径雷达图像目标识别方法,其优点是:The synthetic aperture radar image target recognition method based on noise independent component analysis that the present invention proposes has the advantages of:
1、本发明提出的基于噪声独立成分分析的合成孔径雷达图像目标识别方法,涉及新的对数正态噪声独立成分分析(Log-normal noise ICA:LnnICA)方法,省掉了已有的无噪声独立成分分析算法在预处理阶段必须进行的图像去噪过程,有效克服了合成孔径雷达图像中大量乘性非高斯噪声对特征提取的影响,使得提取出的独立成分特征更适于分类,从而减少了计算量,提高了合成孔径雷达图像目标识别的可靠性以及对异常数据的鲁棒 性,能较大程度地改善合成孔径雷达目标识别尤其是实时自动目标识别的识别正确率和识别效率。1. The synthetic aperture radar image target recognition method based on noise independent component analysis proposed by the present invention relates to a new log-normal noise independent component analysis (Log-normal noise ICA: LnnICA) method, which saves the existing noise-free The image denoising process that the independent component analysis algorithm must carry out in the preprocessing stage effectively overcomes the influence of a large number of multiplicative non-Gaussian noises in the synthetic aperture radar image on feature extraction, making the extracted independent component features more suitable for classification, thereby reducing It reduces the amount of calculation, improves the reliability of SAR image target recognition and the robustness to abnormal data, and can greatly improve the recognition accuracy and recognition efficiency of SAR target recognition, especially real-time automatic target recognition.
2、本发明的合成孔径雷达图像目标识别方法,在降维和白化的过程中,改进了PCA算法中主成分特征的选取标准,从降噪的角度提出了最可分成分(Most DiscriminableComponent,以下简称MDC)选取准则,即利用类别可分性来衡量某个特征成分能够表示原模式类别属性的程度,并从中选取可分性最强的多个MDC成分来代表原始图像。采用特征成分的可分性原则在预处理阶段进行降维和白化,可以同时改善以分类为目的的SAR图像去噪效果,提高基于独立成分分析法的SAR图像目标识别的正确率和可靠性。2, the synthetic aperture radar image target recognition method of the present invention, in the process of dimensionality reduction and whitening, has improved the selection standard of principal component feature in the PCA algorithm, has proposed the most divisible component (Most DiscriminableComponent, hereinafter referred to as from the angle of noise reduction) MDC) selection criteria, that is, to use category separability to measure the degree to which a feature component can represent the category attributes of the original pattern, and select multiple MDC components with the strongest separability to represent the original image. Using the principle of separability of feature components to perform dimension reduction and whitening in the preprocessing stage can simultaneously improve the denoising effect of SAR images for the purpose of classification, and improve the accuracy and reliability of SAR image target recognition based on independent component analysis.
附图说明Description of drawings
图1为已有技术中基于ICA的SAR图像目标识别技术的一般流程。FIG. 1 is a general process of the ICA-based SAR image target recognition technology in the prior art.
图2为本发明方法中,对SAR图像进行对数变换前后噪声分布特性对比。Fig. 2 is a comparison of noise distribution characteristics before and after logarithmic transformation of the SAR image in the method of the present invention.
图3为本发明方法中从单幅训练样本图像提取噪声区域和目标区域的示意图。Fig. 3 is a schematic diagram of extracting noise regions and target regions from a single training sample image in the method of the present invention.
图4为本发明提出的基于噪声独立成分分析的合成孔径雷达图像目标识别方法流程。FIG. 4 is a flow chart of a target recognition method in a synthetic aperture radar image based on noise independent component analysis proposed by the present invention.
具体实施方案specific implementation plan
本发明提出的基于噪声独立成分分析的合成孔径雷达图像目标识别方法,包括以下步骤:The synthetic aperture radar image target recognition method based on noise independent component analysis proposed by the present invention comprises the following steps:
(1)对输入的合成孔径雷达的原始训练样本图像Xtrain进行预处理,具体过程如下:(1) Preprocessing the original training sample image X train of the input synthetic aperture radar, the specific process is as follows:
(1-1)对训练样本图像Xtrain进行对数变换,得到Xln=20ln(1+XOrig),其中XOrig表示输入的原始训练样本单幅图像,Xln表示经对数变换后噪声分布符合高斯分布的图像;(1-1) Perform logarithmic transformation on the training sample image X train to obtain X ln = 20ln(1+X Orig ), where X Orig represents the input original training sample single image, and X ln represents the noise after logarithmic transformation An image whose distribution conforms to a Gaussian distribution;
(1-2)对上述Xln进行去均值化处理,得到零均值图像Xt,Xt=Xln-E(Xln),其中期望函数E表示对图像求均值;(1-2) above-mentioned X ln is carried out de-average processing, obtains zero-mean image X t , X t =X ln -E(X ln ), wherein the expectation function E represents image averaging;
(1-3)将上述零均值图像Xt划分为目标区域Xo和噪声区域no,并满足{Xt}={no}∪{Xo},将目标区域和噪声区域的二维图像数据分别拉直成一维行向量,其中的目标区域Xo包含与被识别目标相关的目标、阴影和杂波的回波,噪声区域no为背景杂波;(1-3) Divide the above zero-mean image X t into the target area X o and the noise area n o , and satisfy {X t }={n o }∪{X o }, the two-dimensional of the target area and the noise area The image data are straightened into one-dimensional row vectors respectively, where the target area X o contains echoes of targets, shadows and clutter related to the identified target, and the noise area n o is the background clutter;
(1-4)重复步骤(1-1)、(1-2)和(1-3),得到训练样本中的N幅训练图像的 一维目标区域数据Xo,构成N行训练矩阵XO;(1-4) Steps (1-1), (1-2) and (1-3) are repeated to obtain the one-dimensional target area data X o of N training images in the training sample, forming N rows of training matrix X O ;
(1-5)根据上述得到的N幅训练图像的所有噪声区域no,构造训练样本的噪声协(1-5) According to all the noise regions n o of the N training images obtained above, construct the noise coherence of the training samples
方差对角矩阵 其中的对角元素 为每幅训练图像的噪声方差估计值, 表示第i幅训练图像的噪声区域;Variance Diagonal Matrix where the diagonal elements is the noise variance estimate for each training image, Indicates the noise area of the i-th training image;
(1-6)根据上述训练样本的噪声协方差矩阵∑O,对上述训练矩阵XO进行降维和白化处理,得到降维和白化后的合成孔径雷达训练样本图像子空间矩阵X;(1-6) According to the noise covariance matrix Σ O of the above-mentioned training samples, the above-mentioned training matrix X O is subjected to dimensionality reduction and whitening processing, and the SAR training sample image subspace matrix X after dimensionality reduction and whitening is obtained;
(2)获取合成孔径雷达实时测量图像Xtest,使用独立成分分析法分别提取上述合成孔径雷达训练样本图像Xtrain的独立成分特征和合成孔径雷达实时测量图像Xtest的独立成分特征,具体过程如下:(2) Obtain the synthetic aperture radar real-time measurement image X test , and use the independent component analysis method to extract the independent component features of the above synthetic aperture radar training sample image X train and the independent component features of the synthetic aperture radar real-time measurement image X test respectively. The specific process is as follows :
(2-1)采用噪声快速独立成分分析法处理上述合成孔径雷达训练样本图像子空间矩阵X,得到一组由基图像估计向量组成的基图像估计矩阵Se,表示为:(2-1) Using the fast independent component analysis method of noise to process the above SAR training sample image subspace matrix X, a set of base image estimation matrix S e composed of base image estimation vectors is obtained, expressed as:
X=ctrain1·s1+ctrain2·s2+...+ctrainm·sL=Se T·ctrain.X=c train1 ·s 1 +c train2 ·s 2 +...+c trainm ·s L =S e T ·c train .
其中,s1,s2,…,sL表示基图像估计矩阵Se中L个基图像的估计列向量,ctrain=(ctrain1,ctrain2,...,ctrainL)T表示上述训练样本图像子空间矩阵X在由上述基图像估计矩阵Se构成的基图像子空间中的投影系数,ctrain即为合成孔径雷达训练样本Xtrain的独立成分特征;Among them, s 1 , s 2 ,..., s L represent the estimated column vectors of L base images in the base image estimation matrix Se , c train =(c train1 , c train2 ,..., c trainL ) T represents the above training The projection coefficient of the sample image subspace matrix X in the base image subspace formed by the above base image estimation matrix Se , c train is the independent component feature of the synthetic aperture radar training sample X train ;
(2-2)将合成孔径雷达实时测量图像Xtest中待识别的图像数据投影到由上述基图像估计矩阵Se构成的基图像子空间中,使实时测量图像Xtest用基图像估计向量的线性组合表示,为:(2-2) Project the image data to be recognized in the synthetic aperture radar real-time measurement image X test to the base image subspace composed of the above-mentioned base image estimation matrix Se , so that the real-time measurement image X test uses the base image estimation vector The linear combination is expressed as:
Xtest=ctest1·s1+ctest2·s2+...+ctestL·sL=Se T·ctest X test =c test1 · s 1 +c test2 · s 2 +...+c testL · s L = S e T · c test
其中,ctest=(ctest1,ctest2,...,ctestL)T表示上述实时测量图像Xtest在由上述基图 像估计矩阵Se构成的基图像子空间中的投影系数,ctest=piv(Se T)·Xtest,其中的piv(Se T)表示矩阵Se转置的广义逆,ctest即为待识别的合成孔径雷达实时测量图像Xtest的独立成分特征;Among them, c test = (c test1 , c test2 , ..., c testL ) T represents the projection coefficient of the above-mentioned real-time measurement image X test in the base image subspace formed by the above-mentioned base image estimation matrix Se , c test = piv(S e T ) X test , where piv(S e T ) represents the generalized inverse of matrix S e transpose, and c test is the independent component feature of the real-time synthetic aperture radar measurement image X test to be identified;
(3)根据上述步骤(2)得到的合成孔径雷达训练样本图像Xtrain的独立成分特征ctrain和待识别的合成孔径雷达实时测量图像Xtest的独立成分特征ctest,对合成孔径雷达实时测量图像Xtest进行识别分类,判断出被测目标的类别。(3) According to the independent component feature c train of the synthetic aperture radar training sample image X train obtained in the above step (2) and the independent component feature c test of the real-time synthetic aperture radar measurement image X test to be identified, the real-time measurement of the synthetic aperture radar The image X test performs recognition and classification to determine the category of the target to be tested.
下面结合附图,详细介绍本发明的内容。Below in conjunction with accompanying drawing, introduce the content of the present invention in detail.
首先简要说明利用独立成分分析(ICA)方法进行合成孔径雷达(SAR)图像目标识别的相关概念和基本原理。Firstly, the related concepts and basic principles of target recognition in Synthetic Aperture Radar (SAR) images are briefly explained using Independent Component Analysis (ICA) method.
ICA的基本原理可以简单地用下面两个公式表示:The basic principle of ICA can be simply expressed by the following two formulas:
X=ASX=AS
S=WXS=WX
已有技术中利用ICA对SAR图像进行目标识别的基本流程如图1所示。In the prior art, the basic process of using ICA to perform target recognition on SAR images is shown in FIG. 1 .
为了提高SAR图像目标识别的精度,在使用ICA对SAR图像进行特征提取之前,需要对图像进行预处理。预处理方法主要包括:①对原始SAR图像进行某种变换或使用另一种度量方式来表示源数据;②对变换后的图像进行归一化;③从原始图像中剪切出与识别目标相关的目标区域,也称为感兴趣区域(Region of Interest:ROI),这些区域中可能包含一个或多个目标;其中,目标区域基本上包含所有与目标识别相关的回波,包括目标回波、阴影回波以及其他杂波等等,而噪声区域则几乎完全由背景杂波组成,故通常使用目标区域来对待识别目标进行ICA特征提取,用于目标的分类识别,而噪声区域只用作对噪声进行方差估计。In order to improve the accuracy of SAR image target recognition, it is necessary to preprocess the image before using ICA to extract the features of SAR image. The preprocessing methods mainly include: ① transform the original SAR image or use another measurement method to represent the source data; ② normalize the transformed image; The target area, also known as the region of interest (Region of Interest: ROI), may contain one or more targets in these areas; among them, the target area basically contains all echoes related to target identification, including target echo, Shadow echoes and other clutter, etc., while the noise area is almost entirely composed of background clutter, so the target area is usually used to extract ICA features for the target to be recognized, and the noise area is only used for noise recognition. Estimate the variance.
ICA适用于对一维数据的处理,在预处理之后,还需将二维图像样本拉直成一维行向量。而每个行向量可以看作是由多个向量线性叠加组成的混合信号,即,可以认为观测到的每一幅SAR图像都是由一组潜在的相互独立的基图像线性组合而成的。设x为一幅SAR图像,设S为由基图像向量构成的基图像矩阵,列向量si为其中的第i个基图像向量,则x可用S表示为ICA is suitable for processing one-dimensional data. After preprocessing, two-dimensional image samples need to be straightened into one-dimensional row vectors. And each row vector can be regarded as a mixed signal composed of multiple vectors linearly superimposed, that is, each observed SAR image can be considered to be a linear combination of a set of potential mutually independent base images. Let x be a SAR image, let S be the base image matrix composed of base image vectors, and the column vector s i be the ith base image vector, then x can be expressed by S as
x=b1·s1+b2·s2+...+bn·sn=b·Sx=b 1 ·s 1 +b 2 ·s 2 +...+b n ·s n =b·S
其中,系数向量b=(b1,b2,...,bn)即为图像样本x的ICA特征。Wherein, the coefficient vector b=(b 1 , b 2 , . . . , b n ) is the ICA feature of the image sample x.
大部分ICA处理的数据要求为零均值白化数据,即满足E{X}=0,E{XXT}=I。令XO为训练数据,将XO减去其均值向量m=E{XO}即可实现中心化。在使用中心化后的数据求出混淆矩阵A后,将源信号s的均值向量加回到中心化之后的s的估计值上以完成对源信号s的估计。其中,s的均值向量可通过A-1m求得。Most of the data processed by ICA requires zero-mean whitening data, that is, satisfying E{X}=0, E{XX T }=I. Let X O be the training data, and subtract X O from its mean value vector m=E{X O } to realize centralization. After using the centered data to obtain the confusion matrix A, the mean vector of the source signal s is added back to the estimated value of s after centering to complete the estimation of the source signal s. Among them, the mean vector of s can be obtained by A -1 m.
这里假设XO已经是零均值。而对XO的白化过程是让XO的各成分互不相关,等价于XO的协方差矩阵为单位矩阵(即 )。可采用如下方法对XO进行白化。It is assumed here that X O is already zero mean. The whitening process of X O is to make the components of X O independent of each other, which is equivalent to the covariance matrix of X O being an identity matrix (ie ). The following methods can be used to whiten X O.
X=WZXO X=W Z X O
ICA方法要求多元数据的所有独立成分必须是非高斯分布的,或者最多可以有一个独立成分为高斯分布。而评估一个ICA模型的关键是数据独立成分的非高斯性。中心极限定理表明了一组相互独立的随机变量之和的分布通常趋近于高斯分布,由此可以得到下面推论:The ICA method requires that all independent components of multivariate data must be non-Gaussian distributed, or at most one independent component can be Gaussian distributed. The key to evaluating an ICA model is the non-Gaussianity of the independent components of the data. The central limit theorem shows that the distribution of the sum of a group of independent random variables usually approaches the Gaussian distribution, from which the following inferences can be obtained:
推论1:n个独立随机变量的和比原始的任一变量更接近高斯分布。Corollary 1: The sum of n independent random variables is closer to a Gaussian distribution than any of the original variables.
根据无噪声的ICA模型X=AS,设y为S中的某一独立成分,即According to the noise-free ICA model X=AS, let y be an independent component in S, namely
其中w为去混淆矩阵W中对应y的待定列向量,wi为其第i个元素,xi为第i个观测信号。采用推论1的结论使w与矩阵A的逆矩阵的对应列相等。令列向量z=ATw,则Where w is the undetermined column vector corresponding to y in the de-confusion matrix W, w i is its i-th element, and x i is the i-th observation signal. Adopt the conclusion of
根据推论1,y比原来的独立变量si更具高斯性。如果令y的高斯性最小,则y将等于S中的某一成分sk。y的非高斯性越大时,y与其他成分的独立性就越大,反之则越小;如果y的非高斯性达到最大,便可得到一个独立成分。因此,在ICA理论中,非高斯性等价于独立性。According to
本发明基于噪声独立成分分析的合成孔径雷达图像目标识别方法的总体流程如图4所示,其具体内容如下:The overall flow of the present invention based on the noise independent component analysis synthetic aperture radar image target recognition method is as shown in Figure 4, and its specific content is as follows:
(1)本发明方法首先对输入的合成孔径雷达的原始训练样本图像Xtrain进行预处理,其过程是:(1) The inventive method first carries out preprocessing to the original training sample image X train of the synthetic aperture radar of input, and its process is:
(1-1)对训练样本图像Xtrain进行对数变换,得到Xln=20ln(1+XOrig),其中XOrig表示输入的原始训练样本单幅图像,Xln表示经对数变换后噪声分布符合高斯分布的图像。(1-1) Perform logarithmic transformation on the training sample image X train to obtain X ln = 20ln(1+X Orig ), where X Orig represents the input original training sample single image, and X ln represents the noise after logarithmic transformation An image whose distribution conforms to a Gaussian distribution.
此步骤的目的是让合成孔径雷达噪声概率密度服从高斯分布,也就是通常所说的正态分布。通过背景技术部分可知,SAR图像的一个基本特点就是含有大量乘性斑点噪声,而在目标分类识别领域中,SAR图像的噪声还包括大量自然或人造杂波的干扰,因此几乎不可能简单地采用高斯分布对这些噪声进行拟合。The purpose of this step is to make the SAR noise probability density obey Gaussian distribution, which is commonly called normal distribution. As can be seen from the background technology section, one of the basic characteristics of SAR images is that they contain a large amount of multiplicative speckle noise. In the field of target classification and recognition, the noise of SAR images also includes a large amount of natural or artificial clutter interference, so it is almost impossible to simply use A Gaussian distribution is fitted to these noises.
对数正态分布模型是S.F.George提出的一种适用于地面场景的SAR图像杂波统计模型,它是常用的描述非瑞利包络数据的一种统计模型,其主要思想是采用同态滤波器将SAR图像乘性噪声转化为加性高斯白噪声。对数正态分布的概率密度表达式为The lognormal distribution model is a SAR image clutter statistical model suitable for ground scenes proposed by S.F.George. It is a commonly used statistical model to describe non-Rayleigh envelope data. The main idea is to use homomorphic filtering The multiplicative noise of the SAR image is converted into additive Gaussian white noise by the filter. The probability density expression for the lognormal distribution is
其中x是像素的灰度值,μ是lnx的均值(尺度参数),σ是lnx的标准差(即形状参数)。而参数矩估计的表达式为Where x is the gray value of the pixel, μ is the mean of lnx (scale parameter), and σ is the standard deviation of lnx (ie shape parameter). And the expression of parameter moment estimation is
因此,SAR图像数据经过对数变换之后,其噪声概率密度近似服从高斯分布,如图2所示。Therefore, after the logarithmic transformation of the SAR image data, its noise probability density approximately obeys the Gaussian distribution, as shown in Figure 2.
(1-2)对上述Xln进行去均值化处理,得到零均值图像Xt,Xt=Xln-E(Xln),其中期望函数E表示对图像求均值。(1-2) De-average processing is performed on the above X ln to obtain a zero-mean image X t , X t =X ln -E(X ln ), where the expectation function E represents the mean value of the image.
(1-3)将上述零均值图像Xt划分为目标区域Xo和噪声区域no,并满足{Xl}={no}∪{Xo},将目标区域和噪声区域的二维图像数据分别拉直成一维行向量,其中的目标区域Xo包含与被识别目标相关的目标、阴影和杂波的回波,噪声区域no为背景杂波;(1-3) Divide the above zero-mean image X t into target area X o and noise area n o , and satisfy {X l }={n o }∪{X o }, divide the two-dimensional The image data are straightened into one-dimensional row vectors respectively, where the target area X o contains echoes of targets, shadows and clutter related to the identified target, and the noise area n o is the background clutter;
由于本发明采用的ICA算法只能处理一维信号,故在此步骤中还需要将每一幅图像数据的目标区域和噪声区域矩阵分别拉展成一维行向量。Since the ICA algorithm adopted in the present invention can only process one-dimensional signals, it is necessary to expand the target area and noise area matrixes of each image data into one-dimensional row vectors in this step.
(1-4)重复步骤(1-1)、(1-2)和(1-3),得到训练样本中的N幅训练图像目标区域的一维拉直向量Xo,构成N行训练矩阵XO,也即ICA算法中的输入矩阵X;(1-4) Repeat steps (1-1), (1-2) and (1-3) to obtain the one-dimensional straightening vector X o of the target area of N training images in the training sample, and form N rows of training matrix X O , which is the input matrix X in the ICA algorithm;
(1-5)一般情况下,每幅SAR图像都是独立成像,因此其包含的噪声也应是相互统计独立的,从而观测数据(即上步中的XO)的噪声协方差阵为一个对角矩阵。根据上述得到的N幅训练图像的所有噪声区域no,可构造训练样本的噪声协方差对角矩阵 并且其对角元素值分别对应为每幅图像各自的噪声方差。(1-5) In general, each SAR image is independently imaged, so the noise contained in it should also be statistically independent from each other, so the noise covariance matrix of the observed data (that is, X O in the previous step) is a diagonal matrix. According to all the noise regions n o of the N training images obtained above, the noise covariance diagonal matrix of the training samples can be constructed And its diagonal element values correspond to the respective noise variance of each image.
从图2可观察到,对数变换后的SAR图像,噪声的概率分布形状近似服从高斯模型,又由于噪声区域no已经中心化,故可通过下式直接估计噪声协方差阵的对角元素 It can be observed from Figure 2 that the shape of the probability distribution of the noise in the logarithmically transformed SAR image approximately obeys the Gaussian model, and since the noise area n o has been centered, the diagonal elements of the noise covariance matrix can be directly estimated by the following formula
其中, 表示第i幅训练图像的噪声区域。in, Indicates the noise region of the i-th training image.
(1-6)以上步骤中数据XO已经中心化,其协方差矩阵为 并且,已经估计出了图像噪声nO的噪声协方差矩阵∑O。对上述训练矩阵XO进行降维和白化处理,得到降维和白化后的合成孔径雷达训练样本图像子空间矩阵X。(1-6) In the above steps, the data X O has been centered, and its covariance matrix is Also, the noise covariance matrix Σ O of the image noise n O has been estimated. Dimensionality reduction and whitening are performed on the training matrix X O above to obtain the SAR training sample image subspace matrix X after dimensionality reduction and whitening.
本步骤可以借助主成分分析(PCA)或最可分成分(MDC)准则同时实现数据的白化及降维,详细说明如下。In this step, data whitening and dimensionality reduction can be realized simultaneously by means of principal component analysis (PCA) or the most divisible component (MDC) criterion, as detailed below.
首先以PCA方法为例:首先对非噪声数据协方差矩阵C-∑O进行特征值分解(Eigenvalue Decomposition:EVD),有First, take the PCA method as an example: first, perform eigenvalue decomposition (Eigenvalue Decomposition: EVD) on the non-noise data covariance matrix C-∑ O , and there is
C-∑O=EDET C-∑ O = EDE T
于是XO可以通过如下公式实现白化:So X O can be whitened by the following formula:
X=ED-1/2ETXO X=ED -1/2 E T X O
很容易证明这样得到的数据X满足E{XXT}=I。It is easy to prove that the data X obtained in this way satisfies E{XX T }=I.
由于白化过程并未将XO中的噪声去除,因此重新估计X中噪声n的协方差矩阵为Since the whitening process does not remove the noise in X O , the covariance matrix of the noise n in X is re-estimated as
∑=E{nnT}=(ED-1/2ET)∑O(ED-1/2ET)∑=E{nn T }=(ED -1/2 E T )∑ O (ED -1/2 E T )
通常情况下,原始数据XO的维数很高,而导致巨大的计算量和冗余量,甚至出现过学习现象。因此,按PDC方法去掉D中太小的成分,选取L(L≤M)个能量最大的成分,最终得到图像新的特征值矩阵DL,此过程也称为子空间选择。其中,DL为从D中选取出的前L个最大特征值构成的对角矩阵,EL为该L个特征值对应的特征向量组成的矩阵。这样,数据X将被降到L维,而∑为L×L大小,并且用ELDL -1/2EL T取代了原式中的ED-1/2ET。从而采用PCA方法同时实现了输入数据的白化和降噪过程,为下一步的ICA特征提取过程输入了一个更有意义的子空间图像数据Usually, the dimensionality of the original data X O is very high, resulting in huge calculation and redundancy, and even over-learning phenomenon. Therefore, according to the PDC method, the too small components in D are removed, and L(L≤M) components with the largest energy are selected, and finally a new eigenvalue matrix D L of the image is obtained. This process is also called subspace selection. Among them, D L is a diagonal matrix composed of the first L largest eigenvalues selected from D, and E L is a matrix composed of eigenvectors corresponding to the L eigenvalues. In this way, the data X will be reduced to L dimension, and Σ is L×L size, and ED -1/2 E T in the original formula is replaced by E L D L -1/2 E L T . Therefore, the PCA method is used to realize the whitening and noise reduction process of the input data at the same time, and a more meaningful subspace image data is input for the next step of the ICA feature extraction process.
X=ELDL -1/2EL TXO X=E L D L -1/2 E L T X O
∑=E{nnT}=(ELDL -1/2EL T)∑O(ELDL -1/2EL T)∑=E{nn T }=(E L D L -1/2 E L T )∑ O (E L D L -1/2 E L T )
如背景技术中所述,采用PCA对SAR图像进行降维压缩的方法存在一定的缺陷。PCA选取前L个能量最大的主成分来代表原始图像数据,但成分(投影方向)的能量大小与其能表征图像类别属性的程度并没有直接关系;因此,在极端情况下,当前L个主成分均代表噪声的能量,且不同类别图像的噪声又基本相似时,将完全失去可用于图像分类的特征量,更无法对SAR图像进行正确地识别。As mentioned in the background art, there are certain defects in the method of dimensionality reduction and compression of SAR images by using PCA. PCA selects the first L principal components with the largest energy to represent the original image data, but the energy of the component (projection direction) is not directly related to the degree to which it can represent the image category attributes; therefore, in extreme cases, the current L principal components Both represent the energy of noise, and when the noises of different types of images are basically similar, the feature quantities that can be used for image classification will be completely lost, let alone the correct identification of SAR images.
本发明对PCA方法进行了改进,提出了利用类别可分性(Class Discriminability)来衡量一个成分对图像类别属性的显示程度的最可分成分(Most discriminableComponent:MDC)分析法,从中选取前L个最可分成分来代表原始图像。MDC的具体选取方法如下:The present invention improves the PCA method, and proposes the most discriminable component (Most discriminable Component: MDC) analysis method that uses class discriminability (Class Discriminability) to measure the display degree of a component to the image category attribute, and selects the first L The most separable components to represent the original image. The specific selection method of MDC is as follows:
设N个图像样本中共包含了C类目标,令属于第i类目标的样本数为Ni,则 设pk为PCA变换矩阵P中的第k个投影方向(即第k个成分),bij表示第i类第j个样本在该方向上的投影系数(1≤i≤C,1≤j≤Ni),所有投影系数bij的平均为 第i类样本投影系数bi·j的平均为 定义类间方差 类内方差 MDC方法采用两者之比作为样本成分可分性的度量,表示为Assuming that N image samples contain a total of C types of targets, let the number of samples belonging to the i-th type of targets be N i , then Let p k be the kth projection direction (that is, the kth component) in the PCA transformation matrix P, b ij represents the projection coefficient of the jth sample of the i-th class in this direction (1≤i≤C, 1≤j ≤N i ), the average of all projection coefficients b ij is The average of the i-th sample projection coefficient b i j is Define between-class variance Intra-class variance The MDC method uses the ratio of the two as a measure of the separability of the sample components, expressed as
r=σbetween/σwithin r= σbetween / σwithin
r的值越大,表示样本该成分的可分性越高。The larger the value of r, the higher the separability of the component of the sample.
用PCA或MDC方法也可以同时抑制图像噪声。将提取出的主成分采用前述的反变换得到原始SAR图像的近似,而近似图像与原图像相比,噪声得到了明显地减少和抑制。MDC方法去除了主成分中不具可分性或可分性很小的相似成分(包括主要噪声成分),利用图像更少的能量获取了更高的可分性。尽管MDC方法去除的成分并非都是噪声成分,但这些成分对分类结果没有太大的积极作用,也皆可以视作噪声成分。Image noise can also be suppressed simultaneously with PCA or MDC methods. The extracted principal components are approximated by the aforementioned inverse transformation to obtain an approximation of the original SAR image, and the noise of the approximate image is significantly reduced and suppressed compared with the original image. The MDC method removes similar components (including main noise components) that are not separable or have very little separability in the principal components, and obtain higher separability with less energy of the image. Although the components removed by the MDC method are not all noise components, these components do not have much positive effect on the classification results, and they can all be regarded as noise components.
若采用MDC方法实现此步骤,只需在上述子空间选择过程中,按前述的MDC指标选取前L个最可分成分作为选取的子空间,而输入ICA的数据依然为If the MDC method is used to realize this step, it is only necessary to select the first L most divisible components as the selected subspace according to the aforementioned MDC index in the above subspace selection process, and the data input into ICA is still
X=ELDL -1/2EL TXO X=E L D L -1/2 E L T X O
∑=E{nnT}=(ELDL -1/2EL T)∑O(ELDL -1/2EL T)∑=E{nn T }=(E L D L -1/2 E L T )∑ O (E L D L -1/2 E L T )
在实现本步骤时,可首先选取主成分中能量占前95%的主成分(图像处理理论中,前95%的能量就可基本代表图像),再利用MDC指标,分别计算这些主成分的可分性,将这些成分按可分性大小排列,选取前L个投影方向P′L进行下一步的ICA特征提取。When implementing this step, first select the principal components whose energy accounts for the first 95% of the principal components (in image processing theory, the first 95% of the energy can basically represent the image), and then use the MDC index to calculate the possible components of these principal components respectively. Separation, these components are arranged according to the size of the separability, and the first L projection directions P′ L are selected for the next step of ICA feature extraction.
(2)获取合成孔径雷达实时测量图像Xtest,使用独立成分分析法分别提取上述合成孔径雷达训练样本图像Xtrain的独立成分特征和合成孔径雷达实时测量图像Xtest的独立成分特征,具体过程如下:(2) Obtain the synthetic aperture radar real-time measurement image X test , and use the independent component analysis method to extract the independent component features of the above synthetic aperture radar training sample image X train and the independent component features of the synthetic aperture radar real-time measurement image X test respectively. The specific process is as follows :
(2-1)采用噪声快速独立成分分析法处理上述合成孔径雷达训练样本图像子空间矩阵X,得到一组由基图像估计向量组成的基图像估计矩阵Se,表示为:(2-1) Using the fast independent component analysis method of noise to process the above SAR training sample image subspace matrix X, a set of base image estimation matrix S e composed of base image estimation vectors is obtained, expressed as:
X=ctrain1·s1+ctrain2·s2+...+ctrainm·sL=Se T·ctrain.X=c train1 ·s 1 +c train2 ·s 2 +...+c trainm ·s L =S e T ·c train .
其中,s1,s2,…,sL表示基图像估计矩阵Se中L个基图像的估计列向量,ctrain=(ctrain1,ctrain2,...,ctrainL)T表示上述训练样本图像子空间矩阵X在由上述基图像估计矩阵Se构成的基图像子空间中的投影系数,ctrain即为合成孔径雷达训练样本Xtrain的独立成分特征;Among them, s 1 , s 2 ,..., s L represent the estimated column vectors of L base images in the base image estimation matrix Se , c train =(c train1 , c train2 ,..., c trainL ) T represents the above training The projection coefficient of the sample image subspace matrix X in the base image subspace formed by the above base image estimation matrix Se , c train is the independent component feature of the synthetic aperture radar training sample X train ;
本发明采用的噪声ICA模型为Noisy FastICA(NFastICA)模型,NFastICA模型结合上述的预处理步骤,形成了一种新的对数正态噪声独立成分分析(Log-normal noise ICA:LnnICA)方法。NFastICA算法通过高斯矩(Gaussian Moments)的特征能直接从被高斯噪声污染了的观测图像数据中估计出潜在的随机变量,下面详述使用基于FastICA方法的NFastICA进行噪声图像独立成分特征提取的具体实现。The noise ICA model that the present invention adopts is Noisy FastICA (NFastICA) model, and NFastICA model combines above-mentioned pretreatment step, has formed a kind of new Log-normal noise independent component analysis (Log-normal noise ICA: LnnICA) method. The NFastICA algorithm can directly estimate potential random variables from the observed image data polluted by Gaussian noise through the characteristics of Gaussian Moments. The following details the specific implementation of the independent component feature extraction of noise images using NFastICA based on the FastICA method. .
在前述理想ICA模型基础上,噪声ICA模型可表示为X=AS+n.训练样本数据XO已零均值化,协方差矩阵 且噪声no满足高斯分布,其协方差矩阵为∑O。对SAR图像数据进行白化处理,并用去除了噪声的协方差矩阵C-∑O代替C,则白化操作应为On the basis of the aforementioned ideal ICA model, the noise ICA model can be expressed as X=AS+n. The training sample data X O has been zero-meaned, and the covariance matrix And the noise n o satisfies the Gaussian distribution, and its covariance matrix is ∑ O . Whiten the SAR image data, and replace C with the noise-removed covariance matrix C-∑ O , then the whitening operation should be
X=(C-∑O)-1/2XO X=(C-∑ O ) -1/2 X O
其中,X同样为噪声ICA模型的输入,而其噪声的协方差矩阵为Among them, X is also the input of the noise ICA model, and its noise covariance matrix is
∑=E{nnT}=(C-∑O)-1/2∑O(C-∑O)-1/2 ∑=E{nn T }=(C-∑ O ) -1/2 ∑ O (C-∑ O ) -1/2
前面已经提到,在ICA理论中,非高斯性等价于独立性。在非高斯性的多种度量方式中,一种对随机变量的异常值具有鲁棒性的方法是用近似负熵来度量非高斯性。由信息论可知,无序性越高的随机变量其熵值越大,而对于高斯型变量,一个基本性质是其熵值在所有具相同方差的随机变量中为最大。定义负熵的度量As mentioned earlier, in ICA theory, non-Gaussianity is equivalent to independence. Among the various measures of non-Gaussianity, a method that is robust to outliers of random variables is to use approximate negative entropy to measure non-Gaussianity. It can be known from information theory that random variables with higher disorder have larger entropy values, and for Gaussian variables, a basic property is that their entropy values are the largest among all random variables with the same variance. Defining the measure of negentropy
J(y)=H(yGauss)-H(y)J(y)=H(y Gauss )-H(y)
其中,yGauss表示与变量y方差相同的高斯型随机变量,H(·)为求熵函数。这样,负熵J(y)的取值均为非负,而高斯型变量具有值为零的负熵。Among them, y Gauss represents a Gaussian random variable with the same variance as the variable y, and H(·) is an entropy function. In this way, the values of the negentropy J(y) are all non-negative, and Gaussian variables have a negentropy of zero.
为简化计算,通常采用近似的方法对负熵进行估计,即In order to simplify the calculation, an approximate method is usually used to estimate the negative entropy, namely
J(y)≈c[E{G(y)}-E{G(v)}]2 J(y)≈c[E{G(y)}-E{G(v)}] 2
其中v为具有零均值和单位方差的标准正态变量,G为非二次函数,常取这种近似负熵的方法易于理解,计算快捷,具有很强的鲁棒性,因此FastICA中也采用了 这种非高斯性的度量方法,并采用牛顿下降法搜索最优解(各分量相互最独立)。Among them, v is a standard normal variable with zero mean and unit variance, and G is a non-quadratic function. This method of approximate negative entropy is often easy to understand, fast to calculate, and has strong robustness. Therefore, it is also used in FastICA This non-Gaussian measurement method is adopted, and the optimal solution is searched by Newton's descent method (each component is most independent of each other).
FastICA的学习规则是寻找一个方向向量w,使得输入数据在该方向上投影y=wTX的非高斯性最大,也即使采用负熵度量的近似负熵函数The learning rule of FastICA is to find a direction vector w, so that the non-Gaussian property of the input data projected in this direction y=w T X is the largest, even if the approximate negative entropy function of the negative entropy measure is used
J(y)≈[E{G(y)}-E{G(v)}]2 J(y)≈[E{G(y)}-E{G(v)}] 2
的值最大。同时,还要保证每一个独立成分yi不重复,即W为正交单位阵。The value of is the largest. At the same time, it is also necessary to ensure that each independent component y i does not repeat, that is, W is an orthogonal unit matrix.
标准正态分布变量v限制了y的方差必须也为1。若原始数据X为白化数据,那么对y单位方差的限制等价于将w的二阶范数归一化,即A standard normally distributed variable v constrains the variance of y to be 1 as well. If the original data X is whitened data, then the restriction on the unit variance of y is equivalent to normalizing the second-order norm of w, that is
E{(wTx)}2}=||w||2=1.E{(w T x)} 2 }=||w|| 2 =1.
因此,FastICA算法可描述为以下步骤:Therefore, the FastICA algorithm can be described as the following steps:
1)单变量搜索最优wi。1) Univariate search for the optimal w i .
step 1:任意选择一个初始权重向量wi;Step 1: Randomly select an initial weight vector w i ;
step 2:更新wi,令 其中,其中g为非二次函数G的二阶导函数,η为牛顿法参数;step 2: update wi, command Wherein, wherein g is the second-order derivative function of non-quadratic function G, and n is the parameter of Newton's method;
step 3:对step2得到的wi进行归一化,即令Step 3: Normalize the w i obtained in
step 4:判断wi是否收敛,如果收敛,则本步骤结束,否则返回step2。Step 4: Determine whether w i is convergent, if convergent, this step ends, otherwise return to step2.
2)对去混淆矩阵W进行全局的去相关搜索,保证W正交。2) Perform a global de-correlation search on the de-confusion matrix W to ensure that W is orthogonal.
这里使用了直接在W上去相关的方法:将步骤1)得到的所有wi组成去混淆矩阵W,迭代计算下面的搜索式,直到W收敛。Here, the method of decorrelating directly on W is used: all the w i obtained in step 1) are composed into a de-confusion matrix W, and the following search formula is iteratively calculated until W converges.
W=3W/2-WWTW/2W=3W/2-WW T W/2
从而基图像矩阵可表示为So the base image matrix can be expressed as
S=WX=WWZXO=WIXO S=WX=WW Z X O =W I X O
其中WI=WWZ,包含两层意思,即WI既去除了二阶相关性(W变换),也去除了 ICA的高阶相关性(Wz变换),从而达到了向量S各成分间的相互独立性。因此,不难得到XO的ICA特征为 而测试数据Xtest的ICA特征为XtestS+(+表示广义逆)。Among them, W I =WW Z contains two meanings, that is, W I not only removes the second-order correlation (W transformation), but also removes the high-order correlation of ICA (W z transformation), so as to achieve the relationship between the components of the vector S mutual independence. Therefore, it is not difficult to obtain the ICA characteristic of X O as The ICA feature of the test data X test is X test S + (+ means generalized inverse).
而降维之前的训练样本数据XO进行PCA分解后,表示如下:After the PCA decomposition of the training sample data X O before dimensionality reduction, it is expressed as follows:
XO=RPT X O =RP T
其中P是PCA的变换矩阵,每一列代表一个投影方向,且PTP=I;R为XO在P上的投影。设PL为P的前L个投影轴(前L个主成分),RL为XO在其上的投影,即RL=XOPL;X的最小均方误差估计便为Among them, P is the transformation matrix of PCA, each column represents a projection direction, and P T P = I; R is the projection of X O on P. Let PL be the first L projection axes (the first L principal components) of P, and RL be the projection of X O on it, that is, RL = X O P L ; the minimum mean square error estimate of X is then
这样,在PL上进行ICA,取L小于N,就可达到降维减少计算量的作用,并且类似地得到一个去混淆矩阵 和 且对应有In this way, ICA is performed on PL , and L is less than N, which can achieve the effect of dimensionality reduction and reduce the amount of calculation, and similarly obtain a deconfusion matrix and and corresponding to
从而得到thus get
即为XO的ICA特征。同样的,Xtest的ICA特征向量为 That is, the ICA feature of X O. Similarly, the ICA feature vector of X test is
而实际上,由于噪声的存在,E{G(y)}=E{G(wTX)}在近似负熵函数JG(y)≈[E{G(y)}-E{G(v)}]2中已不再代表独立成分的统计量,而是独立成分与噪声成分之和的统计量。基于高斯矩的NFastICA的一个基本思想是选择G使其成为零均值高斯随机变量密度函数或与之相关的函数形式,从而使JG能连贯地从一系列观测数据中简单地计算出来。若z为零均值非高斯变量,n是方差为σ2的高斯噪声,则可以简单地用代数式将E{G(z)}和E{G(z+n)}的关系表示出来。同样的,当G为一零均值高斯变量的密度函数或相关函数时,E{G(wTX)}就可以根据含噪声的数据X直接估计出不含噪声的数据的JG(y)。In fact, due to the existence of noise, E{G(y)}=E{G(w T X)} approximates the negative entropy function J G (y)≈[E{G(y)}-E{G( v)}] 2 no longer represents the statistics of independent components, but the statistics of the sum of independent components and noise components. A basic idea of NFastICA based on Gaussian moments is to choose G to be a zero-mean Gaussian random variable density function or a related functional form, so that JG can be coherently and simply calculated from a series of observation data. If z is a zero-mean non-Gaussian variable, and n is Gaussian noise with a variance of σ 2 , the relationship between E{G(z)} and E{G(z+n)} can be simply expressed algebraically. Similarly, when G is a density function or correlation function of a zero-mean Gaussian variable, E{G(w T X)} can directly estimate J G (y) of the noise-free data based on the noise-containing data X .
根据假设,SAR图像的噪声服从高斯分布(实际中这种情况往往是不成立的,而这也正是本发明所解决的主要问题)。定义方差为c2的高斯密度函数According to the assumption, the noise of the SAR image obeys the Gaussian distribution (this situation is often not true in practice, and this is the main problem solved by the present invention). Define a Gaussian density function with variance c 2
令 表示 的1(1>0)阶导函数, 表示 本身, 表示 的1次积函数 设 表示任意一个分布函数为 的独立成分(非高斯), 表示方差为σ2的独立高斯噪声变量。由于 函数由高斯函数衍生而来,因此称 为 的高斯矩,而对于任意c>σ2,令 得到make express The 1(1>0) derivative function of , express itself, express Product function of
这说明了 与其观测 的高斯矩是等价的。另外还可以证明,用 替代 上式同样成立。因此,令 从而可以使用随机变量的高斯矩从含噪声的观测中直接估计出无噪声的独立成分。令This explains rather than observe The Gaussian moments of are equivalent. In addition, it can be proved that with replace The above formula is also established. Therefore, let The noise-free independent components can thus be directly estimated from noisy observations using the Gaussian moments of the random variables. make
其中 应用牛顿法,在w归一化的条件下求上式的极大值,优化w得in Apply Newton's method to find the maximum value of the above formula under the condition of normalization of w, and optimize w to get
其中,g为函数G的导数,可取g1(x)=tanh(x),g2(x)=x·exp(-x2/2)或g3(x)=x3.Among them, g is the derivative of function G, which can be taken as g 1 (x)=tanh(x), g 2 (x)=x·exp(-x 2 /2) or g 3 (x)=x 3 .
其中, 为高斯累计分布函数。in, is the Gaussian cumulative distribution function.
利用高斯矩的概念,本步骤在噪声呈高斯分布的情况下使用NFastICA,能够简便地从带噪声的观察数据中提取合成孔径雷达训练样本Xtrain的独立成分特征,用Ctrain表示。Using the concept of Gaussian moments, this step uses NFastICA in the case of Gaussian distribution of noise, which can easily extract the independent component features of the SAR training sample X train from the noisy observation data, denoted by C train .
(2-2)将合成孔径雷达实时测量图像(记为Xtest)中待识别的图像数据投影到由上述基图像估计矩阵Se张成的基图像子空间中,使实时测量图像Xtest用基图像估计向量的线性组合表示,为:(2-2) Project the image data to be recognized in the synthetic aperture radar real-time measurement image (denoted as X test ) to the base image subspace spanned by the above-mentioned base image estimation matrix Se , so that the real-time measurement image X test The linear combination representation of the base image estimation vector is:
Xtest=ctest1·s1+ctest2·s2+...+ctestL·sL=Se T·ctest X test =c test1 · s 1 +c test2 · s 2 +...+c testL · s L = S e T · c test
其中,ctest=(ctest1,ctest2,...,ctestL)T表示上述实时测量图像Xtest在由上述基图 像估计矩阵Se张成的基图像子空间中的投影系数,通过ctest=piv(Se T)·Xtest求得,其中的piv(Se T)表示矩阵的广义逆,ctest即为合成孔径雷达实时测量图像Xtest的独立成分特征;(3)根据上述步骤(2)得到的合成孔径雷达训练样本图像Xtrain的独立成分特征ctrain和待识别的合成孔径雷达实时测量图像Xtest的独立成分特征ctest,对合成孔径雷达实时测量图像Xtest进行识别分类,判断出被测目标的类别。Among them, c test = (c test1 , c test2 , ..., c testL ) T represents the projection coefficient of the above-mentioned real-time measurement image X test in the base image subspace spanned by the above-mentioned base image estimation matrix Se , through c test = piv(S e T ) X test , where piv(S e T ) represents the generalized inverse of the matrix, and c test is the independent component feature of the synthetic aperture radar real-time measurement image X test ; (3) according to the above The independent component feature c train of the synthetic aperture radar training sample image X train obtained in step (2) and the independent component feature c test of the real-time synthetic aperture radar measurement image X test to be identified are identified for the real-time synthetic aperture radar measurement image X test Classification, to determine the category of the target to be tested.
(3)根据上述步骤(2)得到的合成孔径雷达训练样本图像Xtrain的独立成分特征ctrain和待识别的合成孔径雷达实时测量图像Xtest的独立成分特征ctest,对合成孔径雷达实时测量图像Xtest进行识别分类,采用合适的分类器,判断出被测目标的类别。(3) According to the independent component feature c train of the synthetic aperture radar training sample image X train obtained in the above step (2) and the independent component feature c test of the real-time synthetic aperture radar measurement image X test to be identified, the real-time measurement of the synthetic aperture radar The image X test is used for recognition and classification, and an appropriate classifier is used to determine the category of the target to be tested.
分类器的选择需要综合考虑实际需求和分类效果等多种因素,例如,可以采用简单易行的最小均方误差(Mean Square Error:MSE)分类器或者实现高维核映射具有较优分类效果的支持向量机(Support Vector Mechine:SVM)分类器。The selection of a classifier needs to comprehensively consider various factors such as actual needs and classification effects. For example, a simple and easy minimum mean square error (Mean Square Error: MSE) classifier or a high-dimensional kernel map with better classification effect can be used. Support Vector Machine (SVM) classifier.
下面以MSE分类器为例说明对合成孔径雷达进行目标分类识别的具体步骤,为:The following takes the MSE classifier as an example to illustrate the specific steps of target classification and recognition for synthetic aperture radar, as follows:
1)以向量2-范数的值作为待测目标与训练样本的ICA特征系数之间距离的度量函数(也可定义其它的距离度量,如马尔科夫距离等),即单个测试样本与某一类训练样本之间的ICA特征距离可表示为1) The value of the vector 2-norm is used as the measurement function of the distance between the target to be tested and the ICA characteristic coefficient of the training sample (other distance measures can also be defined, such as Markov distance, etc.), that is, a single test sample and a certain The ICA feature distance between a class of training samples can be expressed as
Di=||Ctraini-Ctost||2 D i =||C traini -C tost || 2
其中,下标i表示已知的训练样本的类别,Ctesti表示第i类训练样本的ICA特征,Ctest表示单个待识别样本的ICA特征。Among them, the subscript i represents the category of known training samples, C testi represents the ICA feature of the i-th type of training sample, and C test represents the ICA feature of a single sample to be identified.
2)按步骤1)中定义的距离度量,对每个测试样本,分别求出其与各类型训练样本之间的距离度量(上述的ICA特征距离)。若有N类训练样本,则通过此步骤可以获得关于每个测试样本的N个距离{D1,D2...DN}。2) According to the distance measure defined in step 1), for each test sample, obtain the distance measure (the above-mentioned ICA feature distance) between it and various types of training samples. If there are N types of training samples, N distances {D 1 , D 2 . . . D N } about each test sample can be obtained through this step.
对每个测试样本,求出其与N类训练样本距离的最小值,将测试样本归入到与其距离最小的训练样本所属的类别当中。即对某测试样本,若其到第i类训练样本的距离Di=min{D1,D2...DN},那么MSE分类器将把该测试样本划分到第i类中,即将此目标识别为第i类。For each test sample, find the minimum distance between it and the N-type training samples, and classify the test samples into the category to which the training sample with the smallest distance belongs. That is to say, for a test sample, if the distance D i =min{D 1 , D 2 ... D N } to the i-th training sample, then the MSE classifier will divide the test sample into the i-th class, that is, This target is identified as the i-th class.
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