CN101908138A - Identification method of image target of synthetic aperture radar based on noise independent component analysis - Google Patents

Identification method of image target of synthetic aperture radar based on noise independent component analysis Download PDF

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CN101908138A
CN101908138A CN 201010212877 CN201010212877A CN101908138A CN 101908138 A CN101908138 A CN 101908138A CN 201010212877 CN201010212877 CN 201010212877 CN 201010212877 A CN201010212877 A CN 201010212877A CN 101908138 A CN101908138 A CN 101908138A
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赵巍
丁卓姝
马浩然
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Beihang University
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Abstract

The invention relates to an identification method of image targets of a synthetic aperture radar based on noise independent component analysis, belonging to the technical filed of synthetic aperture radar image target identification. The method comprises the following steps: firstly, preprocessing input images of an original training sample of the synthetic aperture radar to ensure that the images conform to whitening and zero mean normalization and the probability density of image noise complies with Gaussian distribution; secondly, performing logarithm noise independent component analysis on the preprocessed training sample and a real-time measurement sample to be identified, extracting the independent component characteristics of the images to be identified; and finally, identifying the sample to be identified by an independent component analysis method. The independent component characteristics extracted by the method of the invention are more suitable for classification, thus eliminating the image denoising process necessarily to be carried out in the preprocessing stage in an ideal ICA algorithm, improving the robustness of the algorithm on abnormal data, improving the instantaneity and reliability of SAR image target identification, and being suitable for SAR image characteristic extraction and automatic target identification.

Description

Synthetic aperture radar image target identification method based on noise independent component analysis
Technical Field
The invention relates to a synthetic aperture radar image target identification method based on noise independent component analysis, and belongs to the technical field of synthetic aperture radar image target identification.
Background
Synthetic Aperture Radar (SAR) forms an SAR image according to backward electromagnetic scattering of a target, can overcome the defect that optical imaging is limited by conditions such as distance and climate, and plays a vital role in the fields of aeronautical survey, aerial remote sensing, satellite marine observation, aerospace reconnaissance, image matching guidance and the like. However, in the SAR imaging process, many scatterers are generally distributed in the same resolution unit, the phases of echo signals of the scatterers are randomly distributed, and mutual interference causes inherent multiplicative speckle noise of the SAR image, so that the general SAR image has the characteristics of low resolution, sensitivity to operating conditions, high multiplicative noise and the like compared with a common electronic optical image.
The SAR image target identification technology is a technology for determining the attributes of a target such as shape, type, position and the like by utilizing the characteristics (such as amplitude, phase, frequency, polarization information and the like) of a scattered field generated by a single target or a target group in a radar far area, and is widely applied to the military and civil fields; especially, under a complex battlefield environment, the accurate and fast SAR image target recognition technology can provide a strong guarantee for improving the battlefield perception capability and the response capability.
In the target recognition of the SAR image, the noise of the SAR image often includes interference of various natural clutter (grass, river, forest, etc.) and artificial clutter (buildings, etc.), and the noise is usually non-gaussian. Therefore, aiming at overcoming the influence of a large amount of noise on target recognition in SAR images effectively and improving the accuracy of the SAR image target recognition as much as possible, people provide a plurality of SAR image noise removal and feature extraction methods, which apply wide methods such as wavelet filtering, directional diffusion filtering, a target detection method based on a Markov random field, a Principal Component Analysis (PCA) based on multivariate statistical Analysis and Kernel criterion, a Kernel PCA (Kernel PCA: KPCA), a Fisher Linear Discriminant Analysis (FLDA), a Kernel Fisher Discriminant Analysis (KFDA), an Independent Component Analysis (Independent Component Analysis: ICA) and the like, and relate to the fields of image processing and mode recognition.
In an SAR image target recognition system, the following objectives are expected to be achieved by feature extraction: 1) the similar SAR images in different directions and with large differences have the same description mode; 2) eliminating or reducing the influence of the high noise characteristic of the SAR image on the classification result; 3) the huge data volume of the SAR image is compressed; and further providing effective and easily-recognized secondary features for the classifier, and judging the attributes such as the structure, the type and the like of the target by the classifier to complete the process of SAR image target recognition. In the method for extracting the SAR image features, the method is widely applied and is more effective, and the method is a feature extraction method based on multivariate statistical analysis and mainly relates to PCA and ICA. The PCA is a feature extraction method which is used for removing redundant information and reserving components containing maximum energy by finding a group of orthogonal projection directions capable of maximizing sample variance in the sense of minimum mean square error, and the method actually extracts second-order statistics of data, namely variance features. And ICA is popularized as PCA, and the high-order statistic characteristics of data are extracted, namely a group of independent source data in a high-order meaning is sought from observation data, and the group of source data is linearly superposed to form the observation data.
Much information of the SAR image is contained in high-order statistics of the image, and noise is usually non-Gaussian, so that the method for extracting the ICA features is more robust than PCA for the SAR image, and the ICA features containing the high-order statistics are more separable.
At present, the observation data is generally idealized to be zero noise by a general ICA technology, but the ideal is often different from the actual situation, and particularly in the field of SAR image target identification with high multiplicative non-Gaussian noise, how to eliminate or reduce the influence of the noise on the ICA characteristics is an urgent problem to be solved. Current methods of dealing with noise can be generally classified into three types: firstly, regarding noise as an independent component; denoising in a preprocessing stage; and thirdly, a noise ICA model. Almost all noise-free ICA models adopt the first method by default, namely, noise is regarded as one of original independent components, but in SAR image target recognition, the contribution effect of normal components on classification is weakened by larger noise components, and the classification precision is reduced. And the image denoising in the preprocessing stage can make the denoising process more specific, so that the characteristic extracted by the ICA achieves higher classification precision. For example, patent ZL 200710046928.3 of shanghai transportation university (synthetic aperture radar image denoising method based on independent component analysis base image) smoothly enhances the image of SAR by using wavelet index, thereby achieving denoising effect; US patent US 7508334(Method and apparatus for processing SAR images based on an anisotropic diffusion filtering algorithm, March 24, 2009) proposes a directional diffusion filtering algorithm for SAR image speckle noise to achieve SAR image denoising. However, in the preprocessing stage, the image denoising naturally increases a large amount of calculation, which results in too long time for extracting image features, and thus the battlefield requirement for SAR image target identification emphasizing real-time performance cannot be satisfied.
Noise ICA model based on the ideal noise-free ICA model, noise interference is regarded as a non-negligible influence factor, and on this basis, Aapo Hyvarinen et al, helsinki university, finland, proposed an ICA algorithm, the noise fast ICA (noise fast ICA: NFastICA) algorithm, combined with noise removal techniques. The algorithm introduces the concept of Gaussian moment, successfully and directly estimates potential random variables from observation data polluted by Gaussian noise, and has better robustness on sampling abnormal values. However, two important preconditions of the NFastICA algorithm are that the data noise is gaussian distributed (i.e., normal distributed) and the noise covariance matrix is known, but most of the noise in the SAR image is multiplicative noise and includes natural clutter and artificial clutter in addition to non-target echoes in the region associated with the target to be identified, and it is almost impossible to fit with gaussian distribution. Therefore, the NFastICA algorithm cannot be directly applied to the field of SAR image target recognition.
Disclosure of Invention
The invention aims to provide a synthetic aperture radar image target identification method based on noise independent component analysis, which is based on a noise ICA model and improves the existing SAR image target identification method based on ICA to slow down or eliminate the influence of a large amount of non-Gaussian multiplicative noise on feature extraction when the ICA method is used for carrying out classification identification on SAR images, reduce the calculated amount in a preprocessing stage, improve the robustness of an identification algorithm and finally achieve the purposes of improving the identification accuracy and the identification efficiency of the SAR image target identification technology.
The invention provides a synthetic aperture radar image target identification method based on noise independent component analysis, which comprises the following steps:
(1) raw training of input synthetic aperture radarTraining sample image XtrainThe pretreatment is carried out, and the specific process is as follows:
(1-1) to training sample image XtrainPerforming logarithmic transformation to obtain Xln=20ln(1+XOrig) Wherein X isOrigRepresenting an input original training sample single image, XlnRepresenting an image in which the noise distribution conforms to a gaussian distribution after logarithmic transformation;
(1-2) for the above XlnCarrying out de-equalization processing to obtain a zero-mean image Xt,Xt=Xln-E(Xln) Wherein the expectation function E represents averaging the image;
(1-3) subjecting the zero-mean image X totDivision into target areas XoAnd noise region noAnd satisfy { Xt}={no}∪{XoStraightening two-dimensional image data of a target area and a noise area into one-dimensional line vectors respectively, wherein the target area X isoEchoes containing objects, shadows and clutter associated with the identified objects, noise regions noIs background clutter;
(1-4) repeating the steps (1-1), (1-2) and (1-3) to obtain one-dimensional target area data X of N training images in the training sampleoForming an N-row training matrix XO
(1-5) all noise regions N of the N training images obtained as described aboveoAnd constructing a noise covariance diagonal matrix of the training sample
Figure BSA00000190440100031
Wherein the diagonal elements
Figure BSA00000190440100032
For the noise variance estimate for each training image,
Figure BSA00000190440100033
Figure BSA00000190440100034
representing a noise region of the ith training image;
(1-6) noise covariance matrix Σ based on the above training samplesOFor the above training matrix XOPerforming dimensionality reduction and whitening processing to obtain a synthetic aperture radar training sample image subspace matrix X after dimensionality reduction and whitening;
(2) obtaining real-time measurement image X of synthetic aperture radartestRespectively extracting the synthetic aperture radar training sample images X by using an independent component analysis methodtrainIndependent component feature and synthetic aperture radar real-time measurement image XtestThe specific process comprises the following steps:
(2-1) processing the image subspace matrix X of the synthetic aperture radar training sample by adopting a noise fast independent component analysis method to obtain a group of base image estimation matrixes S consisting of base image estimation vectorseExpressed as:
X=ctrain1·s1+ctrain2·s2+...+ctrainm·sL=Se T·ctrain.
wherein s is1,s2,…,sLRepresenting a base image estimation matrix SeEstimated column vectors of the L base images in, ctrain=(ctrain1,ctrain2,...,ctrainL)TRepresenting the subspace matrix X of the training sample image in the estimation matrix S from the base imageeProjection coefficients in the constructed base image subspace, ctrainIs a synthetic aperture radar training sample XtrainThe individual component characteristics of (a);
(2-2) real-time measurement of image X by synthetic aperture radartestIn the image data to be identified is projected onto the estimation matrix S from the base imageeIn the constructed primary image subspace, measuring the image X in real timetestExpressed as a linear combination of the basis image estimate vectors, is:
Xtest=ctest1·s1+ctest2·s2+...+ctestL·sL=Se T·ctest
wherein, ctest=(ctest1,ctest2,...,ctestL)TRepresenting the above-mentioned real-time measurement image XtestIn estimating the matrix S from the base imageeProjection coefficients in the constructed base image subspace, ctest=piv(Se T)·XtestWherein piv (S)e T) Representation matrix SeGeneralized inverse of transposition, ctestNamely, the real-time measurement image X of the synthetic aperture radar to be identifiedtestThe individual component characteristics of (a);
(3) the synthetic aperture radar training sample image X obtained according to the step (2)trainCharacteristic of the independent component ctrainAnd real-time measurement image X of synthetic aperture radar to be identifiedtestCharacteristic of the independent component ctestSynthetic aperture radar real-time measurement image XtestAnd (5) carrying out identification and classification, and judging the category of the detected target.
The synthetic aperture radar image target identification method based on the noise independent component analysis has the advantages that:
1. the invention provides a synthetic aperture radar image target identification method based on noise independent component analysis, which relates to a new Log-normal noise independent component analysis (Log-normal noise ICA: LnICA) method, omits the image denoising process which is necessary to be carried out in the preprocessing stage by the existing noise-free independent component analysis algorithm, effectively overcomes the influence of a large amount of multiplicative non-Gaussian noise in a synthetic aperture radar image on the characteristic extraction, enables the extracted independent component characteristics to be more suitable for classification, thereby reducing the calculated amount, improving the reliability of the synthetic aperture radar image target identification and the robustness of abnormal data, and can greatly improve the identification accuracy and the identification efficiency of the synthetic aperture radar target identification, particularly the real-time automatic target identification.
2. The synthetic aperture radar image target identification method improves the selection standard of the principal component characteristics in the PCA algorithm in the process of dimensionality reduction and whitening, and provides a Most separable component (MDC) selection criterion from the viewpoint of noise reduction, namely, the degree that a certain characteristic component can represent the attribute of the original mode category is measured by using category separability, and a plurality of MDC components with the strongest separability are selected from the characteristic components to represent the original image. Dimension reduction and whitening are carried out in a preprocessing stage by adopting the separability principle of the characteristic components, the SAR image denoising effect aiming at classification can be improved simultaneously, and the accuracy and reliability of SAR image target identification based on an independent component analysis method are improved.
Drawings
Fig. 1 is a general flow of an ICA-based SAR image target recognition technique in the prior art.
Fig. 2 is a comparison of noise distribution characteristics before and after the SAR image is subjected to logarithmic transformation in the method of the present invention.
FIG. 3 is a schematic diagram of extracting a noise region and a target region from a single training sample image according to the method of the present invention.
Fig. 4 is a flow of a synthetic aperture radar image target identification method based on noise independent component analysis according to the present invention.
Detailed description of the preferred embodiments
The invention provides a synthetic aperture radar image target identification method based on noise independent component analysis, which comprises the following steps:
(1) original training sample image X for input synthetic aperture radartrainThe pretreatment is carried out, and the specific process is as follows:
(1-1) to training sample image XtrainPerforming logarithmic transformation to obtain Xln=20ln(1+XOrig) Wherein X isOrigRepresenting an input original training sample single image, XlnRepresenting an image in which the noise distribution conforms to a gaussian distribution after logarithmic transformation;
(1-2) for the above XlnCarrying out de-equalization processing to obtain a zero-mean image Xt,Xt=Xln-E(Xln) Wherein the expectation function E represents averaging the image;
(1-3) subjecting the zero-mean image X totDivision into target areas XoAnd noise region noAnd satisfy { Xt}={no}∪{XoStraightening two-dimensional image data of a target area and a noise area into one-dimensional line vectors respectively, wherein the target area X isoEchoes containing objects, shadows and clutter associated with the identified objects, noise regions noIs background clutter;
(1-4) repeating the steps (1-1), (1-2) and (1-3) to obtain one-dimensional target area data X of N training images in the training sampleoForming an N-row training matrix XO
(1-5) all noise regions N of the N training images obtained as described aboveoNoise covariance for constructing training samples
Variance diagonal matrix
Figure BSA00000190440100061
Wherein the diagonal elements
Figure BSA00000190440100062
For the noise variance estimate for each training image,
Figure BSA00000190440100063
Figure BSA00000190440100064
representing the i-th training imageA noise area;
(1-6) noise covariance matrix Σ based on the above training samplesOFor the above training matrix XOPerforming dimensionality reduction and whitening processing to obtain a synthetic aperture radar training sample image subspace matrix X after dimensionality reduction and whitening;
(2) obtaining real-time measurement image X of synthetic aperture radartestRespectively extracting the synthetic aperture radar training sample images X by using an independent component analysis methodtrainIndependent component feature and synthetic aperture radar real-time measurement image XtestThe specific process comprises the following steps:
(2-1) processing the image subspace matrix X of the synthetic aperture radar training sample by adopting a noise fast independent component analysis method to obtain a group of base image estimation matrixes S consisting of base image estimation vectorseExpressed as:
X=ctrain1·s1+ctrain2·s2+...+ctrainm·sL=Se T·ctrain.
wherein s is1,s2,…,sLRepresenting a base image estimation matrix SeEstimated column vectors of the L base images in, ctrain=(ctrain1,ctrain2,...,ctrainL)TRepresenting the subspace matrix X of the training sample image in the estimation matrix S from the base imageeProjection coefficients in the constructed base image subspace, ctrainIs a synthetic aperture radar training sample XtrainThe individual component characteristics of (a);
(2-2) real-time measurement of image X by synthetic aperture radartestIn the image data to be identified is projected onto the estimation matrix S from the base imageeIn the constructed primary image subspace, measuring the image X in real timetestExpressed as a linear combination of the basis image estimate vectors, is:
Xtest=ctest1·s1+ctest2·s2+...+ctestL·sL=Se T·ctest
wherein, ctest=(ctest1,ctest2,...,ctestL)TRepresenting the above-mentioned real-time measurement image XtestIn estimating the matrix S from the base imageeProjection coefficients in the constructed base image subspace, ctest=piv(Se T)·XtestWherein piv (S)e T) Representation matrix SeGeneralized inverse of transposition, ctestNamely, the real-time measurement image X of the synthetic aperture radar to be identifiedtestThe individual component characteristics of (a);
(3) the synthetic aperture radar training sample image X obtained according to the step (2)trainCharacteristic of the independent component ctrainAnd real-time measurement image X of synthetic aperture radar to be identifiedtestCharacteristic of the independent component ctestSynthetic aperture radar real-time measurement image XtestAnd (5) carrying out identification and classification, and judging the category of the detected target.
The following describes the present invention in detail with reference to the accompanying drawings.
First, the related concepts and basic principles of Synthetic Aperture Radar (SAR) image target recognition using an Independent Component Analysis (ICA) method will be briefly explained.
The basic principle of ICA can be simply expressed by the following two formulas:
X=AS
S=WX
the basic flow of the prior art for target recognition of SAR images by using ICA is shown in fig. 1.
In order to improve the accuracy of the target identification of the SAR image, the image needs to be preprocessed before the ICA is used for extracting the features of the SAR image. The pretreatment method mainly comprises the following steps: carrying out certain transformation on an original SAR image or using another measurement mode to represent source data; normalizing the transformed image; cutting out target areas (also called ROI) related to the identified target from the original image, wherein the areas may contain one or more targets; the target region basically contains all echoes related to target identification, including target echoes, shadow echoes and other clutter, and the noise region almost completely consists of background clutter, so the target region is usually used for ICA feature extraction of a target to be identified and used for classification identification of the target, and the noise region is only used for variance estimation of noise.
ICA is suitable for processing one-dimensional data, and after preprocessing, two-dimensional image samples need to be straightened into one-dimensional row vectors. Each row vector can be regarded as a mixed signal formed by linearly superimposing a plurality of vectors, that is, each observed SAR image can be considered to be linearly combined by a group of potential mutually independent base images. Let x be an SAR image, let S be a base image matrix composed of base image vectors, and column vectors SiFor the ith base image vector, x can be represented by S
x=b1·s1+b2·s2+...+bn·sn=b·S
Wherein the coefficient vector b ═ b (b)1,b2,...,bn) I.e. the ICA feature of the image sample x.
Most ICA processes require zero mean whitening data, i.e., E { X } -, 0, E { XX }, as satisfiedTI. Let XOTo train the data, XOSubtracting the mean vector m ═ E { X }OThe centralization can be realized. After the confusion matrix a is solved using the centered data, the mean vector of the source signal s is added back to the estimated value of s after centering to complete the estimation of the source signal s. Wherein the mean vector of s can pass through A-1m is obtained.
It is assumed here that XOIs already zeroAnd (4) average value. To XOThe whitening process of (A) is letting XOAre not related to each other and are equivalent to XOThe covariance matrix of (a) is an identity matrix (i.e., an identity matrix)
Figure BSA00000190440100081
). The following method can be adopted for XOWhitening is performed.
X=WZXO
<math><mrow><msub><mi>W</mi><mi>Z</mi></msub><mo>=</mo><mn>2</mn><mo>&CenterDot;</mo><msup><mrow><mo>(</mo><mi>E</mi><mo>{</mo><msub><mi>X</mi><mi>O</mi></msub><msup><msub><mi>X</mi><mi>O</mi></msub><mi>T</mi></msup><mo>}</mo><mo>)</mo></mrow><mrow><mo>-</mo><mn>1</mn><mo>/</mo><mn>2</mn></mrow></msup></mrow></math>
The ICA approach requires that all individual components of the multivariate data must be non-gaussian distributed, or at most one individual component may be gaussian distributed. The key to evaluating an ICA model is the non-Gaussian nature of the independent components of the data. The central limit theorem states that the distribution of the sum of a set of mutually independent random variables generally approaches a gaussian distribution, from which the following can be deduced:
inference 1: the sum of the n independent random variables is closer to a gaussian distribution than either of the original variables.
According to the noise-free ICA model, X is equal to AS, and y is an independent component in S, namely
<math><mrow><mi>y</mi><mo>=</mo><msup><mi>w</mi><mi>T</mi></msup><mi>X</mi><mo>=</mo><munderover><mi>&Sigma;</mi><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><msub><mi>w</mi><mi>i</mi></msub><msub><mi>x</mi><mi>i</mi></msub></mrow></math>
Wherein w is defrobulatedThe undetermined column vector, W, of matrix W corresponding to yiIs its i-th element, xiIs the ith observed signal. Employing the conclusion of inference 1 makes w equal to the corresponding column of the inverse of matrix a. Let column vector z equal to ATw, then
<math><mrow><mi>y</mi><mo>=</mo><msup><mi>w</mi><mi>T</mi></msup><mi>x</mi><mo>=</mo><msup><mi>w</mi><mi>T</mi></msup><mi>AS</mi><mo>=</mo><msup><mi>z</mi><mi>T</mi></msup><mi>S</mi><mo>=</mo><munderover><mi>&Sigma;</mi><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><msub><mi>z</mi><mi>i</mi></msub><msub><mi>s</mi><mi>i</mi></msub></mrow></math>
According to the inference 1, y is compared with the original independent variable siIs more gaussian. If we minimize the Gaussian of y, then y will equal some component S in Sk. The higher the non-gaussian property of y, the higher the independence of y from other components, and vice versa; if the non-Gaussian nature of y is maximized, a separate component is obtained. Thus, in ICA theory, non-gaussian is equivalent to independence.
The general flow of the synthetic aperture radar image target identification method based on the noise independent component analysis is shown in fig. 4, and the specific content is as follows:
(1) the method firstly inputs original training sample image X of the synthetic aperture radartrainThe pretreatment is carried out, and the process comprises the following steps:
(1-1) to training sample image XtrainPerforming logarithmic transformation to obtain Xln=20ln(1+XOrig) Wherein X isOrigRepresenting an input original training sample single image, XlnRepresenting an image in which the noise distribution after logarithmic transformation conforms to a gaussian distribution.
The purpose of this step is to make the synthetic aperture radar noise probability density follow a gaussian distribution, known as a normal distribution. As can be seen from the background section, a basic feature of the SAR image is that it contains a lot of multiplicative speckle noise, and in the field of object classification and identification, the noise of the SAR image also includes a lot of interference of natural or artificial noise, so it is almost impossible to simply fit the noise by using gaussian distribution.
The lognormal distribution model is an SAR image clutter statistical model suitable for ground scenes and proposed by S.F.George, is a commonly used statistical model for describing non-Rayleigh envelope data, and has the main idea that multiplicative noise of an SAR image is converted into additive white Gaussian noise by adopting a homomorphic filter. The probability density expression of the lognormal distribution is
<math><mrow><mi>p</mi><mrow><mo>(</mo><mi>x</mi><mo>)</mo></mrow><mo>=</mo><mfrac><mn>1</mn><mrow><msqrt><mn>2</mn><mi>&pi;</mi></msqrt><mi>&sigma;</mi></mrow></mfrac><mi>exp</mi><mo>[</mo><mo>-</mo><mfrac><msup><mrow><mo>(</mo><mn>1</mn><mi>nx</mi><mo>-</mo><mi>&mu;</mi><mo>)</mo></mrow><mn>2</mn></msup><msup><mrow><mn>2</mn><mi>&sigma;</mi></mrow><mn>2</mn></msup></mfrac><mo>]</mo></mrow></math>
Where x is the gray value of the pixel, μ is the mean of lnx (the scale parameter), and σ is the standard deviation of lnx (i.e., the shape parameter). And the parameter moment estimation is expressed as
<math><mrow><mover><mi>&mu;</mi><mo>^</mo></mover><mo>=</mo><mfrac><mn>1</mn><mi>N</mi></mfrac><munderover><mi>&Sigma;</mi><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>N</mi></munderover><mi>ln</mi><msub><mi>x</mi><mi>i</mi></msub><mo>,</mo></mrow></math> <math><mrow><msup><mover><mi>&sigma;</mi><mo>^</mo></mover><mn>2</mn></msup><mo>=</mo><mfrac><mn>1</mn><mi>N</mi></mfrac><munderover><mi>&Sigma;</mi><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>N</mi></munderover><msup><mrow><mo>(</mo><mi>ln</mi><msub><mi>x</mi><mi>i</mi></msub><mo>-</mo><mover><mi>&mu;</mi><mo>^</mo></mover><mo>)</mo></mrow><mn>2</mn></msup></mrow></math>
Therefore, after the SAR image data is subjected to logarithmic transformation, its noise probability density approximately follows a gaussian distribution, as shown in fig. 2.
(1-2) for the above XlnCarrying out de-equalization processing to obtain a zero-mean image Xt,Xt=Xln-E(Xln) Where the expectation function E represents averaging the image.
(1-3) subjecting the zero-mean image X totDivision into target areas XoAnd noise region noAnd satisfy { Xl}={no}∪{XoStraightening two-dimensional image data of a target area and a noise area into one-dimensional line vectors respectively, wherein the target area X isoEchoes containing objects, shadows and clutter associated with the identified objects, noise regions noIs background clutter;
since the ICA algorithm adopted by the present invention can only process one-dimensional signals, the target region and noise region matrix of each image data need to be respectively stretched into one-dimensional row vectors in this step.
(1-4) repeating the steps (1-1), (1-2) and (1-3) to obtain a one-dimensional straightening vector X of the target area of the N training images in the training sampleoForming an N-row training matrix XOI.e. the input matrix X in the ICA algorithm;
(1-5) in general, each SAR image is independently imaged, and therefore the noise contained therein should be statistically independent from each other, so that the data (i.e., X in the previous step) is observedO) The noise covariance matrix of (2) is a diagonal matrix. All noise regions N of the N training images obtained by the methodoThe noise covariance diagonal matrix of the training sample can be constructed
Figure DEST_PATH_GSB00000259006700011
And their diagonal element values correspond to the respective noise variance of each image.
It can be observed from fig. 2 that in the SAR image after logarithmic transformation, the shape of the probability distribution of the noise approximately follows the gaussian model, and the noise region noCentered, the diagonal elements of the noise covariance matrix can be directly estimated by
Figure DEST_PATH_GSB00000259006700012
<math><mrow><msubsup><mi>&Sigma;</mi><mi>o</mi><mi>i</mi></msubsup><mo>=</mo><mi>E</mi><mrow><mo>(</mo><msup><mrow><mo>(</mo><msubsup><mi>n</mi><mi>o</mi><mi>i</mi></msubsup><mo>)</mo></mrow><mn>2</mn></msup><mo>)</mo></mrow></mrow></math>
Wherein,
Figure BSA00000190440100104
representing the noisy region of the i-th training image.
(1-6) data X in the above stepOHas been centered with a covariance matrix ofAnd, the image noise n has been estimatedOIs the noise covariance matrix sigmaO. For the above training matrix XOAnd performing dimensionality reduction and whitening treatment to obtain a synthetic aperture radar training sample image subspace matrix X after dimensionality reduction and whitening.
This step can be implemented by means of Principal Component Analysis (PCA) or best-separable component (MDC) criteria to simultaneously whiten and reduce the dimensions of the data, as described in detail below.
First, take the PCA method as an example: firstly, the covariance matrix C-sigma of the non-noise dataOGo on speciallyEigenvalue Decomposition (EVD) of
C-∑O=EDET
Thus XOWhitening can be achieved by the following formula:
X=ED-1/2ETXO
it is easy to prove that the data X thus obtained satisfy E { XXT}=I。
Since the whitening process does not combine X with XOThus re-estimating the covariance matrix of noise n in X as
∑=E{nnT}=(ED-1/2ET)∑O(ED-1/2ET)
In general, the raw data XOIs very high, resulting in huge computation and redundancy, and even an over-learning phenomenon. Therefore, removing too small components in D according to the PDC method, selecting L (L is less than or equal to M) components with the largest energy, and finally obtaining a new characteristic value matrix D of the imageLThis process is also referred to as subspace selection. Wherein D isLFor a diagonal matrix of the first L largest eigenvalues selected from D, ELAnd forming a matrix by the eigenvectors corresponding to the L eigenvalues. Thus, data X will be reduced to L dimension, and ∑ is L × L size, and with ELDL -1/2EL TReplaces ED in the original formula-1/2ET. Therefore, the PCA method is adopted to simultaneously realize the whitening and noise reduction processes of the input data, and a more meaningful subspace image data is input for the next ICA characteristic extraction process
X=ELDL -1/2EL TXO
∑=E{nnT}=(ELDL -1/2EL T)∑O(ELDL -1/2EL T)
As described in the background art, the method of performing the dimensionality reduction compression on the SAR image by using the PCA has certain defects. PCA selects the first L principal components with the largest energy to represent original image data, but the energy of the components (projection direction) has no direct relation with the degree of representing the image category attribute; therefore, in an extreme case, when the current L principal components all represent the energy of noise and the noise of the images of different categories is basically similar, the feature quantity available for image classification is completely lost, and the SAR image cannot be correctly identified.
The invention improves the PCA method, proposes a Most separable component (MDC) analysis method which utilizes Class separability (Class separability) to measure the display degree of one component to the image Class attribute, and selects the first L Most separable components to represent the original image. The specific selection method of MDC is as follows:
let N image samples contain C-type target in total, and let the number of samples belonging to i-th type target be NiThen, then
Figure BSA00000190440100111
Let pkFor the k-th projection direction (i.e. the k-th component), b, in the PCA transformation matrix PijRepresents the projection coefficient of the ith sample in the ith direction (1 ≦ i ≦ C, 1 ≦ j ≦ Ni) All projection coefficients bijIs on average ofProjection coefficient b of i-th samplei·jIs on average ofDefining inter-class variance
Figure BSA00000190440100114
Variance within class
Figure BSA00000190440100121
The MDC method takes the ratio of the two as a measure of the separability of the sample components, expressed as
r=σbetweenwithin
The larger the value of r, the higher the separability of the component of the sample.
Image noise can also be suppressed simultaneously with the PCA or MDC methods. The extracted principal component is subjected to the inverse transformation to obtain the approximation of the original SAR image, and compared with the original image, the noise of the approximated image is obviously reduced and suppressed. The MDC method removes similar components (including main noise components) having no or little separability in the main component, and obtains higher separability with less energy of the image. Although the components removed by the MDC method are not all noise components, these components have no significant positive effect on the classification result and can also be regarded as noise components.
If the MDC method is adopted to realize the step, only the first L most separable components are selected as the selected subspace according to the MDC index in the subspace selection process, and the data input into the ICA still is
X=ELDL -1/2EL TXO
∑=E{nnT}=(ELDL -1/2EL T)∑O(ELDL -1/2EL T)
In this step, a principal component having an energy content of the first 95% of the principal components (in the theory of image processing, the first 95% of the energy can substantially represent an image) is selected, the separability of the principal components is calculated using the MDC index, the components are arranged in the separability order, and the first L projection directions P 'are selected'LThe next ICA feature extraction was performed.
(2) Obtaining real-time measurement image X of synthetic aperture radartestUsing a stand-aloneRespectively extracting the synthetic aperture radar training sample images X by a component analysis methodtrainIndependent component feature and synthetic aperture radar real-time measurement image XtestThe specific process comprises the following steps:
(2-1) processing the image subspace matrix X of the synthetic aperture radar training sample by adopting a noise fast independent component analysis method to obtain a group of base image estimation matrixes S consisting of base image estimation vectorseExpressed as:
X=ctrain1·s1+ctrain2·s2+...+ctrainm·sL=Se T·ctrain.
wherein s is1,s2,…,sLRepresenting a base image estimation matrix SeEstimated column vectors of the L base images in, ctrain=(ctrain1,ctrain2,...,ctrainL)TRepresenting the subspace matrix X of the training sample image in the estimation matrix S from the base imageeProjection coefficients in the constructed base image subspace, ctrainIs a synthetic aperture radar training sample XtrainThe individual component characteristics of (a);
the noise ICA model adopted by the invention is a noise FastICA (NFastICA) model, and the NFastICA model is combined with the preprocessing step to form a novel lognormal noise independent component analysis (Log-normal noise ICA: LnnICA) method. The NFastICA algorithm can directly estimate potential random variables from observed image data contaminated by Gaussian noise through the characteristics of Gaussian Moments (Gaussian Moments), and a specific implementation of noise image independent component feature extraction using NFastICA based on the FastICA method is detailed below.
On the basis of the ideal ICA model, the noise ICA model can be expressed AS X ═ AS + nOZero-averaged, covariance matrix
Figure BSA00000190440100131
And noise noSatisfy the Gaussian distribution, and the covariance matrix is sigmaO. Whitening SAR image data and using covariance matrix C-sigma with noise removedOInstead of C, the whitening operation should be
X=(C-∑O)-1/2XO
Where X is also the input to the noise ICA model and its covariance matrix of the noise is
∑=E{nnT}=(C-∑O)-1/2O(C-∑O)-1/2
It has been mentioned previously that in ICA theory, non-Gaussian is equivalent to independence. Among the various measurement methods of non-gaussian, one method for making robustness to outliers of random variables is to measure non-gaussian with approximately negative entropy. From information theory, it is known that the random variables with higher disorder have larger entropy, and for the gaussian variables, one basic property is that the entropy is the largest among all random variables with the same variance. Defining a measure of negative entropy
J(y)=H(yGauss)-H(y)
Wherein, yGaussRepresents a gaussian random variable with the same variance as the variable y, and H (·) is the entropy-finding function. Thus, the values of the negative entropy J (y) are all non-negative, while Gaussian-type variables have a negative entropy of zero.
To simplify the calculation, the negative entropy is usually estimated by approximation, i.e.
J(y)≈c[E{G(y)}-E{G(v)}]2
<math><mrow><msub><mi>G</mi><mn>1</mn></msub><mrow><mo>(</mo><mi>u</mi><mo>)</mo></mrow><mo>=</mo><mfrac><mn>1</mn><msub><mi>a</mi><mn>1</mn></msub></mfrac><mi>log</mi><mi>cosh</mi><msub><mi>a</mi><mn>1</mn></msub><mi>u</mi><mo>,</mo><mi>where</mi><mn>1</mn><mo>&le;</mo><msub><mi>a</mi><mn>1</mn></msub><mo>&le;</mo><mn>2</mn><mo>.</mo></mrow></math> Or G 2 ( u ) = - exp ( - u 2 2 )
Wherein v is a standard normal variable with zero mean and unit variance, and G is a non-quadratic function, the method of commonly taking the approximate negative entropy is easy to understand, quick to calculate and strong in robustness, so that the FastICA also adopts the non-Gaussian measurement method, and the Newton descent method is adopted to search for an optimal solution (components are mutually most independent).
The learning rule of FastICA is to find a direction vector w such that the input data projects in this direction y-wTnon-Gaussian maximization of X, i.e. using an approximate negative entropy function using a negative entropy measure
J(y)≈[E{G(y)}-E{G(v)}]2
The value of (c) is maximum. At the same time, it is necessary to ensure that each independent component yiAnd is not repeated, namely W is an orthogonal unit array.
The standard normal distribution variable v limits the variance of y to also have to be 1. If the raw data X is whitened data, then the constraint on the y unit variance is equivalent to normalizing the second order norm of w, i.e. the
E{(wTx)}2}=||w||2=1.
Thus, the FastICA algorithm can be described as the following steps:
1) univariate search for the optimum wi
step 1: arbitrarily selecting an initial weight vector wi
step 2: update wi, command
Figure BSA00000190440100141
Wherein G is a second derivative function of the non-quadratic function G, and η is a Newton method parameter;
step 3: for w obtained from step2iNormalized, i.e. ordered
w i = w i + / | | w i + | |
step 4: judgment of wiIf so, the process ends, otherwise, step2 is returned.
2) And carrying out global decorrelation search on the confusion removal matrix W to ensure that W is orthogonal.
Here, a direct decorrelation on W is used: all w obtained in step 1)iThe de-obfuscating matrix W is composed and the following search formula is iteratively computed until W converges.
W=3W/2-WWTW/2
Whereby the base image matrix can be represented as
S=WX=WWZXO=WIXO
<math><mrow><msub><mi>X</mi><mi>O</mi></msub><mo>=</mo><msubsup><mi>W</mi><mi>I</mi><mrow><mo>-</mo><mn>1</mn></mrow></msubsup><mo>&CenterDot;</mo><mi>S</mi></mrow></math>
Wherein WI=WWZMeaning two layers, i.e. WIBoth the second order correlation (W transform) and the higher order correlation (W) of ICA are removedzTransform) to achieve inter-component space between the components of the vector SAre independent of each other. Thus, it is not difficult to obtain XOICA of (A) is characterized by
Figure BSA00000190440100151
And test data XtestICA of (A) is characterized by XtestS+(+ represents a generalized inverse).
And training sample data X before dimensionality reductionOAfter PCA decomposition, the results are shown below:
XO=RPT
where P is the transformation matrix of PCA, each column represents a projection direction, and PTP is I; r is XOProjection onto P. Let PLThe first L projection axes (first L principal components) of P, RLIs XOProjection thereon, i.e. RL=XOPL(ii) a The minimum mean square error estimate of X is
X ^ O = R L P L T
Thus, at PLBy performing ICA in the above way, and taking L smaller than N, the effect of reducing the dimension and the calculation amount can be achieved, and a de-confusion matrix is obtained similarly
Figure BSA00000190440100153
And
Figure BSA00000190440100154
and is correspondingly provided with
W ^ I P L T = S ^
P L T = W ^ I - 1 S ^
Thereby obtaining
<math><mrow><msub><mover><mi>X</mi><mo>^</mo></mover><mi>O</mi></msub><mo>=</mo><msub><mi>R</mi><mi>L</mi></msub><msubsup><mover><mi>W</mi><mo>^</mo></mover><mi>I</mi><mrow><mo>-</mo><mn>1</mn></mrow></msubsup><mo>&CenterDot;</mo><mover><mi>S</mi><mo>^</mo></mover></mrow></math>
Figure BSA00000190440100158
Is namely XOThe ICA characteristic of (4). Likewise, XtestThe ICA feature vector of
b = R test W ^ I - 1 = X test P L W ^ I - 1
In fact, E { G (y) } ═ E { G (w) due to the presence of noiseTX) } in an approximate negative entropy function JG(y)≈[E{G(y)}-E{G(v)}]2Is no longer representative of the statistics of the independent components, but of the sum of the independent components and the noise components. One basic idea of the Gaussian moment based NFastICA is to select G to be a zero mean Gaussian random variable density function or to be related to itIs a functional form of, such that JGCan be simply calculated from a series of observations consecutively. If z is a zero-mean non-Gaussian variable, n is the variance σ2The Gaussian noise of (2) can be simply represented by an algebraic expression of the relationship between E { G (z) } and E { G (z + n) }. Similarly, when G is a density function or correlation function of a zero mean Gaussian variable, E { G (w)TX) } the J of data without noise can be directly estimated from the data X with noiseG(y)。
It is assumed that the noise of SAR images follows a gaussian distribution (in practice this situation is often not true, and this is the main problem solved by the present invention). Defining variance as c2Gaussian density function of
Figure BSA00000190440100161
Order to
Figure BSA00000190440100162
To represent
Figure BSA00000190440100163
1(1 > 0) order derivative function of (A),
Figure BSA00000190440100164
to represent
Figure BSA00000190440100165
As such, the first and second electrodes are,
Figure BSA00000190440100166
to represent
Figure BSA00000190440100167
1-order product function of
Figure BSA00000190440100168
Is provided withRepresenting any one of the distribution functions as
Figure BSA000001904401001610
The independent component of (non-gaussian),
Figure BSA000001904401001611
representing variance as σ2Independent gaussian noise variance. Due to the fact that
Figure BSA000001904401001612
The function being derived from a Gaussian function and hence being called
Figure BSA000001904401001613
Is composed of
Figure BSA000001904401001614
And for any c > σ2Let us order
Figure BSA000001904401001615
To obtain
Figure BSA000001904401001616
Figure BSA000001904401001617
Figure BSA000001904401001618
This illustrates
Figure BSA000001904401001619
And observation thereof
Figure BSA000001904401001620
Is equivalent. In addition, it can also prove that
Figure BSA000001904401001621
Substitution
Figure BSA000001904401001622
The same holds true for the above equation. Thus, let
Figure BSA000001904401001623
So that the gaussian moment of the random variable can be used to directly estimate the noise-free independent components from noisy observations. Order to
Figure BSA000001904401001624
Wherein
Figure BSA000001904401001625
Using Newton method to calculate maximum value of the above formula under w normalization condition, and optimizing w to obtain
<math><mrow><msubsup><mi>w</mi><mi>i</mi><mo>+</mo></msubsup><mo>=</mo><mi>E</mi><mo>{</mo><mi>Xg</mi><mrow><mo>(</mo><msubsup><mi>w</mi><mi>i</mi><mi>T</mi></msubsup><mi>X</mi><mo>)</mo></mrow><mo>}</mo><mo>-</mo><mrow><mo>(</mo><mi>I</mi><mo>+</mo><mi>&Sigma;</mi><mo>)</mo></mrow><mi>E</mi><mo>{</mo><mi>Xg</mi><mo>&prime;</mo><mrow><mo>(</mo><msubsup><mi>w</mi><mi>i</mi><mi>T</mi></msubsup><mi>X</mi><mo>)</mo></mrow><mo>}</mo><msub><mi>w</mi><mi>i</mi></msub></mrow></math>
Where G is the derivative of the function G, G may be taken1(x)=tanh(x),g2(x)=x·exp(-x2/2) or g3(x)=x3.
Wherein,
Figure BSA000001904401001627
the distribution function is accumulated for gaussians.
By using the concept of Gaussian moment, the NFastICA is used in the step under the condition that the noise is in Gaussian distribution, and the synthetic aperture radar training sample X can be simply extracted from the observation data with the noisetrainIs characterized by the independent component CtrainAnd (4) showing.
(2-2) real-time measuring image (marked as X) of the synthetic aperture radartest) In the image data to be identified is projected onto the estimation matrix S from the base imageeIn the spanned base image subspace, the real-time measurement image XtestExpressed as a linear combination of the basis image estimate vectors, is:
Xtest=ctest1·s1+ctest2·s2+...+ctestL·sL=Se T·ctest
wherein, ctest=(ctest1,ctest2,...,ctestL)TRepresenting the above-mentioned real-time measurement image XtestIn estimating the matrix S from the base imageeProjection coefficients in the spanned base image subspace, by ctest=piv(Se T)·XtestObtaining piv (S) thereine T) Representing the generalized inverse of the matrix, ctestNamely a real-time measurement image X of the synthetic aperture radartestThe individual component characteristics of (a); (3) the synthetic aperture radar training sample image X obtained according to the step (2)trainCharacteristic of the independent component ctrainAnd real-time measurement image X of synthetic aperture radar to be identifiedtestCharacteristic of the independent component ctestSynthetic aperture radar real-time measurement image XtestAnd (5) carrying out identification and classification, and judging the category of the detected target.
(3) The synthetic aperture radar training sample image X obtained according to the step (2)trainCharacteristic of the independent componentctrainAnd real-time measurement image X of synthetic aperture radar to be identifiedtestCharacteristic of the independent component ctestSynthetic aperture radar real-time measurement image XtestAnd identifying and classifying, and judging the category of the detected target by adopting a proper classifier.
The selection of the classifier needs to comprehensively consider various factors such as actual requirements and classification effects, for example, a simple and feasible minimum Mean Square Error (MSE) classifier or a Support Vector Machine (SVM) classifier with a high-dimensional kernel mapping and a better classification effect can be adopted.
The following specific steps of classifying and identifying the target of the synthetic aperture radar are described by taking an MSE classifier as an example, and the specific steps are as follows:
1) the value of the vector 2-norm is used as a measurement function of the distance between the target to be measured and the ICA characteristic coefficient of the training sample (other distance measures such as Markov distance can be defined), that is, the ICA characteristic distance between a single test sample and a certain class of training samples can be expressed as
Di=||Ctraini-Ctost||2
Wherein the index i indicates the class of known training samples, CtestiICA features, C, representing class i training samplestestRepresenting the ICA characteristics of a single sample to be identified.
2) And respectively calculating the distance metric (ICA characteristic distance) between each test sample and each type of training sample according to the distance metric defined in the step 1). If there are N types of training samples, then N distances { D ] for each test sample can be obtained by this step1,D2...DN}。
And for each test sample, solving the minimum value of the distance between the test sample and the N types of training samples, and classifying the test sample into the category to which the training sample with the minimum distance belongs. I.e. for a certain test sample, if it is the distance D from the ith class training samplei=min{D1,D2...DNThen the MSE classifier will classify the test sample into the ith class, i.e., identify the target as the ith class.

Claims (1)

1. A synthetic aperture radar image target identification method based on noise independent component analysis is characterized by comprising the following steps:
(1) original training sample image X for input synthetic aperture radartrainThe pretreatment is carried out, and the specific process is as follows:
(1-1) to training sample image XtrainPerforming logarithmic transformation to obtain Xln=20ln(1+XOrig) Wherein X isOrigRepresenting an input original training sample single image, XlnRepresenting noise after logarithmic transformationDistributing the images according with Gaussian distribution;
(1-2) for the above XlnCarrying out de-equalization processing to obtain a zero-mean image Xt,Xt=Xln-E(Xln) Wherein the expectation function E represents averaging the image;
(1-3) subjecting the zero-mean image X totDivision into target areas XoAnd noise region noAnd satisfy { Xt}={no}∪{XoStraightening two-dimensional image data of a target area and a noise area into one-dimensional line vectors respectively, wherein the target area X isoEchoes containing objects, shadows and clutter associated with the identified objects, noise regions noIs background clutter;
(1-4) repeating the steps (1-1), (1-2) and (1-3) to obtain one-dimensional target area data X of N training images in the training sampleoForming an N-row training matrix XO
(1-5) all noise regions N of the N training images obtained as described aboveoAnd constructing a noise covariance diagonal matrix of the training sample
Figure FSA00000190430000011
Wherein the diagonal elements
Figure FSA00000190430000012
For the noise variance estimate for each training image,
Figure FSA00000190430000013
Figure FSA00000190430000014
representing a noise region of the ith training image;
(1-6) noise covariance matrix Σ based on the above training samplesOFor the above training matrix XOPerforming dimensionality reduction and whitening processing to obtain a synthetic aperture radar training sample image subspace matrix X after dimensionality reduction and whitening;
(2) obtaining real-time measurement map of synthetic aperture radarImage XtestRespectively extracting the synthetic aperture radar training sample images X by using an independent component analysis methodtrainIndependent component feature and synthetic aperture radar real-time measurement image XtestThe specific process comprises the following steps:
(2-1) processing the image subspace matrix X of the synthetic aperture radar training sample by adopting a noise fast independent component analysis method to obtain a group of base image estimation matrixes S consisting of base image estimation vectorseExpressed as:
X=ctrain1·s1+ctrain2·s2+...+ctrainm·sL=Se T·ctrain.
wherein s is1,s2,…,sLRepresenting a base image estimation matrix SeEstimated column vectors of the L base images in, ctrain=(ctrain1,ctrain2,...,ctrainL)TRepresenting the subspace matrix X of the training sample image in the estimation matrix S from the base imageeProjection coefficients in the constructed base image subspace, ctrainIs a synthetic aperture radar training sample XtrainThe individual component characteristics of (a);
(2-2) real-time measurement of image X by synthetic aperture radartestIn the image data to be identified is projected onto the estimation matrix S from the base imageeIn the constructed primary image subspace, measuring the image X in real timetestExpressed as a linear combination of the basis image estimate vectors, is:
Xtest=ctest1·s1+ctest2·s2+...+ctestL·sL=Se T·ctest
wherein, ctest=(ctest1,ctest2,...,ctestL)TRepresenting the above-mentioned real-time measurement image XtestIn estimating the matrix S from the base imageeProjection coefficients in the constructed base image subspace, ctest=piv(Se T)·XtestWherein piv (S)e T) Representation matrix SeGeneralized inverse of transposition, ctestNamely, the real-time measurement image X of the synthetic aperture radar to be identifiedtestThe individual component characteristics of (a);
(3) the synthetic aperture radar training sample image X obtained according to the step (2)trainCharacteristic of the independent component ctrainAnd real-time measurement image X of synthetic aperture radar to be identifiedtestCharacteristic of the independent component ctestSynthetic aperture radar real-time measurement image XtestAnd (5) carrying out identification and classification, and judging the category of the detected target.
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