CN101251445B - Fractal characteristic analysis method for rotary machinery rub-impact acoustic emission signal - Google Patents
Fractal characteristic analysis method for rotary machinery rub-impact acoustic emission signal Download PDFInfo
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Abstract
Description
技术领域technical field
本发明涉及旋转机械碰摩声发射信号的分析方法,特别涉及旋转机械碰摩声发射信号的分形特征分析方法。The invention relates to an analysis method for rubbing acoustic emission signals of rotating machines, in particular to a method for analyzing fractal characteristics of rubbing acoustic emission signals of rotating machines.
背景技术Background technique
声发射技术AE(Acoustic Emission)以其灵敏度高、频响范围宽、信息量大、动态检测等特点,在碰摩故障检测中显示了其优越性。碰摩发生时伴有较强的AE信号产生。由AE特征参数及其变化可以判断碰摩的产生及强度,确定碰摩点的位置。但是由于AE源的多样性和噪声干扰的复杂性,AE的特征参数常常无法反映设备的真实状态,尤其在强噪声环境下,AE的特征识别与提取一直是个难题。利用分形理论对碰摩故障进行了理论计算与实验研究,将其作为定量描述AE信号的特征参数。可以有效的识别设备的状态和预警,取得良好的效果。但在实际应用中,分形维算法的计算量是限制其应用的瓶颈。Acoustic emission technology AE (Acoustic Emission) has shown its superiority in rubbing fault detection due to its high sensitivity, wide frequency response range, large amount of information, and dynamic detection. When rubbing occurs, it is accompanied by a strong AE signal. The occurrence and intensity of rubbing can be judged by the AE characteristic parameters and their changes, and the location of the rubbing point can be determined. However, due to the diversity of AE sources and the complexity of noise interference, the characteristic parameters of AE often cannot reflect the real state of the equipment, especially in strong noise environments, the identification and extraction of AE features has always been a problem. Using fractal theory to carry out theoretical calculation and experimental research on rubbing fault, and use it as a characteristic parameter to quantitatively describe AE signal. It can effectively identify the status and early warning of the equipment, and achieve good results. But in practical application, the calculation amount of fractal dimension algorithm is the bottleneck that limits its application.
在本发明之前,目前常用的分形维方法有盒维,关联维和Katz维方法等。对于盒维来说,由于随着系统维数的增加,需要的盒子数量指数增加,需要用于计算的数据长度也相应增加,使得高维系统的收敛非常困难。而关联维严重依赖于两个参数:最小延迟时间和最小嵌入维。如果最小延迟时间太大,达到吸引子的大小,则所有矢量都是相关的,太小则计算出的相关维就是噪声的相关维。对于AE信号而言,由于每帧的最小延迟时间各不相同,因此每一帧都必须计算其最小延迟时间才能计算出准确的关联维,计算量非常大。Katz维不需要计算极限,对参数依赖性也不强,而且在抗噪声能力上优于其他算法,但Katz维存在着精度不高的缺点。Before the present invention, currently commonly used fractal dimension methods include box dimension, correlation dimension and Katz dimension methods. For the box dimension, as the dimension of the system increases, the number of boxes required increases exponentially, and the length of data required for calculation also increases accordingly, making the convergence of high-dimensional systems very difficult. Whereas the associative dimension heavily depends on two parameters: minimum latency and minimum embedding dimension. If the minimum delay time is too large to reach the size of the attractor, all vectors are correlated, and if it is too small, the calculated correlation dimension is the correlation dimension of noise. For the AE signal, since the minimum delay time of each frame is different, the minimum delay time must be calculated for each frame to calculate the accurate correlation dimension, and the amount of calculation is very large. Katz dimension does not require calculation limits, is not strongly dependent on parameters, and is superior to other algorithms in anti-noise ability, but Katz dimension has the disadvantage of low precision.
发明内容Contents of the invention
本发明的目的就在于解决上述现有技术的缺陷,从分形维的定义出发,以降低计算量和提高精度为目的,设计出了一种基于波形长度的分形维计算方法——波长对数法。The purpose of the present invention is to solve the defects of the above-mentioned prior art. Starting from the definition of fractal dimension, with the purpose of reducing the amount of calculation and improving the accuracy, a fractal dimension calculation method based on the waveform length - wavelength logarithm method is designed. .
本发明的技术方案是:Technical scheme of the present invention is:
旋转机械碰摩声发射信号的分形特征分析方法,其步骤为:The fractal characteristic analysis method of the rubbing acoustic emission signal of rotating machinery, its steps are:
首先对采样量化后的含有AE信号的噪声进行分帧处理,再将每一帧信号分成等长度的短时帧数据段,采用基于波形的分形维特征分析算法计算每一段的分形维,最后对每一帧进行中值滤波。Firstly, the noise containing the AE signal after sampling and quantification is divided into frames, and then each frame signal is divided into short-time frame data segments of equal length, and the fractal dimension of each segment is calculated by using the waveform-based fractal dimension feature analysis algorithm. Finally, the Median filtering is performed on each frame.
(1)AE信号的提取与预处理:(1) Extraction and preprocessing of AE signal:
(1-1)通过碰摩声发射实验台接近摩擦点的第一AE传感器或位于联轴器另一端的第二AE传感器提取AE信号;(1-1) Extract the AE signal through the first AE sensor close to the friction point or the second AE sensor located at the other end of the coupling;
(1-2)在连续碰摩AE信号上叠加高斯白噪声和非平稳噪声;(1-2) Superimpose Gaussian white noise and non-stationary noise on the continuous rubbing AE signal;
(1-3)采样,量化,分帧;(1-3) Sampling, quantization, and framing;
(1-4)将每一帧含有噪声的数据等分成长为m的短时帧数据段;(1-4) Divide each frame of noise-containing data into m short-time frame data segments;
(2)计算各帧的分维值:(2) Calculate the fractal value of each frame:
(2-1)采用基于波形的分形维数算法即对数波长维算法,计算各短时帧数据段的分维值:(2-1) Using the waveform-based fractal dimension algorithm, that is, the logarithmic wavelength dimension algorithm, to calculate the fractal dimension value of each short-time frame data segment:
其中
(2-2)将每段即Di-v,...,Di-1,Di,Di+1,...,Di+v按数值大小排列,取正中间序号的数据作为中值滤波的输出:(2-2) Arrange each segment, that is, D iv ,..., D i-1 , D i , D i+1 ,..., D i+v according to the numerical value, and take the data with the middle serial number as the middle Value filtered output:
在所述的旋转机械碰摩声发射信号的分形特征分析方法中,所述的采样频率为5MHz,量化时的A/D精度为12位,分帧时每帧的帧长为512个采样点,50%的帧重叠,m必须为奇数。In the fractal feature analysis method of the rotating mechanical rubbing acoustic emission signal, the sampling frequency is 5MHz, the A/D precision during quantization is 12 bits, and the frame length of each frame is 512 sampling points during frame division , 50% of frames overlap, and m must be odd.
在所述的旋转机械碰摩声发射信号的分形特征分析方法中,通常对更接近于真实声源信号的第一AE传感器提取的AE信号进行分析。In the method for analyzing the fractal characteristics of the rotating machinery rubbing acoustic emission signal, the AE signal extracted by the first AE sensor which is closer to the real sound source signal is usually analyzed.
本发明的优点和效果在于:Advantage and effect of the present invention are:
1.在强噪声环境下,对数波长维比Katz维和盒维具有更强区分噪声和AE信号的能力,并且AE信号帧的对数波长维比Katz维和盒维更接近于纯净AE信号的分维,从而能够有效地检测并反映出碰摩AE事件的发生。1. In a strong noise environment, the logarithmic wavelength dimension has a stronger ability to distinguish noise and AE signals than the Katz dimension and the box dimension, and the logarithmic wavelength dimension of the AE signal frame is closer to the pure AE signal than the Katz dimension and the box dimension. dimension, so as to effectively detect and reflect the occurrence of rubbing AE events.
2.在计算复杂度、精确度的稳定性上,对数波长维也优于Katz维和盒维,从而有效地解决了采用分形理论对碰摩故障计算量大的问题。2. In terms of computational complexity and stability of accuracy, the logarithmic wavelength dimension is also superior to the Katz dimension and the box dimension, thus effectively solving the problem of large amount of calculation for rubbing faults using fractal theory.
3.利用中值滤波技术,减轻了由噪声造成的短时帧分维曲线波动较大的问题。3. Using the median filter technology, the problem of large fluctuations in the short-time frame fractal dimension curve caused by noise is alleviated.
本发明的其他优点和效果将在下面继续描述。Other advantages and effects of the present invention will be described below.
附图说明Description of drawings
图1——碰摩声发射实验台示意图。Figure 1—Schematic diagram of rubbing acoustic emission test bench.
图2——连续碰摩时的声发射信号波形图。Figure 2—Acoustic emission signal waveform diagram during continuous rubbing.
图3——当δ较小时,盒内AE波形曲线图。Figure 3——When δ is small, the AE waveform curve in the box.
图4——对数波长维、Katz维和盒维的分维均值比较图。Fig. 4—Comparison of fractal-dimensional means for logarithmic wavelength dimension, Katz dimension, and box dimension.
图5——对数波长维、Katz维和盒维的计算复杂度比较图。Fig. 5 - Computational complexity comparison of logarithmic wavelength dimension, Katz dimension and box dimension.
图6——白噪声环境(0dB)下连续碰摩AE信号的三种帧分维变化曲线图。Fig. 6—Curves of three kinds of frame fractal dimension changes of continuous rubbing AE signals under white noise environment (0dB).
图7——有色噪声环境(0dB)下连续碰摩AE信号的三种帧分维变化曲线图。Figure 7——Curves of three kinds of frame fractal dimension changes of continuous rubbing AE signals in a colored noise environment (0dB).
具体实施方式Detailed ways
下面结合附图和实施例,对本发明所述的技术方案作进一步的阐述。The technical solutions of the present invention will be further described below in conjunction with the drawings and embodiments.
一.AE信号的提取与预处理1. Extraction and preprocessing of AE signal
1.AE信号的提取1. Extraction of AE signal
本试验采用3支承2跨转子系统,如图1所示。第一轴承2、第二轴承6和第三轴承8都是流体动力润滑滑动轴承,摩擦点4靠近电动机1,第一AE传感器3接近摩擦点,第二AE传感器7位于联轴器5的另一端。通过第一AE传感器或第二AE传感器提取出的AE信号波形,本例中从第一AE传感器提取AE信号波形,可用于分析声信号传播的衰减及经过非连续介质耦合后信号畸变情况。在这里,我们对更接近真实声源信号的第一AE传感器3提取的信号进行分析。实验中设定采样频率为5MHz,连续碰摩AE信号波形如图2所示。This test uses a 3-support 2-span rotor system, as shown in Figure 1. The first bearing 2, the second bearing 6 and the third bearing 8 are all hydrodynamic lubricated sliding bearings, the friction point 4 is close to the
2.AE信号的预处理2. Preprocessing of AE signal
在连续碰摩AE信号上叠加高斯白噪声和非平稳噪声(噪声源由英国TNO感知学会所属的荷兰RSRE研究中心提供)。对含噪信号进行采样,量化,分帧。分帧时每帧的帧长为512个采样点,50%的帧重叠。Gaussian white noise and non-stationary noise were superimposed on the continuous rubbing AE signal (the noise source was provided by the Netherlands RSRE Research Center affiliated to the British TNO Perception Society). Sampling, quantization, and framing of noisy signals. When framing, the frame length of each frame is 512 sampling points, and 50% of the frames overlap.
考虑到噪声的影响可能导致各帧的分维曲线波动较大。在分帧后,将每一帧含有噪声的数据再等分成长为m的短时帧数据段(m为奇数),这样便于在计算出各短时数据帧分维值以后对其进行中值滤波。Considering the influence of noise, the fractal curve of each frame may fluctuate greatly. After framing, each frame of noise-containing data is equally divided into m short-time frame data segments (m is an odd number), which is convenient for median value after calculating the fractal value of each short-time data frame filtering.
二.基于波形的分形维方法2. Waveform-based fractal dimension method
由分形维定义可知:According to the definition of fractal dimension:
其中Nδ(F)为尺度为δ的盒覆盖曲线的最小个数,li(δ)为边长为δ的第i盒内曲线长度。Among them, N δ (F) is the minimum number of box-covering curves whose scale is δ, and l i (δ) is the length of the curve inside the i-th box whose side length is δ.
令:
分析AE信号波形,当δ趋向于0时,盒内曲线主要可以分为图3所示的几种情况。其中(a)、(b)为单调曲线,(c)、(d)为包含一个极值点的曲线,(e)、(f)包含多个极值点的曲线。为了分析的方便,当δ趋向于0时,将盒内曲线长度等效为:Analyzing the AE signal waveform, when δ tends to 0, the curves inside the box can be mainly divided into several situations as shown in Figure 3. Among them, (a) and (b) are monotonic curves, (c) and (d) are curves containing one extreme point, and (e) and (f) are curves containing multiple extreme points. For the convenience of analysis, when δ tends to 0, the length of the curve inside the box is equivalent to:
(式3) (Formula 3)
k1,k2分别为至多包含一个极值点曲线和包含多个极值曲线的等效长度与盒边长之比。k 1 and k 2 are respectively the ratio of the equivalent length of the curve containing at most one extremum point and the curve containing multiple extremum points to the side length of the box.
则:
M为包含多个极点的盒数,则
则(式1)可改写为:Then (Equation 1) can be rewritten as:
用泰勒级数展开(δ0为接近0的非常小的值):Expand with Taylor series (δ 0 is a very small value close to 0):
对(式4)第2项化简可得:Simplify the second item of (Formula 4):
(式5)第3项中,当δ0→0,L(δ0)的变化趋于缓慢,令L′(δ0)=r,当δ0→0,包含多个极点的盒数趋向于0。则:In
根据(式4)、(式5)和(式6)可得:According to (formula 4), (formula 5) and (formula 6) can get:
当δ0→0时,上式中
为了进一步降低计算量,考虑到当δ0≈δ→0,包含多个极点的盒数M也趋向于0,可得:In order to further reduce the amount of calculation, considering that when δ 0 ≈δ→0, the number M of boxes containing multiple poles also tends to 0, it can be obtained:
其中:
(式8)即为基于波形的分形维数算法,称之为对数波长维。式中δ0可为最小采样间隔δ的整数倍,令δ0=kδ,L(δ0)为对应的曲线长度。a,b,k参数采用分形布朗曲线来确定。(Formula 8) is the waveform-based fractal dimension algorithm, which is called the logarithmic wavelength dimension. In the formula, δ 0 can be an integer multiple of the minimum sampling interval δ, let δ 0 =kδ, and L(δ 0 ) is the corresponding curve length. The parameters a, b, and k are determined using fractal Brownian curves.
由(式8)计算出各短时帧数据段的分维值,即Di-v,...,Di-1,Di,Di+1,...,Di+v,并按数值大小排列,取正中间序号的数据作为中值滤波的输出:Calculate the fractal dimension value of each short-time frame data segment by (Formula 8), that is, D iv ,..., D i-1 , D i , D i+1 ,..., D i+v , and press The numerical values are arranged, and the data with the middle serial number is taken as the output of the median filter:
由于中值滤波是一种非线性滤波,不需要信号的统计特性,因此可以很好地减弱随机干扰和脉冲干扰的影响,而对频谱基本无影响。Since the median filter is a nonlinear filter and does not require the statistical characteristics of the signal, it can well reduce the influence of random interference and pulse interference, and has basically no effect on the spectrum.
三.性能评价3. Performance evaluation
为了比较对数波长维的性能,将它与盒维和Katz维进行比较,图4为比较结果,该比较过程中的分形布朗曲线是计算机通过15次迭代产生的,共215=32786个点,程序将该曲线分帧,每帧512个点,计算每帧的分形维,并将各帧的分维值取平均得到最终结果。从图4中可以看出,对数波长维的精确度最高,其次是盒维,最后是Katz算法。In order to compare the performance of the logarithmic wavelength dimension, it is compared with the box dimension and Katz dimension. Figure 4 is the comparison result. The fractal Brownian curve in the comparison process is generated by the computer through 15 iterations, with a total of 2 15 =32786 points, The program divides the curve into frames, each frame has 512 points, calculates the fractal dimension of each frame, and averages the fractal dimension values of each frame to obtain the final result. It can be seen from Figure 4 that the logarithmic wavelength dimension has the highest accuracy, followed by the box dimension, and finally the Katz algorithm.
图5为对数波长维、Katz维和盒维的计算复杂度比较结果,m为中值滤波器长度,假设曲线有N个点,计算对数波长维和Katz维的步长为1,计算盒维的最小盒长也为1,共有k个点参加盒维的曲线拟合,其盒长分别为1,l1,l2,...,lk。从图5中可以看出,盒维的加法次数、乘法次数、非线性运算次数均要明显大于Katz维和对数波长维;而对数波长维在加法、乘法、比较、非线性运算方面在三者中均处于最小。Figure 5 shows the comparison results of the computational complexity of the logarithmic wavelength dimension, Katz dimension and box dimension. The minimum box length of is also 1, and a total of k points participate in box-dimensional curve fitting, and the box lengths are 1, l 1 , l 2 ,..., l k . It can be seen from Figure 5 that the number of additions, multiplications, and nonlinear operations of the box dimension are significantly greater than those of the Katz dimension and the logarithmic wavelength dimension; while the logarithmic wavelength dimension has the best performance in terms of addition, multiplication, comparison, and nonlinear operations. are the smallest among them.
图6和图7分别给出了白噪声环境(0dB)和有色噪声环境(0dB)下连续碰摩AE信号的三种帧分维变化的曲线图,从图中可以看出:Figure 6 and Figure 7 respectively show the curves of three kinds of frame fractal dimension changes of continuous rubbing AE signals under white noise environment (0dB) and colored noise environment (0dB), as can be seen from the figure:
(1)含噪AE信号中,对数波长法帧分维曲线相对比较平滑,在图6和图7中有多处分维值要明显小于噪声的分维值,可判断出这几处有AE信号产生;(1) In the noisy AE signal, the frame fractal dimension curve of the logarithmic wavelength method is relatively smooth. In Figure 6 and Figure 7, there are many places where the fractal dimension value is significantly smaller than the noise fractal dimension value, and it can be judged that there are AE in these places signal generation;
(2)分析三种帧分维曲线的噪声段可看出对数波长法波动最小,而Katz维、盒维的波动比较大,可以得出对数波长维要比Katz维、盒维更稳定;(2) Analyzing the noise segments of the three frame fractal dimension curves shows that the logarithmic wavelength method fluctuates the least, while the fluctuations of the Katz dimension and the box dimension are relatively large. It can be concluded that the logarithmic wavelength dimension is more stable than the Katz dimension and the box dimension ;
(3)含噪AE信号的信号段对数波长维明显要小于噪声段,而盒维则两者差别不大,在有色噪声环境下,盒维和Katz为几乎不能区分噪声和AE信号。(3) The logarithmic wavelength dimension of the signal segment of the noisy AE signal is obviously smaller than that of the noise segment, while the box dimension has little difference between the two. In the colored noise environment, the box dimension and Katz are almost indistinguishable from the noise and the AE signal.
图6,7说明,在强噪声情况下,对数波长法更具有区分出噪声和碰摩AE信号的能力,并且AE信号帧的对数波长维比Katz维和盒维更接近于纯净AE信号的分维。Figures 6 and 7 show that in the case of strong noise, the logarithmic wavelength method is more capable of distinguishing noise and rubbing AE signals, and the logarithmic wavelength dimension of the AE signal frame is closer to that of the pure AE signal than the Katz dimension and the box dimension fractal dimension.
以上结果表明,在强噪声环境下,对数波长维能够反映碰摩AE事件的发生;对数波长维比Katz维和盒维具有更强区分噪声和AE信号的能力;在计算复杂度、精确度的稳定性上也优于Katz维和盒维。该算法的良好的性能使其为碰摩AE信号的特征识别与分析提供了一条新的途径,是一种处理碰摩AE信号比较好的分维计算和分析方法。The above results show that in a strong noise environment, the logarithmic wavelength dimension can reflect the occurrence of rubbing AE events; the logarithmic wavelength dimension has a stronger ability to distinguish noise and AE signals than the Katz dimension and the box dimension; in terms of computational complexity and accuracy The stability is also better than Katz dimension and box dimension. The good performance of the algorithm makes it provide a new way for the feature recognition and analysis of rubbing AE signals, and it is a better fractal dimension calculation and analysis method for dealing with rubbing AE signals.
本发明请求保护的范围并不仅仅局限于本具体实施方式的描述。The scope of protection claimed in the present invention is not limited only to the description of this specific embodiment.
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CN101477194B (en) * | 2009-02-17 | 2011-07-06 | 东南大学 | A method for locating the source of rotor rubbing acoustic emission |
CN101566519B (en) * | 2009-05-22 | 2011-02-09 | 东南大学 | Rotor rubbing acoustic emission recognition method based on modal wave and Gaussian mixture model |
CN101782475B (en) * | 2010-02-08 | 2011-07-20 | 天津工业大学 | Blade fault diagnosing method based on vibration of wind generating set |
CN103854658B (en) * | 2012-11-29 | 2019-01-11 | 沈阳工业大学 | Steel plate corrosion Research on Denoising in Acoustic Emission Signals based on Short Time Fractal Numbers enhancing method |
CN106706282A (en) * | 2016-11-04 | 2017-05-24 | 东南大学 | Rotating machine fault diagnosis method based on Fourier decomposition |
CN106596088A (en) * | 2016-12-13 | 2017-04-26 | 东南大学 | Rub-impact sound emission fault position identification method based on near field sound source focusing positioning |
CN110717274B (en) * | 2019-10-11 | 2024-05-10 | 哈尔滨工业大学 | Noise description method based on fractal Brownian motion |
CN113740010B (en) * | 2021-09-07 | 2023-06-20 | 湘潭大学 | Damage identification method of beam structure based on Katz1 fractal dimension of deflection influence line |
CN115436058B (en) * | 2022-08-30 | 2023-10-03 | 苏州大学 | A method, device, equipment and storage medium for bearing fault feature extraction |
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