CN101039290B - MIMO Correlation Channel Estimation Method Based on Adaptive Training Sequence - Google Patents

MIMO Correlation Channel Estimation Method Based on Adaptive Training Sequence Download PDF

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CN101039290B
CN101039290B CN2007100177092A CN200710017709A CN101039290B CN 101039290 B CN101039290 B CN 101039290B CN 2007100177092 A CN2007100177092 A CN 2007100177092A CN 200710017709 A CN200710017709 A CN 200710017709A CN 101039290 B CN101039290 B CN 101039290B
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李建东
庞继勇
赵林靖
吕卓
陈亮
董伟
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Xidian University
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Abstract

This invention discloses a relative channel estimation method of MIMO based on self-adaptive training sequence. The process is that, the receptor determines the best length of the training sequence according to relative known information of the channel and transfers the value of the length and relative information of the channel through feedback link to the transmitter. The transmitter uses this feedback information to compute the optimal training sequence correspondent to current state of the channel according to the training sequence expression St=UD1/2tU*t designed by this model and transfers this optimal training sequence to the receptor through the forward link. Then the training cycle begins and the transmitter launches the training sequence to wireless channel. The receptor estimates the channel parameters of current time according to the known training sequence and the receipted signal in the training cycle and by using the minimum mean square error estimation criteria. The training sequence designed by this invention can make self-adaptive adjustment according to the needs of the actual system and the change of relative information of the channel. The invention has advantages of high estimation performance and strong robustness, thus can be used in wireless communication system with muti-antenna MIMO.

Description

基于自适应训练序列的MIMO相关信道估计方法 MIMO Correlation Channel Estimation Method Based on Adaptive Training Sequence

技术领域technical field

本发明属于通信信号处理领域,涉及一种信道估计方法,可用于多天线MIMO无线通信系统。The invention belongs to the field of communication signal processing, and relates to a channel estimation method, which can be used in a multi-antenna MIMO wireless communication system.

背景技术Background technique

近十年来,信息通信技术及其应用系统得到了迅速发展,呈现出空前的繁荣景象。移动通信、无线通信、多媒体信息服务和因特网的发展与成熟,为实现任何人在任何时间、任何地点能够进行任何种类的信息交互,展现了美好的前景。二十世纪末,互联网技术的广泛应用和人们对数据传输业务越来越多的依赖和需求,冲击并推动着移动通信技术不断地更新换代。现有的第三代移动通信系统已经难以满足未来移动通信高速率、多业务、高质量的通信和数据传输需求,因而人们提出了超3G或4G的概念,多个国际标准化组织和论坛也在积极开展未来移动通信的研究。例如国际电信联盟-无线电通信部ITU-R在对第三代无线通信的全球标准IMT-2000的未来发展和超IMT-2000系统的文件中指出:IMT-2000陆地无线接口的能力在2005年左右将扩展到近30Mbps;设想的在2010年左右超IMT-2000的新系统在高速移动条件下将支持约100Mbps的峰值速率,在低速移动条件下将支持约1Gbps的峰值速率。In the past ten years, information and communication technology and its application systems have developed rapidly, showing unprecedented prosperity. The development and maturity of mobile communication, wireless communication, multimedia information service and the Internet have shown a bright prospect for anyone to perform any kind of information interaction at any time and any place. At the end of the 20th century, the wide application of Internet technology and people's increasing dependence and demand on data transmission services have impacted and promoted the continuous upgrading of mobile communication technology. The existing third-generation mobile communication system has been difficult to meet the high-speed, multi-service, high-quality communication and data transmission requirements of future mobile communication, so people put forward the concept of super 3G or 4G, and many international standardization organizations and forums are also Actively carry out research on future mobile communications. For example, the International Telecommunication Union-Radiocommunication Department ITU-R pointed out in the document on the future development of the third-generation wireless communication global standard IMT-2000 and the system beyond IMT-2000: the capability of the IMT-2000 terrestrial wireless interface will be around 2005 It will be extended to nearly 30Mbps; the new system envisioned to surpass IMT-2000 around 2010 will support a peak rate of about 100Mbps under high-speed mobile conditions, and a peak rate of about 1Gbps under low-speed mobile conditions.

当前广泛认同的支持未来移动通信高速率要求的一大技术关键是多输入多输出MIMO系统,MIMO技术可以在不增加系统带宽和传输功率的前提下,成倍地提高无线信道的信道容量。根据信息论的研究成果,如果不同发射-接收天线对之间的信道衰落相互独立,在相同的发射功率和带宽下,一个拥有Nt个发射天线和Nr个接收天线的MIMO系统能达到的信道容量为现有的单天线系统的min(Nt,Nr)倍,从而提供了当前其它技术无可比拟的容量提升潜力。所以MIMO系统被认为是实现未来移动通信的关键技术之一。One of the key technologies widely recognized to support the high-speed requirements of future mobile communications is the multiple-input multiple-output MIMO system. MIMO technology can double the channel capacity of wireless channels without increasing the system bandwidth and transmission power. According to the research results of information theory, if the channel fading between different transmit-receive antenna pairs is independent of each other, under the same transmit power and bandwidth, a MIMO system with N t transmit antennas and N r receive antennas can achieve the channel The capacity is min(N t , N r ) times that of the existing single-antenna system, thus providing an unmatched capacity improvement potential for other current technologies. Therefore, the MIMO system is considered to be one of the key technologies to realize future mobile communication.

然而,MIMO系统实现成倍提高信道容量的前提是接收机能够获知尽可能准确的信道衰落状态信息,从而有效地对接收信号进行解调和解码。于是,信道估计技术是实现无线通信有效传输的关键,也是MIMO系统实用化过程中必须首先加以解决的技术难题。However, the prerequisite for the MIMO system to double channel capacity is that the receiver can obtain as accurate channel fading status information as possible, so as to effectively demodulate and decode the received signal. Therefore, channel estimation technology is the key to realize effective transmission of wireless communication, and it is also a technical problem that must be solved first in the practical process of MIMO system.

目前,MIMO信道估计方法主要有基于训练序列/导频的信道估计算法、盲信道估计算法和半盲信道估计算法三类。考虑到算法的成熟度、鲁棒性、复杂度,再结合各种标准规范,一般常采用基于训练序列的估计方法。该方法实现快速、简单、有效,且利于将信道估计和信号检测过程分离处理,可以大大简化接收机的设计。At present, MIMO channel estimation methods mainly include three types: training sequence/pilot-based channel estimation algorithms, blind channel estimation algorithms and semi-blind channel estimation algorithms. Considering the maturity, robustness, and complexity of the algorithm, combined with various standard specifications, the estimation method based on the training sequence is generally used. The method is fast, simple and effective, and it is beneficial to separate the process of channel estimation and signal detection, which can greatly simplify the design of the receiver.

现有的大量文献已经对训练序列的设计做了深入的研究,一般认为正交训练序列的估计均方误差最小。这些研究通常假定各收发天线对之间的信道衰落系数是独立同分布的,或者是采用无需考虑信道相关信息的次优估计准则。然而,众所周知的是,无线移动信道中由于来波角度扩展不够、天线元素间距较小所引起的信号空域衰落相关性,由于收发两端脉冲形成滤波器和物理信道响应共同决定的多径间相关性,因多普勒频移引入的时间相关性以及直射路径的存在,都会严重影响MIMO系统的特性,这些因素都是必须加以考虑的。A large number of existing literatures have done in-depth research on the design of the training sequence, and it is generally believed that the estimated mean square error of the orthogonal training sequence is the smallest. These studies usually assume that the channel fading coefficients between the transceiver antenna pairs are independent and identically distributed, or use suboptimal estimation criteria that do not need to consider channel related information. However, it is well known that in wireless mobile channels, due to the insufficient expansion of the incoming wave angle and the small spacing between antenna elements, the signal space fading correlation is caused by the inter-multipath correlation determined by the pulse-forming filters at both ends of the transceiver and the physical channel response. The characteristics of the MIMO system will be seriously affected by the time correlation introduced by the Doppler frequency shift and the existence of the direct path. These factors must be taken into consideration.

信道的相关信息属于信道状态的二阶统计特性,其时变速率要比信道衰落系数本身慢得多,即使在信道相干时间较短的情况下,获得并且跟踪信道的相关信息也是可以实现的。获知信道衰落的相关性信息,则接收端可以利用此相关信息来辅助信道参数估计,发射端可以利用该相关信息设计最优的训练序列,从而有效地提高信道估计的准确性。另外,信道衰落的相关性将减少信道矩阵中独立系数的个数,降低信道系数空间的维数。对于基于训练序列的信道估计机制,待估参数数目的多少,直接决定了其训练周期的长短,从而限制了系统的传输效能。因而,在信道估计机制下,相关性会降低待估的独立参数的个数,也必将减少估计工作量,缩短训练序列的长度,从而在理论上可以提高系统容量。Channel related information belongs to the second-order statistical characteristics of the channel state, and its time-varying rate is much slower than the channel fading coefficient itself. Even in the case of short channel coherence time, it is possible to obtain and track channel related information. Knowing the correlation information of channel fading, the receiving end can use this relevant information to assist channel parameter estimation, and the transmitting end can use the relevant information to design an optimal training sequence, thereby effectively improving the accuracy of channel estimation. In addition, the correlation of channel fading will reduce the number of independent coefficients in the channel matrix and reduce the dimensionality of the channel coefficient space. For the channel estimation mechanism based on the training sequence, the number of parameters to be estimated directly determines the length of the training period, thus limiting the transmission performance of the system. Therefore, under the channel estimation mechanism, the correlation will reduce the number of independent parameters to be estimated, and will also reduce the estimation workload and shorten the length of the training sequence, thus theoretically improving the system capacity.

近年来,也有少数文章在正交训练序列的基础上,结合信道相关信息,考虑了相关MIMO信道下的训练序列设计问题。然而,这仅有的几篇文献中所设计的训练序列只是一味追求信道估计均方误差的最小化,显然是训练序列越长,估计性能越好,而都没有考虑到训练序列长度和数据传输长度的折中,没有从训练机制下的系统有效传输速率的角度来考虑问题。很显然,训练序列的作用只是为了估计信道,而不具有任何信息传递作用,其所占用/耗费的信道传输时间的多少将直接影响该系统的实际可用性。而且,由于现有训练序列的结构都是固定化的,不可变的,因而无法根据当前信道的空域相关信息来自适应地调整训练序列长度,也无法更有效地利用可获知的信道相关信息,导致估计性能鲁棒性低的问题。In recent years, there are also a few papers considering the problem of training sequence design under correlated MIMO channels on the basis of orthogonal training sequences and combined with channel-related information. However, the training sequences designed in these few literatures only blindly pursue the minimization of the mean square error of channel estimation. Obviously, the longer the training sequence is, the better the estimation performance is, without considering the length of the training sequence and data transmission. The compromise of length does not consider the problem from the perspective of the effective transmission rate of the system under the training mechanism. Apparently, the function of the training sequence is only to estimate the channel, but not to transmit any information. The amount of channel transmission time it occupies/consumes will directly affect the actual usability of the system. Moreover, since the structure of the existing training sequence is fixed and immutable, it is impossible to adaptively adjust the length of the training sequence according to the spatial domain related information of the current channel, and it is also impossible to use the known channel related information more effectively, resulting in Estimate performance issues with low robustness.

发明的内容content of the invention

本发明的目的在于克服上述现有技术中训练序列结构固定化,训练长度自适应调整性能差的缺陷,提供一种基于训练序列的MIMO相关信道自适应估计方法。The purpose of the present invention is to overcome the defects of fixed training sequence structure and poor adaptive adjustment performance of training length in the prior art, and provide an adaptive estimation method of MIMO correlation channel based on training sequence.

实现本发明目的的技术思路是:针对存在空域衰落相关性的MIMO平坦块衰落信道,在假定信道空域相关服从Kronecker分离相关模型的基础上,设计一种能够有效利用信道相关信息并且长度可控的训练序列生成方法,结合信道相干时间,综合考虑估计准确性和系统传输容量的折中,通过最小均方误差MMSE估计准则,利用最优化原理,实现MIMO相关信道的自适应信道估计,具体过程如下:The technical idea of realizing the object of the present invention is: aiming at the MIMO flat block fading channel with spatial domain fading correlation, on the basis of assuming that the channel spatial domain correlation obeys the Kronecker separation correlation model, design a channel correlation information that can effectively use and whose length is controllable The training sequence generation method, combined with channel coherence time, comprehensively considers the compromise between estimation accuracy and system transmission capacity, through the minimum mean square error MMSE estimation criterion, and uses the optimization principle to realize adaptive channel estimation of MIMO related channels. The specific process is as follows :

(1)接收机对已知的发射端空域相关矩阵Rt和接收端空域相关矩阵Rr进行矩阵直积运算,得到当前信道的二阶统计相关信息Rh,即Rh=Rr Rt

Figure 200710017709210000210003_1
表示矩阵间的直积,该信道相关矩阵Rh的秩K,记作K=rank(Rh);(1) The receiver performs a matrix direct product operation on the known spatial correlation matrix R t at the transmitting end and R r at the receiving end to obtain the second-order statistical correlation information R h of the current channel, that is, R h =R r R t ,
Figure 200710017709210000210003_1
Indicates the direct product between matrices, and the rank K of the channel correlation matrix R h is denoted as K=rank(R h );

(2)根据K值确定用于信道估计的训练序列长度,即

Figure A20071001770900061
其中Nr表示接收天线数目,
Figure A20071001770900062
表示向上取整;(2) Determine the length of the training sequence used for channel estimation according to the K value, namely
Figure A20071001770900061
where N r represents the number of receiving antennas,
Figure A20071001770900062
Indicates rounding up;

(3)接收机通过接收机到发射机之间的反馈链路将确定的训练序列长度Tτ和信道相关信息Rh反馈给发射机;(3) The receiver feeds back the determined training sequence length T τ and channel related information R h to the transmitter through the feedback link between the receiver and the transmitter;

(4)发射机依据所述的反馈信息,确定训练序列结构中的对角矩阵Dτ(4) The transmitter determines the diagonal matrix D τ in the training sequence structure according to the feedback information,

当Tτ≥Nt时,取 D τ 1 / 2 = D 1 / 2 0 ( T τ - N t ) × N t , When T τ ≥ N t , take D. τ 1 / 2 = D. 1 / 2 0 ( T τ - N t ) × N t ,

当Tτ<Nt时,取 D &tau; 1 / 2 = D [ 1 : T &tau; , : ] 1 / 2 , When T τ <N t , take D. &tau; 1 / 2 = D. [ 1 : T &tau; , : ] 1 / 2 ,

其中,Nt表示发射天线数目,0(Tτ-Nt)×Nt表示一个(Tτ-Nt)×Nt维的全0矩阵,上标1/2表示矩阵的平方根,D[1:Tτ,:] 1/2表示取D1/2的前Tτ行,矩阵D为一个Nt×Nt维对角矩阵;Among them, N t represents the number of transmitting antennas, 0 (Tτ-Nt)×Nt represents a (T τ -N t )×N t dimensional all-0 matrix, superscript 1/2 represents the square root of the matrix, D [1:Tτ ,:] 1/2 means to take the first T τ rows of D 1/2 , and the matrix D is a N t ×N t dimensional diagonal matrix;

(5)由上述矩阵Dτ生成训练序列Sτ,即(5) Generate the training sequence S τ from the above matrix D τ , namely

SS &tau;&tau; == Uu DD. &tau;&tau; 11 // 22 Uu tt **

其中,U是一个任意的Tτ×Tτ维酉矩阵;Ut是发射端相关矩阵Rt的特征值分解中的Nt×Nt维特征向量酉矩阵,上标*表示矩阵的共轭转置操作;Among them, U is an arbitrary T τ × T τ dimensional unitary matrix; U t is the N t × N t dimensional eigenvector unitary matrix in the eigenvalue decomposition of the transmitter correlation matrix R t , and the superscript * represents the conjugate of the matrix Transpose operation;

(6)发射机通过发射机到接收机的前向链路,给接收机通知当前所采用的训练序列Sτ的具体数值;(6) The transmitter notifies the receiver of the specific value of the currently used training sequence S τ through the forward link from the transmitter to the receiver;

(7)开始训练周期,发射机将训练序列Sτ通过发射天线发射到无线信道H中,接收机在Tτ个符号周期内接收到的信号可以表示为一个Tτ×Nt维的矩阵Xτ(7) Start the training period, the transmitter transmits the training sequence S τ to the wireless channel H through the transmitting antenna, and the signal received by the receiver within T τ symbol periods can be expressed as a T τ × N t -dimensional matrix X τ ;

(8)接收机根据上述的接收信号Xτ和已告知的训练序列Sτ,,采用最小均方误差MMSE估计准则,由下式得到当前信道系数的估计值 (8) According to the above-mentioned received signal X τ and the notified training sequence S τ , the receiver adopts the minimum mean square error MMSE estimation criterion, and obtains the estimated value of the current channel coefficient by the following formula

hh ^^ == &rho;&rho; &tau;&tau; NN tt (( RR hh -- 11 ++ &rho;&rho; &tau;&tau; NN tt SS ~~ &tau;&tau; ** SS ~~ &tau;&tau; )) -- 11 SS ~~ &tau;&tau; ** xx &tau;&tau;

其中, h ^ = vec ( H ^ ) , xτ=vec(Xτ),h=vec(H)分别表示信道估计矩阵

Figure A20071001770900074
接收信号矩阵Xτ和信道矩阵H的列堆积向量,ρτ表示训练周期内的平均发射功率, S ~ &tau; = ( I N r &CircleTimes; S &tau; ) , I N r 表示Nr维单位阵,上标-1表示矩阵求逆运算;in, h ^ = vec ( h ^ ) , x τ =vec(X τ ), h=vec(H) represent the channel estimation matrix respectively
Figure A20071001770900074
The column stacked vector of the received signal matrix X τ and the channel matrix H, ρ τ represents the average transmit power in the training period, S ~ &tau; = ( I N r &CircleTimes; S &tau; ) , I N r Represents an N r- dimensional unit matrix, and the superscript -1 represents the matrix inversion operation;

(9)训练结束后,开始真正有用数据的传输。一帧传输结束后,若信道相关信息Rh的取值发生了变化,则返回第一步重新确定新的训练序列,进行下一帧的信道估计和数据传输;若信道相关信息Rh的取值未发生变化,则返回到第(7)步开始下一帧的信道估计和数据传输。(9) After the training is over, start the transmission of real useful data. After one frame of transmission ends, if the value of channel-related information R h changes, return to the first step to re-determine a new training sequence for channel estimation and data transmission in the next frame; if the value of channel-related information R h If the value does not change, return to step (7) to start the channel estimation and data transmission of the next frame.

上述的信道估计方法,其中Nt×Nt维对角矩阵D可以通过在满足矩阵D的迹归一化为NtTτ的条件下,将下式最小化而得到:In the above channel estimation method, the N t ×N t dimensional diagonal matrix D can be obtained by minimizing the following formula under the condition that the trace of the matrix D is normalized to N t T τ :

&Sigma;&Sigma; ii == 11 NN tt &Sigma;&Sigma; jj == 11 NN rr {{ [[ &lambda;&lambda; ii (( RR tt )) &lambda;&lambda; jj (( RR rr )) ]] -- 11 ++ &rho;&rho; &tau;&tau; NN tt dd ii }} -- 11

其中,di是D的第i个对角线元素,λi(Rt)表示发射端空域相关矩阵Rt的第i个特征值,λj(Rr)表示接收端空域相关矩阵Rr的第j个特征值。Among them, d i is the i-th diagonal element of D, λ i (R t ) represents the i-th eigenvalue of the spatial correlation matrix R t at the transmitting end, and λ j (R r ) represents the spatial correlation matrix R r at the receiving end The jth eigenvalue of .

本发明与现有的技术相比,具有如下优点:Compared with the prior art, the present invention has the following advantages:

(1)该信道估计所使用的训练序列结构具有通用性和广义性,可以包含现有的相同信道条件和模型下的特定训练序列,比如传统的正交训练序列;(1) The training sequence structure used in the channel estimation is universal and generalized, and can include specific training sequences under the same existing channel conditions and models, such as traditional orthogonal training sequences;

(2)该信道估计中的训练序列结构所生成的训练序列的长度具有自适应特性,可以根据不同的信道空域相关条件和不同的信道估计误差要求,调整训练时间;(2) The length of the training sequence generated by the training sequence structure in the channel estimation has adaptive characteristics, and the training time can be adjusted according to different channel spatial domain related conditions and different channel estimation error requirements;

(3)在相同的训练长度前提下,经由该训练序列进行信道估计的估计误差要显著小于采用正交训练序列时的情况;(3) Under the premise of the same training length, the estimation error of channel estimation via the training sequence is significantly smaller than that of using the orthogonal training sequence;

(4)在相同的信道估计误差前提下,该训练序列长度要小于正交训练序列长度,从而减少训练开销,提高系统带宽利用率;(4) Under the premise of the same channel estimation error, the length of the training sequence should be smaller than the length of the orthogonal training sequence, thereby reducing training overhead and improving system bandwidth utilization;

(5)该训练序列设计思想具有通用性,可以与MIMO预编码技术、自适应传输技术有效结合。(5) The training sequence design idea is universal and can be effectively combined with MIMO precoding technology and adaptive transmission technology.

附图说明Description of drawings

图1是本发明基于训练序列的MIMO信道估计/数据检测系统原理框图Fig. 1 is the functional block diagram of the MIMO channel estimation/data detection system based on the training sequence of the present invention

图2是本发明训练序列设计思路示意图Fig. 2 is a schematic diagram of the training sequence design idea of the present invention

图3是本发明自适应信道估计流程图Fig. 3 is the flow chart of adaptive channel estimation of the present invention

图4是本发明训练序列与传统正交训练序列估计性能的比较图Fig. 4 is a comparison diagram of the training sequence of the present invention and the traditional orthogonal training sequence estimation performance

图5是本发明训练序列的长度自适应与估计精度的关系图Fig. 5 is the relationship diagram of the length adaptation and estimation accuracy of the training sequence of the present invention

具体实施方式Detailed ways

以下参照附图对本发明的技术方案作进一步详细描述。The technical solution of the present invention will be further described in detail below with reference to the accompanying drawings.

参照图1,本发明基于训练序列的MIMO信道估计/数据检测系统的原理是在每个数据帧/分组的开始,首先传输一定数目的收发两端共知的训练符号,称作训练序列Sτ。接收端根据训练周期内的接收信号Xτ和训练序列Sτ,采用最小均方误差MMSE估计准则,估计出该帧内的信道参数矩阵在训练周期之后,开始传输真正的信息数据符号Sd,接收端利用已经估计出的信道参数从数据传输阶段的接收信号Xd中解调/解码出原始数据信息

Figure A20071001770900083
收发两端通过一条独立于数据传输的无差错的双向链路即前向链路和反馈链路来实现信息共享和参数控制之间的交互,从而建立自适应信道估计机制。With reference to Fig. 1, the principle of the MIMO channel estimation/data detection system based on the training sequence of the present invention is that at the beginning of each data frame/grouping, at first transmit a certain number of training symbols known at both ends of the transceiver, called the training sequence S τ . According to the received signal X τ and training sequence S τ in the training period, the receiver uses the minimum mean square error MMSE estimation criterion to estimate the channel parameter matrix in the frame After the training period, the real information data symbol S d starts to be transmitted, and the receiver uses the estimated channel parameters Demodulate/decode the original data information from the received signal X d in the data transmission stage
Figure A20071001770900083
The two ends of the transceiver realize the interaction between information sharing and parameter control through an error-free bidirectional link independent of data transmission, that is, the forward link and the feedback link, so as to establish an adaptive channel estimation mechanism.

参照图2,本发明训练序列设计的出发点是充分有效地利用已知的信道相关信息来提高信道估计的性能和鲁棒性。其考虑的重点是信道的空域衰落相关性,并用Kronecker相关模型对空域衰落相关性进行建模。训练序列结构中反映自适应原理的主要因素是训练长度的可控性,训练序列设计所采用的评价标准是最小均方误差MMSE估计准则,在推导均方误差最小化的计算中,利用矩阵理论和最优化原理进行最优训练序列的推导。Referring to FIG. 2 , the starting point of the training sequence design of the present invention is to fully and effectively utilize known channel related information to improve the performance and robustness of channel estimation. The focus of its consideration is the spatial domain fading correlation of the channel, and the Kronecker correlation model is used to model the spatial domain fading correlation. The main factor reflecting the adaptive principle in the training sequence structure is the controllability of the training length. The evaluation standard adopted in the training sequence design is the minimum mean square error MMSE estimation criterion. In the calculation of deriving the minimum mean square error, the matrix theory is used The derivation of the optimal training sequence is carried out with the optimization principle.

参照图3,本发明信道估计的系统是MIMO系统,该系统中具有Nt个发射天线和Nr个接收天线,当前Nt×Nr维信道状态矩阵为H,训练序列长度为Tτ,在整个训练周期内的Tτ×Nt维训练序列矩阵写作为Sτ,Tτ×Nr维接收信号矩阵为Xτ,Tτ×Nr维接收复高斯白噪声矩阵为Nτ。该系统中的发射机和接收机之间有一条双向链路,即发射机到接收机的前向链路和接收机到发射机的反馈链路,该双向链路与收发天线之间的无线通信链路是独立的,只用于传输少量的交互控制信息,其通信频带与业务数据传输频带是独立的,且传输速率较低,可以认为是无差错传输的。该系统中的接收机可以获知信道二阶统计相关信息,即信道的发射端空域相关矩阵Rt和接收端空域相关矩阵Rr,并能较好地跟踪信道相关信息的变化。具体信道估计过程如下:Referring to Fig. 3, the channel estimation system of the present invention is a MIMO system, which has N t transmitting antennas and N r receiving antennas, the current N t ×N r dimensional channel state matrix is H, and the training sequence length is T τ , The T τ × N t- dimensional training sequence matrix in the entire training period is written as S τ , the T τ × N r- dimensional received signal matrix is X τ , and the T τ × N r- dimensional received complex Gaussian white noise matrix is N τ . There is a two-way link between the transmitter and receiver in this system, that is, the forward link from the transmitter to the receiver and the feedback link from the receiver to the transmitter. The wireless link between the two-way link and the transceiver antenna The communication link is independent and is only used to transmit a small amount of interactive control information. The communication frequency band is independent from the service data transmission frequency band, and the transmission rate is low, which can be considered as error-free transmission. The receiver in this system can obtain the second-order statistical correlation information of the channel, that is, the spatial correlation matrix R t of the transmitting end of the channel and the spatial correlation matrix R r of the receiving end of the channel, and can better track the changes of the channel related information. The specific channel estimation process is as follows:

1.获取当前信道的二阶统计相关信息Rh 1. Obtain the second-order statistical related information R h of the current channel

接收机对已知的发射端空域相关矩阵Rt和接收端空域相关矩阵Rr进行矩阵直积运算,得到当前信道的二阶统计相关信息Rh,即Rh=Rr

Figure 200710017709210000210003_2
Rt
Figure 200710017709210000210003_3
表示矩阵间的直积;该信道相关矩阵Rh的秩为K,记作K=rank(Rh);The receiver performs a matrix direct product operation on the known spatial correlation matrix R t at the transmitting end and the spatial correlation matrix R r at the receiving end to obtain the second-order statistical correlation information R h of the current channel, that is, R h =R r
Figure 200710017709210000210003_2
R t ,
Figure 200710017709210000210003_3
Indicates the direct product between matrices; the rank of the channel correlation matrix R h is K, recorded as K=rank(R h );

2.选择用于信道估计的训练序列长度Tτ2. Select the training sequence length T τ ′ for channel estimation

利用非相干容量的理论和接收端对估计误差性能的要求选择训练序列长度Tτ′,即根据Nt×Nr维信道矩阵H中的独立参数的个数等于Rh的秩K的原理,按照系统容量最大化准则,选择

Figure A20071001770900091
Figure A20071001770900092
表示向上取整,即可保证估计的可靠性和数据传输速率最大化之间的最优折中;The length of the training sequence T τ ′ is selected by using the theory of non-coherent capacity and the requirement of the receiver for estimation error performance, that is, according to the principle that the number of independent parameters in the N t ×N r dimensional channel matrix H is equal to the rank K of Rh , According to the maximization criterion of system capacity, choose
Figure A20071001770900091
Figure A20071001770900092
Indicates that rounding up can guarantee the optimal compromise between the estimated reliability and the maximum data transmission rate;

3.确定最终的用于信道估计的训练序列长度Tτ 3. Determine the final training sequence length T τ for channel estimation

上述门限值在理论上是最优的,但具体应用时,还需根据实际系统对训练时间的限制和接收机对当前信道估计均方误差性能的要求,对训练序列的长度进行调整。调整的基本原则是在保证满足估计误差性能要求和业务所需的数据传输速率的前提下,尽可能地减少训练开销,一般取

Figure A20071001770900094
above threshold It is optimal in theory, but in specific applications, it is necessary to adjust the length of the training sequence according to the limitation of the actual system on the training time and the receiver's requirements on the performance of the mean square error of the current channel estimation. The basic principle of adjustment is to reduce the training overhead as much as possible under the premise of ensuring the performance requirements of the estimation error and the data transmission rate required by the business.
Figure A20071001770900094

4.接收机通过接收机到发射机之间的反馈链路将最终确定的训练序列长度Tτ和信道相关信息Rh反馈给发射机;4. The receiver feeds back the final determined training sequence length T τ and channel related information R h to the transmitter through the feedback link between the receiver and the transmitter;

5.确定训练序列结构中的对角矩阵Dτ 5. Determine the diagonal matrix D τ in the training sequence structure

发射机依据所述的反馈信息,按照如下两种情况确定矩阵Dτ的具体结构:According to the feedback information, the transmitter determines the specific structure of the matrix D τ according to the following two situations:

当Tτ≥Nt时,取 D &tau; 1 / 2 = D 1 / 2 0 ( T &tau; - N t ) &times; N t , When T τ ≥ N t , take D. &tau; 1 / 2 = D. 1 / 2 0 ( T &tau; - N t ) &times; N t ,

当Tτ<Nt时,取 D &tau; 1 / 2 = D [ 1 : T &tau; , : ] 1 / 2 , 即取D1/2的前Tτ行,When T τ <N t , take D. &tau; 1 / 2 = D. [ 1 : T &tau; , : ] 1 / 2 , That is, take the first T τ rows of D 1/2 ,

其中,矩阵D是一个Nt×Nt维对角方阵。该矩阵D可以通过使下式最小化而求得,即Wherein, the matrix D is an N t ×N t dimensional diagonal square matrix. This matrix D can be obtained by minimizing the following formula, namely

trtr (( DD. hh -- 11 ++ &rho;&rho; &tau;&tau; NN tt II NN rr &CircleTimes;&CircleTimes; DD. )) -- 11

== trtr (( (( DD. rr &CircleTimes;&CircleTimes; DD. tt )) -- 11 ++ &rho;&rho; &tau;&tau; NN tt II NN rr &CircleTimes;&CircleTimes; DD. )) -- 11

== &Sigma;&Sigma; ii == 11 NN tt &Sigma;&Sigma; jj == 11 NN rr {{ [[ &lambda;&lambda; ii (( RR tt )) &lambda;&lambda; jj (( RR rr )) ]] -- 11 ++ &rho;&rho; &tau;&tau; NN tt dd ii }} -- 11

式中tr表示矩阵的迹,di是D的第i个对角线元素,λi(Rt)表示发射端空域相关矩阵Rt的第i个特征值,λj(Rr)表示接收端空域相关矩阵Rr的第j个特征值,ρτ表示训练周期内的平均发射功率。where tr represents the trace of the matrix, d i is the i-th diagonal element of D, λ i (R t ) represents the i-th eigenvalue of the spatial correlation matrix R t at the transmitting end, and λ j (R r ) represents the receiving The jth eigenvalue of the terminal spatial domain correlation matrix R r , ρ τ represents the average transmit power in the training period.

上式可以通过最优化理论来迭代求解,最优化的约束条件是矩阵D的迹归一化为NtTτ。对于高信噪比、低信噪比,只有接收端空域相关和只有发射端空域相关四种不同的情况,上式可以通过Lagrange数乘法和极限近似的方法求得闭式解;The above formula can be solved iteratively through optimization theory, and the optimization constraint is that the trace of matrix D is normalized to N t T τ . For the four different cases of high SNR and low SNR, only the spatial correlation at the receiving end and only the spatial correlation at the transmitting end, the above formula can be obtained by Lagrange number multiplication and limit approximation method to obtain a closed-form solution;

6.由上述对角矩阵Dτ生成训练序列Sτ,即6. Generate the training sequence S τ from the above diagonal matrix D τ , namely

SS &tau;&tau; == Uu DD. &tau;&tau; 11 // 22 Uu tt **

该训练序列结构由三部分组成。其中,U是一个任意的Tτ×Tτ维酉矩阵,比如傅立叶矩阵,“任意”二字保证了该结构的通用性和广泛包容性;Ut是发射端相关矩阵Rt的特征值分解中的Nt×Nt维特征向量酉矩阵;矩阵Dτ的行数目等于训练序列长度,故该训练序列结构可以生成任意长度的训练序列,具有自适应性。The training sequence structure consists of three parts. Among them, U is an arbitrary T τ × T τ dimensional unitary matrix, such as a Fourier matrix, and the word "arbitrary" ensures the generality and wide inclusiveness of the structure; U t is the eigenvalue decomposition of the correlation matrix R t at the transmitter The N t ×N t -dimensional eigenvector unitary matrix in ; the number of rows of the matrix D τ is equal to the length of the training sequence, so the training sequence structure can generate training sequences of any length and is adaptive.

可以证明,当信道中不存在空域相关时,Sτ就是一个正交矩阵,也就是说传统的正交训练序列是该发明中的一个特定情况的应用;It can be proved that when there is no spatial domain correlation in the channel, S τ is an orthogonal matrix, that is to say, the traditional orthogonal training sequence is an application of a specific case in this invention;

7.发射机通过发射机到接收机的前向链路,给接收机通知当前所采用的训练序列Sτ的具体数值;7. The transmitter notifies the receiver of the specific value of the currently used training sequence S τ through the forward link from the transmitter to the receiver;

8.开始训练周期,发射机将训练序列Sτ通过发射天线发射到无线信道H中,接收机在Tτ个符号周期内接收到的信号可以表示为一个Tτ×Nt维的矩阵Xτ。训练阶段的收发信号的数学描述如下:8. Start the training period, the transmitter transmits the training sequence S τ to the wireless channel H through the transmitting antenna, and the signal received by the receiver within T τ symbol periods can be expressed as a T τ ×N t -dimensional matrix X τ . The mathematical description of the sending and receiving signals in the training phase is as follows:

Xx &tau;&tau; == &rho;&rho; &tau;&tau; NN tt SS &tau;&tau; Hh ++ NN &tau;&tau;

&DoubleRightArrow;&DoubleRightArrow; vecvec (( Xx &tau;&tau; )) == &rho;&rho; &tau;&tau; NN tt (( II NN rr &CircleTimes;&CircleTimes; SS &tau;&tau; )) vecvec (( Hh )) ++ vecvec (( NN &tau;&tau; ))

&DoubleRightArrow;&DoubleRightArrow; xx &tau;&tau; == &rho;&rho; &tau;&tau; NN tt SS ~~ &tau;&tau; hh ++ nno &tau;&tau; ,, sthe s .. tt .. trtr (( SS &tau;&tau; ** SS &tau;&tau; )) == NN tt TT &tau;&tau;

式中xτ=vec(Xτ),h=vec(H)分别表示接收信号矩阵Xτ和信道矩阵H的列堆积向量,ρτ表示训练周期内的平均发射功率, S ~ &tau; = ( I N r &CircleTimes; S &tau; ) , INr表示Nr维单位阵;where x τ = vec(X τ ), h=vec(H) represent the column accumulation vectors of the received signal matrix X τ and channel matrix H respectively, ρ τ represents the average transmit power in the training period, S ~ &tau; = ( I N r &CircleTimes; S &tau; ) , I Nr represents the N r- dimensional unit matrix;

9.接收机根据上述的接收信号Xτ和已告知的训练序列Sτ,采用最小均方误差MMSE估计准则,由下式得到当前信道系数的估计值

Figure A20071001770900115
9. According to the above-mentioned received signal X τ and the notified training sequence S τ , the receiver adopts the minimum mean square error MMSE estimation criterion, and obtains the estimated value of the current channel coefficient by the following formula
Figure A20071001770900115

hh ^^ == &rho;&rho; &tau;&tau; NN tt (( RR hh -- 11 ++ &rho;&rho; &tau;&tau; NN tt SS ~~ &tau;&tau; ** SS ~~ &tau;&tau; )) -- 11 SS ~~ &tau;&tau; ** xx &tau;&tau;

式中 h ^ = vec ( H ^ ) 表示信道估计矩阵

Figure A20071001770900118
的列堆积向量,相应的估计均方误差MSE为:In the formula h ^ = vec ( h ^ ) Represents the channel estimation matrix
Figure A20071001770900118
The column-stacked vector of , the corresponding estimated mean square error MSE is:

MSEMSE == trtr (( RR hh -- 11 ++ &rho;&rho; &tau;&tau; NN tt SS ~~ &tau;&tau; ** SS ~~ &tau;&tau; )) -- 11 ;;

10.训练结束后,开始真正有用数据的传输10. After the training is over, start the transmission of real useful data

一帧传输结束后,若信道相关信息Rh的取值发生了变化,则返回第一步重新确定新的训练序列,进行下一帧的信道估计和数据传输;若信道相关信息Rh的取值未发生变化,则返回到第8步开始下一帧的信道估计和数据传输。After one frame of transmission ends, if the value of channel-related information R h changes, return to the first step to re-determine a new training sequence for channel estimation and data transmission in the next frame; if the value of channel-related information R h If the value does not change, return to step 8 to start the channel estimation and data transmission of the next frame.

以下参照附图对本发明的技术效果做进一步详细描述。The technical effects of the present invention will be further described in detail below with reference to the accompanying drawings.

参照图4,假定一个4发4收的MIMO系统,收发两端空域相关系数相同,采用指数相关系数生成模型,设Rr(i,j)=Rt(i,j)=r|i-j|,i,j=1,2,3,4,|r|≤1,r的取值越大,则表明空域相关性越强。训练长度为4个符号周期。图4中,‘ort’表示传统的正交训练序列,‘opt’表示本发明采用的训练序列。不难看出,虽然随着信噪比的增大,两种训练序列所对应的信道估计均方误差都会逐渐减小。但本发明的训练序列的估计性能要优于传统的正交训练序列,且随着信道空域相关性的增强,性能的提升更加显著。Referring to Figure 4, assuming a MIMO system with 4 transmissions and 4 receptions, the spatial correlation coefficients at both ends of the transmission and reception are the same, and the exponential correlation coefficient generation model is used, and R r (i, j) = R t (i, j) = r |ij| , i, j=1, 2, 3, 4, |r|≤1, the larger the value of r, the stronger the spatial correlation. The training length is 4 symbol periods. In FIG. 4, 'ort' represents a traditional orthogonal training sequence, and 'opt' represents a training sequence used in the present invention. It is not difficult to see that although the mean square error of the channel estimation corresponding to the two training sequences will gradually decrease with the increase of the signal-to-noise ratio. However, the estimation performance of the training sequence of the present invention is better than that of the traditional orthogonal training sequence, and with the enhancement of channel spatial domain correlation, the performance improvement is more significant.

参照图5,仍假定一个4发4收的MIMO系统,以如下三种情况的比较为例:Referring to Figure 5, it is still assumed that a 4-transmission and 4-reception MIMO system is used, taking the comparison of the following three situations as an example:

(1)假定无空域相关,取Tτ=4;(1) Assuming no spatial correlation, take T τ = 4;

(2)假定无接收相关,但发射端存在空域相关,且其相关矩阵不满秩,具有2、1.5、0.5三个特征值,满足tr(Rt)=4,此时,K=12,取 T &tau; = K N r = 3 ; (2) Assume that there is no receiving correlation, but there is spatial correlation at the transmitting end, and its correlation matrix has three eigenvalues of 2, 1.5, and 0.5, satisfying tr(R t )=4, at this time, K=12, take T &tau; = K N r = 3 ;

(3)进一步忽略Rh中的4个较小的正特征值,即取K=8,此时 T &tau; = K N r = 2 . (3) further ignore the 4 smaller positive eigenvalues in Rh , that is, take K=8, at this time T &tau; = K N r = 2 .

由图5给出的三种情况下估计均方误差随信噪比变化的关系曲线可知,情况(2)虽然比情况(1)减少了25%的训练开销,但其估计方差仍然小于情况(1);情况(3)比情况(1)少用了50%的训练开销,其估计方差在低信噪比时也优于情况(1)。这说明,相关信道下使用较少的训练符号仍旧可以获得不差于独立信道情况下的估计性能。同时说明,本发明的训练序列可以针对信道相关性强弱的变化和接收机估计性能的高低对训练序列长度做出自适应调整,以在满足估计性能要求的基础上最大限度地减少训练开销,达到数据传输速率的最大化,提高频带利用率。From the relationship curves of the estimated mean square error with the change of SNR in the three cases given in Figure 5, it can be seen that although the case (2) reduces the training overhead by 25% compared with the case (1), its estimated variance is still smaller than the case ( 1); case (3) uses 50% less training overhead than case (1), and its estimated variance is also better than case (1) at low SNR. This shows that using less training symbols under the correlated channel can still obtain the estimation performance not worse than that under the independent channel condition. At the same time, it is explained that the training sequence of the present invention can make adaptive adjustments to the length of the training sequence in response to changes in the strength of channel correlation and the level of receiver estimation performance, so as to minimize the training overhead on the basis of meeting the estimation performance requirements. Maximize the data transmission rate and improve the frequency band utilization.

Claims (2)

1.一种基于自适应训练序列的MIMO相关信道估计方法,包括如下步骤:1. A MIMO correlation channel estimation method based on adaptive training sequence, comprising the steps: (1)接收机对已知的发射端空域相关矩阵Rt和接收端空域相关矩阵Rr进行矩阵直积运算,得到当前信道的二阶统计相关信息Rh,即
Figure FSB00000081728300011
Figure FSB00000081728300012
表示矩阵间的直积,该信道相关矩阵Rh的秩K,记作K=rank(Rh);
(1) The receiver performs a matrix direct product operation on the known spatial correlation matrix R t at the transmitter and R r at the receiving end to obtain the second-order statistical correlation information R h of the current channel, namely
Figure FSB00000081728300011
Figure FSB00000081728300012
Indicates the direct product between matrices, and the rank K of the channel correlation matrix R h is denoted as K=rank(R h );
(2)根据K值确定用于信道估计的训练序列长度,即其中Nr表示接收天线数目,
Figure FSB00000081728300014
表示向上取整;
(2) Determine the length of the training sequence used for channel estimation according to the K value, namely where N r represents the number of receiving antennas,
Figure FSB00000081728300014
Indicates rounding up;
(3)接收机通过接收机到发射机之间的反馈链路将确定的训练序列长度Tτ和信道相关信息Rh反馈给发射机;(3) The receiver feeds back the determined training sequence length T τ and channel related information R h to the transmitter through the feedback link between the receiver and the transmitter; (4)发射机依据所述的反馈信息,确定训练序列结构中的对角矩阵Dτ(4) The transmitter determines the diagonal matrix D τ in the training sequence structure according to the feedback information, 当Tτ≥Nt时,取
Figure FSB00000081728300015
When T τ ≥ N t , take
Figure FSB00000081728300015
当Tτ≥Nt时,取 When T τ ≥ N t , take 其中,Nt表示发射天线数目,
Figure FSB00000081728300017
表示一个(Tτ-Nt)×Nt维的全0矩阵,上标1/2表示矩阵的平方根,
Figure FSB00000081728300018
表示取D1/2的前Tτ行,矩阵D为一个Nt×Nt维对角矩阵;
where N t represents the number of transmit antennas,
Figure FSB00000081728300017
Represents a (T τ -N t )×N t -dimensional matrix of all zeros, and the superscript 1/2 represents the square root of the matrix,
Figure FSB00000081728300018
Indicates that the first T τ rows of D 1/2 are taken, and the matrix D is a N t ×N t dimensional diagonal matrix;
(5)由上述矩阵Dτ生成训练序列Sτ,即(5) Generate the training sequence S τ from the above matrix D τ , namely
Figure FSB00000081728300019
Figure FSB00000081728300019
其中,U是一个任意的Tτ×Tτ维酉矩阵;Ut是发射端相关矩阵Rt的特征值分解中的Nt×Nt维特征向量酉矩阵,上标*表示矩阵的共轭转置操作;Among them, U is an arbitrary T τ × T τ dimensional unitary matrix; U t is the N t × N t dimensional eigenvector unitary matrix in the eigenvalue decomposition of the transmitter correlation matrix R t , and the superscript * represents the conjugate of the matrix Transpose operation; (6)发射机通过发射机到接收机的前向链路,给接收机通知当前所采用的训练序列Sτ的具体数值;(6) The transmitter notifies the receiver of the specific value of the currently used training sequence S τ through the forward link from the transmitter to the receiver; (7)开始训练周期,发射机将训练符号Sτ通过发射天线发射到无线信道H中,接收机在Tτ个符号周期内接收到的信号可以表示为一个Tτ×Nt维的矩阵Xτ(7) Start the training period, the transmitter transmits the training symbol S τ to the wireless channel H through the transmitting antenna, and the signal received by the receiver within T τ symbol periods can be expressed as a T τ ×N t -dimensional matrix X τ ; (8)接收机根据上述的接收信号Xτ和已告知的训练序列Sτ,采用最小均方误差MMSE估计准则,由下式得到当前信道系数的估计值
Figure FSB00000081728300021
(8) According to the above-mentioned received signal X τ and the notified training sequence S τ , the receiver adopts the minimum mean square error MMSE estimation criterion, and obtains the estimated value of the current channel coefficient by the following formula
Figure FSB00000081728300021
Figure FSB00000081728300022
Figure FSB00000081728300022
其中,
Figure FSB00000081728300023
xτ=vec(Xτ),分别表示信道估计矩阵
Figure FSB00000081728300024
和接收信号矩阵Xτ的列堆积向量,ρτ表示训练周期内的平均发射功率,
Figure FSB00000081728300026
表示Nr维单位阵,上标-1表示矩阵求逆运算;
in,
Figure FSB00000081728300023
x τ =vec(X τ ), denote the channel estimation matrix respectively
Figure FSB00000081728300024
and the column stacked vector of the received signal matrix X τ , ρ τ represents the average transmit power in the training period,
Figure FSB00000081728300026
Represents an N r- dimensional unit matrix, and the superscript -1 represents the matrix inversion operation;
(9)训练结束后,开始真正有用数据的传输,一帧传输结束后,若信道相关信息Rh的取值发生了变化,则返回第一步重新确定新的训练序列,进行下一帧的信道估计和数据传输;若信道相关信息Rh的取值未发生变化,则返回到第(7)步开始下一帧的信道估计和数据传输。(9) After the training is over, start the transmission of real useful data. After the transmission of one frame, if the value of the channel-related information R h changes, return to the first step to re-determine a new training sequence, and proceed to the next frame. Channel estimation and data transmission; if the value of the channel-related information R h does not change, return to step (7) to start the channel estimation and data transmission of the next frame.
2.根据权利要求1所述的信道估计方法,其中Nt×Nt维对角矩阵D可以通过在满足矩阵D的归一化为NtTτ的条件下,将下式最小化而得到:2. The channel estimation method according to claim 1, wherein the N t ×N t dimensional diagonal matrix D can be obtained by minimizing the following formula under the condition that the normalization of the matrix D is satisfied as N t T τ : 其中,di是D的第i个对角线元素,λi(Rt)表示发射端空域相关矩阵Rt的第i个特征值,λj(Rr)表示接收端空域相关矩阵Rr的第j个特征值。Among them, d i is the i-th diagonal element of D, λ i (R t ) represents the i-th eigenvalue of the spatial correlation matrix R t at the transmitting end, and λ j (R r ) represents the spatial correlation matrix R r at the receiving end The jth eigenvalue of .
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