CA2388197A1 - Systemes et procedes de conseil en investissements - Google Patents

Systemes et procedes de conseil en investissements Download PDF

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Publication number
CA2388197A1
CA2388197A1 CA002388197A CA2388197A CA2388197A1 CA 2388197 A1 CA2388197 A1 CA 2388197A1 CA 002388197 A CA002388197 A CA 002388197A CA 2388197 A CA2388197 A CA 2388197A CA 2388197 A1 CA2388197 A1 CA 2388197A1
Authority
CA
Canada
Prior art keywords
portfolio
securities
information
client
security
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
CA002388197A
Other languages
English (en)
Inventor
Mark Hoffman
Donald A. Mcrae
Paul Samuelson
Evan Schulman
James L. Walker
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Upstream Technologies LLC
Original Assignee
Individual
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Individual filed Critical Individual
Publication of CA2388197A1 publication Critical patent/CA2388197A1/fr
Abandoned legal-status Critical Current

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Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Landscapes

  • Business, Economics & Management (AREA)
  • Engineering & Computer Science (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Development Economics (AREA)
  • Technology Law (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Economics (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Entrepreneurship & Innovation (AREA)
  • Game Theory and Decision Science (AREA)
  • Human Resources & Organizations (AREA)
  • Operations Research (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)

Abstract

La présente invention concerne des systèmes de conseil en matière d'investissements. Une première version de cette invention fournit des systèmes de conseils en investissements qui permettent à l'utilisateur de sélectionner un ou plusieurs conseillers dans une liste de conseillers en investissements. Selon cette version, l'utilisateur final peut recevoir des conseils sur une transaction particulière de la part d'un des conseillers, soit de manière individuelle soit en accord avec les autres conseillers. Ce système offre des conseils en partie sur le portefeuille, la situation fiscale, et le profil des risques de l'utilisateur, et en partie sur l'évaluation des conseillers de la situation actuelle du marché. Ainsi, lorsqu'un utilisateur envisage d'effectuer une transaction, il peut obtenir des conseils, par exemple des informations de portefeuille telles qu'une transaction d'utilisateur proposée et/ou des informations de portefeuille d'utilisateur. Grâce à ce dispositif personnalisé, l'utilisateur peut exécuter une transaction spécifique et son portefeuille peut être mis à jour afin de réfléchir l'exécution de son/ses ordre(s). Dans une variante, le désir d'un utilisateur d'acheter ou de vendre un titre et/ou le besoin de rééquilibrer le portefeuille d'un utilisateur peuvent créer une/des transaction(s). Ainsi, le système créera une liste d'achats/ventes (comprenant les options recommandées) à partir de laquelle l'utilisateur peut faire son choix.
CA002388197A 1999-10-25 2000-10-25 Systemes et procedes de conseil en investissements Abandoned CA2388197A1 (fr)

Applications Claiming Priority (3)

Application Number Priority Date Filing Date Title
US16125899P 1999-10-25 1999-10-25
US60/161,258 1999-10-25
PCT/US2000/029450 WO2001031538A1 (fr) 1999-10-25 2000-10-25 Systemes et procedes de conseil en investissements

Publications (1)

Publication Number Publication Date
CA2388197A1 true CA2388197A1 (fr) 2001-05-03

Family

ID=22580484

Family Applications (1)

Application Number Title Priority Date Filing Date
CA002388197A Abandoned CA2388197A1 (fr) 1999-10-25 2000-10-25 Systemes et procedes de conseil en investissements

Country Status (5)

Country Link
AU (1) AU1438901A (fr)
CA (1) CA2388197A1 (fr)
GB (1) GB2373355A (fr)
HK (1) HK1051582A1 (fr)
WO (1) WO2001031538A1 (fr)

Cited By (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2024137171A1 (fr) * 2022-12-20 2024-06-27 Camelot Uk Bidco Limited Systèmes et procédés de détermination d'entités sur la base d'une similarité de portefeuille de marques déposées

Families Citing this family (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7752117B2 (en) 2003-01-31 2010-07-06 Trading Technologies International, Inc. System and method for money management in electronic trading environment
US7680719B1 (en) 2006-12-12 2010-03-16 Goldman Sachs & Co. Method, system and apparatus for wealth management
ZA201507862B (en) * 2014-10-27 2017-03-29 First World Trader (Pty) Ltd Method for the purchase and sale of a traded security and a fractional right based thereon
LU500565B1 (en) * 2021-08-20 2023-02-20 Pow Sarl S Method of assets allocation and system thereof

Family Cites Families (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO1998044444A1 (fr) * 1997-04-02 1998-10-08 Rational Investors, Inc. Procede et appareil pour systeme de support et de conseil a l'investissement virtuel
US6021397A (en) * 1997-12-02 2000-02-01 Financial Engines, Inc. Financial advisory system
US5918217A (en) * 1997-12-10 1999-06-29 Financial Engines, Inc. User interface for a financial advisory system
CN1316077A (zh) * 1998-03-11 2001-10-03 弗里奥芬公司 在成本效益基础上使个人或较小额投资人或其他人可创建及管理证券投资组合或其它资产或负债的方法及装置

Cited By (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2024137171A1 (fr) * 2022-12-20 2024-06-27 Camelot Uk Bidco Limited Systèmes et procédés de détermination d'entités sur la base d'une similarité de portefeuille de marques déposées

Also Published As

Publication number Publication date
HK1051582A1 (zh) 2003-08-08
GB2373355A (en) 2002-09-18
WO2001031538A1 (fr) 2001-05-03
WO2001031538A9 (fr) 2002-08-15
GB0212060D0 (en) 2002-07-03
AU1438901A (en) 2001-05-08

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Legal Events

Date Code Title Description
EEER Examination request
FZDE Dead