CA2074956A1 - Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring - Google Patents

Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring

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Publication number
CA2074956A1
CA2074956A1 CA002074956A CA2074956A CA2074956A1 CA 2074956 A1 CA2074956 A1 CA 2074956A1 CA 002074956 A CA002074956 A CA 002074956A CA 2074956 A CA2074956 A CA 2074956A CA 2074956 A1 CA2074956 A1 CA 2074956A1
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CA
Canada
Prior art keywords
pressure
arterial
body part
light
patient
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
CA002074956A
Other languages
French (fr)
Inventor
Justin S. Clark
William Dean Wallace
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Medical Physics Inc
Original Assignee
Justin S. Clark
William Dean Wallace
Medical Physics, Inc.
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Justin S. Clark, William Dean Wallace, Medical Physics, Inc. filed Critical Justin S. Clark
Priority to CA002074956A priority Critical patent/CA2074956A1/en
Priority to EP19900908025 priority patent/EP0512987A4/en
Priority to PCT/US1990/000518 priority patent/WO1991011137A1/en
Priority claimed from PCT/US1990/000518 external-priority patent/WO1991011137A1/en
Publication of CA2074956A1 publication Critical patent/CA2074956A1/en
Abandoned legal-status Critical Current

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/68Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient
    • A61B5/6801Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient specially adapted to be attached to or worn on the body surface
    • A61B5/683Means for maintaining contact with the body
    • A61B5/6838Clamps or clips
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/02Detecting, measuring or recording pulse, heart rate, blood pressure or blood flow; Combined pulse/heart-rate/blood pressure determination; Evaluating a cardiovascular condition not otherwise provided for, e.g. using combinations of techniques provided for in this group with electrocardiography or electroauscultation; Heart catheters for measuring blood pressure
    • A61B5/021Measuring pressure in heart or blood vessels
    • A61B5/022Measuring pressure in heart or blood vessels by applying pressure to close blood vessels, e.g. against the skin; Ophthalmodynamometers
    • A61B5/02225Measuring pressure in heart or blood vessels by applying pressure to close blood vessels, e.g. against the skin; Ophthalmodynamometers using the oscillometric method
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/02Detecting, measuring or recording pulse, heart rate, blood pressure or blood flow; Combined pulse/heart-rate/blood pressure determination; Evaluating a cardiovascular condition not otherwise provided for, e.g. using combinations of techniques provided for in this group with electrocardiography or electroauscultation; Heart catheters for measuring blood pressure
    • A61B5/021Measuring pressure in heart or blood vessels
    • A61B5/022Measuring pressure in heart or blood vessels by applying pressure to close blood vessels, e.g. against the skin; Ophthalmodynamometers
    • A61B5/0225Measuring pressure in heart or blood vessels by applying pressure to close blood vessels, e.g. against the skin; Ophthalmodynamometers the pressure being controlled by electric signals, e.g. derived from Korotkoff sounds
    • A61B5/02255Measuring pressure in heart or blood vessels by applying pressure to close blood vessels, e.g. against the skin; Ophthalmodynamometers the pressure being controlled by electric signals, e.g. derived from Korotkoff sounds the pressure being controlled by plethysmographic signals, e.g. derived from optical sensors
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/145Measuring characteristics of blood in vivo, e.g. gas concentration, pH value; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid, cerebral tissue
    • A61B5/1455Measuring characteristics of blood in vivo, e.g. gas concentration, pH value; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid, cerebral tissue using optical sensors, e.g. spectral photometrical oximeters
    • A61B5/14551Measuring characteristics of blood in vivo, e.g. gas concentration, pH value; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid, cerebral tissue using optical sensors, e.g. spectral photometrical oximeters for measuring blood gases
    • A61B5/14552Details of sensors specially adapted therefor
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/68Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient
    • A61B5/6801Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient specially adapted to be attached to or worn on the body surface
    • A61B5/6813Specially adapted to be attached to a specific body part
    • A61B5/6814Head
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/68Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient
    • A61B5/6801Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient specially adapted to be attached to or worn on the body surface
    • A61B5/6813Specially adapted to be attached to a specific body part
    • A61B5/6814Head
    • A61B5/6815Ear
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/68Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient
    • A61B5/6801Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient specially adapted to be attached to or worn on the body surface
    • A61B5/6813Specially adapted to be attached to a specific body part
    • A61B5/6825Hand
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/68Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient
    • A61B5/6801Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient specially adapted to be attached to or worn on the body surface
    • A61B5/6813Specially adapted to be attached to a specific body part
    • A61B5/6825Hand
    • A61B5/6826Finger
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/68Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient
    • A61B5/6801Arrangements of detecting, measuring or recording means, e.g. sensors, in relation to patient specially adapted to be attached to or worn on the body surface
    • A61B5/6813Specially adapted to be attached to a specific body part
    • A61B5/6829Foot or ankle

Abstract

A noninvasive system and method for monitoring arterial oxygen saturation levels and blood pressure. The apparatus includes a read LED (54) and an infrared LED (56) which are positioned to direct their respective light beams into, or reflected by a patient's body part. A phototransducer device (64) is positioned to receive the light beams (608, 62) which are transmitted through the body part. A pressure cuff (34) surrounds the body part (36) and the LEDs (54, 56). During calibration periods, pressure is applied to the body part (36) and the systolic and mean blood pressures and the arterial oxygen saturation level are determined. The pressure is then released from the body part (36) and another arterial oxygen saturation level is determined and the difference between the two oxygen saturation levels is used as a calibration factor during later monitoring periods to remove the effect of non-arterial oxygen saturation levels on the values obtained during the subsequent monitoring period.

Description

I~ Rec'd P~TIPTO O 3 APR 199~
r~s ~ 9~

ENHANCED ARTERIAL OXYGEN SATURATION DETERMINATION
AND ARTERIAL BLOOD PRESSURE MONITORING

BACKGROUND

lo The Field of the Invention The present invention is related to noninvasive systems and methods which are used to monitor the physiological condition of a patient'~ circulatory system. More particularly, the present invention is related to an enhanced noninvasive system and method for monitoriny a patient's arterial oxygen saturation, and which also provides continuous measurement o lood pressure.
:~ , 2. The Backqround Art The proper utilization of many lifesaving medical techniques and treatments depends upon the attending physician obtaining accurate and continually updated information reyarding various bodily functions of the patient. Perhaps the most critical information to be obtained by a physician, and that which will often tell the physician a great deal concerning what course of treatment should be immediately instituted, are heart rate, blood pressure, and arterial oxygen saturation.
In settings such as operating rooms and in intensive care units, monitoring and recording these indicators of bodily functions is particularly important. For example, when an anesthetized patient undergoes surgery, it is generally the anesthesiologist's role to monitor the general condition of the patient while the surgeon proceeds with his tasks. If the anesthesiologist has knowledge of the patlent's arterial oxygen saturation, heart rate, and SUBS~lTUTE SHEET

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16 Res1d PCTIPTO O 3 APR l't~

blood pressure, the general condition of the patient's circulatory system can be assessed~
Arterial oxygen saturation (abbreviated herein as S,02) is expressed as a percentage of the total hemoglobin in the patient's blood which is bound to oxygen. The hemoglobin whi~h is bound to oxygen is referred to as oxyhemoglobin.
In a healthy patient, the S~02 value is above 95% since blood traveling through the arteries has just passed through the lungs and has been oxygenated. As blood courses through the capillaries, oxygen is off-loaded into the tissues and carbon dioxide is on-loaded into the hemoglobin. Thus, the oxygen saturation levels in the capillaries (abbreviated herein as Sc02) is lower than in the arteries. Furthermore, the blood oxygen saturation levels in the veins i5 even lower, being about 75% in healthy patients.
Importantly, if the patient's arterial oxygen saturation level is too high or too low, the physician may take action such as reducing or increasing t:he amount of oxygen being administered to the patient. Proper management of S~02 is particularly important in neonates where S12 must be maintained high enough to support cell metabolism but low enough to avoid damaging oxygen-sen~itive cel}s in the eye and causing impairment or complete loss o~ vision.
Blood pressure monitoring includes at least three values which are o~ interest to a physician. First, the systolic pressure is the high pressur2 generated in the arteries during contraction (or systole) o~ the left ventricle o~
the heart. Second, the diastolic pressure is the pressure maintained in the arteries during relaxation (or diastole) of the left ventricle. Due to the elastic natuxe of the walls of the arteries, the diastolic pressure is above zero but less than the systolic pressure.
A third value o~ interest to a physician is the mean arterial pressure. The mean arterial pressure may be simply described as the arithmetic average o~ all the blood ,. . .
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16 Rec'd P~/PT0 0 3 APR l992 ~T/IJS 90~0051~
pressure values between, and including, the systolic and diastolic pre~sures. In addition to the just mentioned three discrete blood pressure values, a physician is also interested in obtaining the blood pressure waveform. As is well known, patients having identical systolic and diastolic values may have very different mean arterial pressures and their blood pressure waveforms may be dramatically different. Having the blood pressure wave~orm at hand allows the physician to ~ore accurately assess the patient's condition.
Blood pressure is generally measured quantitatively in millimeters of mercury (mmHg) referenced against atmospheric pressure ~about 760 mmHg). Thus, in a normal person the blood pressure may be 120 mmHg above atmospheric pressure during systole and 70 mmHg above atmospheric pressure during diastole. Such values are commonly recorded as "120 over 70" (120/70l.
Continuous monitoring of arterial oxygen saturation levels (S,02) and arterial blood pressures each present unique problems.
One method of determining S,O? is to withdraw blood from an artery and analyz~ the same l:o determine the amount of oxyhemoglobin present. Whils in vitro analysi provides the most accuratQ blood gas determinations, the disadvantages o~ drawing a blood sample each time an S,02 determi~ation i~ desired by the physician is readily apparent. Significantly, even in the operating room in vitro S~O~ deter~inations may take up to several minutes.
Since nerve cells deprived of su~icient oxygen begin to die in a matter of minute~, the time taken to obtain the results of an in vitro S,02 analysis may seriously compromise patient safety.
Particularly in the case of a patient undergoing routine surgery, the difficulties of withdrawing blood samples throughout the surgical procedure for S,2 determinations is generally too great to be adopted as a general practice.
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t ~ -4-Still, monitoring of S,02 during all surgeries where general anesthesia is used and in intensive care units is expected to have a significant positive ef~ect on the well-being of patients. Thus, past efforts have been directed to providing noninvasive systems and m~thod~ for determining arterial S,0~.
The term "oximetry" has been adopted in the art to refer to noninvasive apparatus and methods for determininy blood oxygen saturation levels~ Pre~lously available oximetry systems make use of the fact that the absorption characteristics of different blood components, namely, HbO2 and Hb and also referred to as the coefficient o~
extinction, differ depending upon which wavelength of light (e.q., infrared or visihle portion~ of the spectrum) is being used.
Thus, previously available noninvasive oximetric systems impinge at least both visible and infrared light upon a body part, such as a finger, and then estimate the SO2 level Z using the relative proportions of visible and infrared i 20 light which was transmitted or reflected. Undesirablv, such systems inherently include some inaccuracy, which increases to a substantial error for low (50-70%) S2 levels, due to, among other things, the inclusio~ of capillary blood as well as arterial blood in the reading. ;;
In an effort to improve the accuracy of the S02 values obtained using only two wavelengths of light, rather than the buIky and expensive ear oximeter previously available, , whic~ impinged light of eight different wavelengths on the body part, other apparatus have utilized the pulsatile component of the transmitted or reflected light beam to distinguish variations in the detected intensity of the light beam which are due to chan~es in blood components from other causes. Generally referred to as pulse oximetry, using the pulsatile signal modulating the light beams for S,02 estimate provides a siynificant improvement in accuracy over nonpul~e oximetry system~ yet still does ., .
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not distinguish between arterial blood oxygen saturation and capillary blood oxygen saturation.
The previously available systems and methods of monitoring blood pressure also all have a variety of disadvantages. The most commonly performed method, the auscultatory sphygmomanometer method (utilizing a pressure cu~f, mercury manometer, and a stethoscope), often provides reasonable estimates of systolic and diastolic blood pressure. But the method doe~ not provide any information concerning the mean blood pressure or the pre~sure waveform. Moreover, a trained professional must take one Gr more minutes to carry out the method and even then may be unsuccessful.
Arterial catheterization provides very accurate blood pressure measurements and waveforms in critical care situations. The extreme invasiveness and the risks of catheterization, including infection, thrombus formation, hemorrhage, and cerebral mbolization precludes the method from being routinely used on patients.
In an attempt to provide noninvasive blood pressure monitoring devices, several methods have been suggested in the past. Devices incorporatinq a constantly inflated finger cuff which tracks the pressure changes within the finger disadvantageously may cause pain to the patient, interference with the pressure measurement, and/or tissue damageO
In an effoxt to avoid the disadvantages of using a constantly inflated pr~s~ure cuXf, various devices utilizing photoplysmography have been introduced. While such davices utilize a light beam directed at the finger, or other body part, to sense changes in blood vessel volume in order to determine changes in pressure and thus avoid - the use of a constantly inflated pressure cuff, such devices still suffer from inaccurate readings, particularly when determining the diastolic pressure, and such devices . .

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still cannot provide an accurate representation of the arterial pressure waveform.
In view of the disadvantages and drawbacks of the previously available apparatus and methods, it would be an advance in the art to provide a system and method for noninvasively measuring arterial blood oxygen saturation levels while minimizing the effect of capillary oxygen saturation on the measurement. It would be another advance to provide a system for measuring both arterial oxygen saturation levels and blood pressure using no more hardware than necessary to measure oxygen saturation. It would also be an advance in the art to provide a system and method ~or noninvasively measuring blood oxygen~saturation levels and blood pressure which minimizes contact with, ~nd the pressure applied to, the body of the patient. It would be a further advance in the art to provide a system for noninvasive blood oximetry or blood pressure monitoring ~hich may be applied to any one of several parts of the patient's body.
It would also be an advance in the art to provide both a method and system for blood oximetry and blood pressure monitoring which may be implemented using little specialized hardwarsO It would bQ yet another advance in the art to provide a noninvasive blood pressure monitoring system and method which can provide systolic, diastolic, and mean arterial pressure measurements as well a an accurate representation of the pressure waveform. Still another advanc~ in the art would be to provide a noninva~ive system and method for measuring arterial blood oxygen saturation levels which enhances the arterial contribution and reduces the influence of the capillary contribution to the oxygen saturation measurement.

OBJECTS AND BRIEF SUMMARY OF THE INVENTION
In view o~ the prior stats of the art, it i5 a primary object of the present invention to provide a noninvasive SU~S~TUTE SHEE~
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Another object of the present invention is to implement a noninvasive system and method for carrying out arterial blood oxim~try which i5 more accurate than previously available apparatus and methods and which i5 also capabie of being used on more than one body part of the patient.
lo It is another object of the present invention to provide a system and method which allows both blood pressure monitoring and blood oximetry to be concurrently ~arried out by the same apparatus. Still another object of the present invention is to provide a system and method for noninvasive blood oximetry which can be operated in both a transmi~sion and reflection mode and can be backed on any one of a plurality of body parts.
It is a still urther object of the present invention to provide a noninvasive blood oximetry and blood pressure monitoring system and method which does not require that pressure be applied to the patient's body during the monitoring interval and that occlusive pressure is applied `~ for only brie~ durations during calibration intervals.
Yet another object of the present invention is to provide a noninvasive system and method for both blood oximetryiand accurately determining a patient's systolic, diastolic, and mean arterial blood pressure and displaying the patient's blood pressure waveform.
Additional objects and advantages will be apparent from the description which follows, or may bP learned by the ~, practice of the invention.
Consistent with the foregoing objects, the present invention provides a noninvasive system and method ~or enhanced monitoring of arterial oxygen saturation (S,02) which may be used alone or in co~bination with a method for continuously and noninvasively monitoring blood pressure.
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When used, the monitoring of blood pressure provides determinations of systolic pressure, diastolic pressure, mean arterial pressure, and perhaps most siynificantly, producing an accurate arterial pressure waveform. ~ost advantageously, the present invention allows the same hardware to be used for both monitoring of arterial oxygen saturation and monitoring of arterial blood pressure.
The apparatus of the presently preferred embodiment of the present invention includes-a light means comprising two or more light emitting devices which are positioned to direct at least two light beams into a body part of tha ~ i patient. The two light beams are comprised of two different wavelengths, preferably a~re~erence light beam, which is absorbed substantially equally by both oxyhemoglobin and reduced hemoglobin, preferably having a wavelength in the infrared portion of the spectrum and a measurement light beam, which is absorbed unequally by oxyhemog~obin and reduced hemoglobin, preferably having a wavelength in the visible red portion of the spectrum.
Other portions of the spectrum m21y al80 be used within the scope of the claimed invention.
Also provided is a detection mean~, transducer means, or a photodeteGtor which detects th~ amount of the light beams which are absorbed by the blood. The detection means and equivalent devices may be positioned to detect either the light transmitted through, or reflected by, the body part.
Importantly, the visible red light beam which will be transmitted or re~lected will vary according to the ratio o~ oxyhemoglobin (HbO2), to reduced hemoglobin (Hb) in the blood. Oxyhemoglobin i5 the component of blood responsible for carrying almost all of the oxygen to the body tissues.
In contrast, the intensity of the detected infrared light beam will not vary significantly with the ratio of HbO2 to Hb. This is due to the fact that the amount of infrared light absorbed by the body part is affected relatiYely little by the changing proportions of HbO2 and Hb.
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In accordance with the present invention, an enhancement means is provided to increas2 the arterial contribution of the pulsatile component of the light beams which are detected by the phototransducer means. The enhancement means comprises a pressure means for imposing an increased pressure on the body part.
With each heartbeat the volumP of the arteries varies slightly which modulates the intensity of the detected light beams. The pulsatile co~ponent may also be referred to a~ the "AC component" of the light beam "signal." The pulsatile c~mponent is impressed upon a relatively steady light beam "signal'~ referred to as the "DC" "signal." The importanc~ of the pulsatile component is known to those skilled in the art and will be further explained later in lS this disclosure.
The enhancement means operates by applying an increased enhancement pressure onto the body part into which the light beam~ are directed. By applying an enhancement pressure to the body part, the enhancement pressure being approximately equal to the mean arterial pressure of the major artery or arteries locat:ed in the body part, the arterial pulsatile component of the light beam detected by i the phototransducer means will be maximized due to unloading of the translu~inal pressure which results in maximizing arterial compliance. Generally,~the increase in the pulsatile component will be about an order of magnitude greater than the pulsatile component of the detected light beams without application of the enhancement pressure.
Importantly, application of the enhancement pressure decreases the relative contribution of the capillary blood oxygen saturation (Sc02) to the intensity of the detected light beams. Thus, the increased enhancement pressure both increases the modulation of the light beam due to the increase in amplitude of the arterial pulses and by reducing the amount o~ capillary blood in the body part.
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The imposition of the enhancement pressure on the body part may be considered a "physiological calibration."
Having carried out such a "physiological calibration" by enhancing the contribution of the pulsatile arterial oxygen saturation level to the light detected by the . .
phototransducer means, a processor means, for example a microprocessor or other computing device, may derive a calibration factor representing the contribution of the capillary oxygen saturation to t~e total light detected by the phototransducer means.
The processor means, or microprocessor, controls the operation of the system to carry out the method of the present invention to completion and thus continually update~ and displays the arterial oxygen saturation level of the patiant on a display means such as a video monitor.
The enhancement pressure may be imposed by a device such as an inflatable pressure cuf~, accompanied by a controllable pressure pump, adapted for placement on a finger, forehead, or some other body part.
The enhancement pressure is only applied during a first interval of the calibration period. During a second interval of the calibration period, the enhancement pressure i~ released and a calibration factor is obtained which reflects the ratio of S,02 to Sc02 After the calibration period is completed, the monitoring period is begun and the calibration information is used to determine the proportion of the pulsatile signal detected ~y the phototransducer means which is caused by the arterial oxygen saturation level rather th~n the capillary oxygen saturation level.
The present invention also includeR utilizing the above described hardware for continual blood pressure monitoring and wa~eform display. The pressure monitoring function is carried out by determining the mean arterial pressure and the systolic blood pressure using the oscillometric method.
In the oscillometric method the mean arterial pressure is SUBS~UTE SHEET
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The oscillometric method determines the systolic pressure by increasing the pressure applied to a body part to above the systolic pressure, i.e., completely occluding the artery so that no pulsatile signal is present, and then gradually reducing the pressure within the cuff until a pulsatile signal appears, providing a data point which can be used to calculate the patient' s systolic pressure using a procedure described herein.
Advantageously/ the present invention also provides for calculation of a complete pressure wave~orm and diastolic pressure. With the mean arterial pressure and the systolic pressure being known, the present invention allows the change in volume of the artery, which is proportional to the pressure within the artery, to be detected by the phototransducer means as a modulation of the intensity of the measurement (red or infrared) light beam directed into the body part.
The pressure-volume relationship of an artery is not linear or the same ~rom patient t:o patient or from hour to hour. The pressure-volume relationship of the patient's artery may be described and predicted using a model known as the "Hardy model compliance curve." The information needed to datermine the pressure-volume relationship, including the systolic pressure and the mean arterial pressure, are obtained using the oscillometric method during the calibration period when the pressure cuff is inflated in the below-described manner.
During the monitoring period, the pressure within the cuf~ is released and the volume change in the artery is detected by the phototransducer means. The present in~ention then uses a recursive procedure wherein an .. .
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estimated diastolic pressure and the Hardy model compliance curve is used to derive a calculated mean arterial pressure. If the difference between the calculated mean arterial pressure and the measured mean arterial pressure is within a predetermined standard, then the estimated diastolic pressure is displayed on the display means as the patient's diastolic pressure. If the calculated mean arterial pressure and the measured mean arterial pressure do not agree within predetermined limits, a new estimated lo diastolic pressure is chosen and'the calculations repeated until the estimated diastolic pressure produces a calculated mean arterial pressure substantially the same as the measured mean arterial pressure.
As the diastolic blood pressure is being calculated/
three parameters required to determine the pressure-volume relationship in the artery using the Hardy model are being calculated. The three parameters include:
k = compliance index for the arterial blood vessels of the patient;
V~ = maximum volume of the arterial blood ves~els in the patient's body part; and VO = volum~ of the arteri.al blood vessels in the patient's body part al: zero pressure Importantly, using the described method, the value of any point on a blood pressure waveform between the systolic and diastolic pre sures may ba calculated. Thus, a continuous and complete blood pressure waveform may be generated using the method. The ability to calculate a complete and accurate representation o~ the patient's arterial blood pressure waveform is a great advance over previously available systems using photoplethysmography.
' 35 - Further information concerning the pressure monitoring function of the present invention will be provided later in this di~closure as well as being provided in United States Patent Application Serial No. 07/068,107 (now U.S. Patent No. 4,846,189) entitled "Noncontactiv~ Arterial Blood 5UB~1TUTE SHEET
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Pressure Monitor and Measuring Method" filed on June 29, 1987, which is incorporated herein by referenceO
As will be more fully appreciated during a dPscription of the remainder of this disclosure, the blood oximetry functions of the present invention may be carried out alone or a system can be designed to carry out the oximetry function as well as the blood pressure monitoring function without requiring any hardware in addition to that used to carry out the oximetry functiQn of the present invention.
BRIEF DESCRIPTION QF THE DRAWINGS
Figure 1 is a perspective view o~ the presently preferred embodiment of the present invention which is configurad to pro~ide both blood pressure monitoring and arterial oxygen saturation monitoring functions.
Figure 2 is a block diagram of the system of the presently preferred embodiment of the present ~nvention.
Figure 2A is a cross sectional view o~ another preferred embodiment of the pressure cuff represented in Figure 2.
Figures 3A and 3B are flow charts representing the steps of one presently preferred method of the present invention for determining arterial blood oxygen saturation levels.
Figure 4 is a waveform diagram showing the application and release of pressure on the patient's body by the pressure cuff of the descxibed embodiment and its effect on ~ ;
the detected light beams.
Figures 5A and 5B are flow charts representing the steps of another presently preferred method of the present invention for determining arterial blood oxygen saturation levels. -Reference will now be made to the drawings to describe the presently preferred embodiment of the present invention. While the embodiment described herein performs both blood oxygen sa'curation and blood pressure monitoring SUBS~TUTE SHEET
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r f' I ~ .J ~iI U ~ 2 -15~ 0~ ~ 0 components. It will be appreciated that components which are equivalent to many of the functional blocks represented in Figure 2 are contained within the structures illustrated in Figure 1 and thus are not separately represented in Figure 1.
Shown in Figure 1 is a patient's finger 36 and the presently preferred embodiment of the present invention being used to determine the patient' 5 Sl02 level at the numerical display represente~ generally at 120 The patient's blood pressure is also being monitored with the systolic, mean, and diastolic blood pressure values being provided at numerical displays represented generally at 20, 1~, and 16, respectively. The pa~ient's blood pressure wavsform i~ also being shown on the visual display indicated at 22.
The illustrated embodiment, as well as other embodiments of the present invention, have application in many circumstances. Such circumstanceR may include patients undergoing anesthesia during surgery, critical and intensive care units, exercise and sleep studies, as well as other applications.
In Figure 1 the sensing elements of the embodiment, including the pressure cuff 34 which surrounds the light emitting diodes~ the photodetector, and the pressure transducer, are located between the first and second knuckle of the patient's index finger. While this position is illustrated for purpos~s of describing the presently pre~erred embodiment, other positions on the body may be used in specific circumstances as will be discussed later.
Also, the specific arrangement of the sensinq elements in relation to the body part will be described as appropriate in the description of the preferred embodiment.
Figure 2 illustrates the major functional blocks of the embodiment illustrated in Figure 1 and described herein.
It is to be understood that the hardware represented by the SU~UTE SHEET
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~16 functional blocks illustrated in Figure 2 may be implemented in many different ways.
In the presently preferred embodiment, the microcomputer may be a general purpose microcomputer 40 such as an IBM
Personal Computer or an equivalent device. Alternativelv, it may be desirablP to utilize a more power~ul microcomputer or to devise a microprocessor-based apparatus specifically designed to carry out the data processing functions incidental to this-invention. When choosing a microcomputer, if both the blood oximetry and the blood prPssure monitoring (including waveform display) are to be carried out and displayed in real time, the microcomputer 40 or other processor means must carry out a large number of computation~ very quickly.
Importantly, the hardware which embodies the processor means of the present invention must function to perform the operations essential to the invention and any device capable of performing the necessary operations should be considered an equivalent of the processor means. As will be appreciated, advances in the art of modern ele~tronic devices may allow the processor means to carry out internally many of the ~unctiona carried out by hardware illustrated in Figure 2 as being independent of the processor means. The practical considerations of cost and performance o~ the system will generally determine the delegation o~ functions between the processor means and the remaining dedicated hardware.
As can be seen in Figure 2, in the presently preferred embodiment microcomputer 40 is interconnected with the remaining apparatus hardware by way of I/0 ports 44 and a plurality of analog to digital converters 460 Also, a visual display 42 is connected to the microcomputer 40.
Visual display 42 perform~ the function of a display mean~. As intended herein, the display means may be any device which enables the operating personnel to observe the values and waveforma calculated by the microcomputer.
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01 00~8 ~17-Thus, the display means may be a device such as a cathode ray tube, an LCD display, a chart recorder, or any other device performing a similar function.
The method o~ the present invention is carried out under the control of a program resident in the microcomputer.
Those skilled in the art, using the information given herein, will readily be able to assemble the necessary hardware, e~ither by purchasing it off-the-shelf or by fabricating it and properly pro~ram the microcomputer in lU either a low level or a high level programming language.
While it is desirable to utilize clock rates that are as high as possible and as many bits as possible in the A/D
converters 46, the application o~ the embodiment and economic con~ideration will allow one skilled in the art to choose appropriate hardware ~or interfacing the microcomputer with the remainder of the embodiment. Also, it should be understood that for reasons of simplifying the diagrams, power supply connections, as well as other necessary structures, are not explicitly shown in the figures, but are provided in actuality using conventional technigues and apparatus.
As represented in Figure 2, an LED current driver 48 is provided. The LED current driver 48 controls the amount of current directed to the infrared LED and the red LED.
Since LEDs ar~ current controlled devices, the amount of current passed through the devices determines, within device limits, the intensity of the light bean emitted thereby.
Schematically shown in Figure 2 is a side view of a patient' finger 36 with the pressure cuff 34 shown in cross section, also referred to as the enhancement means, which surrounds the finger. Disposed on the interior of the pressure cuff are the infrared LED 56, the red LED 54, and a photodiode 64.
Both the infrared LED 56 and the red LED 54 may be devices which are commonly available in the semiconductor SUB~ll lJTE SHEET
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~18-industry. They provide high power outputs and relatively stable operation at a reasonable cost per device. The red LED 54 preferably emits a light beam having a wavelength of 660 nanometers ~also preferably in the range from about 600 to about 725 nanometers) and the infrared LED 56 preferably emits a light beam having a wavelength of ~30 nanometers (also preferably in the range from about 875 to about 1,000 nanometers).
Light emitting devices other than those mentioned above could be used and are intended to be within the scope of the inventive concepts claimed herein. The light emitting devices may be placed outside of the pressure cuff 34 with a fiber optic pathway provided to the interior of the pressure cuff. Furthermore, othPr wavelengths o~ light may be used as suitable devices for generating such wavelengths become available.
As used herein, the phrase light means is intended to include the above-mentioned LEDs as well as any devices which perform functions e~uivalent to those performed by the LEDS. As will be appreciated by considering the foregoing discussion, any source or sources of light capable o~ emittlng light having two differing and appropriate wavelengths may function as the light means.
Thus, for example, unitary light emitting devices capable 25 of emitting two or more wavelength~ of light, or devices emitting wavelengths of light other than those specified above, are within the intended scope of the phrase structure defined by light means.
The photodiode 64 disposed withln the pressure cuff 34 is preferably one having a spectral response which is substantially equal at the wavelengths emitted by the infrared LED 56 and the red LED 54 and which, like the LEDS, is sapable of stable operation over a long period of time. It may be desirable to include a temperature sensing device (not shown) adjacent the LEDS and the photodiode to provide the microcomputer 40 data on the temperature SIJBS~TIJTE SHEET
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dependent variations in the operations of LEDs 54 and 56 and the photodiode 64. It is preferable that the LEDS and the photodiode be readily replaceable so that any drift which occurs in the operating parameters o~ the devices (possibly due to the effects of aging) may be remedied by replacing old components with new ones.
The function~ carried out by photodiode 64 may be best labeled by the phrases detection means, light detection means, and transducer means. Import~ntly, any device which performs the function of detecting the amount of light transmitted through, or reflected fro~, a body part and creating an electrical signal of some kind which contains inormation on the intensity of the light striking the device may function a~ the detection m2ans, light detection mean~, or transducer means~
As will be appreciated by those skilled in the art, phototransducers such as phototransistors and many other devices now available, or available in the future, have application within the scope of the present invention.
Methods for determining arterial blood oxygen levels using either light beams passed through, or reflected from, a body part will be described later in this disclosure.
It is presently pre~erred that the LEDs 54 and 56 be positioned about the fing~r so that the light ~eams pass through the digital arteries on each side o~ the phalanx bone. Thus, the arterial blood's contribution to the modulation of the light beam~ is maximized rather than the light beams being absorbed by tissue and bone~ Also, rather than having a single LED located on each side of the phalanx bone, a pair of LEDS, each pair including a red LED
and an infrared L~D, ~ay be positioned immediately adjacent each other. Each pair of LEDs is positioned on the interior of the pressure cuf~ so tha~ the respective light beams pass through one o~ the arterie~ located on each side of the phalanx bone o~ the finger. This provides that both SUBS~tTUTE SHEET

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, _;~ u~ JJ3~;J l.J 3 hri~ lji2 an infrared and a red light beam will be equally modulated by the same artery.
Also represented in Figure 2 is a pressure transducer 58. The pressure transducer 58 is used when determining the patient's blood pressure but is not necessary to the blood oximetry function o~ the present invention. Pressur~
transducer 58 acts as a pressure detection means or a pressure transducer means and functions to generate an electrical signal which is proportional to the pressure being imposed upon the body part by the pressure cuff.
Thus, any device perfor~ing the same, or an equivalent ~unction, should be considered a pressure detection means or pressure transducer means.
Alternatlvely, rather than locating the sensing elements 15 on the patient's finger, the sensing elements may be located on body parts such as on a toe, ear, the web of the hand, or over the temporal artery on the patient' 5 forehead. of course, each of these locations will require a different arrangement for the pressure cuff or other structure for imposing the enhancement pressure.
In particular, locating the sensing structures over the temporal artery on the forehead requires that the LEDs and photodiode be positioned so that the photodiode senses the light beam~ which are reflected from, rather than transmitted through, the body part. Furthermore, a strUCtUrQ other than a pressure cuff must b~ used to apply pres~ure to the temporal artery and to hold the pressure imposing device in place. Still, the temporal artery may be the most preferred location for the sensing structures in many cases due to the fact that perfusion at the temporal artery is affected less by vascular disease and drugs than the arteries found in the extremities. Thus, use of the temporal artery may provide more accurate S,o2 determinations than a location on a patient's extremities, in some cases.

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P~T~ 90t 00518 As shown in Figure 2, an LED multiplexer 52, driven by a clock 50, alternately connects the current driver 48 to either the infrared LED 56 or the red LED 54. The operation of the clock 50 and the LED multiplexer 52 ensures that only one of either the red LED 54 or the infrared LED 56 will operate at one time. The output of clock 50 is also input to channel multiplexer 74 to provide synchronized operation.
The pressure cuff 34 should be opaque so that the photodiode 64 is shielded from any stray ambient light.
The pressure cuf~ 34 i5 inflated and deflated by a pump 68 which operates under the control of the pump driver 20 which is in turn controlled by the microcomputPr 40.
As suggested earlier, if the embodiment is to be used only for determinations of S~O2, the pump 68 need only be capable of inflating the pressure cuff 34 to a pressure equal to the mean arterial pressure. I~ the embodiment is to be used to also determine blood pressure, the pump 68 should be capable of inflating the pressure cuff 34 to a pressure well above the patient'รฆ systolic pressure so that the arteries may be completely occluded and the systolic pressure determined as explained earlier.
The pressure cuf~ 34, pump S8, and pump driver 70 comprise the enhancement mean3 or pressure means of the present invention. As will be appreciated from the previou~ discus~ion concer~ing the application of mean arterial pressure on an artery and its effect on the arterial pulsatile signal, any structure which functions to partially or fully occlude a patient's artery should be considered the equivalent of the enhancement means or pressure means. The body part which is used as a sensing location will often dictate the best devices and structures used as the enhancement or pressure means.
As illustrated in Figure 2, a preamplifier 66 receives the output of the photodiode 64. The preamplifier 66 boosts the photodiode output to a level usable by the E SHE~T
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automatic gain control (AGC) 72. The automatic gain control 72 ~unctions to limit the dynamic range o~ the voltaqe signal output from the preamplifier 66 to that which is appropriate ~or the circuits which ~ollow.
The gain-controlled output from the AGC 72 is applied to a channel multiplexer 74 which is also driven by the clock 50. Thus, when the LED multiplexer 52 causes the red LED
54 to operate, the output of the AGC 72 is directed to Channel 1 (red) as reprasented at 76 in Figure 2.
Conversely, when the LED multiplexer 52 causes the infrared LED 56 to operate, the output of the AGC 72 is directed to Channel 2 (infrared) as represented at 78 in Figure 2.
Each channel 76 and 78 include a low pass ~ilter 80 and 82 to reduce high frequency (e.q., > 40 Hz) noise. The signal output from each of the low pass filters 80 and 82 is applied to pulsatile signal amplifiers 84 and 86, respectively, which include high-pass ~ilters to prevent passage of direct current and very low frequencies (e.a., > 1 Hz). Thus, the pulsatile signal amplifiers 84 and 86 can be thought of as AC amplifiers. The output of the pulsatile signal amplifiers provide ~ signal and, ~VR
signal to the microprocessor by way o~ the A/D converters 46. The ~ and ~VR signals re~lect only the AC, i.e., pulsatile, component o~ the light beams passed through the patient's body part.
The total signal amplifiers 88 and 90, one providsd for each channel, are not frequency limited and thus pass to thair output~ an amplified waveform containing both the DC
and AC components o~ the V~ and VR signals which wPre outpu~
from the low pass filtPrs 80 and 82, respectively.
With the hardware assembled as illustrated in Figure 2, data concerning all of the variables which must be considered to determine both the patient's S,02 level and blood pressure i5 presented to the microcomputer for processlng according to the method of the present invention. In summary, the microcomputer 40 controls the 5lJ~S~TlJTE SHEET
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~ ~4~ PCT/PTO n 3 AP~ 1~92 -23- ~ ;~ '7 intensity of the LEDs 54 and 56, the inflation of the pressure cuff 34, and the gain of the output from the photodiode 64. The microcomputer receives as input data, the QV~ and ~VR signals (pulsatile compon nt of the signals) and the V~ and VR signals (the total signals including both the AC and DC components).
The presently preferred method of the present invention is carried out by the system illustrated in Figure 2 and comprises those steps illustrated in the ~low chart of Figure 3. In order to explain one method of tAe preferred embodiment~ Figures 3 and 3B will be used with reference to the wavefo~m diagrams of Figure 4 as well as the block diagram of Figura 2.
The flow chart of Figures 3 and 3B represents just one of the many embodiments which may be used to carry ou~ the method defined in the claims. Particularly, with the widespread availability of powerful microprocessors, the present invention requires little specialized hardware and the data acquisition and manipulations steps described herein may be varied and yet st:ill be within the scope of the invention as defined in the claims. In order to - clarify the following description, the blood oximetry function of the present invention will first be ex~lained and then the combination o~ the blood oximetry function and th~ blood pressure monitoring function will be explained.
It should bo not d that the flow chart of Figure 3 is divided into three principal periods: the initialization period, the calibration period, and the monitoring period.
Furthermore, the calibration period is divided into an enhancement pressure-on interval when the enhancement pxessure is applied to the patient's body part and an enhancement pressure-off interval when the enhancement pressure is not applied.
Briefly, the 5tep8 carried out during the initialization period include thos2 pertaining to determining certain s~t up parameters, and implementing any software routines which SU~S7~TUTE SHEET
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must be running while data is being acquired. The steps carried out during the calibration period include imposing an increased enhancement pressure on the body part, acquiring data, determining the S1O2 with the enhancement pressure on, and then with the enhancement pressure off, continuing to acquire data which can be used to determine a "physiological calibration factor" which is used during the monitoring period. During the monitoring period no pressure is applied to the body part and further data is obtained to determine the patient's SO2 level. The data previously acquired and the resulting calculated values are used according to the method described herein to determine the S1O2 level during the monitoring period.
As shown in the flow chart of Figures 3 and 3B, the method of the present invention begins during the initialization period with the initialization of the hardware and software of the system as represented at step 100. Those skilled in the application of microprocessors to medical monitoring situations will understand the various software routines which should be run after power is applied, but before data is acquired. For example, as represented at step 102, it is very desirable to implement a conventional noise discrimination routine.
In the present case, such a noise discrimination routine may be one known to those skilled in the art which includes an algorithm to distinguish information associated with each pulse and heart beat from noise, which in the present system, may be due to ambient light temporarily striking the photodiode or artifacts in the signals caused by notion of the patient. During such a noise discrimination routine, the patient's heart rate will be determined and may be displayed for the information of the attending medical professional.
As mentioned earlier, the calibration period includes an "enhancement pressure-on interval" and an "enhanced pressure-off interval" which is followed by a monitoring ~ ~c~'d Pl~T/pTo O ~ APR 1992 period. The length o~ each of these periods (T~, T~, and TMON~ respectively) ~re determined at step 104 according to the eriteria discussed below. While not represented in the flow chart of Figure 3A, in some embodiments it may be S desirable to include a software routine which will vary T~, T~, and TMON according to the physiological condition of the patient.
It is known that application of pressure on a body part which causes even partial occlUsion of blood vessels and lo capillaries to some extent has an effect on perfusion in the body part. Significantly, if pressure is applied to a body paxt long enough, the actual blood pr2ssure found in the blood vessels will begin to change due to changes in the blood vessels involved. Further~ore, determinations of S~0~ become more difficult and less reliable the longer the pressure is applied. Moreover, fro~ the view point of the unanesthetized patient, application of pressure on a body part wil~ result in pain.
Thus, it is important that the time that the enhancement pressure is imposed be limited to avoid pain in the unanesthetized patient and in all patients to avoid altering the patient ' s blood pressure and S,02. In general cases, T~ will be less than or equal to about 002 to about O.5 of th~ sum o~ T~ a~d T~ON resulting in a pressure imposed du~y cycle of less than about 20% to a~out 50%.
With the above considerations in mind, i~ is necessary to deter~ine how long the calibration period (T~ ~ T~j should be in relation to the length o~ the monitoring period which will also determine how often the steps of the calibration period are carried out. Importantly, the calibration period must be long enou~h to allow accurate data to be collected. Additionally, since physiological parametsrs change o~er time, and may change rapidly due to stress, iniury to the patient, drug~, or other treatment 3S administered to the patient, the steps of the calibration period must be carried out regularly.
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, -- `J J ~ ~ V . ,J ~ J ~ ; J iJ , , ,~, f ` -26~ 00 For example, if a patient's condition is rapidly changing and the patient i3 unconscious, it may be desirable to carry out the steps of the calibration period f or as long as the steps o~ the monitoring period are carried out in order to obtain the most accurate and constantly updated information to the attending physician.
Moreover, in many patients suffering from vascular disease, poor perfusion may cause reliable S,02 determinations to be available only when the enhan~ement pressure is imposed upon the body part.
Once the initialization period steps have been completed, the enhancement pressure is applied to the body part a-q represented at step 106. As explained earlier, the enhancement pressure may be applied to one of several body parts containing a significant artery. As explained earlier, the imposition of the enhancement pressure accomplishes two primary results: Increasing the amplitude of the AC (or pulsatile) component of the arterial pulse component of the transmitted (or reflected in the case o~
the method reprasented in Figures 5A and 5B) light beams;
and Decrea~ing the absorption of the light bea~s by blood in the capillaries increasing the amplitude of the AC (or pulsatile) component o~ the arterial pulse o~ the artery.
~oth of these results allows more accurate noninvasive S~02 determinations than previously possibla. Such accurate S.02 determinations are even possible under conditions o~
relatively low per~usion. As will now be recognized, the enhaneement pressure is so named because the contribution of the arterial blood to the SO2 determination is enhanced.
The result of increasing the amplitude of the pulse of the artery is brought about by the well known effect that the amplitude o~ the blood pressure pulse3 is maximized as the pressure imposed upon the artery equals the mean arterial pressure. The increase in artery pulses, i.e., the pulsatile signal detected by the system, allows more accurate SAO2 determinations even under conditions o~ low SUB~ FITUTE SHEET
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16 Rec'd PC~IPTO O 3 ~PR t992 perfusion. Because the difference between S~O2 and ScO2 may vary dramatically from patient to patient and from hour to hour, the "physiological calibration" carried out by the present invention is essential to improving the accuracy of S~02 determinations.
In practice, it is not necessary for the blood oximetry system to hold the enhancement pressure at exactly the mean arterial pressure for the entire enhancement pressure-on interval. As shown in Figure 4 at waveform A, when the enhancement pressure is increased to, for example, loO mmHg (assuming th~ mean arterial pressure is 100 mmHg) the pulsatile signals ~Va and ~V~ (waveforms B and D, respectively) increase by about a~ order of magnitude.
Thus, the enhancement pressure need only be about equal to the mean arterial pressure to cause the desired increase in the pulsatile signals (~VR and ~V~).
Rather than holding the enhancement pressure exactly on the mean arterial pressure, it may be useful to 910wly ramp the enhancement pressure (e,~., 5 mmHg/sec), particularly when a ranping pressure must be imposed to accurately determine the mean arterial pressure for use in blood pressure.
As shown at step 108 in Figure 3A, after th~ enhancement pressure ha~ been imposed, it is generally necessary to wait at least two heart beats so that the physiological parameters can stabilize after changing the pressure imposed upon the body part. once the physiological parameters have stabilized, it is necessary to determine values for the following variables as shown at 110 in 30Figure 3: ^

~V _ the pulsatile signal output from the ~ photodiode when th~ red LED i~ operating during the enhancement pressure-on interval av~ = the pulsatile signal output from the ~ photodiode when the infraxed LED is SUB5~1~UTE SHEFT
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operating during the enhancement prsssure-on interval VR = the average of the total signal output from ~P the photodiode when the red LED is operating during the enhancement pressure-on interval V~ = the average of the total signal output from ~ the photodiode when the infrared LED is operating during the enhancement pressure-on interval The ~VR and ~V~ are input-t~ the microcomputer by way of the appropriate channel ampliflers and analog to digital converters. The VR and V~ value~ are calculated by the microcomputer by the data received from the total signal amplifiers ~8 and 90 and the analog to digital converters 46. Figure 4 provide representative waveforms suggesting relative values of the listed variables.
~0 In practice, the waveform~ are not continuous but are time division multiplexed with Channel 1 tthe red channel) and Channel 2 ~the infrared channel) each having a voltage from the photodiode gated to the channel amplifiers an equal amount of time. HoweYer, the gating of the output of the photodiode is not represented in waveforms B, C, D, and - E in order to increase the clarity of the waveforms.
Mor over, the operation o~ the clock represented in Figure 2 desirably may be synchronized with the operation of the analog-to-digital converters and also sho~ld be fast enough that a very accurate representation of the waveforms may be preserved.
Each o these waveforms i~ represented in Figure 4. As shown at waveforms B and D during T~, the ~VR and V~
waveform~ include only the C or pulsatile component of the photodiode ~ignal as processed by, and output from, the pulsatile signal amplifiers of each channel. The VR and the V~ represented by waveforms C and E, respectively, of Figure 4, are an average, or more specifically a mean, of the total signal output from the photodiode.

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~Er~ 9 ~1 0U ~ 1 8 It will be appreciated that in the described embodiment the signal output from photodiode 64 will be expressed and processed in terms of a voltage, hence the label 1'V.i-In particular, the V~ and the V~ signals are not directly measured but are determined mathematically by themicrocomputer hardware and software from the signal output from the total signal amplifiers 88 and 90 of each channel and digitized by the analog-to-digital converters 46. It will be appreciated that much .of the signal processing hardware may be eliminated by assigning more of the signal processing to the microcomputer without departing from the spirit and essential characteristics of the system and method of tha present invention. N~rtheless, in order to arrive at an appropriat~ balance between speed of operation, flexibility, accuracy, and cost o~ the system, the dedicated hardware, such as the amplifiers 84, 86, 88, and 90, which is illustrated and described is preferably included.in the system.
Next, as represented at step 112, the average (mean~ of multiple determinations of ~V~ V~ , VR , and V~ are each calculated and stored until the elapsed time of the enhancement pressure on interval (t~) is equal to or greater than the preset enhance~lent pressure interval T~., as represented at step 114. It will be realized that in some circumstances it may be d~sirable to express T~, and the other periods and intervals discussed herein, in terms o~ the number of heartbeats which have occurred rathPr than on a set period of time. Still ~urther, it may be useful in some cases to include algorithms in the embodied method of the present invention which may switch between using heartbeat~ and set time periods for the intervals and which may also vary the length, whether time or heartbeats, of the intervals.
Each averag~ determined from the ~VR, ~V~, VR, and V~ signals are individually stored in the microcomputer's Er memory.
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16 3~e~d P~T/PTO O 3 APR 1992 Next, as shown at Step 116, a value for RLOG~ using equation (1) is determined u~ing the qtored average values:

log (1 ~ ~VR /VR

RLOG~ =
log (1 ~ ~V~ /V~ ) Equation (1) is applied to a data obtained by transmitting the light beams through a body part since the transmission of light through whole blood only somewhat follows the LambertBeers law~ Equation (1) requires that the log of the pertinent value~ be calculated. This equation i familiar to thosa skilled in the art and may be easily carried out by the microcomputer.
However, since transmission of light through whole blood results in values which deviate significantly from the LambertBeers law once a value for RLO&~ i5 calculated and stored, the S,02 corresponding to the RLOG~ value is found by reference to a RLOG~ look-up table as indicated at step 118. The RLOG~ look up table i5 derived from empirical data ~athered during use of the system described herein. For example, once a red LED, infrared LED, photodiode, and other hardware items have been configured to provide the system descri~ed herein, the values obtained for ~LOG~ may be correlated with the S~02 value obtained using another S,02 determination method, for example,,an in vitro method.
Alternatively, tha subject's S,02 may be altered by altering the compositio~ of the inspired ga~e and monitoring the composition o~ the expired gases. Once the look up table has been completed, it can ba used in the case of any number of patients if the performance of the apparatus hardware is maintained within appropriate parameters considering the e~fects o~ age, temperature, and variability of mass produced components.

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The S,02 which was determined from the RLOG~ look-up table at step 118 is displayed as represented at step 120 in Figura 3 on the display means 42 represented in Figure 2. It should be appreciated that the 5~2 value displayed at step 120 during the enhancement pressure on interval is more ~ccurate and reliable than S~O2 values provided by previously available pulse oximetry sys~ems due to the enhancement of the arterial pulsatile signal output from the photodiode and the-decrease of the capillary oxygen 10 saturation contribution to the same signal.
Nevertheless, the interval during which the enhancement pressure is imposed must be limited due to several considerations including avoiding pain for the patient and affecting the physiology of the patient so that the 15 measurements obtained are altered in any significant fashion. Thus, the enhancement pressure is released from the body part for the remainder of the calibration period and monitoring period as represented at step 122 as shown in Figure 3B.
As shown in Figure 4, the enhancement pressure-off interval of th~ calibration period begins when the enhancement pressure is released and the pressure on ~he body part returns to the ambient pressure. Again, as represe~ted at step 124, it is necessary to wait at least 25 two heartbeats begore measuring any variables.
Continuing to refer to Figure 3B and similarly to the step~ taken during the enhancement pressure-on interval, the snhancement pressure-off interval includes steps to determine four variables as shown at Step 126.
3 O ~VB = the pulsatile signal output from the photodiode when the red LED is operating during the enhancement pressure-off interval . ~V~ - the pulsatile signal output from the . 35 ~ photodiode when the infrared LED i5 operating . during the enhancement pressure-o~f interval SUB~ PtTlJTE SHEET
` IlP~

A

', ~ ' ,.
' ' : . '' '' ' ,' 16 Rec'd PCT/P~O O 3 APR l99~
; 7 ~ S ~

v~ = the average o~ the total signal output from the photodiode when the red LED is operating during thQ enhancement pressure-o~f interval V~ = the average of the total ~ignal output from the photodiode when the in~rared LED is operating during the enhancement pressure-off interval Also, similarly to the step~ taken during the enhancement pressure-on interval, ths average of multiple determinations of the enhancement pressure-off interval lS variables (step 12~) is calculated until the length of the enhancement pres~ure-G~ interval (t~) is equal to or greater than the time previously set for the enhancement pressure off interval (T~) a represented at step 130 in Figure 3B.
A value for RLOG~ is then obtained as represented at step 132 in accordance wlth equation (2) shown below:
log (1 + ~V~ / R~) RLO~ . (2) ~og (1 + ~V~ /V~

Then, having calculated and stored both RLOG~ and RLO~, R may be calculated accordi~g to equation (3) below:
R = (RLOG~/RLOG~ ~3) Where C i5 a calibration function given by equation (4) below:
C = ~(5O2~ (SO2)~ F(SO2)~ (4) SlJ~S~lTUTE SHEET
IIP~IUS

.. . . . . . . .
.. . . . . . . . . . .

, ... . ~ ..

.
- . .. . .. .. . . .. .
; : , .
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~6 ~c'd DCT/P~a 0 3 ~PR 199~
~r~ ~0~00~8 where:
F(SO2)~ = the inverse o~ the look-up table fun~-tion for funotio~al oxygen saturation without the enhancement pressure imposed F(SO~)~ = the invers~ of the look-up table function for functional oxygen saturation with the enhancement pres~ure imposed ~o Thus, C in equation (4) I-epresents a calibration factor which must be introduced to maintain accuracy of the system because of the dif~erence~, which may be very small, : .
between the look-up tables for RLOG~ and RLOGMoN~ Having calculated R in accordance with equ~tion (3), corrections can be made to subsequent S~02 measurements to account ~or ths effect of Sc02 and to reduce or eliminata the contribution of Sco2 on the S~o2 determination leaving just the 5-2 level to be displayed to the physician. Having carried out these steps, the calibration period is completed.
The first step in the monitoring period (tMoN) shown at .136 in Figure 3B, require~ that the values for the ~ollowing variable~ be determinecl: .:

AVR = the pulsatile signal output from the :
MON photodiode when the xed LED is operating during the ~onitoring period ~.

~V~ - the pulsatile signal output ~rom the MO~ photodiode when the infrared LED is operating ~' during the monitoriny period -- = the average o~ the total signal output from ~:
MON the photodiode when the red LED is operating ~ -during the monitoring period ~0 V~ = the average of the total signal output from MON the photodiode when the infrared LE~ is . operating during th~ monitoring period - .
SIJE3S~l tUTE SHEET
. - IPEAJlJ~;

.. . . .
.
, .
';: -~ ,, , ~, ~.. .. . . ....

16 ~ec'd PCT/PTO O 3 aPR 1992 ,; ~e~/lJ5 ~0/ ~5 ~ ~

Next, at step 138, a running average of the ~our variables is calculated. It may be desirable to allow the physician using the system of the present invention to determine how heavily past values ~or the four variables will be weighted in subsequent calculations.
As will be appreciated, weighing previously obtained determinations of the four variable~ will result in a displayed S,02 value whi~h is more immune to motion artifacts, noise, and spurious signals but which is less responsive to rapid changes in S~2 levels. Alternatively, if the previously obtained values for the four variables are weighted little or not at all, then the system will be very re~ponsive to rapid changes in~S~O2 levels but motion ; artifactsr noise, and supuriou~ cignals may cause the display of an occasional inaccurate SAO2 value. When such an inaccurate S,2 value is displayed, the physician will need to judge whether the display is an accurate reflection of the patient's condition or is caused by sources other than thP patient's S,02 levels. ~-Next as shown at step 140, values for ~VaR and ~Va~ are calculated according to equations (5) and (6), provided below:
~Va~ = av~(l aR) (5) ~Va~ = av~(l-aR) (6) where a equals the capillary pulse volume fraction.

S~IB~lTUTE SHEET

. .

.~.
.~., , ~

.

1~ Rec'd PCT/PT0 0 3 APR 19~2 ~ / 00 5 1 8 Next, at step 142, RLOGa i5 calculated according to equation (7):
log (1 + ~VaR/VR) RLOG. = _ s log (1 ~ ~Va~/V~) Having calculated RLOG" the S,02 level may be determined by obtaining a value ~rom the RLOG, look-up table as MON
representPd at step 144. The RLOG, look-up table is derived empirically in a fashion similar to that described earlier for the RLOG~ look-up table. Significantly, the value obtained from the RLOG, look-up table represents the S,02 value since the Sc02 contribution ha~ already been "calibrated out" by the step~ used to arrive at RLOG,. ThP
value obtained from the RLOGl look-up table is displayed as indicated at step 146. The steps of the monitoring period are repeated until tMoN ~ ~MON as shown at step 148.
Alternative steps may be substituted to or added to the method of the invention without departing from its intended scope. For example, it is possible to arrive at a calibration factor by comparing the F(SO2~ and F(SO22)~
values to determine what percentage of the SO2MON value represents tha S,02 level. However~ the above described step~ are presently preferred in order to obtain the most accurate S~02 detsrminations when the photodetection means is configured to operate in a transmission mode such as is the case in the embodiment represented in Figure 2.
Significantly, the inventive conรงepts taught herein may also be carried out by configuring the light emi~ting means and the photo detection means to operate in a reflective mode. A structure adapted for operating in a reflective mode i~ repres2nted in Figure 2A which is a cross sectional view showing LED 54A and LED 56A positioned within a pressure cu~ 34A adjacent the photodiode 64A. Positioning the LEDs 35~ and 56A adjacent to the photodiod~ 64A, or in another similar position, allows the photodiode 64A to Stl~S~lTUTE SHEET
- IPEAI~

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,,"" ~; ~ ~ / 0 ~

receive that portion of the light beams re~lected from the blood, tissue, and bone of the patient's finger 36Ao It will be appreciated that it is necessary to operate the embodiment in such a reflective mode to best utilize body parts such as the patient's forehead as a sensing location.
When an apparatus which embodies the inventive concepts taught herein is operated in a reflective mode, it is necessary to alter the method set forth in the flow charts o~ Figures 3A and 3B somewhat. ~hus, the flow chart shown in Figure 5A and 5B provide the step~ carried out when using the presently pre~erred structure represented in Figure 2A.
The steps shown in the flow char~ o~ Figures 5A and 5B
closely parallel the steps previously described in connection with Figures 3A and 3B except where departures are necessary to allow operation in a reflective mode.
When the photodetector is positioned to receive light which is reflected from the patient's body part, it is necessary to calculate and store Y~ (rather than RLOG~ when operating in the transmission mode~. A value for Y~ is derived ~rom the stored average valves according to equation (8) provided below..
~VR
eP
Y~ (81 VR
~P
Thos~ skilled in the art will appreciate that the calculation of Y~, and the other c~iculations repxesented in Figures 5A and SB, may be readily carried out by a microcomputer as previously explained.
Once a value for Y~ is calculated and stored, the S,O2 corresponding to the calculated value of Y~ is found by referenc~ to a Y~ lo~k-up ~able as indicated at step 218A.
The Y~ look-up table i derived ~rom empirical data yathered during use of the system described herein. For ~B~TUTE SHEET
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.

16 Rgc'd PCT/PTO ~ 3 APR 1992 example, once a red LED, infrared LED, photodiode, and other hardware items have been con~igur~d to provide the system described herein, the values obtained for Y~ may be correlated with the S,Oz value obt~ined using another S~o2 5 determination method, for example, an ~ vitro method.
Alternatively, the subject's S,02 may be altered ~y altering the composition of the inspired gaseR and monitoring the composition of the expired gases. Once the YEp look-up table has been completed, it can be used in the case of any number of patients if the performance of the apparatus hardware is maintained within appropxiate parameters considering the effects of age, temperature, and variability of mass produced component~.
The S,2 which wa~ determined from the Y~ look-up table at step 118A is displayed as represented at step 120A in Figure 5A on the display means 42 represented in Figure 2.
It should be appreciated that the Sl02 value displayed at step 12OA during the enhancement pressure on interval is more ac~urate and reliable than S~02 values provided by previously available pulse oximetry systems due to the enhancPment of the arterial pulsatile signal output from the photodiode and the decrease of the capillary oxygen saturation contribution to the same signal.
Nevertheless, as explained previously, the interval during which the enhancement pressure is imposed must be limited due to several considerations including avoiding pain for the patient and affecting the physiology of the patient so that the measurementR obtained are altered in any significant fashion. Thus, the enhancement pressure is released from the body part for the remainder of the calibration period and monitoring period as represented at step 122A as shown in Figure 5~.
As shown in Figure 4, the enhancement pressure-off interval of the calibration period begins when the enhancement pressure is released and the pressure on the body part returns to the ambient pressur~. Again, as SUB~lPlTlJTE ~HE~T
- IPE~llJS

, - - . .. , .. , , . ,: , "

..
, : ;, 1~ 'd PCI/P,~ O 3 aPR 19~2 .~; ~f ~ n ~ ~ -represented ~t step 124A, it i~ necessary to wait at least two heartbeats before measuring any variable~.
Continuing to refer to Figure 5B and similarly to the steps taken during the enhancement pressure~on int~xval, the enhancement pressure-off interval include~ steps to determine four variables as shown at step 126A. Th~ same variables previously defined shown at step 126 in Figure 3B
have the same definition in the flow chart of Figures 5A
and 5B when the embodiment operates in a reflective mode.
lo Also, similarly to the steps taken during the enhancement pressure-on interval, the average of multiple determinations of the enhancement pressure-off interval variables (step 128A) is calcuiated until the length of the enhancement pressure-off interval (t~) is equal to or ~:
greater than the time previously set for the enhancement ~ ;
pressure-off interval (T~) as represented at step 130A in Figure 5B.
A~ represented in Figuxe 5B, a value for Y~ is then obtained and stored at step 132A in accordance with equation (9) provided below.
~VR / VRNP
NP ' ( 9 ) ~
VIR' /Vm, NP NP
Having calculated and stored both Y~ and Y~, ~ may be calculated according to equation (10). ~
:
(10) Y~ - 1 Since ~ has been calculated in accordancQ with equation (10), correction~ may be made to subsequent S,02 mea~urements to account for the effect of S~02 and to reduce SUB~l~ITUTE SHEET
- IPEA/lJS

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.

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., .

'~ ~? ,' ~ 3-;V~ ~ J
39 FeT/~ ~

or eliminate the contribution of Sco2 on the S,0~ level of the patient to be displayed. Having carried out these steps, the calibration period is complete.
The first step which takes place during the monitoring period (tMoN), shown at 136A in Figure 5B, requires that YMON be calculated according to equation (ll) provided below.
~V~ / VR
MON MOr, YMON ( 1 MON MO~
Next, at step 138A, a running average f YMON is calculated.
Having calculated an average value f YMON~ the S~02 level may ~e determined by obtaining a valus from the Y~ON look-up table as represented at step 144A. The YMON look-up table is derived in an empirical fashion similar to the fashion described for the Y~ look-up table. Significantly, the value obtained from the YMON look-up table represents the . S.02 value since the Sc~ contribution has already been ~Icalibrated out" in previous steps. The value obtained from the YMO~ look-up table i5 displayed as represented at step 146A. As shown at step 14~A, the steps of the monitoring period are repeated until tMON > TMON~
A~ indicated previously, the system represanted in Figure~ 2 and 2A includes all the hardware necessary to carry out blood pressure detexminations as described and claimed in United States Patent Application Serial No.
07/068,107 which was previously incorporated herein by reference.
As set forth in the aforementioned application, two of the thxee parameterY (mean arterial pressure and systolic arterial pressure) may be measured using the widely known oscillometric method and the third parameter (diastolic arterial pressure) may be calculated using a recursive SlJ~5~TUTE SHEET
L~.~ IP~AIU~

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,. . .
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:, . . .

16 R~c'd P~l/PTO 0 3 APR 199'~ -~ O O S l 8 procedure wherein an estimate of the diastolic pressure is made and the estimated diastolic pressure, and the other parameters set forth earlier, are used in Hardy model calculations. If the eqtimate was correct, the calculated mean arterial pressure will agree with the measured arterial pressure. Once all three parameters have been determined, the Hardy model compliance curve can be used to continuously calculate a blood pressure waveform using the VR or the VIR signal. It will be appreciated that the signal produced by either the red or the infrared LED can be used to detect volume changes in the arteries being examinsd. With the relative changes in volume being available by examining the VR or;the VIR signal, the ! pressure-volume relationship of the artery described by the Hardy model allows the pressure waveform to be calcula~ed.
As in the case of the enhanced pulsQ oximetry method described herein, it is necessary to regularly calibrate the values used in tha blood pressure determinations duQ to changes in the physiology o~ the patient.
In most cases, it is generally not necessary to conduct a complete oscillometric determination of both systolic and mean arterial pressures as often as it is necessary to begin a calibration period for S~2 determinations. Thus, the period during which the osciLlometric determination is carried out i~ referred to as a "super calibration period."
It should b~ understood that the oscillometric method require~ that the artery be completely occluded and thus whatever means which i9 used to impose the enhancement pressure on the body part should bs capable of imposing such a pressure. Also, because t~e pressure imposed is greater thzn the systolic pressure, it may require that an appropriat~ waiting period be provided before S,O2 determinations can be reliably made.
Signi~icantly, the enhancement pressure, which equals the mean arterial pressure, i~ applied during every calibration period for S,O2 determinations. This allows the SU~;FITlJTE SHEET
~ IP~/US

,. . . .
, . . .
' ~ ;, '' ' ' , ' . ' 1~ R~'d PC~rlPla O 3 APR 1992 measured mean arterial pre~sure to be compared to the mean arterial pressure being used in the Hardy model calculations and, if a significant discrepancy between the two is found, a cuper calibration period may be begun.
It will thus be appreciated that the pres~nt invention provides a great advantagQ in allowing both arterial oxygen and blood pressure determinations to be made using little more hardware than that which is required for determining arterial oxygen levels. Also, the present invention is able to distinguish arterial oxygan saturation levels from capillary oxygen saturation levels and to provide arterial oxygen saturation level determinations which are more acrurate and reliable than those available from previously known oximetry system~, The invention may be embodied in other specific forms without departing from it~ spirit or essential character istics. The described emhodiment is to be considered in all respects only as illustrative and not restrictive. The scope o~ the invention is, therefore, indi~.ated by the appended claims rather than by the foregoing description.
All changes which come within the meaning and range of equivalency o~ the claim~ ar~ to ba embraced within their BCOpe.

SlJB5~TUT?~ SHEET
A/US

:, ` ' . ~' ' '.' ?

. .

Claims (74)

1. A system for enhancing noninvasive monitoring of a patient's arterial oxygen saturation level, said system comprising:
light means for passing at least a first light beam and a second light beam into a body part of said patient containing both arterial and nonarterial blood vessels;
detection means for detecting relative amounts of each said light beam absorbed by blood in the blood vessels;
enhancement means for increasing the absorption of the light beams by blood in the arterial blood vessels in relation to blood in the nonarterial blood vessels;
processor means, electronically coupled to the light means, the detection means and the enhancement means, for coordinating the operation of each said means in relation to one another, and for deriving from the detected relative amounts of each said light beam an arterial oxygen saturation level; and display means, electronically coupled to the processor means, for outputting a visually perceptible indication of the arterial oxygen saturation level.
2. A system as defined in claim 1 wherein the light means comprises first and second light-emitting diodes which produce first and second light beams in the visible and infrared light regions, respectively, and wherein the enhancement means comprises a pressure generating device, the pressure generating device being operative to impose a pressure on the body part for at least a part of the time that the light beams are passing into the blood vessels.
3. A system as defined in claim 1 wherein the light means comprises a first solid-state device emitting a light beam having a wavelength in the range from about 600 nanometers to about 725 nanometers and a second solid-state device emitting a light beam having a wavelength in the range from about 875 nanometers to about 1,000 nanometers.
4. A system as defined in claim 1 wherein the light means comprises a first light source emitting a light beam having a first wavelength which is substantially equally absorbed by oxyhemoglobin and reduced hemoglobin, the light means further comprising a second light source emitting a light beam having a second wavelength which is absorbed unequally by oxyhemoglobin and reduced hemoglobin.
5. A system as defined in claim 4 wherein the enhancement means comprises a pressure cuff.
6. A system as defined in claim 1 wherein the enhancement means comprises an inflatable pressure generating device and means for positioning the inflatable pressure generating device around the patient's body part.
7. A system as defined in claim 5 wherein the first light source comprises a first pair of solid state light emitting devices and wherein the second light source comprises a second pair of solid state light emitting devices, each pair of light emitting devices including an infrared light emitting source and a red light emitting source, each pair of the light emitting devices positioned on the interior of the pressure cuff and wherein the detection means comprises a solid-state photodetection device positioned on the interior of the pressure cuff.
8. A system as defined in claim 1 wherein said enhancement means comprises a pressure imposing device and means for varying the pressure within the pressure imposing device.
9. A system as defined in claim 8 further comprising means for sensing the pressure within the pressure imposing device.
10. A system as defined in claim 9 wherein the means for sensing the pressure comprises a pressure transducer.
11. A system as defined in claim 2 wherein the light means further comprises:
driver means for driving the light emitting diodes;
and multiplexing means for selectively connecting the driver means to one of the light emitting diodes.
12. A system as defined in claim 2 wherein said detection means comprises:
a semiconductor photodetection device for providing an output signal proportional to the intensity of light beams striking the photodetection device;
a gain control amplifier for controlling the gain of the output signal; and multiplexing means for directing the output signal to one of a plurality of channels provided in the processor means.
13. A system as defined in claim 1 wherein the processor means comprises a microprocessor which controls the operation of the light means and the enhancement means.
14. A system as defined in claim 1 further comprising at least one analog to digital converter, connected to the detection means and to the processor means, to digitize the signal output from the detection means and input the signal to the processor means.
15. A system as defined in claim 1 wherein said system is also used for monitoring of the patient's arterial blood pressure waveform, and wherein the light means and the detection means together generate a first electrical signal proportional to the relative volume of said arterial blood vessels, the first signal being output by the detection means;
wherein the enhancement means comprises pressure means, the pressure means being in physical proximity with the light means, the pressure means periodically imposing a pressure on the body part;

wherein said system further comprises pressure transducer means for detecting the pressure imposed on the body part and for outputting a second electrical signal proportional to the pressure;
wherein the processor means comprises means for deriving from the first and second electrical signals the patient's arterial blood pressure waveform; and wherein the display means comprises means for providing a visually perceptible indication of the arterial pressure waveform in addition to the indication of arterial oxygen saturation level.
16. A monitoring system for enhanced noninvasive monitoring of a patient's arterial oxygen saturation level, said system comprising:
light means for periodically directing a first light beam and a second light beam into both capillary and arterial blood vessels contained in the body part;
pressure means for imposing a pressure on a patient's body part to increase the absorption of at least one of the light beams by blood in the arterial blood vessels in relation to blood in the nonarterial blood vessels, the light means being connected to the pressure means such that the first and second light beans are directed into the body part upon which the pressure is imposed by the pressure means;
detection means for detecting relative amounts of each said light beam absorbed by arterial blood within the body part;
processor means, electronically coupled to the pressure means and the detection means, for (a) controlling the pressure means so as to cause the pressure to be imposed on the body part for at least a portion of the time that the light beams are passing into the body part, and for (b) deriving from the detected relative amounts of each said light beam an arterial oxygen saturation level; and display means, electronically coupled to the processor means, for outputting a visually perceptible indication of the arterial oxygen saturation level.
17. A monitoring system as defined in claim 16 wherein the light means comprises a first solid state device adapted for emitting the first light beam, the first light beam having a wavelength substantially within the visible red portion of the spectrum.
18. A monitoring system as defined in claim 17 wherein the light means further comprises a second solid state device adapted for emitting the second light beam, the second light beam having a wavelength substantially within the infrared portion of the spectrum.
19. A monitoring system as defined in claim 16 wherein the detection means comprises a solid state photodetection device.
20. A monitoring system as defined in claim 19 wherein the photodetection device is positioned on a pressure imposing surface of the pressure means.
21. A monitoring system as defined in claim 20 wherein the pressure means comprises a pressure cuff and the photodetection device is positioned substantially opposite from the position of the light means such that the first and second light beams transmitted through the body part are detected by the photodetection device.
22. A monitoring system as defined in claim 20 wherein the photodetection device is positioned to be substantially adjacent the light means such that the first and second light beams reflected from the body part are detected by the photodetection device.
23. A monitoring system as defined in claim 18 further comprising means for time multiplexing the first and the second light beams such that the first and second light beams are alternately directed into the body part.
24. A monitoring system as defined in claim 16 wherein the processor means comprises a microcomputer.
25. A monitoring system as defined in claim 24 further comprising at least one analog to digital converter connected to the detection means and to the processor means to digitize the output from the detection means and input said output to the processor means.
26. A monitoring system as defined in claim 16 wherein the display means comprises a numeric digital display.
27. A monitoring system as defined in claim 16 wherein the display means comprises a video display.
28. A monitoring system as defined in claim 16 wherein the processor means further comprises means for deriving the patent's blood pressure from the amounts of light detected by the phototransducer means.
29. A monitoring system as defined in claim 28 wherein the display means comprises means for displaying the patient's systolic, diastolic, and mean arterial blood pressures.
30. A monitoring system as defined in claim 20 wherein the pressure means comprises means for shielding the photodetection device from ambient light.
31. A system as defined in claim 16 wherein the pressure means comprises a pressure cuff which is adapted to be positioned on the patient's finger.
32. A system as defined in claim 16 wherein the pressure means comprises a pressure cuff which is adapted to be positioned on the patient's toe.
33. A system as defined in claim 16 wherein the pressure means comprises an inflatable pressure generating device and means for positioning the inflatable pressure generating device on the patient's forehead.
34. A system as defined in claim 28 further comprising means for sensing the pressure within the pressure means.
35. A system as defined in claim 34 wherein the means for sensing the pressure comprises a pressure transducer.
36. A monitoring system for enhanced noninvasive monitoring of a patient's arterial oxygen saturation level, the system comprising:
pressure means for imposing a pressure on a patient's body part, the pressure means steadily imposing a pressure which is less than completely occlusive to both arterial and capillary blood vessels contained in the body part and which is great enough to substantially increase the volume changes of the pulsing arterial vessels;
first light means and second light means for periodically directing first and second light beams in the visible red and infrared light spectra, respectively, into arterial and capillary blood vessels contained in the body part;
transducer means for detecting relative amounts of the first and second light beams absorbed by the blood after being directed into the capillary and arterial blood vessels, the transducer means connected to the pressure means such that the transducer means only receives the first and second light beams which have passed through the body part which is intermittently imposed upon by the pressure means;
processor means, electronically coupled to the pressure means for (a) controlling the pressure means so as to cause the pressure to be intermittently imposed on the body part as the first and second light beams are passing into the body part, whereby absorption of said light beams by arterial blood is increased relative to absorption by non-arterial blood, and for (b) deriving from the detected relative amount of the first and second light beams absorbed by the arterial blood an arterial oxygen saturation level; and display means, electronically coupled to the processor means, for outputting a visually perceptible indication of the arterial oxygen saturation level.
37. A monitoring system as defined in claim 36 wherein the transducer means comprises means for receiving the first and second light beams and outputting an electrical signal proportional to the intensity of the light beams.
38. A monitoring system as defined in claim 36 wherein the transducer means comprises a solid state photoelectric transducer which is in physical proximity with said pressure means.
39. A monitoring system as defined in claim 38 wherein the pressure means further comprises means for shielding said solid state photoelectric transducer from ambient light.
40. A monitoring system as defined in claim 36 wherein the pressure means further comprises pressure transducer means for sensing the pressure imposed on the body part connected to the processor means and wherein the processor means is further for (c) deriving from the light detected by the transducer means the patient's systolic and diastolic blood pressure.
41. A monitoring system as defined in claim 40 wherein the display means includes means for outputting a visually perceptible indication of the patient's systolic and diastolic blood pressure.
42. A system as defined in claim 36 wherein the pressure means comprises a pressure cuff which is adapted to be positioned on the patient's finger.
43. A system as defined in claim 36 wherein the pressure mean comprises a pressure cuff which is adapted to be positioned on the patient's toe.
44. A system as defined in claim 36 wherein the pressure means comprises an inflatable pressure generating device and means for positioning the inflatable pressure generating device on the patient's forehead.
45. A noninvasive monitoring system for providing an indication of both a patient's arterial blood pressures and arterial oxygen saturation level, the system comprising:
light means for passing first and second light beams into a body part of the patient containing both arterial and nonarterial blood vessels, the first and second light beams having wavelengths in the visible and infrared portions of the spectrum, respectively;
pressure means, for periodically imposing an increased pressure on the body part, said pressure means being associated with said light means and normally nonocclusive in relation to the blood vessels;
light detection means for detecting relative amounts of the first and second light beams reflected by and transmitted through arterial blood vessels and for outputting first and second electric signals propor-tional to the detected amounts of the first and second light beams respectively, at least one of the signals being proportional to relative volume of said arterial blood vessels;
pressure detection means for detecting the pressure imposed on the body part by the pressure means and for outputting a third electric signal proportional to the increased pressure;
processor means for receiving the first, second and third electric signals, the processor means comprising means for deriving arterial pressures and for deriving an oxygen saturation level from said electric signals;
and display means, electronically coupled to the processor means, for outputting visually perceptible indications of the patient's arterial pressure waveform and oxygen saturation level.
46. A noninvasive monitoring system a defined in claim 45 wherein the pressure means comprises a cylindrical pressure cuff.
47. A noninvasive monitoring system as defined in claim 45 wherein the light means comprises first and second light-emitting diodes.
48. A noninvasive monitoring system as defined in claim 47 wherein the first and second light-emitting diodes comprise light-emitting diodes which emit in the range from about 600 nanometers to about 1,000 nanometers.
49. A noninvasive, monitoring method for determining the arterial oxygen blood saturation level in a patient's body part containing both arterial and nonarterial blood vessels, the method comprising the steps of:
(a) directing a first and a second light beam in the body part, the first and second light beams having different wavelengths;

(b) imposing an enhancement pressure on the body part, said enhancement pressure being less than a completely occlusive pressure and great enough so as to substantially increase the compliance of the arterial vessels contained in the body part thereby increasing arterial pulses;
(c) detecting the relative amounts of the first and second light beams absorbed by the blood contained in the arterial vessels;
(d) determining the arterial oxygen saturation level in the body part by the detected amounts of the first and second light beams; and (e) displaying a value representing the determined arterial oxygen saturation level.
50. A noninvasive, monitoring method as defined in claim 49 further comprising the steps of determining the patient' mean arterial pressure by changing the pressure imposed on the body part until the modulation of the first light beam by the pulsing of the arterial blood vessels is maximized and determining the pressure imposed on the body part at the time the modulation of the first light beam is maximized.
51. A noninvasive, monitoring method as defined in claim 49 wherein the step of imposing an enhancement pressure on the body part comprises the step of imposing a pressure circumferentially about the patient's finger.
52. A noninvasive, monitoring method as defined in claim 49 wherein the step of imposing an enhancement pressure on the body part comprises the step of imposing a pressure circumferentially about the patient's toe.
53. A noninvasive, monitoring method as defined in claim 49 wherein the step of imposing an enhancement pressure on the body part comprises the step of imposing a pressure upon the patient's forehead.
54. A noninvasive, monitoring method as defined in claim 49 wherein the step of directing a first and a second light beam into the body part comprises the step of alternatively directing a first light beam having a wavelength in the visible red region into the body part and directing a second light beam having a wavelength in the infrared region into the body part.
55. A noninvasive, monitoring method as defined in claim 49 wherein the step of detecting the relative amounts of the first and second light beams absorbed comprises the step of detecting the relative amounts of the first and second light beams which are reflected from the body part.
56. A noninvasive, monitoring method as defined in claim 49 wherein the step of detecting the relative amounts of the first and second light beams absorbed comprises the step of detecting the relative amounts of the first and second light beams which are transmitted through the body part.
57. A noninvasive, monitoring method a defined in claim 49 wherein the step of detecting the relative amounts of the first and second light beams absorbed by the body part comprises the steps of:
positioning at least one photodetector adjacent to the body part; and outputting a voltage from the photodetector which is proportional to the amounts of the first and second light beams which strike the photodetector.
58. A noninvasive, monitoring method as defined in claim 57 wherein the step of determining the arterial oxygen saturation level comprises the step of comparing a value representing the amount of the first and the second light beams absorbed by the body part to values contained in an empirically developed look-up table to find the oxygen saturation level which corresponds to the value of the voltage output.
59. A noninvasive, monitoring method as defined in claim 43 further comprising the step of displaying the arterial oxygen saturation level.
60. A noninvasive method for monitoring a patient's arterial oxygen saturation level, the method comprising the steps of:
(a) establishing a calibration interval comprised of the following steps:
(1) directing a first light beam and a second light beam into a body part of the patient containing at least one arterial and at least one nonarterial blood vessel, the first light beam having a first wavelength and the second light beam having a different, second wavelength;
(2) imposing a first pressure to the body part such that the arterial blood vessel located therein is at least partially unloaded;
(3) detecting the amount of light from the first light beam and from the second light beam which is absorbed by said body part;
(4) determining from said detected amount of the first and second light beams the arterial oxygen saturation level in the body part;
(5) releasing the first pressure from the body part;

(6) detecting the amount of light from the first light beam and from the second light beam which is absorbed by the body part after the first pressure is released;
(7) determining a calibration factor derived from the differences in the amount of the first and second light beams which were detected when the first pressure was applied to, and released from, the body part, the calibration factor representing the contribution of non-arterial blood oxygen saturation to the amount of light which arrives at the phototransducer;
(b) establishing a monitoring interval by continuing to detect the amount of the first and second light beams which are absorbed by the body part after the calibration factor is determined;
(c) calculating during the monitoring interval the oxygen saturation level of the arterial blood using the calibration factor; and (d) displaying the oxygen saturation level on a visual display.
61. A noninvasive method for monitoring a patient's arterial oxygen saturation level as defined in claim 60 further comprising the step of repeatedly beginning a calibration interval followed by a monitoring interval.
62. A noninvasive method for monitoring a patient's arterial oxygen saturation level as defined in claim 60 wherein the first pressure is about equal to the patient's mean arterial pressure.
63. A noninvasive method for monitoring a patient's arterial oxygen saturation level as defined in claim 60 wherein the calibration interval is less than one third the length of the monitoring interval.
64. A noninvasive method for monitoring a patient's arterial oxygen saturation level as defined in claim 60 wherein the first wavelength is in the infrared portion of the spectrum and the second wavelength is in the visible red portion of the spectrum.
65. A noninvasive method for monitoring a patient's arterial oxygen saturation level a defined in claim 60 further comprising a method for noninvasively monitoring the patient's blood pressure, the method further comprising the steps of:
measuring the body part's systolic and mean arterial pressure using an oscillometric method;
detecting the change in volume of the patient's blood vessel by the change in intensity of one of the light beams;
estimating a diastolic pressure;
calculating a mean arterial pressure using the Hardy model equation which relates arterial volume to arterial pressure and She estimated diastolic pressure;
comparing the calculated mean arterial pressure and the measured mean arterial pressure;
estimating the diastolic pressure and recalculating the mean arterial pressure until the two values agree within a predetermined standard; and displaying the measured systolic and the most recently estimated diastolic blood pressure on a visual display.
66. A noninvasive method for monitoring a patient's arterial oxygen saturation level and blood pressure as defined in claim 65 further comprising the step of deriving and continually displaying the patient's blood pressure waveform from the measured systolic and most recently estimated diastolic blood pressure.
67. A noninvasive method for monitoring a patient's oxygen saturation level as defined in claim 60 wherein the step of detecting the amount of light from the first light beam and from the second light beam comprises the step of detecting the amount of light from the first light beam and from the second light beam which are reflected from the body part.
68. A noninvasive method for monitoring a patient's oxygen saturation level as defined in claim 60 wherein the step of detecting the amount of light from the first light beam and the second light beam comprises the step of detecting the amount of light from the first light beam and from the second light beam which are transmitted through the body part.
69. A method for noninvasively determining a patient's arterial oxygen saturation level, the method comprising the steps of:
(a) imposing an enhancement pressure on a body part containing both arterial and nonarterial blood vessels so as to significantly increase the pulsation by the arterial blood vessels in the body part;

(b) directing a first and a second light beam into the body part, the first and second light beams having different wavelengths;
(c) detecting the amounts of the first and second light beams absorbed by the arterial blood;
(d) determining the arterial oxygen saturation level in the body part from the detected amounts of the first and second light beams;
(e) displaying the arterial oxygen saturation level;
(f) releasing the enhancement pressure from the body part;
(g) detecting the relative amounts of the first and second light beams absorbed by the arterial and nonarterial blood in the body part;
(h) determining the relative contribution to said absorption attributable to the arterial blood with respect to the total of the amount of the first and second light beams which are detected; and (i) displaying an oxygen saturation level corresponding to substantially only the contribution of the arterial blood to the detected amounts of the first and second light beams when the enhancement pressure is removed.
70. A method for noninvasively determining a patient's arterial oxygen saturation level as defined in claim 69 wherein the step of imposing an enhancement pressure on a body part comprises the step of imposing a pressure approximately equal to the body part's mean arterial pressure circumferentially about one of the patient's digits and wherein the step of detecting the amounts of the first and second light beams absorbed by the arterial blood comprises the step of detecting with a phototransducer device the amount of the first and second light beams transmitted through the patient's digit.
71. A method for noninvasively determining a patient's arterial oxygen saturation level as defined in claim 69 wherein the step of detecting the amounts of the first and second light beams absorbed by the arterial blood comprises the step of detecting with a phototransducer device the amount of the first and second light beams reflected from the body part.
72. A method for noninvasively determining a patient's arterial oxygen saturation level as defined in claim 69 wherein the step of determining the arterial oxygen saturation level in the body part comprises the step of comparing the amount of the first and second light beams which are absorbed with a set of predetermined look-up table values and deriving from the look-up table values an arterial oxygen saturation level and wherein the step of displaying the arterial oxygen saturation level comprises the step of outputting the arterial oxygen saturation level to a visually perceptible display.
73. A method for noninvasively determining a patient's arterial oxygen saturation level as defined in claim 69 further comprising the step of repeating steps (g) through (i) a multiplicity of times before repeating steps (a) through f).
74. A noninvasive method for continuously monitoring a patient's arterial oxygen saturation and arterial blood pressure waveform, the method comprising:
imposing an occlusive pressure on a patient's body part containing both arterial and nonarterial blood vessels;
directing at least a first light beam into the body part;
gradually releasing the occlusive pressure;
detecting when a pulsatile signal first modulates the first light beam;
measuring the occlusive pressure imposed on the body part when the pulsatile signal first modulates the first light beam and storing the value of the pressure as the systolic pressure;
releasing the occlusive pressure;
imposing an enhancement pressure on the body part such that the modulation of the first light beam is substantially maximized to determine a measured mean arterial pressure;
estimating an arterial diastolic pressure;
calculating a mean arterial pressure using the estimated diastolic pressure, the measured systolic pressure, the detected amounts of the first light beam, and a formula which relates arterial pressure to arterial volume;
comparing the calculated mean arterial pressure to the measured mean arterial pressure and displaying at least the diastolic pressure if the measured mean arterial pressure and the calculated arterial pressure agree within predetermined limits;
directing a second light beam into the body part while the enhancement pressure is imposed on the first and second light beams having different wavelengths;

detecting the relative amounts of the first and second light beams absorbed by the arterial blood contained in the body part;
deriving an arterial oxygen saturation level from the detected amounts of the first and second light beams;
releasing the enhancement pressure from the body part;
calculating at least a new systolic and diastolic arterial blood pressure based upon the changes in the detected amount of the first light beam representing volume changes in the arteries contained in the body part while all pressure is released from the body part;
detecting the relative amounts of the first and second light beams absorbed by the arterial and nonarterial blood vessels contained in the body part while all pressure is removed;
determining the contribution of the arterial blood vessels to the detected amount of the first and second light beam so that the arterial oxygen saturation level may be determined; and displaying the arterial oxygen saturation level and the systolic and diastolic arterial blood pressure of the body part on a visually perceptible display.
CA002074956A 1990-01-30 1990-01-30 Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring Abandoned CA2074956A1 (en)

Priority Applications (3)

Application Number Priority Date Filing Date Title
CA002074956A CA2074956A1 (en) 1990-01-30 1990-01-30 Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring
EP19900908025 EP0512987A4 (en) 1990-01-30 1990-01-30 Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring
PCT/US1990/000518 WO1991011137A1 (en) 1990-01-30 1990-01-30 Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
CA002074956A CA2074956A1 (en) 1990-01-30 1990-01-30 Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring
PCT/US1990/000518 WO1991011137A1 (en) 1990-01-30 1990-01-30 Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring

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CA2074956A1 true CA2074956A1 (en) 1991-07-31

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CA002074956A Abandoned CA2074956A1 (en) 1990-01-30 1990-01-30 Enhanced arterial oxygen saturation determination and arterial blood pressure monitoring

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