CA1182922A - Apparatus and method for articulatory speech recognition - Google Patents

Abstract

ABSTRACT

The parallel application of a plurality of vocal tract filters (12) is utilized in a speech recognition apparatus. Each of the filters in this bank of filters has a complex Fourier transfer function that is the reciprocal of a particular vocaltract transfer function corresponding to a particular speech sound.
The speech elements identified are phoneme segments of short duration (typically 10 milliseconds), and correspond to phonemes only in the case of time invariant (sustainable) phonemes. In a preferred embodiment, it is assumed that the bank of inverse filters, when designed to correspond with the sustainable phonemes, is capable also of closely matching (in a piecewise fashion) the time-varying (transitional) phonemes.
The input of each filter in the bank of filters is connected to the speech waveform input (30). The output of each filter is examined (18) to determine which output has the smallest absolute value. Generally, the filters are designed so that when a filter channel has the smallest output at a given time, there is usually present at the input of the filter bank at that time the waveform of the sound such filter was designed to detect.
In a preferred embodiment, the apparatus determines (22) which filter's output is minimum in absolute value for the greatest total time over a given short interval of time, and the associated sound is specified as the sound present at the input.

Description

BACKGROUND OF ~HE INVENTION

Field of the Invention The present invention relates to (i) the deter-mination of vocal tract acoustic properties by analysis of speech waveforms and to (ii) classification of speech waveforms according to vocal tract transfer functions so as to associate each waveform segment with a given arti-culatory condition.
Description of the Prior Art It has long been known that vowels are roughly characterized by their patterns of resonances usually called formants. It was variously felt that a vowel could be accurately characterized by one, two, three or more formants depending upon the researcher. In the 1940's, e~uipment was devised which pictured formants and their movements during the articulation of all types of speech. Formants were observed not only in vowels, but in most or all speech elements or phonemes~ Extenslve data was published on average formant frequencies and relative intensities of men, women and children covering the first three formants believed ade~uate by the authors to represent all speech. Pattern matching methods were devised for compaxison of formant frequencies and move-ments against known stored references~ These efforts have continued until the present time with limited suc-cess, but useful in certain applications.
More sophisticated means of processing formant pat-terns have made very slow progress toward the promise o~
speech recognition by machine. In parallel with overall spectral matchin~ methods, related formant tracking tech niques were devised, in which formant peaks are tracked by electronic circuitry or computer programs. Formant frequency and in some cases amplitude are converted to voltage or graphic form for further matching and analy-sis. Also in parallel with these efforts, experimentswere conducted in~o direct waveform matching known as cross-correlation, indirect time waveform matching known as autocorrelation, and in time waveform feature extrac-tion such as voice~unvoice, zero-crossing rate, symmetry, envelope and its slope, to name a few. These methods have produced limited success in restricted applications, but have not met with the expected outstanding successes hoped by experimenters.
More recently, research has turned toward linear predictive coding methods. Popularity of these methods seem to arise from their facility of computer implemen-tation. These lines of research essentially duplicate work that has been done with electrical hardware and ana-lyzed by Fourier and Laplace transformation methods.
Finally one line of recent research illustrated by Moshier, U. S. Patent 3,610,831, has used weighted and summed delayed speech signals to achieve in one case a rudimentary inverse filter recognition method.
Research and development speech has followed lines of analysis and characterization which were used exten-sively in the development of communication systems suchas amplitude modulation, frequency modulation, suppressed carrier, single sideband, and pulse modulation of various types. Speech belongs to a class which may be called cavity modulation and about which little mention has been ound in the literature of communication.
The above-mentioned speech recognition methods generally utilize concepts devised for the more coven-tional communication techni~ues. As a result, vowels are approximated as periodic waveforms, and speech sounds are characterized only by their power or amplitude spectraO
Such techni~ues do not successfully explain and deal with the multiplicity of different waveforms that can occur from one example to another of the same phoneme due to differences in pitch. An important source of waveform variability may be cleemed to be the superposition effect wherein the basic waveforms produced by the vocal tract carry over and overlap thereby causing spectral differen-ces depen~ing upon the pattern of voice source impulses as well as the vocal tract configuration. Different articulatory combinations are not therefore easily classifiable when relying upon the power or amplitude spectra.
There is a need for such classiiers capable of oeprating reliably on a real-time basis, i.2. of classifying at articulatory rates in apparatuses which lS could respond reliably and accurately to verbal commands.
Such classifiers may also permit transmission of speech over channels which are restricted with respect to band~
width or time or both whereîn articulatory categories would be transmitted and subsequently reconverted to speech at the receiving end. It is believed that the present invention, since it classifies sounds according to vocal tract patterns without regard to pitch, is superior to prior art techniques based on the power spectrum which varies with pitch, therefore will make possible the realization of effective and practical speech recognition systems.

The invention utilizes the parallel application of a plurality of vocal tract inverse filters. Each of the filters in this bank of filters has a complex Fourier transfer function that is the reciprocal of a particular vocal tract transfer function corresponding to a par-ticular speech sound. (By "sound" is meant one of a set of phoneme segments assumed invariant over a brief inter-val, typicall~ 10 milliseconds. Of course, these phonemesegments may well be invariant over a longer time inter-val. As discussed ~elow, time varying phonemes are handled by piecewise approximation on the basis of these phoneme segments.) In particular, the invention is based on the understanding that articulation of a given sound in an individual's speech can be approximated as the output of a specific linear filter, corresponding to the con-dition of the individual's vocal tract at the time of articulation, in response to one or more input impulses.
Accordingly, each filter in the invention is designed to correspond to an hypothesized vocal tract filter, and ideally is designed so that the complex Fourier transfer function of the filter is the reciprocal of the complex Fourier transfer function of the hypothesized vocal tract speech sound filter. Thus the response of a perfect filter, constructed in accordance with the invention, to a non-zero speech sound waveform of the type it was intended to detect would be simply impulses at instants of source excitation and otherwise zero.
Because of the general similarity of voices, a vocal tract inverse filter analyzer designated to correspond with a particular hypothetical vocal tract will operate for a class oE voices having vocal tract properties simi-lar to the hypothetical model. However, the use of tuning and the provision of multiple filter banks, as in certain aspects of the invention, can extend the applica-bility of the invention to the general population.
It will be appreciated that speech elements iden-tified in accordance with this invention are phoneme segments of short duration (typicall~ 10 milliseconds).
These speech elements correspond to phonemes only in the case of time invariant (sustainable) phonemes. In a pre-ferred embodiment it is assumed that the bank of inverse filters, when designed to correspond with the sustainable phonemes, is capable also of closely matching (in a piecewise fashion) the time-varyinq Itransitional) phone-mes. This assumption corresponds with a piecewise model of articulaton in which speech is modeled by the suc-cessive activation of members of a bank of time-invariant vocal tract models. The invention should not be construed~ however, as restricted to the use of sustainable phonemes in determining criteria of tran-_5_ sitional phonemes. There is a vocal tract inverse filter for each hypothesized time-invariant vocal tract model such that when the vocal tract inverse filter correctly matches the time-invariant vocal tract model, its o~tput is a series of one or more impulses corresponding to the source impulses of the articulatory model. Thus a filter can be constructed by the application of well-known filter design methods, that will produce an output approximating a series of impulses in response to an input that is a fricative waveform. Similarly filters can readily be constructed for nasals and vowels. The model is also satisfactory for plosives, diphthongs (by piecewise approximation), qlides (in some cases also by piecewise approximation), semivowels, and affricates (by piecewise approximation) Thus many phoneme types may be detected and represented hy sequences of the above described speech elements.
The model of speech sound recognition employed by the invention relates to a model of speech procluction comprising the sequential activation of members of a bank of impulse-driven, time-invariant linear vocal tract models (each model corresponding to a given speech sound) whereby speech is the sum of waveforms emanating from these models, therefore providing a continuous waveform representation. By the principle of superposition, the waveform response of a linear vocal tract model will thus correspond to the summation of responses due to the several input impulses. In view o this model for synthesis of speech, there is a related method for linear 3n analysis thereof. That is, to the extent that, in response to a non-zero input, the output from a par-ticular channel is a series of narrow impulses with substantially zero signal between the impulses, the sound corresponding to this channel must have been present at the input. In accordance with the invention, therefore, the input of each filter in the bank of filters is con-nected to the speech waveform input. The output of each filter can then be examined to determine which output has the smallest absolute value. Generally the filters can he designed so that when a filter channel has the smallest output at a given time, there is usually present at the input of the filter bank at that time the waveform of the sound such filter was designed to detect.
In order to help assure that the sound selected is in fact the sound of the waveform which is present at the input, a preferred embodiment of the invention determines which filter's output is minimum in absolute value for the greatest total time over a given short interval of time, and the associated sound is specified as the sound present at the input. Typically the interval of time over which the predominant sound is picked is in the vicinity of 10 millisecon~s~
A preferred embodiment of the present invention further incorporates means to preemphasize the basic speech spectral function and thereby amplify the higher frequencies with respect to the low fre~uencies. The total vocal spectrum is therefore essentially flattened ~ so that no one particular range will unduly influence the analysis. It is understood that the preemphasis filter function is thereby part of each vocal tract inverse filter, and therefore must be treated as such in desiqn of the inverse filter bank. Also automatic level control is utilized to keep speech input signals at a constant peak level over timed intervals.
It will be appreciated that an apparatus constructed in accordance with the invention disclosed herein is capable of functioning with substantial insensitivity to the pitch content of the speech input. This result is apparent upon reflection of the consequences of the model upon which the invention is basedl The invention assumes that the vocal tract forms a linear system during the articulation of a given speech sound (albeit a different linear system for each speech sound). The sound is thus the response of such a linear system to a series of input impulses. In accordance with the model then, pitch can be understood essentially as the pattern of source impulses that are input to the hypothetical linear filter system that is attributable to the vocal tract during the articulation of a given sound. By virtue of the "all-pass" nature of the linear filter system in com-bination with its inverse, this same pattern of sourceinpulses i~5 recovered at the output of a vocal tract inverse filter whose complex Fourier transform is reciprocally matched to the hypo~hetical linear filter system. The presence of a pattern of narrow source impulses at one channel output is detected by means insensitive to the frequency of occurrence of these impulses. As a result, the output of an apparatus constructed in accordance with the invention is substan-tially independent of pitch.
Owing to the pitch independence of the invention, and the generally similar means for articulation of speech sounds by many speakers, the present invention as previously described for one speaker can be applicable to a broad class of speakers, for example, the adult male.
Other classes such as females and children have speech characterized by formant center frequencies generally proportional to those measured for an adult male. Where desirable, the speech elements of these additional classes can be accommodated by including additional filter channels in parallel with those designed for the adult male. It is thus possible to include several, for example, four, additional alternative channe]s for each articulatory element represented in the bank of vocal tract inverse filter channels. These additional channels based on typical vocal tract size variations provide a means of accomplishing speech recognition over the range of speaker variations of the general population.

BRIEF DESCRIPTON OF THE DRAWI35 Figure 1 is a schematic diagram of a preferred embodiment of the present invention for the recognition and classification of articulatory elements i;lustrating the parallel channels and apparatus utilized to discriminate articulatory elements.
Figure 2 is a schematic lllustration of a typical cascade of formant inverse filters of the filter banks of Figure l utilized for the inverse matching of articulatory elements.
Figure 3 illustrates a simplified embodiment of a formant inverse filter capable of being utilized in the cascade of filters of Figure 2.
O Figure 4a shows typical amplitude and phase plots for a single resonator representing the transfer func-tion of a single vocal formant.
Figure 4b shows a corresponding amplitude an~ phase plot of a formant antiresonance filter, whereby the combination of the formant resonance and antire-sonance elements produce an all-pass characteristic.
Figure 4c shows the parameters used in the design of an antiresonance filter element in accordance with a preferred embodiment of the apparatus of the invention as shown in Figure l. Asymptotic gain G may be unity, and Gmin may be typically 0.20G.
Figure 5 illustrates the embodiment of a formant inverse filter to be utilized in the cascade of anti-resonance inverse elements of Figure 2.
Figure 6 is a schematic illustration of a full~wave rec-tifier utilized as an absolute value circuit in accordance with a preferred embodiment of the apparatus of the invention as shown in Figure l.
Figure 7 is a schematic illustration of the constant current source for the bank of comparator ele-ments shown in Figure 8.
Figure 8 is a schematic diagram of one member of a bank of n comparator elements in accordance with a preferred embodiment of the apparatus of the invention as shown in Figure l.
Figure 9 is a schematic diagram of an integrator, uti-lized to measure total active time of a bi-level input signal over a low frequency clock interval (typically 10 milliseconds), including means to discharge the integrator in response to narrow discharge pulses, all in accordance with a pre-ferred embodiment of the apparatus of the inven-tion as shown in Figure 1.
Figure 10 is a schematic diagram of a simple sample and hold circuit, which transfers an integrated signal to a capacitor in response to a narrow transfer pulse (said transfer completed prior to the beginning of the integrator discharge operation) and produces a low ~npedance repre-sentation of the stored signal, in accordance with a preferred embodiment of the invention as shown in Figure 1.
Figure llA-E illustrates the development of one of the n waveform inputs to maximum comparator 22 of Figure 1 and shows how the rapid-response bi-level output of minimum comparator 18 of Figure 1 is processed to produce a steady signal level representing the total cumulative active time of the particular channel over a timed articulatory interval.
Figure 12A-B shows the multiple use of certain formant inverse ilters when the same formant applies to more than one speech sound in a preferred imple-mentation of the invention as shown in Figure 1.

DESCRIPTION OF SPECIFIC EMBODIMENTS
Referrina now in detail to the respective Figures, a schematic dia~ram of the essential elements of a pre-ferred embodiment of the present apparatus for the recognition and classification of speech articulatory elements is illustrated in Figure 1. The apparatus includes means or instantaneou~ recognition and selec-tion of a particular candidate vocal tract transfer func-tion and means for timed classification and selection of the recognized transfer function.
The instantaneous recognition of speech sounds is accomplished with a bank of a plurality of vocal tract inverse flters denominated collectively by reference num~er 12 (l...n). The vocal tract inverse filter bank may consist of "n" parallel inverse filter channels in number, each channel collectively consisting of at least one complex anti-resonance element filter. Typically inverse filter bank 12 will consist of ten to one hundred filter channels; each of these channels is connected to the common speech input. Each vocal tract inverse filter channel has a transfer function that is the reciprocal of the complex transfer function of a particular resonance condition of the vocal tract when the speaker articulates a given sound.
The signal at each vocal tract inverse filter chan-nel 12 (l...n) output is instantaneously converted to asignal indicative of the absolute value thereof by one of a bank of full~wave rectifiers collectively denominated by reference numeral 16 and individually denominated by reference numerals 16tj) (j=l,...,n). Each full-wave rectifier 16(j) (j=l,...,n) corresponds to like numbered vocal tract inverse filter 12(j) in the same channel j.
A particular full-wave rectifier output is selected by instantaneous selection means embodied by minimum multiple input current switch comparator 18 having (n) channels 18(]) ~j=l,...,n), such selection indicating which particular inverse filter channel has the lowest output amplitude at any instant o time. Comparator 18 achieves rQcognition of the inverse filter which best suppresses the oscillatory and transient properties of the particular vocal tract filter function hypothesized as appearin~ in the input speech. The outputs of all comparator channels 18(j) (j=l,...n) are zero voltage except for the selected channel. The output of com-parator 18 at the selected channel is a voltage greater than zero.
In order to determine the dominant channel for a particular short interval of time (typically 10 milliseconds) corresponding to an articulatory interval, $;~

there i9 provided a banlc of (n) integrator channels 20(j) (j=l,...n). Each integrator channel 20(~) su~s the out-put of a given channel (j) o~ comparakor 18 over the articulatory interval. The articulatory interval is timed by low frequency clock 24. A transfer pulse from cloclc 24 arrives at the pulse input of each sample and hold element 21(j) (j=l,...,n) of sampler 21. The signal input of the sample and hold element 21(j) is connected to the output of integrator 20(j). Just after this out-put is stoxed in element 21(j), the integrator output 20(j) is reset to zero by a reset pulse from clock 24.
The integrator then begins a new cycle of accumulating the output from minimum comparator element 18(j).
In the meantime~ and continuously, the maximum comparator 22 determines which sample and hold element 21(j) has the ~reatest stored voltage. In effect, the (n) outputs from maximum comparator 22 are indicative of which of the (n) channels has the smallest signal at the output of rectifiers 16 for the greatest total time over the articulatory interval. These outputs thus comprise a synchronous articulatory decision in that the decision occurs at a regular rate.
The decision is denoted by an output voltage from maximum comparator 22 greater than zero on the selected channel, and zero on all other channels. A new decision is made f~r each time interval (typically 10 milliseconds) of the low frequency clock.
There is, in addition to the n comparator outputs, an articulatory channel (n + 1) which responds when there is silence at the audio input. The input to this channel is a "control" voltage which is ordinarily used inter-nally within the automatic level control element 28.
This voltage follows the speech amplitude peaks as measured within each clock interval (typically 10 milli-seconds duration). A "silence threshold" produces a "high" output when the control voltage exceeds a level corresponding to a significant speech level. Usually, this is set just above the amplitude at which the automa-tic level control begins to reduce the signal amplification.
There are also n inhibit gates 23 which inhibit the occurrence of all other articulatory signals when a "silence" condition exists by virtue of the inhibitory signal produced by the silence threshold element. The n -~ 1 channel outputs comprising all articulatory outputs including silence are the articulatory decisions of the l~ invention~
The outputs reElecting this decision may be used as inputs for a device that would comprehend such outputs as a choice of an original articulatory vocal tract reso-nance pattern, that is, as the articulation of a given speech sound or silence. It should be noted that coun-ters could be substituted in place o the integrators.
It has been determined that the timed interval classifi-cation process be at a rate comparable with that of the fastest articulation in ordinary speech, such rate being typically 100 hertz or corresponding to intervals of 10 milliseconds each.
Further enabling precise recognition of a particular articulatory filter function but nPt being necessaril~
deemed to limit the spirit and scope of the present invention of a means of recognition and classification of articulation, a preemphasis circuit 26 and automatic level control clrcuitry 28 are used between the speech waveform input 30 and the ~nput to inverse filter bank 12. As previously stated, the preemphasis circuit ampli-fies higher freauencies with respect to l~wer frequenciesand ten~s on the average to e~ualize amplitudes of the various frequency components of the raw speech wave. An overall balance of the average speech spectrum is o~tained which facilitates distinquishing the various forms of articulation by transforming the glottal impulse into a narrow pulse representing a delta function, whereby the input waveform transfer function tends to appear as the result of the passive vocal tract without regard to the source. Overlap effects, however, due to recurrent impulse excitation of the passive vocal tract are still present.
Preemphasis circuits are well-known in the recent art in regard to their use in speech processing. The resultant output oE the preemphasis still resembles the normal speech waveform character and such output would still be intelligible to the human ear although high frequencies would sound abnormally emphasized.
The preemphasis circuit may have two ampli~ying sta-ges with each stage acting as a differentiator. The first differentiation takes place when electrical irput enters, but this first stage may be limited to differen-tiation of low frequencies up to 1000 hertz, and revert to linear amplification of frequencies above this.
Frequencies greater than 3,000 hertz need not be dif-ferentiated and the second ~ifferentiator may become a linear amplifier of frequencies above this point. It is important function to accurate classification of speech that comparable average intensities be obtained of all frequencies across the voice spectrum.
Automatic gain adjustment is accomplished by level control 28. Automatic level control 28 keeps the input speech at a relatively constant level thereby obviating the need for ultraprecise recognition and classification channels of wide dynamic range and low noise. It is important that the level control circuitry does not inter~ere with the transient anc~ oscillatory charac-teri 9 tics appearing in the input waveform. Automatic level control 28 may be o any particular good quality control component common to the art. Automatic level control 28 is intended to regulate peak amplitude while preserving the transient character of the articulatory input waveforms. In operation, level control 28 may divide the input speech waveform by its absolute peak level over a timed, typically 10 millisecond interval corresponding to the highest normal articulatory rate.
The absolute value of the peak of the input waveform is therefore measured between two clock pulses and may be used to determine amplification during the entire clock interval. An audio delay equal to the clock interval may be applied in the signal channel following the peak measurement operation and preceding the adjustment of signal amplification. The articulatory rate segments of speech waveforms are thereby adjusted to essentially a constant peak level while not losing their characteristic transient properties. The divider may be a component such as an AD7513 or equivalent used in conjunction with well-known components such as absolute value circuits and field effect transistors which are capable of discharging a capacitor.
Figure 2 illustrates a possible conEiguration of one member of inverse filter bank 12(1,...,n), ~hich in actuality is a cascade of formant antiresonance filters denominated by reference numerals 40 - 46. Inverse filters 12~1,...n) are, in effect, vocal tract inverse filters since they are designed so that their Fo~rier transforms approximate the reciprocals of vocal tract transfer functions effective in the articulation of a set of speech sounds. Inverse filter bank 12 receives speech input from automatic level control 28, the speech signal entering each of the inverse filter channels (i,...,n)~
Each channel a~s particular combinations of formant antiresonance filters. The cascade of formant antireso-nance filters is xesponsive to the amplitudes and phases of particular Eormants which are in essence particular resonances of the vocal tract.
Four major formants are known to the art as having importance to recognition, with each havinq a distinct frequency range. The pattern of formants therefore forms the basis for recognition of the pattern of articulatory resonancesO Although single resonances as conveyed by the speech wave may be closelY related to several dif-ferent inverse filters, only one filter will correctly respond to closely match all such oscillatory elements of the speech waveform and will therefore have minimum out-put between source inpulses until voice articulators move -15~
toward a new phonemic representation. Each cascade is thus designed to correspond reciprocally in the Fourier transorm domain to a particular pattern of formant reso-nances. Up to four or more ~orman~ antiresonance filters may compri~e each channel, but the number of filters necessary will depend upon the pattern of resonances to be matched.
Figure 3 illustrates a simple type of formant antiresonance filter, such as filter 40, which may be utilized to make up the cascade of filters. An inverting operational amplifier 70 utilizing resistors 72 and 74 receives input and operates in conjunction with band~pass filter 76 upon the feedback loop 78. This circuitry creates an antiresonance circuit for the type of soun~
the band-pass filter itself would try to magnify~ A
series of up to four or more of these formant antireso-nance filters act to match a particular condition of the vocal tract as it is represented in the speech wave.
Figure 4a shows the amplitude and phase charac-teristics of an hypothetical vocal resonance. This corresponds to the well-known transfer characteristics of a single resonant circuit and is understood by those in the art to reasonably approximate the resonance charac-teristic of a speech formant.
Figure 4b shows the amplitude and phase charac-teristic of a vocal tract antiresonance filter element and corresponds to the trans~er characteristic of a cir-cuit such as shown in Figure 3. It is well-known to those versed in the art that the frequency domain result of cascading two filters produces an amplitude response that is the product of the two amplitudinal responses, and that the phase response is the sum of the two phase responses.
Figure 4c points out the design parameters that would be used by one versed in the art to construct antiresonance filters having the characteristics of Figure 4b and corresponding to a given set of speech articulatory elements.

Ta~le 1 sets forth the initial best mode tabulation of filter characteristics for a set of twenty filter channels of the form shown in Figure 2. The phonemes selected for inclusion are those which, when they occur, are usuallY sustained in speech independently of either the preceding or the following phonemes. In contrast, for example, the phoneme /e/, as in say, was not includedS /e/ when spoken is usually a combination forming the dipthong / I/. To identify /e/ in the word "say", the analyzer, not having a specific channel for /e/, would be expected to respond with a series of filter channels which most closely matches the frequency charac-teristics of /e/O The analyzer output for the diphthong would usually read as /1/. The se~uence /~I/ could then be translated in a computer program by means of a sequen~e to-phoneme lexicon entry based on the rule that // followed by /I/ shall be identiEied as /e/. A sub-sequent search in a phoneme-to-word dictionary would identify the sequence /s ~I/ as the word "say". Although a counter to determine channel duration as well as both the lexicon and dictionary are not part of the Invention, an important aspect of the Invention lies in the simpli~
city and speed of the computer operations in processing the articulatory decision outputs Eor the identification of words and phrases.

Formant Center Frequencies and Baodwidths for Twenty Filter Channel Analyzer System Phoneme 1st Formant 2nd Formant 3rd Formant 4th Formant , , ,,, ,, ., ., _ IPA Center Band- Center Band- Center Band- Center Band-~y~width Freq. width Freq. width Freq. width __ _ Vowels -she /i/ 300 30 2300 120 3000 150 3600 210 this /I/ 400 30 1900 120 2500 150 3600 210 35 bet /~/ 600 30 1790 120 2500 150 3600 210 c_t h~/ 730 30 1710 120 2500 150 3600 210 father/A/ 630 30 1020 60 2500 150 3600 210 TABLE 1 continued:
Phoneme 1st Formant 2nd Formant 3rd Formant 4th Formant _ . .
IPA Center Band- Center Band Cen~er Band- Center Band~
SYmbol ~g~ width _req. width E'req. width Freq~ w1dth Vowels __ call /~/ 580 30 870 60 2500 150 `3600 210 took /U/ 490 40 1100 60 2500 150 3600 210 boot /u/ 350 30 900 60 2500 150 3600 210 .. _ but ~/ 600 30 1200 60 2500 150 3600 210 her /~/ 450 30 1400 60 1700 150 3600 210 Voiced Fricative Consonants voice/v/ 350 90 1130 60 2200 150 3600 210 this /~/ 350 90 1350 60 2200 150 3600 210 zero /z/ 350 60 1420 60 2750 120 3900 210 a~ure/~/ 350 90 1850 120 2500 120 3600 210 Voiceless Fricative Consonants .
thin /~ 2000 120 2700 120 3600 210 six /s/ - ~ 4100 120 show /5/ - - 2500 150 3200 120 Nasal Consonant .
no /n/ 350 90 1000 60 3000 210 3600 210 Glide Consonan-t won /w/ 355 30 710 60 2500 150 3600 210 Semivowel will /1/ 440 30 880 60 2540 150 3600 210 Note: Formant antiresonance filters have asymptotic gain G=l.0, and Gmin = 0.20 at their center frequencies Figure 5, being similar to Figure 3, illustrates a preferred embodiment of antiresonance filter circuit 80 which operates in the same manner as the above described formant antiresonance filter. A type 741 integrated cir-cuit 82 and its associated resistors 84 and 86 perform the operational amplification function upon the input waveform. Second 741 integrated circuit 88 and its asso-ciated resistors 90, 92, and 96 and associated capacitors 98 and 100 perform the formant band-pass filter function which matches the particular vocal tract formant ancl which has feedback to integrated circuit 82 to provide the waveform antiresonance function. Integrated circuit 88 and associated elements may be classified as a multiple feedhack band-pass type filter, the resonance characteristics being dependent upon, in its construc-tion, the center frequency and bandwidth of a particular formant. The frequency and bandwidth of a particular filter may be altered by simultaneously changinq capaci-tors 98 and 100 in proportion. Inverse filter circuits may also be designe~ to have variable frequencies and bandwidths. To initially set or change frequency and bandwidth for various formants by means of preselecting the resistors and capacitors, reference may be made to numerous handbooks including the well-known Burr Brown references.
In accordance with the present invention each cascade of inverse Eilters is designed in combination to reciprocally match speech signals arising from certain vocal tract shapes to create a distinct signal upon that channel, which signal approaches a series of delta func-tions. All formant inverse filter circuits 80 are substantially similar except that the values of the resistors and capacitors of each vary with respect to the particular set o articulatory resonances to produce a minimal output between the low duty cycle source impulses. It should be noted that the formant filter of Figure 5 is only one filter of the cascade of Figure 2.
The following material discusses areas of con-sideration in the design of inverse filter banks in accordance with the invention:
A. How to establish the optimal response of each filter There are several steps required to establish the optimal filter resonses for each speaker. These are:
1. Selection of speech sound library

2. Recording of corresponding impulse responses

3. Computation of Vocal Tract Transfer Functions

4 Computation of Vocal Tract Inverse Filters

5. Implementation of Inverse Filters 1. Selection of Speech Sound Library Input to the present invention originates in a piecewise approximation model of the continuous articula-toin process. The vocal tract filters of the model may be designed to represent the sustainable phonemes of the English language for example, or a subset of these phone-mes. The sustainable sounds of En~lish are (roughly) the vowels (/i/, /I/, //, ~ /a/ ~ /U/
/u/~/ the fricatives (/s/, /~/, /f/, /~/, /h/), the voiced fricatives (/æ/, /v/, ~ /, /3/), and the nasals (/m/, /n/, /~/). Certain of these may be trezted as the same sound at the acoustic-phonetic level, such as /f/
and /~/, and the nasals /m/, /n/, /~/. It is well known in the art that elements within these latter groups can he distinguished on the basis of articulatory transitions ~o or Erom adjoining vowels.
2. Recording of Vocal Tract Impulse Responses The basic measurement for establishing recognition criteria of a given sound as spoken by a given person is the vocal tract impulse response, and subsequently, by Fourler transformation, the vocal tract transfer func-tion. The vocal tract impulse response may be ascer-tained from a given person by use of an "artificial larynx" or by a transducer inserted into the vocal tract for the introduction of source impulses into the vocal tract. The resulting output sound may be recorded via microphone a distance from the lips. An important requirement of these methods is that the impulse rate be made low enough that there is no overlap in the filter responses (where the vocal tract is treated as a filter).
The impulse response o a filter is by definition its output in response to a single (ideal) impulse. If overlap occurs due to multiple source impulsesl the out-put is an inaccurate representation of the impulse response. It may be noted that the voiced sounds of very low pitched speakers appear as a series of impulse responses with very little overlap, therefore these may be used directly in obtaining the vocal tract transfer function and subse~uently the inverse filter bank.
A waveform recorder such as a digital storage oscilloscope with cursors for selecting playback segments may be used to aid in collecting a library of vocal tract impulse responses.
The above methods are particularly appropriate to vowels and other sounds excited at the glottis, but may not be feasible in the case of the fricatives. In these cases we may rel~ upon published data or upon the outputs of adjustable speech models in which parameters may be adjusted while listening to the output and comparing it with a recording of the target sound. This method mav, of course, be used as a primary method of ascertaining parameters for use in designing the inverse filter bank.
An engineer versed in the art of speech processing would be able to utilize this method, which has been used for speech synthesis, and particularly in devices known as "terminal analog speech synthesizers".
From the above is obtained a set of impulse respon-ses corresponding to the selected vocabulary of basic speech sounds as spoken by one speaker. The impulse response of each sound will initially have oscillatoins of large amplitude, which will gradually die out, essen-tially to zero within a few (10 to 20) milliseconds. An important consideration in the measurement of vocal tract impulse responses is that the response waveform be due to a single source impulse. Any contribution by super-position from neighboring source impulses will produce error in the recorded result~
3. Computation of Vocal Tract Transfer Functions The above set of vocal tract impulse responses, corresponding to the library of speech sounds are, in fact, rather complicated bursts which may be represented by a voltage as a function of time, and which may be practically approximated by a brief (order of 20 millisecond) segment ~tarting at the beginning of the b~rst tt=0) and lasting until all oscillations have essentiallv died out (t-th). The set of impulse respon-ses may exist in graphic form such as a photograph takenof the impulse response as displayed on a cathode ray tube, or it may be stored in sampled and encoded form in a computer memory.
The vocal tract transfer function is the Fourier transform of the vocal tract impulse response. If the nth impulse response corresponding to the nth member of the speech sound library is denoted by gn(t), the corresponding vocal tract transfer function Gn(f) is given by ¢ t ~
Gn(f) =~ 9n(t)exp(2~ jft)dt This is a complex function of frequency, and may be writ-ten in the form Gn(f) = An(f) ~ jBn(f)~ It will be appreciated by those versed in the art that due to the nature of the vocal resonators, Gn(f) is finite and non-zero over the frequency range occupied by speech, there-fore will have a complex inverse that is finite and non-zero over the range of speech frequencies.
4. Computation of Vocal Tract Inverse Filters For a gîven phoneme having a transfer function G(f)-A(f)~jB(f), the vocal tract inverse filter has a transfer function that is the reciprocal of this, i.e.
G~(f) where ~ A(f) _- jB(f) GI(f) - G(f) = A(f) ~ jB(f) or (A(f)) ~ (B(f)) Vocal tract transfer functions may be readily computed from the impulse response by one versed in the art of speech processing. Vocal tract transfer functions may be represented as a pair (real and imaginary) of plots in graphic form, or as a complex array of sampled and encoded date in computer memory.
5. Implementation of Inverse Filters An engineer competent in network syn-thesis and filter design could readily construct filters closely corresponding to the above complex functionsO In a pre-ferred embodiment, the filters are desiqned as cascades of antiresonance filters where the antiresonances correspond to resonances in the vocal tract transfer function; therefore when, in actual operation there is a match between the vocal tract transfer function and a particular cascade of antiresonance filters, the output ~ill be: 1. a flat spectrum in the frequency domain, and 2~ the source impulse in the time domain. Particular elements of the cascade of filters can be designe2 to inversely match the center frequencies and banclwidths as measured from the corresponding vocal tract transfer function plot~
A method is possible in which an apparatus is constructed according to known properties of the vocal tract, except that center frequencies and bandwidths are made adjustable, whereby given counds could be produced by trial and error adjustment of filter center frequen-cies and bandwidths. Such adjustment would be in con-junction with means for the continuous repetition of recorded phonemes, specifically a member of the speech sound library.
When a synthesized sound closely resembles the recorded example, its parameters can be measured and noted, specifically the frequerlcies and bandwidths of the various resonances. The apparatus used for measurement purposes is, in essence, a terminal analog speech synthe-sizer, the design of which is well known in the art.
The parameters of the various inverse filters canalso be ascertained by an apparatus comprising a cascade of adjustable inverse filters. By this method, it is unnecessary to obtain either the vocal tract impulse response or the vocal tract transfer function.
Frequencies and bandwidths of the antiresonances are adjusted while an input phoneme is continually repeated by means of a tape loop or waveform recorder. The output may be observed by means of an oscilloscope, and the antiresonances a,djusted for minimization of oscillatory properties in the output as observed on the oscilloscope. Such adjustment must be made by trial and error. Each adjustment requires subsequent adjustment until some combination is found at which all oscillatory elements are removed, and only the source waveform remains. This is repeated for the various phoneme ele-ments until all members of the library of inverse flters have been designed.
B. How to Establish the Optimal Response of the Bank of Filters An important consideration when designing a bank of inverse filters for the purpose of acoustic phoneme recognition is the normalization method by which it is assured that there is no predisposition for any par-ticular output~ The normalization method is based upon app:Lication of a lossless filter concept to the model of articulation which provides input to the present invention.
1. Normalization of Filter Bank.
A theoretical method that can be used to establish optimal response of the bank of filter~ is based on "lossless filter" theory~ Strictly speaking the theory ~5 applies to filtexs that have output energy equal to input energy. The theory may also be applied in the case of constant energy loss, i.e., as in the present application in which losses within all vocal-tract filters may be assumed equal~
Consider a narrow source impulse I(t) such that ~ [I(t)]2 dt = 1.
--0~
When applied as an input to a lossless filter, the response R[t) of the filter is such that S[R(t)~2 dt = 1. In the case of a second lossless filter which is the reciprocal of the first lossless filter and in cascade with it the response Vo(t) of the -2~-cascade to I(t) is such that the source impulses I(t) are reproduced. I.e. Vo(t) = R(t) * R~(t) = I(t) where *
denotes convolution, and RI(t) i5 the impulse response of the inverse filter.
The vocal tract model is a bank of lossless filters, and since the inverse filter bank is made up of lossless filters, the overall result at the output o an exactly matched inverse filter is ~he reproduction of the source impulses with their original energy. Thus, in this chan-nel, there is little waveform activity between the restored impulses. It should be noted here that due to the conditions under which a practical recognizer will function, there is an attenuation and a delay due to the distance of the microphone from the lips, but this is constant for all sounds, therefore unimportant to an understanding of the system's operation.
Care must be taken in the design of the inverse filter bank to conform to lossless filter theory.
Transfer function RN(f) of each complete inverse filter (which may be a cascade of filters) must have the pro-perty that f ~ RM(f) RM(f) d = a constant where RN(f) is the conjugate of R~(f). In practlce, this cor.espond~ to a constant output power or RMS voltage in response to a constant "white noise" input voltage. A
gain adjustment is provided at the output of each filter, and final adjustments are made on the inverse filter bank by the application of white noise to the input, and adjustment of filters to a constant output on an RMS
voltmeter.
It will be understood by one skilled in the art that the filter bank is normalized by use of the above proce-dure on the basis of lossless filter theory. The filter bank so ascertained therefore responds without predispo-sition to all of the ~peech sounds for which there is an inverse filter in the bank~
2. Role of Spectral Flattening in Normalization ~25-A discussion of spectral flattening is included here ~ince an understanding of its relatlonship with the inverse filter bank would be helpful to one versed in the art to build and use a model of the present invention, particularly in the normalization of the filter bank to prevent any predisposition toward particular speech sounds~
It is understood by those skilled in the art of Speech Recognitition that the average speech spectrum over many people is not flat but is peaked near the low end of the speech spectrum. This frequency charac-teristic is understood to arise due to the nature of the glottal acoustic source, moderated somewhat by the radiation characteristic at the lips. The application of spectral flattening tends to make the speech wave appear as if generated by an impulse source~
The preemphasis or spectral flattening function is, in essence, a part of each inverse filter and compensates for the spectral effects of the glottal and fricative source waveforms and the radiation of sound energy by the lips. The preemphasis block of Figure 1 aproximates an inverse filter for the transform of the glottal waveform and the radiation characteristic combined. The vocal tract inverse filters are drawn so as not to reflect this common element of all inverse filter channels.
The application of spectral flattening tends to brin~ the amplitude of all parts of the spectrum into correspondence with their importance in identification of acoustic phonemes. It also approximates a flat long term average spectrum to the inputs of the bank of vocal-tract inverse filters, and as a result provides a practical means for adjusting and/or testing the filter channels for overall normalization, namely the application of flat spectrum (white) noise to the filter bank and adjusting gains if necessary to obtain the same RMS output from all channels.
Practical Implementation Methods A filter bank designed such that each member of the filter bank is a lossless filter or each has a constant loss, is already normalized in the sense that predisposi-tion to any sounds in preference to others is rninimized.
In practice it may be desirable to provide means for testing and/or adjusting the members of the filter bank for proper normalization.
The operal~on of preemphasis or "spectral flattening" approximates a flat long-term average spectrum to the inputs of the bank of vocal-tract inverse filters. A test for normalization of the filter bank may be understood as a test for equalization of loss (at 2ero in the ideal case) over the entire bank. Equalization of loss can be tested by the application of a white noise voltage to the filter bank after preemphasis and the measurement of RMS voltage at each filter output. When all RMS outputs are equal, the filter bank is properly normalized, and will respond to input speech sounds without predisposition.
C. Matching The Type of Articulation "Type" of articulation can refer to the various pro-perties of the vocal tract and changes in these proper-ties in the formation of verbal intelligence. Two acoustically important elements of the articulation pro-cess are l) the acoustic source, and 2) the vocal tract configuration actin~ upon the acoustic source. "Type" of articulation can also refer to types of speech, including language, dialect, and accent, as well as the more per-sonal and expressive speech characteristics such as stressed, whispered, etc.
l. The Model of Articulation The specification of "type of articulation" most appropriately refers to the nature or type of source, but could be further broken down in terms of place of articu-lation and other possible descriptors of the physiology involved in speech production. The subject application is based upon a model of articulation for which there is a source and a vocal tract filter associated with each of the distinct sounds of speech. Some speech sounds are the result of articulator motion, but are handled by the model via piecewise approximation, iOe. by activation oE
a series of the sustainable phoneme models. It will be understood by those versed in the art that the perceptual quality of phonemes made via moving articulators may be simulated by a series of short connected segments taken from sustainable phonemes.
2. Aroustic Source Types There are three types of sources that are of interest in the ar~iculation of most languages. These are 1) glottal, 2) fricative, and 3) plosive. The glot-tal source produces a series of quasi-periodic impulses, while the fricative source produces a series of random impulses. The plosive source of the model produces a single impulse. The present invention is a method for the identification of the series of vocal tract filters without regard to the pattern of pitch or source impulses. In the case of sounds produced by the glottal source, the present invention detects the given sound as produced by a given vocal tract configuration by selec~
tion of the inverse filter channel that best recovers the source impulses, which may be narrow impulses approxi-mating delta functions. In a preferred embodiment, the detection is via the sensing of minimum waveform acivity between the recovered impulses. Since best recovery is not dependent upon the pattern of source impulses, the invention is capable of matching the different types of articulation as produced by the different types of acoustic sources.
3. Articulators By the understanding of the present invention, vocal articulators move through the various configurations, thereby imparting verbal intelligence to the acoustic signal originating in one of the acoustic sources. In the case of fricatives and plosives, the same member may act as both source and articulator. Articulation is pri-marly via movement of tongue, lips, and jaw. The tongue forms acoustic cavities with the hard palate, gum ridge and teeth; the lips operate together and against the -2~
teeth in the rounding of vowels. The lower jaw moves up and down during the articulation of certain consonants, and is also a factor in forming the characteristic reso-nances of vowels. Another factor in articulation is thecoupling and decoupling of the nasal cavities by the soft palate in the formation of nasal consonants.
The present invention is capable of matching the different types of articulation as produced by vocal tract configuration and changes thereof. There is a vocal tract inverse filter of the invention for directly matching each distinct sustainable phoneme. It is known by those versed in the art that speech sounds made by moving articulators can be closely approximated hy a suc-cession oE connected segments of the sustainable phone-mes, therefore the library of inverse filters is capable of closely matching the articulation due to both steady and moving vocal articulators~
4. Language and Dialect Since the inverse filter bank is designed to match the distinct sustainable phonemes, it is of course opti-mized for a particular language and dialect. In some cases, the articulatory elements of two different languages or dialects may be similar enough that only a single filter bank would be needed for both. In other cases, it may be desirable to construct a Eilter banlc optimized to a speciic language or dialect.
In the sense that different dialect and language are considered "types" of articulation, they may be matched in one of three ways: l) by direct use of a filter bank optimized on one language or dialect to approximately match another language or dialect, 2) by modification via addition and/or substitution of filter elements of a filter bank optimized for one language to suitably per-form on another languge or dialect, or 3) construct a newfilter bank optimized to a new language or dialect. By one of these three methods, the invention is capable of matching the various types of articulation as imposed by dlfferent languages and dialects.

5. Unusual Forms and Expressive Types Most modern languages are articulated in basically the same general way, but even within the European Language groups, there are some marked differences, but not in the overall nature of the articultory process.
Differences occur ln the use of guttural sounds, glottal stops and groups of consonants. No difficulty is seen in the application of the present invention to these forms. There arel however, whistle, tone, and click language types used by isolated peoples in certain areas of the world; however these cannot be clearly classified as speech, and therefore would not ~ualify as a "type" of articulation in the present context.
The human can express a wide range of emotional feelings by the tone of his voice, and he can adapt his voice to a variety of acoustic environments. Some of these expressive types are 1) stressed speech, 2~
shouting, 3) whining, 4) mumbling, etc. For the most part, these are controlled by ten~ing various muscles within the vocal tract, thereby changing the glottal waveform and/or the rigidity and precision of the vocal cavities during articulation. The approach that would be taken in the use of the invention to match these dif-ferent expressive types would be to 1) base the origina]
design on normal speech, 2) test for operation with examples from the various expressive types, and 3) modify, and/or add filter channels to accommodate any speech elements that are not recognized reliably by the initial set. It is possible to design the filter bank on the basis of one particular expressive type should it ever be necessary to maximize performance on that type of speech. It ls therefore seen that the invention is capable of matching the various types of articulation arising from emotional and environmental circumstances.
The same basic approach could be taken in the case of whispered speech, although in this case, the sounds that are excite~ ~y glottal vibration in normal speech are excited by air passin~ through the glottal constric~

tion, but the cavity array is the same in both cases and the same filter bank is therefore appropriate to both voiced anA whispered speech. The filter bank output of the invention in response to whispered speech is a series of random impulses. The output channel having minimum waveform activity exclusive of recovered narrow source impulses, denotes the recognized articulatory category.
D. Matching the Type of Person's Voice The invention can match the type of person 15 voice by one of three procedures:
1. In some cases, a filter bank for one person will perform adequately on another voice type.
2. In some cases, a filter bank for one voice type can be modified by the addition, substitution, or parallel application of filters to perform adequately on another voice type.
3. In some cases, it may be necessary to desi~n an entirely new filter bank to accommodate a substantially unusual voice type.
There are additional methods for accommodating the various types of person's voices:
a. Speaker Cateqory Recoqnition, whereby a number of f~lter banks is provided, designed in such a way that one of the filter banks will provide good performance on any one known voice or voice type.
b. ~ bl ter Bank Recoqnition, whereby all antiresonances of the filter bank are simultaneously adjustable to compensate for differences in vocal tract size, as would be found between the average man and the average woman for example.
c. Individual Parameter Method, whereby there is provided the equivalent individual filter adjustment for all antiresonances of the inverse filter bank, and such that the parameters can be adjusted for an individual speaker to achieve optimal performance on that speakerO
E. Matching the Type of Person's Speech Style 1. Pitch and Pitch InLlections These elements of style are handled by the basic pitch insensitivity of the invention which has been pre-viously described.
2. Articulation Rate The decision rate of the invention is assumed to be fast enough to follow the fastest of normal articulation rates. The articulatory recognizer therefore provides a sufficiently detailed picture of the articulatory process so higher levels of processing ma~ operate to extract and recognize the full meanings of input utterances.
3~ Stress and Distinctness Stressed speech usually appears as the result of conscious effort to aid the perceiver, and is assumed to be more distinct than unstressed speech. The invention can certainly be designed for stressed or distinct speech, but these are felt to be variates oE normal speech, therefore probably recognizable by a system designed for normal speech.
4. Coarse and Whispered Speech Coarse speech ls assumed to be a variate of normal speech, but whispered speech on the other hand substitutes a noiselike random impulse source in the place o the nearly periodic glottal source. The inven-tion has been shown to be insensitive to the pattern of source impulses therefore it is capable of responding to ~5 whispered speech.
Referring for the moment to Figure 1, full-wave rec-tifier 16 changes the modified speech waveforms at the output of the vocal tract inverse filter cascade of its respective channel to unidirectional form. As shown in Figure 6, the full~wave rectifier 16 of Figure 1 may be embodied by a 741 type integrated circuit 110 and its associated resistors 112 and 114 and diodes 116 and 118.
Full-wave rectifiers provide a signal which makes it possible for comparator 18 to 3etermine which of the inverse filter cascades 12(j) (j=l,.~.,n) has the smallest absolute value output for any instant of time.
Multiple input current switch comparator 18 of Figure 1 having (n) channels selects and determines the minimum absolute value circuit output at any instant of time and indicates the channel by its own output signal. At any instant of time only one inverse filter will have a minimum output approaching zero and the one corresponding comparator output will be thereby enabled via the absolute value circuitO In effect, comparator 18 is simply a multiple input current switch The purpose of comparator 18 is to continuously and instantaneously select, from the n channels repre-senting the n inverse filter output signals, the one having the smallest absolute value. The signals at theoutputs of the n comparators are binary in form, but due to instantaneous operation may contain narrow spikes and pulses of various lengths. The instan-taneous comparator should be capable of switching at rates on the order of 5 K~z.
Item 124 is a part of item 18, and is a transistoroperating as a constant current source. Details o operation are with reference to Figure 7. Base to ~ emitter voltage VBE in the "on" condition is -0.8 volts typically for silicon PNP transistor type 2N3906.
VB is selected to be two or three volts more negative than V~ by virtue of divider resistors Rl and R2. Then the emitter voltage VE is given by VE = VB - VBE so that constant current Ic developed in R3 is given by c = V~ V~+ VBE

Due to the high hfe Of the transistor type 2N3906 base current IB is much smaller than load current IL, there-fore IL Ic is the constant current supply for theentire bank of current switch transistors 122 in Figure Referring now to Figure 8, there is shown a com-parator element 18(j) of Figure l. The emitters ofeach transistor 122 in the bank of comparator elements are connected to constant current source transistor 124 of Figure 7. Current switch transistors 122 are also type 2N3906 transistors having VBE = -0.8 volts in the "on"
condition. One of the input voltages Vi to transistors 122 will be more negative than any of the others, so that VE = min (V~ 0-8V
or min (Vi~ - VE = -0.8 volts.
Base to emitter voltages of all other transistors are given by Vi ~ ~E~ -0~8 volts, for Vi ~ min (Vi).

This is the direction to cut off current flow in these tran~
~istors, thereEore further increasing current in the tran-( i) since total current is constant. The transistor having min (Vi) as input will tend to conduct most of the current supplied by constant current source transistor 18 and other transistors will have much smaller proportions of the total constant current Ic due to the knee o the charac~eristic curve of the transis~ors.

All transistors 122 of Figure 8 execpt the one having min (~i) as input will be cut off or will have a tendency in that direction. The ones that are cut off will have essen-tially V on their collectors, and this will be applied to bases of corresponding elements 126 which are NPN tran-sistors type 2N3904. Since V also appears on the emitters o these transistors, V
BE~ and they do not conduct. The transistor 122 that is conducting most heavily will apply a less negative voltage to the base of corresponding tran-sistor 126~ causing it to conduct, thereby placing a nega-tive potential on the collector of that one transistor.Positive feedback ls applied back to the input of the tran-sistors 122 so that a more solid decision will be made at the sacrifice of having a slight shift of operating pointO

In essence, the positive feedback resistor in that diagram is of large ohmic value (typically 150 K~) it does not appreciably infjuence the following level sensing circuitry.
It should also be noted that a small ohmic value resistor S (typically 10~ element 1209 is utilized as part of the positive feedback network, and only slightly alters the balance of input signals in order to assure a clean decision of minimum input at every instant of timeO

When any element 126 is non-conducting, positive voltage i5 applied at voltage input 132 through a resistor to the (-) input of integrated circuit comparator 127, which ma~ be a type LM311 or 1/4 of a type LM339. The positive voltage applied to the (-) input must be greater (more positive) than the reference potential applied to the (+) input when corresponding element 126 is non-conducting, with the result that output from element 127 is zero.

When an element 126 is conducting, its collector goes negative, essentially to V with the result that the contri-bution of voltage from input 132 is nullified, and a nega-tive potential goes to the (-) input of element 127, causing its output to go fully positive~ Diode 128 protects the (-) input ~rom excessively negative voltages.
Integrator bank 20 of Figure 1 has (n) channels of which one is illustrated by Figure 9.

Each integrator element as illustrated by Figure 9 has an input to receive an output from its corre~ponding minimum comparator element and the integrator element includes a high impedance input operational amplifier 140 with series resistor 141 to the inverting input, and capacitor 144 in feedback loop 142. This circuit is a linear inte~rator which provides an indication, at the end of a clocked inter-val of total time, of the comparator channel activation during the clocked interval. Each member of integrator bank 20 has a field effect transistor input operational amplifier type LF 13741 (item 140) with capacitor (item 144) in the feedback loop and an analog switch consisting of 1/2 of an AD 7513 dual analog switch across the capa-citor to discharge it in response to clock reset pulses fromclock 24 of Figure 1. The inverting input will appear as a virtual ground with respect to the charging resistor, there-fore integration is linear. The integrated output level will always go negative due to inversion in element 14Q
since input pulses are always positive OE zero. Prior to the end of the articulatory rate clocked interval and resetting of the integrator by analog switch 146, the integrated level at the input of maximum comparartor 22 is transferred by means of sample and hold circuitry as illustrated by Figure 10 to capacitor 150 in that figure, which capacitor holds the level during the next clock inter-val. The integrated value of the on condition of the pre-ceding minimum comparator 18 is held on capacitor 150 at its entire value for a full clock interval to allow the maximum comparator to select the highest or maximum integrated signal for each articulatory interval thereby identifying the dominant inverse filter channel in one clock interval and displaying the result during the next clock interval.
High input impedance operational amplifier 152 produces an output corresponding to the voltage stored on capacitor 150 without substantiall~ discharging it; and such output is connecte-~ to the corresponding maximum comparator elementO
The voltage across capacitor lS0 remains until given a new value when analo~ switch 148 is instantaneously closed by a transfer pulse from clock 24 of Figure 1.

Figure llA shows the waveform that is typical of the bi-level output of an element Qf theminimum comparator 18.
The wave form may have pulses recurring at frequencies up to and exceeding 5 RHz. Figures llB and llC are narrow clock pulses at the articulatory rate ~typically 100 Hz) con-sisting o~ transfer and reset pulses respectivelyO These ?;2 are used with integrator 20 in the determination of total active time of the minimum comparator channel during the clock interval. Figure 11D illustrates the output waveform of integrator 20. This integrator is reset to zero by the S above narrow reset pulse, and subsequently integrates the waveform of Figure llA. Upon arrival of the transfer pulse, the integrated level is transferred through analog current switch element 148 to capacitor 150 of Figure 1OD Voltage follower 152 of Figure 10 is an FET high input impedance type LF 13741~ thus the integrated level of capacitor 150 appears at its output during the next clock interval as shown in Fiyure llE.

The waveform analysis shown above provides a method of obtaining a measurement of active time of the minimum com-parator channel and providing input to the maximum com-parator. The small amount o~ "dead time" due to resetting of integrators is of little consequence so long as the transfer-reset sequence is completed in an interval that is very short compared with the articulatory interval.

Maximum comparator 22 is identical to minimum com-parator 18, including n comparator elements illustrated by Figure 8, and a constant current source illustrated by Figure 7. That is, identical circuitry may be used in the minimum and maximum comparators. The maximum negative out-put o voltage followers 152 determines the output of the maximum comparator, where previously, the minmum comparator obtained the minimum positive from among the outputs of absolute value elements 16. Since comparator circuitry may operate over both positive and negative ranges, identical circuitry may be used for both comparators.

Comparators 18 and 22 operate in response to input speech for selection of an inverse filter that is a closest match to the vocal ract. Minimum comparator 18 responds instantaneously to the recti~ied filter outputs, denomi-.?;~'~

nating the best match inverse filter at every instant of time. Maximum comparator 22 operates at an articula-tory rate and responds to the dominant matched inverse filter, thereby producing an output representing and identifying the hypothetical/vocal tract in which the input signal was originated, The minimum comparator has a single recognition criterion: it must instantaneously select from among the outputs of inverse filter and attenuator channels the one channel having smallest absolute value signal~
Normalization in the form of calculated weights applied to the filter bank output is not required in a system according to the model of speech recognition upon which the present invention is based. That this is true may be simply shown as follows.

A single vocal tract source impulse may be represented as i(t) in the time domain, and I(f) in the frequency domain. The vocal tract filter of the model of speech pro duction given by H(f), and the matched inverse filter HI~f) of the model of speech recognition ocmbine to form an all-pass filter, therefore I(f)~ H(f)-HI(f) = I(f) and the inverse Fourier transform is given by F [I(f)]
i(t). This implies normalization in the sense that i(t) is recovered with its original magnitude in the ideal model.

In a practical system operating on real speech, there would be a constant K applied representing attenuation due to distance from the mouth to the microphone, and could 3'8-include amplification introduced in the recognizer input.
A delay ~ , would also occur due to propagation time from lips to microphone. As a result, the recovered impulse wQuld be more precisely represen~ed as i'(t) = Ki(t-1r).
For instantaneous comparison amonq the n channels, K and ~ have the same effect over all channels, therefore do not influence the determination of the inverse filter providing smallest instantaneous absolute value~
The operation of minimum comparator 18 may be viewed as the instantaneous selection, from among the n outputs of absolute value circuits 16, of the channel havin~
minimum voltage level. This corresponds to the selec-tion~ from among the n inverse filter channels of the one channel having smallest absolute instantaneous signal level.
Operation of the maximum comparator 22 and the sampler 21 comprises the comparison, selection, and iden-tification of the largest from among the integrated out-puts of minimum comparator 18 within a timed interval suitable for representing articulation. More precisely, comparator 22 selects from among the n integrator signals the highest one which exists at the end of the interval.
The disclosed articulatory speech recognition apparatus is intended for use to provide lnput to higher levels o processing. Its outputs are in the form of category dec~sions regarding waveorm activity within timed segments. The maximum decision circuit element 22 makes a series of such decisions based upon this waveform activity alone and without regard to any decisions made outside the interval. Decisions are articulatory in the sense that they identify articulatory characteristics, however they do not take into account any waveform data or decision information spanning any neighboring elements.
Operation of this nature may be applied to the output of the present system, however, such operations are not included in the present application for patent.
Maxlmum comparator input signals are held constant _3~_ over essentially the articulatory interval in the form of char~e on capacitors 150 oE Figure ln, said charge updated through analog switch elements 148 (also of Figure 10~ operated hy n~rrow transfer pulses, thereby transferring the total integrator output to capacitor 150 before the integrator is reset to begin the next articu-latory interval. Voltage across capacitor 150 appears in low impedance form at the output of voltage follower 152.
Since all inputs are steady between transfer pulses, com-parator 22 ou~put does not change except during transfer pulses. The decision output therefore remains fixed fora time sufficient for later transfer and utilization in higher levels of processing and recognition.
Decision circuits according to the subject invention are for the determination and identification from a bank of inverse filters which one is a best match (in the inverse sense) to the vocal tract, such determination made on an interval suitable for representing articula-tion. Best match is on the basis of best recovery of source impulses, since the effective vocal tract and its inverse filter correspond to an all-pass filterO
The two-level decision represented by comparators 18 and 22 with associated circuitry comprises a "time dominance" method for approximating best recovery of source impulses. Best recovery of source impulses i5 indicated by sensin~ the absence of waveform activity between recovered narrow impulses, and minimi~ing response contributed in the vicinity of recovered impulses themselves.
The decision method takes advantage of the short duration and high peak of recovered source impulsesO
Time dominance is ascertained by first making instan-taneous comparisons therefore eliminating both overall intensity and changes in intensity with time fxom the decision process. Decisions made in the vicinity of recovered impulses contribute only minimally to the arti-culatory decision, said contribution being in proportion to time only, and not the product of intensity and time as would be done by direct integration of absolute value circuit outputs and application to a minimum decision circuit.
In addition to the foregoing implementation of cir-cuitry of absolute value circuits 16, minimum comparator 18, integrator 20, and maximum comparator 22, there are equivalent methods utilizing analog-to-digital conversion and digital processing. Elements of these alternative implementations are disclosed as follows:
Analog-to-digital conversion may he applied to the outputs of inverse filters 12 or absolute value circuits 16. In the ormer case, absolute values are taken digi-tally by well-known digital me~hodsO In the analog-~o~
diyital conversion process, low-pass filtering is applied as dictated by the well-known sampling theorem. Input frequencies to the analog-to-digital conversion process are thereby restricted to be less than half of the sampling rate. Typically, speech frequencies above 5 KHz may be suppressed, and a 10 KHz sampling rate may be ~ used.
One analog-to-digital converter module may be used for each channel, or multiplexing may be util~zed by which a single A/D module converts more than one channel to digital form; in fact, a single fast-operating A/D
converter may be multiplexe~ to convert all ~nverse filter channels to digital form~ The remaining descrip-tion is based on one A/D for each channel, but equiva-lence to a multiplexed system should be borne in mind.
There are two primary operations required of either an analog or a digital implementation, (a) instantaneous determination of channel having minimum absolute value signal, typically at a 10 KHz rate, and (b) selection of channel which is most often a minimum within an interval representing articulation, typically at a 100 Hz rate Instantaneous determination of minimum channel may be done by fast digital processing methods~ Within a single interval of the sampling signal (typically 100 microseconds~, the digital representations of all chan-nels are scanned to find the smallest signal, and its channel thereby identified and denominated. The process is repeated for each sample interval, therefore a minimum channel is identified for each sampling interval.
The above channel identity data is used as input to further digital processing means for selection of the channel which is most often a minimum within an interval representing articulation, typicaly 10 milliseconds (typically 100 sample intervals). The selection process may be understood as a bank of counters, one for each inverse filter channel, such that the total number of minimum channel identifications in each channel is ascer-tained over a defined clock interval (typically 10 milli-seconds or 100 sample intervals). At the end of the articulatory interval, one counter contains the largest count, thereby denominating the particular articulatory category~
Figures12A-B illustrate a method of reducing overall cost and complexity in construction of a bank of inverse filters. Certain pairs of speech sounds may have a com-mon formant, and in some cases one formant inverse filter may serve as a member of both cascades. In Figure 12A a bank of five independent ~ilter cascades is shown. In Fi~ure 12B, however, the equivalent is shown for the case in which certain inverse filters are e~ual, namely, ~ = E
- I, and B = F. It is clear that some saving in complexity results from the multiple use o~ certain for-mant filters where this is possibleO
The present invention is believed to be a substan-tial advancement in the art o~ speech recognition, sinceit can deal with the multiplicity of dif~erent waveform representations of a speech sound due to differences in vocal pitch and can operate with virtual independence of the vocal pitch. In recognizing a continuous stream of 35 phonetic elements it is noted that onlv so~e of these elements are the sustainable phonemes associated with each of the filter channels. Since the described mode will select some one filter channel for any set of fre--~2-quencies for each 10 millisecond interval, the invention has a sensitive capacity for identifying the ~harac-teristic vocal gestures associated with consonant and vowel transitions in terms of not only the sequence but the duration of the channels so selected~ The apparatu~
is therefore capable of being utilized to generate pitch independent translation logics relating experimentally determined sequences of channels and channel durations to elements of speech sounds other than the sustained phone-mes. It is believed that the present invention will contribute in the realization of practical systems for speech recognition, bandwidth compression and applica-tions thereof.
It is to be understood that the above described embodiments are merely illustrative of numerous potential embodiments which may he constructed without ~leparting from the spirit and scope of the followin~ claims.

Claims (21)

The embodiments of the invention in which an exclusive property or privilege is claimed are defined as follows:-

1. An apparatus, for the classification of speech according to successive articulatory conditions thereof and substantially independent of the pitch thereof, comprising:
a bank of electronic filters, in which:
the input of each filter is connected to a common input for connection to an electrical signal representing the speech to be classified;
each electronic filter is designed to have a transfer function that approximates the inverse of the complex transfer function of one articulatory condition of a vocal tract, whereby input into such filter of a non-zero signal representing the specified articulatory condition produces an output from such filter approxi-mating a series of one or more source impulses and approximating zero output between such impulses;
a comparator for determining repeatedly which of the filters has the best recovery of source impulses over successive durations that are sufficiently short so as to involve the filter's response to a speech signal representing the presence of only one articulatory con-dition, said comparator including means for determining instantaneously which of the filters has the smallest absolute value output in response to a speech signal input, said means for determining instantaneously which of the filters has the smallest absolute value output in turn including a bank of amplifying devices wherein:
each amplifying device (such as a transistor) comprises an input element (such as a base), an element common to the input and the output (such as an emitter).
and an output element (such as a collector), the current through the output element is a function of the voltage on the input element with respect to the common element;
all common elements of the amplifying devices in the bank are connected to a constant current source;

each input element is connected to a filter channel output signal to be compared;
so that the output element contains a signal indicative of whether a given amplifying device is conducting and therefore receiving on its input element the minimum of the signals being compared.

2. The apparatus of Claim 1, further comprising a second amplifying device, associated with each amplifying device and connected so as to provide positive feedback to it.

3. The apparatus of Claim 1, in which the com-parator further comprises a rectifier circuit associated with each input to the comparator, to determine the abso-lute value of each input.

4. An apparatus, for the classification of speech according to successive articulatory conditions thereof and substantialy independent of the pitch thereof, comprising:
a bank of electronic filters, in which:
the input of each filter is connected to a common input for connection to an electrical signal representing the speech to be classified; and each electronic filter is designed to have a transfer function that approximates the inverse of the complex transfer function of one articulatory condition of a vocal tract, whereby input into such filter of a non-zero signal representing the specified articulatory condition produces an output from such filter approxi-mating a series of one or more source impulses and approximating zero output between such impulses;
a comparator for determining repeatedly which of the filters has the best recovery of source impulses over successive durations that are sufficiently short so as to involve the filter's response to a speech signal representing the presence of only one articulatory con-dition, said comparator including means for determining instantaneously which of the filters has the smallest absolute value output in response to a speech signal input;
means for repeatedly determining, over a predetermined clock interval, which of the filters has the smallest absolute value output for the greatest total time, including:
a bank of capacitors;
means for supplying to each such capacitor a constant charging current when the channel is active, otherwise zero;
means for temporarily storing the voltage across each such capacitor at the end of a predeter-mined clock interval;
means for discharging the capacitors at the end of each clock interval after the voltage thereon has been stored, and means for determining which capacitor had the highest voltage on it at the end of each clock interval.

5. The apparatus of Claim 4, in which the clock interval is approximately 10 milliseconds.

6. The apparatus of Claim 4, in which the means for determining which capacitor had the highest voltage on it at the end of each clock interval comprises a bank of amplifying devices wherein:
each amplifying device (such as a transistor) comprises an input element (such as a base), an element common to the input and the output (such as an emitter), and an output element (such as a collector), the current through the output element is a function of the voltage on the input element with respect to the common element, all common elements of the amplifying devices in the bank are connected to a constant current source;
each input element is connected to a stored signal to be compared;

so that the output element contains a signal indicative of whether a given amplifying device is con-ducting and therefore receiving on its input element the maximum of the capacitor voltages being compared.

7. The apparatus of Claim 1 or 4 further comprising:
means for sensing the presence of sound input;
means for disabling all filter channel outputs when there is no sound input sensed by the sound input sensing means; and means for producing an output signal at any instant when there is no sound input sensed by the sound input sensing means.

8. The apparatus of Claim 1, further comprising means for automatic control of the level of the speech signal prior to input to the bank of filters.

9. The apparatus of Claim 1, in which each filter comprises a cascade of at least one formant antiresonance filter.

10. The apparatus of Claim 1 in which the bank of electronic filters comprises:
formant antiresonance filters; and means for adjusting simultaneously all formant frequencies and bandwidths in such formant antiresonance filters in the same proportion to permit the apparatus to conform to the vocal tract characteristics of a given class of speakers.

11. The apparatus of Claim 9, in which a given for-mant antiresonance filter is used in connection with more than one filter channel in the bank of filters.

12. The apparatus of Claim 4, in which the means for determining instantaneously which of the filters has the smallest absolute value output comprises a bank of amplifying devices wherein:
each amplifying device (such as a transistor) comprises an input element (such as a base), an element common to the input and the output (such as an emitter), and an output element (such as a collector), the current through the output element is a function of the voltage on the input element with respect to the common element;
all common elements of the amplifying devices in the bank are connected to a constant current source;
each input element is connected to a filter channel output signal to be compared; and so that the output element contains a signal indicative of whether a given amplifying device is con-ducting and therefore receiving on its input element the minimum of the signals being compared.

13. The apparatus of Claim 12, in which the means for determining which capacitor had the highest voltage on it at the end of each clock interval comprises a bank of amplifying devices wherein:
each amplifying device (such as a transistor) comprises an input element (such as a base), an element common to the input and the output (such as an emitter), and an output element (such as a collector), the current through the output element is a function of the voltage on the input element with respect ot the common element;
all common elements of the amplifying devices in the bank are connected to a constant current source;
each input element is connected to a stored signal to be compared; and so that the output element contains a signal indicative of whether a given amplifying device is con-ducting and therefore receiving on its input element the maximum of the capacitor voltages being compared.

14. The apparatus of Claim 13, in which the comparator further comprises a rectifier circuit associated with each input to the comparator, to determine the absolute value of each input.

15. The apparatus of Claim 14, further comprising a second amplifying device, associated with each amplifying device and connected so as to provide positive feedback to it.

16. The apparatus of Claim 15 further comprising:
means for sensing the presence of sound input;
means for disabling all filter channel out-puts when there is no sound input sensed by the sound input sensing means; and means for producing an output signal at any instant when there is no sound input sensed by the sound input sensing means.

17. The apparatus of Claim 16, further comprising means for automatic control of the level of the speech signal prior to input to the bank of filters.

18. The apparatus of Claim 17, in which the clock interval is approximately 10 milliseconds.

19. An apparatus, for the classification of speech according to successive articulatory conditions thereof and substantially independent of the pitch thereof, comprising:
a bank of electronic filters, in which:
the input of each filter is connected to a common input for connection to an electrical signal repre-senting the speech to be classified;
each electronic filter is designed to have a transfer function that approximates the inverse of the complex transfer function of one articulatory condition of a vocal tract, whereby input into such filter of a non-zero signal representing the specified articulatory condition produces an output from such filter approxi-mating a series of one or more source impulses and approximating zero output between such impulses;

a comparator for determining repeatedly which of the filters has the best recovery of source impulses over successive durations that are sufficiently short so as to involve the filter's response to a speech signal representing the presence of only one articulatory con-dition, said comparator including means for determining instantaneously which of the filters has the smallest absolute value output in response to a speech signal input; and means for repeatedly determining, over a predetermined clock interval, which of the filters has the smallest absolute value output for the greatest total time.

20. The apparatus of Claim 19, in which the clock interval is approximately 10 milliseconds.

21. An apparatus, for the classification of speech according to successive articulatory conditions thereof and substantially independent of the pitch thereof, comprising:
a bank of electronic filters, in which:
the input of each filter is connected to a common input for connection to an electrical signal representing the speech to be classified;
each electronic filter is designed to have a transfer function that approximates the inverse of the complex transfer function of one articulatory condition of a vocal tract, whereby input into such filter of a non-zero signal representing the specified articulatory condition produces an output from such filter approxi-mating a series of one or more source impulses and approximating zero output between such impulses;
a comparator for determining repeatedly which of the filters has the best recovery of source impulses over successive durations that are sufficiently short so as to involve the filter's response to a speech signal representing the presence of only one articulatory con-dition.