CA1101999A - Voting system - Google Patents

Abstract

ABSTRACT OF THE DISCLOSURE
An electronic voting system in which votes are manually en-tered by a voter on a voting board by means of sliding indicators The board is then momentarily placed in a separate and discrete.
vote Processor which optically reads instances when an indicator has been moved, and after verification of legal selections, regis-ters the votes cast.

Description

13~ 999 ~2-This inVentiQn relates to voting and selection indication systems in general, and particularly to an electro-mechanical system for such purposes which is inexpensive to build and operate and wherein the pos~
sibility of fraud is eliminated.
For several years efforts have been underway to substitute elec~
tronic voting systems for purely mechanical ones because of the higher cost of purchase, maintenance, and operation of the latter. In accord-ance with this goal, at least one system has been developed and is in use in which voters are given a card upon which small punched holes are iO made to register a vote, and the cards are then taken by an election of~
ficial and placed in a computer`which reads the cards and records the re~
sults In another voting system, a voter marks a substantially standard type of paper ballot, and the ballot is electronically read. Neither of these systems has pr~ven to be satisfactory inasmuch as there is reintro-duced paper (or cardboard) baliots which can be altered, thrown away~ oradditional ones introduced by a crooked election official just as was the case before mechanical voting machines were introduced. Further, and the most significant disadvantage with both of these systems~ i5 that the accuracy of reading a ballot depends upon voters physically effecting a ballot in a sufficiently u~iform manner to meet the criteria of the electronic reader, a condition that is not highly reliable.
Another proposed solutlon to the problem has been to simply con-vert or add electrical switches to a voting keyboard connected to a computer terminal~ As far as is known, this type of system has not been found acceptable, one reason being that it requires a computer terminal for each keyboard, increasing costs to a point where little or no advantage is reflected over mechanical voting machines.

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It is the object of this invention to overcome the afoxesaid and other disadvantages of existing and proposed votlng machines and to provide an impro~ed voting system which is less costly to purchase, operate, maintain, and store than previous voting equipment, and which S i$, most importantly, fraud~proof.
In accordance with this invention, a voter would enter votes on a small, hand-held kallot or voting board, entering-votes by means of effecting a uniform change on the board, such as by moving a slider uncovering an "X" beside the name of a candidate or a proposition, for examplel an amendment. When all votes have been entered to the satisfaction of the voter, the voting board is immediately inserted into a vote accumulator, and the mechanical state of the vote indica~
to~s is ascertained by optical or other means~ Electrical outputs of votes cast are compared with a valid combination of votes for that election, and if proper, the votes are electrically recorded and counted. In the event of an improper vote, such as where too many ballots are cast in a particular contest, a signal would inEorm the voter of this, and the voter would have an opportunity to correct his ballot before it is registered, Embodiments of the invention will now be described, by way of example, with reference to the accompanying drawings in which:-Fig, 1 is a top view of a vote indicator board as contemplated by this invention.
Fig. 2 is a side edge view of a vote indicator board and a por-tion of a mechanism employed to handle write-in ballots.
Fig. 3 ls a pictorial view of two of the vote indicators of the vote indicating board.
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Fig. 4 is a Pictorial view illustrating a raceptacle in the voting board for receiving write-in ballots, Fig. 5 is a pictorial view illustrating the insertion of a voting board in a voting console.
Fig. 5a is a Pictorial view of an alternate voting board, Fig, 6 is a pictorial view, partially broken away, of the voting console shown in Fig. 5 together with a voting board, and illustrating a portion of the system for resetting the voting board and method of handling write-in ballots, Fig. 7 is a partial sectional view of a voting board taken along iine 7-7 of Fig. 6, Fig. 8 is a schematic illustration of an optical reader for read-ing votes fram a vote indicating board.
Fig. 9 is a sectional view taken along line 7-7 of Fig. 5, and additi~nally illustrating schematically a modification of the invention in which the voting indicators are read by mechanicaily operated switches.
Fig, 10 is an electrical schematic illustration of the system of this invention.
Fig. 11 is a pictorial view, partially broken, illustrating a modi-fied form of a vote indicator which includes an electrical switch for registering votes.
Fig. 12 is an electrical schematic illustration of a modification of the system shown in Fig, lO wherein a substantial portion of elec-tronic circuitry is contained within a voting board.
Fig. 13 is an exploded view of an alternate form of a voting board.
Fig, 14 is a pictorial view, partly in section, of the portion of a voting board as shown in Fig. 13.

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g~9 Fig. lS is a sectional view illustrating the relationship between a voting board, light source, and light sensor.
Fig. 16 is a pictorial view of a vote reading assembly for reading votes entered on a voting board of the type shown in Fig. 13.
Fig. 17 is a schematic block diagram generally illustrating an electronia process employed wherein more than one ballot may be pro~
cessed, and particularly adapted for interface with the assembly shown in Fig. 16 and the voting board shown in Fig. 13.
Referring i~itially to Figs. 1 and 2, ~here is illustrated a vote 1~ indicator board 10 as contemplated by this invention. It would be constructed of a size, for example, 1 inch by 8~2 inches by 15 inches, accommodating~ on its face 12, 26 rows and seven or less columns.
Typically, first column 14 would be used to identify the offices or propositions being voted on, and the succeeding columns 15-21 would be used to list candidates~ names or propositions and to house vote indicators 22, there being one each of these indicators for each of rows 23-47 of each col~unn beyond first column 14, Additionally, there would be provided straight ticket indicators 50 at the top of each column under the party or other column designations 58, As shown in Fig, 3, a vote indicator 22 contains a ~liding plate 60 operated by a small knob 62 by which plate 60 is slid left and right in housing 64 on board 10 by a voter to cover or uncover "X" mark 66, "X" mark 66 (or the space 68 around it) is of a distinctive pattern or color from the outer top surface 70 of sliding plate 60, enabling it to appear distinctive to a voter so that he may clearly see his choices, and to enable a substantial contrast between a vote and a non-vote condition to achieve accurate reading of the vote by optical reader 72 (Fig. 8).

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It is to be appreciated that in contrast to marking a paper ballot~
which when once marked'stays marked, a voter'may change his mind after moving one of sliding piates 60 to cast a vote ~or one candidate and move that sliding plate back to a closed or "no vote"~position and vote for a second candidate. ~is seiections are not final until the board is placed in console 74 ~Fig. 5) for reading by optical reader 72 tFig.
8) or switches 220~ as shown in Fig. 9t Referring to Figs. 5 and 6, a voter indicator baard 10 is read by inserting it in slot 76 of console 74, there being locking groove 78 in yoting board 10 and complementary mating surface 82 in console 74 in order to precisely position voting board 10 in console 74, When' voting board 10 is fully inserted, it operates "board in" switch 86, which operates solenoid 88 to operate armature 90 into a slot 92 in board 10, locking board 10 in place, indicating by a light 94 (Fig~ 5) to a ~oter and election officials that the board is properly positioned a-nd a ballot is being processed. Switch 86 also initiates the elec trical and electronic portions of the system, including optical reader 72 (Fig. 8).
Although the employment of a single board having all of the races in an election on it is illustrated and described thus far, it is to be appreciated that two boards, board A (Fig. 5) and board B (Fig. 5a) may be employed, each covering part of the total ballot of an election. In such case, each board would have a discrete coding member, such as a desirably positioned knob, Kl as shown in Fig. 5 and K2 as shown in Fig, 5a, and coordinate decoding indentations Dl and D2 and board de-~tectors, e~g.~ switches, in reading console 74 to effect necessary mem~
ory selections, e.g., from two each of the permissible votes each race , .

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~7-memory 148 and race groups and votes per group memory 140, and which would include coding to correctiy designate and record permissible votes from each board, Referring to Fig. 8, optical reader 72 contains lights 96 which 5 illuminate board 10. Lens 98 projects the face 12 of board 10 onto a matrix 100 of photodiodes or other form of light sensors, there being at least one photodiode positioned to receive light from each position on the face of the indicator board wherein a vote indicating area 102 ~Fig. 1) may appear. This includes in addition to the vote indicators for each voting position in columns 15-21 and straight ticket vote in-dicators 50 regions 52 in column 14 wherein a write~in ballot 110 (Fig.
4) may be inserted, having the same readable surface 68 (Fig. 4) as one of the other vote indicating areas illustrated in Fig. 3t As an alternate system to that employing a matrix of photodiodes, an X-Y oscillographic type of scanning may be used wherein vertical and horizontal scanning mirrors would be serially arranged in a single light path and varied in angle to scan each of the vote indicator areas or positions on the vote indicator board, With such a system, only a single photodiode or other type of photosensor is requiredt While the indicating region around the "X" of each vote indicator is shown as being of a dark color, an opposite contrast may be employed.
Further, where it appears necessary to further improve the efficiency of the reading process, the vote indicating areas may be specially coated, as with phosphorus, to effect radiation in a relatively narrow band of wavelengths, and a coordinate optical filter would be used over the light sensing element or elements~ Or, by employing a type of light sensing element particularly responsive to the wavelength of emis~

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sion from the phosphorus~ the filter could be omitted~ The light source in such a system would provide a wavelength of light particularly adap-ted to stimulate t~e radiation from the phosphorus which may be of a different wavelength than that of the light source, Referri~g again to Fig~ 8, we will assume that there is a photodiode positioned to observe, via lens 98, each one of the indicating regions 102 (Fig. 1~ sn board 10. Each photodiode is encoded with a discrete number as an address. For example, we will assume that there is a total of 215 addresses, and a like number of photodiodes, one for each of 26 candidates for each of the seven columns, one for each of seven straight ticket voting positions 50, and 26 write-in indicator positions 52, We will further assume by way of example that the column of write~in indi-~
cator positions, from top to bottom, are encoded with the numerals Vl~
V26 and that indicators in the following seven columns, from top to bot~
tom, are similarly coded, sequentially, with first column 15 positions being coded V27-V52, column 16 candidate positions coded V52-V78, and so on, with the seventh column 21 candidate positions being aoded V183 V208. Finally~ the straight ticket vote indiaators, we will a~sumer are encoded, from left to right, V209-V215.
Where an X-Y oscillographic type scanning is employed for a given ~Y" position, ~or example, row 44, an "X" mirror would scan each column position for that row which, in terms of addresses, may be regarded as X44, Y14, then X44, Y15, and so on, to address X44, Y21. Next, the "Y"
mirror would step to row 45 and repeat the procedure. This system, of course, requires only one photodiode instead of 215. Alternately~ a photodiode might be used to cover each of the "X" addresses and use only a "Y" mirror to take care o the vertical scan of all addresses.

To examine the operation of the system of the inventi~n thus far de-scribed, we will assume that a voter has operated the indicators on board 10 to vote, indicating a straight ticket vote under the party of column 15 by operating indicator V209'and a write-in ballot in the twenty-third 5 row ~Fig. 1) by inserting a paper insert 110 (Fig, 4) in a receptacle 112 identifying the office being voted for. Under the system of this inven-tion, a single vote in any one of the rows, in addition to a straight ticket vote, would simply reject the straight ticket'candidate for that office. However, if there is a third vote in a given row, there would be an obvious amblguity as to the voter's intent. If there is no straight ticket vote, then any two votes in a given row would indicate an error.
These conditions are dealt with in the following description of operation.
Upon the full insertion of voting board 10 into console 74~ "board in" or initiate switch 86 is operated to energize board locking solenoid lS 88, locking board 10 in place and electrically initiating operation of the electronic system of the invention as shown in Fig. 10. Thus, matrix scanner 120, an aadress counter, is operated on wlth fast-slow ~can switch 122 in a fast mode ~ox normal operation, matrix scanner 120 commences providing numerical coded outputs El-E215, which operate like aoded gates connected to the outputs of photodiodes of optical reader 72 viewing like numerically coded indicator~ on board 10. Firstr with counts 1-26 occurring in this sequence, optical reader 72 scans the write-in column of indicator positions Vl-V26, and as further stated, we will assume that there is a write-in ballot or tab 110 (Fig. 4~ appropriately marked and placed in receptacle 112 in board 10 to provide at an indicator position V~3 a particular write-in vote Accordingly, an output from optical reader 72 of the row in question is fed to write-in row detector -10 .

124. It then provides a blocking output to a row gate of row gates 126 corresponding to the row in which the write-in occurs. A row gate then operates to block any ~ote output of reader 72 through switch 127 to buffer memory 128 which is otherwise indicated by a voter in that row.
This prevents double voting at such time as the optical reader is scanned through the balance ~f the voting board, as will be further explained.
Assuming that a response from reader ?2 provides a l-volt output (it may be another value) responsive to the appearance o$ a positive vote state from one of the vote indicators of board 10, then column vote generator 130 would provide such an output which would be switched through a discrete switch, one for each of vote indicators V209~V215, through row gates 126 to a memory location in buffer memory 128 for each row of the selected column not blocked by row gates 126~ Next, matrix scanner 120 (Fig. 10) commences general scanning of the board, scanning, for example, in the numerical sequence described to accomplish column scanning. Alternately, scanning could be by rows.
Wheneyer a vote indicator indicates a vote, a signal is passed through row gate 126 to buffer memory 128, except in a situation where a voter has entered a write-in ballot as described above, and in which case the row gate for that row would block a vote for a second candidate in that row. 8uffer memory 128, also controlled by matrix scanner 130, internally routes the votes in memory 128 to like arranged memory loca-tions to that of the ballot and optical reader 72. Buffer memory 128 e$fects temporary storage. Following the scanning of the last vote in-dicator position in column 21, optical reader 72 is caused to scanstraight ballot vote indicators V209-V215; and as stated above, it is assumed that a straight ballot has been indicated by the operation of .dC '~.~

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indicator v210~ When this indicator is scanned, column vote generator 130 generates an outpu~ similar to the output of each of the photodiodes of matrix 100, which is fed through gates 132 to each of the memory positions in memory 128 corresponding to each row in that column, except where a gate has been closed, as follows.
R~W detector 134 detects rows in which votes have been cast by the operation of one of the indicators in columns 15-21, and when a vote in a particular row is detected, an output is provided to gates 132, pre~
venting any entry of an additional vote from column or straight ticket vote generator 130 to that row. Additionally~ write~in row detector 124 provides a row blocking signal to gate 132 to block a vote signal from reaching a row location in memory 128 corresponding to a row in which there has been a write-in vote as previously described. Thus, in this manner, a straight ticket vote effects a vote for all candidates in a given column, except where the voter has indicated another choice.
Row detector 124 will typically have an input position or channel for each of the indicators or indicator positions Vl-V26 of optical reader 72. Thus, by s.imple amplitude detection, the presence of a sig-nal by one of these channels provides an indication of a row in which there is a write-in ballot. Similarly, row gates 126 have an electrical channel for each row of indicators on board 10 and through which all sig-nals for that row are routed, and in each channel there exists a row gate or switch which, responsive to an output from row detector 124, closes a row gate, preventing votes from being passed for that row~ At this point, buffer memory 128 will have been loaded with votes cast at par-ticular memory locations corresponding to the designation of the vote indicator on board 10, -:: :~ . ...... ..

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1~ 9 The problem with certain of the electronic systems thus far pro-posed is that of assurance that election rules as to the number of votes which may be cast in a given race are observed without the necessity of throwing out a yoter's vote in a race where he makes a mistake. For example, where baiiots are marked at one time and checked later, which is tha case with certain types of electronic systems, if a ballot is im-properly marked with respect to a race, a vote or votes in that race are simply thrown out, With the present system, this is avoided as follows.
First, from the foregoing description, it will be appreciated that buf~
fer memory 128 has been'loaded with ~otes entered by a voter on board 10.
Thus, for example, for each memory location there will be stored a coded designation of a vote indicator and a "~1" or a "0~'~ indicating a vote or no-Vote by that indicator. As described above~ these indications would be coded to represent indicators V27-V208. Prior to an election, a mem~
ory 140~ labelled Race Groups and Indicators Per Group Memory, would be programmed to arrange in a scannable sequence groups of indicators. Each group would correspond to a race for a given office, and the indicators assignea to that group would be those beside the names of candidates running in that race, Thus~ in a simple case, there might be 26 races, which would call for 26 groups, Gl-G26, requiring 26 memory locations, and at each location there would be a "permissible vote number" stored ~t a coded location representative of the group designation, Memory 140 may be a single memory unit handling a single ballot or board, or may have two or more memory units adapted to take care of different ballots, 25' such as ballot A or ballot B, as will be further'discussed below. Mem-ory 140 would also contain conventional locations scannable between groups to provide any necessary operational instructions to the other . ! . . . ': :

units with which it is associated to effect delays between groups scanned to effect or enable operations necessary to check the contents of memory 128. Instruction counter 142, responsive to the order of groups and indicators in groups also stored in memory 140, would thus scan, for example, the indicators corresponding to group 1 in buffer memory 128 (e.g., indicators 27, 53, 79, 105, 131, 157, and 187) to thus provide an output to "One Race Memory" 144 of the "ones"~ or votes cast in race 1, and memory 144 would include a register to provide a sum of votes cast as an output to comparator-register 146. Thus, for example, assuming that a voter properly casts only one vote in row 23 for the of-fice indicated in column 14 of that row, there would be applied to com-parator 146 a 1. At the same time, instruction counter 142 would inter-rogate memory 148 a "permissible-votes-each-race" memory~ Where two ballots, one in board A tFlg. 5) and one in board B (Fig. 5a) are used, the discrete one of these used is detected by an appropriate one of switch type detectors 5a or 5b (Fig. 10)~ Thus, if board A, switch type detector A is operated, it provides an operating signal to gates Gl and G2 interconnecting memory 140 and instruction counter 142 to in-terconnect one of two appropriate units of memory 140. Similarly, sig~
nals from detector 5a are provided to gates G3 and G4 to interconnect an appropriate memory unit of memory 148 to instruction counter 142 and to comparator 146. If a board B were detected by the operation of switch type detector 5b, the gates would be operated to interconnect instruction counter 142 and comparator 146 to other, appropriate, memory units of memories 140 and 148. Switches 5a and 5b are positioned within console 74 (Fig. 5) and adapted to be operated, for example, by knobs Kl or K2 ~Figs. 5 and 5a).

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Memory 148, whethex it is a single memory or has two memory units to take care of separate ballots, would be programmed in terms of groups in the same arrangement as would be memory 140, and would contain in memory 26 coded locations at which the group designation and number of per~issible votes for that group would be stored, Thus, in the illus~
trated caSe~ assuming that in group Gl that one vote was permissible, then memory 148 would provide to comparator 146 a "l" at a time when memory 144 had provided its sum output for that race group to comparator 146~ Thus, there being a proper vote~ comparator 146 would subtract like group designated outputs of memories 144 and 148, and thus where identical, there would be provided a "0" output, indicating a correct vote for a particular group. Instruction counter 142 would step through the balance of the groups and, assuming that all instances of voting were correct, and responsive to a pulse from instruction counter 142 corres-ponding to the comparison of the last group, an output would be applied from comparator 146 to gate 150, which would then gate through the con-tents of buffer memory 128~ through switch 208, to accumulator 152 where the votes would be stored in discrete registers, one for each voting posi-tion V27-V208, Additionally, the vote output of buffer memory 128 would also be supplied to permanent record recorder 154, such as a tape recorder, enabling a per~anent record, particularly of value in the event of a power failure or a recount. At the same time, comparator 146 would provide pulse outputs to resettable counter 156 and non~resettable counter 159~
Such counters are typically required by statute, non-resettable counter 159 being set to 0 at the time the equipment is put in usage, and it registers throughout the life of the equipment each time a vote is cast.
Resettable counter 156 is reset at the commencement of an election and .... :~: ,. . . - ::

sealed with a lead car seal. Counter 159 is permanently sealed at the time the equipment is furnished to a purchaser.
In the event that ~One Race Memory" 144 receives more votes than per-missible for any race group, as indicated by memories 144 and 148 to com-S parator i46, comparator 146 provides an error output to AND gate 153, "Board in" switch 86 provides a second input to AND gate 153,'and thus there is provided an output to error indicator 158 which'indicates'a sig-nal, e.g~, by an alarm or light (Fig. 5), the case of an error until board 10 is removed~ which would be the case so that a voter could correct his mist4ke and reinsert the board. The nature of the error may be polnted out by a general instruction prominently displayed on console 74 In the event that it is desired to indicate the race or race group in which a voter has erred, error indicator 158 would include a digital dis-play responsive to the digital output of instruction counter 142 repre~
sentative of each race group as that group is checked for error, and upon the occurrence of an error, a gating output from comparator 146 would gate on the display to thus display the race designation wherein the er-ror occurred In order to remove the board, the error signal from com-parator 146 is provided as an unlocking signal input to board locking solenoid 88~ enabling the board to be removed without being otherwise re~
set, Additionally, the voting error signal from comparator 146 is sup-plied to reset generator 160, which then provides a reset output to in-struction counter 142 to reset it, to enable the checking process to be repeated when the voter reinserts the voting board or a new'voter votes.
When a correct vote is indicated by virtue of an output on compara-tor line 147, this output is additionally provided to an input of AND
gate 162, enabling~ upon the operation of board reset switch 163,'pro~

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viding a second input to AND gate lG2, the reset of solenoids 164 (Flg.
6) and i66 ~Fig. 7) effecting indicator reset and the ejection of write-in votes, respectively~ These solenoids include means of indicating completion of their operation by an output, and these respective outputs are provided to AND gate 168, which provides a "completion of vote" out-put signal to "reset'complete" 170, which then provides a board unlocking signal to board locking solenoid 88, unlocking it, and enabling a voting board to be removed'for use by the next voter, Figs, 6 and 7 illustrate the'mechanisms for resetting the boards and ejection of the boards of write-in ballots. Thus, upon the opera-tion of board reset switch 163, solenoid 164 is operated, moving arma-ture 172 to the left ~Fig. 7) against spring 174, and thereby reset plate 176 positioned within board 10, Plate 176 has a slot 178 for each indi-cator and is adapted to receive a reset arm 180 of an indicator which, when moved to the dashed line position 182, resets indicator 22 to the "no vote"'position shown for indicator 22a, as illustrated in Fig. 3.
At the same time, an output of switch 163 ls applied to write-in solenoid 166, whereupon armature 190 is caused to move to the right~ pressing against tab 194 of any write-in ballot 110, causing the ballot to drop down into one of write~in ballot bins 196, the one just lmder the write-' in ballot. In this fashion~ the bins are encoded in terms of the office being voted on and properly allocate a vote for the man named on the write-in ballot to that office or race, Alternately~ a single bin would be employed, and the voter would simply enter on his write-in ballot the number appearing beside the office for which he casts a ~ote, A discrete such number would appear in each row of colu~n 14.
The output of vote accumulator 152 would be made available to a con-: .: : - - , : -lQl~

ventional telephone interface device which would supply on demand of an address counter the accumulated votes to a central vote tabulation cen~
ter for tabulation with votes recorded at other voting precincts or tabu-lation centers. Display 204, in the form of a light type display or printed display, is also connected to the output of vote accumulator 152, and it may be employed to display the totals in vote accumulator 152 by operation of address counter 203, causing vote totals to be fed to and displayed by display 204~ Additionally, display 204 is also connected to receive an output of optical reader 72 in order to enable a test of the system~ which would be conducted as follows.
A test indicator board with ballots cast for each candidate or proposition is placed in reader 72. Test switch 206, interconnecting reader 72 and display 204, would be closed, and switch 127 between op~
tical reader 72 and buffer memory 128 would be opened, With the test board applied to optical reader 72~ fast-slow scan switch 134 would be operated to provide a slow scan rate (e.g,, one photodiode scanned per five seconds), As will be noted, a scan signal input is also provided to display 204 through test switch 206 and thereby display 204, typic-ally a cathode array display. The latter would contain a writing cir-cuit to display a number corresponding to the diode address in optical reader 72 which would correspond to a numerical designation for a candi-date on the voting board indicator, as explained above. Thus, a readout could be effected which would indicate a candidate coded number (V27-V208~ and opposite that a vote ~some form of mark) for each of the can-didates or propositions on the ballot. This would thus verify that ifa vote is cast in any position on the ballot, it will be registered.
Additionally, straight ticket voting would be checked by such a test vote 9~

by the operation of straight ticket indicators V209-V215, This test would typicaliy be performed at the beginning of a balloting period and at the end of a balloting period, ana in this way there would be a clear indication that equipment commenced operating properly and con-tinued operating properly Alternately, or additionally, in order`to check that the electionrules as defined by memories 140 and 148 are proper~ switches 206 and 208 would be open, and switch 209 would be closed, and improper votes entered on board 10 with display energized to confirm the casting of the votes as improper, indicator 148 should operate to announce the same, establishing its operability.
Fig, 9 illustrates a modification of the vote reading system illus~
trated by Fig, 8. Thus, instead of optically reading the position of indicators 22, a position is registered by a matrix of switches or switch indicators 220 mounted on plate 222 in console 74, shown in the operate position in Fig. 9. Coupling tabs 224 would be positioned through open-ings in plate 222 to switch 220 to provide coupling between indicator knobs 62 ~he normal position of plate 222 would be below the position shown, it being shown raised by vote read solenoid 226, plate 222 nor-mally supported in a plurality of guide assemblies 228 with solenoid 226 or ~ plurality of such solenoids being coupled through an appro~
priate iinkage 229 to effect raising and lowering of plate 222 Sole-noid 226 would typically be operated by an output from "board in"
switch 86 ~Figs 6 and 10~ through "engage switch" or relay 232 ~y means of switch contacts 234, closable upon the operation of solenoid 226 to raise plate 222, a signal would be provided to read detector 236, which in turn would provide a signal to scanner 120 to, in this . I

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-i9-case, scan switches 220 to prRyide an output to buffer memory 128 Reset of the system reqyires additionally that comparator 146 sup~
ply an open or disengaged signal through line 147 to "engage switch"
232, ca~sing solenoid 226'to lower'plate 222. When this is accomplished, relay contacts 234'~re opened, and the open'or "0"~ state of these contacts is applied through inverter 240 to AND gate 242, to which is also applied an output of board xeset switch 163 ànd an output from comparator 146~
The output of AND gate 242 is then applied as a reset input to gate 163 (Fig. 10), enabling solenoids 164 and 166.
Fig. 10 illustrates the employment of discrete electro~ic units which may be employed to fabricate a voting system as contemplated by this invention. Alternately, this figure, together with the description, functionally describes information from which a programmer familiar with a general purpose computer can program it to provide the decisions re-lS quired for signal flow from board reader 72 through to vote accumulator 152 and the performance of the error detéction function as described.
Such would also be the case for the system illustrated in Fig. 12.
Figs. 11 and 12 lllustrate a modification of the invention wherein the electrical system of the invention is split between being housed within voting board 249 and in console 74. Thus, in this case, each of indicators 250 would include a switch, for example~ a switch 252 (Fig~
11)~ having a toggle 254 extending into a slot 256 in slider 258, where-by the switch is operated "on" when the slider is to the left, indicat~
ing a vote, and "off" when it is to the right, indicating a non-vote.
Thus, voting board matrix 260 (Fig. 12) would consist of a plurality of switches 252 corresponding to the number of indicators, and in order to register a write;in ballot, knob 251 would be positioned, when voting, at a position as shown for knob 251 in Fig. 11. Board 249 contains all circuitry necessary to store in buffer memory 128 a correct vote or in-dicate an error in voting in error indicator 158. Upon the entering of votes on a board as previously described, the voter would operate vote complete switch 262, whereupon the operation of the circuitry shown in Fig. 12 of board 249 follows tha~ of the circuitry shown in Fig. 10 to the extent indicated by like designated numbers.
"Board in" switch 86 signals that a board is placed in console 74 (Fig. 12) for reading, providing this signal to one input of AND gate 264 tFig. 12), A second and enabling input to this AND gate is provided from b3ard 249 in the form of a "proper vote"~ output of comparator 146.
This enables the operation of gate 150 to effect loading of votes into vote accumulator 152 and to record or selectively display them as dis-cussed above. Similarly, counters 156 and 159 are operated from the same output of AND gate 264~ Further, an output from AND gate 264 is pxovided to resét 160, which effects a reset of instruction counter 142, enabling it to be ready for the next reading of a voting board. ~oard reset is accomplished in the s~me manner as the system illustrated in Fig, 10! with the exception that OR gate 162 is omitted and no unlocking signal is provided to board locking solenoid 88 from indicator 158 since error indication occurs before the insertion of a board in console 74~
In the basic embodiment of this invention, all electronic circuitry is eliminated in the voting board itself, and at the same time, vote in-dications are entered in a foolproof and fraudproof manner. The vote in-dicating board is relatively simple in construction and thus more economi-cal to produce than complete discrete voting machines, whether they be either electronic or mechanical. There are no punch cards which may be . :: , ::, :
::' ~ ~' ~ ' , ' :.

gg incorrectly punched or paper ballots other than a relatively small num-ber of write-in ballots which must be handled by hand, and thus there is in reality no real chance of ~raud or mistake in the counting process.
me voter is not committed to vote until he elects to be committed by en_ tering the voting board into the voting console. A second basic embodi~
ment of the invention incorporates a portion of the system into the vot~
ing board and offers, at some additional expense, the same basic safe~
guardS and conveniences as described as the other embodiment.
Figs. 13-15 illustrate an alternate form of vote board 300 wherein a paper ballot 301 includes openings 302 opposite each candidate or prop~
osition, and the ballot is sandwiched between a bottom sheet 304 and top sheet 306 of clear rigid material, such as Plexlglass (a registered trademark for widely distributed clear plastic material). These elements are held together by spacers 320 and 322 glued between sheets 304 and 306, and thus providing space for the insertion of ballot 301. Top plas-tic sheet 306 has a plurality of slide buttons 308 positioned in slots 310 wherein, when in a right position (Fig~ 14~, the side button would cover opening 302 ln ballot 301, this being indicative oE a "no vote"
position; and when shi~ted to a right position, openings in ballot 301 would be exposed, indicating a positive or "yes vote" position for a candidate or proposition preceding that slider.
Additionally ~Fig. 13), there are sliders 308a-30Bf located in positions corresponding to straight ticket voting positions of ballot 301~
As a means of facilitating the reading of boards as, for example, by vote ~eader 311, shown in Fig. 16, there is included openings 312 extending vertically in column 314 (Fig 13) which indicate the posi-tion of each row on the b~llot to row light sensor 316a (Fig. 16) of reader 311 ~dditionally~ an opening or openings, illustrated by open-ing 318a, would be positioned at a discrete location or locations in a column or columns of the ballot to identify a particular ballot~ In the example to be described, the system is adapted to read, selectively, ballot A or B, Thus, in the illustration (Fig. 13), an opening 318a would indicate a ballot A and~ for example, an opening at point 318b instead would indicate the presence of a ballot B.
Referring now to Fig. 16, there is shown a cut~away view of a bal-lot reader 311, particularly adapted to accept and read voting board 300.
Reader 311, having the cover removed, includes slot 404 formed in front panel 40, through which voting board 300 is inserted, and thus is in place to be interpreted by optical scanner 410.
Board 300 is supported and guided within reader 311 by elongated channel members 412 and 414, Channel 412, supporting left edge 416 of board 300, has a flat connecting web 418, whereas channel 414 is con-flgured to accept longitudinal V~shaped groove 420 formed in edge 422 of boæd 300, Since board 300 is thus polarized, it may only be ln-serted with sliders 30~ faclng downward in reader 311, as shown~
When thus supported~ vote buttons or sliders 308 are engaged with reset assembly 426~ Reset assembly 426 includes longitudinal bars 428 which extend the length of board 300, being positioned adjacent to each column of vote select tabs 308, Bars 428 are in turn supported by lat-eral members 432, 434, and 436, which are slidably supported below side rails 412 and 414. Reset is accomplished by riser cam 438 supported between rail 414 and pin 440 of lateral member 434~ being actuated by solenoid 442 and spring 444.

:; : ~: . : :.
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~23~

When board 300 is properly inserted, it operates 'Iboard in" switch 446, which activates solenoid 448, pulling lever 4S0 to the left and en-gaging pin 452 with hole 454 in board 300, thus locking board 300 in place.
"soard in" sw1tch 446 also initiates the electrical and electronic portions sf the system, inciuding optical scanner 410~
Optical scanner 410 is in the form of a carriage which is supported by spaced tubular bearings 454 and 456, which are slidably supported by elqngated rods 458 and 460, respectively.
Bearings 454 and 456 are interconnected by rectangular bars 462 ' and 464 (Fig. 15) which are supported above and below vote board 30'0~
Upper bar 462 mounts seven light sources 465-471 spaced so as to illuminate columns 472-478 of voting board 300. Lower bar 464 mounts seven light sensors including row sensor 316a and vote sensors 316b-316g, which are positioned'to receive light from an associated light source of bar 462, Scanner 410 is driven by chain 482, which is at-tached by clamp 484 to bearing 456 and is supported at one end by idler sprocket 486 and at the opposite end by sprocket 488 of drive motor 490.
Limit switches 294 and 494 detect travel limits of scanner 410.
20 ' Openings 496 and 498 in top plastic sheet 306 and bottom sheet 3Q4, respectively (Fig. 13), enabie a lead seal to ~e placed through these holes and a pierced hole in ballot 301, and thus assure that the ballot ls n~t tampered'with.
Fig. 17 illustrates a modification of the electronic system`for vote processing shown in Fig, 10, particularly adapted to read board 300, treating distinctively a ballot A or s Initially, control logic 500 has gate 502 off. Strobe (row) detector 504 (Flg 16) (left-hand 9~
~24~

edge of ballot holder) provides the sync control pulse from board reader 311 required for gates 502 to accept the seven pulses to be fed to an eight bit input/output (I/0~ port contained therein. "Board in" switch 506 switches on central control logic 500 when activated by inserting a vote board and subsequently turning on board scanner drive 490 (Fig. 16) to move scanner 410 across board 300~ Its election independent controls are read from the program contained within permanent system memory 510.
Progra~ming module 512 containc the software instructions which varies from election to election to operate the remainder of the system when read by reader 311 and fed to central control logic 500, Signals from the specific ballot, type switch 514, are fed to gate 516 which specifies the program for permissible ballot memories 518 or 51~ for ballot A or B, The system has now been readied to read the bal-lot and compare it to the permissible vote contained in the specified race memory ~checks for over votes). Voting board 300 is inserted into the machine, activating locking solenoid 448, caused to be activated by the board being sensed by "in" switch 446 when it is in position. A
signal is fed to switch 520, which positions locking solenoid 448. ~oard reader 311 sends out "voted~ pulses as the board is moved across the seven columnal optical readers. This time central control logic 500 has been satisfied, and gate 502 has a control signal to pass the "voted"
pulse signals. The vote consists of seven or more possible signals, de-pending on the number of columns used. They are received simultaneously by an eight bit I/O port at the output of gates 502 if the strobe row detector 504 signal and the control logic 500 signal are present to allow gates 502 to pass the signal pulses~ Row detector 504 sends a row signal to buffer memory 522 corresponding to the particular row signals received .. . .
, ., . ., ~ .
- : : , : , , : :
. . :, :- .

~1t~31;9~9 from gates 502. The vote board row of pulses is then registered on buf-fer memory 522~ and the eight bit I/O port is now ready to receive the data from the next row on the vote board as it is moved across the op-tical sources and sensors to generate the next set of signal pulses~
Buffer memory 522 contains the voted ballot when the last row is read that was specified by central control logic 500 from a signal from com-parator 524 based on named race memory 518. Votes in the buffer memory are then com,pared to the legal or permissible vote in specified permis-sible race memory 518, If an "over vote" or other error is detected, error indicator light 530 flashes from the error signal produced by com~
parator 524 fed to override 526, A signal in parallel is fed to switch 520 through OR gate 528 which releases solenoid 448 to permit vote board 300 to be returned to the voter to have the errors corrected, ~f the voter has indicated a "non-ballot" return error option, the race contain_ ing over votes has all its signals set to zero for a non-vote. This pre~
vents over voting and does not affect the other race results where this condition was not detected. Comparator 524 error signals are translated nto an errQr message, which is printed by printer 532 through control switch 534 and supplie~ to the voter in terms of the type of error and its location on the vote board if the "ballot return" error option is in~
dicated. Comparator 524 indicates the error to centrai control 500, which requires a signal from "ballot return" 535, an error option se-lected by the voter~ to return the vote board for corrections or count all legal voted races and ignore over voted races. The ballot return option in the return position would have central control logic 500 zero buffer memory 522, It then sends a signal to vote board drive 490 to return vote board 300, A signal is then sent to comparator 52~ to re-. . -- .

:. ' ::, ' ~ : . r ~: ',, , ' ' , ~

lease the error signal to override 526 and error indicator light 530.
The specific error or error signals, by position, are fed to printer 532 to provide the voter information about the row and column (race) position of the error. If ballot return 535 is in non-return position, control 500 sends a logic signal to comparator 524, which activates biocking of all over vote signals previously indicatea by the action of memory 518 and gate 516 Board 300, when removed from the machine, either "b~ard in" switch 506 of "board out" switch 536, will be activated and sends a signal to vote board drive 490 to turn off the drive. A re-set logic signal is produced from "board out" switch 536, which is then fed to buffer memory 522 to cause it to be reset.
An override 526 on the control of the ballot counter, if activated, will require the races containing over votes to "no vote" and tbe votes to feed vote accumulator 538. When the votes are fed to vote accumula-tor 538, comparator 524 sends a signal to turn on board reset solenoid 442 to return all sliders 308 to the "no vote" position. A time delayed signal is fed to switch 520 through O~ gate 528, which releases locking solenoid 448 to permit reset board 300 to be moved. An alternative ap-proach would have a fixed mechanical means positioned to return the sliders by the movement of the board, If a power failure occurs, the results on vote accumulator 538 is loaded on tape recorder 540 before the Qmall battery pack contained as an auxiliary power supply runs down Switch 542 on the vote counter (talley) box can cause all votes to be recorded on tape on command by the polling officials, After the polls close, switch 534 is activated to release the tal-ley frcm vote accumulator 538 and cause it to be listed on printer 532.
The program logic contained within the printer covers the candidates' . : ~

names and is identified to the particular board by the signal feed from central control logic 500, which is shared by vote accumulator 524. A
synchronous telephone interface 540:, when queried by a coded telephone live signal, sends a command signal to vote accumulator 538 to transmit the vote talley back over the telephone line, Column vote detectors 542 could be phototransistors in a Darlington circuit, if necessary, to pro-yide a 5-volt signal pulse. ~echanical non-resettable and resettable counters 544 and 546, respectively, are the same as before.

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Claims (13)

The embodiments of the invention in which an exclusive property or privilege is claimed are defined as follows:-

1. A voting system comprising:
a portable and hand-held vote entering means comprising;
display means including a plurality of spaced rows and columns wherein a matrix of areas are formed in which discrete ballot data may be inserted, and selection means including a plurality of hand-held designators associated with each said area, and wherein:
said designators arranged in a plur-ality of columns and rows each comprise a movable member which is shift-able from a first, reference, "no" vote representative position to a second, selected, "yes" vote representative position, each said designator includes a viewable region which displays a first light responsive state when a said designator is in a "no" position and a contrasting and different and second light responsive state when in a "yes" position, and vote reading means comprising optical means for viewing said viewable region of each said designator and pro-viding a discrete output when a discrete vote designator is in a said "yes" position;
vote processing means, separate from said vote entering means, including receptacle means adapted to receive a said vote enter-ing means including vote accumulating means responsive to a said vote entering means and to said output signals from said vote reading means for registering and providing discrete totals of votes cast by discrete said designators from a plurality of instances of engagement of said vote entering means with said receptacle means;
impermissible vote detection means coupled between said vote reading means and said vote accumulating means, and responsive to the state of said designators after an instance of use by a voter for signalling an error in the event that more than a selected number of said designators of a selected group of designators is moved to a "yes"
position; and reset means housed by said vote processing means for re-setting all said designators to a "no" state.

2. A voting system as set forth in claim 1 wherein each said vote designator includes a slidable cover and underlying surface which is se-lectively covered and uncovered by a said sliding cover, and wherein a portion of said sliding member which covers said underlying portion is of said first light responsive state, and the underlying portion is of a second light responsive state, whereby when said sliding member is in a "closed" position, a "no" state would be sensed by said reading means, and when said sliding member uncovers said underlying portion, said reading means senses a "yes" state,

3. A voting system comprising;
a portable and hand-held vote entering means comprising:
display means including a plurality of spaced rows and columns wherein a matrix of areas are formed in which discrete ballot data may be inserted, and selection means including a plurality of hand-operated designators associated with each said area, and each having a "yes" and a "no" vote position vote reading means responsive to the state of said desig-nators fox providing discrete output signals indicative of a "yes" vote;
vote processing means, separate from said vote entering means, including receptacle means adapted to receive a said vote entering means, and including vote accumulating means responsive to a said vote entering means and to said output signals from said vote reading means for registering and providing discrete totals of votes cast by discrete said designators from a plurality of instances of engagement of said vote entering means with said receptacle means;
impermissible vote detection means coupled between said vote reading means and said vote accumulating means, and responsive to the state of said designators after an instance of use by a voter for signalling an error in the event that more than a selected number of said designators of a selected group of designators is moved to a "yes"
position;
reset means housed by said vote processing means for re-setting all said designators to a "no" state;
means for enabling a write-in ballot comprising:
second receptacle means comprising a plurality of receptacles in a discrete column separate from said first-named columns, there being a said second receptacle in each row of said areas on said display means, and wherein all candidates for a particular race are indicated on a single row, disabling means responsive to a card positioned in a selected one of said second receptacles bearing a write-in vote for preventing the reading of a "yes" state of a designator in that row, and third receptacle means and receptacle clearing means coordinately operative with said reset means for clearing said sec-ond receptacle of said card and including means for moving said card into said third receptacle, whereby a write-in vote may be cast by placing a card bearing a write-in candidate's name in a said first receptacle, whereby any other selection in that row is prevented, and whereby the write-in ballot is placed in a receptacle.

4. A voting system as set forth in claim 3 wherein:
each vote designator includes means for exhibiting a first electrical output when positioned for a "no" state, and a second elec-trical output when positioned for a "yes" state;
said vote entering means includes said vote reading means and said impermissible vote detection means, and said impermissible vote detection means comprises:
signal means responsive to said logic means for signalling the occurrence of an error state, whereby a voter would be immediately informed of an error in the event of voting for more than one candidate of a group in a single race.

5. A system comprising:
a portable and hand-held selection entering means compris-ing:
a first plate, display means comprising a sheet positioned on said first plate, on which sheet there is a plurality of spaced rows and columns wherein a matrix of discrete light transmissive areas are formed, and selection means including a second, transparent, plate positioned over said sheet, and including a plurality of hand-operated designators associated with each said area, and comprising means for selectively covering and, alternately, uncovering said areas;
selection reading means responsive to the covered and un-covered areas of said designators for providing discrete output signals indicative of data selection; and processing means separate from said selection entering means including receptacle means adapted to receive a said selection en-tering means, and including selection registering means responsive to a said selection entering means and to said output signals from said se-lection reading means for registering and providing indications of se-lections made by discrete said designators.

6, A system as set forth in claim 5 wherein said areas are openings in said sheet,

7. A system as set forth in claim 6 wherein said first plate is transparent, and said selection reading means comprises means for sens-ing light passing through said plates and openings in said sheet.

8. A system as set forth in claim 7 wherein:
said selection entering means comprises vote entering means;
said display means includes a plurality of spaced rows and columns wherein discrete ballot data appears opposite each said area;
said selection reading means comprises means for provid-ing discrete output signals indicative of a "yes" or a "no" vote;
said processing means comprises vote processing means, separate from said vote entering means, including receptacle means adap-ted to receive a said vote entering means, and including vote accumulat-ing means responsive to a said vote entering means and to said output signals from said vote reading means for registering and providing dis-crete totals of votes cast by discrete said designators from a plurality of instances of engagement of said vote entering means with said recep-tacle means; and said system further comprises impermissible vote detection means coupled between said vote reading means and said vote accumulating means, and responsive to the state of said designators after an instance of use by a voter for signalling an error in the event that more than a selected number of said designators of a selected group of designators is moved to a "yes" position.

9. A system as set forth in claim 5 wherein said first plate has a selected light responsive surface under said openings in said sheet.

10. A system as set forth in claim 7 further comprising reset means housed by said vote processing means for resetting all said designators to a "no" state.

11. A selection system comprising:
a plurality of portable and hand-held selection entering means, each comprising:
display means including a plurality of spaced rows and columns wherein a matrix of areas are formed in which discrete selection data may be inserted, selection means including a plurality of hand-operated designators associated with each said area, and each having a "yes" and a "no" position, and each of said plurality of selection entering means having a discrete board identifying means, whereby different se-lection data may be encoded on different said selection entering means and thereby be distinctly identifiable;
selection processing means, separate from said entering means, including receptacle means adapted to receive a said selection entering means, and including vote accumulation means responsive to a discrete said selection entering means and to said output signals from said selection reading means for registering and providing discrete totals of selections made by discrete said designators from a plurality of instances of engagement of said selection entering means with said receptacle means;
selection reading means responsive to the state of said designators for providing discrete output signals indicative of data selections; and said receptacle means including switch means responsive to a said encoding means for providing an output indicative of the pres-ence of a particular said selection entering means, and said accumulat-ing means including means for separately registering and providing dis-crete totals of selections by discrete said designators.

12. A selection system as set forth in claim 11 further comprising impermissible selection detection means coupled between said selection reading means and said selection accumulating means, and responsive to the state of said designators after an instance of use for signalling an error in the event that more than a selected number of said designa-tors is positioned in one of said positions.

13, A system as set forth in claim 5 wherein said reading means is housed in said processing means and comprises a plurality of switches, each switch being responsive to one of said movable designators.