AU724598B2 - A molecular switch for a transgenic animal or a plant, and methods for their use. - Google Patents

Description

S&F Ref. 286905DI

AUSTRALIA

PATENTS ACT 1990 COMPLETE SPECIFICATION FOR A STANDARD PATENT

ORIGINAL

Name and Address of Applicant: Actual Inventor(s): Address for Service invention Title: Baylor College of Medicine One Baylor Plaza Houston Texas 77030 United States of America Elisabetta. Vegeto, Donald P. McDonnell, Bert W.

O'Malley, William T. Schrader and Ming-Jer Tsai Spruson &-Ferguson St Martins Tower 31 Market Street Sydney NSW 2000 A Molecular Switch for a Transgenic Animal or a Plant, and Methods for their Use 9 99 9 9 9*9 9 9 9 9 9~Oj 9 i 9 9 9*99 9 9 6996 99.9 9*9 9 9 99 996 9 The following statement is a full description of this invention, including the best method of performin g it known to me/us:- 5845c [Ri\L1BU]32721 .doc:mxn A MOLECULAR SWITCH FOR A TRANSGENIC ANIMAL OR A PLANT, AND METHODS FOR THEIR USE This invention was supported in part through a grant or award from the National Institute of Health.

B3ACKGROUJND OF THE INVENTION 1. Field of the Invention The present invention relates generally to the fields of molecular endocrinology and receptor pharmiacology. It further relates to molecular switches for gene therapy. More specifically, the present invention relates 0 to a novel in vivo method for the identification of steroid hormone receptor agonists and antagonists and to a molecular switch involving a modified steroid receptor for up-regulating and down-regulating the synthesis of heterologous nucleic acid sequences which have been inserted into cls 2. Description of the Related Art 0094 Steroid receptors are responsible for the regulation of complex *0009cellular events, including transcription., The ovarian hormones, estrogen 0099020 and progesterone, are responsible, in part, for the regulation of the 04.so..complex cellular events associated with differentiation, growth and 9900 functioning of female reproductive tissues. These hormones play also important roles in development and progression of malignancies of the reproductive endocrine system.

The biological activity of steroid hormones is mediated directly by a hormone and tissue-specific intracellular receptor. The physiologically inactive form of the receptor may exist as an oligomeric complex with proteins, such as heat-shock protein (hsp) 90, hsp70 and hsp56. Upon binding its cognate ligand, the receptor changes conformation and dissociates from the inhibitory heteroligomeric complex. Subsequent dimerization allows the receptor to bind to specific DNA sites in the regulatory region of target gene promoters. Following binding of the receptor to DNA, the hormone is responsible for mediating a second function that allows the receptor to interact specifically with the transcription apparatus. Displacement of additional inhibitory proteins and DNA-dependent phosphorylation may constitute the final steps in this activation pathway.

Cloning of several members of the steroid receptor superfamily has facilitated the reconstitution of hormone-dependent transcription in heterologous cell systems. Subsequently, in vivo and in vitro studies with mutant and chimeric receptors have demonstrated that steroid hormone receptors are modular proteins organized into structurally and functionally defined domains. A well defined 66 amino acid DNA binding domain (DBD) has been identified and studied in detail, using both genetic and biochemical approaches. The ligand (hormone) binding domain (LBD), located in the carboxyl-terminal half of the receptor, consists of 20 about 300 amino acids. It has not been amenable to detailed site-directed mutagenesis, since this domain appears to fold into a complex tertiary structure, creating a specific hydrophobic pocket which surrounds the effector molecule, This feature creates difficulty in distinguishing among amino acid residues that affect the overall structure of this domain from 25 those involved in a direct contact with the ligand. The LBD also contains sequences responsible for receptor dimerization, hsp interactions and one of the two transactivation sequences of the receptor.

Gene replacement therapy requires the ability to control the level of expression of transfected genes from outside the body. Such a molecular switch" should allow specificity, selectivity, precision safety and rapid clearance. The steroid receptor family of gene regulatory proteins is an ideal set of such molecules. These proteins are ligand activated transcription factors whose ligands can range from steroids to retinoids, fatty acids, vitamins, thyroid hormones and other presently unidentified small molecules. These compounds bind to receptors and either upregulate or down-regulate. The compounds are cleared from the body by existing mechanisms and the compounds are non-toxic.

The efficacy of a ligand is a consequence of its interaction with the receptor. This interaction can involve contacts causing the receptor to become active (agonist) or for the receptor to be inactive (antagonist).

jo The affinity of antagonist activated receptors for DNA is similar to that of agonist-bound receptor. Nevertheless, in the presence of the antagonist, the receptor cannot activate transcription efficiently. Thus, both up and down regulation is possible by this pathway.

The present invention shows that receptors can be modified to allow them to bind various ligands whose structure differs dramatiall from the naturally occurring ligands. Small C-terminal alternations in amino acid sequence, including truncation, result in altered affinity and altered function of the ligand. By screening receptor mutants, receptors can be customized to respond to ligands which do not activate the host cells own receptors. Thus regulation of a desired transgene can be achieved using a ligand which will bind to and regulate a customized receptor.

::9.Steroid receptors and other mammalian transcription regulators can function in yeast. This fact, coupled with the ease of genetic manipulation of yeast make it a useful system to study the *P.mechanism of steroid hormone action.

A long felt need and desire in this art would be met by the i~e. development of methods to identifyr steroid hormone receptors agonists .and antagonits. The development of such a method will facilitate the identification of novel therapeutic pharmaceuticals. Additionally, the present invention provides a novel approach to regulate transcription in *to rr -4gene therapy. By using modified steroid receptors and custom ligands, upregulation and down-regulation of inserted nucleic acid sequences can be achieved.

SUMMARY OF THE INVENTION An object of the present invention is a modified steroid hormone receptor protein for distinguishing hormone antagonists and agonists.

An additional object of the present invention is a plasmid containing a modified hormone receptor.

A further object of the present invention are transfected cells containing modified hormone receptors..

Another object of the present invention is a transformed cell containing modified hormone receptors.

An additional object of the present invention is a method for determining agonist activity of a compound for steroid hormone receptors.

A further object of the present invention is a method for determining antagonist activity of a compound for steroid hormone receptors.

.An object of the present invention is a method for determining S.endogenous ligands for steroid hormone receptors.

An object of the present invention is an endogenous ligand for a S. modified steroid receptor.

An object of the present invention is a molecular switch for regulated expression of a nucleic acid sequence in gene therapy.

c An additional object of the present invention is a molecular switch 25 which binds non-natural ligands, anti-hormones and non-native ligands.

A further object of the present invention is a molecular switch comprised of a modified steroid receptor.

An additional object of the present invention is a method for regulating expression of nucleic acid sequence in gene therapy.

9 A further object of the present invention is a modified progesterone receptor with a native binding domain replaced with GAL-4 DNA.

An additional object of the present invention is to add a more potent activation domain to the receptor.

Another object of the present invention is a method of treating senile dementia or Parkinson's disease.

Thus, in accomplishing the foregoing objects, there is provided in accordance with one aspect of the present invention a mutated steroid hormone receptor protein. This mutated steroid hormone receptor protein is capable of distinguishing a steroid hormone receptor antagonist from a steroid hormone receptor agonist.

In specific embodiments of the present invention, the receptor is selected from a group consisting of estrogen, progesterone, androgen, Vitamin D, COUP-TF, cis-retonic acid, Nurr-1, thyroid hormone, mineralocorticoid, glucocorticoid-a, glucocorticoid.p, ecdysterone and orphan receptors.

In a preferred embodiment the mutated steroid receptor is mutated by deletion of carboxy terminal amino acids. Deletion usually comprises from one to about 120 amino acids and is most preferably less than about 20 60 amino acids.

In another embodiment of the present invention, there is provided a plasmid containing a mutated steroid hormone receptor protein. The plasmid of the present invention when transfected into a cell, is useful in determining the relative antagonist or agonist activity of a compound for 25 a steroid hormone receptor.

In another embodiment of the present invention, there is provided transfected and transformed cells containing a plasmid in which a mutated or steroid hormone receptor protein has been inserted. The transfected cells of the present invention are useful in methods of determining the activity of a compound for a steroid hormone receptor.

Another embodiment of the present invention, includes methods of determining whether a compound has activity as an agonist or antagonist as a steroid hormone receptor. These methods comprise contacting the compound of interest with the transfected cells of the present invention and measuring the transcription levels induced by the compound to determine the relative agonist or antagonist activity of the steroid hormone receptors.

In other embodiments of the present invention, there is provided a method of determining an endogenous ligand for a steroid hormone receptor. This method comprises contacting a compound with the transfected cells of the present invention and measuring the transcription levels induced by the compound.

Another embodiment of the present invention is the provision of endogenous ligands for modified steroid hormone receptors that are capable of stimulating transcription in the presence of the transfected cells of the present invention.

A further embodiment of the present invention is a molecular switch for regulating expression of a nucleic acid sequence in gene therapy in humans and animals. It is also useful as a molecular switch in plants 20 and in transgenic animals. The molecular switch is comprised of a modified steroid receptor which includes a natural steroid receptor DNA binding domain attached to a modified ligand binding domain on said receptor.

In specific embodiments of the molecular switch, the native DNA 25 binding domain in unmodified form is used and the ligand binding domain is modified to only bind a compound selected from the group consisting of non-natural ligands, anti-hormones and non-native ligands.

Specific examples of compounds which bind the ligand binding 3domain include 5-alpha-pregnane-3,2-dione; 11-(4-dimethylaminophenyl)- 17 -hydroxy-17 a-propinyl-4,9-estradiene-3-one; 11 dimethylaminophenyl)17a-hydroxy-17-(3-hydroxypropyl)-13a-methyl-4,9- o9 meh l4 9 gonadiene-3-one; 11 -(4-acetylphenyl)-17 -hydroxy-17a-(1-propinyl)-4,9.

estradiene-3-one; 11 -(4-dimethylaminophenyl)-17.hydroxy.17a-(3hydroxy-1(Z)-propenyl-estra-4,9-diene-3-one; (7 ,ll,17).11-(4dimethylaminophenyl)-7-methyl-4',5'.dihydrospiro[ester-4,9.diene- 17, 2 3 'H)-furan]-3.one; (110,14P,17a)-4',5'-dihydro-11-(4.

dimethylaminophenyl).[spiroestra-4,9-diene-17,2'(3'H)-furan]-3-one.

In preferred embodiments of the molecular switch, the modified steroid receptor has both the' ligand binding domain and DNA binding domain replaced. For example the natural DNA binding domain is replaced with a DNA binding domain selected from the group consisting of GAL-4 DNA, virus DNA binding site, insect DNA binding site and a non-mammalian DNA binding site.

In specific embodiments of the present invention the molecular switch can further include transactivation domains selected from the group consisting of VP-16, TAF-1, TAF-2, TAU-1 and TAU-2.

In a preferred embodiment the molecular switch has a modified progesterone receptor containing a modified ligand binding domain and a GAL-4 DNA binding domain. This molecular switch can also be enhanced by the addition of a TAF-1 or VP16 transactivation domain.

20 Additional embodiments of the present invention include a method for regulating the expression of a nucleic acid cassette in gene therapy.

The method includes the step of attaching the molecular switch to a nucleic acid cassette used in gene therapy. A sufficient dose of the nucleic acid cassette with the attached molecular switch is then be introduced into an animal or human to be treated. The molecular switch can then be upregulated or down-regulated by dosing the animal or human with a ligand which binds the modified binding site.

Other and further objects, features and advantages will be apparent from the following description of the presently preferred embodiments of the invention which are given for the purposes of disclosure when taken in conjunction with the accompanying drawings.

ii~ -8- BRIEF DESCRIPTION OF THE DRAWINGS Figure 1 shows the mutagenesis and screening strategy used in the present experiments.

Figures 2A, 2B 2C illustrate the functional and structural characterization of the -UP-1 mutant.

Figure 3 shows a western analysis of the mutant human progesterone receptor.

Figure 4 shows the transcriptional activity and hormone binding analysis of wild type and mutant human progesterone receptor constructs.

Figures 5A, 5B 5C show the specificity of transcriptional activity of the mutant human progesterone receptor.

Figure 6 depicts the transient transfection of mutant human progesterone human receptor into mammalian cells.

The drawings are not necessarily to scale. Certain features of the invention may be exaggerated in scale or shown in schematic form in the interest of clarity and conciseness.

DETAILED DESCRIPTION OF THE INVENTION It will be readily apparent to one skilled in the art that variods substitutions and modifications may be made to the invention disclosed 20 herein without departing from the scope and spirit of the invention.

Definitions: The term "steroid hormone receptor superfamily" as used herein refers to the superfamily of steroid receptors, some of which are known steroid receptors whose primary sequence suggests that they are related to each other. Representative examples of such receptors include the estrogen, progesterone, glucocorticoid-a, glucocorticoid-0, mineralocorticoid, androgen, thyroid hormone, retinoic acid, retinoid X, Vitamin D, COUP-TF, ecdysone, Nurr-1 and orphan receptors.

Receptors are composed of a DNA binding domain and a ligand binding domain. The DNA binding domain contains the receptor regulating sequence and binds DNA and the ligand binding domain binds the specific biological compound (ligand) to activate the receptor.

The term "orphan receptors" as used herein refers to a family of approximately twenty receptors whose primary amino acid sequence is closely related to the primary amino acid sequence of the steroid hormone receptor. They are called orphan receptors because no ligand has been identified which directly activates any of the members of this family.

"A and B forms of the progesterone receptor" are two distinct forms of the progesterone receptor that are derived from the same gene. The process for generation of the products may be alternate initiation of transcription, splicing differences or may relate to the promotor structure.

"Estrogen response element" is a synthetic or naturally occurring DNA sequence which, when placed into a heterologous promotor can confer estrogen responsiveness to that promotor in the presence of estrogen activated estrogen receptor.

The term "ligand" refers to any compound which activates the receptor, usually by interaction with (binding) the ligand binding domain of the receptor. However, ligand can also include compounds which activate the receptor without binding.

S. \20 "Agonist" is a compound which interacts with the steroid hormone S. receptor to promote a transcriptional response. Example estrogen is an agonist for the estrogen receptor, compounds which mimic estrogen would 0. be defined as steroid hormone receptor agonists.

o "Antagonist" is a compound which interacts with or binds to a steroid hormone receptor and blocks the activity of a receptor agonist.

The term "non-natural ligands" refer to compounds which are normally not found in animals or humans and which bind to the ligand binding domain of a receptor.

The term "anti-hormones" refers to compounds which are receptor antagonists. The anti-hormone is opposite in activity to a hormone.

The term "non-native ligands" refers to those ligands which are not naturally found in the specific organism (man or animal) in which gene therapy is contemplated. For example, certain insect hormones such as ecdysone are not found in humans. This is an example of a non-native hormone to the human or animal.

Examples of non-natural ligands, anti-hormones and non-native ligands include the following: 11-( 4 -dimethylaminophenyl)-170-hydroxy- 17a-propinyl-4,9-estradiene-3-one (RU38486 or Mifepestone); 11j-(4dimethylaminophenyl) -17-3hydroxyopropyl)-13a-methyl-4,9 gonadiene-3-one (ZK98299 or Onapristone); 110-( 4 -acetylpenyl)-170hydroxy-17 a-(l-propinyl)-4,9-estradiene-3-one (ZK112993); 11P-(4dimethylaminophenyl)-17 -hydroxy-17a-(3-hydroxy-1(Z)-propenyl-estra- 4, 9 -diene-3-one (ZK98734); (70,11,170)-11- l( 4 -dimethylamnophenyl)-7 methyl-4',5'-dihydrospiroester-4,9-diene-17,2'( 3 'H)-furan3-one (Org31806); (110,14,17 a 4 ',5'-diydro-11.(4-dimethylainophen) [spiroestra-4,9diene-17,2'(3'H).furan]3-one (Org31376); pregnane-3,2-dione.

The term "genetic material" as used herein refers to contiguous fragments of DNA or RNA. The genetic material which is introduced into targeted cells according to the methods described herein can be any DNA or RNA. For example, the nucleic acid can be: normally found in the targeted cells, normally found in targeted cells but not expressed at physiologically appropriate levels in targeted cells, normally found in targeted cells but not expressed at optimal levels in certain pathological conditions, novel fragments of genes normally expressed or not expressed in targeted cells, synthetic modifications of genes expressed or not expressed within targeted cells, any other DNA which may be modified for expression in targeted cells and any combination of the above.

3 The term "nucleic acid cassette" as used herein refers to the genetic material of interest which can express a protein, or a peptide, or RNA -1lafter it is incorporated transiently, permanently or episomally into a cell.

The nucleic acid cassette is positionally and sequentially oriented in a vector with other necessary elements such that the nucleic acid in the cassette can be transcribed and, when necessary, translated in the cells.

"Mutant" refers to an alteration of the primary sequence of a receptor such that it differs from the wild type or naturally occurring sequence. The mutant steroid hormone receptor protein as used in the present invention can be a mutant of any member of the steroid hormone receptor superfamily. For example, a steroid receptor can be mutated by deletion of amino acids on the carboxy terminal end of the protein.

Generally, a deletion of from about 1 to about 120 amino acids from the carboxy terminal end of the protein provides a mutant useful in the present invention. A person having ordinary skill in this art will recognize, however, that a shorter deletion of carboxy terminal amino acids will be necessary to create useful mutants of certain steroid hormone receptor proteins. For example, a mutant of the progesterone receptor protein will contain a carboxy terminal amino acid deletion of from about 1 to about 60 amino acids. In a preferred embodiment 42 carboxy terminal amino acids are-deleted from the progesterone receptor protein.

"Null mutation" is a genetic lesion to a gene locus that totally inactivates the gene product.

The term "plasmid" as used herein refers to a construction comprised of extrachromosomal genetic material, usually of a circular "duplex of DNA which can replicate independently of chromosomal

DNA.

25 Plasmids are used in gene transfer as vectors. Plasmids which are helpful in the present invention include plasmids selected from the group consisting of UP-i, YEphPR-A879, YEphPR-A891, YEphPR-B891, S "YEphPR-B879, phPR-A879, phPR-A891, phPR-B879 and phPR-B891.

The term "vector" as used herein refers to a construction comprised of genetic material designed to direct transformation of a targeted cell. A vector contains multiple genetic elements positionally and sequentially 0 ftI -12oriented with other necessary elements such that the nucleic acid in a nucleic acid cassette can be transcribed and when necessary translated in the transfected cells. In the present invention the preferred vector comprises the following elements linked sequentially at appropriate distance for allowing functional expression: a promoter; a 5' mRNA leader sequence; an initiation site; a nucleic acid cassette containing the sequence to be expressed; a 3' untranslated region; and a polyadenylation signal.

As used herein the term "expression vector" refers to a DNA plasmid that contains all of the information necessary to produce a recombinant protein in a heterologous cell.

The term "vehicle" as used herein refers to non-genetic material combined with the vector in a solution or suspension which enhances the uptake, stability and expression of genetic material into targeted cells.

Examples of a vehicle include: sucrose, protamine, polybrene, spermidine, polylysine, other polycations, proteins, CaPO, precipitates, soluble and insoluble particles, or matrices for slow release of genetic material. The proteins may be selected from the group including lactoferrin, histone, natural or synthetic DNA binding proteins, natural or synthetic

DNA

binding compounds, viral proteins, non-viral proteins or any combinations of these. In addition, vehicles may be comprised of synthetic compounds which bind both to DNA and function as ligands for normal receptors on targeted cells.

The term "transformed" as used herein refers to transient, stable or 25 persistent changes in the characteristics (expressed phenotype) of a cell by the mechanism of gene transfer. Genetic material is introduced into a cell in a form where it expresses a specific gene product or alters the expression or effect of endogenous gene products. One skilled in the art readily recognizes that the nucleic acid cassette can be introduced into the cells by a variety of procedures, including transfection and transduction.

-13- The term "transfection" as used herein refers to the process of introducing a DNA expression vector into a cell. Various methods of transfection are possible including microinjection, CaPO, precipitation, liposome fusion lipofection) or use of a gene gun.

The term "transduction" as used herein refers to the process of introducing recombinant virus into a cell by infecting the cell with a virus particle. In the present invention, the recombinant virus contains a nucleic acid cassette.

The term "transient" as used herein relates to the introduction of genetic material into a cell to express specific proteins, peptides, or RNA, etc. The introduced genetic material is not integrated into the host cell genome or replicated and is accordingly eliminated from the cell over a period of time.

The term "stable" as used herein refers to the introduction of genetic material into the chromosome of the targeted cell where it integrates and becomes a permanent component of the genetic material in that cell. Gene expression after stable transduction can permanently alter the characteristics of the cell leading to stable transformation.

The term "persistent" as used herein refers to the introduction of genes into the cell together with genetic elements which enable episomal (extrachromosomal) replication. This can lead to apparently stable transformation of the characteristics of the cell without the integration of the novel genetic material into the chromosome of the host cell.

The term "pharmacological dose" as used herein with a 25 vector/molecular switch complex refers to a dose of vector and level of gene expression resulting from the action of the promoter on the nucleic acid cassette when introduced into the appropriate cell type which will produce sufficient protein, polypeptide, or antisense RNA to either increase the level of protein production, decrease or stop the 30 production of a protein, inhibit the action of a protein, inhibit proliferation or accumulation of specific cell types, or induce -14proliferation or accumulation of specific cell types. The dose will depend on the protein be in g exp ressed, the -promoter, uptake and action of the protein RNA. Given any set of parameters, one skilled in the art will be able to determine the dose.

The term "pharmacological dose" t as used herein with a ligand refers to a dose of ligand, sufficient to cause either up-regulation or downregulation of the nucleic acid cassette. Thus, there will be a sufficient level of ligand such that it will bind with the receptor in the appropriate cells in order to regulate the nucleic acid cassette. The specific dose of any ligand will depend on the characteristics of the ligand entering the cell, binding to the receptor and then binding to the DNA and the amount of protein being expressed and the amount of up-regulation or downregulation needed.- Given any set of parameters, one skilled in the art will be able to determine the appropriate dose for any given receptor being used as a molecular switch.

"Plasmid activity" is a phenotypic consequence that relates specifically to introduction of a plasmid into an assay system.

"Transcriptional activity" is a relative measure of the degree of RNA polyinerase activity at a particular promotor.

"Receptor activity" is a phenotypic consequence that relates specifically to introduction of a receptor into an assay system.

The present invention provides mutant steroid hormone receptor proteins. These mutated steroid hormone receptor proteins are capable of distinguishing, and are useful in: methods of distinguishing a steroid hormone receptor antagonist from a steroid hormone receptor agonist.

present invention further provides plasinids containing mutated steroid hormone receptor proteins. Plasmids of the present invention may contain mutant proteins of any of the hormones in the steroid hormone receptor superfamily.

The present invention also provides transfected cells containing *S.Splasmids having mutated steroid hormone receptor proteins inserted St Si 99

S

t

E

therein. Useful cells for transfection include yeast, mammalian and insect cells.

In a specific embodiment, the yeast is Saccharomyces cereuisiae. In a specific embodiment the mammalian cell is .selected from the group consisting of HeLa,.CV-1, COSM6, HepG2, CHO and Ros 17.2. In a specific embodiment the insect cells are usually selected from the group consisting of SF9, drosophilia, butterfly and bee.

The present invention also provides stable cell lines transformed with the plasmids of the present invention.

The plasmids and transfected cells of the present invention are useful in methods of determining whether a compound has antagonist or agonist activity at a steroid hormone receptor. This method comprises contacting a compound of interest with a transfected cell of the present invention. If the compound induces transcription, it has a steroid hormone receptor antagonist. If no transcription is induced, the compound may be a steroid hormone receptor agonist.

The present invention also provides a method of determining an endogenous ligand for a steroid hormone receptor protein. This method comprises initially contacting a compound with a transfected cell of the present invention. Subsequently, the transcription level induced by the compound is measured. The higher the transcription level the more strongly the indication that the compound is an endogenous ligand of the specific receptor being tested.

In addition, the present invention provides endogenous ligands for 25 steroid hormone receptor proteins. An endogenous ligand for a steroid hormone receptor protein is capable of stimulating transcription when in the presence of a transfected cell of the present invention. The .endogenous ligand binds to the mutated steroid receptor of the present invention and stimulates transcription in cells containing the mutated 30 receptor.

-16- Another alternative embodiment of the present invention is a molecular switch for regulating expression of a heterologous nucleic acid sequence in gene therapy.

In a preferred embodiment of the present invention, the molecular switch for regulating expression of a heterologous nucleic acid cassette in gene therapy, comprises a modified steroid receptor which includes a natural steroid receptor DNA binding domain attached to a modified ligand binding domain. In the preferred embodiment of the molecular switch the modified binding domain usually binds only ligand compounds which are non-natural ligands, anti-hormones or non-native ligands. One skilled in the art readily recognizes that the modified ligand binding domain may bind native ligands, but there is insignificant binding and thus very little, if any, regulation.

In a preferred embodiment, the modified steroid receptor is a progesterone receptor with the DNA binding domain replaced with a DNA binding domain selected from the group consisting of GAL-4 DNA, virus DNA binding site, insect DNA binding site and a non-mammalian DNA binding site.

The molecular switch can be further modified by the addition of a transactivation domain. The transactivation domains which are usually used include VP-16, TAF-1, TAF-2, TAU-1 and TAU-2. One skilled in the art will readily recognize that a variety of other transactivation domains are available.

In a preferred embodiment the progesterone receptor has the modified ligand binding domain GAL-4 DNA binding domain and a transactivation domain such as TAF-1.

In a further embodiment, the progesterone receptor has the ligand binding domain replaced with an ecdysone binding domain. Again, the function of this molecular switch can be enhanced by adding a TAF-1 transactivation domain.

One skilled in the art will readily recognize the molecular switch can be made tissue specific by selecting the appropriate transactivation domains, ligand binding domains and DNA binding domains. In particular, one skilled in the art readily recognizes that by adding a transactivation domain which is specific to a given tissue, the molecular switch will only work in that tissue. Also, the addition of a tissue-specific cis-element to the target gene will aid in providing tissue-specific expression.

The present invention also envisions a method of regulating gene expression of a nucleic acid cassette in gene therapy. This method comprises the step of attaching the molecular switch to a nucleic acid cassette used in gene therapy. In the preferred embodiment, the nucleic acid sequence which is expressed is heterologous. The combined nucleic acid cassette/molecular switch is then administered in a pharmacological dose to an animal or human to be treated or to a transgenic animal or to a plant.

One skilled in the art readily appreciates that the combined nucleic acid cassette/molecular switch can be introduced into the cell in a variety of -ways both in vivo dnd ex vivo. The introduction can be by transfectio n or transduction. After the nucleic acid cassette/molecular switch is introduced into the cell, the cassette in the resultant transformed cell can be either up-regulated (turned on) -or down-regulated (turned off) by 0 introducing to the animal or human a pharmacological dose of a ligand which binds the modified ligand binding site.

In one embodiment of the present invention there is a -method for regulating nucleic acid cassette expression in gene therapy comprising the step of linking a molecular switch to a nucleic acid cassette. This molecular switch/nucleic acid cassette is introduced into a cell to form a transformed cell. The tranisformed cell is then inserted in a ~30 pharmacological dose into a human or animal for gene teay I I 9 -18- In another embodiment the molecular switch/nucleic acid cassette is directly injected into a targeted cell in vivo for gene therapy.

For example, in the treatment of senile dementia or Parkinson's disease, the nucleic acid cassette within the nucleic acid cassette contains a growth factor, hormone or neurotransmitter and the cell is a brain cell.

In a preferred embodiment the naked brain cell containing the cassette can be encapsulated in a p erm.e able structure. The naked brain cell or the permeable structure containing the brain cell is then inserted into the animal or human to be treated. The permeable structure is capable of allowing the in/out passage of activators of the molecular switch and growth factors but prevents the passage of attack cells that would interact with and damage the implanted brain cells. In the preferred embodiment it is important to encapsulate the brain cells, since introduction of naked brain cells often results in attack by the body's defense system and the destruction of these cells. One skilled in the art recognizes that a variety of encapsulation procedures and structures are available in the art.

In the treatment of senile dementia or Parkinson's disease, it is found that the molecular switch in the preferred embodiment includes a progesterone receptor with the modified ligand binding domain replaced attached to a GALr4 DNA. -A growth factor is produced in the transformed cell by giving a pharmacological dose of an appropriate ligand to turn the molecular switch on (up-regulation) to the animal or human to be treated. For example, an anti-progesterone such as RU38486 can be given. The amount of growth factor produced is proportional to the dose of ligand given. One skilled in the art will be able to determin-e a pharmacological dose depending on the molecular switch used and the ligand used.

Another embodiment of the present invention employs a dual 9 system of agonist/antagonist pairs. In this system a custom up-regulation ligand is chosen and the desired receptor mutation or modified receptors are made. Then a second round of ligand screening and mutation is .9 9* 9 9

P.

-19performed to develop a receptor which also binds a specific, selective down-regulator ligand. In the preferred embodiment the ligands share a normal metabolic clearance pathway of the host's endogenous ligands, thereby avoiding problems of toxicity and long half-life. In the screening process either yeast, animal or insect cells can be used. In the preferred embodiment yeast cells are used.

In addition to selecting transactivation elements and receptors for tissue specificity, one skilled in the art also recognizes that tissue specificity can be achieved with specific ligands. For example, ligands can be chosen which act only in certain tissues due to requirements for terminal conversion to active metabolites. A synthetic androgen which binds a transfected androgen receptor is made. This androgen, however, requires metabolism to the 5-alpha reduced form to be active. In this manner only classical androgen end-organs are able to metabolize the new ligand to its proper chemical form. Other cells of the body lacking the alpha reductase will not activate the transgene via this compound.

Alternatively, a ligand which is active only when it is not further metabolized to the 5-alpha reduced form is used. In this case, the ligand would be active only in classical androgen end-organ cells. Since reductase inhibitors are currently available therapeutic agents, they can be used in conjunction with the present invention to allow complete shutdown or complete activation of the receptor bypassing the ligand route if some sort of emergency required that approach.

Side chains are usually tolerated at certain positions on ligands of the receptor superfamily. For example, the 7-alpha position of certain ligands, such as estradiol and progesterone, can be attached to sidechains and the ligands will still bind to receptors. Suitable sidechains can be used to either increase or restrict solubility, membrane transfer or target organ accessibility. Thus, even specific ligands can be made to show tissue preference. For example, the synthetic steroid R5020 (17a, 21-dimethyl- 19-Nor-pregn-4,9-diene-3,20-dione) does not enter tissue culture cells at 9 99 9e 9 9 low temperatures at which progesterone enters freely. One skilled in the art readily recognizes that other modifications can be made to ligands to tailor their use as up- or down-regulating agents in the present invention.

The following samples are offered by way of illustration and are not intended to limit the invention in any way.

EXAMPLE 1 The homogenization buffer for hormone binding assays contained mM Tris-HCl, 1.5 mM EDTA, 1 mM dithiothreitol, pH 7.4 (TESH buffer). The homogenization buffer for Western analysis of receptor contained 10 mM Tris-HCI, 2 mM EDTA, 45 mM dithiothreitol, glycerol and 300 mM NaCI (TEDG salts).

Yeast strain The Saccharomyces cerevisiae strain BJ3505 (MATa, pep4:HIS3, prbl-A1.6R, his3A200, lys2-801, trpl-Al01, ura3-52, gal2, (CUPl)) was used (Yeast Genetic Stock Center, Berkeley, CA). All yeast transformations were carried out following the lithium acetate transformation protocol (Ito, et al., J. Bacteriol. 153:163-168, 1983).

The PCR reactions were carried out using YEphPR-B DNA template (a YEp52AGSA-derived yeast expression plasmid containing the cDNA of hPR form-B (Misrahi, et al., Biochem. Bioph. Res. Comm.

143:740-748, 1987) inserted downstream of the yeast methallothionein- CUP1 promoter) and using three different sets of primers. In order to decrease the fidelity of the second strand polymerization reaction, buffer conditions of 1.5 mM MgCl,, 0.1 mM dNTPs and pH 8.2 were used. About 25 2000 primary transformants were obtained from each region-specific library.

9* 9 V If. -21- EXAMPLE 2 Yeast Mutant Screening Colonies of each library of hPR molecules mutated in specific subregions were pooled, large amounts of DNA were prepared and used to transform yeast cells carrying the reporter plasmid YRpPC3GS+, which contains two GRE/PRE elements upstream of the CYC1 promoter linked to the Lac-Z gene of E. coli (Mak, et al., J. Biol, Chem. 265:20085-20086, 1989). The transformed cells were plated on 1.5% agar plates containing 2% glucose, 0.5% casamino acids stock solution of casamino acids is always autoclaved before use to destroy tryptophan), 6.7 gf yeast nitrogen base (without amino acids) and 100 pM CuSO4 (CAA/Cu plates) and grown for 2 days at 30°C. These colonies were then replica-plated on CAA/Cu plates containing 0.16 g/l of 5-bromo-4-chloro-3-indolyl-O-Dgalactoside (X-Gal, an indicator of P-galactosidase activity) with or without the hormones as indicated in Fig. 1 and allowed to grow for one day at C, then two days at room temperature in the dark.

EXAMPLE 3 Growth of Yeast Culture for in vitro Assay Saccharomyces cerevisiae cells containing YEphPRB and the reporter plasmid were grown overnight at 30°C in minimal media containing 2% glucose. The cells were subcultured in fresh medium and allowed to grow until early mid-log phase Induction of receptor was initiated by the addition of 100 iM copper sulfate to the culture. Cells were harvested by centrifugation at 1,500 xg for 10 minutes and resuspended in the appropriate buffer. This and all subsequent steps of analysis of the yeast extracts were done at 4°C.

S. -22- EXAMPLE 4 Transcription Assay Yeast cells containing the reporter and expression plasmids were grown overnight as described above in Example 3 in the presence of 100 IM copper sulfate. When the cell density reached 1.0, hormones were added to the cultures. After a 4 hour incubation, yeast extracts were prepared and assayed for P-galactosidase activity as described previously (Miller, J. M. Miller ed., 352-355, 1972).

Generally, reporters useful in the present invention are any which allow for appropriate measurement of transcription levels. Preferable reporter systems include reporter vectors comprised of the yeast iso-1cytochrome C proximal promoter element fused to a structural gene, wherein said structural gene is selected from the group consisting of 0galactosidase, galactokinase and URA3. More preferably, the vector is comprised of an insertion site for a receptor response element. The vectors which include p-galactokinase as an indicator of transcriptional activity are derived from the parent vector PC2 while the vectors which include galactokinase are derived from YCpR1 vector. Preferably, the structural genes originate from E. coli.

EXAMPLE OQO6W@Q QWestern Immunoblotting, Yeast cells were grown as described in Example 4 for the transcription assay. Yeast extracts for Western blot analysis were prepared by resuspending the cell pellet in TEDG+salts. The cell ""25 suspension was mixed with an equal volume of glass beads and disrupted by vortexing in a microcentrifuge tube. The homogenate was centrifuged at 12,000 x g for 10 minutes. The supernatant was collected and the protein concentration was estimated using bovine serum albumin as standard. Yeast extracts were resolved on a 0.1% sodium dodecyl sulfate- 30 7% polyacrylamide gel and transferred to immobilon membrane as -23described previously (McDonnell, et al.,Mol. Cell. Biol. 9:3517-3523, 1989).

Solid phase radioimmunoassay was performed using a monoclonal antibody (JZB39) directed against the N-terminal domain of A and B forms of hPR.

EXAMPLE 6 Hormone Binding Competition Assays Induction of PR synthesis was initiated by the addition of 100 gM CuSO, to the culture and incubation was continued for 6 hours. The cell pellet was resuspended in TESH buffer containing 1 ilg/ml leupeptin, tg/ml PMSF and 10 pg/ml pepstatin. The cell suspension was mixed with an equal volume of glass beads (0.5 mm; B. Braun Instruments) and disrupted by vortexing in a microcentrifuge tube. The homogenate was centrifuged at 12,000 x g for 10 minutes and the supernatant was further centrifuged at 100,000 x g for 30 minutes to obtain a cytosol fraction.

Diluted yeast extracts (200 pl) containing 100 gg of total protein were incubated overnight at 4'C with 3 H]ligand in the absence (total binding) or presence (non-specific binding) of a 100-fold excess of unlabelled ligand.

:Bound and free steroids were separated by addition of 500 tL of dextrancoated charcoal suspension Norit A, 0.05% dextran, 10 mM Tris 20 HCI, pH 7.4 and 1 mM EDTA). Specific binding was determined by subtracting nonspecific from total binding. Scatchard analysis was carried S. out as described previously by Mak, et al., J. Biol. Chem. 264:21613:21618 (1989).

EXAMPLE 7 Site-directed mutagenesis Mutants YEphPR-B879 and YEphPR-B891 were prepared following the procedure described by Dobson, et al., J. Biol. Chem. 264:4207-4211 (1989). CJ236 cells were infected with mpPR90 (an M13 plasmid containing hPR cDNA), The resulting uridine-containing single-stranded -24- DNA was annealed to 20-mer oligonucleotides containing a TGA stop codon corresponding to amino acids 880 and 892, respectively.

EXAMPLE 8 Construction of Mammalian Expression Vectors The mammalian expression vector phPR-B contains the enhancer sequence upstream of the human growth hormone promoter linked to the hPR-B cDNA. This vector was digested with Sail and EcoRL. The 6.1kb fragment (containing the vector sequences and the kb of the hPR) was gel-purified and ligated to the 2.1 kb fragment of YEphPR-B891 (containing the 3'-end of the receptor). previously cut with Sall and EcoRL. The resulting plasmid, phPR-B891, encodes a 42 amino acid truncated version of hPR form B.

EXAMPLE 9 Mammalian Cell Transient Transfections and CAT-Assavs Five Lg of chloramphenicol acetyltransferase (CAT) reporter plasmid, containing two copies of a PRE/GRE from the tyrosine amino transferase gene linked to the thymidine kinase promoter (PRETKCAT), were used in transient cotransfection experiments together with 5 ig of wild type or mutant receptor DNAs. Transient cotransfections and CAT- 20 assays were performed as described by Tsai, et al., Cell 57:443-448 (1989).

EXAMPLE Mutagenesis of the hormone binding domain of hPR-B In order to characterize amino acids within the hPR HBD which are critical for ligand binding and hormone-dependent transactivation, 25 libraries of mutated hPR molecules were created and the mutants o. introduced into a reconstituted progesterone-responsive transcription system in yeast. This system allowed the screening of large numbers of mutant clones and the direct, visual identification of phenotypes, f i Unique restriction sites for Nael, AvrII and EcoNI were created in the cDNA of hPR, obtaining three cassettes of 396, 209 and 400 nucleotides (regions 1, 2 and 3, respectively). For PCR mutagenesis three sets of primers (16 7 for region 1, 5 4 for region 2 and 6 13 for region 3) were used in the polymerization reaction using YEphPR-B as DNA template. The fragments obtained after PCR were digested with the appropriate enzymes, gel-purified and ligated into the parental plasmid YEphPR-B. Ligation mixes were used to transform bacterial cells and to obtain libraries of hPR molecules randomly point-mutated in the HBD.

5 pg of DNA were used from each library to transform yeast cells carrying the reporter plasmid YRpPC3GS+ and transformants were selected for tryptophan and uracil auxotrophy on CAA plates containing 100 pM CuSO 4 These were then replicated on CAA plates containing the hormones. The screening for "up-mutations" allowed identification of receptor mutants with hormone-independent transcriptional activity, or increased affinity for the ligand (these clones should remain blue when grown with 100-fold less hormone), or with an altered response to RU38486 or a glucocorticoid analogue. In the "down-mutation" screening, receptor mutants that were transcriptionally inactive in the presence of 20 the ligand were detected.

Because of the nature of the method used to generate the mutated S. DNA templates, it was necessary, firstly, to determine the quality of the libraries obtained. This was assessed by estimating the number of nullmutations generated by mutagenesis. We estimated the frequency of 25 occurrence of transcriptionally inactive receptors (white colonies) compared to the total number of colonies. This frequency was about 7%.

The primary transformants were replica-plated onto plates containing the antiprogestin RU38486. The wild type receptor is not S' activated by this hormone (Fig. Using this screening strategy, a single colony was identified that displayed considerable transcriptional activity in response to the antihormone. Interestingly, the same colony did not -26display transcriptional activity when replica-plated in the presence of progesterone. The colony was purified and the phenotype was confirmed.

Eviction of the expression vector from the clone, followed by reintroduction of the unmutated receptor, demonstrated that the phenotype was indeed related to the expression vector and was not the result of a secondary mutation. In addition, the mutated plasmid called UP-i, was rescued from yeast by passage through E.coli (as described in Ward, Nuci. Acids Res. 18:5319 (1990) and purified. This DNA was then reintroduced into yeast that contained only the reporter plasmid. As expected, the mutant phenotype was stable and related directly to the receptor expression plasmid.

Characterization of the UP-i mutant The plate assays used to identify the receptor mutants are qualitative in nature. To further characterize the properties of UP-i, the activity of the receptor mutants was compared with that of the wild type receptor in a transcription assay. In this method, yeast cells transformed with either the wild type or the mnutant receptor and a progesterone responsive reporter w ere grown overnight in the presence of 100pM :20 CtiS0 4 When the cells had reached an of 1.0, they were supplemented with progesterone or RUJ38486 and harvested by centrifugation after four hours. The Il-galactosidase activity in the cell cytosol was then measured.

With reference to Figure 2A, when assayed with the wild type receptor, 1 p.M RU38486 is a weak inducer of transcription, whereas progesterone caused a greater than 60-fold induction of transcription at 1 pM. In Figure 2B however, this situation was reversed when the mutant was analyzed. In this case, RU38486 was an extremely potent activator, whereas progesterone was ineffective. interestingly, the activity S S30 achieved by the mutant in the presence of R.U38486 was of the same order -27of magnitude as that of the wild type assayed in the presence of progesterone. This reversal in specificity clearly indicates that the mechanism by which these ligands interact with the receptor is basically different.

Figure 2C shows the DNA and amino acid sequences of the wild type and mutant DNAs. The cytosine at position 2636 was missing in the mutant DNA, therefore, a shifted reading frame was created and a stop codon was generated 36 nucleotides downstream of the C-2636 deletion.

A schematic structure of the wild type and UP-1 receptors is also presented with a depiction of the 12 C-terminal amino acids unique to the mutant receptor. Conserved and structurally similar amino acids are marked by an apostrophe and asterisk, respectively.

DNA sequence analysis of UP-1 identified a single nucleotide deletion at base 2636 (Fig. 2C). This mutation results in a shift of the reading frame which generates a stop codon 36 nucleotides downstream.

As a result, the wild type receptor is truncated by 54 authentic amino acids and 12 novel amino acids are added at the C-terminus.

EXAMPLE 12 Western Analysis of the Mutant Human Progesterone Receptor 20 Figure 3 shows a western analysis of mutant hPR. Yeast cells carrying the reporter plasmid and wild type (yhPR-B_ or mutant (UP-1) hPR were grown overnight in CAA medium with (lanes 3 to 5 and 7 to 9) or without (lanes 2 and 6) 100 pM CuSO 4 1 gM progesterone or 1 iM RU38486 were added as indicated and cells were grown for another 4 25 hours. Yeast extracts were prepared as described above. 50 tg of protein extract were run on a 0.1% SDS-7% polyacrylamide gel. 50 gg of a T47D nuclear extract containing the A and B forms of hPR were also loaded (lane 1) as a positive control. The positions of molecular weight markers are indicated.

-28- A Western immunoblot analysis of UP-I and wild type receptors was performed in order to verify that the mutant receptor was synthesized as predicted from its DNA sequence and to eliminate the possibility that some major degradation products were responsible for the mutant phenotype. As shown in Fig. 3, the mutant receptor migrated faster in the gel, confirming the molecular weight predicted by DNA sequencing. The wild type receptor (yhPR-B) ran as a 114 kDa protein, while the mutant receptor was 5kDa smaller (compare lanes 2 and 3 with 6 and The addition of 100tLM CuSO 4 to the cell cultures increased synthesis of both the wild type and mutant hPR to the same extent. No major degradation products were detected. In the presence of progesterone and RU38486, yhPR-B bands were upshifted due to hormone-induced phosphorylation of the receptor. In contrast, RU38486 induced upshifting of wild type PR to a lesser extent (lanes 4 and For the UP-i mutant this hormonedependent upshifting was seen upon treatment with RU38486 (lanes 8 and Thus, the C-terminus of PR may be responsible for the inactivity of RU38486. Consequently, removal of this sequence would enable RU38486 to become an agonist.

EXAMPLE 13 20 Hormone binding analysis Figure 4 shows the transcriptional activity and hormone binding analysis of wild type and mutant hPR constructs. hPR constructs are reported to the left side together with a schematic representation of the receptor molecules. Yeast cells were grown in the presence of 100 IiM CuSO. Transcriptional analysis was done as described above.

Experiments were done in triplicate and transcriptional activities were normalized with respect to protein. Hormone binding assays were *--.performed in the presence of 20 nM progesterone or 20 nM RU38486.

SO SO -29- A saturation binding analysis of the UP-! mutant receptor was performed in order to determine if its affinity for RU38486 and progesterone was altered. Scatchard analysis of the binding data demonstrated that both the wild type and mutant receptors had a similar affinity for RU38486 of 4 and 3 nM, respectively. As seen in Figure 4, the mutant receptor molecule had lost the ability to bind progesterone. Thus, the amino acid contacts for progesterone and RU38486 with hPR are different.

Generation of deletion-mutants of -hPR-B As shown in Fig. 2C, DNA sequencing revealed that the frarneshift mutation in the UP-i clone created a double mutation in the receptor protein. That is, a modified C-terminal amino acid sequence and a 42 amino acid truncation. In order to identify which mutation was ultimately responsible for the observed phenotype, two new receptor mutants were constructed in vitro- YEphPR-B879, containing a stop codon corresponding to amino acid 880, and YEphPR-B891, containing a stop codon at amino acid 892. Hormone binding data (see Fig.4) demonstrated that both of these truncated receptors could bind RU38486 but not progesterone.

When examined in vivo, both mutant receptors activated transcription in the presence of RU38486 to levels comparable to those of the mutant UP-i generated in yeast. As expected, both mutants were inactive in the 4 presence of progesterone. Thus, the observed phenotype was not due to second site mutations in the UP-i molecule. Also, 12 additional amino 9 *9 acids, from 880 to 891, were not responsible for the mutant activity. In addition, it is clear the C-terminal 42 amino acids are required for progesterone to bind to the receptor while the last 54 amino acids are unnecessary for RU38486 binding. Thus, the antagonist is contacting different amino acids in the native receptor molecule and may induce a distinct receptor conformation relative to agonists.

EXAMPLE 14 Steroid specificity for activation of transcription of the UP-1 mutant Figure 5 shows the specificity of the transcriptional activity of the mutant hPR. In panel wild type and UP-1 mutant receptor transcriptional activities were assayed in the presence of different concentrations of progesterone, RU38486, Org31806 and Org31376 as indicated.

A transcription assay was performed using two synthetic antagonists, Org31806 and Org31376, which are potent antiprogestins.

As shown in Fig. 5A, the mutant receptor was activated by both of these compounds. The curve of the concentration-dependent activity was similar to that obtained with RU38486, suggesting that the affinity of these two antagonists for the mutant receptor is similar to that of RU38486. When assayed with the wild type receptor, these compounds had minimal transcriptional activity and behaved like partial agonists (3-10% of progesterone activity) only at concentrations of 1 tiM, as does RU38486.

Thus, the inhibitory effect of the C-terminus of hPR extends to other receptor antagonists.

In panel transcriptional activities of wild type and UP-1 mutant 20 receptors were assayed in the presence of 1 pM progesterone RU38486 R5020 dexamethasone cortisol estradiol tamoxifen (TX) or nafoxidine (see Fig.5B). The synthetic agonist R5020 had no effect on the UP-1 mutant, suggesting that agonists, such as progesterone and R5020, require the C-terminus of the native receptor 25 for binding and consequently fail to recognize the truncated UP-i receptor. Other steroids known to enter yeast cells, such as estradiol, the antiestrogens tamoxifen and nafoxidine, dexamethasone and cortisol, might possibly activate the mutated receptor. All steroids tested were found to be inactive with either the wild type or mutant receptor. Thus, the activation of the mutant receptor is specific to antiprogestins.

9 EXAMPLE Transcriptional activity of mutant receptors inammammalian cells Figure 6 shows the transient transfection of mutant hPR into mammalian cells. In panel HeLa cells were transiently transfected with phPR-B and pHPR-B891 receptors together with PRETKCAT receptor plasmid using the polybrene method of transfection as described (Tsai, et al. 1989). Cells were grown with or without 100 nM progesterone or RU38486 for 48 hours prior to harvesting. CAT assays were performed as described above. In panel CV-1 cells were transiently transfected as in With reference to Figure 6, mutant receptor activity was assayed in both human endometrial HeLa cells and monkey kidney CV-1 fibroblasts.

A mutant, phPR-891, was constructed by replacing the full-length PR insert of phPR-B vector with the truncated PR cDNA of YEphPR-B891.

The resulting receptor mutant, phPR-B891, is a 42 amino acid truncation ofhPR-B form. Mutant 891 and wild type receptors were transfected into HeLa cells together with the PRETKCAT reporter plasmid, which contains two copies of a GRE/PRE element.

As expected, wild type PR activated transcription of the CAT gene reporter in the presence of 10 7 M progesterone (Fig. 6A). Although basal transcription level was high, a 3- to 4-fold induction of transcription was detected when progesterone was added to the media. In contrast, no induction occurred in the presence of RU38486. The high basal level of transcription detected in these experiments may mask or alter an RU38486 effect on wild type hPR.

On the other hand, an induction of CAT activity was observed when the 891 mutant was incubated in the presence of 10"M RU38486 (Fig. 6A).

The same concentration of progesterone had no activity.

.Cell-type specific factors can influence the activity of the transactivating domains of steroid receptors. In order to evaluate this possibility, wild type and mutant receptors were transfected into CV-1 -32cells. Similar results vere obtained, progesterone activated the wild type receptor while RU38486 activated 891 mutant receptor (Fig. 6B).

The protein synthesized from phPR-B891 plasmid was of the correct molecular weight in mammalian cells. The mutant receptor was transfected into COSM6 cells. Western analysis on cell extracts showed that the 891 mutant was synthesized, as expected, as a protein of 109 kDa, which corresponds to a protein 42 amino acids shorter than the wild type hPR. Thus, RU38486 acts as an agonist of the truncated B-receptor in a yeast reconstituted system and also in mammalian cells. The mechanism of transactivation does not require the C-terminal tail of the mutant receptor and is conserved between the three species tested.

EXAMPLE 16 Chicken progesterone Chicken and mammalian progesterone are readily available and both function by binding to the same DNA regulatory sequence. Chicken progesterone, however, binds a different spectrum of ligands, possessing different affinities from those interacting with human progesterone. Thus, the chicken progesterone can be used as a transgene regulator in humans.

S Further, it can be used to screen for specific ligands which activate 20 chicken progesterone but not endogenous human progesterone. An example of a ligand is 5-alpha-pregnane-3,20-dione (dihydroprogesterone) *too which binds extremely well to chicken progesterone but does not bind or 9 binds very poorly to human progesterone.

Although the unmodified chicken progesterone is already endowed with a different spectrum of ligand affinity from the human or other mammals and can be used in its native form, it is important to try to select additional mutated progesterones to create a more efficacious receptor. The differences in chicken and human progesterone receptors are due to a few amino acid differences. Thus, other mutations could be 30 artificially introduced. These mutations would enhance the receptor differences. Screening receptor mutations for ligand efficacy produces a variety of receptors in which alterations of affinity occur. The initial screening of progesterone mutants was carried out using intermediate levels of ligands. One mutant had lost progesterone affinity entirely, but bound a synthetic ligand RU38486 with nearly wild-type efficiency.

RU38486 is normally considered an antagonist of progesterone function, but had become an agonist when tested using this specific mutant.

Because the ligand is synthetic, it does not represent a compound likely to be found in the humans or animals to be treated with gene therapy.

Although RU38486 works as an agonist in this case, it is not ideal because of its potential side effects as an anti-glucocorticoid. Further, it also binds to the wild-type human progesterone. Thus it has the undesirable side effect of reproductive and endocrine disfunction.

This approach is not limited to the progesterone receptor, since it is believed that all of the ligand activated transcription factors act through similar mechanisms. One skilled in the art recognizes that similar screening of other members of the steroid superfamily will provide a variety of molecular switches. For example, the compound 1,25-dihydroxy- Vitamin D, activates the Vitamin D receptor but the compound 24,25dihydroxy-Vitamin D does not. Mutants of the Vitamin D receptor can be S--produced which are up-regulated when bound to 2 4, 2 D, but which no longer up-regulates when bound to 1,25-D, One skilled in the art recognizes that the ligands are designed to be physiologically tolerated, easily cleared, non-toxic and have specific effects 25 upon the transgene system rather than the entire organism.

*4*t EXAMLE 17 TransgeniAnimals A molecular switch can be used in the production of transgenic animals. A variety of procedures are known for making transgenic animals, including that described in Leder and Stewart, U.S. Patent No.

4,736,866 issued April 12, 1988 and Palmiter and Bannister Annual -34- Review of Genetics, v. 20, pp. 465-499. For example,. the UP-1 molecular switch can be combined with the nucleic acid cassette containing recombinant gene to be expressed. For example, lactoferrin can be placed under the control of a basal thymidine kinase promoter into which has been placed progesterone responsive elements. This vector is introduced into the animal germ lines, along with the vector constitutively expressing the UP-1 receptor. The two vectors can also be combined into one vector.

The expression of the recombinant gene in the transgenic animal is turned on or off by administering a pharmacological dose of RU 38486 to the trans genic animal. This hormone serves to specifically activate transcription of the transgene. The dose can be adjusted to regulate the level of expression. Onie skilled in the art will readily recognize that this protocol can be used for a variety of genes and, thus, it is useful in the regulation of temporal expression of any given gene product in transgenic animals.

EXAPLE8 Plants In this instance, an UP-i molecular switch can be attached to the nucleic acid cassette containing the gene or recombinant gene to be *20 expressed. For example, the gene for A9 desaturase can be placed under the control of a basal 3-phosphoglycerate promoter into which has been placed one or more copies of the progesterone response elements. This vector is then introduced into the plant germ line, along with a vector s* ****constitutively expressing the UP-i receptor. Again, these two vectors can be combined into one vector. At the required time for expression of the nucleic acid cassette, a pharmacological dose of RU 38486 is introduced to activate the transcription. The dose can be adjusted-to regulate the level of expression. Thus, one skilled in the art will readily recognize that a variety of genes can be turned on and Off in plants by the use of the invention of the present application.

*e B All patents ard publications mentioned in this specification are indicative of the levels of those skilled in the art to which the invention pertains. All patents and publications are incorporated herein by reference to the same extent as if each individual publication was specifically and individually indicated to be incorporated by reference.

One skilled in the art will readily appreciate that the present invention is well adapted to carry out the objects and obtain the ends and advantages mentioned, as well as those inherent therein. Transformed cells, vectors, compositions, molecular switches and receptors, along with the methods, procedures, treatments and molecules described herein are presently representative of preferred embodiments, are exemplary and are not intended as limitations on the scope of the invention. Changes therein and other uses will occur to those skilled in the art which are encompassed within the spirit of the invention as defined by the scope of the claims.

9

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99 9, 9* 99 9 -36- SEQUENCE LISTING GENERAL INFORMATION* APPLICANT: Vegeto, Elisabetta McDonnell, Donald P.

O'Malley, Bert W.

Schrader, William T.

Tsai, Ming-Jer (ii) TITLE OF INVENTION: Mutated Steroid Hormone Receptors, Methods for Their Use and Molecular Switch for Gene Therapy (iii) NUMBER OF SEQUENCES: 4 (iv) CORRESPONDENCE ADDRESS: ADDRESSEE: Fulbright Jaworski STREET: 1301 McKinney, Suite 5100 CITY: Houston STATE: Texas COUNTRY: U.S.A.

ZIP: 77010-3095 020 COMPUTER READABLE FORM: •0 MEDIUM TYPE: Floppy disk S. COMPUTER: IBM PC compatible 000 OPERATING SYSTEM: PC-DOS/MS-DOS SOFTWARE: Patentln Release Version #1.25 (vi) CURRENT APPLICATION DATA: 0* APPLICATION NUMBER: US 07/939,246 FILING DATE: 02-SEP-1992 0" 6 CLASSIFICATION: ATTORNEY/AGENT INFORMATION: 30 NAME: Paul, Thomas D.

REGISTRATION NUMBER; 32,714 REFERENCE/DOCKET NUMBER: D-5505 -37- (ix) TELECOMMUNICATION

INFORMATION:

TELEPHONE: 713/651-5151 TELEFAX: 713/651-5246 TELEX: 762829 INFORMATION FOR SEQ ID N0:1: SEQUENCE CHARACTERISTICS: LENGTH: 42 base pairs TYPE: nucleic acid STRANDEDNESS: single TOPOLOGY: linear (ii) MOLECULE TYPE: DNA (genomic) (iii) HYPOTHETICAL:

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INFORMATION:

DOCUMENT NUMBER: US 07/882,771 FILING DATE: 14-MAY-1992 (xi) SEQUENCE DESCRIPTION: SEQ ID NO:1: *9 AACTTGCATG ATCTTGTCAA ACAACTTCAT CTGTACTGCT TG 42 .l INFORMATION FOR SEQ ID NO.2: SEQUENCE

CHARACTERISTICS:

LENGTH: 42 base pairs TYPE: nucleic acid STRANDEDNESS: single TOPOLOGY: linear MOLECULE TYPE: DNA (genomic) (iii) HYPOTHETICAL: NO (iv) ANTI-SENSE: NO ,i A -38- PUBLICATION INFORMATION: DOCUMENT NUMBER: US 07/882,771 FILING DATE: 14-MAY-1992 (Xi) SEQUENCE DESCRIPTION: SEQ ID NO:2: AATTGCATGA TCTTGTCAAA CAACTTCATC TGTACTGCTT GA 42 INFORMATION FOR SEQ ID NO:3: SEQUENCE CHARACTERISTICS: LENGTH: 14 amino acids TYPE: amino acid STRANDEDNESS: single TOPOLOGY: linear (ii) MOLECULE TYPE: peptide (iii) HYPOTHETICAL: NO (iv) ANTI-SENSE: NO PUBLICATION INFORMATION: DOCUMENT NUMBER: US 07/882,771 FILING DATE: 14-MAY-1992 (xi) SEQUENCE DESCRIPTION: SEQ ID NO:3: i 'S Asn Leu His Asp Leu Val Lys Gin Leu His Leu Tyr Cys Leu 1 s INFORMATION FOR SEQ ID NO:4:

O.

SEQUENCE CHARACTERISTICS: LENGTH: 13 amino acids TYPE: amino acid 25 STRANDEDNESS: single TOPOLOGY: linear ii) MOLECULE TYPE: peptide (ii) MOLECULE TYPE: peptide -39- (Iii) HYPOTHETICAL: NO (iv) ANTI-SENSE: NO PUBLICATION INFORMATION- DOCUMENT NUMBER: US 07/882,771 FILING DATE; 14-MAY-1992 (Xi) SEQUENCE DESCRIPTION: SEQ ID NO:4: Asn Cys Met lie Leu Ser Asn Asn Phe Ile Cys Thr Ala 1 5

Claims (15)

1. A molecular switch for regulating expression of a nucleic acid cassette in a transgenic animal, comprising: a modified steroid receptor which is capable of distinguishing an agonist from an antagonist, said receptor including a natural steroid receptor DNA binding domain linked to a modified ligand binding domain.

2. The molecular switch of claim 1, wherein the natural steroid receptor DNA binding domain has been replaced with a non-native or modified DNA binding domain.

3. The molecular switch of claim 1 or 2, wherein the ligand binding domain is modified to bind a compound selected from the group consisting of non-natural ligands, anti-hormones and non-native ligands.

4. The molecular switch of claim 1 or 2, wherein the ligand binding domain binds a compound selected from the group consisting of 5-alpha-pregnane-3,2-dione; 113 -(4-dimethylaminophenyl)-17p-hydroxy-17a-propinyl-4,9-estradiene-3-one; 11 p-(4- dimethylaminophenyl)- 17a-hydroxy- 17p-(3-hydroxypropyl)- 13a-methyl-4,9-gonadiene- 3-one; 11I -(4-acetylphenyl)- 17p-hydroxy-17a(1 -propinyl)-4,9-estradiene-3-one; 11p-(4- dimethylaminophenyl)-17p-hydroxy-17a-(3-hydroxy- (Z)-propenyl-estra-4,9-diene-3- one; (7p, 11p, 17p)-11-)4-dimethylaminophenyl)-7-methyl-4, 5'-dihydrospiro[ester-4,9- diene-17,2'(3'H)-furan]3 one; (11p,14p,17a)-4',5'-dihydrospiro[ester-4,9-diene- 20 17,2'(3'H)-furan]3-one; (11p, 14p,17a)-4',5'-dihydro- 11 -(4-dimethylaminophenyl)- [spiroestra-4,9-diene-17,2'(3'H)-furan]-3-one.

5. The molecular switch of claim 2, wherein the modified steroid receptor is a receptor with the natural DNA binding domain replaced with a DNA binding domain selected from the group consisting of GAL-4 DNA, virus DNA binding site, insect DNA l 25 binding site and a non-mammalian DNA binding site. i 6. The molecular switch of claim 1 or 2, further comprising linking a transactivation domain selected from the group consisting of VP-16, TAF-1, TAF-2, TAU-1 and TAU-2 to the modified steroid receptor.

7. The molecular switch of claim 1 or 2, wherein said switch is tissue specific.

8. The molecular switch of claim 7, wherein the tissue specificity is determined by adding a transactivation domain which is specific to a given tissue.

9. The molecular switch of claim 7, wherein the tissue specificity is determined by the ligand which binds to the modified steroid hormone receptor. A method for regulating expression of a nucleic acid cassette in a transgenic animal comprising the step of attaching the molecular switch of claim 1 or 2, to a nucleic acid cassette to form a nucleic acid cassette/molecular switch complex for use in the 4 transgenic animal.

11. The method of claim 10 further comprising the step of administering a harmacological dose of the nucleic acid cassette/molecular switch complex to the AT transgenic animal. [N:\LIBFF]00902:rmx 41

12. A method of claim 11, wherein said molecular switch is turned on or off by dosing the transgenic animal with a pharmacological dose of a ligand which binds to the modified ligand binding site.

13. A method for regulating nucleic acid cassette expression in a transgenic animal comprising the steps of: forming a nucleic acid cassette/molecular switch complex by linking a molecular switch to a nucleic acid cassette in positional relationship such that the expression of the nucleic acid sequence in the nucleic acid cassette is capable of being up-regulated or down-regulated by the molecular switch; wherein said molecular switch comprises a modified steroid receptor that is capable of distinguishing an agonist from an antagonist; inserting the nucleic acid cassette/molecular switch complex into a cell to form a transformed cell; and inserting a pharmacological dose of the transformed cell into the transgenic animal.

14. The molecular switch of any one of claims 1 to 9, when used to regulate expression of a nucleic acid cassette in a transgenic animal. Use of the molecular switch of any one of claims 1 to 9, in the preparation of a medicament for regulating expression of a nucleic acid cassette in a transgenic animal.

16. The method of any one of claims 1 to 13, the molecular switch of claim 14 or the use of claim 15, wherein the molecular switch is comprised of a progesterone receptor with the native DNA binding domain replaced with GAL-4 DNA binding domain. t 17. The method of any one of claims 1 to 13, the molecular switch of claim 14 or the use of claim 15, wherein the nucleic acid sequence is transcribed to produce a protein after the transgenic animal is given a pharmacological dose of an anti-progesterone.

18. The method, molecular switch or use of claim 17, wherein the amount of 9 25 protein produced in the transformed cell is proportional to the dose of anti-progesterone. i 19. The method of any one of claims 1 to 13, the molecular switch of claim 14 or :.the use of claim 15, wherein the molecular switch and a nucleic acid cassette are on separate plasmids and are co-injected into a target cell.

920. The molecular switch of claim 8, further comprising the addition of a tissue- specific cis-element to the target gene. 21. The molecular switch of claim 8, further comprising the addition of progesterone responsive elements into a promoter of the nucleic acid cassette. 22. A molecular switch for regulating expression of a nucleic acid cassette in a plant, comprising: a modified steroid receptor which is capable of distinguishing an agonist from an antagonist, said receptor including a natural steroid receptor DNA binding domain linked to a modified ligand binding domain. 23. The molecular switch of claim 22, wherein the natural steroid receptor DNA oinding domain has been replaced with a non-native or modified DNA binding domain. [N:\LIBFF00902:mxl 42 24. The molecular switch of claim 22 or 23, wherein the ligand binding domain is modified to bind a compound selected from the group consisting of non-natural ligands, anti-hormones and non-native ligands. The molecular switch of claim 22 or 23, wherein the ligand binding domain binds a compound selected from the group consisting of 5-alpha-pregnane-3,2-dione; 11p -(4-dimethylaminophenyl)-17p-hydroxy-1 7a-propinyl-4,9-estradiene-3-one; 11 dimethylaminophenyl)-1 7a-hydroxy- 7p-(3-hydroxypropyl)- 13a-methyl-4,9-gonadiene- 3-one; 11 p-(4-acetylphenyl)-17p-hydroxy-17a(1-propinyl)-4,9-estradiene-3-one; 11p-(4- dimethylaminophenyl)-17p-hydroxy-17oa-(3-hydroxy-l(Z)-propenyl-estra-4,9-diene-3- one; (7P, 113, 17p)-11-)4-dimethylamiophenyl)-7-methyl-4, 5'-dihydrospiro[ester-4,9- diene-17,2'(3'H)-furan]3-one; (111,140,17o)-4',5'-dihydrospiro[ester-4,9-diene- 17,2'(3'H)-furan]3-one; (111 ,141,17a)-4',5'-dihydro- 11-(4-dimethylaminophenyl)- [spiroestra-4,9-diene- 17,2'(3'H)-furan]-3-one. 26. The molecular switch of claim 23, wherein the modified steroid receptor is a receptor with the natural DNA binding domain replaced with a DNA binding domain selected from the group consisting of GAL-4 DNA, virus DNA binding site, insect DNA binding site and a non-mammalian DNA binding site. 27. The molecular switch of claim 22 or 23, further comprising linking a transactivation domain selected from the groups consisting of VP-16, TAF-1, TAF-2, 20 TAU-1 and TAU-2 to the modified steroid receptor. 28. The molecular switch of claim 22 or 23, wherein said switch is tissue specific. 29. The molecular switch of claim 28, wherein the tissue specificity is determined by the ligand which binds to the modified steroid hormone receptor. A method for regulating expression of a nucleic acid cassette in a plant S 25 comprising the step of attaching the molecular switch of claim 22 or 23, to a nucleic acid cassette to form a nucleic acid cassette/molecular switch complex for use in the plant. 31. The method of claim 30 further comprising the step of administering a pharmacological dose of the nucleic acid cassette/molecular switch complex to the plant. ~32. The method of claim 32, wherein said molecular switch is turned on or off by dosing the plant with a pharmacological dose of a ligand which binds to the modified ligand binding site. 33. A method for regulating nucleic acid cassette expression in a plant comprising the steps of: forming a nucleic acid cassette/molecular switch complex by linking a molecular switch to a nucleic acid cassette in positional relationship such that the expression of the nucleic acid sequence in the nucleic acid cassette is capable of being up-regulated or iA down-regulated by the molecular switch; wherein said molecular switch comprises a odified receptor that is capable of distinguishing an agonist from an antagonist; inserting in the nucleic acid cassette/molecular switch complex into a cell to form a S ransformed cell; and [N:\IBFF]o0902:mxl 43 inserting a pharmacological dose of the transformed cell into the plant. 34. The method of claim 33, wherein the molecular switch is comprised of a progesterone receptor with the native DNA binding domain replaced with GAL-4 DNA binding domain. 35. The method of claim 33, wherein the nucleic acid sequence is transcribed to produce a protein after the plant is given a pharmacological dose of an anti-progesterone. 36. The method of claim 35, wherein the amount of protein produced in the transformed cell is proportional to the dose of anti-progesterone. 37. The method of claim 35, wherein the molecular switch and a nucleic acid cassette are on separate plasmids and are co-injected into a target cell. 38. The molecular switch of claim 37, further comprising the addition of progesterone responsive elements into a promoter of the nucleic acid cassette. 39. A molecular switch for regulating expression of a nucleic acid cassette in a transgenic animal, substantially as hereinbefore described with reference to any one of the the Examples. A method for regulating expression of a nucleic acid cassette in a transgenic animal comprising the step of attaching the molecular switch of claim 39, to a nucleic acid cassette to form a nucleic acid cassette/molecular switch complex for use in the transgenic animal. 20 41. The molecular switch of claim 39, when used to regulate expression of a nucleic acid cassette in a transgenic animal. 42. Use of the molecular switch of claim 39, in the preparation of a medicament for regulating expression of a nucleic acid cassette in a transgenic animal. 43. A molecular switch for regulating expression of a nucleic acid cassette in a 25 plant, substantially as hereinbefore described with reference to any one of the Examples. 44. A method for regulating expression of a nucleic acid cassette in a plant comprising the step of attaching the molecular switch of claim 43, to a nucleic acid cassette to form a nucleic acid cassette/molecular switch complex for use in the plant. Dated 8 May 2000 Baylor College of Medicine Patent Attorneys for the Applicant/Nominated Person SPRUSON FERGUSON [N:1UBF]00902:mxl